philip s gutierrez financial disclosure report for 2009

8/3/2019 Philip S Gutierrez Financial Disclosure Report for 2009

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Rev . t~OlO FOR CALENDAR YEAR 2009 ( s U . S . C . a p p .I, Person Reporting {last nam e, fir:it, m iddle initial) "Z . Coati or O rganization 3. Date of ReportGUTIERREZ, PHILI P S. U.S. DISTRICT COURT - CEN~flLAL DISTRICI" OF CA 04/23/2010

4. Title (Article III jt~.dges indicate acti,e or senior status; 5a. Report Type {chec k appropriate lype) ! 6. Reporting Periodmagistrate judges indicate full- or p~rl-tirne)~ Nomination. Date 01 ~01/2009

U.S. DISTRICTJUDGE-ACTIVE [] Initial [] Annual [] Final to12/31/20095b. [] Amended Report

7. Chambers or Office Address 8. O n the basis of lhe Information ~ontalned in this R~por t and an ymodifi~:atlot~ per|alning #hereto, it I~, in my opinion, In compliance255 E. TEMPLE STREET with applR:able law~ and regulations.SUITE 870LOS ANGELES, CA 90012 Reviewing Off icer Date

I M P O R T A N T N O T E S : T~e instruct ions accompanying thL~ form mu~t be fol lowed. Complete al l parts,checking the NONE box for each part where you h~w no reportable information. Sign on la~tpage.

I . P O S I T I O N S . x , ~ o ~ , i ~ x i ~ a ~ i ~ . ~ t o ~ z ; , ,, r ~ 9 - t ~ o y ~ i . g instructions.)1~] N O N E (No reportable positions.)

POSITION N A M E O F O R Q A N I Z A T I O N ~ N T I T YI. President Los Angeles Criminal Justice Inn of Court

NONE (No reportable ~grcem~nt~.) ? " c-~ PARTIES AND TE~S ~ - - ~S

i. ~; "~ .....


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FINANCIAL DISCLOSUREREPORTameo,Page 2 of 8 GU TIERREZ, PIIILIP S.

[04/23/2010

A. Fliers Non-Investment IncomeNONE (No reportable non-investment income.)

DATE SOURCE AND TYPE INCOME(yours, not spouses)I.2.

3.4.

B. Spotlse~$ Noll-lnvestmellt I n c om e - t f s o u rvere married during an.}.portion of the repotling k,ear, complete this sectiou.

~ ] N ON E (No reportable non-investment income.)D A T E SOURCE AND T Y P E

I. 2009 Ontario - Montclair School District2.

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IV . R E I M B U R S E M E N T S --transportation, lodglng, food, entettai ....( I n c l u d e s t h o s e t o . ~ p o u . ~ e o , d tlpc~l,A~nt clffldrcn." ~ C p p 2 5 - 2 7 ~ f i lb ~ g i n s t ~ c t io n . ~ )~ N ON E (No rtTortable reimbu~wements.)

~ ~ LOCATION PUi~OSE ITEMS PAID OR PROVIDED1. No~hweslem ~tw Judicial 12/7/09 - 12/8/09 Chicago. Illinois Seminar Travel and lodgingEducation I rogram2.3.4.5.


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Ia m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tFINANCIAL D I S C L O S U R E R E P O R T[ G U T I E R R E Z , P I I IL 1 P S .

Page 3 of 8 o 4 a 3 a o ~ o

V . G I F T S . (Includes those to spo~,e and dependent children; see pp. 2S-31 o] filing instructions.)N O N E (No reportable g~s.)

~ DESCRIPTION ~

2.

4.5.

[] N O N E (No reportable liabilities.)CREDIrOR DESCRIPTION VALUE CODE

I. Bank of A merica Credit Card J2.3.4.


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FINANCIAL DISCLOSURE REPORT ,~ ..... f P . . . . . R e p o r l l n g [ D a t e o f R e p o r tPage 4 of 8 GUTIERREZ, PIIILIPS. I o = ~ ; ~ 0 , 0~ NONE (No reportable income, assets, or transactions.) cZ~ ........... ~.- .......

D e s c r i p t i o n o f A s s e t s ~ Income during ~ Gross value at end ]lincluding ~st assets) ~ re~aing ~ri~ / of ~aing p~

( A - H ) o r i n t . ) Code3 r e d e m p t i o n ).,. _ L ..... L_3~:~? .........1 . Bank of America Account A Interest J T

2. State Teachers Retiremen! System C Interest lv l T

3. Ontario-Montclair School Dist. 403(b),Putnam Investments4. - Pumam Equity Income Fund CI-A A Dividend J T

i 5 . - Putnam Growth Opps CI-A A Dividend J T

6. - Putnam lntl Capital Opps CI-A A Dividend J T7 . - Putnam Research Fund CI-A A Dividend J T8. Ontario-Montctair Sch. Dist. 403(b), TheBest of America IV9. - AM CENT VP ULTRA FD I A Dividend Sold 8/14/09 3

1 0 . - AM CENT VP VALUE I A Dividend J T

I 1. - DREY VIF2 APPRECIATION PT IS A Dividend J "1"1 2 . - FID VII 2 ASSET MGR PORT A Dividend J T1 3 . FID VII 2 CONTRAFND PORT A Dividend J T1 4. - NVIT INV D|~S]" MOD AGGR 2 A l)ividend J T1 5 . - NVIT MUI,T-MGR SMCAP VA L I A Dividend ,1 T

1 6 . - NVIT MULT-MGR I,G CAP GR I A Dividend 3 T B uy 8 1 1 4 / 0 9 J

1 7 . - OPP GLOB Al, SEC FUND,~A III A Dividend J T

I. Income Gain Uode~: A ~$ 1,000 or lesi H ~ $1,001 - $2,500 C = $ 2,501 - $ 5,000 D = $5,~1 - $ |5 .000 E =$15,001 - S50,600tSee Columns B I ~d D4) | : -$50.001 - $ 100,000 G ~$100,O0l - $1,000.t~OO | 11 ~ $ 1, 0( J0 ,O O I - $ 5. 00 0. 00 0 1 1 2 = M or e t ha n $ 5 ,0 0 0, 00 0


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FI NANC I AL D I S C L O S U R E R E P O R T N . . .. . t ~ , ~ r ~ o ~ R ~ p ~ a i .~ [ O a t . o f a e r , o aPage 5 of 8 G U T I E R R E Z , P I I I L IP S . 1 M , 2 3/ 2 0 1 0VII. INVESTMENTS an d TRUSTS -/ ~ ........ ~,e, t . . . . . . t io , ,. ~ ( 1 ,, c l u d e ~ t h o ~ e , ~ f x p .. .. .. . d d e p e n d e n t , h i ld r e n ; s e , p p . 3 4 - 6 0 o f f i li n g i n s t r u c t i ~ ,r ~ . )~ NONE (~ro reportable income, assets, or transactions.). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . ..- .................... ......! ..........D ~ c r i p ti o n o f A s s e t s I n c o m e d u r in g Gross vakle at end [ T r a n ~ c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d in ~ t r u s t a s s e ~ s ) r e p o r l in g p e r i o d o f r e ~ . ~ i n g p e r i o d(0 ~ (2) ~ 1 ) (~ ) (I) (2 )i Date V a l u e .P l a c e " I X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e g . . Value i Va/ue T y p e ( e . g . , : m m / d d / y ye x e m p t f r o m p r i o r d i s cl o s u r e C o d e I d i v . . r e n t . C o d e 2 I M e t ho d buy, sell ! Code 2 C~de 1 buyer/sc|lcr, A - H ~ o r i n , . , ( J - P , Code3 r e d e m p t i o n ,

..................... i {Q.W) ........

1 8 . American Funds. Fundamental lnvestors-A A Dividend J T1 9 . Lincoln Financial Group [Lincoln NationalCorp,)

2 0 . - American Funds Bond- Class Zq~ A Dividend J T2 1 . - American Funds Global Growth Inc. A Dividend J T

2 2 . - American Funds Growth A Dividend J T2 3 . - American Funds Grov, th Income A Dividend J T2 4 . Bane of A merica Investment Services, Inc.2 5 . - Janus INTECII Risk Managed Growth A Dividend K T(JR.MGX)2 6 . Janus Enterprise Class I (JMGRX) A Dividend J T

27 . - Columbia Marsico Grov.th Fund (NIVIGIX A Dividend K T28. - Eaton Vance Large Cap Value Fund A Dividend K T(EHSTX)29. - Columbi~ l .arge Cap Value Fund A Dividend K T(NVLEX)3 0 . - Goldman Sachs Mid Cap V alne Fund A I)ividcnd J T(GC M AX )3 1 . - Alger Small Cap (;roe, th Fund (ALSRX ) A Dividend J 7 "3 2 . - \Veils Fargo Advantage Small Cap A Dividend J TDisciplined (SCOVX )

3 3 . - Arti~n International Fund (ARTIX ) A Dividend K T

34. - i larbor International Fund (IIAINX ) A Dividend K T


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F I N A N C I A L D I S C L O S U R E R E P O R T s .... fP .... ReportingPage 6 of 8 GUTIERRET~, PIIILIP S. 04/23/20 l0V I 1 . I N V E S T M E N T S a n d T R U S T S - i . . . .. . . .. ~ . . , , . .. . .. . n o . s ( I n c l u d e s t h o s e ofsp ....... d d~endent children;~ e e p p . 3 4 - 60 of filing ins~uctions.)

N O N E @ o reportable income, assets, or ~ansactions.)

Des~iption of Assels ] 1 ncomc dur ing Gross value at end ~mnsactions during reposing period(including in,st ~s~ts) reposing ~od afre~ing p~od] ~1) ] ~2)

(1) {2) (1 ) [2) (3) (4) ~ 15)Pl~ce "IX )" a~cr ~ch a~t Amount Ty~ (e.g., V a l u e V a l u e Ty~ ~e.g., Date [ Value Gain Idcnt~ of

~(A-H) [ orint.) I (JP) C~e3 redempt ion) ] lU+) I(A-tl) i (ifpnvatc

3 5 . - PIMCO Tola l Return Fund (P~AX) B Dividend L T3 6 . - BlackRock H igh-Yield Bond Fund A Dividend l T(BHYAX)

37 . - Columbia Cash Rescnes (NCKXX) A Dividend J T38. Mctlife V ~iable Universal Lit~: Fixed Fund A I n t e r e s t J T


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FINANCIAL DISCLOSURE REPORT ~ .... f P ..... Reporting Date of ReportPage 7 of 8 GUTIERREZ, P I I I L I P S . 0 4 ~ 3 / 2 0 1 0V I I I . A D D I T I O N A L I N F O R N L ~ k T I O N O R E X P L A N A T I O N S.

Part VII, t.ine 26 - (_)n July 2, 2009, Jar~us Ad,,isor lvlid Cap Growth CL merged into Janus Enterprise Class I.


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F I N A N C I A L D I S C L O S U R E R E P O R TPage 8 of 8 G I J T I E ~ R E Z , ~ J t lL I P S . 0 4 / 2 3 / 2 0 ~ 0IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reporled was withheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUA L WH O KNOWINGLY A ND WILFULLY FAL SIFIES OR FALLS TO FILE T il lS REPORT MAY BE SUB JECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional cop ies to:

Comm ittee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.W ashington, D.C. 20544 I

philip s gutierrez financial disclosure report for 2009

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