paz h diaz assessment skills for administrators for workshop
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Assessment Skills forAdministrators
Paz H Diaz, Ph.D.
August 6, 2010
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Assessment
Continuous process of gathering,
evaluating and using information to
communicate the need forconstant IMPROVEMENT
The end goal is sustained andsustainable EFFECTIVE
PERFORMANCE
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Assessment
Must relate directly to the
Institutions vision, mission,
values, and goals
Regularly compared with
Institutions set benchmarks Data measured against
Institutions and units targets
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Assessment
Ongoing
Continuous
Systematic
Explicitly measurable
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Assessment
Results must be regularly
communicated all the way up and
down the line Results used to make changes to
improve performance, allocate
resources, and inform decisions in theunits area of responsibility
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Assessment
Provides coherence and direction to the
department or units work
Provides staff with clear expectations thathelp them understand how their
supervisors will evaluate their work.
Provides administrator and staff with better
information about how their services are
viewed by their customers and what
areas need improvement.
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Step 1: Define themission of your
department or unit
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Your mission serves as the
foundation for assessment planning.The mission statement should
describe the purpose of the
department or unit as well as reflectthe mission of the university.
Mission statements should be not
more than three or four lines andshould clearly and effectively
communicate WHAT you do, WHY
you do it, and HOW you do it.
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Example 1: Main Library
To develop, maintain, and enhance the
resources, services, and environment
necessary to provide the highest level of
support for the instructional and research
needs of the Universitys community.
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Example 2: The Writing Center
The Writing Center is committed to
developing students communication
abilities by providing services to enhance
critical thinking, presentation, and writing
skills for both graduates and
undergraduates in all disciplines. As a
function of this mission, the centersupports the efforts of teaching and non-
teaching faculty in all disciplines.
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Step 2: Define theoutcomes / goals
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Outcomes are what the
department or unit wants toachieve; they are desired end
results for the organization or
program, rather than actions.Outcomes are related to the
institution or departments mission
and vision, and focus on thebenefit to the recipient of the
service.
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Example of an Outcome
Statement
All academic support and
administrative units at University X
conduct ongoing and effectiveassessment of their activities and
services and use the results of
assessment to inform planning,decision-making and resource
allocation.
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Step 3: Define theobjectives
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Objectives are the tasks to be
completed in order to achieve theoutcome (also called goals).
Objectives are specific and
measurable and must beaccomplished within a specified
time period. There should be two
to three objectives per outcome.
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Example of an Objective:
By the end of 2010-2011, all
academic support and
administrative units will haveoutcomes assessment plans in
place.
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Step 4: Define the
strategies
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Strategies are the means you
plan to use to achieve yourobjectives. There should be a
minimum number of strategies to
achieve each objective.
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Example of a Strategy:
Develop and distribute assessment
materials in hard-copy and online
forms. These will include anassessment guide, plan, and report
templates, examples, evaluative
rubrics to provide feedback on plansand reports, online links to additional
resources, etc.
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Step 5: Develop targets orbenchmarks for each
measure
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For example, 80% of users
respond that they are satisfiedwith the service.
This data can be analyzed to
provide your program with
information about your clients or
customers.
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Examples of assessment measures
Student satisfactionsurveys
Processing time for
requests
Average wait time Average service time
Number of complaints
Number of users
Count of programparticipants
Focus groups results
Statistical reports
Opinion surveys Comparisons to other
professional units
Number of staff trained
Organizations best
practices Grants/donations raised
Attendance at events
Staff training hours
activities
Number of applications
Growth in participation
Student participation in
clubs
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Step 6: Complete theassessment plan
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Once the mission, expected
outcomes and assessment
methods and benchmarks have
been developed, the assessmentplan must be completed.
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Step 7: Carry out theassessment
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Once the plan is developed and
submitted, the assessment processneeds to be implemented.
Remember, for outcomes
assessment, the goal is to assess
department outcomes, not to evaluate
individual students or faculty
members.
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Step 8: Collect, analyze,communicate, and report
on your findings
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At the end of the year, the department
should complete an assessmentreport, similar in format to the plan,
stating expected outcomes,
assessment tools used, results of theassessment, and how the results
were used to make changes to
improve effectiveness.
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Step 9: Take actionbased on findings
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Assessment results are meant to be used to
improve effectiveness and inform decision-
making and resource allocation.
Keep track of planned changes, those
changes that have already been carried out
in response to assessment results, and theimpact those changes had on performance
and effectiveness.
Then, prepare to start the process all overagain, for continuous quality improvement.
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Once assessment results have been collected
and analyzed, the department needs to return to
the departments expected outcomes how dothe results of the assessment meet those
expectations? Were the standards that were set
appropriate? Should performance expectations
be changed? What aspects of the assessmentprocess worked well and what changes might
make it more effective? What were the most
effective assessment tools? Can they be shared
and used in other courses or programs? In whatareas does the department excel, and in what
areas does it need to improve?
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Step 10: Share
Outcomes
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Finally, share outcomes with staff and
with the university community. Staffperform more effectively when they
are given clear goals to help them
focus on whats most important andunderstand how individual
responsibilities or tasks fit with the
goals and outcomes of thedepartment.
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Assessments dont have to be complicated
and, when used well, can be a powerful tool
for improvement, providing better informationfor planning, budgeting, new programs,
staffing, and student support. Assessment
data help us understand where our unit is inour progress towards our expected
outcomes, where we might be having
difficulty, and how we might change the way
we work to improve our effectiveness.Assessment is not a performance
evaluation of individual staff members.
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Expected
Outcomes:
Something
the
department or
unit wants to
achieve;
desired end
results for the
organization
or program,
rather than
actions. 3-5
ideal,
maximum 10.
Assessment
Methods:
What factors,
variables, or
elements will
you measure
to gauge your
success at
reaching your
expected
outcome?
Targets/Bench
marks: For
each of these
indicators, what
is the minimum
result, target,
benchmark, or
value that will
represent
success at
achieving this
outcome?
When Will
Assessment
Be
Conducted
and
Reviewed?
How and
when will you
collect and
analyze
results?
Use of
Results: How
will you use
results for
planning,
improvements,
and decision
making?
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Example:The Annual Unit
Assessment Report
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Assessment Methods: What factors, variables, or
elements will you measure to gauge your success
at reaching your expected outcome? Targets/Benchmarks: For each of these
indicators, what is the minimum result, target,
benchmark, or value that will represent success at
achieving this outcome? When Will Assessment Be Conducted and
Reviewed?
How and when will you collect and analyze results?
Use of Results: How will you use results for
planning, improvements, and decision making?
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Assessment
Plan
Elements
Best Practice Meets Standard Developing Undeveloped
Expected
Outcomes
Three to five clear,
measurable key
outcomes are stated,
desired end results
for the organizationor program, rather
than actions.
Outcomes are
related to the
institution or
departments mission
and vision, and focus
on the benefit to the
recipient of the
service. .
At least two and
not more than 10
outcomes are
stated, desired
end results for theorganization or
program, rather
than actions.
Outcomes are
related to the
institution or
departments
mission and
vision, and focus
on the benefit to
the recipient of the
service. .
Key outcomes
are stated but
are unclear;
over-specific;
refer to
objectives
rather than
end results;
and/or do not
focus on the
recipient of the
service. .
Key
outcomes
are not
stated. .
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Assessment
Plan
Elements
Best Practice Meets Standard Developing Undeveloped
Assessment
Methods
Multiple assessment
methods are used for
each outcome, including
both direct and indirect
measures. Assessment
methods clearly match
the outcome beingassessed and provide
clear, truthful information
about whether or not an
outcome is being
achieved. .
At least one
assessment measure
is identified for each
outcome. Each
assessment method
matches the outcomebeing assessed and
provides clear, truthful
information. Overall,
the program features
a mix of both direct
and indirect
measures. .
Assessment
measures are
identified for
some outcomes.
In some cases,
assessmentmethods do not
match the
outcome being
measured or do
not yield clear and
truthful
information,
and/or there is an
imbalance in the
mix of direct and
indirect
measures. .
Insufficient
information
is
provided. .
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Assessment
Plan
Elements Best Practice Meets Standard Developing
Undeve
loped
Targets/
Bench
marks
Targets have
been
established that
describe
minimumperformance
standards.
These targets
include a
quantifiablebenchmark,
such as an
increase of
5%. .
Targets have
been
established
that describe
minimumperformance
standards. .
Not all
measures
have
targets or
benchmarks, or targets
or
benchmarks
are not well-
developed. .
Notarget
s or
bench
marks
areinclud
ed in
the
plan. .
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Use of
Results
Assessment results
are used to modify
outcomes, planning,
resource allocation,
work methods,
assessmentstrategies, etc.
Targets or
benchmarks have
been established that
describe minimum
performancestandards. Positive
assessment results
are shared with other
audiences as
appropriate. .
Assessment
results are used
to modify
outcomes,
planning,resource
allocation, work
methods,
assessment
strategies, etc. .
Assessment
information is
collected, but
the results are
not shared,discussed
and/or used in a
systematic way
to improve
effectiveness. .
There is no
evidence
that
assessment
results are
shared anddiscussed or
used to
improve
effectiveness
. .
Assessment
Plan
ElementsBest Practice Meets Standard Developing
Undevelo
ped