pdf, 40 mb, 06.07.2016

34
2016 PPG-based algorithm dedicated to wellness & health Business Potential Scientific Innovation established in November 2012 is a Finnish high-tech company which develops and manufactures optical heart rate (OHR) based consumer devices and applications to the sports & fitness and wellness markets. PulseOn established a Swiss subsidiary (PulseOn SA) in October 2014 to further strengthen and facilitate strategic partnership. Key people: Ilkka Korhonen, Jari Nousiainen. set up in the 1980s, Biwi SA is a Swiss family firm with a staff of 120, located in the heart of the Jura canton. Making the most of its expertise in molding, over molding and injection techniques for standard or specially developed polymers. Key people: Thierry Sommer and Alexandre Bestagne. ’s mission is to generate high- tech business in collaboration with the Swiss industry and to innovate from concept to industrial pre-series. Key people: Ricard Delgado Gonzalo, Philippe Renevey and Patrick Theurillat. First stage: Increase the value proposition of the current smartwatch products through new health related parameters (HRV, respiration, sleep, see other SWW poster). Second stage: Production of miniaturized stand-alone OHR monitoring module, which will allow to extend OHR offering to yet smaller and lower power consumption devices. Project title: Swiss Wellness Watch (SWW) CTI-project: 17999.1 PFNM-NM Main applicant: CSEM SA Resp.: Mathieu Lemay (project manager) and Andreas Hutter (research leader) Main industrial partner: PulseON SA Resp.: Adrian Tarniceriu (commercial development) Industrial partner: Biwi SA Resp.: Sébastien Dubail (commercial development) Starting date: October 2015 Duration: 18 months - Main applicant - - Main industrial partner - - Industrial partner - The SWW project aims at implementing a 24/7 health and fitness smartwatch, integrating a low- cost stand-alone sensor, processing module for the ODM market and dedicated elastic strap. - Project goal - - General information - Foreseen smartwatch product - Key findings/results - During the first months (M7), the following software result have been obtained: Development/validation of HRV, speed and distance, respiration and sleep toolboxes. Improvement of software consumption. PulseOn history and business roadmap Based on its assets and position in the standard watch market Biwi wants to become the number one supplier for premium smart watch straps with superior design and functionality. Biwi will supply the wrist strap for the PulseOn Premium and target annual sales of 500k to 1M smart watch straps by 2017. aims at becoming a world class player in fitness, wellness and health sensor market via continuous and accurate OHR measurement technology. - Wellness - - Optimization - The algorithm have been optimized to run in an ARM Cortex-M0 processor by using fixed-point arithmetic. Two operation frequencies are available, 25 Hz and 12.5 Hz. See Table I for the minimum accelerometer requirements. Algorithm specification Value operation frequencies 12.5 and 25 Hz acceleration resolution 10 bits acceleration range [-8g …8g] Version Memory (bytes) Exec. time / sample Power consumption Flash RAM 10/2015 22652 3470 2.457 ms 245.7 uA 06/2016 26040 4304 1.797 ms 179.7 uA Table I - 3D accelerometer requirements Table II shows the memory consumption of algorithm versions as well as the execution time of the 25Hz mode during most demanding activities (running). Table II - Algorithm specifications Heart rate variability HRV toolbox has been developed including cardiac beat detection on PPG and artifact correction. HRV specification (N=10) Value Detected hear beats 99.57 % Mean absolute error 5.94 ms Mean RMSSD error 3.1 ms Bland-Altman plot comparing RR intervals (ECG and PPG) Speed and distance A leg-and-arm dynamic motion model has been developped. This motion model requires simple calibration (known distance or constant speed. Validated on speed range of [1.819.8km/h]. Speed/distance specification (N=11) Value Relative error (μ±σ) 0.2±0.9 % Box-and-whisker of speed relative error (N=11) Respiration A first version of the respiration toolbox which benefits from the accurate HRV has been developed. The iterative validation and development process is on-going. Respiration target specification Value Overall rate mean error < 8% Respiration rate tracking during night compared to spectral analysis - Health - Sleep analysis A sleep analysis has been developed based on HRV features only. It has been validated against polysomnograph. Coming impro- vement: add features from 3D accelerometer. PSG- and PPG-based hypnograms (upper and lower panels, resp.) Sleep specification Value NREM good classification 90% REM good classification 44-72%

Upload: nguyennhu

Post on 05-Feb-2017

261 views

Category:

Documents


11 download

TRANSCRIPT

Page 1: PDF, 40 MB, 06.07.2016

2016

PPG-based algorithm dedicated to wellness & health

Business Potential

Scientific Innovation

established in November 2012 is a

Finnish high-tech company which

develops and manufactures optical

heart rate (OHR) based consumer

devices and applications to the sports & fitness and

wellness markets. PulseOn established a Swiss

subsidiary (PulseOn SA) in October 2014 to further

strengthen and facilitate strategic partnership.

Key people: Ilkka Korhonen, Jari Nousiainen.

set up in the 1980s, Biwi SA is

a Swiss family firm with a staff

of 120, located in the heart of

the Jura canton. Making the most of its expertise in

molding, over molding and injection techniques for

standard or specially developed polymers.

Key people: Thierry Sommer and Alexandre

Bestagne.

’s mission is to generate high-

tech business in collaboration

with the Swiss industry and to innovate from concept

to industrial pre-series.

Key people: Ricard Delgado Gonzalo, Philippe

Renevey and Patrick Theurillat.

First stage: Increase the value proposition of the current smartwatch products

through new health related parameters (HRV, respiration, sleep, see other

SWW poster).

Second stage: Production of miniaturized stand-alone OHR monitoring

module, which will allow to extend OHR offering to yet smaller and lower power

consumption devices.

Project title: Swiss Wellness Watch (SWW)

CTI-project: 17999.1 PFNM-NM

Main applicant: CSEM SA

Resp.: Mathieu Lemay (project manager) and

Andreas Hutter (research leader)

Main industrial partner: PulseON SA

Resp.: Adrian Tarniceriu (commercial development)

Industrial partner: Biwi SA

Resp.: Sébastien Dubail (commercial development)

Starting date: October 2015

Duration: 18 months

- Main applicant -

- Main industrial partner -

- Industrial partner -

The SWW project aims at implementing a 24/7

health and fitness smartwatch, integrating a low-

cost stand-alone sensor, processing module for

the ODM market and dedicated elastic strap.

- Project goal -- General information -

Foreseen smartwatch product

- Key findings/results -

During the first months (M7), the following software

result have been obtained:

• Development/validation of HRV, speed and

distance, respiration and sleep toolboxes.

• Improvement of software consumption.

PulseOn history and business roadmap

Based on its assets and position in the standard watch

market Biwi wants to become the number one supplier

for premium smart watch straps with superior design and functionality. Biwi will

supply the wrist strap for the PulseOn Premium and target annual sales of

500k to 1M smart watch straps by 2017.

aims at becoming a world class player in fitness, wellness and

health sensor market via continuous and accurate OHR

measurement technology.

- Wellness - - Optimization -

The algorithm have been optimized to run in an ARM

Cortex-M0 processor by using fixed-point arithmetic.

Two operation frequencies are available, 25 Hz and

12.5 Hz. See Table I for the minimum accelerometer

requirements.

Algorithm specification Value

operation frequencies 12.5 and 25 Hz

acceleration resolution 10 bits

acceleration range [-8g …8g]

VersionMemory (bytes) Exec. time

/ sample

Power

consumptionFlash RAM

10/2015 22652 3470 2.457 ms 245.7 uA

06/2016 26040 4304 1.797 ms 179.7 uA

Table I - 3D accelerometer requirements

Table II shows the memory consumption of algorithm

versions as well as the execution time of the 25Hz

mode during most demanding activities (running).

Table II - Algorithm specifications

Heart rate variability

HRV toolbox has been developed

including cardiac beat detection on

PPG and artifact correction.

HRV specification (N=10) Value

Detected hear beats 99.57 %

Mean absolute error 5.94 ms

Mean RMSSD error 3.1 msBland-Altman plot comparing RR

intervals (ECG and PPG)

Speed and distanceA leg-and-arm dynamic motion

model has been developped. This

motion model requires simple

calibration (known distance or

constant speed. Validated on

speed range of [1.8…19.8km/h].

Speed/distance

specification (N=11)Value

Relative error (µ±σ) 0.2±0.9 %

Box-and-whisker of speed relative

error (N=11)

Respiration

A first version of the respiration

toolbox which benefits from the

accurate HRV has been developed.

The iterative validation and

development process is on-going.

Respiration target

specificationValue

Overall rate mean error < 8%

Respiration rate tracking during

night compared to spectral

analysis

- Health -

Sleep analysis

A sleep analysis has been

developed based on HRV features

only. It has been validated against

polysomnograph. Coming impro-

vement: add features from 3D

accelerometer.

PSG- and PPG-based

hypnograms (upper and lower

panels, resp.)

Sleep specification Value

NREM good classification 90%

REM good classification 44-72%

Page 2: PDF, 40 MB, 06.07.2016

2016

Development of Swiss Wellness Watch prototype

Business Potential

Scientific Innovation

established in November 2012 is a

Finnish high-tech company which

develops and manufactures optical

heart rate (OHR) based consumer

devices and applications to the sports & fitness and

wellness markets. PulseOn established a Swiss

subsidiary (PulseOn SA) in October 2014 to further

strengthen and facilitate strategic partnership.

Key people: Ilkka Korhonen, Jari Nousiainen.

set up in the 1980s, Biwi SA is

a Swiss family firm with a staff

of 120, located in the heart of

the Jura canton. Making the most of its expertise in

molding, over molding and injection techniques for

standard or specially developed polymers.

Key people: Thierry Sommer and Alexandre

Bestagne.

’s mission is to generate high-

tech business in collaboration

with the Swiss industry and to innovate from concept

to industrial pre-series.

Key people: Ricard Delgado Gonzalo, Philippe

Renevey and Patrick Theurillat.

First stage: Increase the value proposition of the current smartwatch products

through new health related parameters (HRV, respiration, sleep, see other

SWW poster).

Second stage: Production of miniaturized stand-alone OHR monitoring

module, which will allow to extend OHR offering to yet smaller and lower power

consumption devices.

Developed ODM OHR-module including LEDs (red,

green (2x), IR), photodiode, Ti AFE4404 analog front-

end, µC / quartz for acquisition and processing, 3D

accelerometer, analog power supplies.

ODM specification Value

Dimensions ø10mm x 2.5mm

Waterproof integration level IP67

Integrated algorithms optionally run on host

Electrical interface SPI or I2C

Power supply 2.5 to 6.0V

Power consumption idle mode <1uW

Power consumption activity

monitoring mode (no HR)400uW

- Target specifications for the ODM module -

Strap/buckle specification Value

Elasticity 20% at 1.0N

Max. tear strength 100.0N

Reach-FDA required

Comfort and esthetics NPS > 0

Target specifications for the strap

ODM fully integrated in a smartwatch

Project title: Swiss Wellness Watch (SWW)

CTI-project: 17999.1 PFNM-NM

Main applicant: CSEM SA

Resp.: Mathieu Lemay (project manager) and

Andreas Hutter (research leader)

Main industrial partner: PulseON SA

Resp.: Adrian Tarniceriu (commercial development)

Industrial partner: Biwi SA

Resp.: Sébastien Dubail (commercial development)

Starting date: October 2015

Duration: 18 months

- Main applicant -

- Main industrial partner -

- Industrial partner -

The SWW project aims at implementing a 24/7

health and fitness smartwatch, integrating a low-

cost stand-alone sensor, processing module for

the ODM market and dedicated elastic strap.

- Project goal -- General information -

Foreseen smartwatch product

- Key findings/results -

During the first months (M7), the following hardware

result have been obtained:

• Design of fully integrated OHR which includes

multiple LEDs, photodiode, analog front-end, µC,and 3D accelerometer in ø10mm x 2.5mm.

Smartwatch - integration the ODM module

←fixation screws

←back case

←fixation tape

←OHR-module back support

←ODM OHR-module

←battery

←stack and insertion support

←watch movement (main board)

←watch face

←bezel insert

←hands

←watch case

- Strap and buckle (to be developed) -

PulseOn history and business roadmap

Based on its assets and position in the standard watch

market Biwi wants to become the number one supplier

for premium smart watch straps with superior design and functionality. Biwi will

supply the wrist strap for the PulseOn Premium and target annual sales of

500k to 1M smart watch straps by 2017.

aims at becoming a world class player in fitness, wellness and

health sensor market via continuous and accurate OHR

measurement technology.

Page 3: PDF, 40 MB, 06.07.2016

2016

SunTracker – High Accuracy Sun Sensor CTI Project SUNTRACKER - 16853.1 PFNM-NM Main applicant CSEM SA – Edo. Franzi Main industrial partner VECTRONIX AG – Dusan Zadravec Starting date July 2014 – 18 months The SunTracker is a device able to measure the azimuth and elevation of the Sun with high precision and accuracy.

Innovation principle The SunTracker is based on the spaceCoder technology developed at CSEM

§ The Sun projects the shadow of a particular pattern onto a sensor. § This shadow carries information about the Sun angular position. § A processing of the shadow image assesses the azimuth and elevation angles of the Sun with high accuracy in real time.

Performances

Field of view 150° Update rate 30Hz Power consumption 80mW Power supply 3.5V – 60V Communication RS422 , RS232 Operating temperature -40°C to +60°C Size 24 x 27 x 6 mm3 Weight 4 g

Accuracy FOV Conditions Temperature

1E-3 ° 120° Laboratory Ambient 3E-3 ° 150° Laboratory Ambient

30E-3 ° 120° Laboratory [-40°C to +50°C] 46E-3 ° 120° Outdoor sunny Ambient

Business Potential

SunTracker boards

SunTracker device

GonioLight with SunTracker

The Vectronix GonioLight Goniometer uses SunTracker to measure the direction towards sun. Using this direction as well as the GPS position and time, GonioLight calculates direction towards Geographic North. This SunTracker is used as a check/alternative for a digital magnetic compass which can be disturbed by magnetic fields from the surroundings. Vectronix received very positive feedbacks from customers. Safran Vectronix (Heerbrugg, St. Gallen) Number of employees: 178 (2016) Sales: 103 Mio. CHF (2014)

spaceCoder principle

Page 4: PDF, 40 MB, 06.07.2016

2016

High precision inductive touch probe

CTI Project Nr 16113.1 PFNM-NM: DTN Digital Transducer Network

Main applicant: Guido Keel, HSR Hochschule für Technik Rapperswil

Main industrial partner: Daniel Hirt, Peter Hirt GmbH

Project start: November 2013

Duration of project: 3 years

Scientific InnovationInductive touch probes use complex and expensive analog

signal conditioning for measurement accuracies of ~1µm

(e.g. using the AD698).

In this project sigma-delta converters and digital signal

conditioning is used to reduce the circuit complexity, size and

cost while increasing measurement precision by a factor 10.

Measurement precision is less than 100nm, Repeatability is

better than 10nm.

The entire electronics containing an ASIC and a microcontroller

for calibration and communication will finally fit in the 8mm

industry standard shaft.

Business PotentialInductive touch probes are widely used in the industry. They

are robust, accurate and cost effective.

The new smart sensor with auto-calibration and self checking

features can be easily used in various measurement systems

like SPC, PLCs and measuring computers.

Special applications such as bore or inner shape

measurements also can be implemented based on this new

technology.

This new sensor not only allows to improve existing

applications but also serves to enter the markets of

high performance applications.

z

Sigma-Delta

Modulator

TP-Filter

Demodulation

Averaging

Sigma-Delta

Modulator

TP-Filter

Demodulation

Averaging

Divider

Sigma-Delta

Modulator

Sine generation

SwitchesDigital control/

Interface

Micro-controll

er

Control unit(e.g. SPS )

RS-485

ASIC DTNA

Previous system

Block diagram

ASIC LayoutCurrent prototype

Page 5: PDF, 40 MB, 06.07.2016

2016 Ultra Low Latency Wireless Video Streaming System for Medical Endoscopes ZHAW, Institute of Embedded Systems: Dr. Matthias Rosenthal, Tobias Welti Brütsch Elektronik AG: Oliver Brütsch, Stefan Beetschen Duration: February 1st 2015 until August 31st 2016 Project: 17437.1 PFNM-NM

Scientific Innovation Disabling retransmission of WiFi frames improves transmission latency but reduces transmission reliability. Two separate reliability layers were developed in this project. 1.  Forward error correction (FEC) provides an efficient method of restoring the content of lost network frames up to a certain limit. In addition, the

stability of the communication channel can be quantified. 2.  A new image reconstruction concept using a second, highly compressed low-quality video stream was developed. This backup stream is

transmitted interleaved with the main video stream. Data from this second stream can be used to reconstruct image parts that were unrecoverable by FEC. Different methods of image reconstruction are compared below. Our new reconstruction algorithm provides significantly better image quality with a reasonable computational effort.

Business Potential Brütsch Elektronik AG developes and manufactures video endoscopes for office-based applications (ENT, urology, gynaecology, anaesthesiology) for a market leading brand. This market has an annual growth rate of 15%. Market analysis have shown a clear need for wireless low latency endoscopes with user friendly display devices such as tablet PCs or smartphones. A yearly production of sereval thousand units of the new wireless endoscope is anticipated 5 years after product introduction.

Project goals - Video transmission unsing WiFi (IEEE 802.11) - Use consumer device as receiver/display - Very low end-to-end latency < 80ms - No loss (full or partial) of images

Innovation - Fast compression in FPGA - Image reconstruction in GPU - No frame retransmission - Forward Error Correction

Previous frame

Current frame

Missing parts of the image are replaced with the content from the previous image +  high quality image +  no extra data required -  image out of date -  not suitable for interactive

application

Replace w/ previous content

Missing parts of the image are replaced with content from backup image stream +  up to date image -  low quality image -  secondary image stream

required

Replace w/ low-quality content

Image is reconstructed with information from both streams +  up to date image +  good quality image -  secondary image stream

required

Selective reconstruction

Endoscope iPad used as Display

Low Latency WiFi Connection

Page 6: PDF, 40 MB, 06.07.2016

2016

Nanoporous diaphragms for electrochemical

sensors (NanoDiaS) 16851.1 PFNM-NMZHAW, IMPE Institute of Materials and Process Engineering and ICP Institute of Computational Physics

Technikumstrasse 9, CH-8401 Winterthur

Prof. D. Penner, Dr. L. Holzer, Dr. G. Boiger

Mettler-Toledo AG, Process Analytics, Im Hackaker 15, CH-8902 Urdorf

R. Cervera

Project start: 01.08.2014

Project Duration (in months): 24

Scientific InnovationWe established a process of ‘knowledge-based material

design’ by using cycles of material development. The iteration cycles include the following steps:

● Development of a robust up-scalable shaping process for ceramic micro-parts via cold extrusion, design of pore structure of ceramics● 3D Microstructure characterization by FIB SEM and image analysis in order to quantify porosity, tortuosity, constrictivityand hydraulic radius● 3D modeling of charge and mass transport in the pores● Determination of effective properties (conduction, flow, pH errors)● Comparison of model predictions and analytical results● Suggestions for next improvement cycle (Design guidelines)

Details of the work are published in:L. Holzer; et al.; Fundamental relationships between 3D pore topology, electrolyte conduction and flow properties: Towards knowledge-based design of ceramic diaphragms for sensor applications, Materials and Design, 99 (2016) 314–327

Business PotentialpH Sensors are used in numerous industrial applications as standard tools for process control and monitoring, e.g. chemical andpharmaceutical industries, nutrition industry, pulp and paper industries.

● The main project outcome is a new diaphragm with a tailored and performance optimized microstructure● Aim to introduce a new electrode with the new diaphragm to market ● Future production target has an increase of 15 % over 5 – 6 years● Just 50 mL of ceramic material covers annual electrode production● Production costs will be reduced by almost 50 % due to the new process technology● Customers will benefit from excellent performance and reproducibility

In the framework of the present project we developed a ceramicdiaphragm for electrochemical sensors, especially pH electrodes, withoptimized pore structure for controlled properties. The porousdiaphragm represents the liquid junction of a pH-electrode whichmeasures in low-pressure and moderate temperature but performs wellin low conducting media with an excellent accuracy over the whole pH-range.

Ceramic material

development

Characterization of

microstructure

Mathematical

approach

Modelling

Measurement of

analytical

performance

validationm

ate

ria

l pa

ram

ete

r

material

pH probe with ceramic junction

Page 7: PDF, 40 MB, 06.07.2016

2016

Development of optical coatings with minimal

losses for laser applications

Scientific Innovation

Business Potential• Ring laser gyroscopes are ideally suited for tactical applications, due to having the

highest stability and precision.

• The total market for gyroscopes in 2014 was approximately 1.4 billion US$[2]

• About 60% of this are ring laser gyroscopes, making up 840 million US$ of the market.

• Achieving ultra-low-loss coatings of optical components gives manufacturers a unique

selling proposition, enabling them to capture an additional share of the market.

• It is also of key importance for manufacturing further laser components such as

resonator mirrors or coatings for crystals. In doing so, further markets can be opened.

[1] Photo courtesy of the Leibniz Institute of Photonic Technology (IPHT), Jena

[2] de.slideshare.net/Yole_Developpement/yole-high-endgyrojanuary2015sample

An important requirement for good laser gyroscopes is having minimal losses in the ring resonator. This project deals with the development of the

necessary ultra-low-loss optical components with optimized coatings for application in laser gyroscopes. In order to achieve this, the coating processes

for these components have to be developed and optimized. To demonstrate the performance and reliability of the low-loss optical components under

industrial conditions, it is also necessary to improve the required measuring instruments for quality control. For this purpose, a second part of the project

focusses on improving the Cavity Ring-Down (CRD) measurement technique for determining the total losses of the optical components.

Contact persons:

Dr. Carsten Ziolek

[email protected]

+41 (0)81 755 34 41

Dr. Roelene Botha

[email protected]

+41 (0)81 755 33 41

CTI Project number:

Main applicant:

Main industrial partner:

Starting date:

Duration:

18326.1 PFNM-NM

NTB University of Applied Sciences and Technology Buchs, Dr. Carsten Ziolek

Schott Suisse SA, Yverdon, Dr. Ulf Brauneck

1st April 2016

24 months

Project Goals

Extending the Cavity Ring-Down measurement system for enhanced sensitivity and improved repeatability

Design and manufacture of high reflectivity mirrors for laser gyroscope applications

The total optical losses in these components must be smaller than 17 ppm (transmission, absorption and scatter losses combined)

Principle of operation of a ring laser gyroscope

Institut für Produktionsmesstechnik, Werkstoffe und Optik

Acknowledgement

A Cavity Ring-Down system has been made available for the project by RhySearch. This system is being

extended as part of this project. Operation of the system and the offering of test services will be carried out by

RhySearch after the end of the project.

Cavity Ring-Down measurement set-up[1]Schematic of optical arrangement for high reflectance CRD measurement

Page 8: PDF, 40 MB, 06.07.2016

2016

Development of ultra low temperature NMR

probe head for high speed Magic Angle

Spinning employing Computational Fluid

Dynamics (CFD) simulations, KTI-Nr. 17247.1 Main applicant:

Dr. Dirk Wilhelm, ZHAW, Institute of Applied Mathematics and Physics, 8400 Winterthur

Dr. Nicoleta Herzog, ZHAW, Institute of Energy Systems and Fluid Engineering, 8400 Winterthur

Main industrial partner:

Dr. Klemens Kessler, Bruker BioSpin, 8117 Fällanden

Dr. Frank Engelke, Bruker BioSpin

Dr. Armin Purea, Bruker BiosSpin

Starting date: 1.1.2015, duration: 24 months CFD simulation of micro turbine

Project goal:

Goal of the project is to develop a Magic Angle Spinning (MAS) probe head for Nuclear Magnetic Resonance (NMR) applications at low temperature

(T<100K). The probe encompassing the NMR sample is operated at high rotation speed of up to 100 rotations per second (100kHz), driven by a micro

turbine of 1.3mm and 0.7mm diameter. Design, optimization and testing of this micro turbine is the main task of the present CTI project.

Scientific Innovation The MAS rotor stator system has been analyzed by Computational Fluid Dynamic (CFD) simulations with

1.3mm-rotor diameter for spinning rates between 23kHz and 67kHz.

− Fabrication tolerances have been studied in a sensitivity analysis of nozzle diameter and nozzle position

− CFD analysis of local fluid flow values like velocity, temperature, pressure and Mach number and global

quantities like forces, driven torques and turbine efficiency have been performed.

− Comparison with experimental results show good agreement of micro turbine efficiency

Optimization potential is revealed for smaller nozzle diameter and an increasing number of turbine

blades.

.

Business Potential Two new products has been developed and introduced into the market during this CTI project: 1.3mm

MAS probe head and 0.7mm probe head.

− The 1.3mm probe head has been optimized for stability

− The first 0.7mm probe head has been delivered to customer reaching a rotation frequency f>100kHz

− This probe head is competitive to a recent product introduction by the main competitor of Bruker BioSpin

− The target revenue of the new products is between 1 and 2 MCHF per year

Next steps:

Design optimization of low temperature MAS probe head at 100K (driven with nitrogen) and 40K (driven with

Helium)

velocity stream lines in NMR turbine rotor temperature distribution

turbine cap

rotor

MAS rotor stator system

axial cap

turbine cap

rotor

radial gas bearing

stator

outlet

outlet

drive inlet

𝜔

𝑧

Page 9: PDF, 40 MB, 06.07.2016

2016

Project no 17705.1 PFNM-NM – Start: 01.07.2015 – Duration: 24 months

PUNCH: ProdUction-ready, Next generation back-Contacted silicon

Heterojunction solar cells and modules

Scientific Innovation

Business Potential

Efficient BC-HJT devices Innovative module design

using SmartWire® technology

Simplified & cost-effective process flow

Development of high-efficiency back-contacted

silicon heterojunction solar cells (BC-HJT) with a

simplified structure & processing

Development of a module encapsulation scheme

for BC-HJT devices

Efficiency targets: 24.5 % (cells), 22.0 % (modules)

Dr. Bertrand Paviet-Salomon

Deputy project manager

CSEM S.A.

Rue Jaquet-Droz 1, CH-2002 Neuchâtel

[email protected]

+41 32 720 54 71

Dr. Damien Lachenal

Project manager

Meyer Burger Research AG

Rouges-Terres 61, CH-2068 Hauterive

[email protected]

+41 32 566 15 25

Aim of the project

Former CTI project 13348.1

(2012 – 2014)

This CTI project

(2015 – 2017)

Contact persons:

Full-area process

Localized process

Robust & scalable process flow;

2 patents pending.

Legend:

European record for BC-HJT cells;

Roadmap to 24.5 % established.

High reliability against micro and macro-cracks;

Easy-to-adapt wires number and spacing.

Main research partner: CSEM S.A., Neuchâtel, Switzerland, website: www.csem.ch

Main industrial partner: Meyer Burger Research AG, Hauterive, Switzerland, website: www.meyerburger.com

Additional research partner: EPFL, IMT, PV-Lab, Neuchâtel, Switzerland, website: www.pvlab.epfl.ch

Expected market share: strong development

for both HJT and BC technologies;

Target: 350 W modules at < 0.55 $/W;

Opportunity for Meyer Burger to sell a

unique and new tool for the

n- & p-type a-Si:H combs;

Selling complete BC-HJT lines and capacity

to upgrade existing HJT lines;

> 500 MCHF new business opportunity for ultra high performance photovoltaic

modules.

Gen1 BC-HJT device Gen2 BC-HJT deviceStandard HJT device

Already industrialized

Page 10: PDF, 40 MB, 06.07.2016

2016

Spectral characterization of 894 nm DFB laser diodes and development of a Cs atomic clockProject title: Cesium Optique Sol, no. 14750.1 PFNM-NM

Main applicant: Université de Neuchâtel – Prof. Gaetano Mileti

Main industrial partner: Oscilloquartz S.A. – Dr. Patrick Berthoud

Project start: 01.01.2014 – Duration: 36 months

Authors: F. Gruet, C. Affolderbach, N. Almat, R. Matthey, P. Berthoud, G. Mileti

Business Potential• New business opportunities open up:

• Metrology (time scales, fundamental units measurement …)

• Science (astronomy, nuclear and quantum physics …)

• Defense (secured telecom, inertial navigation …)

• Space (satellite mission tracking, global navigation satellite systems …)

• Telecommunication (backbone synchronization, next generation 5G telecom)

• With the unprecedented high performance Cesium beam clocks, Oscilloquartz can

become Nr 1 worldwide manufacturer.

Goals: - Commercial high performance Cs beam clock

- Unprecedented short and long-term frequency stability

- No reduction of lifetime, ≥ 10 years

-1.05

-1.00

-0.95

-0.90

-0.85

-0.80

Sig

nal

[V

]

1.81.51.20.90.60.30.0-0.3-0.6

Frequency Detuning [GHz]

no feedback -52.8 dB (threshold) -47.1 dB

Laser power = 40 mWDistance laser-mirror = 30 cm

Sensitivity to opticalfeedback

(N++) GaInP-GaAs

(N+) AlGaInP Cladding

(N) GaInP Optical CavityGaInAsP Quantum Well

(P) GaInP Optical Cavity

(P+) GaInAsP Grating Layer

(P+) AlGaInP Cladding

(P++) GaInP-GaAs

3.5 µm

Contact

Contact The DFB lasers for this

project are developed by III-V

Lab in the framework of an

Euripides project.

2.710-12 -1/2

Clock frequency stability.

Illustration of the effect of optical feedback on the Cesium spectrum.

Laser diodes characterization test bench.

DFB structure (1)

(1) R. Matthey, F. Gruet, C. Affolderbach, G. Mileti, N. Von Bandel, M. Garcia, M. Krakowski, P. Berthoud, “Development and spectral characterisation of ridge DFB laser diodes for Cs optical pumping at 894 nm”, Proceedings of the EFTF (European Frequency and Time Forum), 2016.

Linewidth of the beat between two DFBs. The beat width is 1.9 MHz ± 0.2 MHz.

500

400

300

200

100

0

Be

at

sig

nal

[µV

]

5.4885.4865.4845.4825.4805.4785.4765.4745.472

Beat frequency [GHz]

Beat signal Lorentzian fit

Beat linewidth = 1.9 MHz = 894.05 nmPOpt = 40 mW(average over 20 fits) Laser linewidth <= 1 MHz

Scientific Innovation• Optical pumping with a single laser diode instead of magnetic selection.

• Simplified clock architecture and operation by using 894 nm laser wavelength.

• First clock of its kind on the market.

• Develop expertise in laser diode linewidth and sensitivity to optical feedback.

Project objectives

• Commercial high performance Cs beam clock, in standard industrial package.

• Unprecedented short and long-term frequency stability, 10 times better.

• No reduction of lifetime, ≥ 10 years.

• Assemble an automated laser diodes characterization bench in order to deeply

characterize a large number of laser diodes and modules.

Page 11: PDF, 40 MB, 06.07.2016

2016

LIDT and Degradation Inspection Technique

for Industrial Applications

Scientific Innovation

Business PotentialBy offering a world wide first set-up for degradation testing and comprehensive measurement services for determining the LIDT and ageing

characteristics of optical components, the competitiveness of the Swiss optical industry is improved through rapid, targeted and qualified support in the

qualification of coatings and coating processes. Investigation possibilities to optimize processes are provided, as well as training highly qualified

personnel for the optical industry in Switzerland. This ensures innovation development and transfer in the optical industry. The system is being developed

by NTB, RhySearch and 10 industry partners. Operation and offering of test services will be carried out by RhySearch after the end of the project.

Eastern Switzerland has a strong concentration of companies involved in manufacturing optical coatings for laser applications or use such optical

components in their devices. In this project, 10 of these industry partners, supported by RhySearch, have come together to develop a state-of-the-art

Laser Induced Damage Threshold (LIDT) measurement facility at the NTB University of Applied Sciences and Technology Buchs, SG. The aim of the

project is to extend this system to allow for degradation testing of optical components under a controlled environment. This new metrology equipment is

of key importance for supplying optics manufacturers with recommendations on how to efficiently develop, produce and assess the quality of new

optical high-performance coatings.

Contact persons:

Dr. Carsten Ziolek

[email protected]

+41 (0)81 755 34 41

Dr. Roelene Botha

[email protected]

+41 (0)81 755 33 41

CTI Project number:

Main applicant:

Main industrial partner:

Starting date:

Duration:

16871.1 PFNM-NM

NTB University of Applied Sciences and Technology Buchs, Dr. Carsten Ziolek

SwissOptic AG, Dr. Clau Maissen

1st October 2014

35 months

• A novel degradation system allows for the long-term stability

testing of optical components

• The ageing of optical components can be investigated under

controlled temperature (up to 250°C) and different gas

environments. This allows simulating the conditions the optical

components are exposed to in laser applications

• LIDT measurements according to ISO Standard 21254 are now

available in Switzerland

• Damage behaviour at various wavelengths and for different

pulse duration regimes can be investigated

Above: Example of a sample divided into a matrix of test

sites, with each position exposed to different energy density levels (red: damaged, green: undamaged)

Degradation system

Typical laser induced damage sites

Page 12: PDF, 40 MB, 06.07.2016

2016

MEASOS – Measurement system

for a mechanical watch oscillatorMain applicant : CSEM SA, Steve Lecomte

Main industrial partner : Witschi Electronic AG, Daniel Hug

Timeline:14273.2 PFNM-NM - MEASOS feasibility study (01.11.2012 for 6 months)

15862.1 PFNM-NM-MEASOS_2 (01.10.2013 for 24 months)

Scientific Innovation- Uses a mix of optical techniques for direct amplitude

and frequency measurement of the oscillator

- Miniaturized measurement head including camera and

automatically aligned eye-safe laser beam

- Robust algorithm for rate and amplitude measurement

using the laser signal, and allowing results for arbitrary

periodic signals (i.e. not watch caliber specific)

- Image processing algorithms for the detection of the

position of the balance wheel (automatic alignment)

and for the measurement of the oscillation amplitude

- Ease of use – in the laboratory, in the watch production

and in the service centers

Business PotentialThe prototypes were successfully tested on traditional and state-of-the-art oscillators, both noiseless

and high frequencies (50 Hz).

The industrialization phase has started and the market potential is considered to be 100 pieces /

year in a first phase.

It is expected to enable the development of novel and innovative mechanical watch oscillators

by watchmakers, and accompany their deployment worldwide through their after-sales service.

So far, one prototype version of the device is currently used by Vaucher Manufacture Fleurier in the

development of the non-conventional Genequand escapement system, and several other

manufactures showed a strong interest in the industrialized version of the device.

MotivationMechanical watches need to be adjusted.

The limitations of the traditional method,

relying on acoustic measurement, are:

- Indirect measurement of the oscillator

amplitude (caliber dependent parameter)

- Limited to low frequencies (<10Hz)

- Does not work on noiseless movements

Cam

era

obje

ctive

Laser steering

Page 13: PDF, 40 MB, 06.07.2016

2016

Non columnar PVD coatings made by HIPIMS

for enhanced corrosion resistance

Project name : HIPIMS 15414.1 PFIW-IW

Partners : Haute Ecole ARC-Ingénierie – Raymond Constantin

Positive Coating S.A – Pierre-Albert Steinmann

Timeline : Start 01.01.2014, duration 16 months

Scientific and economic goals:The aim of the project is to develop PVD non-columnar coatings by using HIPIMS (High Power Impulse Magnetron Sputtering) technique for

applications where corrosion resistance is paramount.

Thank to extremely dense microstructure, HIPIMS coatings can efficiently protect corrosion-sensitive substrates (e.g. brass) and, therefore, suppress the

use of electrochemical Ni-based under-layers.

This represents a considerable advantage in terms of cost and time reduction, and reduces environmental impact.

Characteristics of PVD HIPIMS coatings

Corrosion resistance : tropical climate chamber test on 100Cr6 steel substrate according to NIHS 96-50, 40°C for 14 days

HV = 1500HV = 2530

Typical microstructure of a standard PVD (DCMS)

coating

Microstructure of a PVD HIPIMS coating

Uncoated steelDCMS Ta-coated steel HIPIMS Ta-coated steel

• Possible change of the crystallography:

tetragonal β-Ta phase in DCMS mode to α-Ta

cubic (bcc) phase in HiPIMS mode

• Measured by RBS density close to Ta bulk

values

• Strong dependence between microstructure

and corrosion barrier performances

• Total change of the microstructure :

open columnar dense non-columnar

Microstructure:

Using dense HIPIMS thin films allows to suppress Ni-electroplating corrosion barrier underlayer used primary to a standard PVD coating

Reducing overall coating thickness

Reduction of the deposition steps: “2 in 1 solution”

Compliance with the regulations related to the use of toxic Ni baths

Further research is still needed for complete replacement of electroplated coatings in severe corrosion environments

Conclusions:

Page 14: PDF, 40 MB, 06.07.2016

2016

Highly Luminescent Perovskite Nanocrystals for Next-Generation DisplaysProf. Maksym V. Kovalenko (ETH Zurich), Dr. Stefan Loher (Nanograde AG)Cost-efficient Nanocrystals for Light emmitting Devices (CTI-No. 18614.1 PFNM-NM) Started: 1.4.2016 (39 months)

Franziska Krieg, Dr. Dimitry Dirin, Dr. Sergii Yakunin, Dr. Marek Oszajca, Dr. Stefan Loher, Dr. Norman Lüchinger,

Scientific Innovation

Business Potential

Characterisationand Device Fabrication

Anion Exchange

Prof. Maksym V. Kovalenko

Yields

anion

Exchange can occur

of

mid-price

Colloidal Synthesis

Termocouple

Precursors

CsPbBr3

CsPb(Cl/Br)3

400 450 500 550 600 650 700 750

CsPb(I/Br)3

CsPbI3

Nor

m. P

L

CsPbCl3

Wavelength (nm)

R

RR R

R

R

R

R

R

R

I-

Br-Cl-

CsPb(Br/Cl)3

CsPb(Br

/I) 3

No Solid Solution

CsPb

(Br/I

) 3

Particle Functionalisation CsPbX nanocrystals can be synthesizedby a simple hot injection approach

They show Fluorescence Quantum of up to 80% as Synthesised

Emmision colour halide composition either in or postsynthetically by

Shape and quantum yield are preservedin anion exchange

Anion particles of different halide composition between particles and free halide ions

Native Ligands are in fast exchange ligands in solution

These Ligand Dynamics could be slowedor even eliminated by use of polydentateLigands

3

tuned by thecan be Synthesisexchange

the

betweenor

with

0.9

0.8

0.7

0.6

0.5

0.4

0.3

0.2

0.1

0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8380 nm

700 nm

620 nm

600 nm

580 nm

560 nm

540 nm

520 nm

500 nm

490 nm

480 nm

460 nm

y

x

Color gamut of CsPbX3 NCs (black dots)

LCD TV

NTS

C T

V C

olou

r Sta

ndar

d

UH

DTV

std

.202

0

Protesescu L, Yakunin S, Bodnarchuk MI, Krieg F, Caputo R, Hendon CH, et al. Nanocrystals of Cesium Lead Halide Perovskites (CsPbX , X = Cl, Br, and I): Novel Op toelectronic Materials Showing Bright Emission with Wide Color Gamut. Nano Lett. 2015;15(6):3692-6. Nedelcu G, Protesescu L, Yakunin S, Bodnarchuk MI, Grotevent MJ, Kovalenko MV. Fast Anion-Exchange in Highly Luminescent Nanocrystals of Cesium Lead Halide Perovskites (CsPbX , X = Cl, Br, I). Nano Lett. 2015;15(8):5635-40. De Roo J, Ibáñez M, Geiregat P, Nedelcu G, Walravens W, Maes J, et al. Highly Dynamic Ligand Binding and Light Absorption Coefficient of Cesium Lead Bromide Perovskite Nanocrystals. ACS Nano. 2016;10(2):2071-81.

3

3

Only one year after the first publication reporting colloidal synthesis of cesium lead halide perovskite nanocrystals (CsPbX3, X= Cl, Br, I)by the Kovalenko Group in February 2015, these highly luminescent nanomaterials have already shown great potential for applicationsin optoelectronic devices. Since they exhibit high luminescence quantum yields as well as a narrow emission line width with a widecolour gamut, they are ideal candidates for application as green and red emitters in LCD displays. We find that CsPbX3 emitters mayhave a unique placement with respect to their main competitors already in use in commercial displays since 2014 - cadmium selenideand indium phosphide based quantum dots. With respect to both, CsPbX3offer better color gamut, especially compared to broad greenemission of In-based material. CsPbX3 also better conform with the RoHS directive of the European Union, that regulates the use ofheavy metals in commercial products. In this project, we aim to develop a large-scale process for fabricating free-standing polymer filmsincorporating these novel emitters, while retaining their efficient luminescence. These films are planned to be ready for integration intoLCD displays by 2018, where they will down convert the light of a blue emitting LED to defined wavelengths in order to give afinal imagewith high resolution and wide colour gamut, with superior brightness and energy saving.

Advantages of Perovskite Nanocrystals

The corresponding backlight films comply with environmental Standards European Union “Restricion of Hazardous Substances” (RoHS)

Lower cost because of easier fabrication methods and inexpensive enabeling expansion of the adressable LCD Market to the

Better colour range covering >95% of the colours to InP with 70% and current LCD TVs with 50%

Cadmium free Technology

comparedby UHDTV std. 2020required

the

precursors segment

Page 15: PDF, 40 MB, 06.07.2016

Project number: 17046.1 PFNM-NM

Main applicant: Miguel Llera2, Kenny Hey Tow1, Sébastien Le Floch2, Yves Salvadé2 and Luc Thévenaz1

1EPFL Swiss Federal Institute of Technology, Group for Fibre Optics, SCI-STI-LT, Station 11, CH-1015 Lausanne2Haute Ecole Arc Ingénierie, Groupe de métrologie et vision industrielle, Rue de la Serre 7, CH-2610 Saint Imier

Main industrial partner: Bert Willing, Rüeger SA, Ch. de Mongevon 9, CH1023 Crissier

Duration of project: 15.11.2014 – 15.11.2015 (12 months)

Scientific Innovation

Business Potential

Drilling is nowadays a widely used operation, whether it is to make holes for the manufacturing of mechanical and electrical

components or for modern surgery procedures to drill bones in orthopedics/traumatology and dentistry. Temperature rise

during drilling may result in damages such as rapid tool wear and diametrical errors, drill smear, or irreversible

osteonecrosis if the temperature is above 47°C during bone drilling. To reduce these risks, thermo-couples, infra-red

thermometers and infra-red cameras can be used for temperature monitoring of drill bits. Our proposed technique is based

on Fibre Bragg gratings that can potentially be used to optimize any drilling process, requiring the use of small drill bits,

through direct temperature measurement at the drill bit instead of relying on indirect measurements.

Fibre Bragg grating-based thermometer for on-line temperature monitoring of drill bits

Failed dental implants

Free space optical coupling between the rotating FBG and a

fixed lead to bring incident light to the FBG and route the

back-reflected light to the interrogation system.

Interrogation technique inspired from wavelength modulation

spectroscopy for laser stabilisation on a frequency discriminator.

0 50 100 150 200 250

0

20

40

60

80

100

Hole 3

Hole 2Hole 1

Te

mp

era

ture

ch

an

ge

(K

)

Time (s)

Wood

Polystyrene

Cork plug

Initial temp = 22.9 °C

Temperature change measured

during drilling test in

1. Wood

2. Cork plug

3. Polystyrene.

Performance Achieved values Limiting factor

Range Temperature changes of > 50 K from the initial temperature

Tuneability of the DFB laser

Resolution < 1 K (σ = 0.4 K) Interferometric noise and loss of signal

Refresh rate < 0.5 s Integration time of the lock-in detection

Avoiding osteonecrosis during bones drilling can have a huge economical impact in orthopedics and dentistry. For the last, the total annual cost of

heating-induced necrosis can be estimated to be CHF 0.9-1.4 billion worldwide. In order to overcome necrosis by using our proposed technology, a

added cost of CHF 7 million has to be invested which thus give a more than significant reduction on heating induced costs that are shared today by

implant manufacturers, dentists and patients.

Page 16: PDF, 40 MB, 06.07.2016

2016

Scientific Innovation

Business Opportunity

CLR-LIGA 2.0 (n°15607)

Development of advanced Diffractive Optical Elements for

anti-counterfeiting purpose HE-Arc Ingénierie - Yves Salvadé, Maxime Bergamin, Jérôme Borboën

Mimotec - Grégoire Genolet, Hubert Lorenz, Thomas Bagnoud / Richemont - Anthony Serpry

01.02.2014 / 25 months

Worldwide, counterfeiting market is estimated at 400 billion USD per year. In Switzerland, 30 millions of genuine watches are produced

each year against 40 million of counterfeited. CLR-LIGA (Covert Laser Readable – LIGA) is a diffractive optical element (DOE) which

reveals authenticity of a component by pointing a laser beam on it. Thanks to the LIGA process, the diffractive microstructure can be

integrated directly on any micro-mechanical parts, enabling the protection of key components of the watch movement. So far, the

diffractive structures are designed on two levels, which could eventually result to a replication with the use of a microscope, or by

mechanical embossing.

The goals of the project are the development of new technologies in order to increase the security level of these CLR-LIGA 1.0 by

encapsulating the DOEs (i), by machining it on four-level (ii) and by hiding the diffractive pattern and revealing it with an optical key (iii).

Fabrication & replication of multilevel structures

Master machined by e-beam writing

Replication of master by Nano-Imprint Lithography

Personalized logo possibility

Genuine components protected with unique technology

Possibility of modulating different technics (optical key only, optical key with 4-levels structures, encapsulated 4-

level DOE,…)

Optical key

Diffraction pattern only revealed with an optical key (used by customs offices and after-

sales services)

Two alternatives:

-Design the DOE for a specific wavefront

-Combination of two DOEs, one revealing the opposite pattern of the other. Illumination of

the whole structure diffracts a uniform square pattern. Only a structured beam would

reveal one of two patterns

Hiding the structure

DOE hidden with coatings in order to prevent mechanical embossing.

Two alternatives:

-Silicon polished layer deposited by PVD. Structure visually invisible. Only IR beam

reveals the diffractive pattern.

-Encapsulation of UV glue with a layer of parylene on SiOx deposited by CVD.

IR BeamVisible spectra

beam

DOE

Polished silicon layer

Page 17: PDF, 40 MB, 06.07.2016

2016

Results The first calibration technique, called "ratio method" is

based on noise power and noise bandwidth

measurements, and the second technique, called

"absolute method" is based on noise temperature

measurements.

Both techniques show comparable results, with an

expanded uncertainty (k=2) of 0.4 dB, which

corresponds to the state-of-the-art in this field.

Uncertainty budget of the PNS prototype

This uncertainty is currently limited by the cross-talk

between the noise and the carrier in the PNS

prototype.

Calibration values of the PNS prototype and

comparison of the two calibration methods

Phase noise standard for

traceable measuring instruments

Project name: Traceable Phase Noise Standards, Nr. 17254.2 PFNM-NM

Main applicant: Federal Institute of Metrology METAS, Dr. L-G. Bernier, D. Stalder, Dr. J. Morel, Dr. R. Thalmann

Main industrial partner: Anapico AG, Dr. J. Kucera, S. Dahinden, R. Pfiffner

Timeline: Start: 01. April 2015, duration: 14 months

Scientific Innovation

Business Potential The compact and turnkey phase noise calibration standard that was successfully developed in this project offers a decisive advantage to the industrial partner Anapico

compared to the other competitors, since it allows providing the end-customers with a traceable reference for the on-site check of their measuring instruments with very limited

down-times, which is a critical requirement for many industries active in the high volume production market.

The developed calibration techniques will allow METAS providing new calibration services to the microwave industry in a domain where the demand is growing rapidly, and

were only a few national metrology institutes are able to compete.

Overview

Phase noise is a quantity which measures the

contribution to the RF spectrum arising from the

random phase modulation of a given signal.

It is usually specified by calculating L(f), defined as

the noise-to-carrier ratio measured in a 1 Hz

bandwidth.

Relevance

The inter-operability, capacity and quality of Telecom

and SatCom systems critically depend on phase noise

performances.

Accurate and internationally comparable phase noise

measurements are only possible when the measuring

instruments are made traceable to the corresponding

units of the Si system.

High performace phase noise standards need to be

developed in order to achieve these goals.

Achievements

We successfully developed in this project a fully

traceable phase noise standard, offering state-of-the-

art performances in terms of measurement

uncertainty and allowing to calibrate high performance

phase noise measuring instruments such as those

fabricated by the industrial partner Anapico.

Phase noise standard The phase noise standard (PNS) developed in this

project consists in a device which combines a band-

limited white noise source and a carrier frequency in

order to create a reference signal with a traceable

amount of phase noise.

The fundamental principle relies on the fact that a

carrier at frequency o modulated by a band-limited

white-amplitude-noise e(t) of density Ne and by a

band-limited white-phase-noise (t) of density N

cannot be distinguished from the sum of a carrier of

power Pc and of a band-limited additive noise of

power spectral density No centered at the carrier

frequency.

It can be demonstrated that the equivalent Ne and N

are equal to half the noise-to-carrier ratio in a 1 Hz

bandwidth, No/Pc, which defines L(f).

Calibration and traceability

Calibration of the PNS requires accurate and

traceable measurements of the carrier power level

and of the power spectral density of the noise source.

Impedance mismatches and crosstalk between the

noise and carrier sources need to be kept at a

minimum. S-Parameters of all critical interfaces and

components were measured using a reference vector

network analyzer in order to evaluate their

contribution to the uncertainty budget of the PNS.

Traceability to the relevant primary standards was

established by using a chain of references as shown

here below.

Based on that structure, two independent calibration

methods were developed, each one including a full

determination of the uncertainty budget using

dedicated numerical error propagation techniques in

the complex plane, based on the UncLib tool

developed at METAS.

e NNP

Nf

c

0

2

1L

Fully traceable noise standard and corresponding

spectrum measured on a spectrum analyzer. The

carrier frequency is selectable between 1 GHz and

3 GHz and both the carrier and noise power levels

are adjustable

Reference Spectrum

Analyzer

Ref. RF

powermeter Ref. Noise

source

PNS

Phase Noise

Standard

StabIilized

Laser

Cs clock

Coaxial

Standard

Frequency

Standard

Josephson voltage standard

Reference Vector

Network Analyzer

Substitution

calorimeter

Temperature

Primary standard

Traceability chain for PNS calibration

)(fSn

c

n

P

fSf

)()( LcP

f

P

Source of uncertainty Uncertaint

y

Distribution Standard

uncertainty

RF measurements 0.05 dB normal 0.05 dB

Cross-talk 0.3 dB uniform 0.17 dB

Temperature sensitivity 0.08 dB uniform 0.04 dB

Combined standard

uncertainty

0.2 dB

Expanded uncertainty,( k=2) 0.4 dB

-132.4

-132.2

-132.0

-131.8

L(f

) in

dB

c/H

z

100806040200Fourier frequency in MHz

Ratio method Absolute method

Anapico PNSfc=1 GHz

Pc=5 dBm

(t)

e(t)

Page 18: PDF, 40 MB, 06.07.2016

2016

Protective laminates for flexible barriers R. Schneider*, J. Heier*, P. Wehrmann#, L. Baumann# LAMBAR (Project-Nr. 17253.1 PFIW-IW) Main applicant: Empa*; Prof. Dr. Frank Nüesch Main industrial partner: Folex AG#; Adrian Meile, Starting date: 01.01.2015 Duration: 24 month Project Goals: Development of a protective layer for ultra-thin-glass foils and production of ultra-thin-glass laminates which act as a superior barrier against water and oxygen. In addition the laminates are flexible and have a very high transparency. Applications are in the field of technical products, where functional layers like semiconductors, organic dyes, conductive polymers etc. need to be protected. Here, OLED-, or thin (organic) solar cells manufacturers, as well as research laboratories are possible customers.

Scientific Innovation

Business Potential The unique properties make ultra-thin-glass a versatile substrate, but due to its brittleness the use and handling is difficult. Lamination improves the mechanical properties and facilitates or even enables the use and handling. Typical important, but yet critical, industrial processing steps can be realized easily:

Evaluation/testing of adhesives T-peel test with > 25 different laminates 4 are useable (2 commercially available) cohesive failure of the PET foil.

Development lamination process Processing steps are confidential Processing conditions are confidential High transparent and homogeneous laminate.

Glass Adhesive PET foil

Testing mechanical stability One- and two-sided laminates achieve bending-radii of 15 mm @ > 1000 cycles; failure rate: 0%.

Conductive Ag ink

Laser Cutting Gravure Printing Pilot Line @ CCC (Empa’s Coating Competence Center)

Page 19: PDF, 40 MB, 06.07.2016

2016

Processing of low power integrated gas sensors

with functionalized carbon nanotubes as sensitive

layers deposited by a laser based technique

Project no. 16713.1 PFNM-NM Main applicant: Paul Scherrer Institut (PSI)

Responsible persons: Thomas Lippert and Alexandra Palla Papavlu

No implementation partner

Starting date: 1.04.2015

Duration of project: 18 months

Project goals:

The main goal of this project is to develop the process of depositing sensing materials, based on carbon nanotubes, to a level

that it can be applied for commercial low temperature sensors on economical substrates.

Key findings:

i. Successful laser printing of carbon nanotubes onto different substrates: rigid (glass) and flexible (ex. polyimide).

ii. Fabrication by laser direct writing (LIFT) of gas sensors (for the detection of ammonia, ethanol, and acetone).

iii. Characterization of the new sensors: stable baseline, high sensitivity for very short response times (sensors operating close

to room temperature, stability and reusability).

Scientific Innovation

Business Potential

Qualification of the laser direct writing process (LIFT) for industrial chemical sensor manufacturing.

Single walled carbon nanotubes in the form of freestanding films can be successfully

transferred onto metal electrodes.

The as-fabricated sensors has a stable baseline for over more than 14 hours.

The sensors could be repeatedly used over multiple cycles, without observable loss of

response.

Theoretical detection limit: ~ 100 ppb for the detection of ammonia, and 500 ppb for

methanol.

Sensors printed on flexible PET are functional and robust:

after ~ 300 bending cycles the response is ~ 30% less than

the response of the sensors when flat.

Humidity does not interfere significantly in the functionality of

the sensors.

Evaluation of sensor lifetime: the sensors were exposed to light, humidity, and dust, and

then re-measured after ~ 1 year. After 1 year the analyte concentrations measured are 5

times lower, however, the sensor response still increases by increasing the analyte

concentration.

• Current gas sensor unit cost: 2.75 CHF

• 25% reduced with LIFT

• Processing cost: from 16% to 14%

• Cost reduction also from substrate+needed material

Highly flexible and roll-to-roll compatible

processing. As soon as the donor substrates

have been prepared, the entire device can be

fully computer-controlled and printed from the

specified design.

• Competes with screenprinting, inkjet

printing, xerography;

• Daetwyler AG (Switzerland)

• Flexible electronics:

• OLED, TFT, etc.

• High area printing

• High speed printing

• Allows the transfer of inexpensive inks

• No limitation for the substrate

Page 20: PDF, 40 MB, 06.07.2016

2016

Portable Scanning Probe Microscope in

a UHV-SuitcaseCTI Project Nr. 16465.1 PFNM-NM

Start: April 1. 2014, Duration: 24+12months

S.F. Mousavi, T. Nijs, M. Martina, D. Rechtsteiner, S. A. Köster, U. Maier, T. Jung

Scientific Innovation

Business PotentialThe compact, modular and configurable SPM is a part of a UHV suitcase. The STM

is exceptionally cost-efficient and can be retro-fitted to existing UHV systems with

little effort. In combination with a UHV suitcase transfer system, the microscope

forms a truly portable, fully featured UHV scanning probe microscope which can be

used with multiple instruments.

Au(111) (40 nmx40 nm) Au(111), 35nmx35 nm

22 × √ 3 herringbone

reconstructed surface.

The herringbone

reconstruction’s height is known

to be in sub-Angstrom scale.

HOPG (1.5 nmx1.5 nm)

Project goalsA Scanning Probe Microscope (SPM), implemented into an ultra

high vacuum suitcase, is under development. It allows for spectro-

microscopy correlation experiments to be performed in the

suitcase when attached to dedicated photon spectroscopy

systems at synchrotron end-stations and in surface science

laboratories. The modular installation and portability of this SPM

makes spectro-microscopy investigations highly economical

compared to the installation of a dedicated SPM at every hosting

system.

A portable SPM as fully functional

UHV device. Key features:

compact 43mm OD head

standard DN40CF flange

spring suspension

common flag style sample plates

xy coarse positioning 5x5 mm

z coarse motion 5 mm

In-situ exchangeable scan unit and

sensor

The integrated SPM Instrument

The system includes a sample transfer and gate valve for attachment to any

beamline endstation or other existing UHV systems via a turbo-pump T-piece or

load lock.

Fetch the sample, place it into the SPM using the transfer manipulator of the

suitcase and start taking SPM images. If the environment is noisy just detach the

SPM suitcase and place it on a table in a calm place.

First test measurements show the potential of the STM:

The images were taken by open source software

GXSM [P. Zahl et al, Rev. Sci. Instr. 74 (2003) 1222, P. Zahl et al. J. Vac. Sci. Technol. B 28 (2010)] Gwyddion [www.gwyddion.net].

Page 21: PDF, 40 MB, 06.07.2016

2016

Micromechanical Testing Instrument for the

MEMS Industry

Project Number: 16677.1, Starting Date: 1. September 2014, Duration: 24 Months

F. Beyeler1), S. Muntwyler1), C. Bolliger1), V. Straessle2), A. Mocker2), M. Gutsche2), D. Beyeler3), D. Frost3), B. Nelson3),

S. Russi4), M. Aeschbacher4), H. Feth5), P. Reith5)

1) FemtoTools AG - main industrial partner 2) Hochschule Für Technik Buchs (NTB) – main academic partner 3) ETH Zürich, Multi-Scale Robotics Laboratory 4) Eidgenössisches Institut für Metrologie (METAS) 5) Truedyne Sensors AG

Please visit booth nr. 21 by FemtoTools AG to see the prototype of the MEMS testing system and to learn more

about the project!

Scientific Innovation We have developed an instrument for the combined electrical and mechanical

testing of MEMS (microelectromechanical systems) directly on the wafer. The core

technology of the system is a microforce sensor that can apply and accurately

measure forces in the range from single nanonewtons up to hundreds of

millinewtons. For the accurate sensor-to-sample alignment, a vision system with a

topview and a sideview microscope camera has ben implemented. The control

electronics and software allow for user-friendly MEMS testing such as:

• stiffness and Young’s modulus

• creep

• cyclic load

• fracture toughness, compression and tensile strength

• topography and stiffness mapping

• microsensor calibration (electrical sensitivity vs. mechanical stimulation)

• microactuator testing (actuator force, actuation range and response time)

Business Potential MEMS are miniaturized, microchip-based sensors and actuators that are widely

used in many fields such as consumer electronics, medical devices or in process

control. By definition, MEMS (microelectromechanical systems) include both

mechanical and electrical components. These components require testing during

R&D and production.

In this project we have developed a stand-alone measurement system focusing on

quality control during product development and series production of MEMS

products. Typical customers are low-volume high-margin MEMS producers,

MEMS foundries, fabless MEMS integrators, MEMS test service companies as

well as the product development divisions of large-scale MEMS producers.

In June 2016 FemtoTools started the 0-series production of this instrument.

Page 22: PDF, 40 MB, 06.07.2016

2016

Micromechanical Testing Instrument for the

MEMS Industry

Project Number: 16677.1, Starting Date: 1. September 2014, Duration: 24 Months

F. Beyeler1), S. Muntwyler1), C. Bolliger1), V. Straessle2), A. Mocker2), M. Gutsche2), D. Beyeler3), D. Frost3), B. Nelson3),

S. Russi4), M. Aeschbacher4), H. Feth5), P. Reith5)

1) FemtoTools AG - main industrial partner 2) Hochschule Für Technik Buchs NTB – main academic partner 3) ETH Zürich, Multi-Scale Robotics Laboratory 4) Eidgenössisches Institut für Metrologie METAS 5) Truedyne Sensors AG

Please visit booth nr. 21 by FemtoTools AG to see different microforce sensor prototypes and to learn more

about the project!

Scientific Innovation Mechanical testing often requires the measurement of forces in multiple

axes, such as the horizontal and vertical MEMS testing. The exact geometry

of the tip of the microforce sensing probe is often of great importance to

obtain accurate data for the mechanical properties of the sample.

In this project we have developed a two-axis capacitive microforce sensor.

The silicon-based sensor chips have been fabricated in the cleanrooms at

NTB. Low-noise multi-channel readout electronics have been developed for

interfacing the sensor chips.

FemtoTools is collaborating with METAS for Si-traceable calibration of the

sensors for true quantitative measurements in the nanonewton to

millinewton range. The measurement uncertainty that has been achieved

outperforms other technologies such as atomic force microscopes (AFM).

Business Potential The MEMS-based microforce sensors are the core technology of

FemtoTools AG. The disruptive technology gives the company the

possibility to measure the mechanical properties of microscopic samples.

Currently, the products of Femtotools are mainly used for academic

purposes and for R&D in the industrial sector. The results of this project

enable FemtoTools to additionally enter the industrial quality control

market. Due to the ongoing trend towards miniaturization, this segment is

growing very fast.

The unbroken, SI-traceable calibration chain that has been developed in

the project enables the accurate calibration of the FemtoTools microforce

sensors. This is unique in the market and therefore gives the company the

credibility required in the industrial market and also a competitive

advantage against future competitors.

500µm

Page 23: PDF, 40 MB, 06.07.2016

2016

PASS: Particles Free Sealing SystemM. Dadras1, N. Blondiaux1, M. Leboeuf1, V. Monnier1,, Ph. Buechel2, M. Zickar2

- project number: 1618.1 PFNM-NM

- main applicant: M. Dadras, CSEM, Jaquet-Droz 1, 2000 Neuchâtel(1)

- main industrial partner: M. Zickar, VAT Vakuumventile AG, Seelistr. 1, 9469, Haag(2)

- starting date: 01.01.2014, 22 months

Scientific Innovation

Business Potential

The node size for microelectronics is following Moore’s law leading to smaller gates on the

wafers. One of the main sources of defects is the presence of fine particles. In 2012, no

particle having the size more than 50nm was permitted. In 2014, this value decreased to

particle size of 15nm. At present the particles having the size more than 10nm are prohibited.

These evolutions increase the requirements of low defects present in semiconductor

processes. In accordance to decreasing node sizes, the requirements to smaller defect rates

on wafers are increasing.

The detection of nanoparticles having sizes < 100 nm is a high technological challenge.

Especially particles on industrial (grinded or turned) surfaces are difficult or in some cases not

possible to detect.

Source: http://en.wikipedia.org/wiki/Semiconductor_device_fabrication

Progress of miniaturization, and

comparison of sizes of semiconductor

manufacturing process nodes with some

microscopic objects and visible light

wavelengths SourceThe project had the aim to explain the nano particles formation, their sources and

improvement of materials for achieving the standards need in semi conductor industries.

Miniaturising of elastomer-sealing surface interface

Y-axis

Actuator

Force Detector

Elastomer

Test Bodies

X-axis

actuator

Results application to production

Elastomer

Counterpart

Crack Initiation

The rolls shear and smear on the

surface of counterpart

Rolle formation Transfer wear Particle formationRolle formation

EUV lithography and metrology is a growing high end market, which is extremely sensitive to particles. In order to serve this

market improvement of today’s valve technology is mandatory. VAT is currently the preferred supplier for high end applications.

If the challenging specifications coming from these markets are not met the competitors may obtain the whole market.

In other semi processes (deposition, etch) the transition from 300 mm to 450 mm wafer will generate an additional demand for

low particle vacuum valves as a large number of new equipment will be installed in the new wafer-fabs. Here the development

for low particle vacuum valves is beneficial in order to extend the market position compared to VAT’s competitors

Page 24: PDF, 40 MB, 06.07.2016

2016Phase Analysis Of Amplitude Binary Mask StructuresProject number - 12782.1 PFNM-NMKrishnaparvathy Puthankovilakam*a, Toralf Scharf a, Hans Peter Herzig a, Uwe Vogler b, Arianna Bramati b ,

Reinhard Voelkel baOptics & Photonics Technology Laboratory, Ecole Polytechnique Fédérale de Lausanne (EPFL), CH-2000 Neuchâtel, Switzerlandb SUSS MicroOptics SA, , Rouges-Terres 61, CH-2068 Neuchâtel, Switzerland

Scientific Innovation

Business Potential

Experimental analysis of light propagation (the evolution of intensity

and phase) through the amplitude mask.

Study the tolerances against various correction features and phase

shifts during the propagation of light.

To check, Can small amplitude correction features (OPC features)

creates phase shifts or zero intensity regions during the propagation

to get the desired pattern??

Goal of the project

• The instrument

is working in

transmission

mode.

• Numerical

methods are

used for

getting the

intensity and

phase

information

from the

recorded

interferograms.

Experimental setupAbstract

The importance of intensity distributions for getting the desired

pattern at printing level has been known to the lithography industry

for some time. However, the significant role played by phase for

shaping the light to get the desired pattern for amplitude structures

was not recognized. Our aim is to analysis the role of phase

modulation or zero intensity regions created by small amplitude

correction features to print the pattern at exact proximity gap (30 µm).

Structure

( A )

( B )

( C )

XZ Propagation –(A)Intensity images are normalized ( 1 to 0) andphase images are plotted in radians ( –π to π).

XZ Propagation

through blue line.

In phase image,

after 25 µm of

propagation, there

is an abrupt change

in the phase

visualized by blue

dashed line

rectangle.

The phase image

shows the

propagation

difference between

both corners.

Yellow represents

Open areas and

black represents

chromium.

XZ Propagation – (B)

XZ Propagation

through blue line.

Here, The phase

change starts at 20

um and propagates.

The change is

visualized by blue

dashed line

rectangle.

For normal corners,

Single phase

continues through

out the propagation.

Intensity images are normalized ( 1 to 0) andphase images are plotted in radians ( –π to π).

XZ Propagation – (C) Intensity images are normalized ( 1 to 0) andphase images are plotted in radians ( –π to π).

XZ Propagation

through blue

marked line.

At 10 µm, the

obstacle (negative

square) creates the

focal point with

sharp intensity and

a phase fluctuation

(represented by

blue dashed

rectangles on the

images).

Printing of high contrast structure at desired proximity gap can be achieved by small amplitude

correction features because of the creation of sharp phase changes and zero intensity regions.

The mask are placed in a distance with the wafer (proximity gap) which will reduce the mask

damage, mask cleaning and higher throughput.

New small features for the correction structure will increase the resolution and give new

applications strategies to the industry.

The new designs will increase the application portfolio of existing machines.

Page 25: PDF, 40 MB, 06.07.2016

2016

Rudolf Thalmann

[email protected]

Michael Marxer

[email protected]

Thomas Jordi

[email protected]

Markus Ritter

[email protected]

Walter Vetter

[email protected]

Manufacturing micro-spheres with rough surfacesThe goal was to find an optimal optically cooperative surface on smallest possible

spheres. Based on its knowledge on sphere polishing Saphirwerk applied various

methods to achieve specific surface textures (Ra, Rz) while maintaining low form

deviations.

Saphirwerk produced several lots of nominally Ø 0.4 mm Si3Ni4 ceramic micro-

spheres having different surface parameters. The following measurements show

their suitability for optical 3D microscope calibration.

Table with results

Preparation of measurement lotsFrom each production lot, five samples were glued on a gauge block by

Cyanoacrylate adhesive. The upper hemisphere was freely accessible for all

measurement instruments.

Measurement of diameter and form deviationThe diameter and form deviation were measured using the METAS µCMM using

a Ø 125 µm ruby probe and scanning the equator and two perpendicular profiles

over the pole of the micro-spheres with a point density of 300 pts/mm.

Measured profiles on a sample micro-sphere for determining the diameter and form deviation.

Lot # Ø / µm Form / µm Ra / nm Rz / nm α / °

1 402.0 ± 0.1 0.15 ± 0.05 5 ± 1 49 ± 1 50 ± 4

2 381.0 ± 1.0 0.57 ± 0.13 102 ± 15 640 ± 79 65 ± 4

4 402.0 ± 0.1 0.58 ± 0.21 37 ± 8 333 ± 100 62 ± 4

6 359.7 ± 0.3 0.28 ± 0.06 10 ± 1 76 ± 25 55 ± 4

Applications of micro-spheres on optical µCMMs3D measurement of micro-sphere surface with a focus variation microscope

Alicona InfiniteFocus (scale ±1 µm, best fit sphere removed).

Lot 1

Lot 6Lot 4

Lot 2

Maximum measurable slope angleThe maximum slope angle α was determined on an

focus variation microscope (Alicona InfiniteFocus)

using a lens with a magnification of 50. The

criterion for the maximum measurable angle

was at the zone where the detectable point

density decreased to 50% compared to the point

density detected at the sphere apex.

Optiv Performance 443, Hexagon, Germany

Spherical standards for optical CMMs

Performance test

Performance test

0.4 mm

10 mm

InfiniteFocus, © Alicona Imaging GmbH, Austria

Traceability chainNational standard

U = 0.000’000’000’02 m

Workpiece

U = 0.000’002 m

Artefact

U = 0.000’000’2 m

Reliable and efficient measurement technique

for manufacturing micropartsKTI-Project No. 16744.1 PFNM-NM / start 1st September 2014 / duration 24 months

Page 26: PDF, 40 MB, 06.07.2016

2016

ProtEcted And Reusable nano-immobilized Lactases for dairy

applicationS [PEARLS] CTI Project 16437 PFNM-NM

Main applicant: Prof. Dr. Patrick Shahgaldian – University of Applied Sciences and arts Northwestern Switzerland

Main Industrial partner: Dr. Yves Dudal, INOFEA AG

Starting date: 01.05.14, duration 1 year

Scientific Innovation In the frame of the PEARLS project, the partners have developed a novel class of nanobiocatalyst that, without manipulation of the protein sequence by

genetic engineering or structural manipulation of the enzyme, allows the protection of the natural biocatalyst against chemical and biological stresses.

The novel biocatalytic nanomaterial consists of enzymes immobilized on a solid carrier, namely silica nanoparticles (SNPs) and protected by an

organosilica shell. We used among others β-galactosidase as model enzyme. Compared to the native enzyme, the so-produced biocatalytic-

nanomaterial showed drastically improved resistance to temperature stress, pH variation, protease digestion and to urea treatment. We have

demonstrated that this material efficiently catalyses the hydrolysis of lactose in milk and whey.

Business Potential Milk and dairy products (butter, cream, whey, cheese and yogurt) belong to the largest and most dynamic world agricultural industry. Globally, one

third of the total quantity of milk is consumed as fluid milk while the remaining two thirds are mainly processed for the production of cheese (50%) and

butter (30%). Because of advertising, trade liberalization and continuing population growth, the global dairy market is undergoing a fast-pace growth and

is expected to reach USD 494 billion by 2015. In emerging world areas such as Asia, South Africa and South America, 90% of the population is lactose-

intolerant while in India, Middle East, North Africa and Central America 70% of the population suffers from this intolerance.

The technology developed in the frame of the PEARLS project allows for a fast and efficient degradation of lactose in milk and whey.

A broader potential- Besides the initial target of this proof of concept project, INOFEA is developing a wealth of applications from this new platform

technology in both Pharma and Consumer Healthcare market segments. We can either formulate enzymes as drugs efficient in in vivo conditions

(digestive health products, pancreatic enzyme products, personal care products, medical textiles, etc.) or improve industrial biocatalytic processes.

0

20

40

60

80

100

0 10 20 30 40

Rel

ativ

e ac

tivity

(%)

Ultrasound treatment duration (min)

d

0

20

40

60

80

100

120

3 4 5 6 7 8 9 10 11

Rel

ativ

e ac

tivity

(%)

Incubation pH

e

Urea treatment SDS treatment Protease treatment

0

20

40

60

80

100

120

40 45 50 55 60

Rel

ativ

e ac

tivity

(%)

Reaction temperature (°C)

a

0

20

40

60

80

100

0 20 40 60

Rel

ativ

e ac

tivity

(%)

Incubation duration at 50°C (min)

b

0

20

40

60

80

100

1 2 3 4 5

Rel

ativ

e ac

tivity

(%)

Freezing - thawing cycles

c

0

2

4

6

8

10

12

Rel

ativ

e ac

tivity

(%)

f

0

10

20

30

40

50

Rel

ativ

e ac

tivity

(%)

g

0

20

40

60

80

100

Rel

ativ

e ac

tivity

(%)

h

0

3

6

9

12

15

18

0 3 6 9 12 15

Thic

knes

s (n

m)

Polycondensation time (h)

c b d

a

1 2 3

Figure 1. Schematic representation of the synthetic strategy developed (a); layer growth kinetics and representative scanning electron micrographs of the nanoparticles produced (c, d). Scale bars represent 100 nm.

Figure 2. Physical, chaotropic, and biochemical stress tests

Page 27: PDF, 40 MB, 06.07.2016

2016

Stable dyes for the colour palette of the PV-

activated building envelope

Project number: CTI no. 17622.1 PFNM-NM

Main Applicant: Prof. Michael Grätzel, École Polytechnique Fédérale de Lausanne.

Main inductrial partner: Mr. Asef Azam, glass2energy SA

Starting date: 1 April 2015

Project duration: two years

The goals of this project are to develop sensitizers (green and blue), electrolytes (ionic liquid, gel, or solid state) and high quality TiO2 films to achieve

highly performed and long-term stable dye-sensitized solar cells in order to meet the criteria for outdoor applications in building integrated photovoltaic

(BIPV) products.

In the past one year, we designed green dyes with novel anchoring groups that can strongly bind to the surface of TiO2. We synthesized green dye

Y351-S with hydroxamic acid anchoring group which shows PCE of 8.1% under half sun in an ionic liquid electrolyte and over 9% under half sun in a

cobalt electrolyte. In collaboration with China, we studied a green dye with two carboxylic acid anchoring groups which shows PCE of 8.6% under half

sun in a cobalt electrolyte; we studied a stable blue dye R2. The R2-sensitized TiO2 film in a cobalt electrolyte displays blue and shows PCE of 10.7%

under half sun; on the other hand, in an iodide ionic liquid electrolyte, R2-sensitized TiO2 film displays green and shows PCE of 8.0% under half sun.

This finding drives us to develop electrolyte-induced colour cells with a sensitizer. We also transferred the red and blue dyes from laboratory cell to

modules in glass2energy SA.

Scientific Innovation

Business Potential

0 200 400 600 800 1000 12004

6

8

10

0 200 400 600 800 1000 12004

8

12

0 200 400 600 800 1000 1200

600

800

0 200 400 600 800 1000 12000.4

0.6

0.8

1.0

PC

E (

%)

Jsc (

mA

cm

2)

Voc (

mV

)F

F

Time (h)

0.0 0.2 0.4 0.6 0.80

2

4

6

8

10

J (

mA

cm

2)

V (V)

First DSC demo Solar-charging installation

at Villaz St-Pierre. This installation consists

of 15 modules with red dye and 12 modules

with green dye.

We transferred the best-identified materials from

laboratory scale cells, 0.25 cm2, to big modules,

0.6 m2, of 1000 X 600 mm.

We will use the newly developed green dye Y351-S

and R2, result of this CTI project, for the demanded

green panels. R2 dye can be used also for blue

panels with a different electrolyte.

N

N

COOH

NaOOC

N

N

S

S

Ru

N

C

S

NC

S

C101

C6H13

C6H13

Innovation 1:

We synthesized a green dye

Y351-S with an anchoring

group of hydroxamic acid

which can bind strongly on

the surface of TiO2.

N

N N

N

ZnN

C6H13S

C6H13S

OC8H17C8H17O

C8H17O OC8H17

O

HN OH

Y351-S

N

C6H13O

C6H13O

S

S

NS

N

COOH

C6H13

C6H13

C6H13

C6H13

R2

Innovation 2:

Collaborating with China,

we used R2 dye with a

cobalt complex (blue)

and an iodide ionic liquid

electrolyte (green).

Performance of C101 dye with an iodide ionic liquid

electrolyte in different size of modules (right).

[email protected] sun: 8.1%

in ionic liquid electrolyte

PCE@ 0.5sun: 9.5%

in cobalt electrolyte

Stable 10%@half sun with a cobalt

electrolyte under light soaking. Stable 8%@half sun with an ionic

liquid electrolyte under light soaking

Z.I. du Vivier 16, CH-1690 Villaz-St-Pierre,

Swiss

www.g2e.ch

T : +41 24 441 99 53

Page 28: PDF, 40 MB, 06.07.2016

2016

White photovoltaic module technology

development for building integration

G. Bugnon1,2, J. Escarre1, G. Cataneo1, U. Fuerholz1, L-E. Perret1, C. Ballif1, S. Eberhard2

1 CSEM (Swiss Center for Electronics and Microtechnology), Rue Jaquet-Droz 1, Neuchâtel (main applicant)2 Solaxess SA, Rue de la Maladière 71c, Neuchâtel (founded in January 2015, main industrial partner)

CTI Project 18088.1 PFNM-NM – Nanowhite “Process development and reliability of white solar module for BIPV”

Project period: 01.09.2015 – 31.08.2016

Seamless architectural integration of PV

Business Potential

Solaxess’ project activity is the development and fabrication of an innovative nanotechnology film allowing

greater social acceptance of renewable building-integrated photovoltaic (BIPV) power plants.

The project aims at making PV modules active building elements, meant to replace conventional passive

facades, in a way which respects both the architectural environment and building traditions.

The main objective is to scale up the technology to an industrial level and to ensure of its reliability.

Efficient spectral selectivity

Over 90% of the market is based on crystalline silicon solar cells module. These solar cells have the capability to

harvest the solar energy both in the visible (390–700 nm) and near IR (700–1200 nm) regions.

The principle is to select the amount of energy capable of going through our film in both of these regions.

By doing this we can completely hide the internal components of PV modules while retaining a sufficiently good

amount of the incoming visible and near-IR energy allowing excellent power output of the façade element.

The project spurs economic growth while mitigating the negative impact of

energy supply, offering a solution for the current need of energy transition.

The market potential is considerable and the market demand in developed countries

promoting sustainable energy policies is very high in particular.

The product allows PV penetration in the built environment in a satisfying esthetic

way, only requiring a higher initial investment, providing a solution for facilitating the

energy transition.

Best visual / performance trade-off

Depending on the amount of the visible energy we reflect we can achieve different white and shade colors.

For the most vivid white, most of the visible energy needs to be reflected in a neutral way: 100-110 W/m2

Slightly darker tones (light gray, medium grays, etc.) allow to retain a higher performances: 120-130 W/m2

Our film is simply to be assembled at the lamination step at the PV module manufacturing plant.

Reduced PV module operating temperatures, but also at its back, are additional advantages of this approach.

Old administrative Post office site at Ouchy-Lausanne fully renovated in 2013

Visible range Near IR-range

Filter transmission

If this building was done in 2016, it could produce 132 MWh per year.

This corresponds to the energy consumption of 35 homes.

EQEs of typical c-Si based solar cell technologies

Page 29: PDF, 40 MB, 06.07.2016

2016

All-in-one integrated characterization platform for OLED and solar cell R&D

Zurich University of Applied Sciences ZHAW, Dr. K. Pernstich Fluxim AG, Prof. B. Ruhstaller

15889.2 PFNM-NM, 1.2014 – 10.2015

Project goals • Improve Fluxim’s PAIOS measurement hardware for advanced characterization of solar cells and OLEDs

• Integrate Fluxim’s SETFOS simulation software in PAIOS measurement system

Analytical

solution

Improved PAIOS Measurement Hardware

Improved Measurement Range

Impedance from 1 to 107 Hz, 10 to 108 Ω

Currents from <10 pA to 100 mA

Low Temperature Probe Station

Temperature from -150 to 200°C

Homebuilt cryostat to lower costs

SETFOS-PAIOS Integration

The seamless integration of SETFOS simulation software into the user interface of the PAIOS measurement hardware

enables the user to define, run, and compare simulations directly with the measurements.

Improved Workflow inside PAIOS user interface

• Define a set of measurements

(IVL, transient, impedance, CELIV, …)

• Define OLED/OPV stack

• Perform measurements

• Optimize model parameters and see simulation

results right where you see the measurements

Additional Improvements

+ Multi-layer Drift-Diffusion algorithm

+ Faster Transient Solver

Business exploitation and potential • One of a kind combination of measurement instrument

and simulation software

• PAIOS system provides an excellent base for further

measurement modules

• Updated product releases already during the project

• Significant cross selling potential between SETFOS and

PAIOS customers

• Developments for SETFOS-PAIOS integration also

benefit SETFOS customers

Page 30: PDF, 40 MB, 06.07.2016

_IMT_Institut de microtechnique

Project objective:

We develop new and innovative Diffractive Optical Elements (DOE) that are realized with precision glass molding technology for advancedimaging and high power flux optics. We use Glassy Carbon as master material due to its high thermal stability (T<2000°C), high hardness and lowadhesion to glass. A dry etching process for structuring Glassy Carbon with a silicon hard mask has been developed, leading to a smooth surface(Ra < 5nm). Some test samples for beam splitting applications are processed with precision glass molding technology at our partner facilities. Withthis technology we fabricated 2-level DOEs, 8-level DOEs and high resolution DOEs based on e-beam lithography.

Microstructured Glassy Carbon for Glass Molding of Diffractive Optical Elements

K. Prater, L. E. Hans, T. Scharf and H.-P. HerzigOptics & Photonics Technology Laboratory, Ecole Polytechnique Fédérale de Lausanne (EPFL), CH-2000 Neuchâtel, Switzerland

[email protected]

High Resolution Fabrication

With an appropriate control of the temperature-pressure-profile, highly precise glasselements for applications in the field of fine optics and photography can be manufactured([2,3]).

Presicion Glass Molding

3. ICP plasma etchingof silicon

4.1 ICP plasma etching of GC

4.2 silicon stripping

1. sputtering of hard mask layer: 70nm Si

2. Photolithogaphy

CHF3/SF6

O2 /SF6

Fabrication of the GC Mold

4mm

692nm

[1] L. E. Hans, K. Prater, C. Kilchoer, T. Scharf, H. P. Herzig, and A. Hermerschmidt, “Wafer-level microstructuring of glassy carbon,” 2014, p. 89740Y.[2] Frauenhofer IPT: http://www.simuglass.com/en/InitialSituation.html [3] Y Chen et al., “A reflow process for glass microlens array fabrication by use of precision compression molding”, (2008), J. Micromech. Microeng. 18 055022.ERANET-MNT-Guide4Diffractive partners: Fisba OPTIK, Fraunhofer IPT, HoloeyeFunding: Commission for Technology and Innovation, under project 12824.1 PFNM-NM

2. Pressing

Molded Glass StructureMaterial: L-BAL42Temperature 555°C

Glassy Carbon master (690nm etching depth);

Design by Holoeye: Binary Elements beam splitter 1:11x11

Diffraction pattern of glass:meas. efficiency: 63.1% theo. efficiency: 64.4%

Process Chain for Replication Technology

Hologram of project partners:Image with mold in reflection

Multilevel Element Examples:

1. Heating (450-1400°C) 3. Cooling

Glassy Carbon mold replication in L-BAL42

microstructured mold (GC)glass preformflat mold (GC)

4. Unloading

Forming Force Holding Force

• E-beam lithography: feature size down to 250nm were

mold

glass

glass

0.2

0.25

0.3

0.35

0.4

0.45

0.5

0.55

0.2 0.4 0.6 0.8 1

hei

ght

in µ

m

linewidth in µm

L05 T=565°C t=240sL08 T=565°C t=360sL07 T=568°C t=240sGC mold

Comparison of replication accuracy for different molding conditions:• temperature T influences viscosity of

glass during mold filling

lines with 1mm width, 0.485mm depth and 3mm length

Page 31: PDF, 40 MB, 06.07.2016

2016

MultiTip NanoFrazor: Robust Packaging for

Multiple CantileversDietmar Bertsch1, Emine Cagin1, Mathias Mächler1, Regula Roffler1, Philip Paul2, Simon Bonanni2, Kartik Buddha2, André Bernard1

1 Institute for Micro- and Nanotechnology, NTB Interstate University of Applied Sciences, Buchs 2 SwissLitho AG

CTI Project 17500.1 PFNM-NM «Multi-Tip NanoFrazor: Nanolithography goes from research to industry»

Project period: 1.2.2015 – 31.1.2017

A reliable and industry-compatible write head for thermal scanning probe lithography

machines is the main goal of this project. The NanoFrazor from SwissLitho AG can write

3D structures down to tens of nanometers in a single step. A heated cantilever sweeps a

resin-covered surface in a raster fashion, writing pre-determined features. The

throughput of this process will be increased by using multiple cantilevers in parallel. In

this project, a disposable multi-tip cartridge holding up to 10 cantilevers, and the interface

to the NanoFrazor machine are developed.

Business PotentialThis work plays a crucial role in the successful launch of the next products from SwissLitho, namely

the NanoFrazor Explore 200TS and the NanoFrazor Industrial. In combination with the development

achieved in project NanoBridge, the multi-tip capability will allow thermal nanolithography to be

realistically introduced to industry research settings. The large area stage achieved in NanoBridge

will be combined with the reliable cantilever handling in MultiTip, in order to reach the specifications

for endurance, throughput and reliability for new customers out of the precision manufacturing

market.

Bond Height

The wire bond height should be under 150 µm to allow the

approach to user-defined substrates without a crash. Bond heights

between 95 and 115 µm are achieved reproducibly for both AlSi

and Au bonding.

Roll Angle Correction

Manual correction of the roll angle achieved through direct

adjustment on the holder. WLI studies on die-bonded samples

show the built-in error and the adjustment limits.

Image carrier Level carrier Image chip

• Built-in errors are consistently Χ ≤ 0.08⁰• With first holder, adjustment yielded down to Χ = 0.03⁰• With improved holder, adjustment down to Χ ≤ 0.001 ⁰• Automated adjustment to replace manual adjustment in future

Carrier Board Design

Silicon chips featuring 10 cantilevers are mounted on a carrier

board, which must:

• Be lightweight, stiff, and flat

• Provide 32 electrical connections between the cantilevers and

the write head of the NanoFrazor• Be fabricated on commercially available substrates with

standard processes

Chip

Carrier

Bond pads for die-and wire-bonding

Holder Design

The carrier board should be mounted on a holder, which must:

• Provide a lightweight, yet robust mechanical interface

between the cantilevers and the write head of the NanoFrazor• Integrate the manual adjustment of roll and pitch angles on

the cantilever chip, via the carrier board

Page 32: PDF, 40 MB, 06.07.2016

2016

Flexible printed batteries-18926.2- main applicant: Oussama El Baradai, Sören Fricke , Christian Bosshard- main industrial partner: Renata AG (Stephan Pfrommer, Pascal Häring) - starting date: 2 May 2016 ; duration of project: 18 months

At present batteries represent the best

compromise in terms of specific energy (the

amount of energy stored in a given system per

unit volume or weight) and autonomy respect with

other systems as capacitors or fuel cells.

Printed and thin batteries are nowadays the

best solution to satisfy the demand of new

emerging markets in terms of flexibility,

thickness and form factor for a large

spectrum of products:

Scientific Innovation

Printing of the full cell on the

separator

Screen printing of

current collectors

No toxic components

Free formfactor

Easily customizable

Flexible

Easily recyclable

Rechargeable

ThinBusiness Potential Introduction in the market of a new printed and flexible rechargeable battery having an energy

density in line with competiting technologies.

Fulfilling the requirements of new emerging markets as well as wearable technologies in terms

of flexibility and form factors.

Supporting Swiss companies by bringing breakthrough and Swiss made technologies closer to

the market.

At the end of the feasibility study a qualifiable

prototype will be manufactured compatible

with industrial scale production having the

following characteristics:

The innovative and scientific content of this project

are:

Screen

Squeegee

Separator

Electrode

Current collector

FRONT

BACK

42%

34%

23%1%

THIN AND PRINTED GLOBAL SALE*

North America

Europe

Asia-Pacific

Rest of the world

* N. T. Vishal, S. Suchitra, and K. Ravi, “Global Thin - film Batteries (TFB) Market.” Frost & Sullivan,Dec-2013.

Screen

Separator

Squeegee

Page 33: PDF, 40 MB, 06.07.2016

2016

Large-area Light Collecting Foils for solar light

concentration in photovoltaic devices (LICOFO)

Project Nr. 17508.1 PFNM-NM

Starting date: January 1st, 2015

Duration of project: 21 months

Research partner: CSEM (R. Ferrini, B. Gallinet, J. Levrat, F. Lütolf, A. Luu-Dinh)

Industrial partner: BASF Schweiz AG (A. von Mühlenen, P. Bujard, F. Dafflon, J. Gebers, A. Hafner)

Scientific Innovation

Business Potential

Product vision • Smart window

• Activated façade

• Building integrated photovoltaics

Requirements • Large area (km2)

• Foil-based (thickness<6mm)

• No tracking of sun position

Glass

Encapsulant

Bi-facial silicon

photovoltaic cell

Bi-facial silicon

photovoltaic cell Light collecting

foil

Application

Current status: efficiency 6.5%

Nano-optics

• Efficient broadband diffraction

(50% @500nm-800nm)

• Coupling in light guide

Materials

• UV varnish

• High refractive index (1.7-2.3)

• Nanoporous cladding: low

refractive index (1.2)

Micro-optics

• Array of microlenses

• Concentration of sunlight

towards nano-optical coupler

• Alignment with couplers

Microlenses

Nanoporous

cladding

Nanostructured

couplers Collection

Harvesting

30% Facades

9%

Windows

61% Roofing

BIPV Application Shares Source Lux Research Inc. Report LRGI-R-11-3

“Will BIPV market stay limited to aesthetics-limited buyers?”

Drivers

Aesthetics

Regulations / Certification

Awareness Daylighting

LEED

DGNB

Net Zero Energy House

Human Centric Lighting

Daylighting

Translucent Façade

1.2 GW BIPV installation

Market Forecast for 2016

Page 34: PDF, 40 MB, 06.07.2016

2016

Daylight Redirection

Scientific Innovation Seasonal Heat Management Film

Daylight and Heat Management foil for high

Quality Illumination in Buildings (DayGlazing) Project Number: 17507.1 PFEN-NM

Starting Date: January 1st, 2015

Duration of Project: 18 Months

Research Partner: CSEM (R. Ferrini, M. Stalder, and B. Gallinet)

Industrial Partner: BASF Schweiz AG (A. Hafner, and A. v. Mühlenen)

EgoKiefer AG (M. Kappel)

Business Potential

Product vision • Smart Windows

• Daylight Redirection

• Seasonal Heat Management

Requirements • Large area (km2)

• Foil-based (thickness<1mm)

• Integration into existing products

Messe Basel

Figure of merit:

DIN EN 410 standard

g-value Total Solar Energy Transmittance

τν Light Transmittance

Angle dependence Factor γ = g(0°) / g(60°) Benchmark 3M γ = 1.25 target γ = 1.30

Figure of merit:

redirection efficiency ηrd

𝜂𝜂rd = ∫𝐼𝐼𝜃𝜃𝑑𝑑𝑑𝑑

+90°0°

∫ 𝐼𝐼𝜃𝜃𝑑𝑑𝑑𝑑+90°−90°

Light Redirection with Diffraction

Gratings ηrd 30%

Light redirection with

micro-optics André Kostro, Thesis EPFL n° 6465 (2015)

Other markets: e.g. furniture, transportation

Source Fredonia “Flat Glass”, 2009

60 bn€

AAGR ~ 6% Drivers

Architecture / Aesthetics

Building Value (Certification)

Daylighting

LEED

DGNB

Net Zero Energy House

Minergie

Interact with the Outside

Health of Building User

Natural Daylight

Other

26%

Automotive

29%

Architecture

45%

“How to optimize interaction, Daylight, and Solar Gains?”

Flat Glass Market