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Felix T. Hong Deportment of Physiology Wayne State University School of Medicine Photovoltaic Effects in Biomembranes Re verse- Engineering Naturally Occurring Moleculur Optoelectronic De vices ioelectric phenomena are intimately re- B lated to the theory of electricity and elec- trochemistry. In 1780, Luigi Galvani discovered that electric currents appear when two different types of metals (which gener- ates a Volta potential) are brought into con- tact with a frog muscle. Galvani believed that this “animal electricity” is characteristic of living tissues (which has its physiological origin in the diffusion potential). This sparked a controversy with Allessandro Volta, who believed electricity is of inani- mate origin. As subsequently transpired in science history. they both were partly right and partly wrong. The Volta potential and the diffusion potential are now the standard sta- ples in textbooks of electrochemistry and of electrophysiology, respectively. In 1964, Kenneth Brown and Motohiko Murakami [ 11 discovered yet another kind of “animal elec- tricity.” They found that intense illumination of a monkey retina with a photographic flash lamp generated a bioelectricpotential with an ultrafast rise-time (i.e., less than one micro- second). This was an unusual finding because it was widely known that bioelectric phenom- ena originating from ionic diffusion are rela- tively slow in onset (usually with a millisecond response time). This new signal was named the early receptor potential (ERP) in order to be distinguished from a slower signal, the late receptor potential (LRP), which is also known as the a wave of the electroretinogram [2]. It was soon estab- lished that the ERP depends on the integrity of rhodopsin, the visual pigment, which is located in the photoreceptor membrane. An intense pursuit of the subject followed in the subsequent decade, but physiologists and biophysicists came up empty-handed be- cause no known physiological functions could be assigned to the early receptor poten- tial. The ERP has since been dismissed as an epi-phenomenon, i.e., an evolutionary ves- tige of no biological importance. When Ti Tien [3] demonstrated in 1968 a photovoltaic effect in an artificial bilayer lipid membrane (BLM) that contained chlo- roplast extracts, many investigators thought it was an experimental artifact, presumably caused by a localized temperature jump as a result of dissipation of the absorbed photon energy. It turned out that this photoelectric signal actually is similar to the ERP. The consensus among physiologists is that this type of photosignal is generated by light-in- duced rapid charge displacement in the pig- ment molecules residing in the membrane. We shall refer to this class of photosignals as the fast photoelectric voltage/current or the displacement photocurrent. In this article, we shall present the funda- mental principles of the fast photoelectric effect and its applications to molecular elec- tronics research. For two reasons we choose to illustrate the principles with experimental data obtained from reconstituted bacteri- orhodopsin membranes. First, bacteriorho- dopsin is one of the few biomaterials that have successfully been used as an advanced material for molecular device construction. February/Marth 1994 IEEE ENGINEERING IN MEDICINE AND BIOLOGY 0739-51 75/94/53.0001994 75

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Felix T. Hong Deportment of Physiology

Wayne State University School of Medicine

Photovoltaic Effects in Biomem branes

Re verse- Engineering Naturally Occurring Moleculur Optoelectronic De vices

ioelectric phenomena are intimately re- B lated to the theory of electricity and elec- trochemistry. In 1780, Luigi Galvani discovered that electric currents appear when two different types of metals (which gener- ates a Volta potential) are brought into con- tact with a frog muscle. Galvani believed that this “animal electricity” is characteristic of living tissues (which has its physiological origin in the diffusion potential). This sparked a controversy with Allessandro Volta, who believed electricity is of inani- mate origin. As subsequently transpired in science history. they both were partly right and partly wrong. The Volta potential and the diffusion potential are now the standard sta- ples in textbooks of electrochemistry and of electrophysiology, respectively. In 1964, Kenneth Brown and Motohiko Murakami [ 11 discovered yet another kind of “animal elec- tricity.” They found that intense illumination of a monkey retina with a photographic flash lamp generated a bioelectric potential with an ultrafast rise-time (i.e., less than one micro- second). This was an unusual finding because it was widely known that bioelectric phenom- ena originating from ionic diffusion are rela- tively slow in onset (usually with a millisecond response time). This new signal was named the early receptor potential (ERP) in order to be distinguished from a slower signal, the late receptor potential (LRP), which is also known as the a wave of the electroretinogram [2]. It was soon estab- lished that the ERP depends on the integrity of rhodopsin, the visual pigment, which is located in the photoreceptor membrane. An intense pursuit of the subject followed in the subsequent decade, but physiologists and biophysicists came up empty-handed be- cause no known physiological functions could be assigned to the early receptor poten- tial. The ERP has since been dismissed as an epi-phenomenon, i.e., an evolutionary ves- tige of no biological importance.

When Ti Tien [3] demonstrated in 1968 a photovoltaic effect in an artificial bilayer lipid membrane (BLM) that contained chlo-

roplast extracts, many investigators thought it was an experimental artifact, presumably caused by a localized temperature jump as a result of dissipation of the absorbed photon energy. It turned out that this photoelectric signal actually is similar to the ERP. The consensus among physiologists is that this type of photosignal is generated by light-in- duced rapid charge displacement in the pig- ment molecules residing in the membrane. We shall refer to this class of photosignals as the fast photoelectric voltage/current or the displacement photocurrent.

In this article, we shall present the funda- mental principles of the fast photoelectric effect and its applications to molecular elec- tronics research. For two reasons we choose to illustrate the principles with experimental data obtained from reconstituted bacteri- orhodopsin membranes. First, bacteriorho- dopsin is one of the few biomaterials that have successfully been used as an advanced material for molecular device construction.

February/Marth 1994 IEEE ENGINEERING IN MEDICINE AND BIOLOGY 0739-51 75/94/53.0001994 75

1. Diagram showing the relation of the chromophore and several key amino acid resi- dues of bacteriorhodopsin. The cylindrical shape object inserted in the bilayer lipid membrane (fence-like structure in the diagram) represents bacteriorhodopsin with its seven a-helices, A, B, C, D, E, F, and G. The cytoplasm is a t the top of the diagram. The chromophore is attached to lysine residue 216 via a Schiff's base linkage. Photoi- somerization of the chromophore causes a sudden decrease of thepK, (or rather, in- crease of thepKb) of the Schiff's base proton binding site. Aspartic acid residue 96 is the immediate proton donor to the Schiff's base proton, and aspartic acid 85 is the im- mediate proton acceptor. (Reproduced with permission from Ref. [6]).

______ 0.9 ms Ref. 14 1.3 ps 17 ps 0.06 rns

Ref. 15 25 ps 150 ps 2.4 rns 5.8 ms

Ref. 16 4.4 ps 81 1s 2.5 ms 8 rns

Ref. 17' 57 ps 1.06 rns 13 rns

Ref. 18*+ 115ps 4.5 rns

~

~

I 640 ms

Second, bacteriorhodopsin offers an un- precedented opportunity to decipher Na- ture's design principles of photosynthetic and visual apparatus: bacteriorhodopsin re- sembles a visual pigment chemically, but performs the task of photosynthesis.

Ref. 19 2 ms

Halobacterium Halobium: A Salt-Lov- ing Bacterium That Uses a Visual Pig- ment to Car ry Out Photosynthesis

Bacteriorhodopsin (bR) is the photosyn- thetic pigment of an archaebacterium Haln- bacterium halobium, whose natural habitat

1000 rns

is a salt flat [4,5]. Halobacterium halobizim contains four kinds of pigments in its mem- brane, all of which have a vitamin A alde- hyde as the chromophore (the light-absorbing element) that is the same as in the visual pigment rhodopsin. The most abundant of the four, bacteriorhodopsin. ac- tually forms a two-dimensional crystal lat- tice of hexagonal cells that constitutes the purple membrane. Like its sister molecule rhodopsin, bR is a single chain polypeptide that transverses the membrane seven times with seven %-helices [6]. Bacteriorhodopsin

14 derived trom Fig. l d in Ref. [31]

76

is essentially a light-driven proton pump; the absorbed photon energy is utilized to trans- port protons from the intracellular space to the extracellular space and thus is converted to the electrochemical energy of a trans- membrane proton (concentration) gradient (Fig. 1). Concurrent with the proton move- ment, bR undergoes a cyclic photochemical reaction (known as the photocycle) [7] (Fig. 2). A photovoltaic signal can be detected when oriented bR is reconstituted in a bi- layer lipid membrane [8]. In fact, when the membrane is illuminated with a light pulse (microsecond or less in duration), the result- ing photovoltaic signal is almost indistin- guishable from the ERP [9, 101.

The topic of the fast photoelectric effect in reconstituted bR membranes is controver- sial [ll-131. While most investigators ad- here to a common practice of decomposing the measured photosignal into several expo- nential terms, there are not any two groups in agreement with regard to the relaxation time constants (Table 1). The molecular in- terpretation of the measured signal is de- pendent on the detail of the photocycle. When the photocycle underwent a major overhaul recently [7], the molecular inter- pretation had to be revised.

In this article, we shall describe an alter- nate approach that is not dependent on the photocycle, but which constitutes an inter- marriage of electrophysiology and electro- chemistry. We believe a more coherent picture will emerge with this approach than was evident with the conventional approach. An additional advantage of our combined electrophysiological and electrochemical approach is its generality. While a specific model must be concocted for each particular

I

2. An improved model of the photocy- cle. The photointermediates represented by J, K, L, MI, M2, N, and 0 have char- acteristic absorption maxima and kinet- ics. Most of the reactions are reversible, but MI + M2 is preferential in the for- ward direction. (Reproduced with per- mission from Ref. [7]).

IEEE ENGINEERING IN MEDICINE AND BIOLOGY FebruorylMarch 1994

photosystem, our general model is applica- ble to the photoelectric effect of all pigment- containing membranes (201.

Two Types of Light-Induced Charge Separation

Photosynthesis, Nature's way of solar energy conversion, involves the conversion of photon energy into chemical energy by first storing the energy in the form of charge separation. That energy will be dissipated when charges recombine. The task of photo- synthesis (solar energy conversion) is to convert this temporarily stored energy into a more stable form so that it will not be dissi- pated immediately as heat. Nature's solution is to store this energy as an electrochemical gradient either across the plasma membrane that forms the boundary of a cell or across the membrane that lines an intracellular or- ganelle (e.g.. the thylakoid membrane of chloroplasts). At first glance, it is similar to mankind's solution of storing electric en- ergy in a capacitor (condenser), but in detail it is much more sophisticated.

Thus, Nature's goal is to separate the charges across the membrane, which is a reasonably good insulator that minimizes excessive (internal) charge recombination. When the charges are allowed to recombine via an outer circuit loop, the dissipated en- ergy can then be used to form energy rich chemical compounds such as ATP (adeno- sine triphosphate) (in all cases of photosyn- thesis and the purple membrane) or NADPH (in the case of photosynthesis in green plants and cyanobacteria), or used directly to power a bacterial flagella, which a molecular motor. Hence, not only the separated electric charges stored on the membrane condenser are available for ATP synthesis, but also the chemical energy in the from of a transmem- brane pH gradient can be tapped for that purpose. Space does not permit a detailed description of various photosynthetic sys- tems. Interested readers are referred to standard reviews in the literature [21-231. A simplified account. with molecular electron- ics applications in mind, will be given here.

Typically, the thickness of a biological membrane is about 60 A. There is no possi- bility of biological charge separation of that magnitude to be accomplished in a single step. In the bacterial reaction center, charge separation takes place in a relay fashion via a series of electron donors and acceptors. Electrons are transferred over a short dis- tance in each step, but together they manage to span the thickness of the membrane. In each of these steps, the separated charges have the option of either recombining with each other or relaying the separated charge to the next step in the form of coupled con- secutive charge transfer reactions (Fig. 3).

Periplasm , Membrane

~

Cytoplasm

H , O

- H,O

Cytoplasm Space

Membrane Phase

Extracellular Space

3. Coupled consecutive charge transfer reactions in the bacterial reaction center (a) and in bacteriorhodopsin (b). (a) The primary electron donor is the "special pair" (SP). BCh, BPh, QA, and QB stand for monomer bacteriochlorophyll, bacteriopheophytin, quinone A, and qui- none B, respectively. Cyt b/ci and Cyt c2 are mobile cytochromes in the membrane phase and the aqueous phase, respectively. Cyt is the fixed cytochrome of which four exist but only one is depicted for the sake of simplicity. The solid arrows indi- cate the direction of forward reactions. Reverse reactions are not shown. Dotted ar- rows indicate diffusion of mobile charge carriers. The consecutive charge transfer reactions are coupled in the sense that the reactant of a reaction comes from the product of the preceding reaction and the product of the reaction becomes the reac- tant of the subsequent reaction. Notice that electrons are transported from the perip- lasmic side to the cytoplasmic side. However, the net result is the transport of equivalent protons in the opposite direction. This is accomplished by the reaction of quinone QB, which binds two electrons and two protons and becomes a neutral car- rier so that an electron and a proton are cotransported from the cytoplasmic side back to the periplasmic side. QB thus converts an electron current to a proton cur- rent. (Reproduced with permission from Ref. [24]). (b) The exact proton transport pathway is presently unknown. Only five binding sites are depicted for simplicity. A3 is the Schiff's base proton binding site. I t is un- derstood that the Schiff's base is neutral when unprotonated and is positively charged when protonated. A2 is Asp96 and A4 is Asp85, as shown in Fig. 1. Only A3 -+ A4 is shown to be light-driven. In reality, there are more than one light-driven steps. (Reproduced with permission from Ref. [25])

Februory/Marth 1994 IEEE ENGINEERING IN MEDICINE AND BIOLOGY 77

The competition between these two options is an important factor in determining the conversion efficiency.

These individual charge movements will generate a photoelectric signal. If charge recombination were the only option, there would be no net charge transport and a ca- pacitative signal will be observed (which we shall call the AC photoelectric effect). If charge recombination could be ignored and only continuation of forward charge transfer could be possible, then a net charge transport and a DC signal would be observed (called the DC photoelectric effect). In real life, both AC and DC photoelectric signals are pre- sent. The AC photoelectric signals will be the dominant feature when a short light pulse is used to initiate the charge transfer, whereas the DC photoelectric effect will be- come evident if steady illumination is main- tained to allow a steady state to be established. That the ERP is an AC photo- electric signal was established by an impor- tant finding of McGaughy and Hagins in the late 60s [26]. They found that the photocur- rent, l( t) , associated with the ERP satisfies the condition of a zero time-integral:

roo

J I ( t ) dt=O 0 [ I 1

This means that, most, if not all, of the charges that have been separated sub- sequently recombine. It turns out that all fast photoelectric signals are a manifestation of the AC photoelectric effect. We shall hence- forth restrict our discussion to the AC pho- toelectric effect.

For the sake of understanding fast photo- electric signals, we need only consider two types of charge separations (Fig. 4). De- pending on the environment where charge separation takes place, a charge recombina- tion can follow either simple first order ki- netics or second order kinetics. For the initial light-induced charge separation in a chloro- phyll-based photosynthetic reaction center and perhaps also in bacteriorhodopsin and in rhodopsin, the separated charges are con- fined to the membrane phase and the recom- bination is most likely to be a first order process. This is because the space charge concentration inside the membrane is so small and its diffusive mobility is so slow that the separated pair of charges remain correlated all the time. This process gener- ates a transient array of electric dipoles in- side the membrane, and is referred to here as the oriented dipole (OD) mechanism [27]. That these transient dipoles are oriented with respect to the membrane is a consequence of the fixed and asymmetric orientation of the photopigments. One further consequence is the generation of an externally measurable

IPT Mechanism

aqueous membrane aqueous

E.

OD Mechanism

aqueous membrane aqueous

n CtT

common irreducible equivalent circuit

I

4. Interfacial proton transfer (IPT) and oriented dipole (OD) mechanisms of light-in- duced rapid charge separation and recombination. The diagrams are self-explana- tory. The charge density profiles are also shown. The two equivalent circuits are derived from a Gouy-Chapman electrostatic calculation. Cd and C, are the double layer capacitance and the geometric (dielectric) capacitance, respectively. E'p is the photoemf source with an internal resistance Rp. Both equivalent circuits can be re- duced to the same irreducible equivalent circuit shown at the bottom. C, is chemical capacitance, which is a composite of Cd and C,, similar to the membrane capaci- tance Cm (not shown) but of different physical connections. (Reproduced with per- mission from Ref. [27]).

capacitative current that accompanies the process of charge separation and recombina- tion.

A second type of charge separation oc- curs at the membrane-water interface. When a proton is taken up by the photopigment or the reaction center complex, its counter-ion must be left behind in the adjacent aqueous phase. The separation of charges across the membrane-water interface leads to polariza- tion of the immediate vicinity of membrane surfaces, known as the diffuse electrical double layers. Because of the abundance of ions in these layers and because of their high diffusive mobility in water, the separated pair of charges become rapidly de-correlated with each other. That is, in the subsequent

charge recombination caused by the reverse charge transfer reaction, the pair of charges that recombine is no longer the same as the pair that separates. Therefore, the recombi- nation will follow either a second order or a pseudo-first order kinetics. This is an impor- tant feature that allows the second mecha- nism, which we shall refer to as the interfacial proton transfer (IPT) mechanism [27], to be differentiated from the oriented dipole mechanism.

Both mechanisms of charge separation described above will satisfy the zero time- integral condition, because the amount of separated charge is exactly equal to the amount of recombined charge. Our next task is to link these two molecular models to

78 IEEE ENGINEERING IN MEDICINE AND BIOLOGY Februory/Morth 1994

macroscopically measured electric signals. Since conventional electrophysiology util- izes equivalent circuits to characterize the bioelectric phenomenon being studied, the task can be accomplished if an equivalent circuit can be derived from either model.

Charge separation will generate an elec- tric field in the vicinity of the membrane, which in turn will affect the distribution of ions in the adjacent aqueous phase. The al- teration of ion distribution in the vicinity of the membrane will generate an additional electric field, which is then superimposed onto the field generated by charge separa- tion. Since all of these processes are time-de- pendent, the calculation can be quite involved. Fortunately, it turns out that the redistribution of ions in the aqueous phase is infinitely faster than the charge separation and recombination inside the membrane. For all practical purposes, the ion distribution in the diffuse double layers can be regarded as being always in (quasi-)equilibrium. On the other hand, charge redistribution inside the membrane as a result of coulombic interac- tions is infinitely slower than the fast photo- electric effect , and can therefore be completely ignored. This peculiar situation leads to substantial simplification of the problem; the kinetic calculation of charge separation and recombination can be carried out independently of the electrostatic calcu- lation. The latter calculation is prescribed by the standard procedure of the Gouy-Chap- man diffuse double layer theory, a detailed analysis having been published elsewhere

The result of the calculation, re-inter- preted in terms of lumped circuit elements, is shown in Fig. 4. The equivalent circuits for the two models are slightly different. Both circuits contain a photocurrent source (photoemf, Ep(f)) , which is located either at the membrane-water interface (IPT mecha- nism) or inside the membrane (OD mecha- nism). The injection of photocurrent, i.e, charge separation, leads to charging of three elementary capacitors: a geometric capaci- tance, Cg, (formed by the membrane dielec- tric) and two double layer capacitances, c d . The charging patterns matching the space charge density profiles are also shown in the diagram.

Though the equivalent circuit for the IPT mechanism is different from that for the OD mechanism, both are equivalent to the same irreducible equivalent circuit, shown at the bottom of Fig. 4. Consequently, the two mechanisms are electrically indistinguish- able. The differentiation then must rely on chemical kinetic analysis, as indicated above.

In the irreducible equivalent circuit just mentioned, there is a capacitor, C,, which is

[27-291.

Februory/Morth 1994

positioned between the photosignal source, Ep, and the external circuit. In the jargon of electric circuit analysis, the capacitor, C,, is connected in series with the photovoltage source, Ep, and the latter is AC-coupled to the outside world. The presence of this series capacitor was quite puzzling to investigators in the field. because electrophysiologists have become used to the notion of a mem- brane capacitor by the analogy that the mem- brane material (phospholipid) serves as the insulator interposed between two plates of a parallel plate condenser. Yet, our analysis insists that Cp is physically distinct from the conventional membrane capacitor, Cm (see Fig. 5) . For this reason, we gave Cp a distinct name, chemical capacitance [30]. Several review papers have been published to ex- plain this sticky point [12,29,31]. Here, we shall only demonstrate the effect of having these two capacitors in the generation of the fast photoelectric signals, and how some otherwise puzzling experimental observa- tions can be readily reconciled.

Equivalent Circuit Analysis The most important effect due to the

presence of Cp is that the externally ob- served photosignal will have a different time course of relaxation depending on whether the photosignal is measured under an open circuit or a short circuit condition. An open circuit condition means that the measuring circuit draws negligible current from the membrane and the condition is fulfilled if the so-called access impedance, Re, (the imped- ance interposing between the measuring de- vice and the membrane system) is much larger than the source impedance (the intrin-

sic impedance of the photosignal source). On the other hand, a short circuit condition means that the measuring device provides a preferential pathway for the photo-induced current to complete a round-trip, and the condition is fulfilled if the access impedance is much smaller than the source impedance. However, a short-circuit measurement of the fast photoelectric signal can be tricky. Be- cause of the series capacitance C,, the source impedance is much reduced at the time scale of its relaxation (MHz); the source imped- ance may decline from its DC value (approx. R,, typically, lo7 or IO* Q) to its value at 1 MHz (approx. Rp, typically 60 kn) .

Thus, it is possible that an attempted short circuit measurement of the fast pho- tocurrent using current amplifiers designed for low frequency applications (typically with an input impedance of 100 kQ) may turn out to be inadvertently an open circuit measurement. The commonly observed first derivative relationship between the meas- ured photocurrent and the measured photo- voltage [32] is tell-tale evidence indicating that the intended short circuit measurements were actually made under near open circuit condition (see p. 222 in Ref. [ZO]). Most of our photocurrent measurements were car- ried out with an access impedance that is comparable to the source impedance in the MHz range (Re = 40 kn) . We routinely include the finite non-zero access impedance in the analysis.

By allowing the access impedance to vary from zero (ideal short circuit condition) to infinity (ideal open circuit condition), an analysis of the equivalent circuit in Fig. 5 allows us to determine how the waveform of

Measuring Device -

Pigmented Membrane

5. Equivalent circuit representing interaction of the photoemf source, the inert mem- brane RC network and the measuring device. R,, the access impedance, is the combi- nation of the input impede ance, the electrode impedance and the impedance of the intervening electrolyte solution. (Reproduced with permission from Ref. [201).

IEEE ENGINEERING IN MEDICINE AND BIOLOGY 19

-pass filter with a m e

t nor short circuit, but actually h

TIME (MICROSEC)

0 5 10 15 20 25 30 35 40 45 50 TIME [MICROSEC)

0 5 10 15 20 25 30 35 40 45 5( TIME (MICROSEC1

80 IEEE ENGINEERING IN MEDICINE AND BIOLOGY Februory/Morch 1994

the photosignal would evolve as the passive relaxation time constant, T ~ , is varied [20]. Incidentally, the value of Z~ can be short- ened either by an external short-circuit (re- duced Re) or by an internal short-circuit (reduced Rn, as a result of action of some ionophores; typical value of Rm in BLM is IO9 R; for Teflon support films, Rm exceeds 10'6fi]. The result is summarized in Fig. 6.

In the case of an idealized short circuit measurement, the photocurrent surges to a sharp peak upon illumination, representing charge separation. The signal is seen to re- verse polarity upon cessation of illumina- tion, which represents the preponderance of charge recombination. The exponential de- cay follows the simple first order or pseudo- first order charge recombination process. We must point out that the relaxation kinet- ics are determined solely by the chemical relaxation process of charge recombination. The electric parameters, Rm and C,, of the inert supporting structure (lipid membrane] have no effect. This is of course because of the ideal short circuit condition, which al- lows the photocurrent to proceed exclu- sively to the external measuring circuit.

However, this current flow would not be the case if the short circuit condition is less than perfect. A fraction of the photocurrent would then be diverted to partially charge the membrane capacitance. Cm. The relaxa- tion would involve the interaction of two RC circuits, containing Cm and C, , respectively, plus other resistive elements; thus, it will be a bi-exponential process in general. In the extreme case of an idealized open circuit measurement, when all of the photocurrent proceeds to charge C , , the relaxation would be dominated by the RC time constant (RnICtn) (see Sidebar 1).

Component Analysis of the ERP-Like Signal from Reconstituted Bacteri- orhodopsin Membranes

The above described behavior is ex- pected in a conventional device consisting of a photocurrent source that is embedded in an inert supporting thin film structure with its characteristic RC features. Here we must point out that the above model was devel- oped for the idealized case of a single step of charge separation, followed by a simple first order or pseudo-first order process of charge recombination. In real life, bR has a complex photochemical scheme, and the bacterial reaction center has a scheme of multiple steps of charge separation/recombi- nation (Fig. 3). There is no hope of quanti- tatively testing the validity of the equivalent circuit unless we develop methodology to isolate a single step of charge separation that gives rise to a pure photocurrent component.

FebruarylMorth 1994

BRIEF PULSE STIMULATION LONG RECTANGULAR PULSE STIMULATION

-+ I

H, > 0

7,- 7.. > n

e.g., Q ~ -'

6. Relaxation time course of a pulsed light induced photoelectric signal with a single component. Responses to both a brief light pulse and to a long rectangular light pulse are shown, but only the former is discussed in the text. The parameter Tm is the characteristic RC relaxation time of the system which depends on Rm, Re, and Cm shown in Fig. 5. Tmc is the critical value around which the time course is changed from monotonic to biphasic and vice versa (not discussed in the text). See text for further explanation. (Reproduced with permission from Ref. [ZO]).

Through the combination of several membrane reconstitution methods, we were able to make such an isolation. In bR con- taining membranes, we identified at least three individual components, which we named B1, B2 and B2'. Experimental evi- dence suggests that the BI component is most likely caused by intramolecular charge separation of the oriented dipole type that accompanies the electronic excitation of the chromophore and its subsequent photoi- someriazation (see below). This component has an unresolved rise-time and has an al- most negligible temperature dependence. This signal is analogous to the Rl compo- nent of the ERP, which is known to persist at low temperatures. A second component, B2, is analogous to the R2 component of the ERP. Both the B2 and the R2 components are temperature-sensitive and can be revers- ibly inhibited by low temperatures (OOC). Experimental evidence suggests that B2 and R2 are generated by proton uptake from the cytoplasmic aqueous phase and the sub- sequent proton release (into the same cyto- plasmic aqueous space), i.e., they are generated by means of the interfacial charge (proton) transfer mechanism. A similar third component, B2'. which has no known coun- terpart in the ERP, is generated by the inter- facial proton release to the extracellular space and its subsequent re-uptake [33).

If bR is reconstituted into a genuine BLM. all three major components. B I , B2 and B2', can be observed. If an oriented layer of purple membrane is attached to a thin Teflon film (6.35 pm in thickness) accord-

IEEE ENGINEERING I N MEDICINE AND BIOLOGY

ing to a method developed by Trissl and Montal [9] (similar to the Langmuir- Blodgett technique), then the B2' compo- nent is suppressed because the extracellular surface of the purple membrane is pressing against the supporting Teflon film; only B 1 and B2 are observable. My colleague, Ting Okajima, further modified the Trissl-Montal method and formed multiple layers of ori- ented purple membranes on the Teflon film [ I I] . She further allowed the multilayered film to air-dry for at least four days. The resulting thin film assembly, when rehy- drated and mounted in a chamber, exhibits a photosignal that has almost no temperature dependence (see Sidebar 2). This latter sig- nal is consistently in quantitative agreement with the equivalent circuit. For this and other reasons, we identify this signal as the pure B 1 component. This signal can be superim- posed, after normalization, with the com- puted signal based on the equivalent circuit. A couple of comments are in order. First, all the input parameters are determined by ex- perimental measurements, and there is no free parameter to adjust. Second, although the signal relaxes in two exponential time constants, deconvolution allows for the re- covery of a single exponential relaxation time constant T ~ , 12.3 k 0.7 p, that is inde- pendent of the access impedance or the Tef- lon film thickness [I I ] .

We have recently developed a method to isolate a pure B2 component [36], but we have not yet carried out a detailed equivalent circuit analysis for this component. How- ever, the behavior of B2 is drastically differ-

81

20 30 40 50 60 70 ao eo io0

IEEE ENGINEERING IN MEDICINE AND BIOLOGY Februory/Morch 1994

-

ent from that of B l . Many experimental parameters, such as pH, ionic strength, and proton/deuterium ion exchange, affect B2 exclusively but not B1 [33]. These clear-cut differences suggest that our signal decompo- sition is consistent with separation of the underlying molecular processes. These quantitative and semiquantitative results, when taken together, strongly suggest that the B2 component is almost certainly gener- ated by the interfacial charge (proton) trans- fer mechanism. In this regard, we have previously studied a model membrane sys- tem with a pure photosignal component aris- ing from a pulsed light induced interfacial electron transfer under a pseudo-first order regime [28,30]. We have shown that such a signal is indeed in agreement with the equivalent circuit, and the second order rate constant of the reverse interfacial electron transfer (charge recombination) can be de- termined from such an analysis.

Demonstration ofthe existence ofthe B2’ component requires the use of a genuine BLM as the supporting matrix for the ori- ented bR molecules. This can be accom- plished by means of either the method developed by Dancshizy and Karvaly [37] or the method developed by Drachev, et al. [38]. However, differentiation between B2 (intracellular proton uptake) and B2’ (ex- tracellular proton release) may be trouble- some because both components are generated by the interfacial proton transfer mechanism, and hence will exhibit the same polarity and perhaps even similar pH de- pendence. The differentiation between B2 and B2’ can be achieved, however, on the basis of kinetic analysis. Referring to the scheme of coupled interfacial proton trans- fer reaction, we suspect that the transmem- brane coupling may be slower than the interfacial processes of proton binding and release. If so, the two interfacial processes will become essentially chemically decou- pled during the time course of interfacial charge recombination. This consideration is formulated as the concept of local reaction conditions [39]. Interfacial proton transfer processes at each membrane surface will be sensitive to the pH in the adjacent aqueous phase but not to the pH at the opposite side of the membrane. Thus, if the intracellular pH and the extracellular pH are varied inde- pendently, B2 and B2‘may be differentiated. In Fig. 7, it is evident that the negative peak of the photosignal can be reversibly inhib- ited by lowering the intracellular pH, as ex- pected from the known behavior of the B2 component. If, however, the extracellular pH is lowered while the intracellular pH remains low, a negative peak with a faster decay appears instead. We interpret this lat-

Februory/Morth 1994

~~ ~ ~

Cytoplasm Extracellular

SIGNAL 1 PH 7 PH 7

PH 0 PH 7 SIGNAL 2

PH 0 SIGNAL 3

8 a I I I

0 200 400 600 aoo 1001 TIME (MICROSEC)

The “differential” experiment showing the existence of two components of photosig- nals, due to proton uptake and release, respectively, at the two membrane-water in- terfaces. See text for explanation. Reproduced with permission from Ref. [33]

ter negative peak as the B2‘ component be- cause of its extracellular origin and because of the pH dependence that is opposite to that of the B2 component: low pH enhances rather than inhibits B2’.

Lessons Learned from the Equivalent Circuit Analysis

The analysis presented above constitutes a major departure from the conventional practice of decomposing a pulsed light in- duced relaxation signal into a number of exponential components by curve fitting. It is readily seen that the conventional ap- proach is incompatible with both the condi- tion of a zero time-integral and the fundamental interpretation of the fast photo- electric signal as charge separation and re- combinat ion. A single exponent ia l component of the photocurrent can never satisfy Eq. I . meaning that the separated charges never recombine. Therefore, the conventional approach violates the defini- tion of the capacitative (AC) photocurrent that it intends to describe.

Despite the controversial nature of the topic, our line of thinking and our interpre- tation of the ERP-like photosignals are actu- ally in conformity with conventional practices in electrical engineering. For ex- ample, the effect of varying the access im- pedance is not surpr is ing. Many microelectronic devices are configured as thin films. The performance of a signal gen- erator so configured is expected to be af- fected by different external loading conditions. Since every signal generator has a finite and non-zero source impedance, the signal waveform ought to vary while the

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loading condition changes from an open cir- cuit (no load) condition to a short-circuit (maximum load) condition. This obvious ef- fect, while responsible for the variability of reported kinetic data in bR thin films, has not been generally recognized in the community of bacteriorhodopsin research until fairly re- cently. Using the Langmuir-Blodgett tech- nique to deposit oriented bR on IT0 (indium tin oxide) electrodes, Ikonen, et al. [40], have correlated the variations of decay time constants of the fast photosignal to the changes of the loading resistance.

As a corollary, variations in the thin film structures are expected to affect the relaxa- tion time course. For example, using Teflon films of different thickness to reconstitute bR. we observed differences in the apparent relaxation time coursec [41]. Yet, when the measured signals were de-convoluted in ac- cordance with our equivalent circuit, the same first order charge recombination time constant was obtained regardless of the thickness of the Teflon film. This result dem- onstrated that the deconvoluted time con- stant is more fundamental than the apparent signal relaxation time.

Our results and interpretation also dem- onstrated that there is no fundamental differ- ence between bioelectric signals generated by bR and inanimate electric signals gener- ated in conventional microelectronic de- vices: they appear to obey the same physical laws. There is, however, one important dif- ference: it is possible to modulate the bioelectric signal by virtue of its chemistry. In the section below, we shall reinforce this claim by demonstrating that standard chemi-

83

Sidebar 3 ‘Apparent Paradox’

Wld Type bR Thin Film

-20 -I

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&I -20 0 20 40 60 80 100 120 140 160 180 200

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(c)

cal kinetic analysis has a place in the analysis of the AC photoelectric effect.

Resolving the Apparent Lack of pH Dependence of the R2 Component

The peril of interpreting open-circuit photovoltage data without regard to the vari- ation of the access impedance is further ex- emplified by the elusive pH dependence expected of an interfacial proton transfer reaction that exists in bR membranes, but which has not been evident in open-circuit data [9]. This same consideration also ap- plies to rhodopsin.

It has been known for a long time that the R2 component of the ERP appears and de- cays with the same time course as the forma-

tion and disappearance of metarhodopsin I1 from its precursor, metarhodopsin I 1421. It is also known that this reaction in the rho- dopsin photobleaching sequence involves the net uptake of a proton from the aqueous phase [43]. These known facts are actually consistent with the assignment of R2 to an interfacial proton transfer mechanism be- cause the net uptake of one proton from the adjacent aqueous phase takes place during the metarhodopsin I + I1 reaction. Such a mechanism had been considered by Cone [44] and by Ostroy [45] but was later aban- doned presumably because the expected pH dependence of the R2 component could not be demonstrated experimentally. Thus, the conventional wisdom has attributed the ERP

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solely to the oriented dipole mechanism. For similar reasons, the ERP-like signal from reconstituted bR membranes has also been attributed to this same mechanism.

This “apparent paradox” can be readily reconciled by means of the present analysis. Referring to Fig. 6, the measured signal re- laxation time courses do not reflect the in- trinsic molecular kinetics except under a strictly short circuit condition. Figure 6 also indicates that under open circuit conditions, a single charge recombination process will appear as two exponential decays: the fast decay time constant is about half of the true relaxation time constant, and the slow decay time constant is equal to the RC relaxation time constant [20]. A survey in the literature

February/Morch 1994

reveals that the ERP data were almost exclu- sively recorded under open circuit condi- tions, and most reported the relaxation time course in the range from milliseconds to seconds [27]. Apparently, the fast decay constant, which takes place in the microsec- ond range, was not recorded because of lim- ited time resolution. It is understandable that the slow decay component, which reflects nothing but the RC relaxation of the mem- brane, does not reveal a pH dependence, as expected by kinetic analysis, except at ex- tremely high or low pH. While Trissl attrib- uted the latter effect to the existence of pKa of an ill-defined molecular process [32], we attributed the effect to an inappropriate pro- cedure of signal decomposition, inherent with the conventional approach (see Side- bar 3).

Concept of Intelligent Materials The “differential” experiment described

in an earlier section was motivated by a consideration of the law of mass action (see Sidebar 4). However, the result of the “dif- ferential” experiment runs diametrically op- posi te to the predict ion. A s imple consideration of the law of mass action pre- dicts the following. Prolonged proton pump- ing by light from the intracellular space to the extracellular space will lead to an in- crease of the intracellular pH and a decrease of the extracellular pH. The resultant pH changes at both sides of the membrane will enhance the reverse reactions in those do- mains. Thus, the intracellular proton uptake and the extracellular proton release will be retarded. Therefore, the proton pumping will eventually become less efficient; the proton concentration gradient generated by the pump will eventually exert enough “back- pressure” to compromise the pumping ac-

tion. In other words, the increase in intracel- lular pH is expected to speed up the back reaction (proton re-release) and will some- what diminish the B2 amplitude. and like- wise, the decreased extracellular pH is expected to diminish the B2’ amplitude.

The disagreement between prediction and observation forced us to consider an- other factor in determining the reaction rate, namely, the binding constant of the proton binding site. We thus reached the conclusion that the pKas of the proton binding sites are themselves pH-dependent. In other words, there exists a cooperative interaction among various proton binding sites, some of which may or may not be directly on the proton transport path. By increasing the value of the ?’KO of the intracellular proton binding site as the local pH increases, the equilibrium is shifted to the right in Fig. 3B. Similarly, by decreasing the value of pKO of the extracel- lular proton binding site as the local pH decreases, the equilibrium is also shifted in favor of the forward proton transfer. This built-in pH-dependentpKa effect has an ob- vious survival value and thus a behavior that fits the definition of an intelligent materials [46]. According to the Science and Technol- ogy Agency of Japan, an intelligent material is one that has the “ability to respond to environmental conditions intelligently and manifest their functions” [47].

Reverse Engineering the Bacterial Re- action Center and Bacteriorhodopsin

Some investigators believed that the pre- requisite for bR to work as a solar energy converter was to have at least one step of proton transfer that was irreversible. But most charge transfer reactions are accompa- nied by reverse reactions. In fact. the exist- ence of reverse reactions does not prevent

solar energy conversion from proceeding. A simple kinetic analysis indicates that the minimum requirement for coupled consecu- tive charge transfer reactions along a trans- membrane pathway to work as a solar energy converter is that one of the forward charge transfer steps be driven by light. Experimen- tal proof can be provided by a simple model membrane that consists of a membrane- bound and mobile electron donor in the membrane phase, and a transmembrane re- dox gradient formed by an asymmetric dis- tribution of water-soluble electron acceptor, potassium ferricyanide, and electron donor, potassium ferrocyanide. Light causes elec- trons to be ejected from the membrane bound pigment, magnesium porphyrin, to the aqueous electron acceptor. Continuous illumination allows electrons to be trans- ported from the donor-rich side of the aque- ous phase to the acceptor-rich side. We have shown that coupling of the two interfacial electron transfer reactions is mediated by the transmembrane diffusion of the mobile pig- ment and its oxidized species, magnesium porphyrin monocation [28]. However. the prominent reverse electron transfer reaction does compromise the efficiency of such an electron pump.

Thus, minimizing the impact of charge recombination is one of the primary goals in the research of artificial solar energy conver- sion. The pH-dependentp& of bR is merely one of Nature’s ingenious designs for this purpose. It is instructive to examine how the photosynthetic reaction center of Rhodop- seudomonas viridis manages to minimize the reverse charge transfer (charge recombi- nation).

Superficially, there is very little in com- mon between the bacterial reaction center and bacteriorhodopsin. The structures and

plication of the Law ansfer Reaction

ent revealed just the oppo

Februory/Morth 1994 IEEE ENGINEERING I N MEDICINE AND BIOLOGY 85

100

50

- E 3 0 1- U

-50

-1 00

0

-1 00 Y - E 3 (Jj -200 a

-300

100

- E

2- 2 50

0

N ii reaction coordinate

(4

reaction coordinate

(b)

reaction coordinate

(c)

8. Enthalpy (a), entropy (b), and free energy (c) changes relative to bacteriorhodop- sin during the photocycle. The greatest free energy and entropy changes occur at thc transition from M I to M?. (Reproduced with permission from Ref. [7]).

the chemical constituents are quite different. However, similarities begin to emerge if one examines the two photosynthetic apparatus at the level of reaction schemes. As shown

in Fig. 3, both schemes can be characterized as coupled consecutive charge transfer reac- tions. In bR, the transmembrane proton path- way arises from a series of consecutive

proton binding sites provided by amino acid side chains, such as carboxylic groups of aspartic acid or glutamic acid, or quartemary ammonium groups of arginine or lysine. In the case of the bacterial reaction center, it is electrons that are being transported across the membrane; the various prosthetic groups form an electron path known as the electron transport chain. While light-induced charge separation in the form of electron-hole pairs transports electrons from the periplasmic (extracellular) side to the intracellular side of the membrane, the net result is a transport of protons in the opposite direction.

The bacterial reaction center as an intel- ligent supramolecular structure is best illus- trated by Kuhn’s analysis [48]. He found the spatial positioning of prosthetic groups within the reaction center to be optimal for an efficient forward electron transfer and for a diminished reverse electron transfer. Spe- cifically, the goal is to separate the electron from the hole as fast and as far away as possible. Since electron tunneling can take place for only a limited distance (about 10- 20 A), the supramolecular structure evolves to include three highly conjugated mole- cules (two bacteriochlorophyll and one bac- teriopheophytin molecules). One way to enhance the forward reaction and to retard the reverse reaction i s to increase the differ- ence of free energy, i.e., to make AG more negative. However, by doing so, each and every step of electron transfers would incur an unacceptable amount of energy loss. Na- ture’s compromise is to make most of these steps highly reversible, i.e., negative but small AG. It is only after the electron has been separated from the primary donor, the “special pair,” by about 30 8, that a decrease of energy level of 0.4 eV, via vibronic re- laxation of quinone A-, is allowed to take place so as to minimize charge recombina- tion. An additional factor further retards charge recombination: the “special pair,” the monomer bacteriochlorophyll, and the bac- teriopheophytin are arranged in a curved, “banana shaped” extended n-electron sys- tem. As a consequence, charge recombina- tion by direct electron tunneling is forced to go through the o-portion of the protein moi- ety (L subunit). The alternative route of charge recombination, via the extended 7 ~ - system, must now face an “uphill” reaction due to the 0.4 eV energy loss during forward reaction, mentioned above. A comparison with the thermodynamic data recently re- ported by V6ro and Lanyi [7] reveals a strik- ing resemblance at the energetic level. As shown in Fig. 8, most of the transition be- tween various photointermediates incurs lit- tle loss of energy, with the exception of the Mi to M2 reaction, which i s the highly exo-

86 IEEE ENGINEERING I N MEDKINE AND BIOLOGY Februory/Morrh 1994

thermic. Thus, Nature seems to use the same strategy but different physical constructs to achieve the same objective.

Reverse Engineering Visual Rhodopsin and Bacteriorhodopsin

The switching step of the M I to M2 reac- tion in bR is reminiscent of the metarhodop- sin I to metarhodopsin I1 reaction in the photobleaching sequence of visual rhodop- sin. The similarity is more than superficial. Figure 8 reveals that the change of free en- ergy during the Mi to M2 reaction is pre- dominantly entropic. In other words, there is a significant conformational change. As for visual rhodopsin, the metarhodopsin I to metarhodopsin I1 reaction also involves a dramatic conformational change, causing several sulfhydryl (SH) groups to be ex- posed to the aqueous phase and the net bind- ing of one proton per rhodopsin molecule [43]. It is now well understood that the metarhodopsin I to metarhodopsin I1 reac- tion is a crucial step in visual transduction: metarhodopsin binds and act ivates transducin (a G-protein) 1491.

Activation of transducin is the initiation of the so-called cyclic GMP cascade, which sequentially leads to activation of phos- phodiesterase and to hydrolysis of cyclic GMP 1501. Cyclic GMP is the ligand of the

February/Marth 1994

sodium ion channel that keeps it open. Therefore. hydrolysis of cyclic GMP leads to closure of sodium ion channels and dimi- nution of the massive sodium ion dark cur- rent that enters the outer segment in the absence of light [51]. Diminution of this dark current constitutes the “excitation” of the photoreceptor and the late receptor po- tential. Between the absorption of a photon by rhodopsin and the onset of the late recep- tor potential, there is a 100,000 fold increase of energy, and a time interval of 1.7 ms. In other words, the ERP and the LRP take place at the opposite ends of this time interval. In addition, the ERP is a linear function of the stimulating light, whereas the LRP has a highly nonlinear light dependence. One wonders whether there is any mechanistic linkage between the two electric signals.

Recalling that the R2 component of the ERP appears at the same time as metarho- dopsin 11, and that the metarhodopsin I binds a proton to become metarhodopsin 11, we have hypothesized that R2 is generated by an interfacial proton transfer mechanism and we have predicted the appearance of a posi- tive surface potential when metarhodopsin I1 forms [27]. This prediction was verified ex- perimentally by Cafiso and Hubbell 1521, who used a spin probe to detect the surface potential.

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As revealed by a simple Gouy-Chapman analysis, the appearance of a surface poten- tial generates at the same time an intense but localized electric field (see Sidebar 5) . The transmembrane potential profile indicates that the surface potential must drop to zero in the remote region of the bulk aqueous phase. But the remote region is only at a distance of the Debye length away from the membrane surface (no more than 1 A in a physiological solution). Thus, a modest sur- face potential of SO mV is translated into an interfacial electric field of S X 1 O5 kV/m. For comparison, a transmembrane diffusion po- tential of 60 mV generates an intramem- brane electric field of only lo4 kV/m.

Furthermore, this interfacial electric field is switched on with a rise-time limited only by the rise-time of the surface potential be- cause the ionic cloud in the diffuse double layer relaxes in about 0.5 ns in 0.1 M NaCl or about 0.05 ns in 1 M NaC1. Thus for all practical purposes, the interfacial electric field rises with the formation of metarhodop- sin I1 or the appearance of R2. An intense but localized electric field provides a good switching mechanism for visual transduc- tion. However, in order for a surface poten- tial based switching mechanism to work for visual transduction, the proton binding must take place at the cytoplasmic side, i.e.. at the

a i

I I U

Electrolyte Bilayer

(a1

Electrolyte

Time

(b)

9. (a) An experimental prototype showing photogating of an ionic current in an arti- ficial BLM. The BLM contains magnesium octaethylporphyrin, which is lipid-sol- uble (3.6 rnM). The aqueous phases contain the electron acceptor, anthraquinonesulfonate, in equal concentrations on both sides (0.1 mM). Tetra- phenyl borate ions, B-, are partitioned into the membrane at the region of polar head groups of the lipid, the so-called boundary region. Photoactivation of rnagne- sium octaethylporphprin generates two symmetrical positive surface potentials (or rather, boundary potentials), which increases the surface concentration of B-. (b) The photocurrent induced by photoexcitation from a laser pulse delivered at the time indicated by the arrows. The upper and lower traces represent ionic currents when a +40 mV and a -40 mV potential are applied across the membrane, respec- tively. (Reproduced with permission from Ref. [57]).

C-terminus side of rhodopsin, where bind- ing and activation of transducin takes place. The test of this crucial criterion was pro- vided by the work of Ostrovsky and his colleagues [54].

Using a pH indicator dye and using an affinity chromatographic method to prepare two kinds of rhodopsin containing phos- pholipid vesicles: one with the correct orien- tation of rhodopsin and the other with the

inverted orientation, Shevchenko. et al. [53, 541 found that the proton binding during metarhodopsin I to metarhodopsin I1 reac- tion takes place at the cytoplasmic side. Fur- thermore. there is no proton release at the N-terminus side of rhodopsin.

The finding of Ostrovsky's group is con- sistent with a surface-potential-based switching mechanism for two reasons. First, the positive surface potential appears in the

88 IEEE ENGINEERING IN MEDICINE AND BIOLOGY

right place and at the right time. Second, the fact that the interfacial proton transfer occurs at both membrane surfaces in bR but only at the cytoplasmic surface in rhodopsin is con- sistent with their respective roles of light energy converter and light signal transduc- tion. Cytoplasmic proton uptake and ex- tracellular proton release are two obligatory steps in proton translocation. In contrast, the presence of a proton uptake mechanism without a proton release mechanism on the opposite side of the visual membrane pre- cludes this membrane's possible function as a proton pump, and therefore, as a light energy converter. But Nature never meant to design the visual membrane as a light energy converter, anyway. With the built-in ampli- fication mechanism outlined above, the pho- ton acts merely as a trigger to unleash the energy previously stored as a transmem- brane sodium ion gradient. As explained above, a surface potential-based trigger mechanism suits the purpose well. In addi- tion, a surface potential-based de-activation mechanism may also be involved in visual transduction. This mechanism may be im- plemented by light-induced phosphoryla- tion of rhodopsin at its cytoplasmic domain. The phosphorylation results in the appear- ance of a striking negative surface potential, because there are nine amino acids residues (threonine or serine) that are photophospho- rylated [55] . We further point out that there are no comparable events in bR.

A surface-potential based mechanism is presently speculative, but the work of Drain, et al. [56, 571 demonstrated that such a mechanism is experimentally realistic. These investigators studied the ionic con- duction across an artificial lipid bilayer membrane when lipid-soluble tetraphenyl- borate ions are under the influence of an applied transmembrane potential (Fig. 9). The ionic conductivity is, in part, dependent on the (local) surface concentration of tetra- phenyl borate ions. A switching mechanism similar to which we proposed for rhodopsin was set-upin themembrane by light-induced electron transfer from the membrane-bound magnesium porphyrin to an aqueous elec- tron acceptor that resides in the two aqueous phases in equal concentrations. A positive surface potential appears at each membrane surface upon illumination with visible light, but no photovoltaic effect can be detected because of the cancellation of two equal interfacial electron transfers with opposite polarities. The appearance of this positive surface potential coincides with the sudden increase of ionic conductivity, as monitored by the transmembrane current carried by tetraphenyl borate ions. If the lipid-soluble ion that carries the transmembrane current were positively charged, the light-induced

Februory/Morrh 1994

positive surface potential would lower its surface concentration. and consequently would cause a sudden reduction of ionic conductivity. This latter prediction was in- deed verified by a similar experiment with tetraphenylphosphonium ions replacing tetraphenyl borate ions.

Bacteriorhodopsin as an Advanced Bioelectronic Material

Bacteriorhodopsin is an excellent ad- vanced material for molecular electronics. Most prototype bR-based bioelectronic de- vices exploit the rapid rise-time of this ma- terial’s AC photoelectric signal. Simmeth and Rayfield [58] have demonstrated the rise-time of the B 1 component to be less than 5 ps. This measurement is still limited by instrumentation available for electrical re- cording and the true rise-time could be much faster. Thus, if an ultrafast response time of a bR-based device is important, it would be better to utilize its photochromic effect. be- cause the time resolution for detection of optical signals is presently much better than for detection of electric signals [59]. There are two interesting applications of the AC photoelectric effect of bR that are not pri- marily based on fast response time.

Miyasaka, et al. [60] constructed amulti- pixel photosensor, as shown in Fig. 10. Each pixel consists of an oriented bR film attached to a transparent metal electrode and a counter electrode. The photocurrent output of each pixel is connected to a processing circuit made of conventional microelec- tronic components. A typical photocurrent response to the onset and the termination of continuous illumination. which is charac- teristic of an AC photoelectric signal, is shown in Fig. 10. Because the sensor re- sponds only to a change in the level of illu- mination, the multi-pixel sensor works as a motion detector.

Another example of devices based on the AC photoelectric effect of bR is provided by a cellular automaton network made of patches of bR, similar to the previous exam- ple [61]. However, this latter example uses a phenomenon known in the rhodopsin lit- erature as the photoreversal potential [44]. Essentially, when a rhodopsin sample is pre- pared by a previous illumination so that most molecules are in the metarhodopsin state, a subsequent illumination. using light absorb- able by metarhodopsins, converts it back to rhodopsin, and the accompanying ERP has an opposite polarity. Likewise, illumination of a sample of bR enriched with the M state by a prior illumination generates an AC pho- toelectric signal with an opposite polarity. By manipulating a network of such patches, a rudimentary cellular automaton could be constructed.

Februory/Marth 1994

An interesting device which combines both the photochromic and AC photoelectric effects has been proposed by Birge [62]. Essentially. the local electric field generated by the B 1 component is utilized to manipu- late an optical dynamic random access mem- ory (RAM) made of bR.

Role of Protein Engineering If the photochromic effect of bR can be

manipulated by genetic engineering to fine- tune its performance 1631, can the photoelec- tric signal be similarly manipulated‘? To answer this question, we used a recently developed Halobacterium hulobium ex- pression system to produce bR mutants [64]. Shown in Fig. 1 1 are the AC photoelectric signals generated in Trissl-Montal films pre- pared from four different mutants (each with a single point mutation) 16.51. All four mu- tants exhibit distinct pH-dependent patterns of the AC photoelectric signal. Such point mutations have a dramatic effect on the B2 component. Mutant D2 12N is of particular interest to us from the component analysis point of view. because the B2 component is completely absent in the range of pH from about 6 to 1 I . This latter result lends addi-

10. A motion detector constructed with bacteriorhodopsin. (Reproduced with permission from Ref. [60]). (a) Cross section of a photocell shows that bacteriorhodopsin is immobilized on a transparent electrode; (1) SnO? transparent conductive layer; (2) purple membrane LB film (typically six to 10 layers); (3) aqueous electrolyte gel laxer (200 pm thick); (4) Au layer (< 1000 A) as counterelectrode; (5) Teflon ring spacer; (6) glass substrate. (b) An IT0 (indium tin oxide) electrode patterned with 64 pixels is used for im- age-sensing. PiFels of IT0 (2.5 mm by 2.5 mm, 1000 A thick transparent layer) are two dimensionally arrayed on a glass plate; each pixel has a separate wire leading to the four edge terminals along the sides for interfacing with an amplifier circuit. (c) The photocurrent generated in each pixel by a long rectangular light pulse of about 200 ms is shown along with the light pulse. The positive spike of the “on” response and the negative spike of the “off” response are characteristic of a high-pass filter to a long rectangular pulse of applied current (see also Fig. 6). The high-pass filter is formed by the ir- reducible equivalent circuit shown in Fig. 4. Here, R, must be set to infinity because of the lack of an electrodic reac- tion that converts a proton-mediated current to an electron-mediated current.

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tional credence to our component analysis. because one component is missing but the other is essentially intact [66]. The conven- tional approach based on exponential analy- sis gives results that are more complicated and which have no clear-cut effect on the individual components [67,68].

1 2 3 4

On Light Off

(4

8 9

P I , , , , , , , , , , -20

0 20 40 60 80 100 120 140 160 180 200

TIME (MICROSEC)

(4

20 r I I // pH3.5

-20' " " " " 1 '

0 20 40 60 80 100 120 140 160 180 200

TIME (MICROSEC)

-20 0 20 40 60 80 100 120 140 160 180 200

TIME (MICROSEC)

(4

20 E- 4

4 10

6 0

z F

[r 3

h- pH 0.7

0 20 40 60 80 100 120 140 160 180 200

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(d)

11. pH dependence of photocurrents from mutant bacteriorhodopsin (a) D212N (aspartate to asparagine mutation at residue 212); (b) D115N; (c) D96N; (d) D85N. The inset in (a) shows superposition of records at pH 5.4,6.0,7.7,9.4, and 9.9, after nor- malization of the peak amplitudes. (Reproduced with permission from Ref. [65]).

Interface Problem Some investigators, who make bR de-

vices by attaching an oriented BR film to a transparent metal electrode, often wondered why the DC photocurrent could not be de- tected. In contrast, the DC photovoltage pho- tocurrent is routinely observed in a reconstituted bR-BLM exposed to two aque- ous phases. The answer lies in the conduc- tion mechanism of the DC photocurrent in bR. Unlike the bacterial reaction center, the bR photocurrent is carried exclusively by protons. Yet the metal electrode demands the conversion from a current carried by protons to one carried by electrons in the conduction band. Such a conversion mecha- nism (an electrodic reaction) is lacking in most bR-based devices. This is why the re- cord shown in Fig. 10 exhibits only the AC

photoelectric signal. In contrast, Greenbaum [69] succeeded in interfacing the photocur- rent from the photosynthetic reaction center of a blue green alga by precipitating colloid platinum onto the reaction center. He was able to record a DC photocurrent from such a preparation.

We have previously proposed a possible solution to converting the DC protonic cur- rent in bR into a conventional current carried by electrons, a method based on reverse engineering of the photosynthetic reaction center and mitochondria [70]. We point out that these organelles utilize a quinone or a quinone-like compound to convert a trans- membrane electron movement into a trans- membrane proton movement. We need only engineer this type of molecule (known as a quinoid compound) and make it suitable for

the reverse reactions, helping to convert a proton-mediated current to an electron-me- diated current (Cf Fig. 3A).

Physiological Significance of the RI Component of the ERP and Its Analog Signal in Bacteriorhodopsin

So far, we have not commented on the physiological significance of the R1 compo- nent of the ERP nor on the B1 component of its bR counterpart. Does the B 1 component represent a proton movement? If it does, then, as Keszthelyi [71] pointed out, the proton moves backward after photon ab- sorption and the forward motion occurs later. This consideration led Keszthelyi to propose a slingshot model. Photon absorp- tion causes the proton to move backward

90 IEEE ENGINEERING IN MEDICINE AND BIOLOGY February/Morth 1994

first. The uncompensated negative charge drags the positive charge (proton), which passes by in moving to the surface. This interpretation of the B 1 component in terms of proton movements, however, is not sup- ported by our experimental analysis. While the time course of the B2 component is significantly, but reversibly, affected by re- placing D20 for water with no discernible delay, there is no detectable effect on the B 1 component after an overnight exchange of DzO and water: the charge recombination time for B1 remains unchanged (within 5 percent) [ 111. Based on a theoretical calcu- lation, Birge 1621 is in favor of the interpre- tation of B 1 as a light-induced electric dipole moment accompanying the photoisomeriza- tion of the chromophore.

While the problem is not completely set- tled, the following interpretation seems rea- sonable and plausible. Since proton movement is considerably slower than elec- tron movement, Nature’s strategy is to con- vert the photon energy into electrostatic energy, temporarily, as charge separation manifested by the B 1 component [72]. This electrostatic energy is then utilized sub- sequently to drive conformational changes that eventually switch the molecule from the MI to the M2 state of bR, or from metarho- dopsin I to metarhodopsin 11. In light of this new interpretation, the slingshot model is still correct if it is interpreted metaphorically rather than literally.

Concluding Remarks The photovoltaic effect is a prominent

physical event exhibited by several photobi- ological membranes. Although these mem- branes have diverse physiological functions, the photovoltaic effect is the manifestation of their common but fundamental charac- teristic, namely light-induced rapid charge separation. The effect is macroscopically observable because the photopigments in these membranes maintain a specific orien- tation in the biological membranes. For ex- ample, the C- t e rminus in both bacteriorhodopsin and rhodopsin is located intracellularly. The specific orientation is also evident from the functional point of view; bacteriorhodopsin and the bacterial reaction center perform vectorial transport of protons, resulting in alkalinization of the cytosol. The net proton transport results in a DC photovoltage or a DC photocurrent that has a distinct polarity consistent with the direction of proton transport. These charge transport processes are not accomplished in a single step, because the membrane thick- ness exceeds the limit of distance covered by electron tunneling. Therefore, charge trans- port is divided into several steps, each cov- ering a short distance, characterized by a

general scheme of coupled consecutive charge transfer reactions. These charge transfer reactions are inherently reversible, and a fraction of separated charges recom- bine, resulting in no net charge transport. But this charge separation and recombination can also be detected macroscopically as a transient capacitative photovoltage or pho- tocurrent (AC photoelectric effect).

The AC photoelectric effect is a contro- versial subject. The conventional approach is difficult with regard to molecular interpre- tation. The present article describes an alter- native approach to signal decomposition, starting from a simple but physically realis- tic molecular model. By combining electro- chemistry and electrophysiology in the analysis, we are able to derive an equivalent circuit that links the experimentally meas- ured macroscopic signal with the underlying molecular kinetics. In our analysis, electron transfer and proton transfer are treated as mechanistically equivalent, and the equiva- lent circuit model is generally applicable to different types of vectorial charge transfer in membranes or in supported thin films with embedded pigments [20]. Thus, the inter- facial proton transfer mechanism can be gen- eralized to the interfacial charge transfer mechanism, and is applicable to interfacial electron transfer [28] and to interfacial chlo- ride ion transfer [73]. Our approach offers a coherent and consistent interpretation that is not dependent upon any particular photo- chemical schemes. In contrast, the conven- tional approach requires that a specific model be concocted for each particular ex- perimental system, and that the model be modified whenever the photochemical scheme is refined and modified.

The fundamental principle of the AC photoelectric effect was developed with an artificial membrane that contains magne- sium porphyrin. Nonetheless, we chose to illustrate the principle and the methodology with bR thin films, because bR shares parts of the main features of both the visual mem- brane and the photosynthetic membrane. This duality allows us to explore Nature’s secret design principles by means of reverse engineering. Specifically, bacteriorhodop- sin, as a stripped down version of photosyn- thesis, provides a clearer view of what features are essential, and what others are secondary, for a photon energy converter. This insight is not always feasible with the more complicated chlorophyll-based photo- synthetic reaction center. By analyzing the energetics, we witness astonishing similarity at a more fundamental level, which is not obvious from a superficial comparison based on structural information alone.

The striking similarity of the AC photo- electric signal from bR and from rhodopsin

also provides insights about the functional differences between a photon energy con- verter and a photon signal transducer. We propose a surface potential-based trigger mechanism for visual transduction. While the proposed mechanism remains to be tested experimentally, the principle actually worked with an artificially constructed sys- tem lacking any structural similarity. The idea of extracting a biological principle and implementing the design with an artificial system by means of either biomolecules or synthetic molecules is the essence of biomimetic science.

The astonishing design features in biom- achinery are thought to be products of trials and errors by Nature through billions of years of evolution. This thinking inspires both the emergence of biomimetic science and the concept of intelligent materials. Our survey of various photobiological systems reveals that Nature may design an intelligent molecule, such as bR, or an intelligent supra- molecular structure, such as the bacterial reaction center, with different structural lay- outs but with the same physical principles. Comparison of the ERP and the ERP-like signal in bR also suggests that Nature de- signs molecular functionality in modular forms, and that the same molecular function- ality, such as proton binding, may be config- ured in similar molecules for different purposes.

In this article, we chose to illustrate the principle underlying the AC photoelectric effect with experimental data obtained from various types of bR thin films. The unusual attention bestowed upon bR is justified by the following consideration. Bacteriorho- dopsin possesses exceptional stability [74, 751 that is suitable for device construction, and was the building block used in a number of successful prototypes. While skeptics may have a legitimate doubt whether bR- based devices will ever become commer- c ia l ly viable , bR related molecular electronics research provides an excellent proving ground to solve various technical problems that may be transferred to other types of molecular devices.

With regard to the use of biomolecules as advanced materials, we have previously pointed out that materials intelligence must be evaluated along with the intended func- tion of the molecular device. What is consid- ered intelligent in its native function may not be sufficiently intelligent for the specific application because Nature may have opti- mized the biomolecule on the basis of a different set of criteria. Thus, modifications of the molecular structure are often required for the intended applications. Fortunately, the advent of modern recombinant DNA technology makes it possible to conduct ar-

Februory/Morch 1994 IEEE ENGINEERING IN MEDICINE AND BIOLOGY 91

tificial breeding of intelligent biomolecules by forcibly providing the assembly code to bacteria, and thus greatly shortening the time required for fine-tuning the molecular de- sign.

Acknowledgements The author thanks Richard Needleman,

Michelle Petrak, and Klaus-Peter Zauner for reading the manuscripts. The author ac- knowledges the contribution of his collabo- rators: Janos Lanyi, Lowell McCoy, Mauricio Montal. Richard Needleman. The cited experimental work of Man Chang, Al- bert Duschl, Filbert Hong, Sherie Michaile. Baofu Ni, and Ting Okajima are also ac- knowledged. The experimental work was in part supported by a contract from the Office of Naval Research (N00014-87-K-0047) and a contract from the Naval Surface War- fare Center (N60921-9 1 -M-G76 1 ).

Felix T . Hong was born in Chonghua, Taiwan. He received his medical training at the National T a i w a n U n i v e r s i t y School of Medicine, Taipei, Taiwan (M.D., 1966). He received a Ph.D. in Biophysics un-

der the supervision of Professor David Mauzerall from the Rockefeller Univer- sity, New York, NY (1973).

From June 1973 through July 1977, he was Assistant Professor at the Rockefeller University. From August 1977 through Au- gust 198 1, he was Associate Professor in the Department of Physiology. Wayne State University School of Medicine, Detroit. He has been Professor of Physiology there since September 1981.

His research interest centers around membrane biophysics and photobiology. He has proposed, in his early work, diamagnetic anisotropy as the mechanism for the mag- neto-orientation effect of isolated rod outer segments and a unicellular alga Chlorella. Subsequently, he concentrated his research effort on the development of a comprehen- sive mathematical and molecular model and methodology for investigating the photo- electric effect in a model system of artificial black lipid membranes that contains magne- sium porphyrin.

Since he joined Wayne State University, he turned his research effort to the light-in- duced molecular processes in bacteriorho- dopsin, and other related biopigments. He also extended his research interest to include molecular electronics, biomolecular com- puting and artificial solar energy conversion.

He established the Molecular Electronics Track for the IEEE Engineering in Medicine

and Biology Society in 1988, and served as the Track Chair for four consecutive terms until he stepped down in 1992. He has also organized molecular electronics symposia for the Fine Particle Society (1988), and the Bioelectrochemical Society (1992).

He currently serves on the editorial board of the following journals: Advanced Materi- als for Optics and Electronics, Applied Bio- chemistry and Biotechnology, Bioelectrochemistry and Bioenergetics, and the Newsletter of the International Society for Molecular Electronics and BioCom- puting.

He was the recipient of the Victor K. LaMer Award (American Chemical Society Division of Colloid and Surface Science: 1976).

His address for correspondence is: Department of Physiology, Wayne State University, 540 E. Canfield Ave., Detroit, MI 48201. Fax: (313) 577-5494; e-mail: [email protected]

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