paz h diaz assessment skills for administrators for workshop

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    Assessment Skills forAdministrators

    Paz H Diaz, Ph.D.

    August 6, 2010

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    Assessment

    Continuous process of gathering,

    evaluating and using information to

    communicate the need forconstant IMPROVEMENT

    The end goal is sustained andsustainable EFFECTIVE

    PERFORMANCE

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    Assessment

    Must relate directly to the

    Institutions vision, mission,

    values, and goals

    Regularly compared with

    Institutions set benchmarks Data measured against

    Institutions and units targets

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    Assessment

    Ongoing

    Continuous

    Systematic

    Explicitly measurable

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    Assessment

    Results must be regularly

    communicated all the way up and

    down the line Results used to make changes to

    improve performance, allocate

    resources, and inform decisions in theunits area of responsibility

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    Assessment

    Provides coherence and direction to the

    department or units work

    Provides staff with clear expectations thathelp them understand how their

    supervisors will evaluate their work.

    Provides administrator and staff with better

    information about how their services are

    viewed by their customers and what

    areas need improvement.

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    Step 1: Define themission of your

    department or unit

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    Your mission serves as the

    foundation for assessment planning.The mission statement should

    describe the purpose of the

    department or unit as well as reflectthe mission of the university.

    Mission statements should be not

    more than three or four lines andshould clearly and effectively

    communicate WHAT you do, WHY

    you do it, and HOW you do it.

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    Example 1: Main Library

    To develop, maintain, and enhance the

    resources, services, and environment

    necessary to provide the highest level of

    support for the instructional and research

    needs of the Universitys community.

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    Example 2: The Writing Center

    The Writing Center is committed to

    developing students communication

    abilities by providing services to enhance

    critical thinking, presentation, and writing

    skills for both graduates and

    undergraduates in all disciplines. As a

    function of this mission, the centersupports the efforts of teaching and non-

    teaching faculty in all disciplines.

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    Step 2: Define theoutcomes / goals

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    Outcomes are what the

    department or unit wants toachieve; they are desired end

    results for the organization or

    program, rather than actions.Outcomes are related to the

    institution or departments mission

    and vision, and focus on thebenefit to the recipient of the

    service.

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    Example of an Outcome

    Statement

    All academic support and

    administrative units at University X

    conduct ongoing and effectiveassessment of their activities and

    services and use the results of

    assessment to inform planning,decision-making and resource

    allocation.

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    Step 3: Define theobjectives

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    Objectives are the tasks to be

    completed in order to achieve theoutcome (also called goals).

    Objectives are specific and

    measurable and must beaccomplished within a specified

    time period. There should be two

    to three objectives per outcome.

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    Example of an Objective:

    By the end of 2010-2011, all

    academic support and

    administrative units will haveoutcomes assessment plans in

    place.

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    Step 4: Define the

    strategies

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    Strategies are the means you

    plan to use to achieve yourobjectives. There should be a

    minimum number of strategies to

    achieve each objective.

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    Example of a Strategy:

    Develop and distribute assessment

    materials in hard-copy and online

    forms. These will include anassessment guide, plan, and report

    templates, examples, evaluative

    rubrics to provide feedback on plansand reports, online links to additional

    resources, etc.

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    Step 5: Develop targets orbenchmarks for each

    measure

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    For example, 80% of users

    respond that they are satisfiedwith the service.

    This data can be analyzed to

    provide your program with

    information about your clients or

    customers.

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    Examples of assessment measures

    Student satisfactionsurveys

    Processing time for

    requests

    Average wait time Average service time

    Number of complaints

    Number of users

    Count of programparticipants

    Focus groups results

    Statistical reports

    Opinion surveys Comparisons to other

    professional units

    Number of staff trained

    Organizations best

    practices Grants/donations raised

    Attendance at events

    Staff training hours

    activities

    Number of applications

    Growth in participation

    Student participation in

    clubs

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    Step 6: Complete theassessment plan

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    Once the mission, expected

    outcomes and assessment

    methods and benchmarks have

    been developed, the assessmentplan must be completed.

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    Step 7: Carry out theassessment

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    Once the plan is developed and

    submitted, the assessment processneeds to be implemented.

    Remember, for outcomes

    assessment, the goal is to assess

    department outcomes, not to evaluate

    individual students or faculty

    members.

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    Step 8: Collect, analyze,communicate, and report

    on your findings

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    At the end of the year, the department

    should complete an assessmentreport, similar in format to the plan,

    stating expected outcomes,

    assessment tools used, results of theassessment, and how the results

    were used to make changes to

    improve effectiveness.

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    Step 9: Take actionbased on findings

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    Assessment results are meant to be used to

    improve effectiveness and inform decision-

    making and resource allocation.

    Keep track of planned changes, those

    changes that have already been carried out

    in response to assessment results, and theimpact those changes had on performance

    and effectiveness.

    Then, prepare to start the process all overagain, for continuous quality improvement.

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    Once assessment results have been collected

    and analyzed, the department needs to return to

    the departments expected outcomes how dothe results of the assessment meet those

    expectations? Were the standards that were set

    appropriate? Should performance expectations

    be changed? What aspects of the assessmentprocess worked well and what changes might

    make it more effective? What were the most

    effective assessment tools? Can they be shared

    and used in other courses or programs? In whatareas does the department excel, and in what

    areas does it need to improve?

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    Step 10: Share

    Outcomes

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    Finally, share outcomes with staff and

    with the university community. Staffperform more effectively when they

    are given clear goals to help them

    focus on whats most important andunderstand how individual

    responsibilities or tasks fit with the

    goals and outcomes of thedepartment.

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    Assessments dont have to be complicated

    and, when used well, can be a powerful tool

    for improvement, providing better informationfor planning, budgeting, new programs,

    staffing, and student support. Assessment

    data help us understand where our unit is inour progress towards our expected

    outcomes, where we might be having

    difficulty, and how we might change the way

    we work to improve our effectiveness.Assessment is not a performance

    evaluation of individual staff members.

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    Expected

    Outcomes:

    Something

    the

    department or

    unit wants to

    achieve;

    desired end

    results for the

    organization

    or program,

    rather than

    actions. 3-5

    ideal,

    maximum 10.

    Assessment

    Methods:

    What factors,

    variables, or

    elements will

    you measure

    to gauge your

    success at

    reaching your

    expected

    outcome?

    Targets/Bench

    marks: For

    each of these

    indicators, what

    is the minimum

    result, target,

    benchmark, or

    value that will

    represent

    success at

    achieving this

    outcome?

    When Will

    Assessment

    Be

    Conducted

    and

    Reviewed?

    How and

    when will you

    collect and

    analyze

    results?

    Use of

    Results: How

    will you use

    results for

    planning,

    improvements,

    and decision

    making?

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    Example:The Annual Unit

    Assessment Report

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    Assessment Methods: What factors, variables, or

    elements will you measure to gauge your success

    at reaching your expected outcome? Targets/Benchmarks: For each of these

    indicators, what is the minimum result, target,

    benchmark, or value that will represent success at

    achieving this outcome? When Will Assessment Be Conducted and

    Reviewed?

    How and when will you collect and analyze results?

    Use of Results: How will you use results for

    planning, improvements, and decision making?

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    Assessment

    Plan

    Elements

    Best Practice Meets Standard Developing Undeveloped

    Expected

    Outcomes

    Three to five clear,

    measurable key

    outcomes are stated,

    desired end results

    for the organizationor program, rather

    than actions.

    Outcomes are

    related to the

    institution or

    departments mission

    and vision, and focus

    on the benefit to the

    recipient of the

    service. .

    At least two and

    not more than 10

    outcomes are

    stated, desired

    end results for theorganization or

    program, rather

    than actions.

    Outcomes are

    related to the

    institution or

    departments

    mission and

    vision, and focus

    on the benefit to

    the recipient of the

    service. .

    Key outcomes

    are stated but

    are unclear;

    over-specific;

    refer to

    objectives

    rather than

    end results;

    and/or do not

    focus on the

    recipient of the

    service. .

    Key

    outcomes

    are not

    stated. .

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    Assessment

    Plan

    Elements

    Best Practice Meets Standard Developing Undeveloped

    Assessment

    Methods

    Multiple assessment

    methods are used for

    each outcome, including

    both direct and indirect

    measures. Assessment

    methods clearly match

    the outcome beingassessed and provide

    clear, truthful information

    about whether or not an

    outcome is being

    achieved. .

    At least one

    assessment measure

    is identified for each

    outcome. Each

    assessment method

    matches the outcomebeing assessed and

    provides clear, truthful

    information. Overall,

    the program features

    a mix of both direct

    and indirect

    measures. .

    Assessment

    measures are

    identified for

    some outcomes.

    In some cases,

    assessmentmethods do not

    match the

    outcome being

    measured or do

    not yield clear and

    truthful

    information,

    and/or there is an

    imbalance in the

    mix of direct and

    indirect

    measures. .

    Insufficient

    information

    is

    provided. .

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    Assessment

    Plan

    Elements Best Practice Meets Standard Developing

    Undeve

    loped

    Targets/

    Bench

    marks

    Targets have

    been

    established that

    describe

    minimumperformance

    standards.

    These targets

    include a

    quantifiablebenchmark,

    such as an

    increase of

    5%. .

    Targets have

    been

    established

    that describe

    minimumperformance

    standards. .

    Not all

    measures

    have

    targets or

    benchmarks, or targets

    or

    benchmarks

    are not well-

    developed. .

    Notarget

    s or

    bench

    marks

    areinclud

    ed in

    the

    plan. .

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    Use of

    Results

    Assessment results

    are used to modify

    outcomes, planning,

    resource allocation,

    work methods,

    assessmentstrategies, etc.

    Targets or

    benchmarks have

    been established that

    describe minimum

    performancestandards. Positive

    assessment results

    are shared with other

    audiences as

    appropriate. .

    Assessment

    results are used

    to modify

    outcomes,

    planning,resource

    allocation, work

    methods,

    assessment

    strategies, etc. .

    Assessment

    information is

    collected, but

    the results are

    not shared,discussed

    and/or used in a

    systematic way

    to improve

    effectiveness. .

    There is no

    evidence

    that

    assessment

    results are

    shared anddiscussed or

    used to

    improve

    effectiveness

    . .

    Assessment

    Plan

    ElementsBest Practice Meets Standard Developing

    Undevelo

    ped