paul v niemeyer financial disclosure report for 2009

8/3/2019 Paul V Niemeyer Financial Disclosure Report for 2009

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, ~ o 1 0 I FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r ed b y l h e E t h ic sin Govert~ment Act Qf 1978Rev. 1 / 2 0 1 0 [ FOR CALENDAR YEAR 2009 0 v.s.c, app . ~ 1Ol -J101. Person Reporting (last nam e, first, middle initial) 2. Court or Organization 13. Date of ReportN iemeyer, Paul V. Court of AppeaIs- Fourth Circuit 05/07/2010

4. Title (Article 111 judges indicate active or senior status; 5a. Report Type (check appropriate type) i 6. Reportiag Periodmagistrate judges indicate full- or parl-time)[--] Nomination. Date 01 ;01/2D09

Active CircuitJudge [] Initia| [] Annual [] Final to12;31/20995b. [] Amended Report

7. Chambers or O ffice Address 8. On the bas is of the iafarmatioa contain, .~l in th is Repor t and anymodifications perlatning thereto, it is, in my opinion, in compliance9t0 United States Courthou.~e with applicable laws and regulations.101 West Lombard STreetBaltimore, Ma~land 21201 Reviewing O[fieer Date__

I M P O R T A N T N O T E S : The instructions accompanying this form must be fottoweeL Comptete all parts,checking the NO NE box for each pa rt where you have no reportable information. Sign on last pa ge.

I . P O S I T I O N S . ( R ~ p o r a . g i ,a ~ i d . ~ t o , t ~ ; ~ e e , ~ ~ - ~ ~ of filing instructions.)[---] NO NE (No reportable positions.)

POSIT!ON N A M E O F ORGANIZATION!ENTITY1. Partner with L.A. Noonberg Ownership for personal use2. Visiting Instructor - Fall Semester Duke Univcrsit2,. Law School, Durham, North Carolina

1 I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)N O N E (No reportable agreements,)

D A T E pARTIES AND TERMSI. See P~t VIII


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F INANC I AL DI S CL O S URE RE P O RT n .... fPerson Reporting ] DateofReportPage 2 of 6 Niemeyer, Paul V.I

05/07/2010

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individuat and spouse; see pp. tT-24offillnginstructlons.)A. Fliers Non-Investment Income

N O N E ( N o reportable non-invmtment income.)DATE SOURCE AND TYPE INCOME(yours, not spouses)

I. Entire yr. LexisNexis Matthew Bender, Albany, New Y ork $3,549.002. Fall Duke University, Durham, N orth Carolina $4,500.003. Entire yr. ISI Books, Wilmington, Dela~vare S 1 6 . 0 04.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were raarricd during anyportion of the rep~rting year, complete this section.( D o l l a r a t n o u n t n o t r e q u i r e d e . x ~ .e p t f ~ r h o n o r a r i a .)

NONE (No reportable non-investment income.)DATE SOURCE AN D TY PE

1.2.3.

4.

IV. REIMB URSEM ENTS - tra~,ro,~,io.,( I n c lu d e s t h o s e t o ~ o u s e a n d d e p e n d e n t c h i l d r e ~ t , se e p p . 2 5 -2 7 ~ f f il in g~ NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDEDI. Duke University Law School 11116 - 11/19 D urham , N oah Carolina Teaching Some R~od and lodging2. Wake Forest Law School 1 I / I 9 - 1 ~ / 2 1 Winstom-Salem, North Moot Cou~ Food and lodgingCarolina3.4.5.


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F INANC I AL DI SCL O S URE RE P O RT I N a m e o f P e r so n R e p o r l | n g] Date of Reportage 3 of 6 [ N i e m e y e r , P a u l V .

0 5 / 0 7 / 2 0 1 0

V . G I F T S . a n c t , d e ~ t h o ~ e t o ~ V o , s ~ ~ , a a , ~ , ,a , ,, ~ u a , , ~ ; s ~ ~ v . ~ s . ~ t o f f i l ln g i~tructions.)NONE ~o repo.able g~s.)

~ DESCRIPTION VALUE1.2.3.4.5.

V I . L 1 A B I L I T I E S . a n c t , d ~ t h o s , o , ~ p . . . . . d dependent children; see p p . 3 2 - 3 3 of filing instructions.)N O N E (No reportable liabilities.)

C R E D I T O R D E S C R I P T I O N V A L U E C O D E1.2.3.4.

5.


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F INANC I AL DI S CL O S URE RE P O RT NameofPerson Reporting I DateofRepor~P a g e 4 o f 6 Niemeyer, Paul V. 05/07/201

V I I . I N V E S T M E N T S a n d T R U S T S - i . c o ., e , . a t. ., ,r a . ~ a c , io . ~ a n c t . d e . ,h o s , o f ~ o . ~ a . , t dependent children; see p p . 3 4 - 6 0 of.filing instructions.)[ ] N O N E ( N o reportable income, assets, or transactions.)

A. B. Gross v~ae at end D.D~scription of Assets Income dur ing Transactions during reporting period(including trust assets) reporting period of reporting period [P l a c e " ( X ) " a t ~ e r e ~ c h ~ s s e t A m o u n t ] T y p e ( e . g ., [ Value | Value / T y p e ( e . g ., Date Value Gain [ I d e n t i t y o fexempt from prior disclosure Code 1 div., rent, [ Code 2 [ Metthod buy, sell, mm/dd/yy Code 2 Codel [ buyer/seller

~l (Q-W) ................ ~ ~_ ___[ t r a n s a c t i o n )Keogh Account - Bankof Oklahoma]A. DLA Piper Balanced A Int./ Sold 1/9 MDiv. (part)Sold 3/24 J2. T. Rowe PricePrime Reserve A Int. J T Buy 6/4 MSold(part) 7/28 MSold(part) 9 /9 L3 . Ray Road Assoc.(Tax shelter) B Rent J W (See c(~mmen: 5 , P a r i t VIII)~ 4 . P&M Investors 19 85(Tax shelter) E Rent J W (See c(~mmen: 5, Pa~t VIII)5. Merck Corp. Stock A Div. J T6. T. Rowe PriceSpectrum Growth D Div. M T (Inclu


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F INANCI AL DI SCL O S URE RE P O RT [ N . .e o e P ~ . o . R e , , o . l. gPage4of6 [ Niemeyer, Paul V. 05/07/2010VII. INVESTM ENTS and TRU S TS - i ...... a~ t,a~ ~a,d,~ ~o~,D N O N E ~ o r~ortable income, ~se~, or transactions4

A. B. { C. D,D~dptioa of~a~ I ncome d~ng Gr~s va lue a l end Tr~aac6oas during repo~ng(~cluding ~st ~s~) ~ng ~d~ of reining pcd~ [ .

Place "(X)" af l~ ~ch ~set Am~nt Type (e.g . , I Value Value T~e (e.g., i Date j Value ~ Ga~ Identi~ ofe xe mpt &ore ~ d isc l0sme C~e I diP., rent, ! C~e 2 M~ buy, se l l , i m~d@~ C~e 2 . C~e I buyer/se l l~(A- H) i (A-H) (if privater int.) ! (J-P) C~e 3 r~ption) i 0-P) ![ ~msaction)Q - W )

Sold 10/31 L(part)12. T. Rowe PriceCap. Apprec. D DiP. M T13. T. Rowe PriceNew Income D Div. M T14, T. Rowe Price SoldSpectrum Income C DiP. L .T (part) 1/14 K15. Vanguard Prime~oney ~arket A Int. L T B uy 11/13 L

B u y 3/31 J16. Vanguard Wellesldy D DiP. ~ T17. VanguardWellington B Div. L T18. Vanguard TotalStock Index B Div. L T!19. Legg MasonValue Trust A DiP. M T Buy !1/15 K

Buy i3/31 JSold(part) 9/17 L


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Ia m e o f P e r so n R e p o r t i n g D a t e o f R e p o r tF I N A N C I A L DI S C L OS URE R E P O R TI N i e m ~ y e r , V . .I V . 0 ~ / 0 7 / 2 0 1 0age 5 of 6

V I I I. A D D I T IO N A L I N F O R M A T I O N O R E X P L A N A T I O N S .1. Part I1. DLA Piper Profit Sharing and 401(k) Savings Plan, B ank of Oklahoma, Tulsa, Oklahoma --

Retirement account remained in part in plan of DLA Piper (former law firm), managed by Bank of O klahoma. Other than selecting funds in which to placeretirement monies, I had no decision-making authority in investments.2. Part I1. 1984, now with LexisN exis Matthew Bender, Albany, New York --

Royalty agreement wioth co-author Linda M. Schuett on sale of book.3. Part 11. 2006, 1SI ooks, Wilmington, Delaware --

Royalty agreement on sale of book.4. Part II. Duke University, Durham, North Carolina --

Paid to teach appellate advocacy conrse.5. Part VI!. These tax shelter are believed to have econo mic value, but I have a negalive capital position in them, and their value cannot be know n until theproperties are sold.


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F INANCIAL DISCLO SURE REP O RT N a m e o f I~ e r s o n R e p o r t i n g [ Date of ReportPage 6 of 6 r ~ i e ~ n e y e r , P a u l V . [ 0 5 / 0 7 / - 0 ~ 0

IX . CERTIF ICA TIO N.I certify that all information given abov e (including information pertaining to my spouse and minor or de pendent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it reef applicable statutoryprovisions permitting non-disclosure.1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NO TE: ANY IND IVIDUAL WHO KN OWINGLY A N D W1LFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY B E SUBJECT TO CIVILAN D CRIMINA L SAN CTIONS (5 U.S.C. app. 104)

FIL IN G I N S TR U CTIO N SMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C, 20544

paul v niemeyer financial disclosure report for 2009

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