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POLITECNICO DI MILANO Scuola di Ingegneria Industriale e dell’Informazione Corso di Laurea Magistrale in Ingegneria Energetica Experimental analysis and modeling of oil retention effects on heat transfer and pressure drop during evaporation of low GWP refrigerants in microchannel heat exchangers Relatore: Prof. Luca Molinaroli Correlatore: Prof. Lorenzo Cremaschi Tesi di Laurea di: Carlo Andres Matr. 804830 Anno Accademico 2014/2015

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Page 1: POLITECNICO DI MILANO · POLITECNICO DI MILANO ... The semi-empirical model simulates both the pure refrigerant and the refrigerant and oil ... dell’intero processo di scambio termico

POLITECNICO DI MILANO

Scuola di Ingegneria Industriale e dell’Informazione

Corso di Laurea Magistrale in Ingegneria Energetica

Experimental analysis and modeling of oil retention effects on

heat transfer and pressure drop during evaporation of low

GWP refrigerants in microchannel heat exchangers

Relatore: Prof. Luca Molinaroli

Correlatore: Prof. Lorenzo Cremaschi

Tesi di Laurea di:

Carlo Andres

Matr. 804830

Anno Accademico 2014/2015

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Acknowledgements

I would like to express my sincere gratitude to my advisor Prof. Luca Molinaroli for the

useful comments, remarks and engagement through the learning process of this master

thesis.

Furthermore, I would like to thank Prof. Lorenzo Cremaschi for giving me the

opportunity to join his research group at Oklahoma State University.

I am also grateful to my colleagues for the support they gave me and the stimulating

discussions we had.

I would like to thank all my friends for having always been close to me.

Special and immeasurable thanks to my parents and sister, who always support me

during this period, and to Tecla, who sustained me in the last three years.

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Summary

In a vapor compression cycle the compressor needs oil employment in order to prevent

surface-to-surface contact, remove heat, provide sealing, keep out contaminants and

dispose of debris created by wear. Although most of the oil remains in the compressor, a

small amount, which ranges from 0.5 to 3 percent of the total refrigerant flow rate

circulating into the system, escapes the oil separator after the compressor and circulates

throughout the cycle. Furthermore, the lubricant can accumulate inside the heat

exchanger components, causing an insufficient oil return to the compressor, and then a

lack of lubrication. In heat exchangers, the oil addition effects are undesired yet

unavoidable: the presence of oil causes an increase of the pressure drop and a

penalization of the whole heat transfer process. Studies about oil return and oil transport

in suction lines are numerous in literature, while oil retention measurements in

evaporators used in air conditioning applications are rather sporadic.

Moreover, to meet the terms of 1987 Montreal Protocol, chlorofluorocarbons and

hydrochlorofluorocarbons have been gradually phased out and substituted with zero

ozone depletion potential (ODP) fluids. However, some of the replacement refrigerants,

such as R410A, present high global warming potential (GWP) values, that might still be

of concern from an environmental perspective in case of leakage or improper charge

management. Few studies about zero ozone depletion potential and low GWP

refrigerants are available in the literature, only with the aim of demonstrating good

performances in terms of COP and capacity, but there is no information on oil retention

and its effect on heat transfer and pressure drop characteristics.

For the reasons explained above, the objective of this work is to investigate the oil

retention and its effects on heat transfer and pressure drops of new low GWP

refrigerants in microchannel type evaporators and, consequently, to provide a

comparison between the alternative fluids and the well known R410A. Furthermore, in

order to understand deeper the phenomenon related to the lubricant addition, a semi-

empirical heat exchanger model is developed.

A well known and highly-employed fluid, R410A, and three new low GWP refrigerants,

DR5A, R32 and R1234yf, along with synthetic polyol ester oil, are tested using two

different louvered-fin aluminum microchannel evaporators. The microchannel

configuration is considered one of the best technology commercially available to

increase the energy efficiency and limit the environmental impact, through a reduction

in refrigerant inventories and in vapor compression components size. The experiments

are conducted at Oklahoma State University Psychrometric Chamber, which is able on

one hand to reproduce a wide range of outdoor climate conditions, and on the other

hand to control the amount of oil injected and measure the oil trapped into the heat

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exchangers, the heat transfer rates and the pressure drop. The test conditions, such as

refrigerant saturation temperature and degree of superheating, are selected based on

R410A typical applications in air-conditioning systems. The circulating oil mass

fraction (OMF), a representative of the ratio between the lubricant and refrigerant mass

flow rates, is investigated higher than the usual values encountered in vapor

compression cycles, in order to clearly understand the detrimental effects on heat

transfer, pressure drop and oil retention related to the lubricant addition.

The first objective of the experiments is providing a comparison between R410A and

the developmental refrigerant DR5A, with the aim of demonstrating their similar

behavior and the possible use of DR5A as replacement for R410A. The comparison is

performed keeping fixed the system parameters, such as the air side volumetric flow

rate and dry bulb temperature, and maintaining the same saturation temperature and

degree of superheating on the refrigerant side. An additional comparison series between

R410A and DR5A is conducted under the same mass flux condition to better understand

the oil retention phenomenon. The second target of the experiments is providing

comparison data among DR5A, and respectively R32 and R1234yf, which are the two

refrigerants the DR5A is composed of; the tests are performed under the same

refrigerant mass flow rate conditions, in order to compare the behavior of the two pure

fluids with the performance given by their mixture after oil addition. Keeping fixed the

refrigerant side parameters, such as the refrigerant mass flow rate, degree of

superheating and saturation temperature, it is possible to understand which refrigerant

among R32 and R1234yf presents a higher detrimental effect in terms of oil retention,

pressure drop increase and heat transfer capacity reduction.

The oil effects are evaluated through three different parameters. The first one is the Heat

Transfer Factor (HTF), defined as the ratio between the heat transfer capacity when oil

and refrigerant are flowing in the microchannel heat exchanger and the capacity when

only pure refrigerant is flowing. The second one is the Pressure Drop Factor (PDF),

which evaluates the ratio between the pressure drop measured with oil circulating into

the system and the pressure drop without lubricant addition. The last parameter is the

Oil Retention Volume normalized (ORVN), which represents the mass of lubricant

trapped in the microchannel evaporator divided by the oil density and then normalized

dividing by the internal volume of the heat exchanger.

The semi-empirical model simulates both the pure refrigerant and the refrigerant and oil

mixture behavior in the two microchannel heat exchangers tested. The simulation model

is based on the segment-by-segment approach: the entire evaporator is reduced to a set

of vertical parallel columns, each one representing a single microchannel tube.

Assuming uniform conditions both on the air and refrigerants sides, guaranteed by the

psychrometric outdoor chamber, and controlling the refrigerant conditions at the

evaporator inlet, it is possible to consider only one column in the calculations. The

single tube is then divided into 100 segments, each one solved iteratively until

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convergence is reached. Providing the first segment conditions as input, the simulation

model calculates the output variables and passes them as input data for the succeeding

one, until the last element is solved. The algorithm uses the ε-NTU method to determine

the heat transfer capacity, while correlations developed for microchannel heat

exchangers are utilized in order to estimate the pressure drop. To analyze the oil

detrimental effects on heat transfer and pressure drop, the thermodynamic approach is

used as reference. Since the oil partial pressure in the vapor-phase is negligible due to

its higher boiling point than pure refrigerant, the lubricant is considered a non-volatile

component at the operating conditions used. Hence the oil is present only in the liquid

phase while the vapor phase is only made of pure refrigerant. The thermodynamic

approach peculiarity consists in treating the lubricant and refrigerant mixture as a

zeotropic mixture and then considering the mixture bubble temperature instead of the

pure refrigerant saturation temperature to describe the evaporating process. Lastly, the

oil retention at the inlet header and microchannel tubes is calculated through empirical

correlations depending on void fraction, while the lubricant trapped in the outlet header

is determined considering both the void fraction and the internal geometry effects.

The lubricant addition always penalizes the microchannel heat exchanger performances,

decreasing the evaporator capacity and increasing the pressure drop. The oil detrimental

effect is proportional to the oil mass fraction for all the refrigerants studied.

The experimental comparison between DR5A and R410A shows that DR5A can be

considered a good low GWP replacement for air conditioning applications. The DR5A

refrigerant seems operating properly at the conditions typical of the systems using

R410A as working fluid. The comparison series conducted keeping fixed the system

parameters, that are the air side volumetric flow rate and dry bulb temperature, illustrate

similar trends for both R410A and DR5A in terms of Heat Transfer Factor and Pressure

Drop Factor. Moreover, the behavior of the two different fluids is the same while

changing the refrigerant degree of superheating. Furthermore, R410A and DR5A

present analogous Oil Retention Volume normalized when the comparison between the

two fluids is conducted under the same mass flux conditions. The experimental

comparison between R32, R1234yf and DR5A refrigerants, conducted keeping fixed the

refrigerant side parameters, shows that R32 on one hand has the highest Heat Transfer

Factor penalization, while on the other hand presents the lowest amount of Oil

Retention Volume normalized.

The semi-empirical model is initially validated with pure refrigerant data. The

simulation results always show a good agreement with the experimental values, in terms

of capacity and pressure drop. Additionally, the simulation results with oil present

similar values compared to the experimental data. The semi-empirical model is able to

catch the capacity reduction and the pressure drop increase due to lubricant addition for

all the refrigerants analyzed and the different heat exchanger geometries used. The

simulation model addresses most of the oil retention to the horizontal outlet header,

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where the highest local oil concentration is reached. Two different trends are pointed

out in the predicted oil retention values: R410A results are in good agreement with the

experimental data, while DR5A, R32 and R1234yf simulation values are

underestimated. The main reason is identified in the different mass flux conditions

among the series. Low mass fluxes determine low vapor-phase velocity and shear stress,

so the vapor refrigerant is less effective in removing the lubricant droplets, resulting in

higher amount of oil retained.

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Riassunto Esteso

In un ciclo a compressione di vapore, il compressore necessita l’utilizzo di olio per

evitare il contatto fra le superfici rotanti, rimuovere il calore in eccesso ed eliminare i

contaminanti e i detriti causati dall’usura. Sebbene gran parte dell’olio lubrificante

rimanga all’interno del compressore, un piccolo quantitativo, che varia fra lo 0.5 e il 3

per cento della portata totale di refrigerante del sistema, riesce a scappare dal separatore

posto a valle del compressore e circola attraverso l’intero sistema. Inoltre, l’accumulo

d’olio all’interno degli scambiatori di calore può causare un insufficiente ritorno di olio

al compressore e una carenza di lubrificazione. Gli effetti correlati all’aggiunta di olio

lubrificante negli scambiatori di calore sono negativi ma al tempo stesso inevitabili: la

presenza di olio determina un incremento delle perdite di carico e una penalizzazione

dell’intero processo di scambio termico. Studi riguardo il ritorno di olio lubrificante al

compressore e il trasporto dell’olio nella linea di aspirazione del compressore sono

numerosi nella letteratura scientifica, mentre misure dirette della ritenzione dell’olio

lubrificante in evaporatori usati in applicazioni di condizionamento dell’aria sono

abbastanza sporadici.

Per rispettare i termini imposti dal Protocollo di Montreal del 1987, clorofluorocarburi e

idroclorofluorocarburi sono stati gradualmente sostituiti da fluidi con zero ozone

depletion potential (ODP). Alcuni fluidi refrigeranti individuati come possibili sostituti,

ad esempio l’R410A, hanno un alto global warming potential (GWP). Quest’ultimo

parametro può rappresentare un problema da un punto di vista ambientale nel caso di

perdite o impropria gestione del fluido refrigerante. Nella letteratura scientifica i pochi

studi riguardanti fluidi refrigeranti con ODP nullo e basso GWP hanno principalmente il

fine di dimostrare il raggiungimento di buone prestazioni in termini di COP e potenza

termica scambiata, ma non sono presenti informazioni riguardo la ritenzione dell’olio

lubrificante e i suoi effetti su scambio termico e perdite di carico.

Per i motivi introdotti precedentemente, l’obiettivo di questo lavoro è indagare la

ritenzione dell’olio lubrificante e i suoi effetti sullo scambio termico e sulle perdite di

carico in scambiatori di calore a micro canali. L’aspetto innovativo del lavoro consiste

nel fornire un confronto dettagliato fra il fluido R410A e i suoi possibili sostituti a basso

GWP. Inoltre, per comprendere più a fondo le conseguenze dovute all’aggiunta di olio

lubrificante, un modello semi-empirico dello scambiatore di calore è stato sviluppato.

Un fluido refrigerante molto impiegato nelle applicazioni di condizionamento dell’aria,

l’R410A, e tre nuovi fluidi con basso potenziale di riscaldamento globale, più olio

lubrificante sintetico a base di poliolestere, sono stati testati usando due diversi

scambiatori di calore a micro canali con alette perforate in alluminio. La geometria a

micro canali è considerata una delle migliori tecnologie attualmente in commercio,

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poiché permette un incremento dell’efficienza energetica e una limitazione dell’impatto

ambientale, grazie alla riduzione delle dimensione dei componenti del ciclo a

compressione di vapore e, conseguentemente, del carico di fluido refrigerante richiesto.

Gli esperimenti sono stati condotti utilizzando la camera psicrometrica presso il

Dipartimento di Ingegneria Meccanica e Aerospaziale dell’Oklahoma State University,

apparecchiatura capace di riprodurre un’ampia varietà di condizioni climatiche esterne e

adatta a misurare il quantitativo di olio lubrificante iniettato e trattenuto dallo

scambiatore di calore, la potenza termica scambiata e le perdite di carico. Le condizioni

sperimentali, come la temperatura di saturazione e il grado di surriscaldamento del

refrigerante, sono state scelte a partire dai valori tipici utilizzati nei sistemi di

condizionamento che utilizzano R410A come fluido di lavoro. La frazione massica

d’olio lubrificante studiata, rappresentativa del rapporto fra le portate massiche di olio e

refrigerante, è stata appositamente scelta più alta dei valori convenzionali incontrati nei

cicli a compressione di vapore, in maniera da comprendere al meglio gli effetti negativi

connessi all’aggiunta di olio lubrificante relativamente a scambio termico, perdite di

carico e ritenzione d’olio.

Il primo obiettivo della parte sperimentale è fornire un paragone fra R410A e il fluido

refrigerante di nuova generazione DR5A, atto a dimostrare il loro simile

comportamento e il possibile utilizzo del DR5A come sostituto per l’R410A. Il

paragone è stato realizzato tenendo fissi i parametri del sistema, ossia la portata

volumetrica e la temperatura di bulbo secco dell’aria e mantenendo la stessa

temperatura di saturazione e grado di surriscaldamento del refrigerante. Un’ulteriore

campagna sperimentale di confronto fra DR5A e R410A è stata condotta mantenendo

costante la portata massica di refrigerante, in modo tale da comprendere meglio il

fenomeno della ritenzione di olio lubrificante. Il secondo scopo della parte sperimentale

è fornire un paragone fra DR5A, R32 e R1234yf; questi ultimi sono i due fluidi puri che

compongono la miscela DR5A. Gli esperimenti sono realizzati mantenendo le stesse

condizioni di portata massica di refrigerante, con il fine di analizzare il comportamento

dopo l’iniezione di olio lubrificante sia per i due fluidi puri sia per la miscela. Tenendo

fissi i parametri caratterizzanti il lato refrigerante, ossia la portata massica, la

temperatura di saturazione e il grado di surriscaldamento del fluido refrigerante, è

possibile comprendere quale fra R32 e R1234yf presenti una maggior penalizzazione in

termini di ritenzione d’olio, incremento delle cadute di pressione e riduzione della

potenza termica scambiata.

Gli effetti dovuti alla presenza di olio lubrificante sono valutati tramite tre differenti

parametri. Il primo è l’Heat Transfer Factor (HTF), definito come il rapporto fra la

potenza termica scambiata quando la miscela di olio e refrigerante circola nello

scambiatore a micro canali e la potenza scambiata quando solo puro refrigerante circola

nello scambiatore. Il secondo parametro è il Pressure Drop Factor (PDF), che

rappresenta il rapporto fra perdite di carico misurate con olio circolante nel sistema e

perdite di carico in assenza di olio lubrificante. Il terzo e ultimo parametro è l’Oil

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Retention Volume normalized (ORVN), definito come il volume di olio lubrificante

ritenuto nell’evaporatore a micro canali, normalizzato rispetto al volume interno dello

scambiatore di calore.

Il modello semi-empirico è in grado di simulare il comportamento sia del refrigerante

puro sia della miscela composta da refrigerante e olio lubrificante nei due scambiatori di

calore a micro canali usati. Il modello numerico utilizza un approccio segmento-per-

segmento: l’intero evaporatore è ridotto a una serie di colonne verticali parallele,

ognuna delle quali rappresenta un singolo micro canale. Assumendo condizioni

uniformi sia dal lato aria sia da quello refrigerante, garantite rispettivamente tramite la

camera psicrometrica e il controllo delle condizioni del refrigerante in ingresso

all’evaporatore, è possibile effettuare i calcoli solo relativamente a una singola colonna.

Il singolo micro canale è suddiviso in 100 segmenti, ognuno dei quali viene risolto

iterativamente fino a convergenza. Fornendo le condizioni di input per il primo

segmento, il modello numerico è in grado di calcolare le variabili di output, che

successivamente vengono usate come input per il successivo segmento; questa

procedura si interrompe quando l’ultimo elemento viene risolto. La Potenza termica

scambiata è calcolata tramite il metodo ε-NTU, mentre le perdite di carico sono

determinate attraverso correlazioni sviluppate per scambiatori a micro canali. Per

comprendere gli effetti penalizzanti relativamente allo scambio termico e alle cadute di

pressione dovuti all’aggiunta di olio lubrificante, l’approccio termodinamico è usato

come linea guida. Dal momento che la pressione parziale dell’olio nella fase vapore è

trascurabile, a causa del suo alto punto di ebollizione rispetto al refrigerante puro, l’olio

lubrificante è trattato come un componente non volatile durante le normali condizioni

operative. In questo modo è possibile considerare la presenza dell’olio lubrificante solo

nella fase liquida, mentre la fase vapore composta solo da puro refrigerante. La

peculiarità dell’approccio termodinamico consiste nel trattare la miscela formata da

refrigerante e olio lubrificante come una miscela zeotropica e nel considerare quindi la

temperatura di bolla della miscela anziché la temperatura di saturazione del refrigerante

puro per descrivere il processo evaporativo. Infine, la ritenzione dell’olio lubrificante

nel serbatoio d’accumulo all’ingresso e nei micro canali è determinata attraverso

correlazioni empiriche dipendenti dalla frazione di vuoto, mentre l’olio intrappolato nel

serbatoio d’accumulo all’uscita è calcolato considerando sia la frazione di vuoto sia gli

effetti dovuti alla geometria interna.

L’aggiunta di olio lubrificante penalizza sempre le prestazioni dello scambiatore a

micro canali, causando una diminuzione della potenza termica scambiata e un

incremento delle cadute di pressione. L’effetto di penalizzazione dovuto alla presenza di

olio lubrificante è direttamente proporzionale alla frazione massica di olio per tutti i

refrigeranti analizzati in questo lavoro.

Il confronto sperimentale fra DR5A e R410A mostra come il fluido refrigerante DR5A

possa essere considerato un buon sostituto a basso potenziale di riscaldamento globale

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nelle applicazioni di condizionamento dell’aria che usano R410A come fluido di lavoro.

Il confronto, condotto mantenendo fissi i parametri di sistema, ossia la portata

volumetrica e la temperatura di bulbo secco dell’aria, evidenzia un andamento simile in

termini di Heat Transfer Factor e Pressure Drop Factor sia per il refrigerante DR5A sia

per l’R410A. In aggiunta, il comportamento dei due diversi fluidi al variare del grado di

surriscaldamento risulta essere lo stesso. L’R410A e il DR5A presentano valori simili di

Oil Retention Volume normalized fissando le stesse condizioni di portata massica.

Infine, il confronto fra DR5A, R32 e R1234yf, condotto mantenendo costanti i

parametri caratteristici del lato refrigerante, mostra come il fluido refrigerante R32

presenti sia la maggior penalizzazione in termini di Heat Transfer Factor, sia il minor

valore di Oil retention Volume normalized.

Il modello semi-empirico è inizialmente validato usando i dati sperimentali relativi al

puro refrigerante. I risultati di simulazione sono sempre in buon accordo con i valori

sperimentali, per quanto riguarda la potenza scambiata e le cadute di pressione. Anche i

risultati delle simulazioni che considerano la presenza di olio lubrificante mostrano

valori simili a quelli dei dati sperimentali. Il modello semi-empirico è in grado di

riprodurre la riduzione della potenza termica scambiata e l’incremento delle perdite di

carico dovuti alla presenza di olio per tutti i refrigeranti analizzati e le geometrie di

scambiatore a micro canali considerate. Dall’analisi dei risultati di simulazione, il

serbatoio di uscita, dove vengono raggiunti i massimi valori di concentrazione locale di

olio, presenta la maggiore ritenzione di olio lubrificante. I risultati di simulazione

presentano due diversi andamenti nella previsione dei valori numerici di olio trattenuto

nel sistema: il fluido R410A mostra un buon accordo, mentre DR5A, R32 e R1234yf

mostrano una sottostima rispetto ai dati sperimentali. La principale ragione di questa

deviazione è rappresentata dalle diverse condizioni di portata massica fra le diverse

serie sperimentali: infatti basse portate massiche determinano basse velocità della fase

vapore e minori sforzi di taglio, quindi il refrigerante in fase vapore risulta essere meno

efficace nella rimozione delle goccioline di olio lubrificante depositate all’interno dello

scambiatore di calore, risultando in un aumento della ritenzione di olio.

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Contents

INTRODUCTION .......................................................................................................... 1

1 LITERATURE REVIEW ....................................................................................... 3

1.1 MICROCHANNEL HEAT EXCHANGERS .................................................................. 3

1.2 CURRENT LIMITS ON REFRIGERANT USE .............................................................. 4

1.3 REFRIGERANTS AND LUBRICANT TESTED ............................................................ 5

1.4 REFRIGERANT-OIL MIXTURES .............................................................................. 6

1.4.1 Different approaches in studying refrigerant-oil mixtures ......................... 7

1.5 REFRIGERANT-OIL MIXTURE FLOW CHARACTERISTICS STUDY ............................. 8

1.5.1 Oil influence on Pool Boiling ..................................................................... 8

1.5.2 Oil influence on flow boiling ...................................................................... 8

1.6 EFFECTS OF OIL ON REFRIGERATION COMPONENTS ............................................ 12

1.7 PREVIOUS MODELING WORKS ............................................................................ 14

2 THE EXPERIMENTAL APPARATUS .............................................................. 19

2.1 THE PSYCHROMETRIC CHAMBER ...................................................................... 19

2.2 THE MICROCHANNEL EVAPORATORS ................................................................ 21

2.3 THE AIR SAMPLING DEVICE ............................................................................... 23

2.4 THE REFRIGERANT AND OIL LOOPS .................................................................... 24

2.5 TEST PROCEDURE .............................................................................................. 28

2.6 DATA ANALYSIS ................................................................................................ 30

2.6.1 Heat transfer and pressure drop analysis ................................................. 32

2.6.2 Oil retention volume analysis ................................................................... 35

2.7 UNCERTAINTY ANALYSIS .................................................................................. 38

3 EXPERIMENTAL RESULTS ............................................................................. 43

3.1 DR5A AND R410A COMPARISON ...................................................................... 44

3.1.1 Comparison under same air dry bulb temperature conditions ................. 44

3.1.2 Comparison under same mass flux conditions ......................................... 47

3.1.3 Effect of different degree of superheating ................................................. 51

3.1.4 Effect of different geometry ....................................................................... 55

3.2 R32, R1234YF AND DR5A COMPARISON .......................................................... 58

4 SIMULATION CODE DESCRIPTION.............................................................. 63

4.1 PREVIOUS WORK ON THE SIMULATION CODE ..................................................... 63

4.2 MICROCHANNEL EVAPORATOR SIMULATION CODE............................................ 63

4.3 THE AIR SIDE CORRELATIONS ............................................................................ 67

4.4 THE REFRIGERANT SIDE CORRELATIONS ............................................................ 69

4.5 REFRIGERANT-OIL MIXTURE PROPERTIES CALCULATION ................................... 74

4.6 OIL RETENTION CALCULATION .......................................................................... 78

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5 SIMULATION RESULTS WITHOUT OIL ....................................................... 81

5.1 EVAPORATOR CAPACITY AND PRESSURE DROP VALIDATION .............................. 81

5.2 FURTHER SIMULATION RESULTS WITHOUT OIL ................................................... 85

6 SIMULATION RESULTS WITH OIL ............................................................... 89

6.1 EVAPORATOR CAPACITY, PRESSURE DROP AND OIL RETENTION ...................... 89

6.2 R410A RESULTS WITH OIL ................................................................................. 93

6.3 DR5A RESULTS WITH OIL .................................................................................. 98

7 CONCLUSIONS .................................................................................................. 105

7.1 CONCLUSIONS ABOUT THE EXPERIMENTAL WORK ........................................... 105

7.2 CONCLUSIONS ABOUT THE SIMULATION WORK ................................................ 107

7.3 FUTURE WORKS ............................................................................................... 108

NOMENCLATURE .................................................................................................... 109

REFERENCES ............................................................................................................ 113

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List of figures

Fig. 2.1: Air conditioning loop and evaporator inside the psychrometric chamber ....... 20

Fig. 2.2: Microchannel evaporator A: (top) actual picture of the heat exchanger and

(bottom) scheme of the evaporator with refrigerant and air flow direction during the

tests ................................................................................................................................. 22

Fig. 2.3: Microchannel evaporator B: (top) scheme with refrigerant and air flow

directions during the tests; (bottom left) scheme of the evaporator with indication of the

main dimensions and (bottom right) actual picture of the heat exchanger ..................... 23

Fig. 2.4 Air sampling device in front of the microchannel evaporator ........................... 24

Fig. 2.5: Particular of the refrigerant loop ...................................................................... 26

Fig. 2.6: Schematic representation of refrigerant and oil loops ...................................... 27

Fig. 2.7: The Target Labview interface for oil retention tests ........................................ 31

Fig. 2.8: The Host Labview interface for oil retention tests ........................................... 31

Fig. 2.9: Schematic representation of fixed power electrical preheaters and

microchannel evaporator ................................................................................................. 33

Fig. 2.10: Particular of the two sightglasses placed at the evaporator outlet .................. 36

Fig. 2.11: trend as function of for inlet and outlet test ..................................... 37

Fig. 2.12: Total amount of lubricant mass injected during outlet test ............................ 38

Fig. 3.1: Experimental Heat Transfer Factor under different refrigerant side saturation

temperature conditions .................................................................................................... 45

Fig. 3.2: Experimental Pressure Drop Factor under different refrigerant side saturation

temperature conditions .................................................................................................... 46

Fig. 3.3: Experimental Oil Retention Volume Normalized under different refrigerant

side saturation temperature conditions ........................................................................... 47

Fig. 3.4: Experimental Heat Transfer Factor under same mass flux conditions ............. 48

Fig. 3.5: Experimental Pressure Drop Factor under same mass flux conditions ............ 49

Fig. 3.6: Experimental Oil Retention Volume Normalized under same mass flux

conditions ........................................................................................................................ 50

Fig. 3.7: Experimental Oil Retention Volume Normalized with two different mass flux

conditions ........................................................................................................................ 51

Fig. 3.8: Experimental Heat Transfer Factor with different degree of superheating ...... 53

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Fig. 3.9: Experimental Pressure Drop Factor with different degree of superheating ...... 54

Fig. 3.10: Experimental Oil Retention Volume Normalized with different degree of

superheating .................................................................................................................... 55

Fig. 3.11: Experimental Heat Transfer Factor for Evaporator B .................................... 56

Fig. 3.12: Experimental Pressure Drop Factor for Evaporator B .................................... 57

Fig. 3.13: Experimental Oil Retention Volume Normalized for Evaporator B .............. 58

Fig. 3.14: R1234yf, DR5A and R32 experimental Heat Transfer Factor under same

refrigerant side conditions ............................................................................................... 59

Fig. 3.15: R1234yf, DR5A and R32 experimental Pressure Drop Factor under same

refrigerant side conditions ............................................................................................... 60

Fig. 3.16: R1234yf, DR5A and R32 experimental Oil Retention Volume normalized

under same refrigerant side conditions ............................................................................ 61

Fig. 4.1: Schematic representation of the segment by segment approach used in the

simulation program ......................................................................................................... 64

Fig. 5.1: Comparison between predicted and experimental capacity without oil ........... 82

Fig. 5.2: Comparison between predicted and experimental pressure drop without oil ... 83

Fig. 5.3: Particular of the comparison between predicted and experimental pressure drop

without oil ....................................................................................................................... 83

Fig. 5.4: Predicted Heat transfer coefficient trend without oil ........................................ 86

Fig. 5.5: Predicted Capacity trend without oil ................................................................ 87

Fig. 6.1: Comparison between predicted and experimental capacity with oil ................ 90

Fig. 6.2 Comparison between predicted and experimental pressure drop with oil ......... 91

Fig. 6.3: Particular of the comparison between predicted and experimental pressure drop

with oil ............................................................................................................................. 91

Fig. 6.4 Comparison between predicted and experimental oil retention mass ................ 92

Fig. 6.5: R410A simulation and experimental Heat Transfer Factor .............................. 94

Fig. 6.6: Effect of different oil concentrations on the simulation Heat Transfer

Coefficient ....................................................................................................................... 95

Fig. 6.7: R410A simulation and experimental Pressure Drop Factor ............................. 96

Fig. 6.8 R410A simulation and experimental Oil Retention Volume normalized .......... 97

Fig. 6.9: Refrigerant and lubricant masses trend inside a microchannel tube ................. 98

Fig. 6.10: DR5A simulation and experimental Heat Transfer Factor ........................... 100

Fig. 6.11: DR5A simulation and experimental Pressure Drop Factor .......................... 101

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Fig. 6.12: DR5A simulation and experimental Oil Retention Volume normalized ..... 102

Fig. 6.13: Dimensionless oil retention and mixture quality trends inside a microchannel

tube ................................................................................................................................ 103

Fig. 7.1: Particular of the Evaporator A horizontal outlet header ................................. 106

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List of Tables

Table 2.1: Main parameters of the two evaporators ....................................................... 22

Table 2.2: Air side sensors specifications ....................................................................... 39

Table 2.3: Refrigerant and oil side sensors specifications .............................................. 40

Table 2.4: Calculated uncertainties of the main paramenters ......................................... 41

Table 3.1: Experimental test matrix ................................................................................ 43

Table 4.1: Index of parameters used in the simulation code for refrigerant side

correlations ...................................................................................................................... 71

Table 5.1: Pressure drop without oil analysis ................................................................. 85

Table 6.1: Simulation input and output parameters for R410A tests .............................. 93

Table 6.2: Simulation input and output parameters for DR5A tests ............................... 99

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Abstract

In a vapor compression cycle the compressor needs oil employment in order to prevent

surface-to-surface contact, remove heat, provide sealing, keep out contaminants and

dispose of debris created by wear. Although most of the oil remains in the compressor, a

small amount, which ranges from 0.5 to 3 percent of the total refrigerant flow rate

circulating into the system, escapes the oil separator after the compressor and circulates

throughout the cycle. Furthermore, the lubricant can accumulate inside the heat

exchanger components, causing an insufficient oil return to the compressor, and then a

lack of lubrication. In heat exchangers, the oil addition effects are undesired yet

unavoidable: the presence of oil causes an increase of the pressure drop and a

penalization of the whole heat transfer process.

The aim of this work is to analyze the oil retention and its effects on heat transfer rate

and pressure drop in microchannel type evaporators. The unique feature consists of

providing comparison data between a well-known and highly employed refrigerant,

such as R410A, and its possible low Global Warming Potential replacements, DR5A,

R32 and R1234yf.

The oil effects are evaluated comparing both the heat transfer capacity and the pressure

drop after oil addition with the ones of the corresponding pure refrigerant test having

the same total mass flow rate. This approach allows to address all the variations to the

lubricant replacing refrigerant inside the evaporator.

The extensive experiments and simulations demonstrate that the oil addition always

penalizes the microchannel heat exchanger performances over the wide range of

conditions tested. The oil retention, the heat transfer degradation and the pressure drop

increase are proportional to the oil mass fraction, representative of the ratio between the

lubricant and refrigerant mass flow rates entering the coil.

Keywords: microchannel evaporator, low GWP refrigerants, oil retention, capacity,

pressure drop

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Abstract

In un ciclo a compressione di vapore, il compressore necessita l’utilizzo di olio per

evitare il contatto fra le superfici rotanti, rimuovere il calore in eccesso ed eliminare i

contaminanti e i detriti causati dall’usura. Sebbene gran parte dell’olio lubrificante

rimanga all’interno del compressore, un piccolo quantitativo, che varia fra lo 0.5 e il 3

per cento della portata totale di refrigerante del sistema, riesce a scappare dal separatore

posto a valle del compressore e circola attraverso l’intero sistema. Inoltre, l’accumulo

d’olio all’interno degli scambiatori di calore può causare un insufficiente ritorno di olio

al compressore e una carenza di lubrificazione. Gli effetti correlati all’aggiunta di olio

lubrificante negli scambiatori di calore sono negativi ma al tempo stesso inevitabili: la

presenza di olio determina un incremento delle perdite di carico e una penalizzazione

dell’intero processo di scambio termico.

L’obiettivo del presente lavoro è analizzare la ritenzione dell’olio lubrificante e i suoi

effetti in termini di scambio termico e perdite di carico in evaporatori a micro canali. Il

contributo originale consiste nel confrontare le prestazioni di un fluido refrigerante ben

noto e altamente impiegato come l’R410A e i suoi possibili sostituti a basso potenziale

di riscaldamento globale, DR5A, R32 e R1234yf.

Gli effetti dovuti alla presenza di olio lubrificante sono valutati confrontando i valori di

potenza scambiata e cadute di pressione con olio in circolo e quelli misurati nel caso di

refrigerante puro. Mantenendo costante la portata massica totale, è possibile indirizzare

tutte le variazione all’olio lubrificante che sostituisce il refrigerante puro.

Il lavoro sperimentale e di modellazione numerica dimostra che l’aggiunta di olio

penalizza sempre le prestazioni dello scambiatore di calore a micro canali in tutte le

condizioni di lavoro analizzate. La ritenzione dell’olio lubrificante, la penalizzazione

dello scambio termico e l’incremento delle perdite di carico sono direttamente

proporzionali alla frazione massica d’olio, parametro rappresentativo del rapporto fra le

portate massiche di olio e refrigerante in ingresso allo scambiatore di calore.

Parole chiave: evaporatore a micro canali, fluidi refrigeranti a basso potenziale di

riscaldamento globale, ritenzione dell’olio lubrificante, potenza termica scambiata,

cadute di pressione

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Introduction

The present work provides an experimental and simulation study of lubricant effects on

heat transfer and pressure drop in microchannel heat exchanger evaporators. This thesis

focuses on the new environmentally friendly refrigerants and their performances with

oil, analyzing the behavior of three different new-generation refrigerants, R32, R1234yf

and DR5A, in comparison with a well-known and highly employed fluid, R410A, that is

the baseline of the study.

The presence of oil in refrigeration and air-conditioning vapor compression systems is

necessary for the proper operation of the compressor, which is the most important

component of the cycle. The oil has a fundamental role because it protects the

compressor mechanical moving elements with a thin lubricating film and increases the

durability of the overall structure thanks to its protection against wear. The lubricant can

also have secondary roles as limiting the noise, helping evacuation of chemical elements

and impurities that may be released in the system and sometimes it is used as a heat

transfer medium for cooling the compressor. The oil addition to the refrigerant

determines changes in flow configurations, thermodynamic equilibrium and

thermodynamic properties. Although the lubricant presence is essential, it tends to

decrease the heat transfer and increase the pressure drop of refrigerant in the two-phase

heat exchangers, in particular when the oil fraction is high, due to its large viscosity and

mass transfer resistance effect. Moreover, in some cases, the opposite heat transfer and

pressure drop trend has been observed at low-medium oil fraction around 2-3%. The

lubricant influence on refrigerant heat transfer and pressure drop is a difficult topic and

no consistent agreement has been reached yet in the scientific literature.

In a vapor compression cycle and starting from the compressor, the lubricating oil

typically comes in contact with the refrigerant as a mist, dissolves into the liquid

refrigerant in the condenser creating a mixture and then, after the expansion valve,

enters the evaporator. During the evaporation process, the oil remains in the liquid state

and leaves the evaporator as a liquid mist in the refrigerant vapor stream or it is trapped

in the evaporator tubes, especially in the high vapor quality zone. In refrigeration

systems the amount of oil is usually very low, around 0.5-3 wt.% of the total refrigerant

charge, but it has a very detrimental effect on the evaporator thermal capacity, since the

lubricant decreases the evaporating heat transfer coefficient, increases the two-phase

pressure drop, prevents all the refrigerant from evaporating and reduces the log mean

temperature difference. Another problem related to oil retained in heat exchanger tubes

regards the oil return to compressor: a consistent part of oil trapped or blocked in other

system components can affect the compressor reliability, causing a lack of lubrication.

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The first part of the work consists in an experimental study of the lubricant addition

effect on a microchannel evaporator, through a heat transfer, pressure drop and oil

retention analysis. The results are presented as comparison between a fluid currently

used in refrigerating systems, such as R410A, and three possible new-generation low

Global Warming Potential replacements, R32, R1234yf and DR5A. The purpose of the

experiments is to determine if oil addition has similar effects on heat exchanger

performances while using different refrigerants and hence evaluate advantages and

disadvantages of the possible replacement fluids.

The second part of the work consists in a microchannel evaporator simulation model

development. Correlations and equations available from literature are implemented in

the Fortran heat exchanger numerical solver based on previous studies carried out at

Oklahoma State University. The simulation code has the aim of reproducing the

behavior of pure refrigerant or refrigerant and oil mixtures in microchannel evaporators,

in order to predict the heat transfer rate, pressure drop and oil retention. Moreover, since

the model is based on segment-by-segment method, it is possible to analyze the

thermodynamic properties in each point of the heat exchanger.

The thesis is organized as follows:

Chapter 1 deals with the literature review;

Chapter 2 presents the experimental apparatus description, the data analysis

procedure and the uncertainty analysis;

Chapter 3 contains the experimental results;

Chapter 4 treats about the simulation code description;

Chapter 5 shows the simulation results without oil in comparison with the

experimental capacity and pressure drop values;

Chapter 6 contains the simulation results with oil in comparison with the

capacity, pressure drop and oil retention experimental values;

Chapter 7 deals with the conclusions of the experimental and simulation works.

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1 Literature review

In this chapter some important studies about microchannel heat exchanger geometry, a

description of the refrigerant tested and current limits in their utilization, works

regarding oil effect on refrigerant boiling and on vapor-compression system

components are presented. Lastly, some previous refrigerant and lubricant mixture

modeling works are introduced.

1.1 Microchannel heat exchangers

The purpose of increasing energy efficiencies and decreasing energy consumptions in

air-conditioning systems might be achieved by using microchannel heat exchangers. A

good overview of this technology is provided by Garimella [1] in a study about

innovations in energy efficient and environmentally friendly space-conditioning

systems. The microchannel heat exchanger is presented as a solution to increase the

energy efficiency and decrease the environmental impact, reducing the refrigerant

inventories and the size of the vapor-compression heat pump components. The

microchannel technology was initially developed in automobile air-conditioning

systems, where the microchannel tube and multilouver fin heat exchangers replaced

conventional evaporators and condensers (e.g. round tube, fin and tube heat

exchangers). Compared to round tubes, the microchannel heat exchanger configuration

presents a smaller frontal obstruction to air flow, that reduces the drag and fan power

and has a larger surface area per volume ratio, which results in compactness. The use of

microchannel heat exchangers in residential air conditioning systems permits size

reductions by a two-or-three factor compared to conventional heat exchangers. A more

compact geometry results in low refrigerant inventories: this fact implies a refrigerant

charge reduction up to one order of magnitude, which has a direct impact on the

reduction of global emissions. Garimella shows that the total material required for the

heat pump system based on two microchannel heat exchangers is only 36% of the round

tube system, and the refrigerant charge of the microchannel solution is 1.7 kg instead of

2 kg for the round tube system. Furthermore, a system using a microchannel

configuration provides equal heat capacity, but higher COP and smaller indoor and

outdoor heat exchanger frontal areas, with respect to conventional arrangements. On the

other hand, the microchannel solution needs a more careful preliminary design:

potential refrigerant maldistribution problems, which can be more severe in

microchannel evaporators than in larger round-tube evaporators, have to be minimized

to achieve the desired performance.

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1.2 Current limits on refrigerant use

The Montreal Protocol [2] on substances that deplete the ozone layer, signed by all the

United Nations members in 1987, took on great importance in refrigerant development,

since it was designed to phase out the production of numerous substances that are

responsible for ozone depletion, such as halogenated hydrocarbons which contain either

chlorine or bromine. In the international Protocol, the Ozone Depletion Potential (ODP)

and the Global Warming Potential (GWP) are introduced as the two most important

parameters being used as a measure of how environmentally detrimental can be

refrigerants. The ODP of a chemical compound is the relative amount of degradation

that it can cause to the ozone layer, with trichlorofluoromethane (R-11 or CFC-11)

being fixed at an ODP of 1.0. ODP of a given substance is defined as the ratio of global

loss of ozone due to given substance over the global loss of ozone due to CFC-11 of the

same mass.

The Global Warming Potential is the measure of how much a given mass of greenhouse

gas is estimated to contribute to the global warming. It is a relative scale which

compares the gas in question to that of the same mass of carbon dioxide (whose GWP is

by definition 1). The GWP is calculated over a specific time interval, usually 20, 100 or

500 years.

It must be stated that the direct Global Warming Potential and the Ozone Depletion

Potential values are not the only predictor of environmental or climate change impact

for any refrigerant. Another important parameter, presented for the first time in the

report of the Montreal Protocol Technology and Economic Assessment Panel (1999), is

the Life Cycle Climate Performance (LCCP). The LCCP is a guideline referred to the

system overall environmental impact and represents a comprehensive metric to

calculate the equivalent mass of carbon dioxide released in the atmosphere

throughout its lifetime. The total is composed by two terms: the direct emissions

and the indirect emissions . The first term represents the

contributions due to refrigerant production and transportation, refrigerant leakage both

during system operation and at the end of useful life, accidents and maintenance. The

second term represents the emissions related to energy required for

manufacturing and recycling at the end of their useful life either system and refrigerant

and lifetime emissions due to electric energy consumption during system operation.

Therefore, through the LCCP value is possible to compare the overall environmental

impact in same technology systems, such as automobile air conditioning, residential and

commercial refrigeration and HVAC chillers.

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In the interest of improved environmental sustainability, new generation refrigerants

have to maintain the quality of life and health benefits coming from air conditioning and

refrigeration, but in an energy efficient and environmentally sustainable way. The

replacement fluids must, on one hand, follow current fixed GWP, ODP and LCCP

limits and non-flammability values and, on the other hand, achieve the same

performances in refrigeration capacity and efficiency (COP) of the replaced fluids.

Thus, for every purpose and application, it is necessary to choose the fluid providing the

best balance of properties to meet together performance, environmental and safety

needs.

1.3 Refrigerants and lubricant tested

The refrigerants analyzed in this study are the most common HFC refrigerant, R410A,

which is treated as the baseline, and three environmentally friendly potential

replacements, DR5A, R1234yf and R32.

The HFC refrigerant R410A belongs to the first generation of working fluids intended

to replace CFCs and HCFCs. The R410A is a near-azeotropic mixture of 50 wt.% HFC-

32 and 50 wt.% HFC-125. The R410A critical temperature and pressure are respectively

and . It belongs to the safety group A1 (low toxicity and non-

flammability), its ODP is zero, but has a very high GWP (calculated for 100 years) of

2100. The letter “A” identifies the percentage of R32 and R125.

The first possible replacement fluid investigated is DR5A, a mixture of 68.9 wt.% R32

and 31.1wt.% R1234yf [3]. DR5A has chemical stability, it is not corrosive and it

belongs to A2L group. Its GWP is 460 and it is expected to have good compatibility

with POE oils. In Leck et al.’s work [4] about DR5A can be seen that the width of the

two phase dome is slightly higher than that of R410A. Through the PH diagram it is

also illustrated that the critical pressure of DR5A is close and a little bit higher than that

of R410A. Thanks to the higher critical temperature and the wider two-phase PH dome,

the loss in COP and capacity of DR5A is smaller than R410A while operating a cooling

cycle at hot climates. As observed in [4], DR5A can be considered a good R410A

replacement fluid. DR5A represents an example of refrigerant blend: adding HFCs as

R32 to R1234yf the volumetric capacity increases and the resulting blend works well in

air conditioning and heat pump systems. In any case the relevance of blended

refrigerants concerns the possibility of reaching energy efficiency and environmental

sustainability purpose when pure refrigerants cannot be used by themselves. Using

blended refrigerants it is possible to obtain high-performance mixtures and to reduce the

single pure component negative effects, as high GWP, flammability, high boiling point,

low volumetric capacity and temperature glide.

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The second refrigerant investigated is R1234yf, a hydrofluoroolefin developed after the

strict regulations [5] [6] adopted in Europe to phase down the use of R134a in

automobile air-conditioning systems, beginning in the year 2011. Although R1234yf is

not considered a replacement for R410A, it is used in low GWP refrigerant blends, such

as DR5A. The R1234yf critical temperature and pressure are respectively 94.7 and

3.382 . It belongs to the mildly flammable and non-toxic group A2L, its ODP is

zero and its 100 years GWP is 4. The vapor pressures of HFO-1234yf and R-134a are

very similar and nearly overlay one another: at about 40°C the vapor pressures are

essentially the same, at lower temperatures the vapor pressure of HFO-1234yf is higher

than that of R-134a, and above 40°C the HFO-1234yf drops to less than that of R-134.

In [7], to demonstrate the compatibility and the thermal stability of HFO-1234yf with

typical materials used in refrigerating and air-conditioning systems and with most

common lubricants, tests at the standard conditions of 175°C for 14 days were

performed and no evidence of breakdown or reaction of the refrigerant with the metals

(aluminum, steel and copper) or the lubricants was seen.

The third replacement fluid tested is difluoromethane R32, an organic compound

composed of one carbon, two hydrogen and two fluorine atoms. R32 critical pressure

and temperature are respectively 5.38 and 78.4 . It belongs to the mildy

flammable and non-toxic group A2L, its ODP is zero and its GWP based on 100 year

time frame is 675.

The lubricant used in the present study is Emkarate RL 32-3MAF, which is an ISO VG

32 synthetic polyolester POE. This oil has additives less than 1% and a midpoint

viscosity of 0.032 at 40 . The POE ISO VG 32 is chosen by its interaction with

refrigerant molecules, since it does not react with refrigerant and it is completely

miscible with HFCs and HFOs.

1.4 Refrigerant-oil mixtures

A refrigerant-oil mixture behaves as a zeotropic mixture in which the refrigerant is

combined with miscible, lubricating oil. Some refrigerant-oil mixtures are miscible only

within a certain range of temperature or up to a certain oil mass fraction, so a part of the

refrigerant loop may pass outside the miscible range. The oil can be considered one

component in such a mixture, even though normally lubricating oil is a multi-

component mixture including various additives. A zeotropic mixture is a mixture that

never has the same vapor phase and liquid phase composition at the vapor–liquid

equilibrium state. Zeotropic mixture dew point and bubble point curves do not touch

each other over the entire composition range, with the exception of the pure

components.

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1.4.1 Different approaches in studying refrigerant-oil mixtures

Three different approaches have been developed to study the influence of oil on

refrigerants boiling:

The oil “contamination” approach, which considers all properties of pure

refrigerant and oil as a contamination parameter. This approach does not lead to

proper results because it is not thermodynamically correct: it ignores the

influence of oil on the boiling point temperature, specific heat, latent heat,

viscosity, density and all the properties of the refrigerant-oil mixture.

The empirical approach, which consists in developing and validating models for

specific refrigerants with particular oils. Mermond et al. [8] identified the major

deficiency of this approach: every correlation requires a lot of experimental

measurements, with a large number of adjustable parameters, which limit the

application to a small range of experimental conditions. This approach can

describe only specific oil-refrigerant mixtures or blends with similar molecular

interactions.

The thermodynamic approach, which considers the refrigerant-oil mixture as a

real mixture. Even though this approach is difficult and necessitates lots of

correlations, a reduction in complexity is given since the vapor pressure of

lubricant is very little compared to the refrigerant one, therefore the oil affects

only the liquid phase and oil composition in the vapor phase can be considered

negligible.

The method to determine correctly properties of the refrigerant-oil mixture by using the

thermodynamic approach is described in Thome [9]. In his study he provides

relationships for the local bubble point temperature and for the temperature-enthalpy-

vapor quality curve. The thermodynamic approach consists in using the bubble

temperature instead of the pure refrigerant saturation temperature in the calculation of

the boiling heat transfer coefficient, since the refrigerant and oil mixture is treated as a

zeotropic mixture. Oil addition to refrigerant entails an increase in the bubble point

temperature and in the local saturation temperature at which evaporation takes place.

The local bubble point temperature should also be used, instead of the saturation

temperature of the pure refrigerant, to calculate the log-mean difference temperature.

An exhaustive discussion about the influence of the thermodynamic approach on this

study is given in section 4.5, regarding the modeling of the refrigerant and lubricant

mixtures.

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1.5 Refrigerant-oil mixture flow characteristics study

1.5.1 Oil influence on Pool Boiling

The lubricant addition has a very negligible overall influence at concentrations below

3% in weight, while at concentration above 5% the oil contribution becomes substantial

in reducing the pool boiling heat transfer.

Some types of oil at concentration between 2% and 4% enhance pool boiling. A good

explanation of this phenomenon is given by Kedzierski [10], who states three possible

reasons for lubricant enhancing, relating the pool boiling mechanism to the variation of

bubble size and number:

1. The oil rich layer at the heated surface reduces the solid-liquid interaction, then

it entails a reduction in bubble size and an increase in bubble frequency;

2. The lubricant higher viscosity determines a thicker thermal boundary layer at the

heated surface, increasing the site density to activate the bubbles;

3. If the lubricant has a partial miscibility and the partial miscible refrigerant-oil

mixture boils close to the solution critical temperature, two liquid films can be

identified surrounding the bubble, where one is oil-rich and the other is

refrigerant-rich. The interface of the two films has a large pressure gradient,

which can move the superheated liquid to the bubble side, increasing the bubble

superheat and enhancing the nucleate boiling.

Kedzierski [11], using a fluorescent measurement technique, proves that the oil excess

layer decreases with increasing heat flux, since a greater heat flux activates larger

bubble site density and removes more lubricant. The removal rate is proportional to the

excess layer thickness and the bubble diameter. Kedzierski also proposes a refrigerant-

oil mixture pool boiling correlation in which the most important parameters are the

lubricant mass fraction, the difference between oil and refrigerant viscosity and the

difference between the refrigerant-oil mixture saturation temperature and the solution

critical temperature.

1.5.2 Oil influence on flow boiling

Many authors consider the pattern assumed during evaporating process a very important

parameter to describe the flow boiling characteristics, both in case of pure refrigerant

and refrigerant-oil mixtures.

One of the most noteworthy studies to understand the phenomenon marking out pure

fluids is the work by Collier and Thome [12], which considers a vertical tube heated

uniformly along its length at low heat flux, with subcooled liquid at the bottom inlet and

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superheated vapor at the top outlet. Eight different flow patterns during the complete

evaporative process are identified. A single phase heat transfer mechanism occurs in the

subcooled region, followed by subcooled flow boiling when the wall temperature rises

above the saturation temperature. The nucleate boiling starts only in the superheated

boundary layer, with vapor bubbles condensing as they get in contact with the

subcooled core. Once the liquid reaches its saturation temperature, the flow pattern

becomes saturated nucleate boiling, in the form of bubbly flow regime and then slug

flow regime. Increasingly moving away from the inlet section, the flow pattern develops

into annular flow regime and annular flow with liquid entrainment in the vapor core. In

the annular region, the forced convection heat through the liquid film governs the heat

transfer. Subsequently, the annular liquid film dries out or is sheared from the wall by

the core vapor stream at the point referred as the onset of dryout region. Overtaken the

dryout, a mist flow pattern of entrained liquid droplets in the vapor current is identified,

which arises with a large increase in the wall temperature at constant heat flux. While

the two-phase temperature is rising above the saturation temperature, it is possible to

find droplets in the vapor stream until all the liquid evaporates and a single phase region

marked out by a single phase convective heat transfer mechanism starts. Collier and

Thome also propose a boiling map, depicting the heat transfer coefficient as a function

of vapor quality, in which higher heat transfer coefficients in wet regions than those in

the film boiling and liquid deficient region are observed.

Kattan et al. [13] propose a two-phase flow pattern model and a pure refrigerant map for

evaporation in horizontal tubes, based on flow pattern data for five different refrigerants

covering a wide range of mass velocities and vapor qualities. The work also shows an

equation for predicting the onset of dryout at the top of the tube, as a function of flow

parameters and mass flux. The model proposed by Kattan is subsequently improved by

Wojtan [14], who also investigates flow boiling in horizontal tubes. In the latter paper

the stratified-wavy region is analyzed with more accuracy and analytical forms for

transition from annular to dryout region and from dryout to mist flow zone are

proposed.

Another work about pure refrigerant flow pattern is Mishima and Hibiki’s [15]. Their

work is focused on typical regimes observed in an air-water two-phase flow inside

capillary vertical tubes with inner diameters in the range from 1 to 4 mm. Special flow

regimes peculiar of capillary flows are denoted. In bubbly flow, smaller bubbles form a

spiral train along the tube axis and larger bubbles, lined next to each other, form

intermittent bubble trains, without coalescing. In slug flow, slug bubbles, surrounded by

thin liquid film, are relatively long and have a significant spherical nose, effects of the

capillarity force. In churn flow, the long slug bubbles are deformed and loose the

spherical shape. Annular and annular-mist flows, do not present any appreciable

difference with respect to the flow patterns in large diameter tubes.

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Considering a refrigerant-oil evaporating process, not all the over-described flow

patterns are observed. The effects of oil on physical properties have the potential to

modify the threshold of transition between different flow patterns. For example, in the

annular flow regime, the liquid film is prevented from drying out at the top of the tube

because the oil-rich liquid film bubble temperature rises towards that of the heated wall

and prevents the evaporation, delaying the dryout region. It should be underlined, as

mentioned in section 1.4.1, that the correct approach in determining refrigerant-oil

mixtures boiling heat transfer coefficient follows the thermodynamic approach; on the

contrary, some studies include combinations of real oil effects and others due to the

improper use of the pure refrigerant instead of , which properly characterizes

the mixture.

One of the best available work about oil influence on flow boiling is Shen and Groll’s

review [16]. The lubricant impacts on flow boiling through a flow pattern change: the

increased mixture viscosity and surface tension promote the early formation of annular

flow, especially in microfin tubes and with large mass fluxes. The foaming effect, if

present, increases the fluid volume, which is more effective to wet the heat transfer

surface. The lubricant influence on flow boiling is very dependent on the vapor quality.

At low and intermediate quality, when the flow is mainly stratified, the oil addition may

increase the wetted surface thanks to its high viscosity, surface tension or foaming; at

high vapor quality, for the same reasons, can be predominant a lubricant accumulation

effect. Whether the oil addition can improve overall evaporator performance or not, it

depends on the balance between the intensification of oil mass transfer resistance at

high quality and the increased foaming and wetted surface effect at low quality.

Manwell and Bergles [17] study the lubricant effect on flow boiling in two different

tube configurations analyzing the R-12/300-SUS oil mixture flow pattern both in

smooth and microfin tubes. Microfin tubes activate annular flow automatically although

the oil presence reduces this promotion effect and suppresses the foaming. In terms of

wetted surface and hence heat exchanged, the microfin tube shows advantages at high

and intermediate qualities, with high lubricant concentration and high heat flux. At

lower heat fluxes, the microfin tube better behavior over the smooth tube disappears

with the increase of mass flux.

Regarding the oil effect on thermodynamic properties, McMullan et al. [18] report on

the flow boiling heat transfer of R-12 mixed with three different lubricants. The

formation of annular flow is accelerated by higher mixture viscosity and increases oil

mass transfer resistance effect: a larger oil viscosity and surface tension decrease the

convective heat transfer both in the low quality and in the high quality region, but

change the stratified flow to annular flow in the first part of the evaporator. The

optimum lubricant concentration is determined by the trade-off between the reduction in

convective heat transfer and the improvement in wetted surface.

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Cho and Tae [19] examine the effect of the mass fluxes. Higher mass fluxes make the

refrigerant-oil mixture more uniform, reducing the oil mass transfer resistance and

accumulation negative effects. Furthermore large mass fluxes activate the annular flow

pattern immediately.

Specific studies about lubricant effect on flow boiling heat transfer coefficient are

presented by Nidegger et al. [20] and Zurcher et al. [21] [22] [23]. The first work [20]

treats about evaporating tests for R-134a/oil in a microfin tube with an internal diameter

of 11.90 mm only for one mass flux value of 200 kg/m2s. The inlet saturation pressure

was 3.40 bar, corresponding to a saturation temperature of 4.4 °C for the pure

refrigerant. Adding oil always reduces the heat transfer at vapor qualities before the

peak in the heat transfer coefficient. After the peak, R134a/oil heat transfer data are

higher than the pure R-134a values, since the oil presence delays or eliminates the onset

of dryout region, depending on mixture properties. Lower heat transfer coefficients than

those of pure refrigerant are reported at high nominal oil mass fractions. Zurcher et al.

[21] [22] [23], in their flow pattern dependent methodology, suggest to predict the flow

boiling heat transfer coefficients of R134a/oil and R407C/oil by using the mixture

properties. In this way, well-predicted heat transfer degradation due to lubricant

presence is shown, but the results ignore the possible heat transfer enhancement caused

by a little quantity of oil. The flow pattern seen during refrigerant-oil flow boiling at

low qualities is stratified flow shifting to annular due to the increased mixture viscosity

and surface tension. As far as the flow maps are considered, the onset mass flux and

vapor quality of annular flow for refrigerant-oil mixtures are lower than those of pure

refrigerants. Thus, the model reveals the tendency of the lubricant presence to increase

the wetted surface, but does not predict properly heat transfer enhancement at low oil

concentrations and low vapor qualities since, during the transition from stratified to

annular flow, the increase in wetted surface is not large enough to compensate the

degradation in convective evaporation. Furthermore, an oil “hold-up” phenomenon at

high quality is reported in [22]. The hold-up is referred to a large amount of lubricant

trapped in the high vapor quality region. This accumulation is mainly present at low

mass fluxes in microfin tubes, while is much reduced at high mass fluxes in smooth

tubes. Lastly, Zurcher et al.’s studies suggest that the microfin tube takes advantage

over the smooth tube at high vapor quality and at high oil concentrations, since the

swirling effect of the microfin prevents the onset of dryout.

The oil effect on flow pattern and the oil film characteristics in refrigeration cycle

suction lines are analyzed by Fukuta et al. [24] and Sethi et al. [25]. Suction line studies

are significant especially for modeling the last part of the evaporator, in which

superheated vapor is present. The main aspect treated in the first work [24] is the oil

return during upward flows. The results, referred to air with 20 and 56 VG MO

lubricants, show that oil always flows upward even in case of low gas velocity. The

refrigerant gas core Reynolds number is observed to be the main parameter upon which

the flow pattern depends. Furthermore, a correlation between thickness, pressure

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gradient and average velocity of the oil film and the Reynolds number of the refrigerant

gas core region is proposed.

Sethi et al.’s work is a quantitative comparison of oil retention and pressure drop

characteristics of R1234yf and R134a with POE oil inside horizontal, vertical and

inclined suction lines at a saturation temperature of 13 °C with 15 °C of superheat. The

effects of refrigerant mass flux, oil circulating ratio (OCR) and tube orientation on oil

retention and pressure drop are investigated. The oil retained is determined with a direct

measurement method, removing and weighing the test section. In their experiments,

OCR varies from 1 to 5%. R1234yf, in a same diameter suction line, has similar oil

retention, but 20 to 30% higher pressure drop than R134a, both in vertical and

horizontal suction lines. Furthermore, R1234yf oil retention increases as the mass flux

decreases or the OCR increases, due to its higher refrigerant vapor density compared to

R134a, which leads to lower refrigerant vapor velocity at the same mass flux. The oil

retention increases sharply in vertical lines as the mass flux is reduced below the point

of liquid film reversal, corresponding to the flow regime transition to churn flow. In

horizontal suction lines, oil retention is independent on flow regime transitions and

increases only at very low mass fluxes. Another interesting result observed is that

inclined suction lines retain more oil than the horizontal or vertical ones, with a

maximum value at an angle of inclination between 45° and 60°. Moreover, when

reducing the mass flux, for vertical lines the pressure drop reaches a minimum value

corresponding to the transition from annular flow to churn flow, while for horizontal

suction lines it decreases continuously. In both the orientations, increasing the OCR, the

pressure drop raises.

1.6 Effects of oil on refrigeration components

One important work about the oil effect on the components of a vapor compression

system is the one from Cremaschi [26]. Refrigerants R22 and R410A with miscible

lubricants, respectively blended white mineral oil BWMO and ISO VG 32 polyester oil,

are investigated over a wide range of OCR and refrigerant mass flow rates. The oil

retention in each component of the system is evaluated using a lubricant

injection/extraction methodology, which consists in determining the difference between

the amount of oil injected and the one extracted, once the steady state is reached.

Considering The R22/MO pair, if the OCR increases from 1 to 8 wt. %, the oil retention

in the suction line increases from 2% to 28% of the initial mass of oil charged into the

compressor. While only few percentage of the initial lubricant charge is retained in the

evaporator, the cumulative oil retention in liquid line, evaporator and suction line rises

up to 40%. Analyzing the cumulative oil retention mass in all the components at various

refrigerant mass flow rates and different OCR, the oil retention is observed strongly

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dependent on the oil concentration in the mixture but not so much affected by the

refrigerant mass flow rate. However, at high refrigerant mass flow rates, lower oil

retention values are registered, except for the liquid line, where oil and refrigerant are

homogeneously mixed. When OCR increases from 1% to 8 wt. %, the pressure drop

raises from 10% to 40% in the suction line and from 2% to 15% in the evaporator, with

respect to the case without oil. The pressure drop mainly affects the suction line, due to

less mutual solubility between the refrigerant core and lubricant film and hence higher

values of liquid film viscosity. Similar trends with different values are observed for the

R410A/POE pair. Comparing the oil retention volume between the two different pairs at

similar flow rate, the R410A/POE mixture presents higher oil retention volume in the

suction line and evaporator, due to higher film viscosity.

Another interesting work is Cremaschi et al.’s [27] extensive experimental study of oil

retention in air conditioning system components, which is focused on the suction line,

the most critical component for oil retention due to highest liquid film viscosity and low

inertia force of the vapor refrigerant core. The ratio between inertia force and viscous

force represents the transport driving force for the refrigerant and oil mixture: the higher

the inertia force, the more easily the oil is carried over the system and the lower the oil

thickness is. The described simulation model calculates the force ratio and correlates it

to the oil film thickness. The refrigerant and oil combinations used as working fluids

are: R22/MO, R410A/MO and R410A/POE, R134a/POE and R134a/PAG. The oil

retention volume is shown proportional to the refrigerant-oil mixture OMF in each

component and higher mass fluxes reduce the amount of oil retained in the suction line.

Furthermore, a reduction of pipe diameter promotes the lubricant transportation, but at

the same time increases the frictional pressure drops along the pipe. Thus the suction

line pipe diameter has to be determined minimizing both the pressure drop and the oil

retention. Comparing different pipe orientations at the same refrigerant mass flux and

liquid film viscosity, gravity effects are observed to be important in vertical upward

flow, since they are able to increase the oil retention up to 50% more. In the vertical

upward flow suction line a critical phenomenon regarding liquid film flow reversal

appears: when the refrigerant mass flux is decreased below a threshold known as the

critical refrigerant mass flux, the liquid film starts becoming instable and reverses its

flow, increasing pressure drop due to the cross-sectional area restriction at the suction

line bottom caused by the oil accumulation. Moreover, higher oil retention values are

observed when the mixture viscosity ratio (the ratio of liquid film viscosity over

refrigerant vapor viscosity) increases and the degree of solubility and miscibility

between oil and refrigerant decreases. The lubricant retained, which increases pressure

drop and reduces heat transfer coefficient, also reduces the COP and the cooling

capacity of the system.

A study about lubricant effects on two-phase refrigerant distribution in microchannel

evaporator is made by Li and Hrnjak [28], using R134a as working fluid. Their work

improves the Tuo et al.’s [29] experimentally validated microchannel evaporator model,

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which only considers pure refrigerant maldistribution. The lubricant viscosity and the

oil circulating rate (OCR) effects on refrigerant distribution are analyzed in a single tube,

a simplified parallel tubes and microchannel evaporator models. The results, obtained at

fixed mass flow rate and evaporator outlet pressure, show that, as lubricant viscosity

increases, refrigerant distribution worsens and there is not a univocal behavior after

increasing OCR. In fact, as OCR increases from 0.1% to 3%, the distribution becomes

worse, while distribution appears to be slightly more uniform when OCR increases from

3% to 10%.

1.7 Previous modeling works

An interesting segment by segment heat exchanger model is proposed by Jiang [30].

This approach is able to take into account within each tube on one hand, the non-

uniform air distribution across the heat exchanger with its consequences on heat transfer

coefficient and on the other hand, the two-phase regime and different pure refrigerant

flow patterns inside tubes. The air-to-refrigerant heat transfer and refrigerant pressure

drop are calculated for each individual segment. Inlet enthalpy, pressure and mass flow

rate on the refrigerant side, and inlet air temperature on the air side are required as input

parameters for predicting segment outlet conditions. The predicted conditions at the

outlet of the first segment are passed as input for the consecutive and so on until the

refrigerant circuitry is completed.

One remarkable work about modeling the overall vapor compression system and its

components and their response to an increase in the amount of circulating oil is the one

from Lottin et. al [31] [32]. Their refrigeration system simulation software, developed

for a refrigerant-oil mixture composed by R-410A and ISO 32 POE synthetic oil,

considers the effects of lubricant addition on the thermodynamic properties of the

mixture and the changes in refrigerant-oil physical properties. In the first part [31], the

liquid-vapor thermodynamic equilibrium (VLE) curves of the R410A-POE mixture are

extrapolated from the work of Henderson [33], which gives the saturation temperatures

of R125-oil and R32-oil mixtures, the two refrigerants R410A is composed of. Then a

polynomial function which takes into account the blending process to form R410A from

the two couples R32-oil and R125-oil is built. Furthermore, a method for calculating

refrigerant-oil mixture physical and thermodynamic properties is described. Assumption

for the compressor modeling are provided: on one hand, the possible change of phase of

the refrigerant dissolved in the oil between the suction and discharge does not affect the

volumetric efficiency; on the other hand, both the isentropic and the electro-mechanical

efficiency are functions of the amount of lubricant circulating into the compressor. In

order to verify the convergence, the model goes on running until the first law of

thermodynamic is respected (balance between the condenser, evaporator and

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compressor powers exchanged) and when two successive iterations do not present any

significant variations. The pressure drops in the pipes are estimated with the

homogeneous model and the friction coefficient is evaluated through Blasius

correlations. The changes in the pressure due to gravity and momentum effects are

neglected. Comparing simulation and experimental data, the numerical model works

very well when the ratio between high and low pressure is low, while the discrepancy is

larger with higher pressure ratio. The difference between evaluated and measured power

at the compressor and at the evaporator never exceeds 10%. Increasing the quantity of

lubricant from 0 to 0.5%, the software catches both a small increment in evaporator and

condenser heat transfer rate and a small reduction in refrigeration and heat pump COP.

Oil effect is more detrimental when its amount reaches 5% in weight. At high oil mass

fractions, the remaining liquid at evaporator outlet is a mixture of oil and diluted

refrigerant that, while not evaporating does not produce anymore the required thermal

effect and causes an evaporator heat transfer to fall (up to 13%). With a large amount of

oil the model is able to account the increase in compressor power, caused by two

different physical phenomena: on one hand, the high heat capacity of the lubricant and

the energetic cost induced by its heating; on the other hand, the energy required by the

vaporization of refrigerant, since the quantity of refrigerant diminishes between the

compressor suction and discharge ports.

The second part of Lottin et al.’s [32] study is more focused on modeling the heat

exchangers response to the increase circulating oil. The evaporator considered has a

plate geometry and the model is based on splitting the heat exchanger into elementary

segments, where the heat transfer coefficients and thermodynamic and physical

properties of the fluids are treated as constant. The resulting best compromise between

accuracy, numerical stability, and computation time of the simulations is 500 segments

per channel. Three different correlations for the refrigerant side heat transfer coefficient

are used to investigate its evolution when liquid evaporates and to study its variations

when the amount of oil mixed with the refrigerant is varying:

Gungor and Winterton [34] correlation, which gives good results even if it is not

well adapted to plate heat exchangers since it is established for flows inside

smooth tubes;

Yan and Lin [35] correlation, derived from the evaporation of R134a in a plate

heat exchanger;

Bivens and Yokozeki [36] correlation, which represents the best adequacy

between the numerical and experimental results, with the device of use Yan and

Lin form for the liquid evaporative heat transfer coefficient.

All the results are presented as function of the normalized coordinate along the channels

and oil mass fraction. The predicted mean and local refrigerant side heat transfer

coefficients in the evaporator on one hand have similar trend but with very different

numerical values if calculated using Bivens and Yokozeki and Yan and Lin correlations,

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on the other hand they have similar average but very different local values if calculated

using Bivens and Yokozeki and Gungor and Winterton. The model is able to catch the

enhancement of the average value of the heat transfer coefficient at OMF equal to 0.1%.

The refrigerant-oil mixture predicted temperature shows two delimited zone: the first

one with very weak temperature changes characteristic of evaporation and the second

one representing the overheating of pure refrigerant. Increasing OMF, the clear limit

between the two zones disappears. Moreover, the predicted quantity of lubricant which

remains in liquid phase during evaporation and the predicted vapor mass fraction in the

evaporator are presented. At the evaporator outlet, the liquid composition is quite

independent from OMF increase, while the quantity of liquid cannot be considered

negligible, in particular at low temperature and high oil mass fraction, when the

solubility of refrigerant becomes more important. Furthermore, the model provides a

pressure losses quantification: they are not significant with oil mass fractions below

0.5%, while become very important at higher OMF values: for example at 5% OMF, the

pressure drop was multiplied by 4 to 6.5 compared to its initial value without oil.

Implementing an infrared thermography based method to describe the quality

distribution in the inlet header, Li and Hrnjak [37] develop a microchannel heat

exchanger model, which takes into account both thermodynamic and transport

properties of refrigerant-oil mixture and lubricant impact on boiling heat transfer and

pressure drop. The lubricant effect on flow resistance is implicitly counted using

mixture properties in heat transfer and pressure drop correlations in each microchannel

tube. The finite volume approach used in modeling the entire heat exchanger and all the

assumptions are described in another work from Li and Hrnjak [38]. Since the

refrigerant-side capacity in the two-phase region is mainly the latent heat of the liquid

refrigerant, the infrared quantification method consists in building the relationship

between the liquid mass flow rate through each microchannel tube and the

corresponding air-side capacity in the two-phase region. The vapor mass flow rate is

then determined from the mass conservation equation of both phases. The refrigerant-oil

mixture model results are validated against experimental data and compared to two

different pure refrigerant models. The lubricant model is much better in predicting both

capacity and pressure drop, especially at OCR higher than 5%, while its superiority is

not obvious in superheat prediction. The infrared quantification model catches the

beneficial lubricant effects on distribution and predicts the capacity more precisely.

Another interesting study is described by Jin and Hrnjak [39]. The semi-empirical

model, developed with R134a-PAG46 oil and R1234yf-PAG46 oil, predicts refrigerant

and lubricant inventories in both heat exchangers of an automotive air conditioning

system. The evaporator has a fin and plate geometry, 4 passes and 19 plates with

horizontal headers, while the microchannel condenser is a two-pass design, with 31

channels in the first pass and 17 in the second. Each channel has a hydraulic diameter of

1 mm and the headers are vertical. The model divides the two heat exchangers into

small volume elements, whose number is determined in order to have any further

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increment in discretized elements effecting on calculation less than 0.5%. Temperature,

pressure and mass flow rate and oil circulation ratio (OCR) measurements at the inlet of

the evaporator or condenser are the input parameters for the simulation; in each volume

temperature, pressure and mass inventory are calculated by applying heat transfer,

pressure drop and different void fraction correlations; the calculated temperature and

pressure at the element outlet are used as the inlet condition for the next one. The heat

transfer between air and refrigerant is modeled using the Effectiveness-Number of

Transfer Unit (ε-NTU) method. The correct thermodynamic approach is used to study

the refrigerant-oil mixture: the two components are analyzed as a zeotropic mixture,

whose temperature moves along the dew point line during condensation and along the

bubble point line during evaporation. The evaporator capacity is predicted within 10%

error and lubricant and refrigerant mass inventories are both predicted within 20% error

with all the different void fractions correlations. The condenser model estimates the

capacity and the refrigerant mass inventory with an average error less than 10% and

15% respectively, while the oil retention is much under estimated, especially at oil mass

fraction around 4%. In order to have a better prediction of the lubricant inventory, the

condenser model is modified accounting for the inlet vertical header that behaves as an

oil separator, due to the gravity and refrigerant shear stress and that the oil, separated

from the flow, starts to fill up the bottom channels. The lubricant does not change phase

in the condenser and is cooled down faster than the two-phase fluid. After dividing the

condenser into vapor and liquid channels and adding to the model the different possible

distribution in each type of channels, the simulation well predicts both the refrigerant

and the lubricant mass inventory.

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2 The experimental apparatus

The facility was built by two previous students at Oklahoma State University, Pratik

Deokar and Ardiyansyah Yatim, with the purpose of testing the oil retention effects on

microchannel condensers. At the end of the condenser experimental series, the

apparatus was modified in order to obtain the same oil retention analysis on

microchannel evaporators. The description of the condenser test facility provided by

Deokar [40] is used as a reference.

2.1 The Psychrometric Chamber

The OSU Psychrometric Chamber is an environmental simulator consisting of two

similar adjacent air conditioned rooms allowing test conditions such as temperature,

humidity and air flow rate to be controlled over a wide range. It is able to maintain

conditions with the addition of internal thermal loading. One of the two rooms

artificially reproduces the outdoor climate conditions, while the other room simulates

the indoor environment and replicates indoor comfort conditions. Each room can

operate independently in order to run a number of experiments requiring controlled

ambient conditions. In this work only the outdoor room is used. The outdoor chamber

reproduces the outdoor weather having a design temperature range from -40 °C to

+54.5 °C. The uniform air flow condition and distribution are ensured through a supply

plenum under the perforated floor and a ceiling return plenum. Furthermore, the air flow

rate can be adjusted using variable speed blowers and electro-mechanical dampers. The

desired conditions are achieved by conditioning the air and then circulating it into the

room. A schematic cross section and the position of various components and

temperature, pressure and relative humidity transducers are reported in Fig. 2.1.

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Fig. 2.1: Air conditioning loop and evaporator inside the psychrometric chamber

The cooling and dehumidification processes are realized by a set of coils, fed with a

mixture of ethylene glycol and water. An additional refrigerating chiller, connected

through a heat exchanger to the water and glycol loop, is provided in order to increase

the cooling and dehumidification required. The coils surface temperature is controlled

by variable speed pump, electronic mixing valves and electro-mechanical bypass

valves. After being cooled and dehumidified, the air passes over electric heating

resistances, which increase the air temperature up to the desired value. The outdoor

chamber also has one air flow measurement apparatus, the code tester, located between

the two conditioning loops. The code tester is equipped with air dampers, air diffusers,

elliptical flow nozzles and fans; the diffusers generate the air stream for static pressure

measurements, while the flow nozzles are used to determine the air flow rate up to

13600 m3/h. The variable frequency driven blower makes possible to have always the

same air flow rate by changing its speed. The volumetric air flow rate through

a single nozzle is determined according to ASHRAE Standard [41]:

(2.1)

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(2.2)

Where the parameters used are defined as follows:

Coefficient of discharge for the nozzle

Exit area of the nozzle

Pressure difference across the nozzle

Adjusted specific volume of the air at the

nozzle

Specific volume of the air as measured

from wet and dry bulb temperatures

Pressure at the nozzle throat

Humidity ratio at the nozzle

2.2 The microchannel Evaporators

Two different microchannel evaporators are tested, called respectively evaporator A and

evaporator B. Both the microchannel heat exchangers are installed in a duct inside the

outdoor psychrometric room, in order both to control the condition of the air flowing

across the evaporator and to ensure the same air velocity profile on the entire slab. The

evaporator B is installed in the duct upstream the evaporator A. As the heat exchangers

are tested separately, a ball valve permits to isolate the heat exchanger not used. The

refrigerant liquid and vapor lines enter the room through its wall and are respectively

connected at the inlet and at the outlet of the evaporator. The oil line also passes across

the wall and two different valves permit to realize the oil injection at the inlet or at the

outlet of the microchannel heat exchanger. Four differential pressure transducers are

installed, each one with a distinct differential pressure range, with the aim of measuring

in the more accurate way the refrigerant side pressure drop between the inlet and the

outlet of the heat exchangers. The refrigerant side line is also equipped with absolute

pressure transducer and inline thermocouples placed both at the inlet and at the outlet of

the evaporator. To measure the outlet air temperature distribution, a grid of 20

thermocouples is placed 3 cm after the microchannel heat exchanger slab. The

geometric characteristics of the different evaporators are described in Table 2.1 and

schematic representations are given in Fig. 2.2 and Fig. 2.3.

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Table 2.1: Main parameters of the two evaporators

Parameter Evaporator A Evaporator B

Coil length [mm] 884 501

Coil height [mm] 438 546

Coil depth [mm] 25.4 30.5

Number of pass 1 2

Number of tubes 98 50

Tube thickness [mm] 0.35 0.4

Fin height [mm] 7.44 7.62

Fin pitch [fin/mm] 0.787 0.63

Hydraulic diameter [mm] 1.36 0.87

Overall free flow area [mm2] 1234.8 1100

Material aluminium aluminium

Header diameter [mm] 31.75 33

Header to header length [mm] 924.5 536.575

Header to header height [mm] 508 574.7

Evaporator volume [dm3] 1.526 1.9

Fig. 2.2: Microchannel evaporator A: (top) actual picture of the heat exchanger and (bottom)

scheme of the evaporator with refrigerant and air flow direction during the tests

refrigerant flow direction

Refrigerant out

Refrigerant in

refrigerant flow direction

Refrigerant out

Refrigerant in

H

W

Air flow direction

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Fig. 2.3: Microchannel evaporator B: (top) scheme with refrigerant and air flow directions

during the tests; (bottom left) scheme of the evaporator with indication of the main dimensions

and (bottom right) actual picture of the heat exchanger

2.3 The air sampling device

The air sampling devices, placed before and after the microchannel heat exchangers, as

illustrated in Fig. 2.1, are built according to ANSI/ASHRAE Standard 41.1 [42]. The

two constructions are very similar and composed by a horizontal PVC sampling tree

with vertical perforated branches, perpendicular to the air flow. The trees assist to

collect small samples of air over a large region, to mix and then transport them through

a flexible duct to the dry bulb and wet bulb temperature measuring RTDs. An inline

centrifugal fan overcomes the pressure drop in the flexible duct. The air sampling

device placed before the microchannel heat exchanger is shown in Fig. 2.4. It is also

possible to notice the blue air tunnel built in front of the evaporators to guide the flow

and have the same velocity profile on the entire surface of the microchannel heat

exchangers.

W

H

Refrigerant in

Refrigerant out

Refrigerant in Refrigerant out

Air flow direction

refr

iger

ant

flo

w

dir

ecti

on

Refrigerant in

Refrigerant out

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Fig. 2.4 Air sampling device in front of the microchannel evaporator

2.4 The refrigerant and oil loops

The refrigerant and oil loops are the main components of the oil retention experimental

facility and its schematic is shown in Fig. 2.6. The refrigerant loop is equipped with a

gear pump GC-MC25.JVS manufactured by Micropump, which can supply fluid at a

rate of 1.82 liters per 1000 revolutions at a maximum differential pressure of 860 kPa.

Its rotational speed is depending on the alternating voltage frequency supplied by the

Variable Frequency Drive VFD. The VFD model VS1SP21-1B, configured for the

motor of the gear pump described above, is manufactured by Baldor Electric Company

and requires a 3-phase input of 230 Volts at 60 Hz. Lastly, the electric motor of the gear

pump, model CEM3545 manufactured by Baldor Reliance Super-E motors, has 0.75

kW nominal power and can rotate at 3450 rpm. After the gear pump, the refrigerant

flow encounters a filter dryer, model C-083-S-HH 3/8 manufactured by Parker Hannifin

Corp. Sporlan Division, which is able to remove moisture dirt, acid and sludge from the

liquid refrigerant. Finally, the flow enters a Coriolis mass flow meter (model CMF025

by Micro Motion Inc.), which measures the mass flow rate transferred by the refrigerant

gear pump.

After the Coriolis mass flow meter, the refrigerant encounters a series of electrical

heaters. The first one, with respect to the flow direction, is a variable power electrical

heater. The variable power is given by a variac voltage regulator, which can change the

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supply voltage to provide up to 600 W. Refrigerant side temperature and pressure

sensors are placed just after the variable power electrical heater, in order to obtain a

reliable enthalpy measurement, since at that point subcooled liquid refrigerant is

flowing into the system. The heat provided by the first variable power heater to the

refrigerant is usually not enough to reach the saturation conditions required at the inlet

of the microchannel heat exchanger, so two additional fixed power electrical preheaters,

each one able to supply 300 W, are installed. The enthalpy at the inlet of the

microchannel evaporator is then calculated adding the heat provided by the preheaters

to the heat gain transferred from the surroundings to the refrigerant. The procedure is

explained in detail in section 2.6.1.

After the saturation conditions are reached, the refrigerant passes through the

microchannel evaporator. At the heat exchanger exit, one helical and one coalescent oil

separators, with the purpose of removing all the lubricant droplets entrained in the

refrigerant vapor bulk, compose the oil extraction system. The separators limit the

possible oil recirculation all over the loop. Both the helical separator, model # S-5188

by Henry Tecnologies Inc., and the coalescent one, model # 925R manufactured by

Temprite (able to detach up to 0.05 microns particles), do not have floating valve, to

avoid sticking problem of internal valves against the surface and lubricant drains. Since

the separators work with very favorable conditions, that is oil and vapor refrigerant

mixture at intermediate pressure around 850 kPa, the separation efficiency is accounted

to be unitary. The separators have three different vertical sightglasses, with the aim of

monitoring the internal lubricant level.

Once the refrigerant is purified from oil droplets, the vapor refrigerant stream

encounters a plate heat exchanger (model GB400L-14 by GEA), where it is cooled

down and turns into subcooled liquid refrigerant, required condition at the inlet of the

refrigerant gear pump. In the plate heat exchanger low temperature side R404A

refrigerant is flowing, which, in turn, is cooled down by a chiller. The chiller, model

CPCW-12LT/TC2-1-9X2 manufactured by Cooling Technology Inc., supplies up to 7

kW (2.0 tons) capacity with R404A leaving temperature of -31.67 °C. The secondary

coolant used in the chiller is Dynalene HC40.

All the liquid line from the outlet of the plate heat exchanger to the inlet of the

microchannel evaporator is made with copper tube 10.9 mm diameter size (3/8”), while

the vapor line from the outlet of the microchannel evaporator to the inlet of the plate

heat exchanger is realized with copper tube 16.7 mm diameter size (5/8”).

A particular of the refrigerant loop, depicting the gear pump, the Coriolis mass flow

meter, and the recovery machine with the manifold used to charge the refrigerant, is

shown in Fig. 2.5.

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Fig. 2.5: Particular of the refrigerant loop

Before and after the oil injection, the lubricant loop is distinct and independent from the

refrigerant circuit. The main components in the oil loop are the variable speed gear

pump, model #1802R/56C manufactured by Micropump, controlled by VFD to supply

the desired mass flow rate, and the reservoir tank, model AOR-4 by Emerson Climate

Technologies, where the oil is stored. The oil loop is connected to the main refrigerant

loop through an injection port, consisting of a small diameter copper tube that links

perpendicularly to the refrigerant line. The small copper tube is equipped with one

needle valve at the inlet (near the oil loop), which regulates the injection through its

opening or closing, and two different ball valves placed at the outlet (near the

intersection with the main refrigerant loop), which permit to choose between inlet or

outlet injections. A certain amount of pure refrigerant is directly injected in the oil

reservoir to pressurize it and keep a pressure difference between the two loops around

140-210 kPa, value able to maintain the lubricant flow stable among all the injection

time. The small diameter copper tube configuration, counting six sharp elbows, is

realized in order to mix as best as possible the refrigerant and oil mixture before

entering the refrigerant main loop. Furthermore, the lubricant loop is equipped with a

Coriolis mass flow meter and an electrical tape heater surrounding the oil reservoir. The

mass flow meter helps in monitoring outright the exact mass flow rate of refrigerant-oil

mixture injected into the main refrigerant loop, while the electrical tape is used

periodically to boil out the refrigerant from the liquid oil and then avoid, increasing the

temperature and decreasing solubility, too high concentration of refrigerant dissolved.

The schematic representation of the refrigerant and oil loops is given in Fig. 2.6.

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Fig. 2.6: Schematic representation of refrigerant and oil loops

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2.5 Test procedure

Several different ways, whose effectiveness largely changes depending on the

refrigerant tested, are employed to reach the desired test conditions:

The first parameter investigated is the total refrigerant charge in the system.

Charging more refrigerant in the system mainly increases the pressure and then

reduces the superheated vapor temperature. Before turning on the system, it is

important to charge a proper amount of refrigerant, since even little quantity of

refrigerant can have a very detrimental effect on reaching the desired conditions;

The refrigerant mass flow rate is varied using the variable frequency drive of the

pump, which mutates the electric motor rotational speed and provides the round

per minute desired;

Another way to reach the conditions is changing the set point temperature of the

dynalene flowing in the chiller. The dynalene is cooled down in the chiller and

then heated through electric heaters to reach the set point temperature desired.

Low dynalene temperature ensures a satisfactory refrigerant subcooling, which

avoids pump cavitation. A reduction in the dynalene temperature is effective in

decreasing the liquid refrigerant temperature and pressure;

The parameters at the inlet of the microchannel heat exchanger are also

depending on the electric power entering the system through the inline variable

power electric preheater. Modifying the variac voltage is possible to keep the

refrigerant to the required conditions. Increasing the variac voltage and then the

electrical power, the temperature at the inlet of the microchannel and the

pressure of the overall system increase;

The last option analyzed is changing the outdoor room temperature. An increase

in the outdoor chamber set point temperature results in a growth of the capacity

exchanged between air and refrigerant, that means a raise in the outlet

temperature of the microchannel and in the overall pressure of the system.

Through the code tester blower is also possible to vary the air mass flow rate

across the heat exchanger.

Depending on the purpose of the experiments, not all the ways described above can be

performed. For example, to compare the performances of different refrigerants under

the same outdoor room air dry bulb temperature conditions, it is necessary not to vary

the air side parameters (temperature and mass flow rate of the air at the inlet of the heat

exchanger).

Along all the experimental series, the conditions at the microchannel heat exchanger

inlet are determined from the subcooled refrigerant conditions at the fixed power

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preheater inlet through a heat balance. A direct measurement from the temperature and

pressure transducers at the evaporator inlet is avoided, since it can lead to not accurate

results in case of two-phase refrigerant flow. The refrigerant at the preheater inlet has at

least 5 °C of subcooling. Adding the heat gain received from the surroundings to the

fixed electrical power from the preheaters, the enthalpy and then the quality at the inlet

of the microchannel are determined. The refrigerant uniform distribution inside the heat

exchanger is guaranteed by the uniform air side conditions both before the evaporator,

where a duct in front of the heat exchanger guides the flow to have the same velocity

profile on all the surface area, and after the microchannel, where through a

thermocouple mesh is possible to check the symmetry of the air temperature.

Once the conditions are stable for at least 20 minutes, in order to exclude possible late

transients, the oil injection procedure starts. This process consists in injecting into the

refrigerant loop a certain amount of oil for a well defined time interval, depending on

the oil mass fraction chosen. The lubricant is forced into the refrigerant loop thanks to a

pressure difference. To increase the pressure difference between the two loops, a small

quantity of refrigerant is charged in the oil loop; the higher the oil mass fraction, the

higher is pressure difference required to get the lubricant injection. Through a Coriolis

mass flow meter is always possible to monitor the oil mass flow rate entering the

refrigerant loop and moreover, using a metring valve, it is possible to vary the flow. To

avoid excessive pressure swings between the oil and refrigerant loops, the oil mass flow

rate is increased up to the desired value only after opening the injection valves. The

injection lasts about 15 minutes, enough to reach again stable conditions; with low oil

mass fractions the duration is few minutes longer. Two sightglasses are installed on the

vapor side of the refrigerant circuit, with the aim of observing the fully developed flow

at those points of the loop. At the end of the injection, a sample of oil is taken from the

oil loop and a gravimetric measurement of the refrigerant solubility in the oil injected is

provided, in order to calculate the correct oil mass fraction circulating into the system.

The procedure to calculate the refrigerant solubility is the following:

The sampling cylinder is cleaned from oil droplets, vacuumed and weighted

(M0);

The sampling cylinder is filled with oil and refrigerant mixture taken from the

lubricant loop. Then is weighted again (M1);

The sampling cylinder is opened to the atmosphere, so the refrigerant boils and

comes out through an expansion valve. After two hours the cylinder, which

contains only oil, is weighted again (M2).

The procedure to calculate the oil retention and its effects on heat transfer and pressure

drop consists of inlet and outlet injection tests. In the first group of tests, the lubricant is

injected at the microchannel evaporator inlet, with the purpose of obtaining a global

performance overview in terms of Heat Transfer Factor (HTF) and Pressure Drop

Factor (PDF) of the heat exchanger when the working fluid is a refrigerant-oil mixture.

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In the outlet injection tests, the lubricant is injected at the microchannel evaporator

outlet, in order to measure the amount of oil retained in the refrigerant line between the

heat exchanger exit and the oil separators, and obtain a more accurate value of the oil

retention volume representative only of the microchannel heat exchanger. The outlet

tests have the same temperature, pressure and mass flow rate conditions at the

evaporator outlet measured during the inlet tests.

Once the injection period is over, in order to remove the oil from the system and store it

in the two oil separators, flushing cycles are performed. A flushing cycle consists in

reducing the air flow rate decreasing the code tester fan speed and in increasing the

refrigerant pump rpm, to obtain two-phase refrigerant at the outlet of the heat exchanger,

since liquid refrigerant is more efficient than vapor in carrying over lubricant droplets.

Cleaning the evaporator from the oil is an essential operation to demonstrate that the air

capacity does not change within the experimental series with the same air and

refrigerant side conditions.

2.6 Data analysis

All the data are collected through sensors connected to National Instruments Data

Acquisition (NI-DAQ) system with Real Time Labview Graphic Software Interface.

The sensors measure temperatures, pressures and mass or volume flow rates of the air,

refrigerant and oil sides. The data read from sensors are displayed, plotted and recorded

every two seconds. An example of the graphic interface of Labview is given in Fig. 2.7

and Fig. 2.8

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Fig. 2.7: The Target Labview interface for oil retention tests

Fig. 2.8: The Host Labview interface for oil retention tests

The Labview control and graphic interface for oil retention tests consists in two

different screens: the Target and the Host. The first one is employed to provide the

inputs for the air, refrigerant and oil loops, while the latter is used to plot the sensors

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values as function of time, in order to identify steady state conditions and the perfect

timing to start the oil injection test.

Few assumptions in data reduction are accounted. For example, the refrigerant solubility

in the oil injected, mainly dependent on temperature and pressure, is taken as constant

for all the injection period. This hypothesis can be considered valid since the oil

reservoir used in the experiments is large enough to have only little and negligible

variation in both pressure and temperature. Another important assumption is evaluating

the oil separators efficiency as unitary, that means all the oil injected is collected in the

separators and no lubricant recirculation is present in the system. The sightglass placed

at the microchannel evaporator inlet, where oil is never observed during normal

operation, demonstrates the goodness of the last assumption. These two assumptions

permit to calculate easily the oil mass fraction, thus only dependent on the mass flow

rates read from the mass flow meters and solubility, through equations (2.3) to (2.6):

Where is the solubility, the subscript refers to the oil and refrigerant in the

injected mixture, while the subscript symbolizes the pure refrigerant mass flow rate

at the steady state conditions reached before the beginning of the injection test.

2.6.1 Heat transfer and pressure drop analysis

First of all, both the consistency of the air side capacity and the heat balance across the

heat exchanger are calculated for each experiment.

The consistency of the air side capacity is ensured comparing the values obtained

before and after flushing within each experimental series with same air and refrigerant

side conditions. Negligible variations are found.

(2.3)

(2.4)

(2.5)

(2.6)

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The heat balance without lubricant, schematically represented in Fig. 2.9, is verified

through equations (2.7) to (2.10).

Fig. 2.9: Schematic representation of fixed power electrical preheaters and microchannel

evaporator

Where:

represents the air side capacity, calculated as the enthalpy variation

across the microchannel heat exchanger. The volumetric air flow rate passing

through the evaporator is determined from the pressure drop on the nozzle

placed in the code tester, following ASHRAE Standard as indicated in section

2.1;

is the heat gained by the refrigerant between the fixed power

electrical preheaters inlet and microchannel inlet, due to the higher temperature

of the surrounding ambient.

consists in the heat given by the fixed power electrical preheaters to

the refrigerant, calculated dividing the squared voltage of the supply by the

electrical resistance of the preheater;

is the refrigerant side capacity. is used instead of ,

since the pressure and temperature readings are more accurate in case of liquid

(2.7)

(2.8)

(2.9)

(2.10)

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refrigerant with high degree of subcooling (5 °C) than liquid with low degree of

subcooling (1-2 °C) or two-phase refrigerant.

The error is always found to be negligible, which means the heat balance is

respected for all the experimental series performed.

During oil injection tests, the microchannel heat exchanger capacity is calculated

through the air side capacity, in order to be independent from the refrigerant-oil mixture

properties, which affect enthalpy calculation. It is possible to use the air side capacity

since the latent load is always within the 10% of the total load (sensible and latent). All

the tests are done in the driest conditions, reached running the ethylene glycol and water

loop at the lowest possible temperature and dehumidifying the air through silica gel.

Moreover, in order to ensure dry conditions on the heat exchanger surface, the air

volumetric flow rate is always maintained at its maximum value of 3300 m3/h during all

the experimental series. In this way, it is possible to obtain the inlet air dew point

temperature lower than the refrigerant saturation temperature and minimize the latent

load.

The heat transfer factor HTF is calculated based on the average heat transfer capacity

measured during tests with oil and the heat transfer capacity at the corresponding

operating conditions without oil, as in equation (2.11):

The pressure drop factor PDF accounts for the increase in pressure drop across the

microchannel heat exchanger due to the additional presence of lubricant. It is defined as

the ratio between the pressure drop during tests with oil and the corresponding operation

conditions without oil, as in (2.12):

The two tests, with and without lubricant, have on one hand the same refrigerant side

inlet pressure, temperature and total mass flow rate and on the other hand the same air

side inlet dry bulb temperature and volumetric flow rate.

While oil is injected, the pressure drop and the heat exchanged are calculated every time

step of two seconds. The HTF and PDF are then calculated at every time step and

averaged over the entire period after steady state conditions are reached again.

During all experimental series, the oil injection causes an increase in the total mass flow

rate circulating in the system, with respect to the case of pure refrigerant. For this reason,

baseline tests are run. The baseline test is performed with pure refrigerant at the same

(2.11)

(2.12)

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pressure and temperature inlet conditions than the oil test, but with different mass flow

rates. The purpose is interpolating or extrapolating capacity and pressure drop values as

functions of refrigerant mass flow rate. Then, the heat transfer capacity and pressure

drop during the injection period are compared with the experimental data without

lubricant having the same equivalent total mass flow rate. Using baseline tests, it is

possible to address the increase in pressure drop and the loss in capacity only to the

lubricant replacing refrigerant.

2.6.2 Oil retention volume analysis

The oil retention volume is calculated dividing the oil retention mass

in the microchannel evaporator by the oil density , as shown in

equation (2.13):

The pure POE lubricant density is calculated from lubricant manufacturer data (when

available) or as a function of temperature using the equation (2.14) provided by Cavestri

[43]:

Another important parameter is the oil retention volume normalized , which

consists in the oil retention volume ORV divided by the internal volume of the

microchannel heat exchanger , as in (2.15):

Two different sightglasses, shown in Fig. 2.10, are placed in the suction line after the

heat exchanger outlet, in order to observe and note the time when the oil-refrigerant

mixture flow is fully developed.

(2.13)

(2.14)

(2.15)

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Fig. 2.10: Particular of the two sightglasses placed at the evaporator outlet

Two important parameters in oil retention calculation are:

The time interval between the injection start and the observed time when the oil-

refrigerant mixture flow is fully developed at the sightglass. Since two

sightglasses are installed, is the time interval referred to sightglass #1 and

is the time interval with respect to sightglass #2. Using recorded data from

Labview, it is possible to integrate the oil mass flow rate during the injection

time interval and obtain the total amount of lubricant mass injected, both for

inlet and outlet injection tests. The upper limit of the mentioned integral can be

or , as shown in (2.16):

, defined as the difference .

Despite same refrigerant side conditions and oil mass fraction, the time interval between

injection start and observed time at both the sightglasses, and , is largely

(2.16)

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different in case of inlet or outlet injection tests, that means the oil-refrigerant mixture

flow is affected by the injecting point. For this reason the procedure to calculate the oil

trapped in the evaporator internal volume is defined as follows:

When inlet tests are less than three, three outlet injection tests with a value of oil

mass fraction equal to 0.5, 1.5 and 3% are performed; when inlet tests are

more than three, the same number of outlet tests are performed. In both cases,

the purpose is determining the trend as function of .

The of the inlet test, is plotted as function of ;

An equivalent outlet , having the same of the inlet injection test, is then

calculated from the outlet test trend. In this way, the inlet and outlet tests have

the same , and approximately have the same refrigerant and oil mixture

velocity. An example of trend, as function of , both for inlet and outlet

tests and the equivalent outlet , is represented in Fig. 2.11:

Fig. 2.11: trend as function of for inlet and outlet test

The total amount of lubricant mass injected during the inlet and outlet tests is

directly calculated from Labview data, while the total amount of lubricant mass

injected during the equivalent outlet test, is estimated interpolating the data from

the outlet test trend. An example of total amount of lubricant mass injected

during the outlet test is presented in Fig. 2.12:

0

100

200

300

400

0 1 2 3 4 5

Δt

[s]

OMF [%]

Outlet tests

Inlet tests

Equivalent outlet OMF with the same Δt of the inlet test with OMF=1%

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Fig. 2.12: Total amount of lubricant mass injected during outlet test

The resultant oil retention mass ORM in the microchannel heat exchanger

internal volume is then calculated as difference between the amount of oil of the

inlet test and the equivalent outlet test.

As indicated in Fig. 2.12, the total amount of lubricant mass injected can be calculated

with respect to sightglass #1 or sightglass #2. The procedure works properly in both

cases, since the oil retained values obtained with respect to the two different

sightglasses are always very similar.

2.7 Uncertainty analysis

According to the theory, every result obtained by measurements has to be connected to

an estimate of its associated error. Error analysis is the study and evaluation of the

measurement uncertainties: the three main reasons why it is so important are to allow

the scientists to estimate the size of uncertainties, to know where they are mainly

located and possibly to understand how to reduce them when necessary. Errors in any

experimental measurement are inevitable, but can be reduced to a minimum value

following the correct procedures to get the readings and taking particular care of each

instrument used. A good starting point is checking periodically the calibration of the

equipment, especially the air side sensors, more sensitive than the refrigerant side ones.

The calibration consists in removing the RTDs or thermocouples from their operating

positions and dipping them in a temperature bath filled with ethylene glycol and

0

30

60

90

120

150

0 1 2 3 4

Ma

ss i

nje

cte

d [

g]

OMF [%]

Mass injected @ sightglass #2

Mass injected @ sightglass #1

Total amount of lubricant mass

injected for the equivalent outlet test, with respect to sightglass #2

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39

insulated from the surroundings. The temperature bath allows to set up a predetermined

range of temperatures. Comparing the RTDs or thermocouples readings from Labview

data acquisition system with the value shown by a high precision thermometer dip in the

same ethylene glycol and repeating the procedure for at least six different temperature

points, it is possible to determine the proper calibration line. Then, to check the

accuracy of the calibration, few verification tests were performed applying the same

procedure described above and the difference between the Labview readings and the

thermometer measurements was always found to be less than 0.05 °C.

The experimental apparatus employed in this work contains multiple sensors to measure

temperatures, absolute and differential pressures, mass flow rates, volumetric flow rates

and other properties of refrigerant, oil and air sides. A brief description of the

instrumentation used and the uncertainty of the output parameters is given in Table 2.2

and Table 2.3.

Table 2.2: Air side sensors specifications

Sensor Use Manufacturer Model Nominal

range

Accuracy

Resistance

Temperature

Detector

Air side dry and

wet bulb

measurements

Omega

Engineering Inc.

Pt 100 -40 °C to

+54 °C 0.1 °C

Relative

Humidity

Sensor

Air side relative

humidity

measurements

Omega

Engineering Inc.

HX71-MA 0% to

100% 3.5% from

RH = 15%

to RH =

85%

Air Flow

Nozzles

Volumetric air

flow

measurements

Helander Metal

Spinning

Company

Aluminium

elliptical

nozzle

252 to

3600

m3/h

0.04% of

volumetric

flow rate

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40

Table 2.3: Refrigerant and oil side sensors specifications

Sensor Use Manufacturer Model Nominal

range

Accuracy

Inline

thermocouple

Refrigerant side

temperature

measurements

Omega

Engineering

Inc.

T-type

(copper and

constantan)

-40 °C to

+54 °C 0.3 °C

Absolute

pressure

transducer

Refrigerant side

pressure

measurements

Setra System

Inc.

C206 50 to 3450

kPa 4.5 kPa

High precision

pressure

transducer

Pressure

measurement at

microchannel

evaporator

outlet

Omega

Engineering

Inc.

DPGM049 0 to 1200

kPa 1 kPa

Differential

pressure

transducer

Differential

pressure

measurement

across

microchannel

evaporator

Validyne

Engineering

Diagram

typer P55D

0 to 50 kPa

(4 different

transducers)

0.25%

of the full

scale

Refrigerant

Mass Flow

Meter

Refrigerant

mass flow rate

measurements

Micro Motion

Inc.

Coriolis

mass flow

meter

2700C12

0 to 2180

kg/h 0.1% of

the

reading

Oil Mass

Flow Meter

Oil mass flow

rate

measurements

Micro Motion

Inc.

Coriolis

mass flow

meter

2700C12

0 to 108 kg/h 0.1% of

the

reading

Weighing

scale

Oil sample

weight

measurements

Arlyn Scales SAW-L 0 to 22 kg 2.2 g

In this study, many main parameters such as OMF, HTF, PDF and ORVN are not

measured directly, but are determined from other quantities through a functional

relation , as follow:

Where symbolizes the output estimate, result of the measurement;

represent the input estimates and the number of the input quantities. Hence the

uncertainty on the final result is estimated assuming reasonable uncertainty values of

the input parameters given by the manufacturers. The uncertainty analysis was

(2.17)

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41

conducted according to the uncertainty propagation method suggested by Taylor and

Kuyatt [44], described in equation (2.18):

Where is the uncertainty of the measurement result and is the uncertainty

associated to each input parameters.

The averaged uncertainties of the most important calculated parameters are shown in

Table 2.4:

Table 2.4: Calculated uncertainties of the main paramenters

Parameter Uncertainty

OMF 0.11

HTF 0.06

PDF 0.036

ORVN 0.004

(2.18)

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3 Experimental results

The matrix, which summarizes all the experimental tests, is provided in Table 3.1:

Table 3.1: Experimental test matrix

Refrigerant Evaporator Saturation

Temperature

Degree of

Superheating

Oil Mass

Fraction

Number of Oil

Tests

R410A A

3.9 °C 2.8 °C

8.3 °C

13.9 °C

0%

1%

3% 38 (16 inlet and

22 outlet tests)

R410A B

3.9 °C 2.8 °C

8.3 °C

13.9 °C

0%

1%

3%

DR5A A

3.9 °C

8.9 °C

2.8°C

8.3 °C

13.9 °C

8.3 °C

0%

0.5%

1%

3%

5% 39 (20 inlet and

19 outlet tests)

DR5A B

3.9 °C

8.3 °C

0%

1%

3%

R32 A

3.9 °C

8.3 °C

0%

0.5%

1%

3%

5%

9 (5 inlet and 4

outlet tests)

R1234yf A

3.9 °C

8.3 °C

0%

0.5%

1%

3%

5%

10 (6 inlet and 4

outlet tests)

The first objective of the experimental work is providing a comparison between a well-

known refrigerant used in air conditioning applications, R410A, and one of its possible

low Global Warming Potential replacement, DR5A. Most of the experimental series are

carried out at the same air dry bulb temperature and air volumetric flow rate, in order to

analyze the behavior of the different refrigerants, in terms of HTF, PDF and ORVN,

under the same air side conditions. On the other hand, keeping the same refrigerant

saturation temperature and degree of superheating and the same air dry bulb

temperature leads to fixed temperature difference between the air and the refrigerant

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44

flowing inside the microchannel tubes, namely the heat transfer driving force.

Furthermore, the effects of different saturation temperatures, degrees of superheating,

mass flow rates geometries are treated. Few experimental series are carried out at the

same refrigerant mass flow rate, in order to better understand the mass flux effect on oil

retention. The oil mass fraction is varied from 0% to 5%, identified as the typical range

of oil circulating ratio in refrigerating systems. The data are divided in different sections,

to underline the aim of the comparison. The refrigerant DR5A presents a significant

temperature glide in the two phase dome. Hence, the saturation temperature in the

experimental test matrix refers to the saturated liquid temperature at the evaporator inlet,

while the superheating refers to the difference between the temperature of vapor at the

microchannel heat exchanger outlet and the temperature of saturated vapor at the

evaporator outlet pressure.

The second objective of the experimental work is to provide a comparison between R32,

R1234yf and DR5A, three low GWP refrigerants currently under investigation in the

air-conditioning and refrigeration industry. Since DR5A is composed by 68.9 wt.% R32

and 31.1 wt.% R1234yf, it is possible to analyze both the pure fluid and mixture

behavior. The experimental series are carried out at the same refrigerant side conditions,

while the air side parameters are varying. Keeping constant the saturation temperature,

degree of superheating and mass flow rate of the three refrigerants leads to understand

the different lubricant addition effect in terms of HTF, PDF and ORVN.

3.1 DR5A and R410A comparison

In the following section a comparison between R410A and its possible low GWP

replacement DR5A is presented.

3.1.1 Comparison under same air dry bulb temperature conditions

In this section DR5A and R410A comparison tests with same air dry bulb temperature,

air volumetric flow rate and constant degree of superheating are presented. The

experimental comparison is conducted with Evaporator A geometry at refrigerant

saturation temperature equal to 3.9 °C. Some tests are performed twice to obtain a

reliable result in terms of repeatability. In order to maintain the constant parameters

described above, the refrigerant mass flow rate and the refrigerant mass flux are varying.

In addition, the effect of two different saturation temperatures, 3.9 °C and 8.9 °C

respectively, is shown for DR5A experiments. In order to obtain the higher saturation

temperature condition, the air dry bulb temperature is increased, while the refrigerant

mass flow rate is maintained within a tolerance of 5 kg/hr.

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45

The data collected in Fig. 3.1, Fig. 3.2 and Fig. 3.3 are classified as follows:

The blue solid triangles represent DR5A tests at saturation temperature equal to

3.9 °C, superheating of 8.3 °C and refrigerant mass flow rate of 95 kg/hr. For

this series the air dry bulb temperature is 15.8 °C and the air volumetric flow

rate is equal to 3300 m3/h;

The green hollow triangles symbolize DR5A tests at saturation temperature of

8.9 °C, superheating of 8.3 °C and refrigerant mass flow rate of 100 kg/hr. The

air dry bulb temperature is increased to 21.1 °C to reach the higher saturation

temperature condition, while the air volumetric flow rate is equal to 3300 m3/h;

The red solid squares refer to R410A experiments at saturation temperature of

3.9 °C, superheating of 8.3 °C and refrigerant mass flow rate of 160 kg/hr. The

air dry bulb temperature is 15.8 °C and the air volumetric flow rate is equal to

3300 m3/hr.

Fig. 3.1: Experimental Heat Transfer Factor under different refrigerant side saturation

temperature conditions

The Heat Transfer Factor in Fig. 3.1 shows a proportional decrease with the increase in

oil mass fraction. This trend is explained by the physical phenomenon induced by oil

presence: the oil film inside the microchannel heat exchanger tubes determines an

additional mass and heat transfer resistance, lowering the heat transferred from the air to

0.92

0.94

0.96

0.98

1

1.02

0 1 2 3 4 5

HT

F [

-]

OMF [%]

DR5A

DR5A high T sat

R410A

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46

the refrigerant and oil mixture. The heat transfer factor is slightly higher for DR5A,

which means better performances in terms of coil capacity compared to R410A. The

HTF seems not affected by the saturation temperature increase.

Fig. 3.2: Experimental Pressure Drop Factor under different refrigerant side saturation

temperature conditions

Fig. 3.2 depicts the Pressure Drop Factor as function of the oil mass fraction circulating

in the microchannel evaporator. The oil addition causes an increase in the overall

pressure drop across the heat exchanger, with respect to the pure refrigerant case. On

one hand, the lubricant creates a film inside the tubes, which reduces the available cross

sectional area and determines an increase of refrigerant liquid and vapor velocities and

then a pressure drop raise. On the other hand, the oil mixed with refrigerant causes a

liquid phase viscosity increase and determines higher pressure drop measured across the

evaporator. The DR5A experiments show a slightly lower penalty factor, even if the

order of magnitude is the same, which suggests a similar behavior. A possible reason

for R410A higher PDF can be the different and higher mass flux conditions compared

to DR5A series, since higher mass flow rates are associated to higher pressure drops.

Among DR5A experiments, conducted with similar mass flow rates, the high saturation

temperature test presents lower PDF: a saturation temperature raise, which determines

lower liquid mixture density, results in a smaller Pressure Drop Factor.

0.8

1

1.2

1.4

1.6

1.8

0 1 2 3 4 5

PD

F [

-]

OMF [%]

DR5A

DR5A high T sat

R410A

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47

Fig. 3.3: Experimental Oil Retention Volume Normalized under different refrigerant side

saturation temperature conditions

The Oil Retention Volume Normalized is the index which represents the amount of

lubricant retained in the microchannel heat exchanger tubes and headers. The oil

retention phenomenon affects mostly the inlet and outlet horizontal headers, where the

available cross sectional area is higher than the microchannel tubes one. In the inlet

header the oil retention is limited by the large quantity of liquid refrigerant, able to

carryover the lubricant. The oil retention is a very detrimental phenomenon in the outlet

header, where the high lubricant concentration liquid phase, due to its higher density

and viscosity with respect to the refrigerant vapor phase, settles on the surfaces,

increasing the internal volume occupied by oil. Fig. 3.3 points out how the amount of

lubricant trapped in the heat exchanger increases proportionally to the oil mass fraction

circulating in the system. The ORVN is higher for DR5A tests than R410A tests. The

main reason is the different mass flux conditions: indeed R410A has a larger mass flux,

that means an increase in the vapor shear stress and a smaller amount of oil retained in

the microchannel heat exchanger.

3.1.2 Comparison under same mass flux conditions

This section contains a comparison series between DR5A and R410A refrigerants,

which is conducted to understand the HTF, PDF and ORVN variations under the same

mass flux conditions. The mass flux represents the ratio between the mass flow rate

0

0.03

0.06

0.09

0.12

0.15

0.18

0 1 2 3 4 5

OR

VN

[-]

OMF [%]

DR5A

DR5A high T sat

R410A

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48

flowing across the heat exchanger and the total flow area available. The total flow area

of both evaporators, listed in Table 2.1, is calculated as the cross sectional area of each

tube multiplied by the number of microchannel tubes.

Both DR5A and R410A tests are performed with Evaporator A geometry, at saturation

temperature equal to 3.9 °C, superheating of 8.3 °C, refrigerant mass flow rate of 95

kg/hr and air volumetric flow rate equal to 3300 m3/hr

In this case, the air dry bulb temperature is not constant between the experimental series,

but it is varied to obtain the same mass flux and refrigerant mass flow rate conditions.

The air dry bulb temperature is equal to 15.8 °C in DR5A experiments, while is 11.7 °C

in R410A ones. The main purpose of this comparison is maintaining the same

conditions on the refrigerant side, such as degree of superheating, mass flux and mass

flow rate, same geometry, same saturation temperature, in order to address any variation

to the different refrigerant used.

In Fig. 3.4, Fig. 3.5 and Fig. 3.6, solid blue triangles represent the first DR5A series,

while the solid red squares stand for the R410A experiments.

Fig. 3.4: Experimental Heat Transfer Factor under same mass flux conditions

The HTF has its usual trend and decreases with the increase in the circulating oil mass

fraction. At OMF higher than 1%, DR5A shows a different behavior compared to

R410A, since the Heat Transfer Factor decreases slightly. One possible reason can be

0.84

0.88

0.92

0.96

1

1.04

0 1 2 3 4 5

HT

F [

-]

OMF [%]

DR5A

R410A

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49

the different value of phase-change enthalpy, which is higher for DR5A. The refrigerant

pressure and temperature conditions are the same among the two series, but the larger

latent specific heat of DR5A increases the length occupied by evaporating two-phase

flow inside the microchannel heat exchanger. Replacing single-phase refrigerant with

two-phase refrigerant results, in turn, in a heat transfer enhancement, which makes

DR5A less sensitive to the capacity penalization due to oil addition. Comparing DR5A

and R410A series, an increase of the evaporating length determines a larger portion of

the tubes being occupied by fluid at low vapor qualities. Especially at low vapor

qualities, the oil addition increases the wetted surface and improves the heat transfer,

thanks to to liquid mixture higher viscosity, as previously demonstrated in [16].

Fig. 3.5: Experimental Pressure Drop Factor under same mass flux conditions

Under the same mass flux conditions, the Pressure Drop Factor presents both for DR5A

and R410A a very similar trend, mostly at smaller OMFs. At larger oil mass fractions

the difference in PDF among the two series becomes higher, which means the higher

amount of oil circulating has a larger penalization in DR5A series. Even in this case, the

increase of evaporating length, which determines a larger amount of liquid mixture

carried around into the microchannel evaporator is identified as the most effective

parameter. Indeed the liquid phase has higher viscosity than vapor one at same

temperature conditions and causes an increase in pressure drop.

0.8

1

1.2

1.4

1.6

1.8

0 1 2 3 4 5

PD

F [

-]

OMF [%]

DR5A

R410A

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50

Fig. 3.6: Experimental Oil Retention Volume Normalized under same mass flux conditions

The Oil Retention Volume Normalized for both DR5A and R410A experiments shows a

very similar behavior: it is strongly dependent on the oil mass fraction circulating, even

if the effects due to the different refrigerant used seem to be negligible. The same mass

flux conditions leads to underline an important aspect involving the amount of oil

retained inside the microchannel evaporator A. Due to the geometry, a sort of filling

process is encountered in the horizontal outlet header: the refrigerant-oil boiling mixture

enters the outlet header flowing upward from the microchannels and the small volumes

created by the tubes entering the header tend to be filled by the oil rich mixture because

of the gravity force. This aspect is very important especially in the low mass flux

experiments, when the vapor has lower velocities and it is not able to carry over

lubricant droplets.

Moreover, to better understand the mass flux effect on oil retention, an additional DR5A

series is performed using Evaporator A, at saturation temperature of 3.9 °C, degree of

superheating equal to 8.3 °C and higher refrigerant mass flow rate. The comparison

results between the DR5A higher and lower mass flux series, shown in Fig. 3.7, are

classified as follows:

The blue solid triangles represent DR5A at saturation temperature equal to

3.9 °C and superheating of 8.3 °C. For this series the refrigerant mass flow rate

is 95 kg/hr

0

0.03

0.06

0.09

0.12

0.15

0 1 2 3 4 5

OR

VN

[-]

OMF [%]

DR5A

R410A

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51

The hollow red squares stand for experimental results for saturation temperature

of 3.9 °C, superheating of 8.3 °C and refrigerant mass flow rate equal to 135

kg/hr.

Fig. 3.7: Experimental Oil Retention Volume Normalized with two different mass flux

conditions

The Fig. 3.7 shows that the ORVN slightly reduces while increasing the refrigerant mass

flow rate. This behavior is also found in [27]. Since higher mass flow rates and mass

fluxes determine higher vapor core velocities, the inertia force becomes predominant on

the viscous one, resulting in a smaller amount of oil trapped in the microchannel heat

exchanger.

3.1.3 Effect of different degree of superheating

In this section a comparison between the refrigerants DR5A and R410A is performed

with the aim of carrying out the effects on HTF, PDF and ORVN of different degrees of

superheating, respectively 2.8 °C, 8.3 °C and 13.9 °C. Each DR5A series is compared

with the R410A one with the same air dry bulb temperature, equal refrigerant degree of

superheating and same refrigerant saturation temperature. All the experiments are

performed with Evaporator A geometry and air volumetric flow rate equal to 3300

m3/hr. The refrigerant mass flow rate and then the mass flux are varied to obtain the

0

0.03

0.06

0.09

0.12

0.15

0 1 2 3 4 5

OR

VN

[-]

OMF [%]

DR5A lower mass flux

DR5A higher mass flux

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52

conditions described above. Also for this experimental series some tests are performed

twice.

The collected data in Fig. 3.8, Fig. 3.9 and Fig. 3.10 are classified as follows:

Red solid triangles symbolize DR5A tests run with degree of superheating equal

to 2.8 °C and at saturation temperature of 3.9 °C. The refrigerant mass flow rate

is 105 kg/hr and the air side dry bulb temperature is equal to 13.8 °C;

Blue solid triangles refer to DR5A tests with 8.3 °C of superheating and at

saturation temperature equal to 3.9 °C. The refrigerant mass flow rate is 95 kg/hr

and the air side dry bulb temperature is equal to 15.8 °C;

Green solid triangles stand for DR5A experiments with degree of superheating

equal to 13.9 °C and at saturation temperature of 3.9 °C. The refrigerant mass

flow rate is 85 kg/hr and the air side dry bulb temperature is equal to 19.5 °C;

Red hollow squares symbolize R410A tests run with degree of superheating

equal to 2.8 °C and at saturation temperature of 3.9 °C. The refrigerant mass

flow rate is 160 kg/hr and the air side dry bulb temperature is equal to 13.8 °C;

Blue hollow squares refer to R410A tests with 8.3 °C of superheating and at

saturation temperature equal to 3.9 °C. The refrigerant mass flow rate is 160

kg/hr and the air side dry bulb temperature is equal to 15.8 °C;

Green hollow squares stand for R410A experiments with degree of superheating

equal to 13.9 °C and at saturation temperature of 3.9 °C. The refrigerant mass

flow rate is 160 kg/hr and the air side dry bulb temperature is equal to 19.5 °C.

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53

Fig. 3.8: Experimental Heat Transfer Factor with different degree of superheating

The Heat Transfer Factor, for all the degrees of superheating analyzed, is inversely

proportional to the oil mass fraction, that means a penalization in the heat transfer when

the amount of oil injected is increasing. The thermal phenomenon associated to the

decrease in superheating is a reduction in the refrigerant outlet enthalpy and then in the

coil capacity, for fixed refrigerant inlet pressure, temperature and mass flow rate

conditions. Indeed, the different degree of superheating is obtained varying the heat flux

provided by the air; in particular, the air dry bulb temperature is changed while the

volumetric flow rate is maintained equal to a constant value. The HTF plot shows how a

low degree of superheating, regardless of the refrigerant circulating, is more sensitive in

terms of heat transfer penalization than a high one.

0.92

0.94

0.96

0.98

1

1.02

0 1 2 3 4 5

HT

F [

-]

OMF [%]

DR5A SH 2.8°C

DR5A SH 8.3°C

DR5A SH 13.9°C

R410A SH 2.8°C

R410A SH 8.3°C

R410A SH 13.9°C

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54

Fig. 3.9: Experimental Pressure Drop Factor with different degree of superheating

The Pressure Drop Factor increases with the increase in the oil mass fraction circulating

into the system. The plot above does not prove an evident reduction in case of different

superheating values, since the data present a good uniformity, especially for OMF lower

than 3% .

0.8

1

1.2

1.4

1.6

1.8

0 1 2 3 4 5

PD

F [

-]

OMF [%]

DR5A SH 2.8°C

DR5A SH 8.3°C

DR5A SH 13.9°C

R410A SH 2.8°C

R410A SH 8.3°C

R410A SH 13.9°C

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55

Fig. 3.10: Experimental Oil Retention Volume Normalized with different degree of

superheating

The ORVN displays an important dependence on the different degree of superheating.

Low values of superheating determine a higher amount of refrigerant dissolved in the

oil rich mixture, caused by the increase of R410A solubility in POE oil at lower

temperatures, which leads to lower viscosity of the refrigerant-oil mixture and lower

amount of oil retained. Even if DR5A and POE lubricant solubility properties are not

available, the DR5A behavior seems close to the R410A one. In [45] a similar

substantial reduction in the amount of oil retained is observed after decreasing the

degree of superheating.

3.1.4 Effect of different geometry

This section contains a comparison between two experimental series carried out with a

different heat exchanger geometry, called Evaporator B, in order to generalize the

results and trends exposed in the previous sections in terms of Heat Transfer Factor,

Pressure Drop Factor and Oil Retention Volume normalized, and then obtain an overall

validation.

The DR5A and R410A series are performed at the same saturation temperature of

3.9 °C, equal superheating degree of 8.3 °C, constant air dry bulb temperature of

13.5 °C and air volumetric flow rate of 3300 m3/hr. In order to achieve the fixed

0

0.03

0.06

0.09

0.12

0.15

0.18

0 1 2 3 4 5

OR

VN

[-

]

OMF [%]

DR5A SH 2.8°C

DR5A SH 8.3°C

DR5A SH 13.9°C

R410A SH 2.8°C

R410A SH 8.3°C

R410A SH 13.9°C

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56

conditions described above, the mass flow rates are varying between the two different

series. DR5A and R410A experiments are conducted with mass flow rate equal to 75

kg/hr and 160 kg/hr, respectively.

The solid blue triangles in Fig. 3.11, Fig. 3.12 and Fig. 3.13 represent DR5A

experimental data, while the solid red squares symbolized the R410A ones.

Fig. 3.11: Experimental Heat Transfer Factor for Evaporator B

The Heat Transfer Factor shows a decreasing trend with the increase in the oil

circulating into the system. The observed HTF presents a heat transfer penalization due

to oil addition, almost of the same order of magnitude both for DR5A and R410A. It is

clear that lubricant injection creates an additional heat transfer resistance, with respect

to the conditions without oil. In order to reach the required conditions on the refrigerant

and air sides, DR5A tests are run with very low mass fluxes. Low refrigerant mass flow

rates determine, in turn, higher oil retention in the microchannel tubes, since the vapor

velocities are not enough to remove effectively the lubricant settled in the outlet header.

The higher value of Oil Retention Volume normalized in DR5A test, showed in Fig.

3.13, is also affecting the Heat Transfer Factor, since the thicker oil film deteriorates the

capacity transferred from air to refrigerant.

0.94

0.96

0.98

1

1.02

0 0.5 1 1.5 2 2.5 3

HT

F [

-]

OMF [%]

R410A

DR5A

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57

Fig. 3.12: Experimental Pressure Drop Factor for Evaporator B

The Pressure Drop Factor, even for the different geometry analyzed, displays the same

behavior: PDF raises with the increase in OMF. Indeed, the oil film inside the

microchannels determines a reduction in the cross sectional area, which, in turn, causes

an increase in refrigerant and oil velocities. Moreover, the refrigerant and lubricant

viscosity is higher than the pure refrigerant one. These are the two main parameters

responsible for higher pressure drop across the heat exchanger. While the lubricant

circulating into the system is increasing, this two phenomena become more significant.

0.8

1

1.2

1.4

1.6

0 0.5 1 1.5 2 2.5 3 3.5

PD

F [

-]

OMF [%]

R410A

DR5A

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Fig. 3.13: Experimental Oil Retention Volume Normalized for Evaporator B

The Oil Retention Volume normalized raises while OMF is increasing. Two important

differences between Evaporator B and Evaporator A data are observed in Fig. 3.13: the

ORVN seems to have both lower absolute values and more linear variations with OMF.

Possible reasons are found only in the different geometry, since the test procedures are

the same during all the experimental series. In particular, Evaporator B consists in a

single slab and double pass geometry, with headers at the bottom, as shown in Fig. 2.3.

Thanks to outlet header position, no filling process is encountered and less lubricant

accumulation is observed. In this case, the gravity is a favorable effect, since it helps the

vapor phase refrigerant flowing downward in carrying over the oil and in determining

lower ORVN absolute values. Last, but not least, since the Oil Retention Volume

normalized is defined as the ratio between the oil retention mass and the evaporator

volume, another reason for Evaporator B lower ORVN values can be the larger

Evaporator B volume measured, , against Evaporator A volume, equal to

.

3.2 R32, R1234yf and DR5A comparison

In the following section a comparison between R32, R1234yf and DR5A refrigerants is

presented. All the experimental series are conducted with the same Evaporator A

geometry at the refrigerant saturation temperature of 3.9 °C, degree of superheating

0

0.03

0.06

0.09

0.12

0 0.5 1 1.5 2 2.5 3 3.5

OR

VN

[-]

OMF [%]

R410A

DR5A

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59

equal to 8.3 °C and mass flow rate of 95 kg/hr. The air side volumetric flow rate is kept

constant at 3300 m3/hr, while the dry bulb temperature is varying to achieve the desired

conditions on the refrigerant side. In order to analyze the lubricant addition effect on

HTF, PDF and ORVN, a wide range of circulating oil mass fractions, equal to 0, 0.5, 1,

3 and 5% is considered.

The collected data in Fig. 3.14, Fig. 3.15 and Fig. 3.16 are classified as follows:

Red solid squares symbolize R1234yf tests conducted with degree of

superheating equal to 8.3 °C at refrigerant saturation temperature of 3.9 °C. The

air dry bulb temperature is equal to 13 °C;

Blue solid diamonds refer to DR5A tests with degree of superheating of 8.3 °C

at refrigerant saturation temperature equal to 3.9 °C. The air dry bulb

temperature is equal to 15.8 °C;

Green solid triangles stand for R32 experiments run with degree of superheating

equal to 8.3 °C at refrigerant saturation temperature of 3.9 °C. The air dry bulb

temperature is equal to 13.9 °C.

Fig. 3.14: R1234yf, DR5A and R32 experimental Heat Transfer Factor under same refrigerant

side conditions

0.92

0.94

0.96

0.98

1

1.02

0 1 2 3 4 5

HT

F [

-]

OMF [%]

R1234yf

DR5A

R32

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The Heat Transfer Factor shows for all the refrigerants a reduction with the increase in

oil mass fraction. Although DR5A is mainly composed by R32 (68.9 wt. %), its HTF

seems closer to the one of R1234yf. A possible reason is observed analyzing the

different behavior of the three refrigerants after lubricant addition. The oil presence

always causes a reduction in the temperature at the microchannel heat exchanger outlet,

with respect to the pure refrigerant case. The temperature decrease is small for R1234yf

and DR5A experiments (0.5 °C), while for R32 experiments it is more significant,

particularly at low oil mass fractions (2.5 °C). As consequence, the R32 capacity

considerably decreases after oil addition and determines a consistent reduction in the

Heat Transfer Factor.

Fig. 3.15: R1234yf, DR5A and R32 experimental Pressure Drop Factor under same refrigerant

side conditions

The Pressure Drop Factor presents for all the three low GWP refrigerants analyzed the

same trend and similar numerical values. The oil addition always causes an increase in

the pressure drop measured across the microchannel evaporator, proportional to the

increase in the oil mass fraction circulating into the system.

0.8

1

1.2

1.4

1.6

1.8

0 1 2 3 4 5

PD

F [

-]

OMF [%]

R1234yf

DR5A

R32

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Fig. 3.16: R1234yf, DR5A and R32 experimental Oil Retention Volume normalized under same

refrigerant side conditions

The Oil Retention Volume normalized shows a similar trend for all the refrigerants

tested, that is an increase with the increase in oil mass fraction. In Fig. 3.16 it is possible

to observe the filling process encountered in the low mass flux experiments conducted

with evaporator A. The small volumes created by the microchannel tubes protrusion

inside the outlet header, when filled by the oil rich liquid mixture determine an

exponential increase in the ORVN with respect to the no oil condition (OMF 0%),

especially at low oil mass fraction condition (OMF 0.5%). R32 refrigerant presents

lower Oil Retention Volume normalized compared to DR5A and R1234yf. The R32

temperature reduction at the microchannel outlet due to lubricant addition determines

higher solubility in POE oil, that leads to smaller viscosity of the liquid mixture and

lower amount of oil retained.

0

0.03

0.06

0.09

0.12

0.15

0.18

0 1 2 3 4 5

OR

VN

[-]

OMF [%]

R1234yf

DR5A

R32

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4 Simulation code description

4.1 Previous work on the simulation code

The simulation model was initially developed from Ipseng Iu [46], who provided an air-

to-air heat pump program with an advanced heat exchanger algorithm. The aim of this

study was to fill the lack of empirical data regarding the ozone-safe HFC refrigerants,

such as R410A and R134a. Three new aspects, neglected by the previous models, were

considered. The first one consisted in modeling the entire heat exchanger circuitry, an

important tool universally ignored in simple models, but with a significant impact on

coil capacity and pressure drop. Indeed, the connections between the coil tubes were

demonstrated an important parameter for the system optimization. The second aspect

was the use of refrigerant mixture properties instead of the average saturation

temperature of the mixture components in the heat transfer calculation. The last

innovative aspect was considering the local air side heat transfer coefficient, in order to

account for the heat transfer coefficient variations from row to row. The final result was

the capability to simulate on one hand both pure refrigerant and refrigerant mixtures and

on the other hand complicated heat exchanger circuiting.

Each heat pump component is developed as an independent simulation program, so it is

possible to focus on and improve only one part at a time. The single component models

are integrated into a global program to simulate the overall system operation. In the

present thesis only the part of the code which allows to solve just the evaporator, is

used.

4.2 Microchannel evaporator simulation code

The first simulation work which presents a heat exchanger segment by segment

approach is carried out by Jiang [30]. This approach is able to account for the two-

dimensional non uniformity of air distribution across the heat exchanger and the change

of properties and heat transfer coefficients along the refrigerant flow direction. The

microchannel evaporator simulation model, developed at Oklahoma State University by

[47] and [48], is based on the segment-by-segment approach and uses the ε-NTU

method to solve a combined heat and mass transfer problem in each segment. The air-

to-refrigerant heat transfer and the refrigerant pressure drop are calculated for each

individual segment and the predicted conditions at the outlet are passed as input for the

adjacent segment until the refrigerant circuitry is completely solved. Each segment is

provided with the inlet refrigerant enthalpy, pressure and mass flow rate and the inlet air

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64

dry bulb temperature, relative humidity and mass flow rate. The simulation program

handles various refrigerant and oil mixtures and different heat exchanger geometries.

The refrigerant side heat transfer flow boiling coefficient is calculated from Bertsch et

al.’s [49] correlation, developed for a wide range of mass fluxes and hydraulic

diameters, but for pure refrigerant. When oil is circulating into the system, the heat

transfer coefficient is calculated using the same correlation but adopting the mixture

properties instead of the pure refrigerant properties for describing the liquid phase of the

mixture.

In order to solve the entire heat exchanger, the microchannel evaporator is reduced to a

set of vertical columns connected in parallel. Each column represents a single tube of

the microchannel evaporator and is provided with a complete multi-folded louvered fin,

for calculating the heat transfer surfaces, the local air side heat transfer coefficient and

frictional pressure drop. The fins are split into two halves, one half on each side of the

tube, as shown in Fig. 4.1.

Fig. 4.1: Schematic representation of the segment by segment approach used in the simulation

program

The total heat transfer capacity of the microchannel heat exchanger is then calculated as

the sum of the individual column heat transfer capacities. The overall pressure drop is

the pressure drop of one microchannel tube, plus the pressure drop in the inlet and outlet

headers. The assumption made in the calculation of the overall capacity and pressure

drop are reasonable, since the uniform conditions both on the refrigerant and air side are

satisfied along all the tubes. The refrigerant mass flow rate uniformity is guaranteed by

controlling the inlet conditions to be near to saturated liquid during all the experimental

tests. Furthermore the manufacturer ensures that the inlet header geometry provides a

uniform filling among all the parallel microchannels with inlet qualities below 0.1. The

air side requirements are reached obtaining the temperature and relative humidity

uniformity and the same velocity profile on all the evaporator surface area.

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65

The segment-by-segment modeling method is used to divide each column into small

elements along the refrigerant flow direction. The size of the elements is determined

considering the properties of air and refrigerant constant within the segment with a

negligible error. All the simulations presented in this study are run with 100 segments.

Each segment is solved iteratively until convergence and its output refrigerant

parameters are passed as input for the succeeding one, until the last element is reached.

The first segment conditions are equal to the evaporator inlet conditions and come from

the experimental data. The inlet and outlet headers are modeled as adiabatic segments

located at the beginning and at the end of the microchannel tubes. For each element, the

heat transfer capacity is calculated using the ε-NTU method, defined as:

Where:

symbolizes the heat transfer capacity of each segment or actual heat

transfer rate and can be determined from an energy balance on the refrigerant or

air side and can be expressed as:

is the coil effectiveness, defined as the ratio between the actual heat

transfer rate and the maximum possible heat transfer rate:

represents the smallest capacity rate between the refrigerant and

the air one:

, also defined as , is the maximum temperature

difference across the heat exchanger.

In order to solve the combined heat and mass transfer problem, the coil effectiveness is

calculated differently depending on the conditions on refrigerant and air sides, using

relations for cross-flow geometry heat exchangers from Kays and London [50]. For

single-phase refrigerant flow equations (4.5) and (4.6) are used; equation (4.5) if is

the refrigerant side capacity rate and equation (4.6) if is the air capacity rate

, respectively:

(4.1)

(4.2)

(4.3)

(4.4)

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66

Both the equations account for refrigerant unmixed flow and air mixed flow. The

refrigerant flow is unmixed since it is forced through a particular direction and it is

prevented from moving in the transverse coordinate, while the air flow is mixed since

the fluid is free to move in the transverse direction, thanks to the louvered fins.

is the capacity ratio and is defined as:

is the Number of Transfer Units, a dimensionless parameter representative of

the heat transfer surface area of the coil (the larger , the larger is the heat

exchanger), expressed as:

For two-phase refrigerant flow, the capacity ratio is equal to 0, since the evaporating

fluid specific heat is infinite, so the ε-NTU equation becomes:

The overall heat transfer coefficient is calculated assuming negligible the

fouling resistances both on the inner and outer surfaces of the microchannel, as

expressed in (4.10):

The three terms in equation (4.10) represent the internal convective resistance on the

refrigerant side, the tube conductive resistance and the external convective resistance on

the air side.

(4.5)

(4.6)

(4.7)

(4.8)

(4.9)

(4.10)

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The overall effectiveness for a finned surface, defined as the ratio between the total heat

transfer from the finned surface and the total heat transfer from the same surface if there

are no fins, is given by equation (4.11):

The fin effectiveness , calculated for a rectangular fin with length equal to half

of the distance between two consecutive microchannel tubes, is expressed as follows:

is a parameter depending on the air side heat transfer coefficient, the conductivity

of the material, the cross-sectional area and perimeter of the fin:

4.3 The air side correlations

As described in section 4.2, the simulation model requires three input parameters for the

air side calculation: the air mass flow rate, the inlet air dry bulb temperature and the

inlet air relative humidity. The air side heat transfer coefficient is calculated using a

correlation for louvered fin geometry in flat tubes from Chang and Wang [51]:

Where:

is the air mass flux calculated using the minimum flow area of the heat

exchanger column;

and are the specific heat and the Prandtl number of the air;

represents the j-factor, an empirical correlation derived from the experimental

data and defined as following:

(4.11)

(4.12)

(4.13)

(4.14)

(4.15)

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The correlation (4.15), developed for louvered fin geometry, predicts the 90% of Chang

and Wang’s experimental database with an error smaller than 15%. The Reynolds

Number based on louver pitch of the current simulation work is always within the

validity range of the correlation, that is .

Another correlation from Chang and Wang [52] is used to calculate the Fanning

Frictional Factor and the air side pressure drop. The validity range of correlation

(4.16) is :

The parameters and are functions of the fin geometry and are summarized in

the equations from

(4.17) to (4.19):

Where:

is the louver pitch

is the louver angle

is the fin pitch

is the fin length

is the tube depth

is the louver length

is the tube pitch

(4.16)

(4.17)

(4.18)

(4.19)

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69

is the fin thickness

is the hydraulic diameter of fin array

is the major diameter

For wet conditions, when the air crossing the heat exchanger is cooled below the dew

point, the approach used in the simulation code is similar to the one developed by

Harms et al. [53]. In the segments where condensation of the air moisture occurs, the

heat transfer capacity is estimated using a wet ε-NTU method, with enthalpy differences

instead of temperature differences:

The term represents the saturation air enthalpy with respect to the refrigerant

temperature. The equations (4.5), (4.6) and (4.9) are also valid for wet conditions,

provided that substituting with , defined as:

Finally, the overall heat transfer coefficient during wet condition is calculated through

(4.22):

Where symbolizes the specific heat of moist air and the

saturation specific heat. The parameter is defined as the derivative with respect to

temperature of the saturated air enthalpy evaluated at the refrigerant temperature.

4.4 The refrigerant side correlations

The simulation model requires as input four different parameters on the refrigerant side:

the inlet pressure, enthalpy, mass flow rate and the absolute oil mass fraction. The

refrigerant side heat transfer coefficient is calculated using the correlation from Bertsch

et al. [49], which presents a predictive method applicable over a wide range of

conditions. The innovation with respect to the previous studies it is considering nucleate

boiling and convective heat transfer terms affected by confinement of bubbles in small

and micro channels. The semi-empirical correlation, based on the formulation presented

by Chen [54], is independent from specific flow pattern and accounts for the effect of

small size channels. The experimental database used to validate the correlation contains

wetting and non-wetting fluids, hydraulic diameters from 0.16 to 2.92 (covering

micro and mini channels), mass fluxes from 20 to 3000 , heat fluxes from 0.4

(4.20)

(4.21)

(4.22)

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to 115 , saturation temperatures between -194 to 97 , vapor qualities from 0

to 1, round and rectangular channels, single and multiple parallel channels, horizontal

and vertical orientations. The flow boiling heat transfer coefficient follows the

basic form of Chen correlation. The nucleate pool boiling term is calculated with

Cooper’s [55] correlation and the convective heat transfer coefficient is the

average of the single phase liquid and vapor ones ( and respectively),

with a linear dependence on the vapor quality .

The single-phase liquid and vapor convective heat transfer coefficients are estimated

with Hausen’s [56] correlation, which accounts for the laminar flow usually

encountered in microchannels, due to the low Reynolds Number and is given by (4.26):

The heat flux and mass flux dependences are addressed in nucleate boiling and

convective heat transfer expressions, while the effect of vapor quality and confinement

of bubbles dependence are counted in the suppression factor and in the enhancement

factor , defined as following:

On one hand, the phenomenon of suppression of bubbles, independent on channel

diameter, is mainly present at high vapor qualities, near to the dryout region; on the

other hand, the enhancement of convective heat transfer coefficient is mostly influenced

by the confinement of bubbles in small channels and has a weak dependence on vapor

quality. The enhancement factor reduces to for pure liquid and pure vapor phases,

while is greater than within the two-phase region.

All the parameters used in refrigerant side correlations are summarized in Table 4.1.

(4.23)

(4.24)

(4.25)

(4.26)

(4.27)

(4.28)

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Table 4.1: Index of parameters used in the simulation code for refrigerant side correlations

Parameter Description Unit of

measure

Flow boiling heat transfer coefficient

Nucleate boiling heat transfer coefficient

Convective heat transfer coefficient,

referred to liquid, vapor or two-phase

Suppression factor

Enhancement factor

Prandtl number

Reynolds number

Surface roughness

Molecular mass of the fluid

Heat flux

Thermal conductivity

Hydraulic diameter

Length in flow direction

Surface tension

Gravitational acceleration

Density, referred to liquid or vapor phase

Confinement number

For the segments where single phase refrigerant is flowing, the heat transfer coefficient

is calculated using correlations based on Nusselt Number.

Gnielinski’s [57] correlation is employed with either liquid or vapor turbulent flow, and

it is defined as follows:

Where the Fanning Friction Factor is calculated through equation (4.30):

(4.29)

(4.30)

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In order to characterize the laminar flow (Reynolds Number below 2300), a different

expression to calculate the Nusselt Number is used, adapted from Bergman [58] and

valid for constant heat flux:

The lubricant presence is considered introducing a correction factor , which

multiplies the Cooper’s correlation (4.24) and accounts for the liquid-phase mass

transfer effect on nucleate boiling contribution, as suggested by Thome [59]. The

correction factor takes into account the temperature glide typical of the multi-

component zeotropic mixtures evaporation, such as refrigerant-oil mixture.

Where:

is the boiling range, defined as the dew point temperature minus the

bubble point temperature of the mixture at its local liquid composition;

is the ideal heat transfer coefficient calculated using the Cooper

correlation (4.24);

is the mass transfer coefficient, whose value is , based on

comparison to numerous experimental pool boiling studies;

is the vaporization enthalpy.

The overall pressure drop occurring in the microchannel tubes is divided into three

main components: frictional, momentum and gravitational pressure drop.

The two-phase frictional pressure drop on the refrigerant side is predicted

using a correlation developed by Mishima and Hibiki [15] for flow inside capillary

vertical tubes with inner diameters in the range from 1 to 4 mm and Reynolds

Numbers in the range from 50 to 10000. Each phase is assumed to travel at its own

mean velocity, as described in Lockhart and Martinelli’s [60] approach. The two-

phase frictional pressure drop correlation is based on Chisholm’s equation [61], and

it is expressed as follows:

(4.31)

(4.32)

(4.33)

(4.34)

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73

Where:

and are respectively the frictional pressure losses when either

single-phase liquid or vapor component flow in the tube;

is the two-phase friction multiplier. It multiplies the single-phase pressure

drop in order to obtain the two-phase pressure drop;

is the Lockhart-Martinelli’s parameter, defined as the square root of the ratio

between the single-phase liquid and single-phase vapor frictionl pressure drops.

The Chisholm’s parameter , which depends on the flow regime of each phase

(laminar or turbulent), is modified to consider the dependence on the hydraulic diameter

:

The momentum pressure drop is estimated according to Ragazzi’s [62] correlation,

considering the increase in flow momentum between the inlet and the outlet of each

segment:

Where is the mass flux flowing in each segment and is the void

fraction.

The void fraction is one of the most important parameters used to characterize the two-

phase flow and it is defined as the fraction of the flow-channel volume occupied by the

vapor phase or, alternatively, as the fraction of the channel cross-sectional area occupied

by the vapor phase. A void fraction model is necessary to calculate the volume occupied

by liquid and vapor phases in the main components of the heat exchanger, such as

headers and microchannel tubes. The correlation chosen is the one from Mandrusiak et

al. [63], since it is able to account for the high viscosity characterizing the liquid phase

in laminar flow:

(4.35)

(4.36)

(4.37)

(4.38)

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Moreover, the simulation program accounts for the gravitational pressure drop in each

segment, with the following equation:

Where is the vertical length of each segment and the homogeneous density is

calculated through equation (4.40), as described in [12]:

The pressure drop across the residual two-phase components, such as the inlet and

outlet headers and liquid and suction lines, are determined through the following

equation suggested in [64]:

Where and are respectively the coefficient of local resistance in single-phase flow

and the component two-phase multiplier. The two-phase multiplier, in turn, can be

presented in a generalized form as:

Where is the experimental coefficient adjusted to pipe components, like bends,

ball valves, expansions and contractions, and is the ratio between single-phase liquid

and vapor pressure drop across the component.

4.5 Refrigerant-oil mixture properties calculation

When lubricant is injected in the refrigerant loop, the refrigerant-oil mixture has a

different behavior with respect to the pure refrigerant. The correlations used in the

simulation code account for this change. The thermodynamic approach, which considers

the refrigerant-oil mixture as a real mixture, is used as the baseline for the model

development [9] [39]. Since the vapor pressure of lubricant is very little compared to the

refrigerant one, the oil affects only the liquid phase and the oil composition in the vapor

phase can be considered negligible. Hence, only the liquid properties of the oil-

refrigerant mixture have to consider the modifications due to oil addition. The

parameter which accounts for the oil presence is the absolute oil mass fraction or oil

circulation rate, defined as the oil concentration when all the circulating fluid is in liquid

phase and form a homogeneous mixture:

(4.39)

(4.40)

(4.41)

(4.42)

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Similarly to the expression of the two-phase refrigerant quality , the quality of a

refrigerant oil mixture can be calculated as:

The local oil mass fraction depends on the refrigerant-oil mixture quality and on

the absolute oil mass fraction. In the operating conditions range, the oil is assumed to be

miscible with refrigerant. As phase change occurs, the oil concentration becomes

enriched during the evaporation process. Based on mass conservation, from (4.43) and

(4.44), the local oil mass fraction is expressed as:

(4.45)

When the liquid phase is composed only by oil, is equal to . Therefore, the equation

(4.45) provides an important limit concerning the refrigerant-oil mixtures, since the

maximum refrigerant-oil mixture quality reachable, defined as is .

Once is reached, the refrigerant and oil enter the superheated region even if

part of the mixture is still in liquid phase. Hence, in the last part of the evaporator, the

mixture temperature can increase without increasing the quality, with strong effects on

heat transfer, pressure drop and oil retention.

The thermodynamic approach consists in using the bubble point temperature instead of

the pure refrigerant saturation temperature in the boiling heat transfer coefficient

calculations. Indeed oil addition to refrigerant entails an increase in the bubble point

temperature and in the local saturation temperature at which evaporation takes place. In

order to calculate the bubble point temperature, an empirical correlation firstly proposed

by Takaishi and Oguchi [65] and then improved by Thome [66] is used:

(4.46)

Where is the saturation pressure and is the bubble point

temperature. A and B are parameters depending on the local oil mass fraction ,

calculated as:

(4.47)

(4.43)

(4.44)

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(4.48)

The values of the empirical parameters to and to have a negligible

dependence on the oil-refrigerant pair and are considered as constant values, while

and are very sensitive to the refrigerant used.

The oil addition makes the mixture behaving as a zeotropic mixture. Due to the increase

in the local saturation temperature at which evaporation takes place, the temperature

difference between the air and the mixture flowing into the microchannel tubes

decreases with respect to increase local oil mass fraction, determining a drop in the heat

transferred. The assumption at the base of the enthalpy calculation is that the

thermodynamic equilibrium exists throughout the refrigerant evaporation, as follows:

(4.49)

The equation (4.49) is referred to @ ( , so to for completely saturated liquid

and it is composed by three contributions:

- The first term is the latent heat to the fraction of liquid vaporized, ; is

the local vapor quality and is the latent heat of vaporization of the pure

refrigerant;

- The second term refers to the sensible heat to the fraction of the fluid in the

liquid phase ; is the specific heat of the liquid phase

refrigerant-oil mixture;

- The third term is the sensible heat to the fraction of fluid in the vapor phase

; is the specific heat of the pure refrigerant vapor.

The expression (4.49) reduces to the first term if oil is absent, because there is no

increase in the bubble point temperature due to oil addition.

The liquid specific heat of the refrigerant and oil mixture is calculated from a

correlation by Liley and Gambill [67]. The method, based on weighting the single

component values by their mass fractions, predicts as function of the local oil

mass fraction and the bubble point temperature, under the assumption of ideal mixing

and negligible mixing heats:

(4.50)

Moreover, another empirical correlation for predicting liquid specific heats of petroleum

oils, proposed in [67], is used when the manufacterers’ lubricant data are not available:

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77

(4.51)

Where is the temperature of the oil and must be in the range s

is the liquid specific gravity at and has to be in the range .

Other important physical properties are affected by the lubricant addition: liquid

mixture density, viscosity, thermal conductivity and surface tension.

The density of the refrigerant and oil liquid mixture can be approximated to that of the

ideal mixture, using a correlation given by Jensen and Jackman [68]:

(4.52)

The oil viscosity is 2-3 order of magnitude higher than the refrigerant one. The mixture

viscosity increases during the evaporating process. At low qualities, the

high amount of refrigerant dissolved mitigates the overall liquid viscosity. At high

quality, when the liquid phase is mainly composed by non-evaporated lubricant, the

mixture viscosity reaches its maximum value. The increase in liquid mixture viscosity

has detrimental effects both on heat transfer coefficient and pressure drop. The most

important study on this topic is the one from Yokozeki [69], who formulated the

following equation to estimate the liquid viscosity of refrigerant and oil mixtures:

Where is called the effective weight fraction average of pure compounds, is the

molecular weight, is the mole fraction, is the number of compounds and is an

adjustable parameter determined from experimental data. Setting provides

accurate results for most refrigerant and lubricant pairs.

The thermal conductivity of the refrigerant and oil liquid mixture

is

calculated using the method by Filippov [70]:

(4.53)

(4.54)

(4.55)

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78

The surface tension is the elastic tendency of liquids which makes them acquire the

least surface area possible. Refrigerant-oil mixture surface tension increases with the

increase of oil concentration, as carried out in previous studies [71], and influences the

wetting behavior. Higher surface tension increases the tube wetting with respect to the

pure refrigerant flow. The liquid mixture surface tension

is determined

according to Jensen and Jackman [68]:

4.6 Oil retention calculation

The overall oil retained in the evaporator is determined as the sum of the lubricant

trapped in both headers and inside the microchannel tubes. The heat exchanger internal

geometry and the behavior of the liquid mixture along the components are considered

the two main parameters affecting the oil retention. The internal geometry, especially in

the outlet header, constitutes a critical feature, since the microchannel tubes, while

entering the cylindrical header, creates internal small volumes, where the oil rich liquid

mixture accumulates and stops. The lubricant, due to its small vapor pressure, is always

in the liquid phase and create a liquid mixture with the refrigerant dissolved in it. The

local oil mass fraction increases with the vapor quality, that means the maximum

value of oil concentration is reached in the final part of the microchannel tubes and in

the outlet header. The equation used to describe the oil retention in the inlet header and

microchannel tubes is:

Where is the geometrical volume of the inlet header or the volume of

each segment composing the microchannel tube. The equation (4.57) provides the

lubricant retained calculated from the mass amount of liquid mixture.

The equation used for describing the behavior in the outlet horizontal header is the

following:

Where the term represents the volume of the valleys created

by the microchannel tubes entering the cylindrical header.

(4.56)

(4.57)

(4.58)

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79

The two different equations describing the oil retention phenomenon in the

microchannel heat exchanger depend on the local oil mass fraction. In this way, it is

possible to reproduce both the capability of the liquid phase refrigerant to carry over

most of the lubricant droplets settled in the inner header and the incapability of the

vapor phase refrigerant to remove the oil trapped in the outlet header. Furthermore, the

second term of equation (4.58) reproduces the large lubricant accumulation in the outlet

header, where the high oil concentration liquid mixture, due to the large viscosity and

density values, is retained between the geometrical valleys.

The dividing factor in (4.58) is estimated by the header internal geometry proportions.

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5 Simulation results without oil

In this chapter, the simulation results are compared with the experimental values, in

order to provide a reasonable and reliable validation. The code needs as input the

refrigerant table properties to calculate the exact conditions both at the inlet and outlet

of each segment. RefProp software is used to overcome this requirement. The saturated,

subcooled and superheated refrigerant properties are imported directly from RefProp to

a VBA excel spreadsheet and then generating an .idf file (type of format the Fortran

code is able to read) is generated.

RefProp, acronym for reference fluid properties, is a scientific software developed by

the National Institute of Standards and Technology (NIST), with the aim of providing

thermodynamic and transport property tables for the most common refrigerant fluids

and mixtures at different temperatures and pressures.

R410A, R32 and R1234yf are disclosed refrigerants, so their property tables in RefProp

database are very accurate. On the contrary, DR5A is a developmental refrigerant and

significant problems are found in modeling its table property. Since an accurate mixture

model is not available, few assumptions are made. The saturation thermodynamic and

transport properties available from the manufacturer are imported in a spreadsheet; the

missing subcooled and superheated properties, are determined through RefProp,

modeling the mixture composed by 68.9 wt.% R32 and 31.1 wt.% R1234yf refrigerants,

with the most suitable mixing rule. These assumptions are considered reasonable, since

the heat exchanger is mainly occupied by two-phase evaporating refrigerant.

5.1 Evaporator capacity and pressure drop validation

In this section a comparison between simulation and experimental results in terms of

overall heat exchanger capacity and pressure drop is provided. All the Labview

recorded data are averaged over a specific time interval and then used as simulation

input values for both refrigerant and air sides. The method used to determine the

refrigerant inlet enthalpy and pressure, which are two simulation input parameters, is

the same used during the experimental tests. The refrigerant inlet enthalpy is calculated

adding the heat supplied by the fixed power electrical preheaters and the heat gained

from the surroundings to the subcooled liquid refrigerant enthalpy measured at the

preheaters inlet. The refrigerant inlet pressure is determined adding the pressure

difference across the evaporator measured by the differential pressure transducer to the

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82

reading from the high precision absolute pressure transducer placed at the microchannel

outlet.

Both in case of pure refrigerant and oil tests, the refrigerant mass flow rate used as

simulation input is the average value coming from the mass flow meter placed in the

refrigerant loop.

The data in Fig. 5.1, Fig. 5.2 and Fig. 5.3 are classified only based on the fluid and

evaporator used, regardless of the various testing conditions, as follows:

Blue hollow diamonds represent R410A tests with Evaporator A;

Orange solid triangles symbolize R410A experiments using Evaporator B;

Green solid diamonds refer to DR5A tests with Evaporator A;

Purple hollow triangles stay for DR5A experiments performed with Evaporator

B;

Black solid circles represent R32 tests conducted with Evaporator A;

Red hollow circles symbolize R1234yf experiments with evaporator A.

Fig. 5.1: Comparison between predicted and experimental capacity without oil

The simulation capacity is always in good agreement with the experimental value, in

particular the 96% of the data are predicted within an error smaller than 20%. The plot

above shows three main region, representing a capacity range from 3.8 to 10.5 ,

0

2

4

6

8

10

12

0 2 4 6 8 10 12

Sim

ula

tio

n C

ap

aci

ty [

kW

]

Experimental Capacity [kW]

R410A Evap A

R410A Evap B

DR5A Evap A

DR5A Evap B

R32 Evap A

R1234yf Evap A

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83

representative of the different air side and refrigerant side conditions used during the

experimental tests. Although two different geometries and four distinct refrigerants are

used, the simulation program seems able to properly account for the wide range of

conditions analyzed.

Fig. 5.2: Comparison between predicted and experimental pressure drop without oil

Fig. 5.3: Particular of the comparison between predicted and experimental pressure drop

without oil

0

20

40

60

80

100

0 20 40 60 80 100

Sim

ula

tio

n P

ress

ure

Dro

p [

kP

a]

Experimental Pressure Drop [kPa]

R410A Evap A

R410A Evap B

DR5A Evap A

DR5A Evap B

R32 Evap A

R1234yf Evap A

Zoom in Fig. 6.3

0

5

10

15

20

25

0 5 10 15 20 25

Sim

ula

tio

n P

ress

ure

Dro

p [

kP

a]

Experimental Pressure Drop [kPa]

R410A Evap A

R410A Evap B

DR5A Evap A

DR5A Evap B

R32 Evap A

R1234yf Evap A

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84

The simulation pressure drop shows a good agreement with the experimental results: the

92% of the data are predicted within an error smaller than 30%, while the maximum

error is 37%. Overall, the model is able to satisfactorily predict the pressure drop for

different refrigerants and large range of mass flow rates.

The contributions to the total pressure drop are many, such as the pressure drop in the

liquid line, inlet header, distributor, microchannel tubes and outlet header. The most

important pressure drop occurs in the distributor. The distributor is a perforated pipe

installed in the inlet header, with the purpose of directing the flow into the parallel

microchannel tubes and distributing the refrigerant homogeneously along the header

length. The holes in the distributor are modelled as single one-dimensional orifices and

an equivalent diameter is assigned to them. The pressure drop across the distributor is

calculated through equation (5.1), as suggested by [72]:

Where is the squared ratio between the cross sectional area of the distributor pipe

and the orifice equivalent diameter and is the contraction factor of the flow, equal to

0.8. No data from the manufacturer are available about the distributor hole equivalent

diameter for both the heat exchangers, so part of the modelling work consists in

determining the correct value. The equivalent orifice diameter is found to be 3.4 mm for

Evaporator A distributor and 2.95 mm for Evaporator B distributor.

A brief analysis, performed to better understand which are the main parameters

affecting the pressure drop calculation, shows that the simulation model is very

sensitive to input quality variations, which, in turn, depend on enthalpy variations. In

particular, when subcooled refrigerant is flowing at the inlet, the single-phase pressure

drop correlation under predicts the simulation result, especially the liquid line, inlet

header and distributor pressure drop terms. The difference between experimental and

simulation values reduces when two-phase refrigerant is flowing at the microchannel

heat exchanger inlet, which is the typical situation found in real applications.

Considering the uncertainties of the pressure transducers and thermocouples readings at

the fixed power electrical preheaters inlet, the accuracy of the voltage and current

measurements and a reasonable error in estimation, it is possible to calculate the

microchannel inlet enthalpy value uncertainty.

As an example, the R410A series with saturation temperature equal to 3.9 °C,

superheating degree of 8.3 °C and Evaporator A is presented. The calculated enthalpy

value at the microchannel inlet is . The results of two different

simulations, run with all the input parameters fixed except for the inlet refrigerant

(5.1)

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85

enthalpy, equal to and respectively, are summarized in Table

5.1:

Table 5.1: Pressure drop without oil analysis

Oil mass fraction [%] 0 0

Total mass flow rate [g/s] 0.459 0.459

Evaporator inlet P [kPa] 899.22 899.22

Evaporator inlet h [kJ/kg] 209.5 206.5

Evaporator inlet quality [%] 2.3 0.8

Evaporator outlet P [kPa] 877.398 882.074

Evaporator outlet h [kJ/kg] 433.72 432.585

Evaporator outlet quality [%] 100 100

Refrigerant outlet degree of superheating [°C] 10.5 9.37

Evaporator capacity [kW] 10.09 10.174

ΔP total [kPa] 21.822 17.146

ΔP liquid line and inlet header [kPa] 3.546 1.815

ΔP distributor [kPa] 15.442 12.455

ΔP microchannel tubes [kPa] 1.491 1.55

ΔP outlet header [kPa] 0.512 0.505

ΔP suction line [kPa] 0.831 0.821

A small variation in refrigerant inlet enthalpy is able to change the inlet quality of the

two-phase refrigerant flow, affecting the pressure drop predicted value. Smaller inlet

qualities mainly reduce the pressure drop in the liquid line, inlet header and distributor.

The other contributions, such as the pressure drop in the microchannel tubes, outlet

header and suction line do not show any appreciable change over the refrigerant inlet

quality range analyzed.

Moreover, both the evaporator capacity and refrigerant outlet degree of superheating

present small variations while changing the inlet quality.

5.2 Further simulation results without oil

Besides overall capacity and pressure drop values, the simulation model provides more

specific information, such as the local Heat Transfer Coefficient and Capacity at each

one of the 100 segments that compose a microchannel tube. Fig. 5.4 and Fig. 5.5 show

the Heat Transfer Coefficient and Capacity, respectively.

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86

Fig. 5.4: Predicted Heat transfer coefficient trend without oil

Fig. 5.4 shows the Heat Transfer Coefficient (HTC) at each one of the segments of the

microchannel tube.

At the inlet segments the quality is very low and the predominant heat transfer

mechanism is the nucleate boiling. As stated in [16], the nucleate boiling mechanism

proportionally decreases with increasing vapor quality. On the other hand, the

convective mechanism increases with vapor quality up to a maximum and then

drastically drops. The Heat Transfer Coefficient trend accounts for both the main

mechanisms and presents a monotonic reduction towards the onset of dryout at high

vapor qualities. The HTC reaches a constant value when all the liquid refrigerant is

evaporated and the flow becomes single-phase vapor.

0

0.5

1

1.5

2

2.5

3

3.5

4

4.5

0 20 40 60 80 100

Hea

t T

ran

sfer

Co

effi

cien

t [k

W/(

m2K

)]

Segment

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87

Fig. 5.5: Predicted Capacity trend without oil

Fig. 5.5 depicts the exchanged capacity at each one of the segments of one single

microchannel tube. The transferred capacity from the air to the refrigerant flowing in

the microchannel tubes depends both on the refrigerant Heat Transfer Coefficient and

on the temperature difference between air and refrigerant. The simulation model seems

to catch both the aspects: in the first segments, where the vapor quality is low, the

capacity is enhanced by the temperature difference between the fluids, reaches a

maximum value and then drops in the final part of the evaporator, when both the

refrigerant HTC and the temperature difference achieve their minimum.

0

0.2

0.4

0.6

0.8

1

1.2

1.4

1.6

1.8

0 20 40 60 80 100

Ca

pa

city

[W

]

Segment

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6 Simulation results with oil

In the following chapter, the simulation results with oil are compared with the

experimental values, in order to understand how the model captures the oil effects on

predicted capacity, pressure drop and oil retention. The chapter is divided in two main

sections. In the first part, a global overview in terms of overall heat exchanger capacity,

pressure drop and oil retention is provided including all the refrigerant studied. In the

second part, a deeper analysis on experimental and simulation Heat Transfer Factor,

Pressure Drop Factor and Oil Retention Volume normalized for refrigerant R410A and

DR5A is given. Only R410A and DR5A refrigerants are extensively presented in order

to show how the simulation model behaves in two opposite sets of conditions: on one

hand a well-known and highly employed fluid, R410A, and on the other hand a new low

GWP refrigerant, DR5A.

6.1 Evaporator Capacity, Pressure Drop and Oil Retention

In this section a comparison between simulation and experimental results in terms of

overall heat exchanger capacity, pressure drop and oil retention mass is provided. In

Fig. 6.1, Fig. 6.2, Fig. 6.4 and Fig. 6.4, the collected data are classified only based on

the fluid and evaporator used, regardless of the various testing conditions, as follows:

Blue hollow diamonds represent R410A tests with Evaporator A;

Orange solid triangles symbolize R410A experiments using Evaporator B;

Green solid diamonds refer to DR5A tests with Evaporator A

Purple hollow triangles stay for DR5A experiments performed with Evaporator

B.

Black solid circles represent R32 tests with Evaporator A;

Red hollow circles symbolize R1234yf experiments with evaporator A.

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90

Fig. 6.1: Comparison between predicted and experimental capacity with oil

The simulation capacity is always in good agreement with the experimental value, in

particular the 97% of the data are predicted within an error smaller than 20%.

According to the results, the model seems to consider properly the capacity reduction

caused by oil addition over a wide range of refrigerant side conditions, such as different

mass flow rates, saturation temperatures, geometries, degrees of superheating and

various fluids. The maximum capacity values are reached for the R410A tests, since in

these series a higher mass flux is used.

0

2

4

6

8

10

12

0 2 4 6 8 10 12

Sim

ula

tio

n C

ap

aci

ty [

kW

]

Experimental Capacity [kW]

R410A Evap A

R410A Evap B

DR5A Evap A

DR5A Evap B

R32 Evap A

R1234yf Evap A

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91

Fig. 6.2 Comparison between predicted and experimental pressure drop with oil

Fig. 6.3: Particular of the comparison between predicted and experimental pressure drop with

oil

0

20

40

60

80

100

0 20 40 60 80 100

Sim

ula

tio

n P

ress

ure

Dro

p [

kP

a]

Experimental Pressure Drop [kPa]

R410A Evap A

R410A Evap B

DR5A Evap A

DR5A Evap B

R32 Evap A

R1234yf Evap AZoom in Fig. 7.3

0

5

10

15

20

25

30

35

40

0 5 10 15 20 25 30 35 40

Sim

ula

tio

n P

ress

ure

Dro

p [

kP

a]

Experimental Pressure Drop [kPa]

R410A Evap A

R410A Evap B

DR5A Evap A

DR5A Evap B

R32 Evap A

R1234yf Evap A

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92

The predicted pressure drop in Fig. 6.2 and Fig. 6.3 shows a good agreement with the

experimental results. The 87.5% of the data are predicted within an error smaller than

30%. The simulation catches the pressure drop raise caused by oil addition, regardless

of the refrigerant and evaporator tested. R410A series conducted with Evaporator B

present the highest pressure drop, both predicted and experimentally measured, due to

the complex microchannel heat exchanger internal geometry and the high value of

refrigerant mass flow rate.

Fig. 6.4 Comparison between predicted and experimental oil retention mass

Fig. 6.4 points out two different trends in the simulation results: the oil retention mass in

R410A series is well predicted, while for DR5A, R32 and R1234yf results

underestimated. The reason is the different mass flux conditions used during the

experimental tests: indeed, the R410A series present the highest refrigerant mass flow

rate. The model underestimates the reduction in vapor-phase shear stress caused by

lower mass fluxes, which, in turn, determines higher oil retention values.

0

50

100

150

200

0 50 100 150 200

Sim

ula

tio

n O

R [

g]

Experimental OR [g]

R410A Evap A

R410A Evap B

DR5A Evap A

DR5A Evap B

R32 Evap A

R1234yf Evap A

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93

6.2 R410A results with oil

In this section, the R410A series run with evaporator A, saturation temperature of 3.9

°C, mass flow rate of 163.3 kg/hr and degree of superheating equal to 8.3 °C is

presented.

The simulation HTF and PDF are calculated as the ratio between the predicted capacity

or pressure drop with oil and the corresponding values of the pure refrigerant baseline

with the same total mass flow rate, in order to reproduce the procedure used for the

experimental results. The simulation ORVN is estimated dividing the predicted oil

retention mass ORM by the lubricant density and then normalizing with respect to the

Evaporator A internal volume. In Table 6.1 are summarized the main parameters of the

simulation input and output. The procedure used to generate the following table is

keeping constant the total refrigerant mass flow rate entering the evaporator and

changing the oil mass fraction. In this way, it is possible to compare three different tests

with the same exact conditions at the microchannel inlet and observe the lubricant

addition effects on the outlet parameters.

Table 6.1: Simulation input and output parameters for R410A tests

Oil mass fraction [%] 0 0.9 2.55

Total mass flow rate [g/s] 0.459 0.459 0.459

Evaporator inlet P [kPa] 893.59 893.59 893.59

Evaporator inlet T [°C] 2.981 2.987 2.988

Evaporator inlet h [kJ/kg] 209.32 209.32 209.32

Evaporator inlet quality [%] 0.022 0.022 0.022

Evaporator outlet P [kPa] 877.069 876.192 875.447

Evaporator outlet T [°C] 13.535 13.371 13.218

Evaporator outlet h [kJ/kg] 433.77 433.619 433.475

Evaporator outlet quality [%] 100 99.1 97.45

Evaporator capacity [kW] 10.1 10.093 10.087

ΔP total [kPa] 16.521 17.398 18.143

ΔP liquid line and inlet header [kPa] 3.627 3.595 3.584

ΔP distributor [kPa] 10.053 9.942 9.913

ΔP microchannel tubes [kPa] 1.497 1.987 2.488

ΔP outlet header [kPa] 0.512 0.586 0.616

ΔP suction line [kPa] 0.832 1.288 1.542

Total oil retained [g] 0 65.553 86.272

Oil retained inlet header [g] 0 3.96 7.361

Oil retained channels [g] 0 5.677 16.046

Oil retained outlet header [g] 0 55.916 62.865

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94

Fig. 6.5 shows the comparison between predicted and experimental Heat Transfer

Factor for the R410A series considered. Red solid squares represent the simulation

results, while blue solid diamonds symbolize the experimental ones.

Fig. 6.5: R410A simulation and experimental Heat Transfer Factor

The model is able to predict both the experimental Heat Transfer Factor trend and value.

The simulation accounts for the reduction in the overall capacity due to the oil replacing

refrigerant, also underlined by the evaporator outlet temperature and enthalpy decrease.

Since oil normal boiling points are about 300 °C or higher, the lubricant is considered a

non-volatile component in the refrigerant and oil mixture. Hence, from the inlet to the

outlet of the microchannel heat exchanger, the oil increases its temperature without

boiling and prevents a certain amount of refrigerant from evaporating. Increasing the oil

mass fraction circulating into the evaporator, the temperature reduction in the

microchannel heat exchanger is amplified and the amount of non-boiling liquid

refrigerant is higher, with important consequences in the capacity decrease, as shown in

Table 6.1.

The oil addition also affects the Heat Transfer Coefficient (HTC), whose decrease

contributes to the overall coil capacity reduction.

In Fig. 6.6 the effect of different oil concentrations on the refrigerant side Heat Transfer

Coefficient is shown. The solid blue diamonds represent the HTC of the pure

refrigerant, the solid green diamonds symbolize the HTC with circulating oil mass

0.85

0.9

0.95

1

1.05

0 1 2 3

HT

F [

-]

OMF [%]

Experimental data

Simulation data

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95

fraction equal to 1% and, lastly, the solid red diamonds stand for the HTC when the

OMF is 3%.

Fig. 6.6: Effect of different oil concentrations on the simulation Heat Transfer Coefficient

The simulation Heat Transfer Coefficient proportionally decreases after increasing the

oil mass fraction. The lubricant presence determines an additional mass transfer

resistance, which affects both the nucleate and convective boiling terms, and results in

the two-phase flow boiling HTC reduction.

The comparison between predicted and experimental Pressure Drop Factor is presented

in Fig. 6.7. The red solid squares represent predicted results, while blue solid diamonds

symbolize the experimental ones.

0

1

2

3

4

5

0 20 40 60 80 100

HT

C [

kW

/(m

2K

)]

Segment

NO OIL

OMF 1%

OMF 3%

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Fig. 6.7: R410A simulation and experimental Pressure Drop Factor

The predicted PDF has the same trend, but slightly lower values with respect to the

experimental results. From Table 6.1, it is possible to analyze the pressure drop in each

heat exchanger section. The oil addition has different consequences whether the quality

is high or low. On one hand, in the first part of the evaporator, where a big amount of

liquid refrigerant is flowing and local oil concentrations have moderate values, the

change in liquid mixture physical properties is very small and negligible. On the other

hand, at the outlet of the evaporator, where superheated vapor and rich oil liquid

mixture are present, the high local oil concentration makes the liquid mixture very

viscous and the pressure drop increases.

The simulation (red solid squares) and experimental (blue solid diamonds) results in

term of Oil Retention Volume normalized are plotted in Fig. 6.8.

0.8

1

1.2

1.4

1.6

0 1 2 3

PD

F [

-]

OMF [%]

Experimental data

Simulation data

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Fig. 6.8 R410A simulation and experimental Oil Retention Volume normalized

The model well predicts both the trend and the values of oil retention in the

microchannel evaporator. The correlation used to calculate the amount of oil retained is

quite unaffected by the OMF increase, since it reproduces the filling process

encountered in the experiments, caused by the outlet header internal geometry. As a

consequence, the ORVN raises exponentially between the no oil condition (OMF 0%)

and the low oil mass fraction condition (OMF 1%), and then increases proportionally

further increasing the OMF. Moreover, the Oil Retention Volume normalized results

little overestimated for OMF equal to 1%.

From Table 6.1 it is possible to understand the oil retention contributions of the

different heat exchanger sections. The component more affected by the oil retention

phenomenon is the outlet header, where the highest value of local oil concentration is

reached. The other sections, such as the inlet header and the microchannel tubes, present

a smaller amount of oil retained.

The refrigerant mass and the oil retention mass trend at each one of the 100 segments

that compose a microchannel tube is shown in Fig. 6.9. The blue solid diamonds

symbolize the vapor-phase refrigerant mass, while the red solid squares stand for the

liquid-phase refrigerant mass. The total amount of refrigerant inventory is represented

by the solid green triangles. Lastly, the purple solid circles refer to the mass of oil

retained in each segment.

0

0.02

0.04

0.06

0.08

0 1 2 3

OR

VN

[-]

OMF [%]

Experimental data

Simulation data

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Fig. 6.9: Refrigerant and lubricant masses trend inside a microchannel tube

At the microchannel entrance, the refrigerant liquid mass reaches its maximum and then

decreases continuously up to the complete evaporation. The amount of vapor, calculated

through the refrigerant mass balance in each segment, has the opposite trend and raises

while approaching the exit. Lastly, the lubricant retained increases considerably only at

high vapor qualities, when the local oil concentration reaches appreciable values.

6.3 DR5A results with oil

In this section, the DR5A series run with evaporator A, saturation temperature of 3.9

°C, mass flow rate of 90 kg/hr and degree of superheating equal to 8.3 °C is analyzed.

The simulation Heat Transfer Factor, Pressure Drop Factor and Oil Retention Volume

normalized are calculated using the same procedure illustrated in the previous R410A

section. Moreover, in Table 6.2, generated keeping constant the total refrigerant mass

flow rate at the evaporator inlet and changing the oil mass fraction, the simulation

inputs and outputs are listed.

0

4

8

12

16

0 20 40 60 80 100

Ma

ss [

g]

Segment

Vapor mass

Total refrigerant mass

Oil retained mass

Liquid mass

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Table 6.2: Simulation input and output parameters for DR5A tests

Oil mass fraction [%] 0 0.97 2.86

Total mass flow rate [g/s] 0.255 0.255 0.255

Evaporator inlet P [kPa] 886.49 886.49 886.49

Evaporator inlet T [°C] 4.386 4.399 4.401

Evaporator inlet h [kJ/kg] 218.96 218.96 218.96

Evaporator inlet quality [%] 0.047 0.047 0.047

Evaporator outlet P [kPa] 877.802 877.688 877.393

Evaporator outlet T [°C] 11.373 11.34 11.328

Evaporator outlet h [kJ/kg] 468.723 468.453 468.45

Evaporator outlet quality [%] 100 99.03 97.14

Evaporator capacity [kW] 6.244 6.24 6.237

ΔP total [kPa] 8.688 8.802 9.097

ΔP liquid line and inlet header [kPa] 2.559 2.44 2.423

ΔP distributor [kPa] 4.857 4.624 4.583

ΔP microchannel tubes [kPa] 0.8 1.02 1.247

ΔP outlet header [kPa] 0.176 0.212 0.223

ΔP suction line [kPa] 0.296 0.506 0.621

Total oil retained [g] 0 96.626 130.821

Oil retained inlet header [g] 0 3.876 7.589

Oil retained channels [g] 0 6.245 18.358

Oil retained outlet header [g] 0 86.505 104.874

In Fig. 6.10, the comparison between predicted and experimental Heat Transfer Factor

for the DR5A series is presented. Blue solid diamonds represent the simulation results,

while red solid squares symbolize the simulation ones.

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Fig. 6.10: DR5A simulation and experimental Heat Transfer Factor

The predicted HTF values catches the experimental trend value. The capacity reduction

due to oil presence, with respect to the pure refrigerant simulation results, is underlined

by the enthalpy and temperature reduction at the microchannel heat exchanger outlet.

The oil and refrigerant mixture behaves like a zeotropic mixture, so the temperature at

which evaporation takes place changes and increases from the microchannel inlet to the

outlet. The raise in the refrigerant and lubricant mixture along the evaporator length

reduces the temperature difference between the air and the refrigerant side and

decreases the heat exchanger capacity.

Fig. 6.11 shows the comparison between predicted and experimental Pressure Drop

Factor. Red solid squares stand for the simulation results, while blue solid diamonds

refer to the experimental ones.

0.85

0.9

0.95

1

1.05

0 1 2 3

HT

F [

-]

OMF [%]

Experimental data

Simulation data

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Fig. 6.11: DR5A simulation and experimental Pressure Drop Factor

The simulation PDF is able to reproduce the experimental results. The predicted and

experimental DR5A Pressure Drop Factor rapidly increases between the no oil

condition and the low oil mass fraction condition (OMF equal to 1%), while it is quite

unaffected by a further increase in the circulating oil mass fraction. The simulation code

properly accounts for both the lubricant detrimental effects with the different OMFs

tested.

The comparison between experimental and predicted Oil Retention Volume normalized

is plotted in Fig. 6.12. The blue solid diamonds and the red solid squares depict the

experimental and simulation results respectively.

0.8

1

1.2

1.4

1.6

0 1 2 3

PD

F [

-]

OMF [%]

Experimental data

Simulation data

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Fig. 6.12: DR5A simulation and experimental Oil Retention Volume normalized

The simulation results on one hand under predict the amount of oil retained inside the

microchannel evaporator and on the other hand capture the trend found in the

experimental data, that is an increase in the ORVN with respect to the circulating oil

mass fraction.

The DR5A series is run with low refrigerant mass flow rate and then low mass flux.

Low mass fluxes determine low vapor-phase velocity and shear stress, so the vapor

refrigerant is less effective in removing the lubricant droplets, resulting in higher

amount of oil retained. The different numerical values between experimental and

predicted ORVN shows how the simulation underestimates the effect of different

refrigerant mass flow rates values on oil retention calculation.

The simulation normalized oil retention and the mixture quality trends in the

microchannel tubes are plotted in Fig. 6.13. The normalized oil retention is a

dimensionless parameter representing the ratio between the local oil retention and the

maximum oil retention in the circuitry.

0

0.03

0.06

0.09

0.12

0.15

0 1 2 3

OR

VN

[-]

OMF [%]

Experimental data

Simulation data

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103

Fig. 6.13: Dimensionless oil retention and mixture quality trends inside a microchannel tube

In the first part of the evaporator, almost all the refrigerant is in the liquid phase and the

mixture qualities are very low. Although along the heat exchanger the refrigerant

evaporates and the mixture quality monotonically increases, the normalized oil retention

has initially a decreasing trend and only after the segment #60 starts to raise, reaching

the maximum value at the outlet. The simulation results point out how in the first

segments the reduction in liquid volume is predominant over the increase in local oil

concentration, with a consequent reduction in the normalized oil retention values, while

in the last segment the behavior is the opposite.

0

0.2

0.4

0.6

0.8

1

1.2

0 20 40 60 80 100No

rma

lize

d O

R [

-] &

Mix

ture

qu

ali

ty [

-]

Segment

Normalized oil retained

Mixture quality

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7 Conclusions

In this chapter the conclusions both about the experimental and simulation works are

presented.

7.1 Conclusions about the experimental work

The oil presence always penalizes the microchannel heat exchanger performances, both

in terms of heat transfer degradation and pressure drop increase.

The oil addition decreases the evaporator capacity and the reduction is proportional to

the circulating oil mass fraction. The lubricant and refrigerant mixture behaves as a

zeotropic mixture and the evaporating process is described by the bubble point

temperature instead of the pure refrigerant saturation temperature. The bubble point

temperature increases along the evaporator length and reaches its maximum value at the

microchannel heat exchanger outlet. During the evaporating process the lubricant

increases its temperature without boiling and prevents a certain amount of refrigerant

from evaporating. Furthermore, the oil presence determines an additional heat transfer

resistance, which results in lower evaporator outlet temperature, degree of superheating,

and heat transferred with respect to the pure refrigerant case.

The parameters which mainly affect oil retention is the refrigerant mass flow rate

circulating into the system and the refrigerant degree of superheating. On one hand,

higher refrigerant mass flow rates determine higher capability of the refrigerant vapor to

carryover the oil droplets settled in the microchannel internal volume, resulting in lower

amount of lubricant retained. On the other hand, low degrees of superheating cause a

larger amount of refrigerant dissolved in the liquid mixture, determining low viscosity,

that, in turn, entails to lower amount of lubricant retained.

The comparison between R410A and DR5A demonstrates better DR5A performances in

terms of Heat Transfer Factor. Over the wide range of conditions analyzed, the DR5A

refrigerant always presents higher HTF than R410A, which means lower capacity

penalization due to oil addition. The maximum capacity reduction observed in the

experimental data, with respect to the pure refrigerant case, is about 15% for R410A at

OMF equal to 5%.

The non-evaporating refrigerant, which determines two-phase flow inside the

microchannel headers and tubes, adds up to the lubricant and creates a mixture, whose

viscosity is higher than the pure refrigerant one; these phenomena make the pressure

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106

drop across the heat exchanger always increasing after oil addition. Moreover, the

lubricant creates a film inside the tubes, which reduces the available flow cross

sectional area and increases liquid and vapor velocities, contributing to the overall

pressure drop increase. The pressure drop raise, with respect to the pure refrigerant case,

is proportional to the oil mass fraction circulating into the system.

The Oil Retention Volume normalized seems to be strongly dependent on the oil mass

fraction; the OMF increase always leads to larger amount of oil trapped in the

microchannel heat exchanger. In tests conducted with Evaporator A, the ORVN shows

an exponential raise at small OMF values and then a proportional increase with higher

OMFs, especially at high degrees of superheating and low mass fluxes. This behavior

can be explained by the internal geometry of the Evaporator A horizontal outlet header.

In Fig. 7.1 it is possible to observe the small pockets created by the tubes entering the

header, which are filled by the oil rich liquid mixture because of the gravity force.

Fig. 7.1: Particular of the Evaporator A horizontal outlet header

In Evaporator B experimental data lower lubricant accumulation are observed.

Furthermore, low refrigerant mass flow rates lead to large amount of oil retained,

regardless of the evaporator geometry and fluid tested. The maximum ORVN value is

about 0.15 when OMF is equal to 5%, both for DR5A and R410A, that means the oil

occupies the 15% of the evaporator internal volume.

The experimental tests show that DR5A can be considered as a good low GWP

replacement for R410A. No particular difference is observed in terms of ORVN and

PDF between the two fluids, but the HTF shows slightly better performances in terms of

capacity after oil addition. Moreover, DR5A has a larger phase-change enthalpy than

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107

R410A, which is a positive feature from an environmental perspective, thus it is

possible to obtain the same R410A capacity with a lower refrigerant charge.

The comparison between R1234yf, R32 and DR5A, performed under the same

refrigerant side conditions, shows similar behavior between all the fluids in terms of

HTF, PDF and ORVN. R32 experimental series presents lower HTF and smaller ORVN.

The possible explanation for this trend is the larger reduction in the refrigerant degree of

superheat observed at the microchannel outlet after oil addition. As consequences, the

lower outlet temperature on one hand worsens the R32 capacity with respect to the pure

refrigerant case and on the other hand determines a larger amount of refrigerant

dissolved in the liquid mixture, which leads to smaller viscosity and lower amount of oil

retained in the microchannel heat exchanger.

7.2 Conclusions about the simulation work

The simulation capacity and pressure drop without oil are always in good agreement

with the experimental values. Considering two different evaporator geometries, four

refrigerants, and a wide range of conditions both on the refrigerant and air sides, the

96% of the capacity data are predicted within an error smaller than 20%, while the 92%

of the pressure drop is predicted within an error smaller than 30%.

The simulation pressure drop calculation is very sensitive to the inlet enthalpy and

quality. In particular, the pressure drop is underestimated when the input parameters

correspond to subcooled liquid refrigerant flow. Since most of the heat exchanged is

latent, the capacity prediction is only slightly affected by the inlet enthalpy and quality

variations.

The simulation capacity and pressure drop with oil show good results compared to the

experimental data. The evaporator model is able to account for the capacity reduction

and pressure drop increase due to oil addition. As found in the experiments, the

variations are proportional to the circulating oil mass fraction. The model catches both

the heat transfer coefficient reduction and the decrease in temperature and enthalpy at

the microchannel heat exchanger outlet due to the non-evaporating liquid refrigerant

mixed with oil. Furthermore, the simulation pressure drop addresses most of the

pressure drop variations in the last part of the evaporator (microchannel tubes and outlet

header), where the high local lubricant concentration makes the liquid mixture very

viscous.

The simulation oil retention has two different trends; R410A data are well predicted,

while the DR5A, R32 and R1234yf results are underestimated. The model addresses

most of the oil retention to the horizontal outlet header, where the highest value of local

oil concentration and the maximum liquid viscosity are reached. The amount of

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108

lubricant retained presents a sudden raise between no oil condition and low OMF

condition, while with further increasing the OMF, it increases slightly. This trend well

reproduces the filling phenomenon due to the small volumes created by the

microchannel tube protrusions entering the header. The code well predicts the oil

retention in case of high mass flux, while underestimates it for low mass fluxes.

7.3 Future works

In this work the entire heat exchanger, that is the inlet header, the microchannel tubes

and the outlet header all together, is considered. This approach on one hand provides

accurate results in terms of heat transfer rate, pressure drop and overall oil retention, on

the other hand presents limitations, such as inability of measuring local heat transfer

coefficient and observing flow regime.

An interesting improvement would be to extend the results to new heat exchangers with

different orientations and flow configurations, such as vertical inlet and outlet headers

and horizontal tubes.

Further analysis could be conducted to understand the internal geometry effects on oil

retention, especially in the inlet and outlet headers, which strongly affect the oil trapped

inside the microchannel heat exchangers. Oil retention studies in headers are

recommended in future works.

The method used to calculate the experimental oil retention shows for the new low

GWP refrigerants the same trends encountered in the literature for well known fluids. A

further but time-consuming improvement could be developing a new procedure to

provide a direct oil retention measurement. In [73], an example of oil retention direct

measurement is presented. Once the system stabilizes after lubricant injection, closing

simultaneously the valves on both ends of the evaporator, allows isolating the oil

amount present into the heat exchanger. Finally, it is possible to determine the oil

retention mass removing and weighing the test section.

Another future work is testing low GWP refrigerants with new generation oils, such as

nanolubricants, in order to understand if it is possible to reduce the detrimental effects

related to oil addition.

In the present work the refrigerant is always considered well distributed among the

microchannels. The uniformity is guaranteed controlling the refrigerant conditions at the

evaporator inlet. Studies about the maldistribution effects on heat transfer rate, pressure

drop and oil retention, as well as about the parameters that mainly affect non-uniform

distribution are recommended in future works.

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Nomenclature

Symbols

A Area [m2]

Area ratio between distributor tube and equivalent hole diameter [-]

BWMO Blended white mineral oil

C Capacity rate [J/(Ks)]

Experimental coefficient adjusted to pipe components

Coefficient of discharge of the nozzle [-]

Capacity ratio [-]

CFC Chlorofluorocarbon

Chisholm’s parameter [-]

Co Confinement number [-]

COP Coefficient of performance [-]

Specific heat [J/(kgK)]

Hydraulic diameter [mm]

Major diameter [mm]

err Error

Fanning fiction factor [-]

F Convective boiling enhancement factor [-]

Cooper’s correlation correction factor

Fin length [mm]

Fin pitch [mm]

Fin thickness [mm]

g Gravitational acceleration [m/s2]

G Mass flux [kg/(m2s)]

GWP Global warming potential

Enthalpy [kJ/(kgK)]

HCFC Hydrochlorofluorocarbon

HFC Hydrofluorocarbon

HFO Hydrofluoroolefin

HTC Heat transfer coefficient [W/m2K)]

HTF Heat transfer factor [-]

j-factor [-]

k Thermal conductivity [W/(mK)]

Contraction factor of the flow

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110

L Length [mm]

Louver length [mm]

Louver pitch [mm]

Mass flow rate [kg/s]

Fin parameter [m-1

]

M Molecular mass [kg/kmol]

MO

Mineral oil

NTU

Number of transfer units [-]

Nu Nusselt number

OCR

Oil circulating ratio [-]

ODP Ozone Depletion Potential

OMF

Oil mass fraction [-]

ORM

Oil retention mass [g]

ORV

Oil retention volume [dm3]

ORVN

Oil retention volume normalized [-]

Pressure [kPa]

Pressure difference across the nozze

Perimeter

PAG Polyalkylene glycol oil

PDF

Pressure drop factor

POE

Polylester oil

Pr Prandtl number

q’’ Heat flux [W/m2]

Capacity [kW]

Surface roughness [μm]

Re Reynolds number

rpm Rounds per minute

RTD

Resistance temperature detector

s Liquid specific gravity [-]

S

Solubility [g/g]

Nucleate boiling suppression factor [-]

t

Time [s]

T

Temperature [K]

Tube depth [mm]

Tube pitch [mm]

thk Thickness [mm]

u Uncertainty

U Overall heat transfer coefficient [W/(m2K)]

Specific volume [m3/kg]

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111

Adjusted specific volume [m3/kg]

V

Volume [dm3]

Volumetric flow rate [CFM]

VG Viscosity grades

VLE

Vapor-liquid equilibrium

VF Void fraction [-]

VFD

Variable frequency drive

w Local oil mass fraction [-]

Electrical work [kW]

x Vapor quality [-]

Lockhart-Martinelli parameter [-]

Greek symbols

α

Heat transfer coeffcient [W/(m2K)]

Ideal heat transfer coefficient [W/(m2K)]

Two-phase multiplier of the component

Mass transfer coefficient [m/s]

Δ Delta, difference

ε

Heat transfer effectiveness [-]

η Effectiveness for fin or finned surface

θ Louver angle [-]

ϑ Liquid phase only/vapor phase only pressure drop ratio

μ Viscosity [mm2/s]

ξ Effective weight fraction average of pure compounds [-]

Coefficient of local resistance in single-phase flow

ρ Density [kg/m3]

σ Surface tension [N/m]

Two-phase fiction multiplier

ψ Mole fraction [-]

ω Absolute humidity [gvap/gdry air]

Subscripts

air

Air side

bp Boiling range

bub

Bubble point

c Cross-sectional

conv Convective

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FB Flow boiling

gain

Heat gained

grav gravitational

HB

Heat balance

in

Inlet

inj

Injected

liq or l Liquid phase

lv Latent or vaporization

max Maximum

min Minimum

mix Refrigerant and oil mixture

most Most air

MCHX

Microchannel heat exchanger

n

Nozzle

NB Nucleate boiling

oil

Lubricant/oil

out

Outlet

preh

Electrical preheater

ref

Refrigerant side

r,s Saturation with respect to refrigerant temperature

s Surface

sat Saturation

segm Segment

ss Steady state conditions

tp Two-phase

vap or v Vapor phase

wet Wet conditions

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