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Use of Seismotectonic Information for the Seismic Hazard Analysis for Surat City, Gujarat, India: Deterministic and Probabilistic Approach T. P. THAKER, 1 GANESH W. RATHOD, 1 K. S. RAO, 1 and K. K. GUPTA 1 Abstract—Surat, the financial capital of Gujarat, India, is a mega city with a population exceeding five millions. The city falls under Zone III of the Seismic Zoning Map of India. After the devastating 2001 Bhuj earthquake of Mw 7.7, much attention is paid towards the seismic microzonation activity in the state of Gujarat. In this work, an attempt has been made to evaluate the seismic hazard for Surat City (21.170 N, 72.830 E) based on the probabilistic and deterministic seismic hazard analysis. After col- lecting a catalogue of historical earthquakes in a 350 km radius around the city and after analyzing a database statistically, deter- ministic analysis has been carried out considering known tectonic sources; a further recurrence relationship for the control region is found out. Probabilistic seismic hazard analyses were then carried out for the Surat region considering five seismotectonic sources selected from a deterministic approach. The final results of the present investigations are presented in the form of peak ground acceleration and response spectra at bed rock level considering the local site conditions. Rock level Peak Ground Acceleration (PGA) and spectral acceleration values at 0.01 s and 1.0 s corresponding to 10% and 2% probability of exceedance in 50 years have been calculated. Further Uniform Hazard Response Spectrum (UHRS) at rock level for 5% damping, and 10% and 2% probability of exceedance in 50 years, were also developed for the city consid- ering all site classes. These results can be directly used by engineers as basic inputs in earthquake-resistant design of struc- tures in and around the city. Key words: Seismotectonics, PSHAs, DSHAs, PGA, Response spectrum, Earthquakes, Gujarat. 1. Introduction Peninsular India (PI) has been considered to be a stable continental region (SCR), which has, never- theless, experienced many strong to moderate earthquakes since the 18th century (RAO and RAO, 1984;RAO, 2000). Some of the major earthquakes reported in PI include, the Mahabaleshwar (1764), Kutch (1819), Dammoh (near Jabalpur, 1846), Mount Abu (1848), Coimbatore (1900), Son-valley (1927), Satpura (1938), Anjar (1956), Koyna (1967), Broach (1970), Killari (1993), Jabalpur (1997), and recently, Bhuj (2001) earthquakes. MANDAL et al. (2000) highlighted that during the last four decades, PI has experienced moderate seismic activity. The city of Surat is located in Peninsular India on the banks of the River Tapi. As of 2007, Surat and its metropolitan area have a population of more than five million people. In recent times, the city has emerged as a hub for chemicals, minerals, textiles, engineer- ing, oil and port based industries. Surat has infrastructure and a conducive environment for industrial growth making it one of the most indus- trialized cities of India. Even for moderate earthquakes, Surat is vulnerable due to the presence of varied kinds of structures found on soft soils of varying thicknesses. The seismic zoning map of India (BIS: 1893–2002) marks the region in zone III, which shows basic peak ground acceleration (PGA) of 0.16 g. Such a broad zoning is too simplistic because seismic hazard is known to have considerable spatial variability even at shorter wave lengths. Engineering approaches to earthquake resistant structural design will be successful when the forces due to future shocks are accurately estimated at the location of a given structure. Moreover, in an historic city like Surat, it is not just new construction that has to be designed safe, it is equally important to protect the existing monuments, industrial and infrastructural facilities. Considering all aspects, seismic studies have become very vital for the region. In this study, an attempt has been made to esti- mate seismic hazard at bedrock level in terms of PGA 1 Department of Civil Engineering, Indian Institute of Technology Delhi, Hauz Khas, New Delhi 110016, India. E-mail: [email protected]; [email protected]; raoks@civil. iitd.ac.in; [email protected] Pure Appl. Geophys. 169 (2012), 37–54 Ó 2011 Springer Basel AG DOI 10.1007/s00024-011-0317-z Pure and Applied Geophysics

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  • Use of Seismotectonic Information for the Seismic Hazard Analysis for Surat City, Gujarat,

    India: Deterministic and Probabilistic Approach

    T. P. THAKER,1 GANESH W. RATHOD,1 K. S. RAO,1 and K. K. GUPTA1

    AbstractSurat, the financial capital of Gujarat, India, is a

    mega city with a population exceeding five millions. The city falls

    under Zone III of the Seismic Zoning Map of India. After the

    devastating 2001 Bhuj earthquake of Mw 7.7, much attention is

    paid towards the seismic microzonation activity in the state of

    Gujarat. In this work, an attempt has been made to evaluate the

    seismic hazard for Surat City (21.170 N, 72.830 E) based on the

    probabilistic and deterministic seismic hazard analysis. After col-

    lecting a catalogue of historical earthquakes in a 350 km radius

    around the city and after analyzing a database statistically, deter-

    ministic analysis has been carried out considering known tectonic

    sources; a further recurrence relationship for the control region is

    found out. Probabilistic seismic hazard analyses were then carried

    out for the Surat region considering five seismotectonic sources

    selected from a deterministic approach. The final results of the

    present investigations are presented in the form of peak ground

    acceleration and response spectra at bed rock level considering the

    local site conditions. Rock level Peak Ground Acceleration (PGA)

    and spectral acceleration values at 0.01 s and 1.0 s corresponding

    to 10% and 2% probability of exceedance in 50 years have been

    calculated. Further Uniform Hazard Response Spectrum (UHRS) at

    rock level for 5% damping, and 10% and 2% probability of

    exceedance in 50 years, were also developed for the city consid-

    ering all site classes. These results can be directly used by

    engineers as basic inputs in earthquake-resistant design of struc-

    tures in and around the city.

    Key words: Seismotectonics, PSHAs, DSHAs, PGA,

    Response spectrum, Earthquakes, Gujarat.

    1. Introduction

    Peninsular India (PI) has been considered to be a

    stable continental region (SCR), which has, never-

    theless, experienced many strong to moderate

    earthquakes since the 18th century (RAO and RAO,

    1984; RAO, 2000). Some of the major earthquakes

    reported in PI include, the Mahabaleshwar (1764),

    Kutch (1819), Dammoh (near Jabalpur, 1846), Mount

    Abu (1848), Coimbatore (1900), Son-valley (1927),

    Satpura (1938), Anjar (1956), Koyna (1967), Broach

    (1970), Killari (1993), Jabalpur (1997), and recently,

    Bhuj (2001) earthquakes. MANDAL et al. (2000)

    highlighted that during the last four decades, PI has

    experienced moderate seismic activity.

    The city of Surat is located in Peninsular India on

    the banks of the River Tapi. As of 2007, Surat and its

    metropolitan area have a population of more than five

    million people. In recent times, the city has emerged

    as a hub for chemicals, minerals, textiles, engineer-

    ing, oil and port based industries. Surat has

    infrastructure and a conducive environment for

    industrial growth making it one of the most indus-

    trialized cities of India. Even for moderate

    earthquakes, Surat is vulnerable due to the presence

    of varied kinds of structures found on soft soils of

    varying thicknesses. The seismic zoning map of India

    (BIS: 18932002) marks the region in zone III, which

    shows basic peak ground acceleration (PGA) of

    0.16 g. Such a broad zoning is too simplistic because

    seismic hazard is known to have considerable spatial

    variability even at shorter wave lengths. Engineering

    approaches to earthquake resistant structural design

    will be successful when the forces due to future

    shocks are accurately estimated at the location of a

    given structure. Moreover, in an historic city like

    Surat, it is not just new construction that has to be

    designed safe, it is equally important to protect the

    existing monuments, industrial and infrastructural

    facilities. Considering all aspects, seismic studies

    have become very vital for the region.

    In this study, an attempt has been made to esti-

    mate seismic hazard at bedrock level in terms of PGA

    1 Department of Civil Engineering, Indian Institute of

    Technology Delhi, Hauz Khas, New Delhi 110016, India. E-mail:

    [email protected]; [email protected]; raoks@civil.

    iitd.ac.in; [email protected]

    Pure Appl. Geophys. 169 (2012), 3754

    2011 Springer Basel AGDOI 10.1007/s00024-011-0317-z Pure and Applied Geophysics

  • and spectral acceleration (Sa) using state of the art

    probabilistic seismic hazard analysis (PSHA). A new

    seismotectonic map of the study area considering

    350 km radius around Surat city has been prepared

    for this purpose, which consists of the past earth-

    quake data (collected from various sources and

    available literature) and earthquakes associated with

    these tectonic sources. Available earthquake data is

    analysed statistically and a recurrence relationship

    has been obtained using G-R (GUTENBERG and RICH-

    TER, 1944) method. Bed rock level PGA and Sa

    values at 0.01 and 1.0 s corresponding to 10% and

    2% probability of exceedance in 50 years; have been

    calculated for Surat city. Further, Uniform Hazard

    Response Spectra (UHRS) at rock level for 5%

    damping and 10 and 2% probability of exceedance in

    50 years were also developed for the city considering

    all site classes as per the National Earthquake Hazard

    Reduction Program (NEHRP) (BSSC, 2001). These

    spectral accelerations and uniform hazard spectra can

    be used to assess the design forces and also to

    develop the design spectra for important structures.

    2. Study Area

    The seismic zonation studies started in 1959 by

    TANDON (1956) and KRISHNA (1959) demarcate areas

    of potential earthquake damage in the Indian sub-

    continent. The intensity-based mapping of the Indian

    Subcontinent was presented by GUHA (1962) and

    GUBIN (1968). The probabilistic seismic hazard

    studies for this area were done by several researchers

    including BASU and NIGAM (1977), KAILA and RAO

    (1979), KHATRI et al. (1984), JAISWAL and SINHA

    (2006, 2007) and VIPIN et al. (2009). The study area

    considered for the present investigation covers an

    area of 350 km radius around the city as per regula-

    tory guide 1.167 (1997). Other details such as

    regional geology and seismological details for the

    study area have been collected from an extensive

    literature review.

    The study area consists of the centre point at Surat

    city with latitude 21.17 N and longitude 72.83 E,with a radius of 350 km around. This area covers the

    latitude from 18.00 N to 24.32 N and longitude of69.45 E to 76.20 E and covers a major part of

    Gujarat state, southern part of Rajasthan, western-

    central part of Madhya Pradesh and part of Maha-

    rashtra state including Mumbai city. According to the

    seismic zoning map of India, the whole study area

    falls into zones II to V. The major area of Kutch

    district falls in zone V, the other part of Kutch district

    and some part of Surashtra falls in zone IV, and the

    rest of Gujarat, Maharashtra and Madhya Pradesh

    falls in zone III; some areas of Rajasthan, Maha-

    rashtra and Madhya Pradesh fall in the zone II of BIS

    1893:2002. The study area marked in the seismic

    zoning map of India is shown in Fig. 1.

    3. Seismic Characteristics of the Region

    Surat city, which lies along the west coast of

    India, is in the stable continental region of PI.

    Cambay, Rann of Kutch and Narmada-Tapti regions

    are recognised as one of the most active regions of PI.

    In the recent past, many researchers have addressed

    the seismicity of PI (KAILA et al. 1972; CHANDRA,

    1977; RAO and RAO, 1984; KHATTRI, 1992; IYENGAR

    and RAGHUKANTH, 2004; SITHARAM and ANBAZHAGAN,

    2007; VIPIN et al. 2009). GUHA and BASU (1993) have

    compiled a catalogue of PI earthquakes of magnitude

    C3. RAO and RAO (1984) fitted the frequency mag-

    nitude relationship for PI. They demonstrated that the

    interval 18701920 had been the period of quies-

    cence, whereas prior to and after this time window, PI

    showed higher levels of seismic activity. JAISWAL and

    SINHA (2008) reported that most of the historical

    earthquakes in PI have been concentrated near the

    weak rifting zones (Rann of Kutch, Narmada linea-

    ment) or in the passive continental margins (both

    eastern and western), whereas the cratonic zones

    (northern and eastern) and inactive grabens are gen-

    erally free from large earthquake activity and thus

    form stable shields within the Indian plate.

    The earthquake catalogue for this area was pre-

    pared by combining and consolidating the available

    information from different sources covering the time

    period 18182008. The earthquake data were col-

    lected from different sources, i.e., Geological Survey

    of India (GSI), Indian Meteorological Department

    (IMD), International Seismological Centre (ISC),

    National Geophysical Research Institute (NGRI),

    38 T. P. Thaker et al. Pure Appl. Geophys.

  • Gujarat Engineering Research Institute (GERI),

    Institute of Seismological Research (ISR), and United

    States Geological Survey (USGS). In addition to that,

    a few more data were collected from the catalogues

    published by different researchers like CHANDRA

    (1977); OLDHAM (1883); MALIK (1999) and JAISWAL

    and SINHA (2005).

    The data collected were carefully analyzed to

    remove the repetitions. In some cases the magnitudes

    of the same event reported by different agencies were

    slightly different and in those cases, a higher mag-

    nitude event has been selected for the analysis. The

    data obtained were in different magnitude scales and

    some of the literature only report the intensity value

    for historical earthquakes. Estimation of seismic

    hazard values in any region requires complete details

    of past earthquakes with a uniform magnitude scale

    and hence these data were converted to a common

    scale of moment magnitude (Mw) as per KANAMORI

    (1983) and HEATON et al. (1986), maximum value has

    been adopted. In addition to that the intensity values

    are converted using the empirical relation (M = (2/3)

    I ? 1) by GUTENBERG and RICHTER (1956), where I is

    the earthquake intensity value. Hence, in the present

    context, the term magnitude refers to moment mag-

    nitude (Mw) in the text here after.

    About 464 earthquake events were collected with

    minimum magnitude of 3.0 and maximum of 7.7.

    After removing the dependent events, the data set

    contains 150 events between magnitude 3 and 3.9, 111

    Figure 1Study area and seismic zonation map of India (Modified from BIS 1893:2002)

    Vol. 169, (2012) Use of Seismotectonic Information for the Seismic Hazard Analysis 39

  • Figure 2Histogram of earthquakes in study area

    Figure 3Seismotectonic map of study area

    40 T. P. Thaker et al. Pure Appl. Geophys.

  • events between 4 and 4.9, 36 events between 5 and 5.9

    and 4 and 2 events of between magnitudes 66.9 and

    more than 7.0 respectively. The number of earth-

    quakes reported in each decade is shown in Fig. 2.

    4. Generation of a Seismotectonic Map

    The seismic sources in the study area were iden-

    tified from the Seismotectonic Atlas (SEISAT, 2000),

    published by the Geological Survey of India (GSI).

    The base map of the area has been collected from the

    United States Geological Survey (USGS). Earthquake

    data and seismic sources, like major faults and line-

    ament are superimposed on it. The seismotectonic

    map of 350 km radius around Surat city along with the

    details of earthquakes is shown in Fig. 3. A total of 17

    sources identified in the study area out of which 12 are

    major faults and five are major lineaments. The

    lengths of seismic sources vary from 105 to 550 km.

    5. Deterministic Estimation of Peak Ground

    Acceleration

    Deterministic seismic hazard assessments seek to

    identify maximum credible earthquake (MCE) that

    will affect the site. The MCE is the largest earthquake

    that can be reasonably expected to occur in the region

    (KRINITZSKY, 2002). It can be obtained by the deter-

    ministic method (KRINITZSKY, 2002). In the present

    study, vulnerable sources refer to the sources that are

    capable enough to produce significant magnitude of

    earthquake. Hence, those sources produce the earth-

    quake magnitude of 4.0 and above have been

    considered in the analysis, are listed in Table 1.

    Maximum magnitude has been assigned to each

    source based on maximum reported earthquake in the

    past and the proximity to each seismic source. Also, it

    is very important to determine the focal depth of

    earthquake in the region. Considering the distribution

    of epicenters, focal depth of 10 km is adopted as

    shown in Fig. 4. The attenuation relationship devel-

    oped by IYENGAR and RAGHUKANTH (2004) is

    considered for the analysis.

    6. Regional Recurrence

    Usually, the seismic activity of the region is

    characterized by recurrence relationships. Various

    recurrence relationships are reported in the literature

    (GUTENBERG and RICHTER, 1944; MERZ and CORNELL,

    1973; SHAH et al. 1975). In the present investigations,

    Table 1

    Estimation of peak ground acceleration: deterministic approach

    Major faults/lineaments Notation Length

    (km)

    Epicentral

    distance (km)

    Hypocentral distance

    (h = 10 km), R (km)

    Max. magnitude

    (Mw)

    PGA (g)

    Kutch Mainland Fault (KMF) F1 140 339.00 339.15 7.7 0.008

    Island Belt Fault (IBF) F2 130 350.00 350.14 5.6 0.001

    Cambay West Fault (CWF) F3 200 120.00 120.42 5.7 0.016

    North Katiawar Fault (NKP) F4 135 343.00 343.15 5.7 0.001

    Son Narmada Fault (SNF) F5 550 42.42 43.58 6.3 0.128

    Tapi North Fault (TNF) F6 395 6.43 11.89 5.0 0.158

    Barwani Sukta Fault (BSF) F7 180 220.00 220.23 6.3 0.008

    Upper Godawari Fault (UGF) F8 240 110.00 110.45 4.3 0.004

    West Coast Fault (WCF) F9 308 35.47 36.85 5.7 0.090

    Chiplun Fault (CF) F10 105 251.00 251.20 4.2 0.001

    Kim Fault (KF) F11 180 123.00 123.41 5.0 0.007

    Cambay East Fault (ECF) F12 290 105.00 105.48 5.7 0.020

    Lathi-Rajkot Lineament L1 205 295.00 295.17 5.7 0.002

    Chambal-Jamnagar Lineament L2 175 300.00 300.17 5.8 0.002

    Kishangarh-Chipri Lineament L3 210 169.00 169.30 4.6 0.003

    Rakhabodev Lineament L5 325 213.00 213.23 5.2 0.003

    Bold values represent faults considered for the probabilistic analysis

    Vol. 169, (2012) Use of Seismotectonic Information for the Seismic Hazard Analysis 41

  • a simple and widely used GUTENBERG and RICHTER

    (1944) relationship has been adopted to evaluate the

    seismic hazard parameter b.

    log10 N a bM 1where, N stands for the cumulative number of

    earthquakes greater than or equal to a particular

    magnitude M per year, parameters a and b describe

    the seismic activity of the region. The simplest way

    to obtain a and b is through least square regression,

    but due to incompleteness of the database, such an

    approach leads to erroneous results. Historical

    earthquake records are usually more complete for

    larger earthquakes than for smaller ones. Small

    earthquakes can go undetected for a variety of

    physical and demographical reasons. Fitting a straight

    line, such as that implied by the G-R law, through

    recurrence data, in which the mean rate of exceed-

    ance of small earthquakes is underestimated, will

    tend to flatten the line. As a result, the actual mean

    rate of small earthquakes will be underestimated and

    the mean rate of large earthquakes will be overesti-

    mated (MENON et al. 2010). Two different methods,

    namely, the visual cumulative (CUVI) method (TINTI

    and MULARGIA, 1985) and the method by STEPP (1973)

    were used to calculate the completeness periods for

    different magnitude classes as shown in Fig. 5 and

    Fig. 6. Table 2 summarizes completeness periods

    estimated with these two methods. Recently, the

    study by EPRI (2006) indicates that the parameter a

    and b are sensitive to the selection of the threshold

    magnitude (m0). In the present study m0 has been

    found from the frequency magnitude distribution, as

    the value from where the data depart from a straight

    line as suggested by WIEMER and Wyss (2000). In

    addition, the effects of very small earthquakes are of

    little interest as they are not capable of causing sig-

    nificant damage and hence earthquakes above,

    m0 = 4.0 is set as threshold value for the present

    analysis.

    The completeness periods from both the analyses

    (Table 2) have been used to compute the G-R mag-

    nitude-frequency relationship as shown in Fig. 7. The

    recurrence relations obtained from both the methods

    is,

    LogN 0:87Mw 3:8; R2 0:985 From Stepp 1973 method 2a

    LogN 0:91Mw 4:0; R2 0:985 From CUVI method 2b

    However, comparison of both the methods from

    Table 2 and Fig. 7 suggests that the results are in

    good agreement; hence, the average value has been

    adopted in the present study as given below.

    LogN 0:89 0:02Mw 3:9 0:1 2From Figs. 2, 8 and Table 2 it can be concluded

    that the catalogue for the period since 1958 is com-

    plete from magnitude 3.0 as better recording of data

    has been observed in the last 50 years. Hence, the

    whole catalogue from 18182008 has been divided in

    two parts; 18181958 historical data (as the extreme

    part of catalogue) and from 19582008 instrumental

    Figure 4Latitude and longitude with depth of earthquake occurrences

    42 T. P. Thaker et al. Pure Appl. Geophys.

  • (b)

    (a)

    (c)

    (d)

    (e)

    (f)

    (g)

    (h)

    Figure 5CUVI method

    Vol. 169, (2012) Use of Seismotectonic Information for the Seismic Hazard Analysis 43

  • data (complete part of catalogue) as shown in Fig. 8.

    It has been noted that the effect of Bhuj (2001) and

    Kutch (1819) earthquakes are also considered in the

    analysis as the Bhuj (2001) event produced signifi-

    cant damages in the Surat and surrounding areas

    although the epicenter of this earthquake is just

    outside the limit of 350 km radius around the city.

    The b value obtained in this study matches well

    with the previous studies RAO and RAO (1984), SEE-

    BER et al. (1999), RAGHUKANTH and IYENGAR (2006),

    JAISWAL and SINHA (2006), ANBAZHAGAN et al. (2008)

    and VIPIN et al. (2009) in PI. However, LAI et al.

    (2009) and MENON et al. (2010) reported higher b

    values for Kancheepuram and Tamil Nadu respec-

    tively, this may imply that the study area is prone to

    higher magnitude earthquakes in comparison to these

    regions of Tamil Nadu. Table 3 presents the b

    values published by different authors for PI along

    with the values obtained in the present study.

    7. Deaggregation and Selection of Sources

    for Probabilistic Hazard Analysis

    From the deterministic seismic hazard analysis

    carried out on 16 sources in the study area (Table 1),

    five sources gave PGA above 0.01 g, have been

    selected for the probabilistic seismic hazard estima-

    tion. These sources are namely Cambay East Fault

    (CEF), Son Narmada Fault (SNF), Tapi North Fault

    (TNF), West Coast Fault (WCF) and West Cambay

    Fault (CWF). The detail of five sources with reported

    numbers of earthquake data close to each source are

    shown in Table 4. In Table 4, the shortest and longest

    Figure 6Stepp method

    Table 2

    Completeness period for different magnitude classes

    CUVI method STEPP (1973) method

    Magnitude class

    (Mw)

    Completeness

    period

    Completeness

    interval (years)

    Magnitude

    class (Mw)

    Completeness

    period

    Completeness

    interval (years)

    3.03.4 19582008 50 3.03.4 19582008 50

    3.53.9 19582008 50 3.53.9 19582008 50

    4.04.4 19582008 50 4.04.4 19582008 50

    4.54.9 19522008 56 4.54.9 19482008 60

    5.05.4 19382008 70 5.05.4 19382008 70

    5.55.9 19032008 105 5.55.9 19082008 100

    6.06.4 18452008 163 C6.0 18382008 170

    C6.5 18182008 190 *** *** ***

    Figure 7Regional frequency-magnitude relationships

    44 T. P. Thaker et al. Pure Appl. Geophys.

  • distances from the point of interest (Surat city) are

    presented.

    The recurrence relation in Eq. 2 derived in the

    present study is for the entire region and not nec-

    essarily applicable to any particular fault. Fault level

    recurrence is necessary to differentiate activity rates

    among the seismic sources. The most reliable way is

    to plot a frequency magnitude relation for individual

    sources. Because of the paucity of sufficient number

    of earthquake data around the individual sources, it

    is very difficult to compute reliable seismic param-

    eters and, therefore, this approach may lead to

    erroneous results. An alternative is to empirically fix

    the b value by measuring the slip rate of a fault.

    For the faults under consideration, no slip values are

    available. Moreover, PI earthquakes are associated

    with poor surface expressions of faults and hence

    reliable estimation of slip rates has not yet been

    possible (RAJENDRAN and RAJENDRAN, 1999; IYENGAR

    and RAGHUKANTH, 2004), hence an approach given

    by RAGHUKANTH and IYENGAR (2006) based on heu-

    ristic basis invoking the principle of conservation of

    seismic activity is adopted, This method has also

    been followed by IYENGAR and GHOSH (2004), RAG-

    HUKANTH and IYENGAR (2006), ANBAZHAGAN et al.

    (2008) and VIPIN et al. (2009) for PSHA of Delhi,

    Mumbai, Bangalore and PI respectively. According

    to RAGHUKANTH and IYENGAR (2006), the regional

    seismicity measured in terms of the number of

    earthquakes per year with m C m0, should be equal

    to the sum of such events occurring on individual

    faults.

    Hence; Nm0 X

    Nim0i 1; 2. . .; 5 3

    However, in finding Ni(m0), some assumptions are

    necessary. First, a longer fault can produce more

    small events of magnitude m0 than a shorter fault.

    Hence, Ni (m0) may be taken as being proportional to

    the length of the fault, leading to a simple weight

    factor for source i,

    ai LiPLi

    4

    where Li is the length of the fault i.

    On the other hand, one may also consider that

    future activity will continue, at least in the short run,

    similar to past activity. Hence, irrespective of its

    length, the seismic activity should relate to the

    number of past events associated with it in the cata-

    logue. This way one can arrive another weight factor

    vi as;

    vi NiNR

    5

    where Ni = number of earthquakes close to the

    source and NR = total number of earthquakes in the

    region.

    The recurrence relation for source i is obtained by

    averaging both weighting factor and multiplying the

    regional relation as given below;

    Figure 8Distribution of earthquake magnitude with years

    Table 3

    Comparison of b values with values reported in the literature

    for PI

    Author b Value Region

    RAM and RATHOR (1970) 0.81 PI

    KAILA et al. (1972) 0.70 PI

    RAO and RAO (1984) 0.85 PI

    SEEBER et al. (1999) 0.89 Maharashtra State

    RAGHUKANTH and

    IYENGAR (2006)

    0.86 Mumbai city

    JAISWAL and SINHA (2006) 0.91 PI

    ANBAZHAGAN et al. (2008) 0.87 0.03 Bangalore city

    VIPIN et al. (2009) 0.891 0.07 PI

    LAI et al. (2009) 1.26 Kancheepuram,

    Tamil Nadu

    MENON et al. (2010) 1.13 Tamil Nadu

    Present analysis 0.89 0.02 Surat city

    Vol. 169, (2012) Use of Seismotectonic Information for the Seismic Hazard Analysis 45

  • m Nim0 0:5ai viNm0 6The weighting factors calculated for each source

    are shown in Table 5. The maximum magnitude

    (mmax) for each source was estimated based on the

    maximum reported magnitude at the source plus 0.5

    (KIJKO and GRAHAM, 1998; RAGHUKANTH and IYENGAR,

    2006; ANBAZHAGAN et al. 2008). The recurrence

    relation for each fault capable of producing earth-

    quake magnitude in the range of m0 to mmax was

    calculated using the truncated exponential recurrence

    model developed by MCGUIRE and ARABASZ (1990)

    and an annual rate of event of magnitude CMw (km)is given by following expression;

    km m expbm mo expbmmax mo1 expbmmax mo

    7for mo B m B mmax

    where, mo is the threshold magnitude, b = 2.303b and Ni (m0) or m is the weightage factor for a par-ticular source based on deaggregation. The

    deaggregation of regional hazard in terms of fault

    recurrence is shown in Fig. 9. Finally probability

    density function fM(m) is calculated for each fault

    based on the following expression.

    fMm PM\m=m0 mmmax b expbm mo

    1 expbmmax mo 8

    8. Predictive Relationship

    Magnitude, distance and site conditions are the

    principal variables used in predicting future ground

    motions. A large number of predictive relationships

    derived from regression analysis of strong motion

    Table 4

    Vulnerable sources considered for probabilistic seismic hazard analysis

    Faults/lineaments Notation Magnitude

    (Mw)

    Shortest hypocentral

    distance (km)

    Longest hypocentral

    distance (km)

    No. of earthquakes

    close to the source

    Cambay East Fault (ECF) F12 5.7 108.67 340.66 08

    Son Narmada Fault (SNF) F5 6.3 43.58 393.67 23

    Tapi North Fault (TNF) F6 5.0 11.89 370.85 19

    West Coast Fault (WCF) F9 5.7 36.86 348.05 22

    Cambay West Fault (CWF) F3 5.7 139.65 334.28 24

    Table 5

    Source recurrence relation weighing factors

    Faults/

    lineaments

    Surat

    city

    Magnitude

    (Mw)

    Length

    (Lf)

    No. of earthquakes

    close to the source

    ai vi Average weighingfactor

    ECF F12 5.7 290 8 0.166 0.026 0.096

    SNF F5 6.3 550 23 0.316 0.076 0.196

    TNF F6 5.0 395 19 0.227 0.063 0.145

    WCF F9 5.7 308 22 0.177 0.073 0.125

    CWF F3 5.7 200 24 0.115 0.079 0.097

    Figure 9Deaggregation of regional hazard in terms of fault recurrence

    46 T. P. Thaker et al. Pure Appl. Geophys.

  • data are available for peak ground acceleration. Since

    the study area is located in PI, the attenuation relation

    developed by IYENGAR and RAGHUKANTH (2004)

    through a statistically simulated seismological model

    for rock a site is used for this study. The attenuation

    relation suggested for the study area is given in Eq. 9.

    ln Y C1 C2M 6 C3M 62 ln R C4R ln e

    9where Y, M, R and e refer to the PGA/Spectralacceleration (g) at the bedrock level, Moment mag-

    nitude, hypocentral distance, and error associated

    with the regression respectively. The coefficients C1,

    C2, C3 and C4, derived for the western-central region

    of India by IYENGAR and RAGHUKANTH (2004) is con-

    sidered for the hazard analysis. These coefficients in

    Eq. 9 have been obtained from the extensive seis-

    mological modeling and simulation by RAGHUKANTH

    and IYENGAR (2007). This relation is valid for bedrock

    sites with a shear wave velocity of 3.6 km/s. The

    normal cumulative function has a value which is

    more efficient in terms of the standard normal vari-

    ables (z) which can be computed for any random

    variable using a transformation as given below;

    z ln Y ln Y

    rln e 10

    Where Y* is the various targeted PGA/Sa levels

    which will be exceeded, ln Y is the value calculated

    using predictive relationship and ln e is the uncer-tainty in the predictive relation expressed by the

    standard deviation.

    PETERSEN et al. (2004) compared Kutch ground

    motion data from the 2001 Bhuj earthquake for sites

    located 230 km and 950 km from hypocenter in Ah-

    madabad and Delhi respectively (University of

    Roorkee, CRAMER and WHEELER, 2001) with published

    ground motion equations. This comparison suggests

    that the crustal intraplate relation of FRANKEL et al.

    (1996) yields ground motion similar to the strong

    ground motion data recorded from 2001 Bhuj earth-

    quake at large distances. A comparison of various

    attenuation relationships have been made by JAISWAL

    and SINHA (2007), and they gave 50% weightage to the

    relationship developed by IYENGAR and RAGHUKANTH

    (2004) and rest to other attenuation relationships.

    9. Local Site Effects

    Considerable variation in the ground motion is

    observed due to local site conditions, and hence, sur-

    face level spectral acceleration values can be different

    from bed rock values. Several approaches were used

    to include site effect into PSHA (e.g. SUZUKU and

    KIREMIDJAN, 1998; BERNREUTER et al. 1986; TOKI et al.

    1991; BORCHERDT, 1994; MARITINI et al. 1994; ERDIK,

    1995; etc.) most of them use site coefficients which

    modify the basic PGA, spectral shape or intensity based

    on the site classification, depending on the geotechnical

    properties like shear wave velocity (BORCHERDT, 1994)

    or geological condition (TOKI et al., 1991). The widely

    adopted method for classifying a site is the average

    shear wave velocity in the top 30 m of the site com-

    monly known as Vs30. This parameter has been adopted

    by many building codes for classifying a site for the

    purpose of incorporating local site conditions in the

    estimation of the design ground motion. The results of

    Eq. 9 are modified for local site condition (RAGHUKANTH

    and IYENGAR, 2007) used for the present analysis.

    ys YFs 11and; ln Fs a1Y a2 ln ds 12

    where Fs is amplification coefficient, ys is spectral

    acceleration at the ground surface for a given site

    class, a1 and a2 are regression coefficients and ds isthe error term corresponding to site classification,

    s = A, B, C, D. These coefficients along with the

    standard deviation of error r(ln ds) as reported byRAGHUKANTH and IYENGAR (2007) are considered for

    the analysis. The variation from the mean is charac-

    terized by standard deviation expressed as:

    rln es rln e2 rln ds2

    q13

    10. Probabilistic Seismic Hazard Analysis

    Probabilistic seismic hazard analysis (PSHA) was

    initially developed by CORNELL (1968) and incorpo-

    rates the influence of all potential sources of

    earthquakes and the activity rate assigned to them.

    Thereafter, many researchers have adopted this meth-

    odology for evaluating hazard and recently this method

    Vol. 169, (2012) Use of Seismotectonic Information for the Seismic Hazard Analysis 47

  • has been adopted by IYENGAR and GHOSH (2004),

    RAGHUKANTH and IYENGAR (2006), ANBAZHAGAN et al.

    (2008), and VIPIN et al. (2009) for the probabilistic

    seismic hazard analysis of Delhi, Mumbai, Bangalore

    and PI respectively. The procedure for carrying out

    PSHA has been demonstrated by KRAMER (1996) and is

    adopted for the present analysis. A common approach

    involves the development of seismic hazard curves,

    which indicates the annual probability of exceedance

    of different values of a selected ground motion

    parameter. The seismic hazard curves can be used to

    compute the probability of exceeding the selected

    ground motion parameter in a specified period of time.

    Seismic hazard curves can be obtained for individual

    source zones and are combined to express aggregate

    hazards at a particular site. For a given earthquake

    occurrence, the probability that a ground motion

    parameter Y will exceed a particular value y* can be

    computed using total probability theorem; that is:

    P Y [ y P Y [ y=X P X Z

    P Y [ y=X fxXdx 14

    where X is a vector of random variables that influ-

    ences Y. In most cases, the quantities in X are limited

    to magnitude M, and distance R. Assuming that M

    and R are independent, the probability of exceedance

    can be written as:

    PY [ y ZZ

    PY [ y=m; rfMmfRrdmdr15

    where P[Y [ y*/m,r] is obtained from the predictiverelationship and fM(m) and fR(r) are the probability

    density functions for magnitude and distance,

    respectively. If the site of interest is a region of Ns

    potential earthquake sources, each of which has an

    average rate of threshold magnitude exceedances,

    m expai bimo; the total average exceedancerate the region will be given by

    ky XNs

    i1mi

    ZZPY [ y=m; rfMimfRirdmdr

    16The individual components of Eq. 16 are, quite

    complicated that the integrals cannot be evaluated

    analytically. Numerical integration, which can be

    performed by a variety of different techniques, is

    therefore required. One approach used for simplicity

    to divide the possible ranges of magnitude and dis-

    tance into NM and NR segments respectively. The

    average exceedance rate can be estimated by,

    ky XNs

    i1

    XNM

    j1

    XNR

    k1miPY [y=mj;rkfMimjfRirkDmDr

    17where mj = mo ? (j - 0.5)(mmax - mo)/NM, rk =

    rmin ? (k - 0.5)(rmax - rmin)/NR, Dm = (mmax -mo)/Nm and Dr = (rmax - rmin)/NR. This is equiva-lent to assuming that each source is capable of

    generating only NM different earthquakes of different

    magnitude mj, at only NR different source to site

    distances, rk, and hence, Eq. 17 equivalent to,

    ky XNs

    i1

    XNM

    j1

    XNR

    k1miPY [y=mj;rkPMmjPR rk

    18Assuming that the number of earthquakes occur-

    ring on a fault follows a stationary Poissons process,

    the probability that the control variable Y exceeds

    level y*, in terms of a finite time interval T years is

    given by:

    PYT [ y 1 exp ky T 19

    Figure 10Seismic hazard at rock level for Surat, Gujarat, India

    48 T. P. Thaker et al. Pure Appl. Geophys.

  • The seismic hazard curves can be obtained by

    computing the mean annual rate of exceedance ky, fordifferent specified ground motion values y*. These

    curves are first obtained individually for all the five

    faults and combined to estimate the aggregate hazard

    at the site. The seismic hazard curve for PGA at bed

    rock obtained by the above method is shown in Fig. 10

    along with the individual contribution from all five

    faults. It is observed that the seismic hazard at Surat is

    mainly contributed by three faults namely, Tapi North

    Fault (TNF), Son Narmada Fault (SNF) and West

    Coast Fault (WCF). The site condition in Surat city

    may vary A-type to F-type based on the NEHRP

    classification. Ideally, with the help of detailed shear

    wave velocity profiles, covering all parts of city, pre-

    cise estimation of site specific hazard will be possible.

    Even in absence of this, the design response spectrum

    can be standardized for the sites of A, B, C, and D.

    Seismic hazard curves for PGA computed separately

    for these sites in Surat is shown in Fig. 11, for E- and

    F-type sites, rigorous nonlinear site response analysis

    would be needed, with specific parameters and is

    outside the scope of the present study.

    11. Uniform Hazard Response Spectrum

    The current approach in engineering practice is to

    use design response spectra with equal probability of

    exceedance over the entire frequency range of inter-

    est. Such design spectra are known as Uniform

    Hazard Response Spectra (UHRS). In the present

    study, uniform hazard response spectra is developed

    from probabilistic ground motion analysis that has

    equal probability being exceeded at each period of

    vibration. For finding UHRS, seismic hazard curves,

    response spectra at specified probability of exceed-

    ance over the entire frequency range of interest are

    evaluated using Eq. 9 and site coefficients suggested

    by RAGHUKANTH and IYENGAR, 2007. The International

    Code IBC (2000) prescribed design forces based on

    spectral acceleration (Sa) corresponding to 10 and 2%

    probability of exceedance in 50 years. These corre-

    spond to 475 and 2,475 years return periods

    respectively. Figure 12 shows the UHRS (with

    damping of 5%) at bed rock level for Surat city

    corresponding to the above two standard return

    periods. Spectral acceleration (Sa) corresponding to

    1 s natural period, is known as long period seismic

    period. It is observed that, for the same return period,

    spectral acceleration is high on soft soil sites.

    Figure 13 shows the hazard curves corresponding to

    1 s natural period for different site classes (A, B, C and

    D). Uniform hazard response spectrum (with damping

    of 5%) for different site in Surat city according to

    NEHRP site classification for 10 and 2% probability of

    exceedance in 50 years presented in Fig. 14.

    12. Results and Discussions

    In the present study, the seismic hazard analysis is

    carried out for the establishment of PGA at bed rock

    Figure 11Effect of local site condition on seismic hazard in Surat, Gujarat

    Figure 12UHRS (with damping of 5%) at bed rock level for Surat city

    corresponds to 10 and 2% of probability of exceedance in 50 years

    Vol. 169, (2012) Use of Seismotectonic Information for the Seismic Hazard Analysis 49

  • level for Surat city based on the deterministic

    approach. An attempt has also been made to evaluate

    the seismic hazard in terms of PGA and Sa at rock

    level and PGA at ground level, based on different site

    classes for Surat city based on probabilistic hazard

    analysis. The seismic hazard curves and UHRS for 2

    and 10% probability of exceedance in 50 years are

    calculated using newly developed Microsoft Excel

    program. There are no previous engineering studies

    in open literature on probabilistic seismic hazard

    analysis covering Surat region. Hence, the results of

    the present study are compared with the studies

    reported in the literature on PI (SEEBER et al. 1999;

    IYENGAR and RAGHUKANTH, 2004; ANBAZHAGAN et al.

    2008; BOOMINATHAN et al. 2008; JAISWAL and SINHA,

    2008, VIPIN et al. 2009). The results are also com-

    pared with the Indian Standard Code (BIS 1893:

    2002).

    Site A Site B

    Site C Site D

    Bedrock

    Figure 13Hazard curves for 1 s for different sites (Class A, B, C, D, and bedrock)

    50 T. P. Thaker et al. Pure Appl. Geophys.

  • As stated earlier, b value obtained in the present

    study matches well with the most studies reported in

    the literature for PI.

    In the present investigation, the peak ground

    accelerations (PGA) 0.100 and 0.138 g are obtained

    for 10 and 2% probability of exceedance in 50 years,

    respectively. As the time unit is not taken into

    consideration in the deterministic approach, the

    probabilistic and deterministic values should not

    compare. However, in the present study, they have

    been compared considering NEHRP (BSSC 2001)

    clause 4.1.3.1. According to this, when site specific

    procedure are utilized, maximum considered earth-

    quake ground motion shall be taken as that motion

    represented by a 5% damped acceleration response

    spectrum having a 2% probability of exceedance in a

    50 years. Deterministic approach is also considered

    for maximum credible earthquake. Hence considering

    the MCE is likened to ground motion with 2475 yr

    return period, while the DBE is likened to the 475 yr

    return period (MENON et al., 2010), the deterministic

    results are compared with 2% probability of

    exceedance in 50 years (2,475 R.P.) results. The

    value of PGA at 2% of probability of exceedance in

    50 years is comparable with PGA value of 0.158 g

    obtained from deterministic analysis. The study

    illustrates that the probabilistic and deterministic

    approaches may lead to comparable answers and

    complementing each other and provides additional

    insights to the seismic hazard assessment.

    The PGA value for 10% probability of exceed-

    ance in 50 years for Surat city, considering different

    sites varies from 0.100 to 0.210 g, with a maximum

    value of 0.210 for Site D (BSSC, 2001). However,

    these PGA values at bedrock obtained from the cur-

    rent investigation are comparable with GSHAP maps

    of BHATIA et al. (1999) for the same region. However,

    BHATIA et al. (1999) have not given any information

    regarding the influence of local Soil.

    In recent years, the building codes are revised to

    consider the 2% probability of exceedance in

    50 years (VIPIN et al., 2009) which corresponds to a

    return period of 2,475 years. Peak ground accelera-

    tion value for the above return period varies from

    0.138 to 0.335 g considering the various site condi-

    tion (BSSC, 2001) with maximum value of 0.335 g

    for Site D. The PGA value of 0.335 g corresponds to

    zone V as per the current seismic hazard map of India

    (BIS 1893:2002). Similarly for return period of

    475 years the maximum PGA value of 0.210 g is

    obtained for Site D, which corresponds to zone IV

    as per the current seismic hazard map of India.

    However, Surat region is placed in the zone III cor-

    responds to maximum PGA value of 0.16 g.

    Uniform hazard response spectra (UHRS) with 10

    and 2% probability of exceedance in 50 years were

    developed for bedrock and A, B, C and D type soil

    classes (BSSC, 2001) for Surat city (Fig. 14). The

    results of these curves show the variation of pre-

    dominant frequency with change in soil types. The

    period of oscillation corresponding to maximum

    spectral acceleration varies from 0.04 s at bedrock

    level to 0.1 s at ground surface for site class D which

    shows low rise buildings are most vulnerable to

    earthquake damage. VIPIN et al. (2009) and RAGHUK-

    ANTH and IYENGAR (2004) found that the period of

    oscillation for Bangalore and Mumbai city respec-

    tively in PI, the values ranges from 0.05 s for bedrock

    (a)

    (b)

    `

    Figure 14Uniform hazard response spectrum for different sites according to

    NEHRP classifications a 10% probability of exceedance in 50 years

    b 2% probability of exceedance in 50 years

    Vol. 169, (2012) Use of Seismotectonic Information for the Seismic Hazard Analysis 51

  • to 0.2 s for site class D. The results of present

    investigations are compared with various studies in

    the literature for PI (Table 6). The values obtained

    from the present study shows some degree of simi-

    larity with the studies reported in the literature.

    In this article, Surat city has been represented as a

    single point. This is not a major limitation in

    estimating seismic hazard. Previous work on mi-

    crozonation of Delhi (IYENGAR and GHOSH, 2004; RAO

    and NEELIMA, 2005) shows that surface level spatial

    variation of hazard, on a city size region, depends

    more on local soil conditions rather than on the

    disposition of seismic sources. Hence at bedrock

    condition, spatial variation within city limits is

    expected to be minimal. However, different sites in a

    city will have different Vs30 values and belong to one

    of A, B, C and D types. With this in view, in the

    present study, design response spectra have been

    derived for these four types of sites. Also, the current

    study highlights the influence of local site effect on

    the ground motion characteristics and shows the need

    for the revision of the current code (IS 1893:2002) of

    practice in India.

    However, the above process has several limita-

    tions as cited by RAGHUKANTH and IYENGAR (2006). In

    addition, all the sources are assumed to be a line

    source. It is important to note that for large portions

    of peninsular India (i.e., the quiet zones of cratons);

    the historical catalog includes no information about

    the previous earthquake activity due to its relatively

    short time span (JAISWAL and SINHA, 2008). It is

    possible that many smaller magnitude earthquakes in

    these quiet zones have not been recorded due to a

    sparse instrumental network even during the last

    several decades. A seismic source incorporating

    background seismicity was not included in the pres-

    ent study. Apart from the above limitations, this

    procedure may lead to the best possible results under

    the present seismic scenario as stated by RAGHUKANTH

    and IYENGAR (2006).

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    Use of Seismotectonic Information for the Seismic Hazard Analysis for Surat City, Gujarat, India: Deterministic and Probabilistic ApproachAbstractIntroductionStudy AreaSeismic Characteristics of the RegionGeneration of a Seismotectonic MapDeterministic Estimation of Peak Ground AccelerationRegional RecurrenceDeaggregation and Selection of Sources for Probabilistic Hazard AnalysisPredictive RelationshipLocal Site EffectsProbabilistic Seismic Hazard AnalysisUniform Hazard Response SpectrumResults and DiscussionsReferences