political transformation part 2 ht 2011

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    C O L O N I A L I S M A N D T H E S TAT E

    Political Transformation Part II

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    Political

    TransformationPart II

    The lecture

    The pre-colonialstate

    The colonial stateThe post-colonialstate

    State power, state weakness anddemocracy

    Political Transformation Part 2 The pre-colonial state The colonial state

    The post-colonial state State power, state weakness anddemocracy

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    Political

    TransformationPart II

    The lecture

    The pre-colonialstate

    The colonial stateThe post-colonialstate

    State power, state weakness anddemocracy

    Reading: Political Transformation part 1 Allen & Thomas Chapter 17,

    Potter et al. Chapter 7 Suggested readings:

    Carothers, T. (2002). "The End of theTransition Paradigm." Journal of Democracy 13(1): 5-21.

    Bratton, M. a. R. M. (2001). "Support forDemocracy in Africa: Intrinsic orInstrumental?" British Journal of Political Science 31 (3): 447-474.

    Greene, K. F. (2008). "Dominant Party

    Strategy and Democratization." American Journal of Political Science 52(1): 16-32.

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    Political

    TransformationPart II

    The lecture

    The pre-colonialstate

    The colonial stateThe post-colonialstate

    State power, state weakness anddemocracy

    Reading:

    Political Transformation part 2 Allen & Thomas Chapter 12, 21, 23 Potter et al. Chapter 2, Suggested readings:

    Herbst, J. (2000). States and Power in

    Africa -Comparative Lessons in Authority and Control. Princeton,Princeton University Press.

    Thies Cameron, G. (2006). "Public Violence and State Building in Central America." Comparative Political Studies

    39(10): 1263-1282.

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    Political

    TransformationPart II

    The lecture

    The pre-colonialstate

    The colonial stateThe post-colonialstate

    State power, state weakness anddemocracy

    Where there states in Africa

    before colonialism?

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    Political

    TransformationPart II

    The lecture

    The pre-colonialstate

    The colonial stateThe post-colonialstate

    State power, state weakness anddemocracy

    The State Max Weber Territoriality

    Monopoly of the means of physical violence Legitimacy

    Pluralist traditions Robert Dahl

    The state as an arena for competition Marxist traditions

    (traditional) The state as tool of the bourgeoisie Post Marxists: Emphasize the interplay between civil society and the state

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    Political

    TransformationPart II

    The lecture

    The pre-colonialstate

    The colonial stateThe post-colonialstate

    State power, state weakness anddemocracy

    Jeffrey Herbst, States and Power

    in Africa Territory: Territory vs. roads How do we define territory?

    Monopoly on violence: Questionable How would we defineit?

    Legitimacy Internal

    External

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    The Pre-Colonial State

    Problems with weilding power because of:Geography Under-population Abundance of resources

    Control in a spiberweb structure ratherthan territory

    Impossibility of taxation:

    Lack of control

    No clear demarcated territory Free movement

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    Examples

    Great Zimbabwe (1100 to 1450 AD)Buganda (14th century -)Swahili (1000 colonialism)

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    Political

    TransformationPart II

    The lecture

    The pre-colonialstate

    The colonial stateThe post-colonialstate

    State power, state weakness anddemocracy

    Pre-colonial rule in other parts of

    the world: Asia: Much more defined territories, moresimilar to Europe

    Central Asia an exception

    Latin America: More similar to Africa than Asia Andes and Mesoamerica

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    Political

    TransformationPart II

    The lecture

    The pre-colonialstate

    The colonial stateThe post-colonialstate

    State power, state weakness anddemocracy

    Europe: War as a means of gaining control Taxation because of wars Lack of resources and land Over populated

    Africa Few wars No Taxation (or very limited) Plenty of Resources Under populated

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    PoliticalTransformationPart II

    The lecture

    The pre-colonialstate

    The colonial stateThe post-colonialstate

    State power, state weakness anddemocracy

    The colonial state

    Experiences many of the sameproblems as former rulers Weilding power Defining territory Extracting resources/taxes

    European presence Northern Nigeria 1906 - Ratio: 1 Britishcivil officer to 40 000 Africans

    1939 Congo 1 Belgian to 4000 Africans Difference between settler colonies andadministrative colonies.

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    PoliticalTransformationPart II

    The lecture

    The pre-colonialstate

    The colonial stateThe post-colonialstate

    State power, state weakness anddemocracy

    Strategies for control

    Consolidating or creating ethnicidentities Traditional or customary authority Creating conflict/scramble forresources between different groups

    Creating systems for rule by local elites

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    Ethnic identities as a means of control

    KenyaBefore colonialism:Ethnic identities not clearly defined,although there are language groupsetc.

    Colonialism:Formalisation of tribal structures identification with tribe neccesary foridentity cards, formalised labour etc.

    The Mau Mau Rebellion

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    PoliticalTransformationPart II

    The lecture

    The pre-colonialstate

    The colonial stateThe post-colonialstate

    State power, state weakness anddemocracy

    Strategies for control

    Consolidating or creating ethnicidentities Traditional or customary authority Creating conflict/scramble forresources between different groups

    Creating systems for rule by local elites Control of the international arena

    Trade Foreign policy Affected resources and distribution

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    PoliticalTransformationPart II

    The lecture

    The pre-colonialstate

    The colonial stateThe post-colonialstate

    State power, state weakness anddemocracy

    Strategies for control II

    Bureaucratic elitism andauthoritarianism Large scale organisations Incentives for colonial civil servants No participation by population

    Force Congo (King Leopolds Ghost) The Mau-Mau Indian Police Technological Advantages

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    PoliticalTransformationPart II

    The lecture

    The pre-colonialstate

    The colonial stateThe post-colonialstate

    State power, state weakness anddemocracy

    Strategies for control III Statism As theory of the state

    Complete or partial control of theeconomy

    Example: Congo and Rubber

    Ideology and Religion The importance of Christianisty The Civilising mission Paternalism

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    Levels of Control

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    PoliticalTransformationPart II

    The lecture

    The pre-colonialstate

    The colonial stateThe post-colonialstate

    State power, state weakness anddemocracy

    Legacies of Colonialism Ethnic dimension and ethnicconflict

    Kenya Rwanda

    Statism State control of economy Patron-Clientalism(neopatrimonialsim)

    Privatisation/Elites

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    PoliticalTransformationPart II

    The lecture

    The pre-colonialstate

    The colonial stateThe post-colonialstate

    State power, state weakness anddemocracy

    Legacies of Colonialism II Low levels of control Territory

    Taxes Political goods

    International Trade & Politics Prices Power on the international arena

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    PoliticalTransformationPart II

    The lecture

    The pre-colonialstate

    The colonial stateThe post-colonialstate

    State power, state weakness anddemocracy

    Strong and Weak states? (Herbst) Political Goods

    Monopoly on violence Currency Taxation Legal system Civil service and public sector Institutions

    These were not well developed inpre-colonial, colonial, or post-colonial states

    Resources Geography etc.

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    PoliticalTransformationPart II

    The lecture

    The pre-colonialstate

    The colonial stateThe post-colonialstate

    State power, state weakness anddemocracy

    Strong, weak or failed? Strong states The West and a few

    Weak states Kyrgyzstan Many African states

    Failed Somalia

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    PoliticalTransformationPart II

    The lecture

    The pre-colonialstate

    The colonial stateThe post-colonialstate

    State power, state weakness anddemocracy

    What does this mean fordemocracy?

    Persistence of neopatrimonialism Ethnic politics What does it mean to rule whennot in control?

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    PoliticalTransformationPart II

    The lecture

    The pre-colonialstate

    The colonial stateThe post-colonialstate

    State power, state weakness anddemocracy

    Thank you!