particle flow calorimetry technology requirements and

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Particle Flow Calorimetry Technology Requirements and Opportunities François Corriveau Institute of Particle Physics of Canada and McGill University (Montréal) American Workshop for Linear Colliders 2020 October 21 st , 2020 2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 1

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Page 1: Particle Flow Calorimetry Technology Requirements and

Particle Flow Calorimetry Technology Requirements and Opportunities

François Corriveau

Institute of Particle Physics of Canada and McGill University (Montréal)

American Workshop for Linear Colliders 2020

October 21st, 2020

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 1

Page 2: Particle Flow Calorimetry Technology Requirements and

Content

• Particle Flow & Calorimetry

• Electromagnetic Calorimeters

• Hadronic Calorimeters

• Particle Flow Algorithms (PFA)

• Case Study

• Summary and Outlook

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 2

Page 3: Particle Flow Calorimetry Technology Requirements and

Particle Flow - Principle

1) Identify and follow each particle in the detector 2) Optimize the event reconstruction for energy/momentum/position/(time) 3) Use the best available information for each particle, such as:

• tracker information for charged particles • electromagnetic calorimeter for photons • hadronic calorimeter for neutral hadrons • .. and their inter-correlations

This then requires from the detectors:

• accurate tracking with high efficiency • high calorimeter granularity (particle separation) • maximum hermiticity in containing particles

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 3

Identify each leaf, connects it to a branch, etc. down to the tree.

Page 4: Particle Flow Calorimetry Technology Requirements and

From “Traditional” to “Novel” Detectors

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 4

PFA is actually routinely applied to single particles in most detectors. The technique however hits limitations and breaks down:

• when the particle density saturates the detector granularity, or • in large background events, such as at hadron colliders, or • for hadronic “jets” typical of event final states at LCs

e+e- colliders provide a unique opportunity to exploit the full potential of PFA:

• relatively less background • design of the detectors around PFA techniques • use of the latest reconstruction methods

Page 5: Particle Flow Calorimetry Technology Requirements and

Content (fluctuations!) and Current Resolutions:

• charged particles ~60% • photons ~29% • neutral hadrons ~10% • neutrinos ~ 1%

ideal resolution: dominated by hadronic resolution

charged photons

neutral hadrons

neutrinos Hadronic Jets

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 5

However, other effects come to play and worsen the achievable resolution:

• tracking and support material in front of the electromagnetic calorimeter • “confusion” term when particle association/separation is ambiguous • tracking efficiency, missing energy, ..

aim for: (σ/E ≤ 2.5% for E>100 GeV)

→ 25-30%

Page 6: Particle Flow Calorimetry Technology Requirements and

CALICE

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 6

type absorber method active material

Technologies R&D Collaboration

Page 7: Particle Flow Calorimetry Technology Requirements and

Electromagnetic Calorimeters

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 7

ECAL must be a compact highly granular calorimeter optimized for electron and photon reconstruction, as well as separation from hadrons Main requirements:

• High-Z (Pb or W) absorber needed to keep shower radius small • Cell sizes of the order of 5 × 5 mm2 • There are easily millions of channels: cost and data volume challenges • Readout via silicon pads or scintillator strips (price vs size)

Alternatives?

• Monolithic Active Pixel Sensors (MAPS) technology offers extreme granularity but at a yet prohibitive cost.

24 layers, 30 µm pitch, 4×4×12 cm3, 39 M pixels! Nuclear and Particle Physics Proceedings 273–275 (2016) 1090–1095

Page 8: Particle Flow Calorimetry Technology Requirements and

CALICE – Si-W ECAL

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 8

new technological prototype with tungsten absorber Si pads: 5 × 5 mm2 (ILD design) 15 Si layers × 1024 channels/layer ≈ 15000 cells

going to test beams again at the end of 2020 components could be installed in a e+e- collider!

Previous: Development of a track-finding algorithm • removal of interaction region: hits ≥ 6 neighboring pads • clusterisation of energy deposits: seeds from downstream • track-like clustering: minimal length and limited curvature

99.7% efficiency for muons, ≤10% agreement between MC and π data Numerous results: energy fraction in core, lateral size, Nclusters, Ntracks, Nhits per track, angle distribution, .. Use secondary (~MIP) tracks for in situ calibration? Insights to be incorporated into PFA optimization.

π-

arXiv:1902.06161

integrated front end electronics, compact readout

Page 9: Particle Flow Calorimetry Technology Requirements and

CALICE – Si-W ECAL

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 9

With relaxed geometrical constraints, 8 modules were used to build a “long slab” typical of what is needed for the ILD barrel. Successful feasibility studies: mechanical structure cosmics electronics tested with sources MIP response DESY beams

arXiv:2004.13791v1

arXiv:1909.04329

Also in the works: development of an ultra-thin PCB called Chip-on-Board (COB) that is equipped with wirebonded ASICs and pixelated silicon wafers to form the basic unit of detection.

long slab: 144 cm × 18 cm

Page 10: Particle Flow Calorimetry Technology Requirements and

Design configuration: “(20+10)”, i.e. 20 thin W layers (2.5 mm) 10 thick W layers (5.0 mm) 1.25 mm readout gap

Energy leakage of electromagnetic particles estimated by analyzing the patterns in total energy deposition in each layer using neural networks. (18+6) vs (60+0) GEANT4 models, with:

• energies range: 20 – 300 GeV • incidence angles θ = 0° - 45° • azymuthal angles φ = 0° - 30°

Design performance possible with 16+8 configuration:

SiD – Si-W ECAL

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 10

arXiv:2002.05871

+ 30 Si layers

arXiv:1306.8329 - ILC TDR 4: Detectors

6” wafer

Page 11: Particle Flow Calorimetry Technology Requirements and

CALICE – Scintillator ECAL

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 11

A 32-layer prototype is under construction in China. Option for CEPC and ILC electromagnetic calorimeters.

45×5×2mm3 scintillator strips 2.45×1.9×0.85 mm3 SiPM

assembled layer

Strips could be read at both ends of longer strips to increase accuracy and provide redundancy. CHEF 2019

arXiv:2002.01809v2

Test beams at DESY early 2021

Page 12: Particle Flow Calorimetry Technology Requirements and

Hadronic Calorimeters

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 12

HCAL must be very large in order to contain extended hadronic showers at LC energies. However the granularity does not need to be as extreme as for electromagnetic calorimeters. Main requirements:

• Traditional approach: Fe or Pb absorbers can be used Scintillator as affordable active medium

• Cell sizes of the order of 30 × 30 mm2 • Readout is now possible via silicon photo-multipliers (SiPM)

advantages: small, tile-integrable, low voltage (~60-100 V) disadvantages: saturation leads to non-linearities (can be handled)

• There are also millions of channels: cost and data volume challenges Several approaches are investigated in analog or digital modes.

SiPM

Page 13: Particle Flow Calorimetry Technology Requirements and

38 layers 72×72×2.5 cm3 / layer 22,000 tiles SiPM under the tiles for better uniformity and light collection each cell also provides time information with ~1ns resolution a true 5D “pixel” detector: x,y,z,E,t

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 13

CALICE - Analog Hadronic Calorimeter

AHCAL 2018

layer 100 GeV pion

CHEF 2019

Page 14: Particle Flow Calorimetry Technology Requirements and

CALICE – (Semi-)Digital Hadronic Calorimeters

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 14

DHCAL (ANL+) SDHCAL (Lyon+)

1 m3 1 m3

50 layers, based on cheap/tested resistive plate chamber technology. 96 × 96 channels per layer, i.e. 460,800 1×1 cm2 readout channels. Energies are not measured, but hits are counted → simple, fast readout. Principle demonstrated, still issues.

48 layers × 26 mm, also made of glass RPC. 96 × 96 channels per layer, i.e. 442,368 1×1 cm2 readout channels. Energies are not measured per se, but hits are counted with 3 thresholds coded into 2 bits → pads with few, many or lots of hits. Optimize hadronic shower reconstruction via choice of thresholds. Better linearity response, improved energy resolution.

test beam π± energy resolution

CALICE 2005

CALOR 2016 arXiv:2004.02972

Page 15: Particle Flow Calorimetry Technology Requirements and

Pandora PFA

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 15

“traditional” “novel” M. Thomson, J.B. Marshall

Cambridge LC Group

However, there might be confusion in particle reconstruction, such as: Hence constraints on both calorimeters and software.

A PFA is a set of algorithms for pattern recognition and particle reconstruction.

arXiv:1308.4537

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Pandora PFA - Approach

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 16

“Implement a large number of ‘decoupled’ pattern-recognition algorithms, each of which looks to reconstruct specific particle topologies, whilst carefully avoiding causing confusion”

working outwards topological merging tracker-calorimeter improve match neutral vs charged particle flow objects particle identification CLIC Workshop 2013

Page 17: Particle Flow Calorimetry Technology Requirements and

Pandora PFA - Performance

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 17

ILC: Tested with ILD-model Monte-Carlo Z’→jj events produced at rest at 4 energies

(θ = polar angle)

100-250 GeV jets: resolution ~constant (barrel) 45 GeV jets: limited by intrinsic term high energy jets: limited by confusion term PFA robust wrt shower parameters

CLIC (higher energies and larger backgrounds): e.g. W vs Z separation (pT, PID) “traditional” “novel” e+e-→WW→µνqq

e+e-→ZZ→ννqq W/Z energies: 125-1000 GeV overlaid γγ→hadrons background (BX=beam crossing) 2σ separation without background ~1.7σ with 60BX background

/

[GeV]

arXiv:1308.4537

CLIC Workshop 2013

Page 18: Particle Flow Calorimetry Technology Requirements and

Arbor PFA

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 18

Shower development topology in an imaging calorimeter reminds of a tree structure. Backward approach, from leaf to branches to tree with seeds often in the last layers

April APRIL ≈ Arbor PFA with modified cluster merging for SDHCAL

Garlic Gamma reconstruction at a Linear Collider arXiv:1203.0774

→ extra slides

→ extra slides

Other examples:

Page 19: Particle Flow Calorimetry Technology Requirements and

CMS - High Granularity Calorimeter Upgrade

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 19

High luminosity LHC will have radiation background conditions such that the current CMS endcap calorimeter will no longer be efficient: an upgrade opportunity to reach for new physics with the HGCAL. High granularity to distinguish very narrow VBF jets + Timing for an effective pile-up rejection → complex and ambitious new detector

TICL – The Iterative Clustering

modular framework for particle reconstruction

1) pattern recognition: from hits to tracksters 2) GPU-friendly 2D clustering 3) NN → Particle ID score and energy regression

CHEF 2019

Page 20: Particle Flow Calorimetry Technology Requirements and

Summary and Outlook

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 20

Future detectors need high granularity and novel techniques such as Particle Flow Algorithms to reach for new physics:

Calorimeters are becoming imaging devices of unprecedented precision, including time info, with numerous new challenges.

PFAs exploit these capabilities with new approaches, which might/will include Neural Networks and Machine Learning.

The ILC is the perfect opportunity for this symbiosis.

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Extra Slides

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 21

Page 22: Particle Flow Calorimetry Technology Requirements and

CALICE Collaboration

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 22

~340 physicists and engineers 58 institutes 18 countries 4 regions

R&D international collaboration towards highly granular calorimetry optimized for particle flow event reconstruction for future detectors focusing on ILC and CLIC

several technologies are studied prototypes tested in particle beams investigate performances in details

https://twiki.cern.ch/twiki//bin/view/CALICE

Page 23: Particle Flow Calorimetry Technology Requirements and

Pandora PFA - Particle Identification

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 23

Page 24: Particle Flow Calorimetry Technology Requirements and

Arbor PFA

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 24

Shower development topology in an imaging calorimeter reminds of a tree structure. Step 1: initial hit cleaning if necessary (e.g. noise) close pairs of hits are connected a connector is the outgoing vector between them Step 2: a reference direction calculated from a hit position and the directions of its outgoing connectors the most likely incoming connector is kept → tree structure this structure can be iterated. Tree means no loop. Step 3: some hits are seeds (no ingoing connector) or leafs (no outgoing connector) tracing from leaf to seed → branches → tree ideal case, a tree = a particle shower intuitive, effective is separating nearby showers

The algorithm is next applied to jets Reconstructed energy for e.g. Higgs decay events Jet energy resolution comparable to Pandora’s

arXiv:1403.4784

Page 25: Particle Flow Calorimetry Technology Requirements and

APRIL: Algorithm for Particle Reconstruction at ILC from Lyon

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 25

APRIL ≈ Arbor PFA with modified cluster merging for SDHCAL

(Pandora PFA assumes linear responses as in AHCAL case) SDHCAL energy reconstruction: Ereco = α1N1 + α2N2 + α3N3 where Ni are the number of hits for each threshold

CHEF 2019

Page 26: Particle Flow Calorimetry Technology Requirements and

APRIL

2020.10.21 F.Corriveau (IPP/McGill) - AWLC 2020 - Particle Flow Calorimetry 26

Tracks: 1) clustering done by Arbor with parameters set to avoid big clusters 2) remaining hits merged by efficient Nearest Neighbour clustering (mlpack) 3) keep only one backward connection per hit (minimal angles × distance) Clusters: 1) cluster merging similar to above hit clustering 2) function of cluster orientations and distances 3) (work in progress, e.g. splitting/reclustering) Results: jet energy resolution in barrel at MZ APRIL: 4.2% → competitive with Pandora (<60 GeV) Pandora: 4.1% “ideal PFA”: 3.3% CHEF 2019