patricia h minaldi financial disclosure report for 2010

8/3/2019 Patricia H Minaldi Financial Disclosure Report for 2010

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AO 10 ] FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010Report Required by the Ethics

in Government Act of 1978(5 U.S.C. app. 101-I11)

I . Person Reporting ( last nam e, f irs t , middle in itial)Minaldi , Patricia H.

, ~ . T i t l e (Article Ill judges indicate active or senior status;magistrate judges indicate full- or part-time)U. S. Distr ict Judge

7. Chambers or Office AddressUo S. Courthouse611 Broad Stree tLake Char les , LA 70601

2. Court or OrganizationDistrict Court - Louisiana

3. Date of Report05/12/2011

5a. Report Type (check appropr iate type)

~ Nomination, D a t ei Initial. [] Annual [] Final5b. [] AmendedReport8. On the basis of the informa tion contained In this Report and anymodif ications per tain ing thereto , i t is , in my opinion, in compliancewith appl icable laws and regulat ions.

Reviewing Officer Date

6. Reporting Period01/01/2010to12/31/2010

IMPORTAN T NOTES: The instructions accompanying this form m ust be followed. Co mplete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . m e p o . i .g i . d lv i d u a l o n t y ; s e ~ p e . 9 - . of filing instructions.)~] N O N E ( N o reportable positions.)

P O S IT IO N

2.

3.

4.

5.

NAME OF ORGANIZATION/ENTITY

I I. A G R E E M E N T S . C R a y o n i n g i n a i v i a u o t o n t y ; ~ , , . 1 4 - 1 6 of filing instructions)N O N E (N o reportable agreements.)

1 . 20032.3.

DATE PARTIES AND TERMSLa. State Employ ee Retirement System (pension upon retirement)


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Iame o f Per son Repor t ingFINANCIAL D IS C L OS U R E R E POR T[ M i n a ld i , P a t r i c i a n .

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l lI . N O N - I N V E S T M E N T IN C O M E . ( R e p o , ~ i n g individual and spouse; seepp. 17-24 of filing instructions.)A. Filers Non- lnves tmen t Inc ome

~ (No reportable non-investment income.)ONEDATE SOURCE AND TYP E

2.

3.

4.

Date o f Repor t05/12/2011

INCOME(yours, not spouses)

B . S p o u s e s N o n - I n v es tm e n t I n c o m e - lf you were married during anypo rtion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmen~(Includes those to spouse and dependent children," see pp. 25-2 7 offiling instructions.)~-] N O N E (No reportable reimbursements.)

3.4.5.

SOURCE DATES LOCATION PURPOSE

Southwes t Louis iana Bar March 24 , 2010 - Hous ton , Texas B en c h B ar Co n f e r en ceAssocia t ion March 26, 2010

ITEMS PAID OR PROVIDE

Reimbursement for lodging


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FINANCIAL DISCLOSURE REPORTPage 3 o f 7

Name of Person ReportingMi n a l d i , Pa t r i c i a H .

Date of Report05/12/2011

V . G I F T S . a , ,c l u d e s t h o s e t o s p o u s e , ,, ,d d e p e n , ~ e n t children; see p p . 2 8 - 3 1 of filing instructions.)NONE (No reportable gifts.)

SOURCE1 .2.3.4.

5.

DESCRIPTION VALUE

V I . L I A B I L I T I E S . a n c l u d e s t h o s e o l sp o u s e u n d dependent children; see pp. 3 2 - 3 3 of filing instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1.2.3.4.5.

VALUE CODE


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F I N A N C I A L D I SC LO S U R E R EP O R TP a g e 4 o f 7

Name o f P er son Repor t ingM ina ldi , Pa t r i c i a H.

Date o f Report05/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D N O N E ( N o reportable income, assets, or transactions.)

A, B. C.D e s c r i p t io n o f A s s e t s Income during G r o s s v a l ue a t e n d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o dO) (2 ) O) (2)P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g . , Value Value

e x e m p t fr o m p r i o r d i s c l o s u r e C o d e 1 div., renl, C o d e 2 M e th o d( A - H ) o r i n t . ) ( J - P ) C o d e 3( Q - W )

Transactions during reporting period(1) (2) (3)

Type (e.g., D a t e Va l uebuy, sell , m m / d d / y y C o d e 2

redemption) ( J - P )

(4 )Gain

Code 1(A-H)

(5 )Identity ofbuyer/seller(if privatelransaction)

1. No r thwest Mutual Ins . Co. (account)*2. Legg Mason Cash Reserve Trus t

A Interest

A Dividend

J

J

T

TP leas e s ee n o te P a r tV I I I

4.5.6.7.8.9.

1 0 .

11 .12 .

Hibernia Nat ional BankCapita l One(Acdounts) ( l iqu ida ted)Smith Barney ( former ly Legg MasonSpecial Investment) TrustSmith Barney ( former ly Legg Mason CashReserve Trust )Smith Barney ( former ly Legg MasonOpportunity Trus0Smith Barney ( former ly Legg Mason CashRe se r ve Tm sOSmith Barney ( former ly Legg MasonOpportunity Trust)Other Property - St. Mary Parish*

B In t eres t J T

B Dividend J TA Dividend J TA Dividend J TA Dividend J TA Dividend J T

N o n e J WAXA Equitable ( former ly Fidel ityAggress ive Growth)AXA Equitable ( former ly Fidel i ty GrowthC om pa n i e s )AX A Equitable ( former ly Fidel ity Value)

A Dividend K TA Dividend K TA Dividend L T

Please see note Par tVII I .

P lease see note Par tVII IFidel i ty IRAFidel i ty IR AFidel i ty IRA

1 3 . Spa r ta n To ta l Ma rk e t Inde x A Dividend K T Fidel i ty IRA14 . AIM Equi ty Funds Blue Chip Fund A Dividend K T R ay mo n d J ames I R A1 5 . Ha r t fo rd Mu tu a l F u nds C a p i ta l Appre c ia tion A Dividend K TFund16 . H a r t fo r d M u t u a l F u n d s M i d c a p F u n d A Div idend K

R ay mo n d J ames I R AR ay mo n d J ames I R A

1 7 . Ha r t fo rd Mu tu a l F u nds Glob a l He a l th F u nd A Dividend J T R ay mo n d J ames I R A

I . Income Gain Codes: A =$1,000 or less B = $1,001 - $2 ,500 C = $2 ,501 - $5,000(See Columns B I and I )4) F =$ 50,001 - $ 100,000 G = $ 10 0,0 01 - $ 1,0 00 ,0 00 H I = $ 1 ,0 00 ,00 1 - $ 5,0 00 ,0 002. Va lue Codes J = $ 15,000 or less K = $15,001 - $ 50,000 L =$50,001 - $ 100,000(See Columns CI and D3) N =$ 250,001 - $500,000 O =$500,001 - $1,000,000 PI =$1,000,001 - $5,000,000

P3 =$25,000,001 - $50,000.000 P4 =More lhan $50,000,0003. Value Mcth0d Codcs Q =Appraisal R =Cost (Real Esta te Only) S =Asscssmcnt(See Column C2) U =Book Value V = O t h e r W =Est imated

D =$5,001- $15,000H2 =More than $5,000,000M=$100 ,001- $250 ,000P2 = $5 ,000,001- $ 25 ,000,000T =Cash Market

E = $15,001- $50 ,000


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FINANCIAL DISCLOSURE REPORTP a g e 5 o f 7

N a m e o f P e r s o n R e p o r t in gMin ald i , Pat r i c ia H.

Date of Report05112/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)D NONE(No reportable income , assets, or transactions.)

A. B. C:Des c r ip t i on o f As s e t s Income during Gr os s v a l u e a t end( including t rus t asse t s ) rep ortin g p erio d o f rep ortin g p er i0 d

(l) (2) ( 1 ) (2 )Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lu eexempt from prior disclosure C o d e 1 di v . , r en t , C o d e 2 M eth o d

( A - H ) or int . ) (J-P) C o d e 3( Q - W )

T r ans ac t i ons du r i ng r epor t i ng pe r i od(i ) (2) (3)

Type (e.g., Date Valuebuy, s e l l~ m m / d d / y y C o d e 2

redemption) (J-P)

(4 ) (5)G ain Identity of

Code 1 buyer/sel ler(A-H ) (if private

transaction)

1 8 . Fir st Trust Targe t VIP Por t fo l i o A Dividend J T1 9 . La. Sta te Emp loyee Re t i r ement System None L T20 . Se r i e s EE Bon ds None J T

Please see note Par tV I I I

2 1. M a x im S t ock I n de x P o rt fo li o None J22. Amer ican Century Ultra Fund None J2 3. M a x i m IN V ESC O Sm a l l C a p G r o w t h None JPort f ol io24 . JP Morga n C has e Ban k* A I n t e r e s t J25. We s t e r n As s e t Mone y Mar ke t A Dividend J2 6. W R A dv i so r s S ci e n ce a n d T e ch n o lo g y B Dividend L27 . 25% In t eres t in Es tat e : ~77~~~ ] None N

T

T

T

T

T

T

T

La. Deferred Comp .P l a nLa . De fe rr e d C om p .PlanLa. Deferred Comp .P l a nPlease see note Par tV I I I

I . Income Gain Codes: A =$1,000 or less B =$1.001 - $2 ,500 C = $2 .501 - $5,000 D =$5,001 - $15,000(See Columns B I and 134) F =$50,001 - $ I00,000 G =$100,001 - $I,000,000 H1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000

2 . Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M = $100,001 - $250,000(See Columns CI and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 ~$25,000,001 - $50.000.000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Rcal Esta te Only) S =Assessment T =Cash Market(See Column C2) U =Book Value V - O t he r W =Est imated

E =$15,001 - $50,000


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FINANCIAL DISCLOSURE REPORTP a g e 6 o f 7

N a m e o f P e r s o n R e p o r t in gMina ldi , Pa t r i c i a H .


VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report.)I . Dissolved in d ivorce. (From P ar t VII , record 1) .2. Liquida ted. (From P art Vll , record 3) .3 ,, separa te proper ty - e r roneously included on las t r epor t . (From Par t V I I , record 9) .4. La. S tate Employee R et i rement P lan is in l i t igation (From Par t VII , record 19) .5. Dissolved in commun ity proper ty set tlement and er roneous ly inc luded on las t repor t . (From Pa r t VII , record 24) .


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FINANCIAL DISCLOSURE REPORTPage 7 of 7

Name of Person ReportingMina ldi , Pa t r ic ia El .


IX. CERTIFICATION.1 ce r t i fy t ha t a l l in fo rma t i o n g i ven abo ve ( i n c lud i n g i n fo rma t i o n p e r t a i n i n g t o my sp o use an d mi n o r o r d ep en d en t ch i l d ren , i f an y) i saccu ra t e, t rue , an d co m p l e t e t o t he be s t o f m y kn o wl ed g e an d be l i e f, an d t ha t an y i n fo rma t i o n n o t rep o r t ed was wi t hhe l d because i t me t ap p l i cab l e s t a tu t o ryprov is ions pe rm i t t ing non -d i s c los u re .1 fu r t he r ce r ti fy t ha t e a rn ed in co m e f ro m o u t s i d e emp l o ym en t an d ho n o ra r i a an d t he accep t an ce o f g i f ts wh i ch have been rep o r t ed a re i ncom pl ia nce w i th th e p rov is ions o f 5 U.S .C . a pp . 50 1 e t . s e q . , 5 U .S.C . 7 353 , a nd Ju d ic ia l C onfe re nce r e gu la t ions .

Signatu re : S/Pa tr ic ia H. Min aldi

N O T E : A N Y I N D I V I D UA L W H O K N O W I N G L Y A N D W I L F U L L Y FA L S I FI E S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B JE C T T O C I V I LA N D CR I MI N A L S A N C T I O N S ( 5 U. S. C . ap p . 104 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

patricia h minaldi financial disclosure report for 2010

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