Paul D. Grant Paul.Grant@OSD.Mil

Special Assistant, Federated Identity Management and External PartneringOffice of the DoD CIO

Co-Chair, Identity, Credential and Access Management Sub-Committee, Federal CIO Council

www.IdManagement.Gov

ICAM UpdateGTRA Workshop

16 February 2012

ICAM is Executive Branch Implementationof the

National Strategy for Trusted Identities in Cyberspace

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• Fostering effective government-wide identity and access management

• Enabling trust in online transactions through common identity and access management policies and approaches

• Aligning federal agencies around common identity and access management practices

• Reducing the identity and access management burden for individual agencies by fostering common interoperable approaches

• Ensuring alignment across all identity and access management activities that cross individual agency boundaries

• Collaborating with external identity management activities through inter-federation to enhance interoperability

Federal ICAM Goals

The Federal ICAM Initiative provides cohesive governance for several programs that were previously governed and managed separately.

The Federal ICAM Initiative provides cohesive governance for several programs that were previously governed and managed separately.

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ICAM ScopeP

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Foundation for Trust and Interoperability in Conducting Electronic Transactions both within the Federal Government and with External Partners

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Evolving FICAM Governance Structure

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FICAM Key Componentsin the ICAM Segment Architecture

ICAM represents the intersection of digital identities, credentials, and access control into one comprehensive approach

FICAM Service AreasDigital IdentityCredentialingPrivilege ManagementAuthenticationAuthorization & AccessCryptographyAuditing and Reporting

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FICAM Services Framework

Credentialing

Issuance

Enrollment/Registration

Credential Lifecycle Management

Sponsorship

Self-Service

Auditing and Reporting

Audit Trail

Reports Management

Authorization and Access

Policy Decision

Policy Enforcement

Policy Administration

Backend Attribute Retrieval

Authentication

Credential Validation

Biometric Validation

Session Management

Federation

Cryptography

Encryption/Decryption

Digital Signature

Key Management

Privilege Management

Provisioning

Account Management

Bind/Unbind

Privilege Administration

Resource Attribute/Metadata Management

Digital Identity

Digital Identity Lifecycle Management

Identity Proofing

Linking/Association

Adjudication

Vetting

Authoritative Attribute Exchange

Identity Attribute Discovery

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DoD ICAM Target State:Dynamic Access Control

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Resource Management

Policy Decision

Point (PDP)

Resource

Policy Enforcement Point (PEP)

EnvironmentalFactors

(e.g., DEFCON,INFOCON, Etc.)

Policy-Based Authorization Services

Policy Store

Resource Attribute

Management

Audit Management

Authenticate

Identity Management

Identity & Credential Management Policy Management

Digital Policy Management

Credential Management

User/DeviceAttribute

Management

User/Device

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PIV Implementation

• OMB Memo M-11-11“Continued Implementation of Homeland Security Presidential Directive (HSPD) 12 Policy for a Common Identification Standard for Federal Employees and Contractors,” was released on 3 Feb 2011.

– Provides additional implementation requirements around HSPD-12– Also directed alignment with the FICAM Roadmap and Implementation

Guidance

• The DoD-CIO has distributed a memo giving implementation requirements to the DoD Components

– The deadlines are the same as in M-11-11

This guidance will help move the paradigm of everyone having a PIV card to everyone using the PIV card to improve operations in their everyday business.

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• Federal Bridge Approved PIV-I Providers: 

– VeriSign, Inc. (A Symantec Company)  

– Verizon Business

– Entrust

– Operational Research Consultants (ORC)

• Certipath Approved PIV-I Providers: 

– CitiBank

– HID (ActivIdentity)

Approved PIV-I Providers

Goal: Large Number of Qualified Providers (NFI) for Partners to have Competitive Choices

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• Booz Allen Hamilton

• California Prison Health Care Services

• Computer Sciences Corporation

• ICF international

• Millennium Challenge Corporation

• US Senate

• State of Colorado – purchasing PIV-I and trusts DoD CAC

• State of Kansas

• State of Illinois

• Commonwealth of Virginia – First Responders

• State of West Virginia – RFP

• Commonwealth of Pennsylvania – Chester Country issuing PIV-I

Recent Purchases of PIV-I Credentials

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• Hosts the DoD PKI/PKE site:– http://iase.disa.mil/pki-pke/interoperability/index.html

• 3 categories of PKIs– Category I – U.S. Federal agency PKIs (i.e. PIV)– Category II – Non-Federal Agency PKIs cross certified with the FBCA or

PKIs from other PKI Bridges that are cross certified with FBCA– Category III – Foreign, Allied, or Coalition Partner PKIs

• There are currently 5 PIV-I providers approved for Authentication in DoD:

– HID - ActivIdentity Inc. NFI PKI (August 2011), and– VeriSign NFI PKI (April 2011)– CitiBank (Jul 2011)– Verizon Business NFI PKI (Jul 2011)– Entrust (Oct 2011)

Now Available to PublicInformation Assurance Support Environment

(IASE) PKI/PKE

Fed Bridge Status: http://www.idmanagement.gov/fpkia/crosscert.cfmCertipath Status: http://www.certipath.com/certipath-bridge/piv-i-issuers

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Participants:AstraZenecaBristol-Myers-SquibbGenzymeGlaxoSmithKline Johnson & Johnson MerckNektarOrganonPfizerProcter & GambleRocheSanofi-Aventis

FederalBridge

Certipath(Aero/Def)

SAFE(Bio/Pharma)

HigherEducation

Cross Certified:D of Defense D of JusticeGov Printing Office D of StateD of Treasury USPS Patent & Trademark Ofc DHSState of Illinois DEA CSOS Credential Svc Providers:VeriSign Verizon Business Entrust ORCDoD ECAs (ORC, IdenTrust, VeriSign)ACES (IdenTrust & ORC)

ParticipantsCross Certified:

BoeingLockheed Martin Northrop Grumman RaytheonEADS/AirbusMOD NL

Credential Svc Providers:Exostar, SITA, ARINC,CitiBank, HID (ActivIdentity)

BAE Systems (Exostar)

Cross C

ertified at

“Com

mercial B

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Practices” Level

Shared Service Providers

VeriSign, Inc.

Symantec

Operational Research Consultants, Inc.

The Department of the Treasury

Entrust Managed Services

U.S. Government Printing Office

PKI Bridges

Red: IAL-4DoDI 8520.03

Federal Common

Policy Root

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Identity Federations (PKI Based)

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Approach Trust Framework Providers Adoption Process

• Approach

– Adopt technologies in use by industry• “Scheme Adoption”

– Adopt industry Trust Models• “Trust Framework Adoption”

Approach documents posted on http://www.IDmanagement.gov

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The TFPAP is a process for assessing the efficacy of industry-based trust frameworks to enable an agency to trust an externally-issued electronic identity credential at a known level of assurance, comparable to LOA 1, 2, or non-PKI 3.

•Industry-based trust frameworks are adopted at specific assurance levels, considering the requirements of NIST SP800-63

•Industry-based Trust Framework Providers assess individual identity providers for compliance with the policies, standards, and processes of the trust framework

•TFPAP addresses basic privacy principles of Opt In, Minimalism, Activity Tracking, Adequate Notice, Non-compulsory, and Termination

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Federal Identity InitiativesTrust Framework Provider Adoption Process

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• DoD is accepting approved IAL- 4 (Including PIV-I ) and approved PIV-I providers can be found at: http://iase.disa.mil/pki-pke/index.html

• DoD is drafting an approval process and implementation guidance for credentials approved through the Federal Trust Framework Process at IAL 1,2, and 3 (non-PKI)

• An executive summary on DoD’s acceptance of NFI credentials has been created and is being circulated now

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Non-Federally Issued Credentials and the DoD

Trust Framework Provider

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Approved TFPs and NFIs under the TFPs

• Adopted Trust Framework Providers– Open Identity Exchange (OIX) (http://openidentityexchange.org/)– Kantara Initiative (http://kantarainitiative.org/)– InCommon (http://www.incommonfederation.org/)– SAFE Bio-Pharma (http://www.safe-biopharma.org/)

• Currently completing the approval process

• Approved NFI Providers– Google – LOA 1 – OIX– Equifax – LOA 1 – OIX– Paypal – LOA 1 – OIX– Verisign – LOA 1 – OIX– Wave Systems – LOA 1 – OIX– Verizon Business – LOA 1, 2, and 3 – Kantara Initiative

Approved Trust Framework Providers and Identity Providers posted on http://www.IDmanagement.gov

Goal: Large Number of Qualified Providers (NFI) for Partners to have Competitive Choices

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National Strategy for Trusted Identities in Cyberspace

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The National Strategy for Trusted Identities in Cyberspace (NSTIC or Strategy) charts a course for the public and private sectors to collaborate to raise the level of trust associated with the identities of individuals, organizations, networks, services, and devices involved in online transactions. The NSTIC’s vision is that: Individuals and organizations utilize secure, efficient, easy-to-use, and interoperable identity solutions to access online services in a manner that promotes confidence, privacy, choice, and innovation.

The NSTIC prescribes 4 Guiding Principles:

• Identity Solutions will be Privacy-enhancing and Voluntary• Identity Solutions will be Secure and Resilient• Identity Solutions will be Interoperable• Identity Solutions will be Cost-effective and Easy to Use

The NSTIC Program Office is coordinating amongst multiple Federal Agencies to increase alignment with FICAM and working with the private sector to drive the future identity ecosystem.

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• NSTIC Federal Funding Opportunity– NIST is soliciting proposals from eligible proposers to pilot on-line identity

solutions that embrace and advance the NSTIC vision – NIST anticipates funding five (5) to eight (8) projects for up to two (2) years in

the range of approximately $1,250,000 to $2,000,000 per year per project – NIST Conducted a public meeting (Proposers’ Conference) in Washington, D.C.

on 15 February, 0900 – 1400

• Steering Committee/ Governance Recommendations – Provides the government’s recommendations on the establishment of an

Identity Ecosystem Steering Group that can bring together all NSTIC stakeholders

• The Steering Group should be established as a new organization that is led by the private sector in conjunction with, but independent of, the federal government.

• The group should be structured to safeguard the individual • An administrative body to support the Steering Group should be initially

funded by the government through a competitive two-year grant.

NSTIC Work In Progress

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• Strong Identity, Credential and Access Management Are Foundational to Secure Information Sharing, Secure Collaboration and Cybersecurity

• Shared Guidance is Improving: Much Room for More Improvement– Clear, Consistent, Credible– For Ourselves and Our Mission Partners

• Federal Identity, Credential, and Access Management (ICAM) is providing this consistent approach (with your help)

• Mission/Business Partners are Fielding Strong Identity Credentials as well as Creating Federations for Sharing & Collaboration

• Progress Depends on Public-Private Partnering– Domestically and – Internationally

Summary & Conclusions