part 2a of form adv: firm brochure2011/08/10 · part 2a of form adv: firm brochure item 1 cover...
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![Page 1: Part 2A of Form ADV: Firm Brochure2011/08/10 · Part 2A of Form ADV: Firm Brochure Item 1 Cover Page Item 2 Material Changes Item 3 Table of Contents Item 4 Advisory Business Item](https://reader033.vdocuments.net/reader033/viewer/2022043012/5fab5d051a2e935f791e5db5/html5/thumbnails/1.jpg)
Part 2A of Form ADV: Firm Brochure
Item 1 Cover Page
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Item 2 Material Changes
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Item 3 Table of Contents
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Item 4 Advisory Business
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Item 5 Fees and Compensation
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Item 6 Performance-Based Fees and Side-By-Side Management
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Item 7 Types of Clients
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Item 8 Methods of Analysis, Investment Strategies and Risk of Loss
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Item 9 Disciplinary Information
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Item 10 Other Financial Industry Activities and Affiliations
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Item 11 Code of Ethics, Participation or Interest in Client Transactions and Personal Trading
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Item 12 Brokerage Practices
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Item 13 Review of Accounts
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Item 14 Client Referrals and Other Compensation
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Item 15 Custody
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Item 16 Investment Discretion
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Item 17 Voting Client Securities
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Item 18 Financial Information
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Item 19 Requirements for State-Registered Advisers
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Continuation Page1
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Continuation Page 2
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Continuation Page 3
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Continuation Page 4
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Continuation Page 5
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Continuation Page 6
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Continuation Page 7
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Continuation Page 8
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Continuation Page 9
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Continuation Page 10