paradigms on immunotherapy combinations with chemotherapy · 2021. 3. 12. · immunogenic cell...
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JUNE 2021 CANCER DISCOVERY | OF1
Paradigms on Immunotherapy Combinations with Chemotherapy Diego Salas-Benito1,2, José L. Pérez-Gracia1,2, Mariano Ponz-Sarvisé1,2, María E. Rodriguez-Ruiz1,2, Iván Martínez-Forero3, Eduardo Castañón1,2, José M. López-Picazo1,2, Miguel F. Sanmamed1,2,4,5,6, and Ignacio Melero2,4,5,6,7
Review
1Oncology Department, Clínica Universidad de Navarra, Pamplona, Spain. 2Clinical Trials Unit, Clínica Universidad de Navarra, Pamplona, Spain. 3Sen-ior Director, Clinical Research, MSD, Madrid, Spain. 4Center for Medical Applied Research (CIMA), Universidad de Navarra, Pamplona, Spain. 5Nav-arra Institute for Health Research (IDISNA), Pamplona, Spain. 6Biomedical Research Network in Oncology (CIBERONC), Pamplona, Spain. 7Immunol-ogy Department, Clínica Universidad de Navarra, Pamplona, Spain.Note: Supplementary data for this article are available at Cancer Discovery Online (http://cancerdiscovery.aacrjournals.org/).M.F. de Sanmamed and I. Melero share senior authorship of this review.Corresponding Authors: Diego Salas-Benito, University of Navarra and Instituto de Investigacion Sanitaria de Navarra (IdISNA), Av. Pio XII, 55, Pamplona, Navarra 31008, Spain. Phone: 34948194700; E-mail: [email protected]; and Ignacio Melero, Pamplona 31009, Spain. Phone: 34948255400; E-mail: [email protected] Discov 2021;11:1–15doi: 10.1158/2159-8290.CD-20-1312©2021 American Association for Cancer Research.
abstRact Checkpoint inhibitors are being added to standard-of-care chemotherapy in multi-ple clinical trials. Success has been reported in non–small and small cell lung carci-
nomas and urothelial, head and neck, gastric, and esophageal cancers, and promising results are already available in triple-negative breast and pancreatic malignancies. The potential mechanisms of synergy include immunogenic tumor cell death, antiangiogenesis, selective depletion of myeloid immunosup-pressive cells, and lymphopenia, which reduces regulatory T cells and makes room for proliferation of effector T cells. However, chemotherapy regimens have not been optimized for such combinations, perhaps explaining some recent clinical trial disappointments. Approaches to make the most of chemo-immunotherapy include neoadjuvant and adjuvant schemes.
Significance: Immunotherapy of cancer based on PD-1/PD-L1 blockade has prompted a revolution in cancer clinical management. Evidence in phase III clinical trials already supports combinations of immuno-therapy with standard-of-care chemotherapy for a number of malignant diseases. This review focuses on such evidence and provides an overview of the potential synergistic mechanisms of action and the opportunities to optimize chemoimmunotherapy regimens.
canceR chemotheRapyFinding the Achilles’ heel of metastatic cancer is a for-
midable task. The first pharmacologic answer comes from the search for chemicals that would selectively damage rep-licating cells. Compounds achieving such an effect mainly include DNA-damaging agents, those interfering with the DNA enzymatic replicative machinery, and those impairing nucleotide synthesis or mitotic mechanisms. The develop-ment of chemotherapy started in the 1950s with remarkable
success for Hodgkin lymphoma (1), testicular cancer (2), and acute lymphoid leukemia (3). Curative effects against such diseases were discovered with the realization that synergistic combinations of several drugs were required, and that efficacy comes at the cost of significant toxicity. Over the years, cyto-toxic compounds for cancer therapy have been developed in an empiric quest to attain survival advantage for patients in myriads of disease-by-disease clinical trial efforts.
Unfortunately, for the most prevalent epithelial solid malignancies at metastatic stages, chemotherapy at its best offers only modest prolongation of survival. Indeed, the best effects of chemotherapy are obtained when it is delivered in a complementary fashion to radical surgery, either before the operation (neoadjuvant treatment) or after surgery (adjuvant treatment).
Cellular biology observations indicate that most chemo-therapy agents in the clinic ultimately trigger the proapop-totic suicidal machinery of cancer cells. However, resistance mechanisms are most often induced as a result of the expres-sion of multidrug transporters that pump out the chemicals, and genetic and epigenetic adaptations to the selective Dar-winian pharmacologic pressure.
The current state of the art is that aggressive and poorly tolerated chemotherapy schemes are instigated in induc-tion and maintenance regimens until radiologic cancer progression involving tumor masses thriving or newly appearing in spite of treatment. Doses and intervals have been chosen under the maximal tolerated dose paradigm.
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More recently, therapies to attain selective chemotherapy by nano-formulated drugs such as albumin-conjugated taxanes (nab-paclitaxel) or the liposomal formulation of anthracy-clines (liposomal doxorubicin), or antibody–drug conjugates (ADC; such as TDM-1) have been developed. In line with this, tumor selectivity of the ADC can be further attained by optimized linkers that release the chemotherapy moiety selectively in the tumor cell context, as in the case of trastu-zumab-deruxtecan (4), or by protease activatable precursor forms of the antibodies (probodies) conjugated to chemo-therapy agents (5).
Unfortunately, despite its potency, chemotherapy largely lacks a bystander tumor-killing effect, and escape and resist-ance are most frequently possible for the remaining malignant cells at tolerable doses. Paradoxically, full-dose chemotherapy is known to affect replicating immune system cells. Indeed, chemotherapy at high doses can cause immunosuppression (6), and drugs that were originally devised to treat cancer are currently mainly used for autoimmune disorders or to pre-vent allograft rejection. Nonetheless, a therapeutic window exists that contradicts the dogmatic interpretation that was taught until recently in medical school classrooms, stating that the mechanisms targeted by chemotherapy were exactly
the same as those required for adaptive immune responses, which are dependent on clonal lymphocyte expansions.
mechanismsFollowing obscure years of intensive research to harness
the power of the cytotoxic immune response against cancer, we are witnessing a revolution in cancer therapeutics exploit-ing the tumor recognition and destruction capabilities of the immune system. Two approaches have yielded unprecedented success: checkpoint inhibitors (7) and adoptive T-cell therapy with chimeric antigen receptors for B cell–derived malignan-cies (8). Importantly, the most striking therapeutic effects of checkpoint inhibitors have been observed upon combination with chemotherapy or antiangiogenic drugs, whereas adoptive T-cell therapy requires preconditioning regimens of non-mye-loablative chemotherapy or total body irradiation (9, 10). A summary of the main mechanisms at the interface of chemo-therapy and immunotherapy is shown graphically in Fig. 1.
Tumor Debulking by ChemotherapyTumor masses are active producers of immunosuppressive
substances that inhibit immune responses systemically (11).
Figure 1. Postulated mechanisms of synergy between chemotherapy and immunotherapy. In the upper part, the pros and cons mechanisms of chemo-therapy with regard to the immune response are depicted with emphasis on the fact that the pros must outbalance the cons. In the lower part, the main invoked mechanisms of action are schematically represented with the main supportive literature references. MDSC, myeloid-derived suppressor cell; Treg, regulatory T cell.
ConsPros
• Chemotherapy-drivenimmunosuppressionToxicity/tolerabilityCumulative orsynergistic toxicity
••
• Immunogenic cell deathTreg depletionHomeostatic T-cellproliferationMyeloid-derivedsuppressor cell depletion
••
•
Immunotherapy
Chemotherapy
Treg depletion
MDSC depletion
Tumor cell death:(a) immunogenic cell death(b) reduction of tumor cellsproducing immunosupressivemediators
Gut barrier disruption
Homeostatic proliferation of T cells
Refs. 12, 13
Refs. 37, 38
Refs. 21, 22
Ref. 25
Ref. 28
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Hence, any treatment that would cause tumor tissue debulk-ing (surgery, chemotherapy, or radiotherapy) may have a ben-eficial impact on the overall antitumor immune response and its efficacy (12). Additionally, the bulk and numbers of tumor cells to be cleared by the immune system are likely to have limitations. Reducing tumor mass leaves fewer tumor cells to be cleared by the immune system, thereby also reducing the chances for immunoescape variants.
Immunogenic Cell Death: Chemotherapy Meets Immunology
Apoptosis was perceived as an immunologically silent form of cell death and turnover. However, the group of G. Kroemer realized that tumor cells apoptotically killed under the influ-ence of certain chemotherapeutic drugs or ionizing radia-tion vaccinated mice against a subsequent lethal inoculi of viable tumor cells (13). Such ensuing immunity is mainly dependent on CD8 T lymphocytes (13). Incisive research on the mechanisms underlying these effects concluded that the immunogenicity of cell death is a function of premortem reticular stress (14) and release of tissue damaging–denoting substances (alarmins) that alert the immune system. Ulti-mately, tumor cell debris uptake by professional antigen-pre-senting dendritic cells and their activation/maturation state seem to determine the immune outcome (15). Several hall-marks of immunogenic cell death have been proposed, includ-ing exposure of calreticulin on the outer cell surface; release of ATP, Annexin-1, and HMGB1; autophagy; inflammasome activation; induction of type 1 IFN signaling, and release of mitochondrial formyl peptides (16). Interestingly, in vivo or in vitro measurements of such hallmark mechanisms allow drugs to be ranked as inducers of immunogenic cell death (17, 18). It must be acknowledged that most of the evidence corresponds to imperfect mouse models and to correlative studies in human cell line samples. Ultimately, the contribu-tion of these mechanisms needs to be addressed in patient tis-sues under treatment. An excellent recent review summarizes specific knowledge on immunogenic cell death and immune mechanisms elicited in mouse models by anticancer agents, listing most conventional chemotherapy drugs (18).
The postulated train of events in immunogenic cell death includes release of antigens from the dying or dead cells that is taken up, processed, and presented by specialized antigen-presenting cells termed conventional type 1 dendritic cells (cDC1). Maturation/activation of such cDC1 cells is induced by factors released by the surrounding stressed cells under the influence of toxics. Such phenomena are collectively termed as cross-priming of tumor antigens (19), but it must be acknowledged that formal experimental proof for chemo-therapy-enhanced tumor antigen cross-priming in humans remains to be published.
The most exploitable consequence of these immunogenic cell death phenomena is that chemotherapy may result in mechanisms that unleash immunity to tackle malignant cells that could be intrinsically resistant to the chemotherapeutic agent. Nonetheless, the most immunogenic form of cell death is probably far less immunogenic than the immunogenicity following detection of microbial presence (20). Microbial moie-ties detected by innate pathogen recognition receptors are the physiologic triggers of immunity. Therefore, further combina-
tion with locally given or systemically delivered TLR agonists, STING agonists, or virotherapy could be advisable to make the most of the proimmune effects of chemotherapy (21). Of note, off-target effects of chemotherapy may provide adjuvanticity to raise the immunogenicity of tumor antigens, for instance, the reported TLR4 agonist activity of paclitaxel (22).
Depletion of Myeloid-Derived Suppressor Cells, Cancer-Associated Neutrophils, and Macrophages
Not all cells of the immune system fight cancer. In fact, there are leukocyte populations that depress cytotoxic antitumor immunity. Tumors favor a form of leukocyte hematopoiesis that yields myeloid cells phenotypically similar to immature macrophages and neutrophils that in culture and in vivo dampen antitumor T-cell immunity (23, 24). Such myeloid-derived suppressor cells (MDSC) are known to be sensitive to chemotherapeutic agents in mice and humans, which include platinum compounds and DNA alkylating agents (25, 26). The mechanisms that such immunosuppressive myeloid cells deploy to impair T-cell function are multifarious, encompass-ing production of growth and proangiogenic factors, T-cell damaging enzymatic functions, and neutrophil extracellular trap formation, among others. For instance, cancer vaccines are more effective under the influence of cyclophosphamide or platinum-based regimens (25, 26), because of attenuation of MDSC. Of note, gemcitabine and 5-FU are also reported to effectively deplete MDSCs (27, 28). Intratumoral mac-rophages with transcriptomic features conceptualized as M2 are clearly protumoral, whereas those conceptualized as M1 may mediate antitumor function. Chemotherapy drugs such as cyclophosphamide and doxorubicin reportedly favor M1 differentiation (29). Another possible explanation is that by damaging or killing malignant cells, chemotherapeutic drugs downregulate or reduce factors derived from tumor cells that otherwise may favor M2 differentiation, thereby potentially acting through indirect effects.
Tumors promote the formation of tumor-supportive mye-loid leukocytes with growth factors (i.e., GM-CSF, G-CSF, M-CSF, HGF, etc.) and attraction with chemokines (i.e., CXCL1, CXCL8, CCL2, etc.; refs. 24, 30). Ironically, the fre-quently prescribed recombinant G-CSF to treat or prevent chemotherapy-induced neutropenia is likely to be deleterious for the proimmune effects of chemotherapy.
Homeostatic Proliferation of Effector T Cells, and Treg Depletion
T lymphocytes enter the cell cycle as a result of two types of stimuli. On the one hand, cognate antigen recognition spurs rapid clonal expansion, while on the other hand, T-cell num-bers are homeostatically maintained by a competition for promitotic growth factors such as IL7 and IL15. Accordingly, lymphopenia results in homeostatic proliferation of antigen-naïve and central memory T cells.
Hence, lymphotoxic chemotherapy might result in a paradox-ical reshaping of the T-cell repertoire and the differentiation into tumor-attacking cytotoxic T cells. Of note, the window of doses and dose intervals becomes crucial, because too much chemo-therapy would destroy lymphocytes undergoing expansion, but at optimal doses may foster specific immunity. This is best perceived in the context of adoptive T-cell therapy approaches,
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where chemotherapy drugs (usually cyclophosphamide and fludarabine) make room for homeostatic proliferation of adop-tively infused cells (9). This mechanism is considered crucial, and efficacy has been correlated to the circulating levels of homeo-static cytokines and the achieved lymphopenia (9, 31).
Among T cells, a CD4+ subset is specialized at reduc-ing the activation and expansion of effector T lymphocytes. Such a subset differentiates in the thymus and is driven by the transcription factor FOXP3. In cancer, such regulatory T cells (Treg) interfere with tumor immunity in mouse models, and their presence in the tumor microenvironment has been correlated with a poorer prognosis (32). Moreover, FOXP3+ Treg cell differentiation can be induced as a result of local factors in the tumor tissue microenvironment, such as TGFβ (33). Tregs are probably specific to self-antigens conferring a certain level of self-tolerance and are frequently engaged in the cell cycle. Interestingly, some chemotherapies such as cyclo-phosphamide seem to be selective to some extent at killing these FOXP3+ subpopulations (34). However, clinical studies have questioned whether cyclophosphamide could actually induce relevant levels of Treg depletion (35). Dosing and tim-ing may be critical to the immunomodulatory effects of cyclo-phosphamide, and the concept of medium-dose intermittent chemotherapy has been suggested as optimal (36). In any case, cyclophosphamide is an imperfect Treg-depleting agent, and more precise and effective ways to target this immunosuppres-sive population are under clinical investigation.
All considered, predosing with low-dose cyclophospha-mide is a common adjuvant procedure in experimental cancer vaccines (37). Treg depletion by chemotherapy is also likely to explain the favorable effects on lymphodepletion in TIL adoptive therapy. It must be remembered that efficient Treg depletion in tumor tissues is a pending issue in cancer immu-notherapy. Of note, low-dose regimens of cyclophosphamide such as metronomic or oral schedules might derive their benefit from these immune-mediated mechanisms. Nonethe-less, clinical proof for the efficacy of cyclophosphamide as an immunotherapy-potentiating tool remains to be established and is matter of debate.
AntiangiogenesisImmunotherapy with PD-1/PD-L1–blocking checkpoint
inhibitors induces striking clinical benefit upon combina-tion with VEGF–VEGFR antagonists for metastatic renal cell carcinoma (RCC; refs. 38, 39) and hepatocellular car-cinoma (HCC; ref. 40). Indeed, the multityrosine kinase inhibitor axitinib + pembrolizumab or avelumab and the combination of bevacizumab + atezolizumab are market-approved for first-line treatment of advanced RCC and HCC, respectively. These combined therapeutic mechanisms were originally translated to the clinic for melanoma by S. Hodi’s team (41) and are related not only to angiogenesis inhibition, but also to the reshaping of myeloid populations and to VEGF effects on innate lymphocytes (42). Although VEGF–VEGFR-targeted inhibitors cannot be considered as chemotherapy, they illustrate the concept that antiangio-genesis in combination with immunotherapy may result in synergistic effects.
In this regard, proliferating vascular cells can be the prey of a variety of chemotherapeutic agents even at low metro-
nomic doses (43) that thereby cause solid-tumor hypoxia and nutrient deprivation. This is a double-edged sword for cancer immunity. It is intriguing that a relative degree of hypoxia increases the activity of cytotoxic T cells (44) while it may also result in a more hostile myeloid cell environment (44). Furthermore, tissue penetration of T lymphocytes across endothelial barriers could be altered for the better or for the worse by chemotherapy pretreatment (42).
Disruption of the Gut Microbiome BarrierThe importance of the abundance and species composi-
tion of the gut microbiome for immunotherapy has been intensively studied and found to exert a significant effect on therapeutic outcomes in response to immunotherapies with potential for therapeutic interventions (45). Chemotherapy agents very actively destroying replicating enterocytes result in disruption of the gut mucosal barrier leading to bacilli and microbial biomolecules that reach otherwise sterile tis-sues (46). Such barrier disruption is also induced by total body irradiation and may exert important effects on cancer immunity, in part depending on the control of the matura-tion state of dendritic cells even if they are located distant from the gut (47).
It is worth mentioning that chemotherapy often causes febrile neutropenia as a side effect that is frequently treated with broad-spectrum antibiotics, which severely modify the gut microbiota. When considering the potential effects on concomitant immunotherapy, this could be deleterious, neutral, or favorable with regard to antitumor effects. These phenomena deserve attention in chemoimmunotherapy tri-als and will most probably be deleterious for patients’ out-comes (48).
Recently, attention has focused on the presence of bac-teria or their nucleic acids in tumor lesions, particularly in metastasis from digestive cancers (49, 50). It would not be surprising that such levels of microbial colonization could be increased by chemotherapy drugs, thereby exerting anticancer or procancer immune effects.
Deleterious Effects of Chemotherapy on ImmunityHigh-dose chemotherapy beyond a poorly understood
threshold results in overall immune functional depression (51). This is presumably the result of elimination of antican-cer effector components or the demise of stem-like T cells able to restore the antigen-recognition repertoire. Such an undesirable effect may come from dose levels and continu-ous dosing without intervals for immune recovery. Certainly, dose and schedules of chemotherapy have not been chosen for being immune system-friendly.
For instance, in an attempt to deal with these immuno-suppressive side effects, strategies of extraction, expansion, preservation, and reinfusion of polyclonal peripheral blood T cells have been clinically tested in patients undergoing chemo-therapy to improve overall immunocompetence and tumor immune responsiveness (52). These approaches might be espe-cially suitable for combination with checkpoint inhibitors.
In addition, it must be considered that the approach of combining chemotherapy and immunotherapy also leads to increased toxicity, as observed with most combination therapies. For example, in the lung cancer KEYNOTE-189
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trial, despite a similar overall rate of adverse events, the discontinuation rate for all treatments or any treatment component was higher in the chemoimmunotherapy com-bination arm (53).
Disease-by-Disease expeRienceExamples of already available phase III evidence support-
ing the notion of chemoimmunotherapy combinations can be found and have been published or recently released in congresses in multiple oncology conditions [Table 1, includ-ing HR and P data evidence for overall survival (OS) or progression-free survival (PFS)]. Moreover, hundreds of clini-cal trials are ongoing or are in the plan/preparation phases in which immunotherapy agents are combined with chemo-therapy regimens again across multiple malignant indica-tions (Supplementary Table). Furthermore, many studies on neoadjuvant settings are ongoing with evidence for enhanced pathologic responses on chemoimmunotherapy that remain to be validated in terms of OS consequences. A general appraisal of these types of combinations is quite favorable, and they will likely expand to numerous diseases and disease stages. However, benefit is not universally found, and there are trials failing to report superiority of chemoimmunother-apy over standard-of-care options.
For this approach, the accepted standard-of-care chemo-therapy regimen has been chosen as such in most cases. We have elected not to present a catalog of immune-related effects of chemotherapy agents as published by Galluzzi and colleagues (18), because in the best of cases it would be incomplete and probably inaccurate. Indeed, the immune-effect profile of chemotherapy drugs commonly used in the clinic needs to be investigated in mouse models and in humans over a broad range of doses.
Chemoimmunotherapy of Lung CancerThe first and foremost success of chemotherapy being
combined with immunotherapy came in the field of non–small cell lung cancer (NSCLC). Following approval of PD-1 and PD-L1 antagonists in second-line metastatic or locally advanced NSCLC, a race for approvals as the first line of treatment with immunotherapy agents began. Single-agent immunotherapy found efficacy in first-line therapy against tumors with high (>50%) PD-L1 expression versus platinum-based chemotherapy doublets (54, 55). In this scenario, an obvious approach was to add immunotherapy to the stand-ard chemotherapy regimens and maintenance with anti–PD-1/PD-L1 immunotherapy as suggested by phase II trials. Amazing unprecedented efficacy in terms of OS as compared with chemotherapy was observed for a pembrolizumab + chemotherapy combination either for adenocarcinoma (HR 0.49; P < 0.001; ref. 53) or for squamous histologies (HR 0.64; P < 0.001; ref. 56). Intriguingly, a parallel trial of chemo-therapy with nivolumab failed in its primary endpoint of OS to beat chemotherapy with the chemoimmunotherapy com-bination in the first-line setting (HR 0.86; P = 0.1859; ref. 57). Nonetheless, results from a randomized phase III clinical trial comparing the addition or not of nivolumab to carboplatin + paclitaxel + bevacizumab for first-line nonsquamous NSCLC have recently disclosed superiority for the nivolumab-con-
taining arm in terms of PFS (HR 0.56; P = 0.0001), while the study is yet immature for OS (58).
The anti–PD-L1 monoclonal antibody atezolizumab com-bined with carboplatin/cisplatin and pemetrexed for first-line metastatic nonsquamous NSCLC improved PFS compared with chemotherapy alone (HR 0.596; P < 0.0001; ref. 59). Similar benefit in PFS for a chemoimmunotherapy combi-nation with atezolizumab in squamous NSCLC came from another phase III trial (HR 0.71; P = 0.0001), but OS was no longer in the chemoimmunotherapy arm (60). Most recently, ipilimumab + nivolumab combined with chemotherapy sur-passed chemotherapy alone as a first-line treatment (HR 0.69; P = 0.0006; ref. 61).
Frequent crossover from chemotherapy to immunotherapy did not prevent improved survival, thus supporting the notion that sequencing both approaches is less beneficial. Impor-tantly, benefit extended to patients with tumors presenting low or no expression of PD-L1. Safety profiles of the combina-tion were tolerable, and >grade 3 adverse events were similar in percentages to chemotherapy + placebo (53, 56). However, as mentioned, the discontinuation rate was higher in the chemo-immunotherapy arm in the Keynote-189 trial (53).
Other PD-1/PD-L1–blocking-based combinations, includ-ing those with anti-CTLA4 antibodies and VEGF blockade, have also recently obtained FDA approval for first-line treat-ment of NSCLC. In this regard, the field has widened with the use of ipilimumab + nivolumab that surpasses chemotherapy, especially in those patients with a high tumor mutational bur-den (62), and atezolizumab + bevacizumab + chemotherapy, which is better than bevacizumab + chemotherapy (HR 0.78; P = 0.02; ref. 63). As mentioned above, nivolumab in combina-tion with chemotherapy + bevacizumab also rendered benefit over standard chemotherapy + bevacizumab (58).
The most astonishing results of immunotherapy in lung cancer have been observed in the neoadjuvant setting, where nivolumab achieved pathologic complete responses in 45% of cases (64). Several phase III clinical trials are evaluating the added benefit of combining immunotherapy and chemo-therapy in the neoadjuvant setting (Supplementary Table).
In small cell lung cancer (SCLC), recent results have also documented in first-line treatment that the addition of PD-L1 blockade with atezolizumab (65) or durvalumab (66) to standard platinum + etoposide yields better results than chemotherapy alone (HR 0.70, P = 0.007; HR 0.73, P = 0.0047, respectively, for atezolizumab or durvalumab). The benefit for pembrolizumab with etoposide + carboplatin over chemo-therapy alone has been reported in a phase III trial in terms of PFS (HR 0.75; P = 0.0023), but with a final analysis for OS that did not reach the significance boundary, even if a favorable tendency was observed (HR 0.80; P = 0.0164; ref. 67).
The clinical success of these combinations in the NSCLC and SCLC arenas has not been followed by deep mechanistic insight or the identification of predictive or pharmacody-namic biomarkers. The discovery and validation of such markers is crucial and the focus of ongoing efforts.
Chemoimmunotherapy of Breast CancerFrom the different types of carcinoma of the breast, HER2-
negative hormone receptor–negative [triple-negative breast cancer (TNBC)] remains a formidable clinical challenge. In
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tabl
e 1.
Che
moi
mm
unot
hera
py c
linic
al p
hase
III t
rial
s w
ith
disc
lose
d ef
fica
cy re
sult
s
Indi
catio
nSt
age
Chem
othe
rapy
ag
ent
Imm
unot
hera
py
agen
tNC
TRe
f.Cl
inic
al ef
ficac
y (C
htIO
/Cht
)St
atis
tical
evid
ence
FDA
appr
oval
Clin
ical
be
nefit
NSCL
CM
TS 1
LPl
atin
um/P
emPe
mbr
oliz
umab
KEYN
OTE-
189
(NCT
0257
8680
)53
ORR
47.6
vs. 1
8.9%
; PF
S: 8
.8 m
vs. 4
.9 m
; OS
at 1
2 m
onth
s 69
.2%
vs. 4
9.4%
OS:
HR
0.49
(CI 0
.38–
0.64
);
P <
0.00
1Ye
sYe
s
NSCL
CM
TS 1
LPl
atin
um-b
ased
+
Pem
Atez
oliz
umab
IMpo
wer 1
32
(NCT
0265
7434
)59
ORR
47%
vs. 3
2%; P
FS
7.6
m vs
. 5.2
m; O
S 18
.1 m
vs. 1
3.6
m
PFS:
HR
0.59
6 (C
I 0.4
94–
0.71
9); P
< 0
.000
1No
Yes
NSCL
CM
TS 1
LHi
stol
ogy-
base
d Ch
TNi
volu
mab
Chec
kMat
e 22
7 (N
CT02
4778
26)
57OR
R 48
.1 vs
. 29.
3%;
PFS
8.7
vs. 5
.8 m
; OS
18.8
vs. 1
5.6
m
OS:
HR
0.86
(CI 0
.69–
1.08
); P
= 0
.185
9No
No
NSCL
CM
TS 1
LHi
stol
ogy-
base
d Ch
TNi
volu
mab
+
ipili
mum
abCh
eckM
ate
9LA
(NCT
0321
5706
)61
ORR
38 vs
. 25%
; PFS
6.
7 vs
. 5 m
; OS
15.6
vs
. 10.
9 m
; OS
at
1-ye
ar 6
3% vs
. 47%
OS:
HR
0.69
(CI 0
.55–
0.87
); P
= 0
.000
6Ye
sYe
s
NSCL
CM
TS 1
LCa
rb +
Pac
l +
Bev
Nivo
lum
abTA
SUKI
-52
(O
NO-4
538-
52)
58PF
S 12
.12
vs. 8
.11
m;
OS n
ot m
atur
ePF
S: H
R 0.
56 (C
I 0.4
3–0.
71);
P =
0.0
001
NoYe
s
NSCL
CM
TS 1
LCa
rb +
Pac
l +
Bev
Atez
oliz
umab
IMpo
wer1
50
(NCT
0236
6143
)63
ORR
63.5
vs. 4
8%; P
FS
8.3
vs. 8
.6 m
; OS
19.2
vs
. 14.
7 m
OS:
HR
0.78
(CI: 0
.64–
0.96
); P
= 0
.02
Yes
Yes
NSCL
Csq
MTS
1L
Carb
+ N
ab-
Pacl
/Pac
lPe
mbr
oliz
umab
KEYN
OTE-
407
(NCT
0277
5435
)56
ORR
57.9
vs. 3
8.4%
; PF
S 6.
4 vs
. 4.8
m; O
S 15
.9 vs
. 11.
3 m
OS:
HR
0.64
(CI 0
.49–
0.85
); P
< 0
.001
Yes
Yes
NSCL
Csq
MTS
1L
Carb
+ P
acl/
Nab-
Pacl
Atez
oliz
umab
IMpo
wer1
31
(NCT
0236
7794
)60
ORR
49 vs
. 41%
; PFS
6.
3 m
vs. 5
.6 m
; OS
14.2
m vs
. 13.
5 m
PFS:
HR
0.71
(CI 0
.60–
0.85
);
P =
0.00
01No
No
SCLC
MTS
1L
Carb
+ E
top
Atez
oliz
umab
IMpo
wer1
33
(NCT
0276
3579
)65
ORR
60.2
vs. 6
4.4%
; PF
S 5.
2 vs
. 4.3
m; O
S 12
.3 vs
. 10.
3 m
OS:
HR
0.70
(CI 0
.54–
0.91
); P
= 0
.007
Yes
Yes
SCLC
MTS
1L
Carb
+ E
top
Durv
alum
abCA
SPIA
N (N
CT03
0438
72)
66OR
R 68
vs. 5
8%; O
S 13
vs
. 10.
3 m
OS:
HR
0.73
(CI 0
.59–
0.91
); P
= 0
.004
7Ye
sYe
s
SCLC
MTS
1L
Carb
/Cis
+ E
top
Pem
brol
izum
abKE
YNOT
E-60
4 (N
CT03
0667
78)
67OR
R 70
.6 vs
. 61.
8%;
PFS
4.5
vs. 4
.3 m
; OS
10.8
vs. 9
.7 m
PFS:
HR
0.75
(CI 0
.61–
0.91
); P
= 0.
0023
. OS:
HR
0.80
(0
.64–
0.98
); P
= 0.
0164
NoYe
s?
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Chemoimmunotherapy REVIEW
JUNE 2021 CANCER DISCOVERY | OF7
Brea
st T
NM
TS 1
LNa
b-Pa
clAt
ezol
izum
abIM
pass
ion
130
(NCT
0242
5891
)68
, 69,
70
PFS:
7.2
vs. 5
.5 m
; OS
(ITT)
: 21
vs. 1
8.7
m;
OS (P
D-L1
>1%
): 25
.4
vs. 1
7.9
m
PFS:
HR
0.80
(CI 0
.69–
0.92
); P
= 0.
002
OS
(ITT
): HR
0.8
7 (C
I 0.7
2–1.
02); P
= 0.
078
OS
(PD
-L>1
%):
HR 0
.67
(CI
0.53
–0.8
6)
Yes,
PD-L
1 (+
)No
Brea
st T
NM
TS 1
LPa
clAt
ezol
izum
abIM
pass
ion
131
(NCT
0312
5902
)71
ORR
54 vs
. 47%
; PFS
5.
7 vs
. 5.6
m; O
S 19
.2
vs. 2
2.8
m
OS:
HR
1.12
(CI 0
.76–
1.65
) PF
S: H
R 0.
82 (C
I 0.6
0–1.
12)
NoNo
Brea
st T
NM
TS 1
LNa
b-Pa
cl o
r Pac
l or
Car
b +
Gem
Pem
brol
izum
abKE
YNOT
E-35
5 (N
CT02
8195
18)
72PF
S (C
PS>1
0) 9
.7 vs
. 5.
6 m
; PFS
(CPS
>1)
7.6
vs. 5
.6 m
PFS
(CPS
>10)
: HR
0.65
(CI
0.49
–0.8
6) P
= 0
.004
11Ye
s (PD
-L1
CPS>
10)
Yes
Brea
st T
NNe
oAd
Pacl
+ C
yclo
ph +
Do
xor/
Epi
Pem
brol
izum
abKE
YNOT
E-52
2 (N
CT03
0364
88)
75pC
R 64
.8%
vs. 5
1.2%
pCR
: Inc.
13.6
%; C
I 5.4
to 2
1.8;
P
< 0.
001
NoYe
s
Brea
st T
NNe
oAd
Carb
+ N
ab-P
acl
Atez
oliz
umab
NeoT
RIPa
PDL1
(N
CT02
6202
80)
76pC
R 43
.5%
vs. 4
0.8%
Not a
vaila
ble
NoNo
Brea
st T
N ea
rlyNe
oAd
Pacl
+ C
yclo
ph +
Do
xor
Atez
oliz
umab
IMpa
ssio
n031
(N
CT03
1979
35)
77pC
R 57
.6%
vs. 4
1.1%
pCR
: Inc.
16.5
% (5
.9, 2
7.1)
; 1-
side
d P
= 0.
0044
NoYe
s
Blad
der
MTS
1L
Gem
+ C
is/C
arb
Avel
umab
(mai
nte-
nanc
e)JA
VELI
N Bl
adde
r 10
0 (N
CT02
6034
32)
87OS
21.
4 m
vs. 1
4.3
mO
S: H
R 0.
69 (C
I 0.5
6–0.
86);
1-si
ded P
= 0.
0005
Yes
Yes
Blad
der
MTS
1L
Gem
+ C
is/C
arb
Pem
brol
izum
abKE
YNOT
E-36
1 (N
CT02
8533
05)
89OR
R 54
.7 vs
. 44.
9%;
PFS
8.3
vs. 7
.1 m
; OS
17 vs
. 14.
3 m
PFS:
HR
0.78
(IC
0.65
–0.9
3);
P =
0.00
33. O
S: H
R 0.
86 (I
C 0.
72–1
.02)
; P =
0.0
407
NoNo
HNC
MTS
1L
Carb
/Cis
+ 5
-FU
or C
arb/
Cis +
5-
FU +
Cet
ux
Pem
brol
izum
abKE
YNOT
E-04
8 (N
CT02
3580
31)
92OR
R 35
vs. 1
9%; O
S (IT
T): 1
3 vs
. 10.
7 m
. OS
(CPS
≥1):
13.6
vs.
10.4
m. O
S (C
PS≥2
0):
14.7
vs. 1
1 m
OS
(ITT
): HR
0.7
7 (C
I 0.
63–0
.93)
; P =
0.0
034.
O
S (C
PS≥1
): HR
0.6
5 (C
I 0.
53–0
.80)
; P <
0.0
001.
O
S (C
PS≥2
0): 0
.60
(CI
0.45
–0.8
2); P
= 0
.000
4
Yes C
PS≥1
Yes
Gast
ricM
TS 1
LCi
s + 5
-FU/
Cape
Pem
brol
izum
abKE
YNOT
E-06
2 (N
CT02
4945
83)
101
ORR
52.5
% vs
. 36.
7%;
PFS
(CPS
≥1) 6
.9 m
vs
. 6.4
m; O
S (C
PS≥1
) 12
.5 vs
. 11.
1 m
OS
(CPS
≥10)
12.
3 vs
. 10
.8 m
OS
(CPS
≥1):
HR, 0
.85
(CI
0.70
–1.0
3); P
= 0
.05.
OS
(CPS
≥10)
: HR,
0.8
5 (C
I 0.
62–1
.17)
; P =
0.1
6
NoNo
Gast
ric/E
s-op
hage
alM
TS 1
LCa
pe +
Oxa
li/
5-FU
+ O
xali
Nivo
lum
abCh
eckM
ate-
649
(NCT
0287
2116
)10
2PF
S (P
D-L1
CPS
≥5)
7.6
vs. 6
.1 m
; OS
(all)
13
.8 vs
. 11.
6 m
OS
(all)
: HR
0.80
(C
I 0.6
8–0.
94); P
= 0.
0002
. PF
S (C
PS≥5
): HR
0.6
8
(CI 0
.56–
0.81
); P
< 0.
0001
NoYe
s
(continued)
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Salas-Benito et al.REVIEW
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Indi
catio
nSt
age
Chem
othe
rapy
ag
ent
Imm
unot
hera
py
agen
tNC
TRe
f.Cl
inic
al ef
ficac
y (C
htIO
/Cht
)St
atis
tical
evid
ence
FDA
appr
oval
Clin
ical
be
nefit
Gast
ricM
TS 1
LS-
1 +
Oxal
i/Ca
pe +
Oxa
liNi
volu
mab
ATTR
ACTI
ON
(ONO
-453
8–37
)10
3OR
R 57
.5 vs
. 47.
8%;
PFS
10.5
vs. 8
.3 m
; OS
17.
5 vs
. 17.
2 m
PFS:
HR
0.68
(CI 0
.51–
0.90
);
P =
0.00
07 O
S: H
R 0.
90
(CI 0
.75–
1.08
); P
= 0.
257
NoYe
s
Esop
hage
alAd
juva
ntCR
TNi
volu
mab
Chec
kMat
e 57
7 (N
CT02
7434
94)
104
DFS
22.4
vs. 1
1 m
DFS
: HR
0.69
(CI 0
.56–
0.86
); P
= 0
.000
3No
Yes
Esop
hage
alM
TS 1
LCi
s + 5
-FU
Pem
brol
izum
abKE
YNOT
E-59
0 (N
CT03
1897
19)
105
ORR
(all)
45
vs. 2
9.3%
; PF
S (a
ll) 6
.3 vs
. 5.8
m;
OS (a
ll) 1
2.4
vs. 9
.8 m
PFS
(all)
: HR
0.65
(CI,
0.55
–0.7
6); P
< 0
.000
1. O
S (a
ll): H
R, 0
.73
(CI 0
.62–
0.86
); P
< 0.
0001
NoYe
s
Glio
blas
tom
aM
TS 1
LTe
moz
+ R
TNi
volu
mab
Chec
kMat
e-54
8 (N
CT02
6675
87)
[pre
ss re
leas
e].
Prin
ceto
n, N
J: BM
S; M
ay 9
, 201
9
PFS
not i
mpr
oved
, OS
not m
atur
eRe
sults
not
pub
lishe
dNo
No
Ovar
ian
NeoA
d/Ad
Carb
+ P
acl +
Be
vAt
ezol
izum
abIM
agyn
050
(NCT
0303
8100
)An
n On
col.
2020
;31:
S1
161–
S116
2.
PFS
(ITT)
19.
5 vs
. 18.
6 m
; PFS
(PD-
L1+)
20.
8 vs
. 18.
5 m
; OS
not
mat
ure
PFS
(ITT
): HR
0.9
2 (C
I 0.
79–1
.07)
. PFS
(PD
-L1+
): HR
0.8
0 (C
I 0.6
5–0.
99)
NoNo
NOTE
: Eac
h cl
inic
al tr
ial i
s ref
erre
d to
acc
ordi
ng to
text
bib
liogr
aphy
. Ab
brev
iatio
ns: 5
-FU,
5-F
luor
oura
cile
; Bev
, bev
aciz
umab
; Cap
e, ca
peci
tabi
ne; C
arb,
carb
opla
tin; C
etux
, cet
uxim
ab; C
hT, c
hem
othe
rapy
; Cis
, cis
plat
in; C
PS, P
D-L1
com
bine
d po
sitiv
e sc
ore;
CRT
, che
mor
adio
-th
erap
y; C
yclo
ph, c
yclo
phos
pham
ide;
Dox
or, d
oxor
ubic
in; D
FS, d
isea
se-f
ree
surv
ival
; Epi
, epi
rubi
cin;
Eto
p, e
topo
side
; Gem
, gem
cita
bine
; ITT,
inte
ntio
n-to
-tre
at; H
NC, h
ead
and
neck
canc
er; M
TS, m
etas
tatic
; Na
b-Pa
cl, n
ab-p
aclit
axel
; Neo
Ad, n
eoad
juva
nt; N
eoAd
/Ad,
neo
adju
vant
and
/or a
djuv
ant;
NSCL
C, n
on–s
mal
l cel
l lun
g ca
ncer
squa
mou
s and
non
-squ
amou
s; NS
CLCs
q, sq
uam
ous n
on–s
mal
l cel
l lun
g ca
ncer
; OR
R, o
bjec
tive
resp
onse
rate
; OS,
ove
rall
surv
ival
; Oxa
li, o
xalip
latin
; Pac
l, pac
litax
el; P
em, p
emet
rexe
d; P
FS, p
rogr
essi
on-f
ree
surv
ival
; pCR
, pat
holo
gic c
ompl
ete
resp
onse
; RT,
radi
othe
rapy
; Tem
oz, t
emo-
zola
mid
e; T
N, tr
iple
neg
ativ
e.
tabl
e 1.
Che
moi
mm
unot
hera
py c
linic
al p
hase
III t
rial
s w
ith
disc
lose
d ef
fica
cy re
sult
s (C
onti
nued
)
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Chemoimmunotherapy REVIEW
JUNE 2021 CANCER DISCOVERY | OF9
the absence of targeted therapy, the standard of care includes several lines of chemotherapy.
Much enthusiasm and expectation were originally raised by the published results of a clinical trial testing first-line treatment of metastatic TNBC using a combination of nab-paclitaxel + atezolizumab that conferred a better PFS for the combination arm over chemotherapy alone (HR 0.80; P = 0.002), which was higher in the PD-L1–positive tumors (68). However, the final results for OS were negative for the intention-to-treat population (HR 0.87; P = 0.078; refs. 69, 70). The clinical benefit has been described to be almost restricted to patients with PD-L1 > 1% (HR 0.67; refs. 69, 70). Given these results, the field underwent a significant degree of confusion, and the FDA issued an alert regarding the mar-keting approval. Furthermore, a trial that tested paclitaxel in combination with atezolizumab versus paclitaxel in mono-therapy also for first-line TNBC has rendered negative results [HR (OS) 1.12; HR (PFS) 0.82; ref. 71]. In this case, the need for immunosuppressive steroids to permit administration of the weekly taxane might have been involved in the lack of superiority for the chemoimmunotherapy.
A phase III clinical trial comparing pembrolizumab in combination with chemotherapy (paclitaxel, nab-paclitaxel, or carboplatin/gemcitabine) versus chemotherapy alone has shown a significant benefit for the chemoimmunotherapy combination in those patients with combined positive score (CPS) ≥ 10 (HR 0.65; P = 0.00411), leading to FDA approval, but results were not statistically significant for patients with CPS ≤ 1 (72). Of important note, numerous phase I–II clinical trials are exploiting chemoimmunotherapy combinations in patients with metastatic TNBC (Supplementary Table).
In early-stage TNBC following diagnostic biopsy, neoadjuvant chemotherapy regimens have been shown to be highly beneficial to avoid relapse (73). Recently, combination results with pem-brolizumab added to the neoadjuvant chemotherapy regimens in two randomized phase II–III trials enhanced the percentage of pathologic complete responses. In this phase II trial (I-SPY2), the pathologic complete response rate in the combination arm was 60% compared with 20% in the chemotherapy-alone arm (74). In the phase III clinical trial, the pathologic complete response rate was 64.8% in the pembrolizumab + chemotherapy arm and 51.2% in the chemotherapy arm (estimated treatment difference 13.6%; P < 0.001; ref. 75) and will be probably conducive to a survival benefit. A randomized study with atezolizumab + chemotherapy in a similar neoadjuvant setting was, however, negative (from 40.8% to 43.5%), even in the PD-L1–positive population (76). Nonetheless, a phase III clinical trial of atezolizumab + chemo-therapy in early-stage TNBC has concluded benefit for chemo-immunotherapy, with pathologic complete responses seen in 57.6% versus 41.1% (P = 0.0044; ref. 77). Whether these findings translate into OS and PFS benefit needs longer follow-up.
A phase II randomized clinical trial in the neoadjuvant setting that combines durvalumab versus placebo plus chemo therapy (nab-paclitaxel sequenced to epirubicine + cyclophosphamide) did not show a significant improvement in pCR, although those patients who had received durvalumab alone two weeks before starting chemotherapy had a better and significant pCR advantage versus those who did not receive durvalumab (61.0% vs. 41.4%; OR 2.22; 95% CI 1.06–4.64; P = 0.035; ref. 78). These results stress again the importance of an adequate treatment
sequencing of chemo and immunotherapy to achieve the best from such combinations.
At present, the field of TNBC awaits clarification on whether there is a benefit of chemoimmunotherapy versus chemother-apy alone. It could be that the type of chemotherapy, the level of expression of PD-L1, and the vast genetic/transcriptomic heterogeneity of TNBC subtypes matter (79). In this regard, taxanes are considered weak inducers of immunogenic cell death, whereas anthracyclines and alkylating agents are con-sidered to be more proimmunogenic (16). Only further trans-lational research will be able to clarify these points.
Chemoimmunotherapy of Genitourinary TumorsPD-1/PD-L1 immunotherapy is standard therapy in RCC
(80). Prior to the advent of checkpoint blockade, the standard of care for first-line clear cell RCC (ccRCC) treatment was not chemotherapy, but rather antiangiogenic tyrosine kinase inhibitors (TKI). Following the usual paradigm of adding immunotherapy to standard-of-care therapy, first-line treat-ment of metastatic ccRCC now includes combinations of anti–PD-1 with antiangiogenic agents such as axitinib + pem-brolizumab (38), avelumab + axitinib (39), and nivolumab + ipilimumab (81), which in all cases outperformed sunitinib. In this disease, further addition of chemotherapy would be complicated because of its lack of efficacy on its own and the potential for increased toxicity.
In contrast, metastatic urothelial carcinoma has clearly benefited to some extent from platinum-based chemotherapy (82). Pembrolizumab and atezolizumab are approved for sec-ond-line treatment of metastatic urothelial carcinoma (83, 84, 85) and as first-line treatment for patients who are ineligible for cisplatin (86). Recently, a phase III clinical trial comparing avelumab as maintenance after an induction phase of chemo-therapy versus best supportive care resulted in overwhelm-ingly better results for the immunotherapy over placebo (HR 0.69; one-sided P = 0.0005), thus leading to FDA approval (87). More recently, exploratory biomarkers in biopsies indicated that those patients with indicators of lymphocyte activity ben-efited the most with avelumab maintenance, whereas benefit was negatively associated with markers of chronic inflamma-tion (88). By contrast, recently released results from a phase III clinical trial in first line failed to meet the statistical thresh-olds for the benefit of pembrolizumab combined with chemo-therapy as compared with chemotherapy alone, even though there was a clear tendency in favor of chemoimmunotherapy [HR (PFS) 0.78; P = 0.0033; HR (OS) 0.86; P = 0.0407; ref. 89]. This trial (KEYNOTE 361) is very interesting in its three-arm design because it compares chemotherapy alone with chemoimmunotherapy and includes a third immunotherapy-alone arm. However, the comparison with the pembrolizumab single-treatment arm is not available yet.
In castration-resistant metastatic prostate cancer, a ben-eficial effect of checkpoint inhibitors remains to be seen, although taxane chemotherapy is indicated following hor-monal therapy failure. Perhaps subgroups of patients such as those with microsatellite-unstable or BRCA-mutant pros-tate cancer may benefit from the addition of checkpoint inhibitors to chemotherapy, as is being tested in clinical trials (NCT03834506). As mentioned, one of the potential prob-lems for taxanes is the need for them to be accompanied by
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steroids, which in pharmacodynamics terms may be at odds with checkpoint inhibitors.
Chemoimmunotherapy of Squamous Head and Neck Cancer
Nivolumab and pembrolizumab are approved for second-line treatment of head and neck cancers (90, 91). Conven-tional first-line treatment involves the use of chemotherapy and anti-EGFR (cetuximab). Pembrolizumab monotherapy is also approved for first-line treatment of patients whose tumors are CPS > 20 (92). In the same trial (KEYNOTE-048), chemotherapy + pembrolizumab was found to be superior to cetuximab + chemotherapy in the intention-to-treat, in CPS > 1, and in CPS > 20 populations in OS (HR 0.77, 0.65, and 0.60, respectively; P = 0.0034, P < 0.0001, P = 0.0004, respectively), although chemoimmunotherapy did not show superior PFS (92). In this regard, it is worth mentioning that immuno-therapy seems to enable more durable objective responses in this setting. The nature of this disease offers many opportuni-ties for neoadjuvant or adjuvant chemoimmunotherapy treat-ments that are already under intensive investigation in early stages of the disease (Supplementary Table).
Chemoimmunotherapy for Gastrointestinal Tumors
Immunotherapy with checkpoint inhibitors has demon-strated clinical benefit in patients with metastatic microsat-ellite-unstable colorectal cancer (93), gastric cancer (94), and HCC (95). PD-1/PD-L1 immunotherapy alone minimally affects disease response in patients with pancreatic ductal adenocar-cinoma (PDAC; ref. 96); even in microsatellite instability–high (MSI-H) cases the response rate is below 20% (97). Chemo-therapy regimens are considered first-line standard of care for colorectal cancer (in combination with cetuximab or bevaci-zumab), gastric cancer, esophageal cancer, and PDAC.
Colorectal Cancer
In metastatic microsatellite-stable (MSS) colorectal cancer, the use of checkpoint inhibitors thus far offers only anecdotal evidence of clinical activity, despite the fact that T-cell infil-tration of primary tumors very much determines prognosis (98). However, recent evidence shows that PD-1 blockade in neoadjuvant regimens prior to removal of resectable primary MSS tumors achieves frequent pathologic responses (99). This disease arena might become fertile for combination regimens including novel immunotherapy agents that are postulated to synergize with chemotherapy regimens. As mentioned, for MSI-H metastatic colorectal cancer, pembrolizumab mono-therapy has demonstrated improved PFS over standard of care (chemotherapy plus bevacizumab or cetuximab), supporting recent FDA approval for the indication (100).
Gastric and Esophageal Cancer
Recent data released at the European Society for Medical Oncology (ESMO) Virtual Congress 2020 regarding gastro-esophageal junction (GEJ) and gastric cancer provide evi-dence for chemoimmunotherapy in the first-line setting of these diseases. Publication of such evidence in metastatic or advanced gastric cancer is eagerly awaited because com-munications in congresses seem to be conflicting to some
extent with previous observations. A randomized phase III trial (101) concluded that the addition of chemotherapy to pembrolizumab apparently worsens survival over pem-brolizumab or chemotherapy as single treatments (ref. 101; Table 1). Although there may be issues in this trial of patient selection, these results alert us to the fact that chemoimmu-notherapy will not be universally beneficial. In line with this, it is possible that agents such as 5-fluorouracile, commonly used in digestive tumor regimens, might be deleterious for anticancer immune responses (51), even more so when used as an add-on rather than in sequential strategies. In striking contrast, recent results from another phase III trial evaluating chemoimmunotherapy combination in first line for advanced cancer of the GEJ/gastric cancer with nivolumab have shown benefit in PFS and OS in the prespecified interim analysis in those patients who received the combination and expressed PD-L1 CPS ≥ 5 [HR (OS) 0.80; P = 0.0002, and HR (PFS CPS ≥ 5) 0.68; P < 0.0001; ref. 102], leading to FDA marketing approval. In the same regard, another study in Asian patients comparing nivolumab + chemotherapy versus chemotherapy for first-line advanced GEJ/gastric cancer showed benefit for chemoimmunotherapy in PFS (HR 0.68; P = 0.0007; ref. 103).
In the localized setting of GEJ/gastric cancer following neoadjuvant chemoradiation and post-resection, adjuvant treatment with nivolumab resulted in a disease-free sur-vival benefit as compared with placebo (HR 0.69; P = 0.003; ref. 104).
In advanced esophageal cancer, more specifically in squamous with PD-L1 CPS > 10, there was a very clear benefit for chemoim-munotherapy over chemotherapy alone (HR 0.57; P < 0.0001), although these positive outcomes favoring chemoimmuno-therapy are also expanded to the intention-to-treat population (HR 0.73; P < 0.0001; ref. 105). It would have been very interest-ing to have an immunotherapy-alone arm in this study.
HCC
In the case of HCC, chemotherapy has never been first-line standard of care, whereas TKIs (sorafenib and lenvatinib) still are. However, chemoembolization is often used for local-ized disease. In advanced stages, PD-L1 blockade has shown remarkable results in combination with VEGF blockade with bevacizumab over sorafenib (40), changing standard of care. In this disease scenario, considered to be off-limits for chemo-therapy, the incorporation of moderate doses of chemo-therapy to instigate anticancer immunity is to be explored to further increase efficacy.
PDAC
Metastatic and locally advanced PDAC remains a daunting challenge for clinical oncology. As mentioned, immunother-apy with checkpoint inhibitors has not yielded any valuable results, even in MSI-H cases (96, 97). Chemotherapy of differ-ent kinds offers very limited OS benefit (106). In the context of chemoimmunotherapy, a phase II clinical trial combining gemcitabine + nab-paclitaxel with or without durvalumab + tremelimumab has recently disclosed no PFS or OS benefit (107). However, there are reasons for hope because radiologic responses were achieved in 32% of 23 metastatic patients given a regimen encompassing pembrolizumab + 5-FU/leucovorin + Onyvide (liposomal pegylated irinotecan) chemotherapy
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together with an antagonist of the CXCR4 chemokine recep-tor (108). Further development of this strategy is warranted and should advance to earlier localized stages of this deadly disease.
cRitical peRspectiveChemoimmunotherapy combinations are changing several
paradigms in clinical practice. This approach has been sim-ple and consisted merely of standard-of-care chemotherapy regimens being added to immunotherapy and then being compared with chemotherapy plus placebo. Although this is the most feasible and convenient way to clinically develop this approach, we must remember that the elements in the combination have not been optimized at all. This means that doses, sequence of agents, drugs, and schedules are most likely suboptimal with much potential for improvement (Fig. 2). Knowing that chemotherapy was developed on the basis of a maximal tolerated dosing philosophy, it is likely that at such levels chemotherapy agents are causing some degree of immune cell toxicity. This could be affecting the long-term effects of immunotherapy working against the plateau of the tail in the survival curve, which is so dear to patients and physicians. Whenever possible, an immunotherapy-alone arm should be considered as an additional comparator in clinical
trials to really ascertain the benefit of chemoimmunotherapy combinations.
To move forward, these issues should be reexamined in preclinical models testing the concept that, at least in certain cases, less chemotherapy in combination with immunotherapy might be conducive to better efficacy. Considering the mecha-nisms of synergy between chemotherapy and immunotherapy (Fig. 1), sequential approaches might be useful, and these need to be empirically developed in animal models and subsequently in clinical trials. In this regard, a detailed characterization in preclinical models of the profile of immune effects exerted by each chemotherapy agent should be undertaken as has been done for immunogenic cell death (18), but also considering direct or indirect effects on immune system cells.
Unconventional exploratory clinical trial designs can be undertaken, as has been done in the TONIC trial for meta-static TNBC, in which preconditioning chemotherapy and radiotherapy regimens were compared, followed by PD-1 blockade with nivolumab. This trial recruited small rand-omized cohorts of about 10 to 15 patients. Interestingly, doxorubicin showed better objective response rate (ORR) than cisplatin, radiotherapy, or cyclophosphamide (109). Fur-thermore, presurgical treatments will allow using pathologic responses and time-to-progression as potential surrogate endpoints to eventually determine patient survival benefit.
Figure 2. Road map with the main points of improvement in chemotherapy approaches. Schematic representation of the main criteria and elements to further improve the efficacy of chemoimmunotherapy combinations. TCR, T-cell receptor.
Drug selection
Dose
Chemoimmunologicbiomarkers:Pre and post
• Standard of careImmunogenic cell deathT-lymphocyte friendly
••
• Standard-of-care dose • Maximal tolerated dose • Most beneficial
immunotherapy dose
• Concomitant • Chemotherapy first • Immunotherapy first • Chemotherapy maintenance • Immunotherapy maintenance
• Overall survival vs.progression-free survivalDuration of response vs.overall response rateDifferent statisticalmethods to assess theresponsePercentage of long-termsurvivorsReductions ofhyperprogression cases
•
•
•
•
• Tumor: T-cell infiltration, myeloidinfiltration, tumor cell apoptosis,pathologic complete response
• Blood: ctDNA, T-cell activation,circulating cytokines, TCR clonality
Schedule and sequencing
Assessing response
Optimizingchemoimmunotherapy
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This issue of sequencing becomes further complicated by the advent of new immunotherapy agents that will be tested in the arena of the new chemoimmunotherapy standards of care. Nonetheless, concomitancy of treatments may allow chemotherapy to prevent cases of hyperprogression upon exposure to checkpoint inhibitors. This is particularly rel-evant considering that single-agent immunotherapy has been consistently associated with hyperprogressive disease in cer-tain solid malignancies (110).
The role of surgery remains to be reexamined in the context of chemoimmunotherapy (111), because, contrary to general beliefs, debulking in metastatic stages may be beneficial for immunotherapy as a consequence of removing immunosup-pressive factors dependent on tumor mass and reducing the amount of disease to be prey of the immune system.
In our opinion, chemoimmunotherapy regimens should advance to first-line treatment in a number of diseases at metastatic stages. The safety profile of chemoimmunother-apy will probably allow the development of combinations in neoadjuvant settings, in which reductions in chemotherapy intensity might be tested. Importantly, it should not be for-gotten that improvements in ORR and PFS do not necessarily lead to longer OS, and ultimately the long-term tail under the Kaplan–Meier curve is the most striking value of immu-notherapy, and unfortunately the one that potentially can be curtailed by chemotherapeutics.
It is of note that there are abundant reports from experi-ence outside clinical trials that speak of the unexpected objec-tive responses that do occur upon use of subsequent lines of chemotherapy in patients who had recently progressed to checkpoint inhibitors (68).
In chemoimmunotherapy trials, biomarker studies are to be encouraged, even as substudies in larger randomized stud-ies. In our quest to make the most of chemoimmunotherapy, we need to exploit biomarkers in sequential blood and tumor samples. This should provide suitable pharmacodynamic parameters for optimization of dose, schedule, and drug regimens. For instance, benefit of nab-paclitaxel + atezoli-zumab in TNBC seemed to depend on PD-L1 expression in the tumor microenvironment (69). However, in NSCLC such a correlation is much weaker, and nonexistent for the com-bination of chemotherapy with pembrolizumab (53) and the combination of ipilimumab + nivolumab + chemotherapy (61). The room for future treatment individualization of chemoimmunotherapies is therefore huge.
All things considered, chemoimmunotherapy has arrived in the clinical setting and will stay for years to come. How-ever, the field is to be considered in its infancy with regard to understanding mechanisms as well as to optimizing/indi-vidualizing treatments. Because of our imperfect knowledge, there will be mixtures of successes and failures in large rand-omized clinical trials. This overall strategy deserves attention back on the laboratory bench and in translational research-oriented clinical trials, because efficacy could most likely be further improved in a meaningful fashion.
Authors’ DisclosuresD. Salas-Benito reports being employed at the clinical trial unit
of Clínica Universidad de Navarra. J.L. Pérez-Gracia reports grants, personal fees, and non-financial support from Roche, BMS, MSD,
and Seattle Genetics, grants and personal fees from Ipsen, grants from Eisai, Incyte, and Janssen outside the submitted work. M. Ponz-Sarvisé reports grants and personal fees from BMS and Roche and personal fees from Incyte outside the submitted work. I. Martínez-Forero reports personal fees from MSD during the conduct of the study. E. Castañón reports personal fees from AstraZeneca, Roche, BMS, and MSD outside the submitted work. M.F. Sanmamed reports grants from Roche outside the submitted work. I. Melero reports grants and personal fees from Roche, Alligator, AstraZeneca, Gen-mab, and Bristol Myers and personal fees from F-Star, Numab, Phar-mamar, Gossamer, and Merck Serono outside the submitted work. No disclosures were reported by the other authors.
AcknowledgmentsThis work was supported by Miniserio de ciencia e innovación
(SAF2017-83267-C2-1-R), Asociación Española contra el cáncer GCB15152947MELE, and PROCROP European commission HORIZON 2020. We are grateful for healthy discussion with Dr. Jesús San Miguel, Dr. Antonio González, Dr. Ignacio Gil Bazo, and Dr. Carlos de Andrea. Professional English editing by Dr. Paul Miller is also acknowledged.
Received September 16, 2020; revised November 21, 2020; accepted January 4, 2021; published first March 12, 2021.
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Published OnlineFirst March 12, 2021.Cancer Discov Diego Salas-Benito, José L. Pérez-Gracia, Mariano Ponz-Sarvisé, et al. ChemotherapyParadigms on Immunotherapy Combinations with
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