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  • 8/9/2019 Poetry as Fiction

    1/24

  • 8/9/2019 Poetry as Fiction

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    Poetry

    s Fiction

    Barbara

    ermstein

    mith

    p

    RADOXES

    make ntriguingitles, ut I am nototherwiseond

    of them nd

    intend,

    y

    the end

    of

    this

    rticle,

    o dissolve

    he

    onethat

    ntitles

    t.

    I

    mean

    o do

    this

    y

    elaborating

    he

    proposi-

    tion

    hat

    ictiveness

    s the

    haracteristic

    uality

    f

    whatwe

    call

    "poetry"

    when

    we use

    the

    term n

    thebroad ense

    equeathed

    y

    Aristotle,

    .e.,

    to

    refer

    o the

    general

    lass

    of

    verbal rtworks.

    My primary

    oncern

    will

    be

    to

    develop

    conception

    f

    poetry

    hat

    llows

    us

    to

    distinguish

    it

    from

    nd relate

    t

    to

    both

    nonpoetic

    iscourse

    nd other rtforms.

    The

    view

    presented

    ere

    was

    nitially,

    utrather

    ncidentally,roposed

    elsewhere.' havefound he elaborationf t ofcontinuingnterest,

    however,

    specially

    ince

    the

    grounds

    orthose

    distinctionsnd

    the

    nature f those

    elationships

    emain,

    o

    my

    mind,

    xtremelyroblem-

    atic

    n

    contemporaryinguistic

    nd

    aesthetic

    heory.

    Since

    my

    procedure

    n

    what

    follows

    may

    eem

    nitially erplexing,

    some

    prefatory

    emarks

    ay

    prevent

    onfusion. irst f

    all,

    shall

    be

    saying good

    deal about

    anguage

    n

    general

    efore

    say

    anything

    t

    all

    about

    poetry.

    Any heory

    f

    poetry

    nevitably,

    hough

    ot

    always

    explicitly,

    resupposes theory

    f

    anguage.

    Thus,

    thosewho

    have at

    various imes egardedoetrys inspiredpeech, rembellishedrose,

    or

    the

    anguage

    f

    passion,

    r "emotive"

    tatements,

    ave

    obviously

    ad

    somewhat

    ifferentotions

    f

    what

    anguage

    s when

    t

    s not

    poetry-

    e.g.,uninspired

    peech,

    lain

    prose,

    he

    anguage

    f

    reason,

    r

    "veri-

    fiable

    tatements."

    ince,moreover,

    inguistic

    heory

    s now n a

    very

    volatile

    tate,

    no

    general

    ropositionsoncerning

    anguage

    an

    be

    of-

    fered

    asually

    r

    taken

    or

    ranted. One

    can often

    ell

    more bout

    man's

    politics

    nd

    metaphysics

    ow from

    is

    views

    f

    anguage

    han

    one

    once

    could

    from is

    class

    or

    religion.)

    n

    any

    case,

    lthough

    am

    byno meansofferingere nythinghatcouldbe calleda theoryf

    language,

    hefirstection

    f this

    rticlewill

    develop

    ome

    general

    b-

    servations

    n

    nonpoetic

    r

    what

    call

    "natural"

    iscourse,

    articularly

    in those

    respects

    hat are most

    ignificant

    n

    distinguishing

    t from

    I

    Poetic Closure:

    A

    Study of

    How

    Poems End

    (Chicago,

    1968),

    esp. pp.

    14-25.

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  • 8/9/2019 Poetry as Fiction

    3/24

    260 NEW LITERARY HISTORY

    poetry.

    The second

    section

    f the

    paper

    will

    develop

    some

    mplications

    oftheconception fpoetry s mimetic, rwhat shall be callingfictive,

    discourse.

    Although

    the

    making

    of

    distinctions, efinitions,

    nd classifications

    will

    occupy

    a

    good

    deal

    of

    the discussion

    hroughout,

    t should become

    clear that

    my

    ultimate nterests not

    in

    taxonomy

    ut in

    poetry

    s

    an

    artform.

    am concerned

    with

    how,

    on

    what

    basis,

    we

    actually

    do

    identify

    oetry,

    nd how that identification irects nd

    modifies

    ur

    experience

    and

    interpretation

    f

    a

    literary

    rtwork,

    oth

    as

    distinct

    from

    natural utterance nd

    as related

    to other

    artforms.

    Finally, should mention hatwhat is presentedhere is actuallya

    set of

    extracts

    rom

    larger tudy

    n

    progress,

    nd

    I

    am conscious

    of

    the fact

    that

    many

    matters ouched

    upon

    in what

    followsdeserve

    on-

    siderably

    more attention

    han have the

    space

    to

    give

    them.

    I

    By

    "natural

    discourse,"

    mean

    here

    all utterances

    trivial

    or sub-

    lime,

    ill-wrought

    r

    eloquent,

    true

    or

    false,

    cientific r

    passionate

    -

    that

    can

    be

    taken as someone's

    saying

    something,

    omewhere,

    ome-

    time:

    i.e.,

    as

    the verbal

    acts

    of

    real

    persons

    n

    particular

    ccasions

    n

    response

    o

    particular

    ets of circumstances.

    n

    stressing

    ll

    these

    par-

    ticularities,

    wish

    to

    emphasize

    that

    a

    natural

    utterance s an

    histori-

    cal event:

    like

    any

    other

    vent,

    t

    occupies

    a

    specific

    nd

    unique

    point

    in time

    and

    space.

    A natural

    utterance s

    thus

    an event n the

    same

    sense as

    the

    Coronation

    of

    Elizabeth on

    January15, 1559,

    or

    the

    de-

    parture

    his

    morning

    rom

    Albany

    of

    Allegheny

    Airlines

    light617,

    or

    the

    falling

    f

    a

    certain eaf

    from certain lm tree. Other eventsmore

    or less

    resembling

    hese n

    various

    respects

    may

    occur

    at

    other imes

    or

    in other

    places,

    but

    the

    event tself-that

    coronation,

    hat

    flight,

    hat

    utterance

    cannot

    recur,

    or t is

    historically

    nique.

    The

    point

    requires

    emphasis

    because

    it

    reflects fundamental

    is-

    tinction hat

    may

    be drawn

    between natural utterances nd certain

    other

    inguistic

    tructures

    hich are

    not

    historical

    vents

    nd

    which

    can

    be

    both defined

    nd described

    ndependently

    f

    any

    particular

    nstance

    ofoccurrence.

    Dictionary

    ntries,or

    example,

    or what we refer o ab-

    stractly

    s "the

    word

    fire"

    or "the

    phrase

    aw

    and

    order" are

    not them-

    selves

    particular

    vents;

    hey

    re, rather,

    inguistic

    orms,

    r the names

    of

    certain

    ypes

    r

    classes

    of events.

    And,

    as

    such,

    certainobservations

    may

    be made about them:

    for

    example,

    the

    morphemic

    r

    phonetic

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  • 8/9/2019 Poetry as Fiction

    4/24

    POETRY AS

    FICTION

    26I

    featureshatdefine ll membersfthe

    lass,

    r

    the

    yntactic

    ules

    ov-

    erning

    heir

    ccepted

    se

    n

    Englishentences,r,

    of

    course,

    hechar-

    acteristic

    eaturesf the

    circumstances

    nwhich

    hey

    o occur s

    part

    of

    utterances

    in

    other

    words,

    heir

    dictionary eanings."

    utthese

    linguistic

    orms

    words,

    hrases,

    tc.

    are

    not

    themselves

    istorical

    events

    nless

    runtil

    hey

    ccur

    s the

    erbal

    esponses

    f

    particularer-

    sons

    on

    particular

    ccasions.

    Obviously

    the word

    fire"

    s a

    general

    class s

    a

    very

    ifferent

    ort

    f

    thing

    rom

    specific

    tterance,

    Fire ",

    which

    may

    warn man

    thathis

    ife s

    n

    danger

    r

    send

    bullet

    peed-

    ing

    toward

    im,

    ery

    much

    depending

    n the

    particular

    ircumstances

    in

    which heutterance

    ccurs

    nd to which t

    s

    a

    response.

    A natural tterance

    ot

    only

    ccurs

    n a

    particular

    et of circum-

    stances what s

    often eferred

    o

    as

    its

    context

    but s

    also under-

    stood

    s

    being response

    o

    those

    ircumstances.

    n other

    words,

    he

    historical

    context"

    f

    an

    utterance

    oes

    not

    merely

    urround

    t but

    occasions

    t,

    brings

    t nto

    xistence.

    he

    context f an

    utterance,

    hen,

    is best

    hought

    fnot

    imply

    s

    its

    gross

    xternal

    r

    physical

    etting,

    ut

    rather

    s the

    total et of conditions

    hat

    has

    in

    fact

    determined

    ts

    occurrence

    nd

    form.2

    hat total et

    of

    conditions,

    hatmakes

    s

    say

    something

    t a

    particular

    ime nd also

    shapes

    he

    inguistic

    tructure

    ofourutterance-the

    pecific

    ordswe

    choose,

    ur

    yntax,

    ur ntona-

    tion,

    tc.-is

    likely

    o

    be

    manifold

    nd

    complex

    o matter

    ow

    imple

    the utterance.

    Moreover,

    he total et

    of conditions

    hat determines

    whatwe

    say

    and

    howwe

    speak

    s

    by

    no means

    onfined

    o

    the

    objects

    and events

    spoken

    bout,"

    r

    what

    inguistic

    heorists

    fvarious

    er-

    suasions

    efer

    o

    as

    "referents,"

    designations,"

    denotations,"

    r

    "sig-

    nifications."

    It is worth

    oting

    hat

    he

    xistence

    fan

    object

    r event

    r

    even,

    s

    wesay, n "idea," snever sufficient

    eason

    or

    esponding

    o it

    ver-

    bally.

    In other

    words,

    he fact

    hat

    omething

    s true

    s never

    suf-

    ficient

    eason

    for

    aying

    t. If

    I shouldbe

    heardto

    say,

    "It's

    five

    o'clock,"

    hereasons

    or

    my

    aying

    o would

    learly

    ncludemore

    han

    2

    Since

    the

    term context

    has been

    acquiring

    increased

    currency

    n

    contemporary

    aesthetics

    and

    linguistics,

    should

    point

    out that it is not

    my

    intention

    here

    to

    quarrel

    with

    or

    qualify

    the sense it bears

    for other theorists.

    It

    might

    have

    been

    better

    to

    discover

    or devise

    another

    term

    altogether

    for what I am here

    defining

    and later

    elaborating,

    but the

    alternatives

    hat

    presented

    themselves eemed

    just

    as

    likely

    to create

    comparable

    confusions,

    nd

    I confess

    to a

    temperamental

    oathing

    of neologisms. It should also be noted that, in proposingthat we view the context

    of

    an

    utterance

    not

    merely

    as its

    physical

    setting

    but

    as the

    totality

    f its

    determin-

    ants,

    I am

    not so

    much

    broadening

    the

    ordinary

    reference

    f the term

    as

    affirming

    the existence

    and

    significance

    f a

    particular

    relation,

    namely

    causality,

    between

    a

    verbal event

    and

    the universe

    n which

    it

    occurs.

    Defined in

    termsof that

    relation-

    ship,

    the

    "context"

    of an

    utterance

    inevitably

    refers

    to

    something

    more extensive

    than

    what

    the

    common

    use

    of the

    term

    suggests,

    ut also

    something

    more

    particular.

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  • 8/9/2019 Poetry as Fiction

    5/24

    262

    NEW LITERARY

    HISTORY

    what

    time of

    day

    it was

    just

    then,

    for at

    any

    moment

    t

    is

    a

    certain

    time,but I do not announcethe timecontinuouslyhrough he day.

    Perhaps,

    on

    this

    occasion,

    wished

    to

    remind omeone

    of

    an

    appoint-

    ment,

    r

    perhaps

    omeone

    had

    just

    asked me for

    he

    correct

    ime.

    Cer-

    tainly

    hese

    circumstances ere as

    significant

    n

    occasioning

    my

    utter-

    ance as that

    specific

    ne to which

    my

    words,

    It's five

    o'clock,"

    might

    seem

    exclusively

    o

    "refer,"

    namely

    he time of

    day.

    Given

    any

    utterable act or state of

    affairs,

    ross

    or

    subtle,

    physical

    or

    psychological

    the

    state

    of

    the

    weather,

    he

    color

    of

    swans,

    or

    my

    opinion

    of the

    war

    -

    whether r not

    will

    actually

    utter

    t,

    and how

    I

    will utter t,will alwaysdepend upon othervariables, .e., attendant

    circumstances ther

    han that fact

    or state of affairs.

    These variables

    will

    include,

    among

    other

    things,

    he

    presence

    of

    a

    potential

    istener,

    my

    relationship

    o

    him,

    he

    nature

    f the social

    occasion,

    the

    mmediate

    verbal

    context

    what

    eitherhe or I

    have been

    saying)

    and,

    perhaps

    most

    ignificantly,

    he

    conventions f the

    inguistic

    ommunity

    o which

    we both

    belong.

    There

    is

    no

    reason to maintain a

    sharp

    distinction etween

    the

    sort

    of

    physical

    nd

    social

    variables

    ust

    mentioned

    nd

    what

    might

    other-

    wise be

    thought f as the internal, ersonal,mental,or psychological

    springs

    f

    speech.

    It is obviousthat

    among

    the circumstances

    hat

    pro-

    voke, occasion,

    and

    shape

    an utterance

    re

    conditions

    eculiar

    to

    the

    speaker's

    current

    tate: his

    emotions,

    his

    feelings,

    is

    memories,

    x-

    pectations,

    eliefs,

    nd

    desires.

    I

    may say

    "It's fiveo'clock"

    partly

    e-

    cause I

    am

    hungry

    r

    anxious or

    bored,

    and such

    conditions

    must

    also

    be

    recognized

    s

    part

    of

    the context f the utterance.

    We should

    note,

    moreover,

    hat

    the

    speaker's

    current

    tate"

    s

    inevitably

    he

    product

    of

    his

    past

    as well as

    his current

    xperiences,ncluding,

    most

    ignificantly,

    his

    past

    verbal

    xperiences,

    nd that

    part

    of his

    psychological

    r

    mental

    condition and therefore

    art

    of the contextof his utterance is

    how he has

    earnedto

    use

    anguage.

    Although

    we

    may,

    for certain

    purposes,

    describe an

    utterance x-

    clusively

    n

    terms

    f ts

    inguistic

    orm

    e.g.,

    as a

    certain

    oncatination

    of

    lexemes

    and/or

    phonemes),

    a

    natural utterance an never

    be

    ade-

    quatelyspecified

    r

    described s an

    event

    xcept

    n relation o

    the con-

    text

    n

    which

    t

    occurred.

    In other

    words,

    verbal

    event,

    ike

    any

    other

    event,

    s individuated

    s much

    by

    its

    context

    s

    by

    its form.

    Thus,

    al-

    though

    we could

    say

    that

    two men each

    pulling

    he

    trigger

    f a

    gun

    are

    engaged

    n actsofthesame

    form,

    tis clearthatMr. X

    shooting

    Mr. Y

    is

    not the

    same event

    as

    Mr. A

    shooting

    Mr.

    B,

    or

    as Mr. X

    shooting

    Mr.

    Y

    again

    fifteen

    minutes ater.

    Similarly,

    when

    say, making

    ntro-

    ductions at a

    party,

    This

    is

    my husband,"

    it

    may

    not

    be a

    unique

    event

    with

    respect

    o

    its

    inguistic

    orm,

    ut

    it

    is

    certainly

    ot

    the

    same

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  • 8/9/2019 Poetry as Fiction

    6/24

    POETRY AS

    FICTION

    263

    event

    as

    some

    otherwoman

    saying

    t of her

    husband

    or, ndeed,

    as

    my

    own saying t on some otheroccasion,eitherfifteenminutes ater to

    some other

    guest

    or even

    absentmindedly

    o the

    same one

    as

    before.

    Moreover,

    t

    is

    unlikely

    hat

    any

    two natural utteranceswould

    be

    even

    formally

    dentical

    f one extends ttention

    o the

    more

    subtle

    as-

    pects

    of

    their

    inguistic

    orm.

    For

    although

    each utterance ould be

    transcribed

    ith he

    same

    symbols,

    uch a

    transcriptionreserves

    nly

    a

    fraction f

    the total

    physical eality

    onstituting

    ach

    utterance,

    reality

    that

    would include

    not

    only

    a certain

    equence

    of

    phonemes,

    but

    also

    intonational

    eatures uch

    as

    pitch

    contours,

    tress,

    acing,

    and

    usually

    facial expressions nd othergestures s well. While some linguists

    may

    regard

    the

    latter

    spects

    of

    the utterancewith

    suspicion

    and dis-

    pute

    their

    tatus

    as

    linguistic

    eatures,

    t

    is

    nevertheless

    ecoming

    n-

    creasingly

    videntthat there

    s

    no

    absolute

    discontinuity

    etween the

    part

    of an act or

    event that s

    called "verbal" and

    the

    totality

    f that

    act or event. In other

    words,

    a

    natural utterance s

    always

    continuous

    withthe

    speaker's

    otal

    ongoing

    behavior and also continuous

    with the

    total

    world

    of

    natural

    events. The

    professional

    inguist's

    r our own

    or-

    dinary description

    f the

    utterancereflects

    n

    arbitrary

    emarcation

    and abstraction rom hefullness,hedensity,nd thespatial,temporal,

    and

    casual

    continuity

    f all human action and

    all events

    n

    nature.

    Most

    of

    us would

    agree

    that it is

    impossible

    o

    provide

    a

    complete

    and

    exhaustive

    description

    f

    a

    nonverbal

    historical

    vent such as

    the

    Coronation

    of

    Elizabeth or

    the

    departure

    f

    Flight

    6

    I7.

    What

    the

    his-

    torianoffers

    ill

    usually

    be a selection

    r

    abstraction

    f

    certain

    features

    of

    theseevents t a

    level

    thought

    dequate

    forthe

    purpose

    at

    hand.

    It

    is

    clear,

    moreover,

    hat neither n

    eye-witness

    eport

    nor,

    f we had

    it,

    even

    a

    videotape,

    would constitute

    total record

    of the

    event;

    and

    neitherone, of course,would constitute he event itself. The same

    limits

    nd distinctions

    pply

    to the

    descriptions

    nd

    records

    of verbal

    events:

    Elizabeth's

    first

    peech

    to Parliament

    on

    February4th,

    1559,

    or

    my

    farewells his

    morning

    o

    my

    family.

    No

    description

    r

    record

    would

    be

    complete,

    neither vocal

    quotation

    nor a

    tape-recording,

    n

    either

    f which

    many

    features

    f

    the

    original

    ventwould be lost.

    The

    fact,

    however,

    hatverbal

    events an be transcribed

    n a standard

    nota-

    tional

    system

    often

    eems

    to obscure

    for

    us

    their

    similarity

    o

    other

    events.

    It

    is true

    that

    orthography

    nd

    phonetic

    notation

    llows us

    to

    record

    or describe

    natural

    utterances

    with considerable

    ubtlety

    nd

    specificity

    f detail

    through

    conventionalized

    ymbols.

    Moreover,

    a

    transcription

    f this

    kind

    -

    i.e.,

    a "text" of the utterance

    may

    be

    an

    adequate

    description

    r recordof t for

    most

    purposes.

    Nevertheless,

    we should

    not confuse

    copy

    of that textwith the verbal event

    tself,

    the

    historicalct

    of a

    particular peaker

    on a

    particular

    ccasion.

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  • 8/9/2019 Poetry as Fiction

    7/24

    264

    NEW LITERARY

    HISTORY

    The

    relation

    of

    utterances

    to texts

    is

    of

    special

    interest

    to us

    heresince,at least in our own culture,we typically ncounterpoetry

    as texts.

    The relation

    s

    extremely

    omplex,

    however,

    with

    respect

    to

    both natural and

    poetic

    discourse,

    nd,

    indeed,

    it

    is

    not

    always

    the

    same relation.

    I

    have

    just

    been

    speaking

    of

    texts

    that

    serve

    as records

    r

    descriptions

    f natural

    utterances,

    .e.,

    inscriptions

    f ver-

    bal

    events hat occurred t

    some

    specific

    ime,

    uch

    as Elizabeth's

    first

    address

    to

    Parliament.

    Not

    all texts

    bear

    thisrelation o some

    natural

    utterance.

    Many

    texts

    -

    personal

    letters,

    or

    example

    -

    are not

    recordsor

    descriptions

    f

    utterances,

    ut

    constitute tterances hem-

    selves, nly

    n

    written

    ather han

    vocal

    form.

    t

    is

    true,

    f

    course,

    hat

    thereare other

    very ignificantspects

    to the relationbetween

    writing

    and vocal

    speech,

    and

    they

    are not

    mutually

    ndependent

    r

    simply

    parallel

    possibilities.

    Nevertheless,

    o the

    extent hat

    the

    writer's ct

    of

    composing

    nd

    inscribing

    s

    an

    historicallypecific

    nd

    unique

    verbal

    event,

    t

    is

    analagous

    to

    the

    speaker's

    act

    of

    emitting

    he

    sounds

    that

    comprise

    poken

    discourse.

    And

    thus

    we

    may

    regard

    the

    product

    of

    either

    ct

    as a

    natural

    utterance.

    In view

    of

    the

    Gutenberg

    revolution,

    he

    question

    may

    arise

    as

    to

    whether

    printed or

    otherwise

    uplicated)

    texts

    can

    also be

    regarded

    as

    natural

    utterances,

    nd the

    answerhere

    s

    sometimes

    es

    and

    some-

    times

    no.

    A

    printed

    ext

    may

    be

    simply

    ne of

    many

    copies

    of

    an in-

    scribed

    record

    of

    a

    vocal

    utterance

    hat,

    ike

    Elizabeth's

    Address,

    did

    occur at

    some

    specific

    ime

    and

    place.

    In

    this

    case,

    the text

    is

    not

    a natural

    utterance,

    ut the

    transcription

    f one. But

    a

    printed

    work

    may

    also

    be

    a

    naturalutterance tself n

    written

    orm,

    xactly

    ike

    a

    per-

    sonal

    letter

    though

    the

    letter,

    f

    course,

    usually

    exists as

    only

    a

    single

    text.

    It

    may

    be

    initially

    ifficult

    o

    conceive of

    a

    printed

    work

    as

    a natural utterance

    nd

    thus,

    by

    our definition

    ere,

    an

    historically

    unique

    event. We should

    recognize

    however,

    hatno matterhow

    many

    duplications

    of a

    text

    are

    subsequently

    roduced,

    the writer's ctual

    composition

    f

    the

    linguistic

    tructure

    hat

    constitutes hat text was

    and remains

    an

    historically

    nique

    event.

    ("Unique"

    here

    does not

    mean

    unitary,

    nd

    it

    is

    understood

    hatthe

    composition

    f the

    textwill

    often consist

    of numerous

    "acts"

    dispersed

    n

    time,

    from

    the

    initial

    jottings

    o theultimate

    evisions.)

    To summarize

    hese

    points,

    hen:

    whether

    r

    not a

    composition

    was

    written

    o

    be

    printed,

    nd

    no matterhow

    long

    t

    is,

    or how

    long

    it took

    towrite, nd nomatter owremotentimeor

    space

    the writer romhis

    ultimate

    udience,

    or how

    eloquent

    ts

    style,

    r how

    culturally

    ignifi-

    cant and

    otherwise

    stimable t

    s,

    the

    composition

    must tillbe

    regarded

    as a naturalutterance

    o

    long

    as it

    may

    be taken as the verbal

    responses

    of an

    historically

    eal

    person,

    occasioned

    and

    determined

    y

    an

    his-

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  • 8/9/2019 Poetry as Fiction

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    POETRY

    AS FICTION

    265

    torically

    real

    universe.

    And this

    means that

    most

    of

    what we call

    "literature" n thegeneral ense of inscribed ompositions oes in fact

    consist f natural utterances.This

    would include

    works

    ranging

    from

    Aristotle's

    Metaphysics

    nd

    Macaulay's

    History f

    England

    to an article

    in

    a

    scientific

    ournal

    or

    an editorial

    n

    this

    morning's

    New

    York

    Times.

    These are all as much

    natural utterances s the

    remarks

    xchanged

    be-

    tween

    me and a

    colleague

    a

    fewmoments

    go.

    There

    remains,

    however,

    one

    other

    class

    of

    texts

    that

    are

    neither

    natural

    utterances

    n

    written

    ormnor

    the

    transcription

    f

    natural

    ut-

    terances

    hat

    originally

    ccurred

    n vocal

    form,

    nd

    this

    class

    consists

    ofthetexts ffictive tterances,ncludingmostprominentlyhosecom-

    positions

    hatwe

    otherwise efer

    o as

    works f

    maginative

    iterature

    poems,

    ales,dramas,

    nd novels.

    I shall

    reserve

    omment

    n these exts

    until

    ater,

    n connection

    with he

    general

    discussion f fictive

    iscourse;

    for,

    s

    we shall

    see,

    fictive tterances ear an

    altogether

    istinctive

    ela-

    tion

    to theirown textswhen indeed

    (as

    is not

    always

    the

    case)

    such

    texts

    xist.

    But

    we

    may

    return ow

    from he texts o

    the

    contexts

    f natural

    ut-

    terances,

    nd

    thereby

    o the

    crucial

    question

    of

    meaning

    and

    interpre-

    tation.

    A naturalutterance

    annotbe

    exclusively

    dentified

    r described

    independent

    f its

    context,

    nor can its

    meaning

    be

    understood

    nde-

    pendent

    f

    thatcontext.

    ndeed,

    what we often

    mean

    by

    the

    "meaning"

    of an

    utterance

    s

    its

    context,

    .e.,

    the set of

    conditions hat

    occasioned

    its occurrence nd determined

    tsform.

    The

    view

    of

    meaning

    proposed

    here s

    not offered

    s an

    analysis

    f all

    the

    numerous

    enses

    n which

    the

    termhas been

    or

    could

    be

    used,

    and

    certainly

    ot

    as a

    solution

    o the

    ever-proliferating

    umberof

    problems

    ssociated

    with

    t

    in

    contempo-

    rary inguistics

    nd

    philosophy.

    Nevertheless,

    casual

    conception

    of

    meaning

    -

    which this

    s

    -

    has much to

    recommend

    t,

    particularly

    here,

    since it

    permits

    s to

    appreciate

    better he distinctive atureof

    poetic

    discourse

    and of

    its

    "interpretation."

    Moreover,

    t

    is not

    so

    idiosyncratic

    s

    may

    first

    ppear,

    for

    "meaning"

    in the

    sense of causes

    or determinants

    ill oftenbe

    found to

    accommodate

    or

    correspond

    o

    familiar

    sage

    of theterm.

    I

    must

    emphasize

    that

    I

    am

    speaking

    here

    of the

    meaning

    not

    of

    words

    but

    of

    utterances,

    distinction

    ot

    always grasped

    even

    by

    those

    most concerned

    with

    these

    problems.

    One

    may

    ascertain

    he

    meanings

    of those

    abstract

    classes

    called

    words

    by

    determining

    he

    conventions

    governing

    heir

    usage

    in therelevant

    inguistic

    ommunity,sually by

    consulting

    ne's

    experience

    f the

    language

    or,

    when

    difficulties

    rise,

    either

    dictionary-or

    an

    analytic

    philosopher.

    Dictionaries

    nd

    phi-

    losophers

    re of

    only

    imited

    help,

    however,

    n

    ascertaining

    he

    meaning

    of

    particular

    verbal

    events. When

    we

    speak

    ordinarily

    f the

    meaning

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  • 8/9/2019 Poetry as Fiction

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    266 NEW LITERARY HISTORY

    of a

    particular

    tterance-i.e.,

    what someone

    has

    said-we are

    usually

    concerned not with the definitionsf the words that compose it or

    even,

    in a

    restricted

    ense,

    with what

    it

    "refers"

    o,

    but ratherwith

    why

    t occurred:

    the

    situation

    nd

    motives hat

    produced

    it,

    the set

    of

    conditions,

    external"

    and

    "internal,"

    physical

    and

    psychological,

    that

    caused

    the

    speaker

    to utter that

    statement t that time in

    that

    form-in other

    words,

    what we are

    calling

    here

    ts context.

    For

    example,

    definitions

    nd referents

    re

    not

    what interest

    John

    when

    he

    asks,

    "What

    do

    you

    mean?",

    in

    response

    o his friend's e-

    mark,

    "You

    know,

    thinkBill is

    a

    fool."

    Pointing

    o

    Bill

    and

    offering

    an analysis fthe"concept"offollywillprobablynot answerhisques-

    tion.

    Knowing

    this,

    his

    friend

    s

    more

    likely

    to

    describe

    certain

    cir-

    cumstances,

    bservations

    e

    has

    made,

    impressions

    e

    has had

    (and

    perhaps

    also his motives

    for

    articulating

    hem

    at that

    moment),

    and

    so

    forth,

    ntil

    John

    ays,

    Oh,

    well,

    now

    I

    understand

    what

    you

    mean,"

    meaning

    that he

    has

    located to

    his

    own

    satisfaction he

    reasons

    for or

    causes

    of

    his

    friend's

    emark. The

    qualification

    ere,

    to his own satis-

    faction,"

    s an

    important

    ne,

    for t

    is

    most

    unlikely

    hat

    John

    would

    in

    facthave

    dentifiedll

    the

    determinantsnvolved.

    We rarely"understandcompletely"one another'sutterances,nor

    do

    we

    need

    or

    seek

    to do

    so.

    Criteriafor

    the

    adequate

    understanding

    of an

    utterance

    ary

    widely,depending

    on the nature

    of the utterance

    and

    the

    primary urposes

    nd interests

    f

    the

    speaker

    nd listener.

    And

    although

    ometimes

    for

    example,

    n

    a

    psychoanalyst's

    ffice

    one

    may

    probe

    for

    increasingly

    ubtle

    and

    obscure

    determinants,

    oth

    speaker

    and

    listener

    re

    usually

    satisfied

    with

    considerably

    ess

    than

    a

    total identification

    f

    all

    of them.

    It

    is

    usually

    not

    necessary,

    nd

    of

    course

    t

    is

    usually

    not

    possible,

    or

    he istener

    o ascertain ll the

    con-

    ditions

    hat

    make

    up

    the context

    f an utterance.

    It

    is not

    necessary

    because

    many

    of them will be trivialand irrelevant o his concerns.

    And

    it is

    not

    possible

    either

    because the

    speaker's

    original

    context

    s

    remote

    n

    time

    or

    space,

    or

    because

    many

    of the

    springs

    f

    speech

    are

    not

    apparent

    from he

    mmediate ontext

    r,

    as we

    say,

    are

    private

    or

    internal

    o the

    speaker.

    The listener

    r

    audience, therefore,

    s

    always

    obliged

    to

    "interpret"

    hat s

    said

    or

    written.

    That

    is,

    to the extent

    hat

    the

    istener

    as

    an interest

    n those unavailable

    determinants,

    e must

    hypothesize,

    magine,

    r

    nfer

    hem.

    When

    we read

    the

    inscribed

    utterance

    f

    a

    friend,

    uch

    as

    a

    letter

    from

    him,

    we

    may

    be more aware of

    interpreting

    s such than when

    we listen

    o

    him

    speak,

    but

    we do

    so

    in

    both

    nstances nd

    by

    the

    same

    process:

    partly

    hrough

    nferences ased

    on

    what

    we know

    of him

    per-

    sonally,

    but

    mostly hrough

    nferences ased

    on all our own

    prior

    ex-

    periences,

    specially

    ur

    prior experiences

    with

    anguage.

    And,

    when

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  • 8/9/2019 Poetry as Fiction

    10/24

    POETRY AS

    FICTION

    267

    he

    alludes

    either

    n

    speech

    or

    writing

    o

    matters

    f which we

    have

    no

    specificknowledge--e.g.,a thirdpersonwhom we have nevermet,

    a

    place

    we

    have

    never

    visited we

    supply

    our

    ignorance

    by

    an

    imagi-

    native

    projection

    f

    what

    we

    do

    know

    generally.

    t

    is

    important

    o

    em-

    phasize,

    however,

    that

    these

    projections

    re

    attempts

    o

    inferor

    ap-

    proximate

    actual

    circumstances,

    nd thus

    are

    subject

    to

    correction

    should

    our

    knowledge

    become more

    specific.

    ("Oh,

    you're

    Charlie's

    brother.

    From what

    he

    said,

    I

    pictured

    you

    as

    much

    older.")

    What

    makes

    a letter

    particularly

    nteresting

    s

    an

    utterance

    s

    the

    fact

    that,

    ince

    t acks the

    supplementary

    nformation

    sually

    conveyed

    to thelistener yintonation nd gestures s well as bysharedphysical

    contexts

    we

    cannot

    point

    to

    things

    n

    letters),

    his ort

    of

    information

    will

    commonly

    e

    supplied

    by

    thewriter n other

    ways: by

    explicit

    llu-

    sions

    ("As

    I

    write

    his,

    am

    sitting y my

    studywindow-you

    know,

    the

    one that

    ooks

    out over

    the back

    garden,

    etc.")

    by

    graphic

    substi-

    tutes

    for

    ntonation

    e.g.,

    underlining, unctuation,

    pacing),

    and

    by

    more ubtlemodifications

    f

    the

    anguage

    tself

    e.g.,

    in

    diction,

    yntax,

    turns

    of

    phrasing,

    nd

    metaphor).

    Our

    syntax

    n

    letters,

    ecause

    it

    carries

    greater

    burden

    of information

    han in

    conversational

    peech,

    not

    only

    can

    be but must

    be

    more controlled.

    To be

    sure,

    ince we

    are

    oftenmore or less consciousof the

    generic

    relationof our letters o

    "literature,"

    we

    will

    employ

    forms uch

    as archaisms

    nd

    metaphoric

    imagery

    that

    would seem

    pretentious

    r

    otherwise

    nappropriate

    n

    conversational

    peech.

    This,

    however,

    does not

    altogether

    ccount

    for

    the fact

    hat ome

    of

    us

    become,

    n our

    etters,

    ather

    ncharacteristical-

    ly

    eloquent

    and

    "literary";

    for,

    s we shall

    see,

    thereare

    other

    reasons

    why

    the

    linguistic

    eatures

    f letters ftenbear

    an

    interesting

    esem-

    blance

    to

    those

    commonly

    ssociatedwith

    poetic

    discourse,

    o

    which,

    t

    last,

    am now

    happy

    to

    turn.

    II

    Poems

    are

    not natural

    utterances,

    ot

    historically

    nique

    verbal

    acts

    or

    events;

    indeed

    a

    poem

    is

    not an event

    at

    all,

    and cannotbe

    said

    ever

    to

    have

    "occurred"

    n the usual sense. When

    we read the

    text

    of

    a

    poem

    or hear t read

    aloud,

    our

    response

    o it as a

    linguistic

    tructure

    is

    governed

    by

    quite

    special

    conventions,

    nd it is the

    understanding

    that

    these

    conventions

    re

    operating

    hat

    distinguishes

    he

    poem

    as

    a

    verbal

    artwork

    romnaturaldiscourse. The

    operation

    f these

    conven-

    tions

    s

    most

    readily

    pparent

    n dramatic

    poetry,

    .e.,

    plays,

    where

    t

    is

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  • 8/9/2019 Poetry as Fiction

    11/24

    268

    NEW ITERARY

    ISTORY

    understood hat

    the

    acts

    and events

    performed

    pon

    the

    stage

    are not

    happeningbut are being representeds happening. When we see a

    production

    f

    Hamlet,

    we

    do

    not

    watch

    a

    queen

    drinking

    oison,

    but

    the enactment

    f such

    an

    event,

    which

    may

    be

    said to "occur"

    only

    in

    being

    thusenacted.

    But

    among

    the acts and

    events

    epresented

    pon

    the

    stage

    are

    also verbal ones.

    As

    the

    actor who

    portrays

    Claudius

    leans forward

    nd

    extendshis arm

    in

    a

    gesture

    f horror nd abortive

    warning,

    hus

    representing

    man

    leaning

    forward nd

    extending

    his

    arm,

    etc.,

    that

    actor also utters he

    words,

    "Gertrude,

    do not

    drink,"

    thus

    representing

    man

    uttering

    hosewords. We

    are not aware

    here

    ofanyradicaldiscontinuityetween heenactment f a physical ction

    and

    the enactment f an

    utterance

    and of

    course

    an

    utterance s

    a

    physical

    action,

    though

    t

    has other characteristicshat

    sometimes

    obscure hatfact.

    Most of us would

    be

    quite

    willing

    to

    grant

    the

    existenceof

    what

    could

    be

    called mimeticdiscourse

    i.e.,

    the

    fictive

    epresentation

    f

    speech

    -

    at least

    in

    dramatic

    poetry.

    What

    I

    would like

    to

    suggest,

    however,

    s

    that all

    poetry

    may

    be

    so

    regarded,

    hat

    we could conceive

    of

    as

    mimetic iscoursenot

    only

    he

    representation

    f

    speech

    n

    drama,

    but also lyrics, pics,tales,and novels. Indeed, I wishto proposethat

    this,

    he fictive

    epresentation

    f

    discourse,

    s

    precisely

    what defines

    hat

    class

    of

    verbal

    compositions

    e

    have so

    much trouble

    naming

    and dis-

    tinguishing,

    .e.,

    "imaginative

    iterature" r

    "poetry

    n

    thebroad

    sense."

    The

    conception

    f

    poetry

    s

    mimetic

    s,

    of

    course,

    uite

    ancient,

    nd

    modem theorists

    o

    continue

    o

    assert hat literature s

    a

    representa-

    tional

    art.

    It

    is

    by

    no

    means

    clear,

    however,

    what

    or

    what

    kind of

    thing

    it

    s that the

    poem

    "imitates"

    r

    represents.

    One commonnotion eems

    to

    be

    that

    poetry,

    pparently

    n

    the

    analogy

    of

    painting,

    omehow

    rep-

    resents imagesin words." Or, in view ofthe existence f numerous

    image-less

    oems

    and

    passages

    n

    novels,

    hat t

    represents

    deas or feel-

    ings,

    either he

    author's

    or

    those

    of his

    characters.

    Or,

    in

    view

    of how

    restrictive

    ven

    this

    formulation

    s,

    t

    s sometimes

    uggested

    hat

    iterary

    works,

    specially

    narrative

    ictions,

    epresent

    magined

    events

    or even

    worlds

    in,

    t

    will

    solemnly

    e

    added,

    the medium

    of

    anguage.

    I

    will

    not

    attempt

    here to indicate all the

    problems

    ntailed

    by

    such

    sugges-

    tions,3

    or

    wish

    only

    to

    point

    out

    that

    they

    ll

    ignore

    what

    might

    be

    thought

    most

    apparent,

    namely

    that what

    poems

    do

    represent

    in the

    mediumoflanguage" is language,or moreaccurately, peech,human

    utterance,

    iscourse.

    The definition

    roposed

    here

    attempts

    o

    close

    in

    on

    poetry

    from

    wo directions:

    one,

    as it

    may

    be

    distinguished

    rom

    3

    I

    have

    considered the matter

    elsewhere:

    see

    "The New

    Imagism,"

    Midway

    (Winter,

    1969), pp. 27-44.

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  • 8/9/2019 Poetry as Fiction

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    POETRY AS FICTION

    269

    othermimetic

    rtforms,

    nd

    two,

    as

    it

    may

    be

    distinguished

    rom

    ther

    verbalcompositions.As a mimetic rtform, hat a poemdistinctively

    and

    characteristically

    epresents

    s

    not

    images,

    deas,

    feelings,

    harac-

    ters,

    cenes,

    r

    worlds,

    ut

    discourse.

    Poetry

    oes,

    ike

    drama,

    represent

    actions

    and

    events,

    ut

    exclusively

    erbal

    ones.

    And,

    as a verbal com-

    position, poem

    is

    distinctively

    nd

    characteristically

    ot a natural

    utterance,

    ut

    the

    representation

    f

    one.

    A

    poem represents

    iscourse

    n

    thesame

    sense

    s

    a

    play,

    n

    its

    totality,

    represents

    uman actions

    and

    events,

    or

    a

    painting

    represents

    isual

    objects.

    When

    we

    speak

    of

    the

    objects

    represented

    n

    or

    by

    a

    painting,

    it sunderstoodhattheyneednotcorrespondo anyparticular bjects,

    but rather o

    an

    identifiable

    lass

    of

    them.

    A

    painting

    can

    depict

    a

    landscape

    that

    exists

    as

    a visual

    object

    only

    in

    the

    depiction

    itself.

    Thus,

    when

    we

    speak

    of

    mimesis

    r

    representation

    n

    an

    artwork,

    we

    recognize

    hat

    it

    does not constitute

    he

    imitation

    r

    reproduction

    f

    existing bjects

    or

    events,

    ut rather

    he fabrication

    f fictive

    bjects

    and

    events

    f

    which

    there re

    existing

    r

    possible

    nstances

    r

    types

    whether

    hey

    be rural

    landscapes,

    star-crossed

    overs,

    or

    laments

    for

    dead

    friends.

    n other

    words,

    to

    say

    that

    an artisthas

    represented

    certain

    object

    or

    event

    s to

    say

    that

    he has constructed

    fictive

    mem-

    ber

    of

    an identifiable

    lass

    of natural

    (real)

    objects

    or events.

    Part

    of

    what

    has obscured

    he

    relation

    f

    poetic

    mimesis

    o

    pictorial

    and other

    kinds of

    artistic

    epresentation

    re

    traditional

    notions

    that

    identify

    he various

    artforms

    n

    terms

    of their

    characteristic

    media.

    Thus,

    sound

    is said

    to be

    the

    medium

    of

    music,

    pigment

    he

    medium

    of

    painting,

    nd

    of

    course

    words

    or

    language

    the

    medium

    of

    poetry.

    The

    corollary

    formula-X

    (artwork)

    represents

    (object

    of

    imita-

    tion)

    in

    Z

    (medium)--has

    created

    more

    problems

    han it has

    illumi-

    nated,

    most

    conspicuously, erhaps,

    in

    regard

    to

    music,

    where

    art

    theorists,

    nder

    the

    presumed

    bligation

    o

    locate the

    object

    thatmusic

    imitates,

    ave come

    up

    with

    an

    amazing

    assortment

    f

    chimeras,

    rom

    shapes

    of

    feeling

    o states

    f

    being.

    It is

    another

    problem,

    owever,

    hat

    concerns

    s

    here.

    The

    plastic

    materials

    hat

    are

    presumably

    he

    media

    of the

    visual

    arts

    pigment,

    tone,

    metal,

    and so forth

    do not

    have

    an

    expressive

    unction

    ndependent

    f the artworks

    nto which

    they

    re

    fashioned.

    These

    materials,

    moreover,

    o

    not in themselves

    esemble

    the

    objects

    and scenes

    that

    theyrepresent.

    A block of marble

    s a

    very

    different

    hing

    from a

    human

    figure.

    The

    corresponding

    medium

    of

    poetry,

    however,

    anguage,

    is not a "raw" material,but itself sym-

    bolic

    system

    with

    expressive

    unctions

    ndependent

    of

    its use in

    art-

    works.

    For

    this

    reason,

    t

    has

    been

    difficult

    o conceive

    of

    language

    as

    both

    the

    medium

    of an artwork

    nd also

    what

    is

    represented

    y

    t.

    The

    difficulty

    ere,

    however,

    s

    really

    he traditional

    oncept

    of

    the

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  • 8/9/2019 Poetry as Fiction

    13/24

    270

    NEW

    LITERARY

    HISTORY

    art medium

    tself,

    articularly

    ts

    mplicit

    dualism of form nd matter.

    This dualism i.e.,thenotion

    f

    theartmedium s formlessmatter

    not

    only

    creates

    problems

    with

    regard

    to

    poetry

    for

    language

    is

    ob-

    viously

    not

    formless

    matter),

    but it

    also

    obscures

    he

    nature of

    other

    artforms.We

    could

    just

    as

    readily

    nd,

    I

    think,

    more

    fruitfully,

    hink

    of

    the

    medium

    of the visual arts

    not

    as

    pigment

    nd stone

    but as

    the

    visuallyperceivedproperties

    f matter

    r,

    indeed,

    as

    the

    elements

    nd

    dynamics

    of

    visual

    perception

    tself.

    And,

    if

    we

    must have a

    corres-

    ponding

    "medium"

    for

    poetry,

    we would do betterto

    locate

    it not

    simply

    n

    words or

    language

    conceived

    abstractly,

    ut

    in

    the whole

    dynamiccomplex

    of

    verbal

    behavior and

    verbal

    experience.

    But

    if

    we

    are content

    o do without he

    traditional otionof the

    art

    medium

    altogether,

    we

    may

    be better ble

    to

    appreciate

    the

    essential

    nature

    of

    poetic representation

    nd

    its

    relation

    o

    artistic

    mimesis

    en-

    erally.

    As

    I

    suggested

    bove,

    we

    may

    conceive

    of

    an

    artwork ot as

    the

    imitation,

    n some

    different

    matter,"

    of

    the

    "form"

    of

    particular

    b-

    jects

    or

    events

    lreadyexisting

    n

    nature,

    but

    as

    the creation

    f a fictive

    member

    f a certain lass

    of natural

    objects

    or events.

    Thus,

    paintings

    are

    fictive

    nstances

    f

    what,

    in

    nature,

    are

    visually

    perceivedobjects.

    Musical

    compositions

    re fictive nstances

    of

    acousticallyperceived

    events,

    n otherwords

    designed

    sounds as

    distinguished

    rom ounds

    simply

    occurring

    n

    nature.

    And

    poems

    are

    fictiveutterances.

    The

    kinds

    of natural events

    represented

    n

    poetry

    re,

    of

    course,

    quite

    spe-

    cial: utterances re themselves

    uman

    constructions,

    nd

    in that sense

    "artificial."

    This should

    not,

    however,

    bscure

    he sense

    n

    which

    they

    are nevertheless atural

    events,

    ike the

    flight

    f

    birds,

    the

    falling

    of

    leaves,

    and all the

    particular

    ctions

    of

    individualmen

    moving

    about

    in,

    and

    being

    moved

    about

    by,

    the

    natural

    universe.

    We

    can,

    I

    think,readily

    conceive

    of

    a-man-walking

    s

    a

    natural

    event and

    should be able to conceiveof

    a-man-talking

    s

    such;

    for,

    s

    I

    have

    already

    uggested,

    here

    s no real

    discontinuity

    etweenverbal

    and

    non-verbal ctions.

    A

    painting

    can

    represent, hrough

    visual

    configuration

    f

    line

    and

    color,

    a man

    walking

    or

    a

    child

    sleeping,

    e-

    cause

    such

    events

    are

    ordinarily erceived

    primarily

    s

    visual

    events.

    And

    although

    a visual

    artist

    an also

    represent

    man

    talking (one

    may

    think,

    or

    example,

    of

    some

    of

    Daumier's

    prints

    f

    awyers

    n

    ani-

    mated

    conversation),

    he cannot

    represent ictorially

    he utterance

    t-

    self,

    for

    speech

    is

    not

    perceived

    as a

    visual

    event-except

    of

    course,

    whenit is in written

    orm,

    matter o whichI will return ater. But

    fornow

    let us

    pursue

    the

    example

    of

    Daumier a

    bit

    further.As a

    visual

    artist,

    e was

    of course

    extraordinarily

    ensitive

    o the

    expressive

    nd

    otherwise

    nteresting

    ualities

    of the

    appearances

    of his fellow crea-

    tures:

    the

    way

    they

    tood

    and

    grouped

    themselves

    ogether,

    he "ex-

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  • 8/9/2019 Poetry as Fiction

    14/24

    POETRY AS FICTION

    27I

    pressions"

    n

    their

    aces,

    he

    gestures

    f

    their

    hands,

    and so forth. Had

    he also

    been,

    as some

    people are,extraordinarily

    ensitive o

    the

    expres-

    sive and otherwise

    nteresting

    ualities

    of the

    speech

    of

    his

    fellow

    crea-

    tures,

    he

    might

    have

    sought

    o

    represent

    hat

    too. But how

    could

    he do

    so? The answer

    am

    suggesting

    ere

    s

    that he could

    fashion

    fictive

    representation

    f

    speech,

    i.e.,

    a

    poem

    -

    something,

    perhaps,

    like

    Browning's

    The

    Bishop

    Orders his

    Tomb,"

    which

    I

    thinkwe

    might

    recognize

    s

    a

    verbal

    counterpart

    f a

    satiric

    Daumier

    print:

    ut

    pictura

    poesis.

    The

    relation

    f "dramatic

    monologues"

    o dramatic

    poetry roper

    s,

    of

    course,readily ppreciated,

    nd

    we

    can

    see how either ould

    be

    re-

    garded

    as

    mimetic

    iscourse.

    My

    claim

    here,

    however,

    s

    more

    general,

    for

    what

    is

    central o

    the

    concept

    of the

    poem

    as

    a fictive tterance s

    not that the

    speaker

    s

    a "character"

    distinct

    rom he

    poet,

    or that the

    audience

    purportedly

    ddressed,

    he

    emotions

    xpressed,

    nd

    the events

    alluded

    to

    are

    fictional,

    ut

    that

    the

    speaking,addressing, xpressing

    and

    alluding

    are themselves

    ictive

    verbal acts.

    To

    be

    sure,

    a fictive

    utterancewill

    often

    resemble

    possible

    natural utterance

    ery

    closely,

    for

    the distinction

    s not

    primarily

    ne of

    linguistic

    orm.

    Moreover,

    although

    certain

    formal

    features

    verse,

    most

    notably

    often do

    mark and indeed

    identify

    orthereaderthe fictivenessfan

    utterance,

    the

    presence

    of such

    features

    re

    not themselves

    he crux of the

    dis-

    tinction.

    The

    distinction

    ies,

    rather,

    n a

    set

    of conventions hared

    by

    poet

    and

    reader,

    ccording

    owhichcertain

    dentifiable

    inguistic

    truc-

    tures

    re

    taken

    to

    be

    not the

    verbal

    acts

    they

    resemble,

    ut

    representa-

    tions

    of such

    acts.

    By

    this

    convention,

    eats's

    ode

    "To Autumn"

    and

    Shakespeare's

    onnets

    re

    precisely

    s fictive

    s "The

    Bishop

    Orders

    His

    Tomb"

    or

    Tennyson's

    "Ulysses."

    All

    of these

    poems

    are

    understood

    not

    as

    the

    nscriptions

    f

    utterances

    ctually

    uttered

    y

    men who

    spoke

    poetically,

    ut rather s linguistictructuresomposedbymenwhom

    we

    call

    poets

    because

    they

    compose

    such structures.

    The

    statements

    in a

    poem

    may,

    of

    course,

    resemble

    quite

    closely

    statements

    hat

    the

    poet

    might

    have

    truly

    nd

    truthfully

    ttered

    s an historical reature

    n

    the

    historical

    world.

    Nevertheless,

    nsofar

    as

    they

    are offered

    nd

    recognized

    s statements

    n

    a

    poem,

    they

    re fictive.

    To the

    objection,

    "But

    I know

    Wordsworth

    meant

    what

    he

    says

    n that

    poem,"

    we

    must

    reply,

    You

    mean he would

    have meant

    them

    f he had

    said

    them,

    but

    he

    is

    not

    saying

    hem."

    As I shall

    explain

    ater,

    we

    may

    choose

    to

    re-

    gardthecomposition ot as a poembut as an historical tterance, ut

    then

    the

    conventions

    y

    virtue

    fwhich

    ts

    fictiveness

    s understood

    nd

    has

    its

    appropriate

    ffects

    re

    no

    longer

    n

    operation.

    Another

    matter

    hould,

    however,

    be

    clarified

    t

    this

    point.

    I

    have

    said

    that

    novels

    and

    tales,

    as well

    as

    lyrics,

    pics,

    and dramatic

    poems

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  • 8/9/2019 Poetry as Fiction

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    272

    NEW LITERARY HISTORY

    are

    also fictive

    epresentations

    f discourse. The fictiveness

    f

    prose

    fictions, of course,commonly cknowledged, ut

    it

    is more

    radical

    than

    s sometimes

    upposed.

    For

    not

    only

    re

    the characters nd events

    narrated

    n

    a novel

    fictional,

    nd not

    only

    s

    the narratorwhose

    voice

    relates

    he

    events

    fictional,

    ut

    most

    significantly,

    o also is

    the entire

    structure

    f

    discourse

    hrough

    which the narration s

    presented.

    In-

    deed,

    as

    we

    all

    know,

    many

    novels such

    as

    War

    and Peace allude

    to

    quite

    real

    persons

    nd

    events,

    consideration

    hat

    has

    created

    theoreti-

    cal

    problems

    for

    many literary

    heorists.

    The

    essential

    fictiveness

    f

    novels, however,

    s of all

    literary

    rtworks,

    s

    not to

    be discovered

    n

    the

    unreality

    f the

    characters,bjects,

    nd

    events

    lluded

    to,

    but n

    the

    unreality

    f the

    alludings

    hemselves.n other

    words,

    n a novel or

    tale,

    it

    is

    the

    act

    of

    reporting

    vents,

    he

    act

    of

    describing

    ersons

    nd refer-

    ring

    o

    places,

    that s fictive.The novel

    represents

    he verbal action

    of

    a

    man

    reporting,

    escribing,

    nd

    referring.

    Consider

    he

    following

    wo

    passages:

    (a)

    "He

    was

    a

    gentleman

    f

    good family

    n

    Buckinghamshire,

    nd

    bornto a

    fair

    fortune,

    nd

    of

    a most ivil

    nd affable

    eportment.

    n

    his

    entrance nto the

    world,

    he

    indulged

    himself ll

    the

    icense

    n

    sports

    nd

    exercisesnd companywhichwasusedbymenofthemost ollyconversa-

    tion;

    afterwards

    e

    retired

    o

    a more reserved nd

    melancholy

    ociety."

    (b)

    "He had

    been a

    member f

    the

    Court

    of

    Justice,

    nd died at

    the

    age

    of

    forty-five.

    is

    father

    had been an

    official

    who,

    after

    erving

    n

    variousministries

    nd

    departments

    n

    Petersburg,

    ad

    made

    the sort

    of

    career

    which

    brings

    men to

    positions

    romwhich

    by

    reason

    f

    ong

    ervice

    they

    annot

    e dismissed."

    The

    first

    s

    from the

    description

    f

    John

    Hampden

    in

    Clarendon's

    History

    of

    the

    Rebellion;

    the second is from

    Tolstoi's

    "Death

    of Ivan

    Ilyitch." (In both,we mightnote,allusionsare made to real places,

    Buckinghamshire

    nd

    Petersburg.)

    I

    am

    suggesting

    ere

    that the

    re-

    lation

    between

    he two

    passages

    s

    that

    the

    second s

    a

    representation

    f

    the

    kind

    of

    thing

    he

    first

    eally

    s,

    namely

    a

    biography.

    "The

    Death

    of

    Ivan

    Ilyitch"

    s

    not

    the

    biography

    f

    a

    fictional

    haracter,

    ut

    rather

    a fictive

    iography.

    The fiction

    ttaches

    no

    more to the narrated acts

    of

    Ilyitch's

    ife han to the

    factof

    someone's

    narrating

    hem.

    Tolstoi

    s,

    if

    you

    like,

    pretending

    o be

    writing

    biography

    while

    actuallyfabri-

    cating

    ne.

    If we consideriteraturerom hepointofview amdevelopinghere,

    it becomes

    evident

    hatthe various

    genres

    f

    iterary

    rt for

    xample,

    tales,

    classical

    odes,

    and

    lyrics

    can often

    be

    distinguished

    rom

    ach

    other

    ccording

    o what

    types

    f

    naturaldiscourse

    hey

    epresent:

    here,

    respectively,

    necdotal

    reports

    f

    past

    events,

    ublic speeches,

    nd

    more

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  • 8/9/2019 Poetry as Fiction

    16/24

    POETRY

    AS FICTION

    273

    or

    less

    private

    or

    personal

    utterance.4

    Poetry

    tself,

    s

    distinctnow

    from

    novels

    and

    stories,raditionallyepresents

    ariouskinds

    of

    spoken

    discourse.

    Certain

    types

    f

    discourse,

    owever,

    re themselves

    ypically

    textual

    nscriptions;

    .e.,

    they

    xist

    haracteristically

    n written nd often

    in

    printed

    form for

    example,

    chronicles,

    ournals,

    etters,

    memoirs,

    and

    biographies.

    And

    certain

    genres

    of

    literary

    rt,

    roughly

    what

    we

    refer

    o as

    "prose

    fiction,"

    haracteristically

    epresent

    uch

    varieties

    f

    inscribed

    iscourse.

    Novels,

    for

    xample,

    a

    distinctively

    ost-Gutenberg

    genre,

    have

    typically

    een

    representations

    f

    chronicles,

    ournals,

    etters,

    memoirs,

    nd

    biographies.

    This

    aspect

    of

    prose

    fictionhas some

    in-

    terestingmplications

    orthe natureof novels as

    texts,

    ut

    they

    will be

    better

    ppreciated

    afterwe have

    given

    some attention o

    literary

    exts

    generally.

    A

    poem

    -

    i.e.,

    a

    fictive tterance

    consists

    ntirely

    f a

    linguistic

    structure,

    nlike

    natural

    utterance,

    which

    consists

    f a

    linguistic

    vent

    occurring

    n

    an historical

    ontext.

    n

    a

    non-literate

    ulture,

    .g.,

    among

    Northwest

    ndian

    tribes,

    he

    inguistic

    tructure

    hatwould

    be identified

    as

    that

    ong

    or

    story

    s

    preserved

    nd

    duplicated,

    f at

    all,

    only

    n

    being

    remembered

    nd recited.

    But

    in a literate

    ulture,

    he

    identity

    f

    the

    poemmay

    be

    preserved

    nd

    reproduced hrough

    standard

    notational

    system,

    .e.,

    in a written ext. The text of a

    poem,

    however,

    bears a

    quite

    special

    relation

    o

    the

    utterance

    f

    which

    t is

    presumably

    n

    in-

    scribed

    counterpart.

    For it is

    neither

    transcription

    f

    an

    utterance

    that

    actually

    occurred

    t some

    specific

    rior

    time,

    ike

    Elizabeth's

    first

    speech

    to

    Parliament,

    nor

    s

    it a natural

    utterance

    n

    written

    orm,

    ike

    a

    personal

    etter.

    t

    is,

    rather,

    ike

    the score

    of

    a

    musical

    composition

    r

    the

    script

    f a

    play,

    .e.,

    formal

    pecifications

    or

    the

    physical

    produc-

    tion

    of certain

    events.

    The

    text of the

    poem

    tells

    us,

    in

    other

    words,

    how

    to

    produce

    the verbal

    act

    it

    represents.

    his

    is evident

    nough

    for

    a

    playscript,

    whichdirects he

    performer's

    erbal actions

    along

    with

    other

    more

    obviously

    physical

    actions:

    e.g.,

    "enter,"

    "exit,"

    "is

    stab-

    bed,"

    "falls,"

    says

    "I am

    dead,

    Horatio;

    wretched

    Queen,

    adieu."

    But

    this s

    true

    of

    any poetic

    text,

    .e. of

    any

    verbal

    artwork

    hat

    represents

    spoken

    rather han written

    iscourse.

    The text

    of

    a

    novel

    must be

    re-

    garded

    somewhat

    differently,

    s

    I will

    explain

    below.

    But,

    allowing

    for

    this

    exception,

    he text

    of

    any

    poem

    is

    to be

    interpreted,

    n the

    first

    n-

    stance,

    s,

    in

    effect,

    score

    or

    stage

    directions

    or

    he

    performance

    f

    a

    purely

    verbal

    act that exists

    only

    n

    being

    thus

    performed.

    poem

    is

    neverspoken,not evenby thepoet himself. t is alwaysre-cited;for

    whatever

    ts relation

    o words

    the

    poet

    could

    have

    spoken,

    t

    has,

    as

    a

    4

    "Private

    or

    personal

    utterance"

    may

    be extended

    to include

    not

    only

    overt

    but

    interior

    peech.

    The

    representation

    f the

    latter,

    particularly

    n romantic

    and

    modern

    yrics,

    s discussed

    n Poetic

    Closure, pp.

    139-50.

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  • 8/9/2019 Poetry as Fiction

    17/24

    274

    NEW LITERARY

    HISTORY

    poem,

    no initial

    historical ccurrence. What

    the

    poet

    composes

    as

    a

    text s not a verbal act but rather linguistictructurehatbecomes,

    through

    eing

    read

    or

    recited,

    he

    representation

    f

    a verbal act.

    As

    I

    pointed

    out

    above,

    worksof

    prose

    fiction

    re

    characteristically

    representations

    ot of

    spoken

    but

    of

    inscribed

    utterances,

    nd for

    this

    reason the

    texts

    of

    novels

    are,

    interestinglynough,

    closer

    to

    pictures

    than to musical scores.

    What

    the text

    of

    Richardson'sClarissa

    repre-

    sents s

    not

    the

    speech

    of certain charactersbut a

    collectionof

    their

    letters;

    what

    David

    Copperfield epresents

    s not the

    spoken

    reminis-

    censes

    of

    a

    man,

    but his

    autobiography.

    Each novel

    itself,

    .e.,

    the

    marksprinted n itspages and, ifyou like,thepages themselves, lus

    covers

    nd

    binding,

    s

    a

    depiction

    f a

    fictive

    nstance f

    -

    a

    kind of

    book.

    Indeed,

    in

    view

    of ts

    three-dimensionality,

    he

    copy

    of

    the

    novel

    we hold

    in our hands

    could be

    conceived

    of

    as

    a

    sculpture,

    where the

    sculptor

    has

    not

    satisfied

    imself n

    representing

    he

    gross

    physical

    nd

    visual

    qualities

    of a

    book,

    but has

    sought

    to

    represent

    he

    very

    text

    of

    one.

    But,

    rather

    han

    complicate

    matters,

    we

    may

    at

    least

    agree

    that

    what the text

    of a novel

    represents

    s,

    precisely,

    text.

    In

    what

    follows,

    shall be

    speaking

    gain

    of

    poetry

    n

    the narrower

    sense, .e., as representationsfspokendiscourse, sually nverse. Some

    of

    the

    points

    shall

    be

    making

    would

    require

    a

    somewhatdifferent

    r

    additional

    formulationwith

    respect

    to

    novels

    or

    representations

    f

    written

    iscourse,

    ut

    I

    will not have the

    space

    here

    to

    develop

    them.

    Although

    a

    poem,

    unlike a natural

    utterance,

    onsists

    ntirely

    f a

    linguistic

    tructure,

    e

    obviously

    o not

    respond

    o

    poems

    as

    pure

    forms

    or

    merely

    s

    organizations

    f

    sound,

    any

    morethan

    we

    respond

    o

    plays

    as

    purely

    formal tructures

    f

    movement

    r

    to traditional

    aintings

    s

    pure

    configurations

    f

    line and

    color.

    For

    each of these s understood

    to be a representationalrtform, nd the spectatorreadily nfers

    meaning

    or

    context-though

    a fictional ne

    -

    for

    the

    objects,

    ctions,

    and

    events

    represented.

    The curtain

    rises

    on

    Hamlet,

    and we

    see

    a

    human

    figure

    blowing

    his

    fingers

    nd

    stamping

    his feet

    on

    a

    dimly

    it

    stage.

    Beforea word is

    uttered,

    we have

    already

    nferred t

    least a cold

    night

    s

    the context

    orhis

    speech.

    We

    read or hear recited

    a

    sonnet

    by

    Shakespeare:

    "To

    me,

    fair

    friend,

    you

    never can be

    old

    ...,"

    and no matterhow

    littlewe

    know

    about William

    Shakespeare

    of

    Stratford

    nd the

    various

    earls withwhom he

    may

    have been

    intimate,

    we

    immediatelybegin

    to create

    for

    those

    words

    a

    plausible

    and

    appropriate

    context:

    at the

    minimum,

    a

    speaker addressing

    some

    other

    person

    whom he

    regards

    as

    fair

    and,

    in

    some

    sense,

    as

    his

    friend.

    All

    our

    experiences

    with

    anguage

    and

    the contexts n

    which

    men

    speak

    not

    only

    enable us to make this nference

    ut

    really oblige

    us to make

    t.

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  • 8/9/2019 Poetry as Fiction

    18/24

    POETRY

    AS FICTION

    275

    Throughout

    ur ives

    as

    verbal

    creatures,

    e

    have learned

    to

    respond

    to

    inguistic

    tructures

    n

    a certain

    way: namely

    o

    nterpret

    heirmean-

    ings,

    .e.,

    to

    infer

    heir

    ontexts rom

    heir

    forms.

    The

    effects

    f

    poetry

    as a

    representational

    rtform

    epend upon

    the

    strength

    f our

    habitual

    tendency

    o infer

    ontexts

    rom

    erbal structures.

    We

    should

    note that

    Milton,

    n

    Paradise

    Lost,

    does

    not createEve

    or

    Eden;

    what he

    creates,

    rather,

    re statements bout "Eve" and "Eden"

    that

    lead

    the reader

    to

    create

    a

    woman and

    a

    place

    -

    in

    order,

    s it

    were,

    to

    provide

    refer-

    ents

    for

    those

    statements.

    Other

    representational

    rtforms

    depend

    for

    their

    effects

    pon

    comparable

    tendencies n the

    spectator:

    illu-

    sionist

    painting,

    for

    example, depends upon

    fundamental

    habits

    of

    visual

    perception

    o transform

    configuration

    flinesand colorson a

    flat

    urface

    nto

    the

    appearance

    of a

    three-dimensional

    cene

    or

    object.

    It

    is

    only

    because

    of

    perceptual

    conditioning roduced by

    our

    exper-

    iences

    in the

    natural visual world that

    we can

    see,

    as a

    cow

    grazing

    in

    the

    distance,

    what is

    actually

    only

    a

    few brushstrokesf

    color

    on the

    upper

    part

    of a

    canvas.

    This

    process

    of

    interpretive illing-in

    r

    per-

    ceptual

    nference

    s

    very

    imilar

    o the

    process

    by

    which we

    infer,

    rom

    a few

    ines n

    a

    poem,

    a rich context f

    motives,

    eelings,

    nd situations.

    "To

    me,

    fair

    friend,

    you

    never

    can be

    old .

    ..

    ." Nine

    small words

    that summonup forus a man,his consciousness f thepathosofmuta-

    bility,

    nd his

    mpulse

    o

    deny

    ts

    hold

    upon

    his

    friend.

    Thus,

    although

    a

    poem

    is a

    fictiveutterancewithout

    a real

    and

    particular

    historical

    ontext,

    ts

    characteristic

    ffects

    to

    create

    ts

    own

    context

    r,

    more

    accurately,

    o invite nd enable the

    reader

    to create a

    plausible

    context

    or

    t.

    And what we mean when

    we

    speak

    of

    inter-

    preting poem

    is,

    in

    large

    measure,

    precisely

    his

    process

    of

    inference,

    conjecture,

    nd indeed

    creation

    of

    contexts.5

    But

    these contexts

    i.e.,

    "meanings"

    -

    that

    we half create

    and

    half

    perceive

    can

    be

    no

    morethan

    "plausible,"

    forthe

    poem

    is a

    fictive

    tterance nd its con-

    texts

    an be

    neither iscovered

    or

    verified

    n

    nature

    or

    history.

    As we

    saw

    earlier,

    when

    we

    interpret

    natural

    utterance,

    we

    seek to

    ascertain

    its

    real

    historical

    eterminants,

    he context hat did in

    fact

    occasion its

    occurrence

    nd form. However

    complex

    and

    elusivethat

    context,

    t

    is

    nevertheless

    istorically

    eterminate nd

    particular.

    The contextof

    a

    fictive

    tterance, owever,

    s

    historically

    ndeterminate.

    his

    is not

    to

    5

    I

    should

    emphasize

    that I am

    not

    specificallyreferring

    ere to

    those

    formally

    and publiclyarticulated"interpretations" fpoetrythat we associate withacademic

    or

    professional

    riticism,

    ut

    rather

    to

    the

    informal nd

    often

    enough

    private

    activi-

    ties

    of the reader

    as

    such,

    or what we

    might

    otherwise

    peak

    of as

    his

    response

    to

    or

    experience

    of

    the

    poem.

    Of course much

    formalcriticism s

    an

    extensionof these

    informal

    activities,

    but

    the

    very

    fact that

    professional

    critics

    are

    offering

    public

    statements ntails

    other concerns and

    responsibilities,

    nd

    I

    am not

    presuming

    here

    either

    to limit or

    to

    account for

    them.

    See, however,

    fn.

    7

    and

    p.

    280,

    below.

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  • 8/9/2019 Poetry as Fiction

    19/24

    276

    NEW LITERARY HISTORY

    say

    thatwe must

    egard

    he

    poem

    s an

    anonymous

    ift

    ropped

    rom

    theEmpyreanr gnorehefact hat twascomposed ya realman

    at a

    particular

    ime

    nd

    place.

    It is

    to

    say,

    rather,

    hat

    we must

    is-

    tinguish

    etween he

    poet's

    ct

    of

    composing

    he

    poem

    nd theverbal

    act

    that

    the

    poem represents,ust

    as

    we

    would

    distinguish

    illiam

    Shakespeare's

    ct

    in

    composing

    amlet

    nd the

    acts

    of

    the

    Prince

    f

    Denmark