ponds, puddles, floodplains and dams in the upper xingu basin: … · 120 soil infiltrability but...
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1 Title: Ponds, puddles, floodplains and dams in the Upper Xingu Basin: could we be witnessing
2 the ´lentification´ of deforested Amazonia?
3
4 Authors: Luis Schiesari1, Paulo R. Ilha2,3, Daniel Din Betin Negri2, Paulo Inácio Prado2,4, Britta
5 Grillitsch5
6
7 Affiliations: 1Gestão Ambiental, Escola de Artes, Ciências e Humanidades, Universidade de São
8 Paulo, São Paulo, SP, 03828-000, Brazil; 2Departamento de Ecologia, Instituto de Biociências,
9 Universidade de São Paulo, São Paulo, SP, 05508-090, Brazil; 3Present Address: Instituto de
10 Pesquisa Ambiental da Amazônia, Canarana, MT, 78640-000, Brazil; 4LAGE at Departamento de
11 Ecologia, Instituto de Biociências, Universidade de São Paulo, São Paulo, SP, 05508-090, Brazil;
12 5Department of Biomedical Sciences, University of Veterinary Medicine of Vienna, Vienna, 1210,
13 Austria.
14
15 Corresponding author: Luis Schiesari; Gestão Ambiental, Escola de Artes, Ciências e Humanidades,
16 Universidade de São Paulo, São Paulo, SP, 03828-000, Brazil; phone +55 11 992346740, email:
18
19 Short title: The lentification of deforested Amazonia?
20
21 Keywords: land use change, deforestation, soybean, pasture, dams, freshwater, fish, amphibians
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23 Abstract
24 Hydrological change is a conspicuous signal of land use intensification in human-dominated
25 landscapes. We hypothesized that land conversion and land use change increase the availability of
26 lentic habitats and associated biodiversity in Southern Amazonian landscapes through at least four
27 drivers. River damming promotes the formation of reservoirs, which are novel permanent lentic water
28 bodies. A rise in the water table driven by local deforestation promotes the expansion of shallow
29 riparian floodplains. Soil compaction and the deliberate construction of cattle and drainage ponds
30 promote the increase in temporary water bodies in interfluvia. We tested these hypotheses using data
31 on habitat characterization and biological surveys of amphibians and fish in forests, pastures and
32 soybean fields in the headwaters of the Xingu River in Mato Grosso, Brazil. Lentic habitat availability
33 sharply increased in deforested land, with consequences to freshwater biodiversity. Reservoir
34 formation influenced both fish and amphibian assemblage structure. Fish species ranged from
35 strongly favored to strongly disfavored by reservoir conditions. Amphibian richness and abundance
36 increased in pasture and soybean streams relative to forests, with a strong positive effect of density of
37 reservoirs in the landscape. Expansion of stream floodplains increased the abundance of
38 Melanorivulus megaroni, a fish species indicator of shallow lentic habitats. Rainwater accumulation in
39 temporary ponds and puddles, entirely absent from well-drained forested interfluvia, allowed the
40 invasion of converted interfluvia by twelve species of open-area amphibians. A literature review
41 indicates that these four drivers of hydrological change are geographically widespread suggesting that
42 we may be witnessing a major yet previously unaccounted form of habitat change in deforested
43 Amazonia.
44
45 Introduction
46 Hydrological change is a conspicuous signal of land use intensification in human-dominated
47 landscapes [1]. The importance of water as a resource for human, livestock and crops, as a source of
48 energy, and as pathway for transportation makes water management a quintessential element of
49 human activities. In addition to the deliberate management of waterbodies, interventions in the
50 terrestrial environment indirectly influence hydrology by altering the partitioning of rainfall among the
51 processes of evapotranspiration, infiltration and runoff [2].
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52 Frontier landscapes provide a relevant environmental scenario for testing the occurrence and
53 consequences of anthropogenic hydrological change both because ongoing land use change permits
54 side-by-side comparison of converted and native habitats, and because frontiers are regions where
55 biodiversity change is expected to be highest [3]. The Amazon Basin is the largest area of the world
56 currently undergoing frontier settlement and, within the Amazon Basin, the Brazilian state of Mato
57 Grosso accounts for more than 40% of deforested land [4]. Building on published hydrological studies
58 [5; 6; 7; 8], we test the hypothesis that deforestation is promoting the ´lentification´ of Southern
59 Amazonian landscapes, with consequent shifts in their freshwater fauna. The term ´lentification´ was
60 coined to the natural lentic characteristics of small, intermittent floodplain channels during low waters
61 [9] and later used to the transformation of the habitat character of rivers from lotic (i.e. flowing water)
62 to lentic (i.e. standing water) through processes such as flow regulation, unsustainable water
63 extraction and climate change [10; 11]. The term does not appear to have been embraced by the
64 scientific community though (only three papers with ´lentification´ were retrieved in a Web of Science
65 search; March 13, 2018) and lacks an operational definition. We here define ´lentification´ as an
66 increase in the availability (i.e. density and/or area cover) of lentic freshwater habitats in the
67 landscape, directly or indirectly caused by human activities. This definition is inclusive of any driver,
68 and highlights that lentification is a property of the landscape and not only of the drainage network as
69 it includes the creation and change of freshwater habitat in interfluves as well. Because few
70 processes lead to the formation of novel lotic habitats, an increase in the availability of lentic habitat
71 almost invariably implies an increase in the proportion of lentic habitats in the landscape.
72 We hypothesize that at least four drivers of lentification could be operating in the Upper Xingu
73 Basin, one of the largest tributaries of the Amazon river: stream and river damming, increased water
74 yields, soil compaction, and the deliberate construction of cattle and drainage ponds. Among these,
75 river damming is the most readily recognized driver of lentification as the Amazon Basin is the new
76 ´hydroelectric frontier´ in Brazil with 154 hydroelectric dams in operation, 21 under construction and
77 277 planned [12]. Less attention is given to the myriad of small dams found today in deforested land.
78 Yet, in the Upper Xingu Basin alone there are ~10,000 small dams, most of which were built to
79 provide water to cattle and generate electricity for local consumption [6]. Lentification is a clear
80 product of river damming as reservoirs have attributes typical of lentic systems including slow
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81 currents, high water residence times, greater depth and surface area, open canopy, high surface
82 temperatures, thermal stratification, and net accumulation of sediment and nutrients [13].
83 Deforestation could also promote lentification through increased water yields. Local
84 deforestation has little effect on precipitation but strongly reduces per-unit-area evapotranspiration
85 due to the lower height, shallower rooting depth, and lower leaf area index of grasses and crops
86 relative to trees. Thus, proportionally more rainfall becomes river discharge [2]. In the Upper Xingu
87 Basin, mean daily water yields increased four times in soybean watersheds relative to forest
88 watersheds via an increased contribution of groundwater-driven baseflow to stream discharge [7].
89 Lentification could result if deforestation-driven increased water yields promote the expansion of semi-
90 lentic riparian floodplains. Note, however, that this effect is strongly scale-dependent. When
91 deforestation reaches regional scales, the reduction in evapotranspiration feeds back into reduced
92 rainfall and therefore, reduced water yields [e.g.,14].
93 In interfluves away from streams and rivers, deforestation could also promote lentification via
94 soil compaction. In the Upper Xingu Basin soil infiltrability was markedly reduced in the conversion of
95 forests to pastures both in terms of infiltrability (from 1258 mm/h to 100 mm/h) and saturated hydraulic
96 conductivity, probably due to cattle trampling [5]. Shallow disking in the conversion of pastures to
97 soybean fields increased infiltrability (469 mm/h) but further reduced subsoil saturated hydraulic
98 conductivity [5]. Lentification could result if deforestation-driven soil compaction increases the
99 frequency in which precipitation exceeds infiltration, thereby forming ponds and puddles. An additional
100 driver of lentification in interfluvia is the deliberate construction of ´cacimbas´, artificial ponds providing
101 water to cattle and draining stormwater runoff from dirt roads.
102 Taken together, it is apparent that there are several drivers in place capable of creating novel
103 lentic water bodies in converted Amazonian landscapes, and that such novel lentic water bodies span
104 the full spectrum of the hydroperiod gradient – from ephemeral to semi-permanent to permanent
105 waterbodies – in such a way that could consistently favor quite distinct elements of lentic freshwater
106 fauna [15].
107 In this study we test, for the first time, the hypotheses (i) that land conversion in the Upper
108 Xingu Basin is associated with an increase in the availability of lentic freshwater habitats both along
109 drainage networks (by creating reservoirs and expanding stream floodplains) and in interfluves (by
110 creating ponds and puddles), and (ii) that this landscape-level lentification increases the abundance of
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111 freshwater fauna typically associated with lentic habitats. We tested these hypotheses using data on
112 habitat characterization and biological surveys of fish and amphibians in forests, pastures and
113 soybean fields in the headwaters of the Xingu River in Mato Grosso, Brazil. Fish and amphibians are
114 excellent indicators of hydrological change [16] with high complementarity in habitat use [15]: fish are
115 usually restricted to permanent waterbodies whereas most amphibians reproduce in temporary and
116 semi-permanent lentic waterbodies. Importantly, our study was conducted at the same site where the
117 hydrological mechanisms we envision as promoting lentification were demonstrated. Hayhoe et al.[7]
118 demonstrated that deforestation increases water yields but not whether this phenomenon increases
119 the area of shallow riparian floodplains. Scheffler et al.[5] demonstrated that deforestation decreases
120 soil infiltrability but not whether this phenomenon promotes the formation of ponds and puddles.
121 Finally, Macedo et al.[6] quantified the number of impoundments in the Upper Xingu Basin as a
122 whole; we here confirm their findings at our specific study location before linking habitat with
123 biodiversity change.
124
125 Methods
126
127 Study area
128 This study was conducted in the headwaters of the Xingu River in Canarana and Querência,
129 Mato Grosso, Brazil (Fig 1). Climate is Köppen´s ‘Aw’, a tropical savanna climate with distinct wet
130 (October-April) and dry (May-September) seasons. Mean annual rainfall is 1898 mm (1987-2007;
131 Grupo AMaggi, pers.comm.). Landscape is dominated by wide interfluves where plateaus 27-62 m
132 high gently slope towards stream channels. Water table is ~20-40 m deep. Soils are ustic oxisols
133 (´latossolos vermelho-amarelos distróficos´ according to the Brazilian classification) in plateaus
134 grading into aquic inceptisols (´gleysolos´) in riparian zones [7]. Original vegetation cover is a closed-
135 canopy, evergreen seasonal forest that is transitional between the ombrophilous rainforests in the
136 north and the cerrados in the south of the Xingu Basin [17].
137 Fieldwork was conducted in and around Tanguro Ranch (Fig 1), a 82,000 ha farm covered
138 with primary closed-canopy forests (44.000 ha) and soybean plantations (38,000 ha). Neighboring
139 Cristo Rei Ranch, Lírio Branco Ranch and the INCRA Settlement were predominantly covered by
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140 pastures. At the time of sampling streams in deforested watersheds were by law bordered by a 25-m
141 wide riparian forest buffer, which structural integrity was variable across the region.
142
143 >>> Fig 1. Fish sampling sites and amphibian sampling transects in Tanguro Ranch and
144 surrounding farms (Landsat 8; July 2, 2013). Dark green represents primary closed canopy forests,
145 light green represents deforested areas (soybean fields in Tanguro Ranch, pastures in Cristo Rei
146 Ranch and in the INCRA settlement). From North to South, streams sampled for fish are Tanguro C,
147 Tanguro B, Tanguro A, APP2, APP2A, and APPM; transects in forest plateaus are Seringal, AU and
148 A1. Not represented is Lírio Branco Ranch, the third replicate pasture, located 27 km to the South.
149 The inset shows the location of the study site in Southeastern Amazon. In the Amazon Basin, green
150 represents closed-canopy forests, yellow represents deforested areas [according to 18] and uncolored
151 areas represent native savannas. Savannas outside of the Amazon Basin are not represented but
152 dominate the original vegetation cover a few tens of kilometers South and East of the study site. Note
153 the position of the study site in the agricultural frontier known as ´the Amazonian Arc of
154 Deforestation´.
155
156 Testing for a land use-driven lentification of the landscape
157 Density of impoundments in streams. To test the hypothesis that land conversion is associated with
158 an increase in the density of man-made impoundments, we defined one stream transect in each of
159 three forests (along APPM, APP2 and APP2A streams in Tanguro Ranch), three pastures (INCRA
160 Settlement, Cristo Rei Ranch, Lírio Branco Ranch) and three soybean fields (Alvorada, Mutum and
161 Cascavel fields in Tanguro Ranch) (Fig 1). One pasture (INCRA Settlement) and one soybean field
162 (Alvorada) received two additional transects each for a total of 13 transects. These ´focal´ pasture and
163 soybean fields were selected for detailed physical, chemical and biological sampling surveys (to be
164 published elsewhere). We could not select a ´focal´ forest with replicated transects due to the scarcity
165 of forest trails. Each transect was 2000 m long, and positioned at least 400 m away from other
166 transects or from other land uses. Using these criteria, transect position was randomly defined among
167 all available possibilities. In February 2012 we recorded the number of impoundments per stream
168 transect.
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169 Density of ponds and puddles in interfluvia. To test the hypothesis that land conversion is associated
170 with an increase in the density of ponds and puddles in interfluvia, we as above defined one plateau
171 transect in each of three forests (Seringal, AU and A1 in Tanguro Ranch), three pastures (INCRA
172 Settlement, Cristo Rei Ranch, Lírio Branco Ranch) and three soybean fields (Alvorada, Mutum and
173 Cascavel) (Fig 1). The focal pasture (INCRA Settlement) and soybean field (Alvorada) received two
174 additional plateau transects each for a total of 13 plateau transects. In February 2012 we recorded the
175 number and dimensions of each water body > 5 cm deep that could be sighted from the transects,
176 while estimating the maximum distance to each side of the transect in which a waterbody would be
177 visible if present.
178 Area of shallow, semi-lentic riparian floodplains. To test the hypothesis that land conversion is
179 associated with an expansion in the area of riparian floodplains, we characterized channel
180 morphometry of three first-order streams in forest (APP 2, APP2A, APPM) and three in soybean fields
181 (Tanguro A, B, and C; Fig 1). No streams were characterized in pastures. Because the putative
182 mechanism for floodplain expansion is increased baseflow, more clearly evidenced by dry season
183 water yields (Heyhoe et al. 2011), channel morphometry was characterized in October 2013. Stream
184 channel characterization was conducted in three 50-m sections at 0, 1000 and 2000 m from the
185 headwaters. For streams in converted land, we also characterized one 50-m section in one reservoir
186 contained within the same distance. Each 50-m section was crossed by 6 transects used to measure
187 channel width and water depths. We used the cut off depth of 10 cm for estimating area of shallow
188 water because this is where our indicator species of lentic riparian waters is most frequent (see
189 below). Note that sampling design for quantifying impoundments and ponds and puddles, and area of
190 shallow riparian floodplains, differed due to constraints imposed by the corresponding biodiversity
191 surveys (below): amphibian calling surveys used in the former require considerably less effort and
192 therefore permit greater replication than fish surveys used in the latter.
193
194 Testing for a land use-driven lentification of the freshwater fauna
195 Consequences of impoundment conditions to fish assemblages. We compared the ichthyofaunas of
196 lotic and lentic (i.e. reservoir) sections in the three soybean streams described in ´Area of shallow
197 riparian floodplains´. Dipnetting was the only methodology appropriate for fish sampling in the narrow,
198 shallow streams rich in coarse woody debris; low water conductivity prevented electrofishing, and gill
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199 and seine netting were impossible. We employed a standardized sampling effort of 100 dipnetting
200 person*minutes in each stream section, with a 30-cm diameter dipnet. Because dipnetting is only
201 effective in water < 1m, fish assemblage characterization in impoundments was complemented with
202 three hauls of a seining net (9 m long, 2 m high, 5-mm mesh) and an overnight set of six nylon gillnets
203 (20 m long, 2 m high; and 3, 4, 5, 6, 7, 8 cm distance between diagonally opposite knots).
204 Consequences of shallow riparian floodplains to fish populations. We assessed the relationship
205 between area of shallow riparian floodplains and the abundance of lentic fishes by sampling
206 Melanorivulus megaroni (Cyprinodontiformes, Rivulidae) in water < 10 cm deep in all lotic and lentic
207 stream sections described in ´Area of shallow riparian floodplains ´. M. megaroni was selected as an
208 indicator of semi-lentic riparian habitat for occurring almost exclusively in shallow margins of streams,
209 swamps and lakes [19]. Preliminary surveys indicated that in marshy floodplains and streamside
210 ponds M. megaroni is the dominant fish species, occurring in flooded areas so shallow that one can
211 barely see free-standing water amid the leaf-litter (see also 20 for data on habitat use by rivulids in
212 similar habitats). All fish were euthanized with benzocaine, preserved in formalin 10%, and stored in
213 ethanol 70%.
214 Consequences of land use to amphibian assemblages. We conducted calling surveys at six sampling
215 stations (0, 400, 800, 1200, 1600 and 2000 m) along each of the 26 transects described above. Each
216 transect was sampled between 19:30h and 01:00 (+ 30 min) on three dates randomly distributed over
217 January and February 2012. Upon arrival at a sampling station we recorded, for a period of three
218 minutes, calling amphibian species in six categories of abundance (0=no individuals; I=1-2; II=3-5;
219 III=6-10; IV=11-20; V=21-50; VI=50+ individuals). For each sampling station we defined richness as
220 the number of species recorded across all sampling dates, and the abundance of each species as the
221 highest category of abundance recorded. We calculated a conservative index of aggregated (i.e. total)
222 amphibian abundance in each sampling station as the summation of the number of species in a
223 category of abundance multiplied by its lower abundance bound [(Nspp in category I * 1) + (Nspp in
224 category II * 3) + …].
225
226 Data analysis
227 All statistical analyses followed the rationale of testing a given effect by comparing nested
228 linear models [21]. For instance, to test the hypothesis that the expected value of a given response
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229 variable differs among land uses (besides all other putative effects), we compared with a log-
230 likelihood ratio test (LRT) two linear models that differed only by the inclusion of land use as a fixed
231 effect. An increase in fit was gauged by the Deviance (D), which is twice the likelihood ratio between
232 the two models, and which converges to a Chi-square distribution under the null hypothesis of no
233 improvement in fit [22]. We used Poisson or Negative Binomial models for count data that had small
234 values, and Gaussian models otherwise. In many cases we used mixed-effects models [23] to take
235 into account the dependence among sampling units (e.g. sampling stations within the same transect).
236 Compliance of fitted models to their assumptions (e.g. constant variance and normality at the link
237 scale, residuals with zero mean and without non-linear trends) where checked from the analysis of the
238 appropriate residuals. All analyses were done in R 3.3.2 [24], with the additional packages lme4 [25]
239 and DHARMa [26]. Expected values and associated standard errors for mixed-effect models were
240 estimated by model-based parametric bootstrap with the function bootMer from the lme4 package
241 [25].
242 We tested a lentification effect of land use by comparing LRT models that fit different
243 expected values of ponds and puddles/transect, numbers of dams/transect, or areas of shallow
244 riparian floodplain/stream section, with null models that fit the same expected value in all transects or
245 stream sections. We used Poisson glm in the first two cases and a mixed-effect Gaussian glm with
246 stream as a random effect in the third case, to take into account the variance shared by sections
247 within the same stream.
248 Restricting our analysis only to the dominant fish species in the assemblage (relative
249 abundance >2% [27]), we used LRT to compare mixed-effect Gaussian glm fitted to the log of catch
250 per-unit-effort (CPUE) of each species in each stream section. The first model had only the additive
251 fixed effects of fish species and habitat type (i.e. lotic versus lentic); the alternative model had an
252 additional species-by-habitat interaction term. To test the fixed effects of area of shallow riparian
253 floodplain and land use on M. megaroni abundance we used a Negative Binomial glmm because
254 preliminary analyses indicated aggregated distribution of fish counts over sampling units. In both
255 cases stream was a random effect.
256 We evaluated the effects of lentification on richness and aggregated abundance of anurans
257 recorded at each sampling station. For streamside transects we used LRT to compare mixed-effects
258 models with no fixed effect, the effect of land use, and the additive effects of land use and density of
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259 dams in a 800-m radius. For plateau transects we compared mixed-effects models with no fixed
260 effect, the effect of land use, and the additive effects of land use and density of puddles in the
261 transect. We used Poisson models for richness and Gaussian models for the logarithm of the
262 abundance index. All models included transect as a random effect to take into account the variance
263 shared by stations within the same transect.
264
265 Results
266 Testing for a land use-driven lentification of the landscape: freshwater habitat change. Number of
267 dams along stream transects increased from zero in forests to a median of 0.4 in pastures and
268 soybean fields (D=11.3, 2 df, p=0.035; Fig 2A). Area of shallow riparian floodplains roughly doubled in
269 soybean watersheds (average + 1SD = 118 + 70 m2, range 25-246 m2) relative to forested
270 watersheds (58 + 53 m2, range 0-142 m2; D=4.3, 1 df, p=0.037; Fig 2B). Density of ponds and
271 puddles increased from zero in forest plateaus to a median of 3/ha in pasture plateaus and 2/ha in
272 soybean plateaus (D=54.9, 1 df, p<0.001; Fig 2C; see S1 Figure and S2 Figure for pictures).
273
274 >>> Fig 2. Land use-driven lentification of Southern Amazonian landscapes. (a) Density of dams
275 along streamside transects (b) Area of shallow water in riparian floodplains and (c) Density of ponds
276 and puddles along plateau transects. In (b) note that no streams were sampled in pasture watersheds
277 but that in (a) and (c) no reservoirs and puddles were found along streams and in plateaus,
278 respectively, covered by primary forest.
279
280 Consequences of reservoir formation to fish assemblages. Dominant species in the fish assemblage
281 were Melanorivulus megaroni (Rivulidae; average relative abundance across all 12 stream sections
282 48.3%), Pyrrhulina australis (Lebiasinidae; 14.6%), Aequidens michaeli (Cichlidae; 11.8%), and the
283 characids Hyphessobrycon mutabilis (8.0%), Astyanax multidens (7.8%) and Moenkhausia phaeonota
284 (2.9%).
285 These six species, which together comprised 93.8% of all fish individuals dipnetted in the
286 three converted streams, responded strongly to reservoir conditions. CPUE was higher in reservoirs
287 for Aequidens michaeli, Pyrrhulina australis and Astyanax multidens, but lower for the three remaining
288 species (Fig 3). A significant habitat-by-species interaction term (D=20.5, 5 df, p=0.001) confirmed
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289 that some fish species were favored while others disfavored by stream impoundment. In fact,
290 Hyphessobrycon mutabilis and Moenkhausia phaeonota were entirely absent from reservoirs, as were
291 another ten less common species (< 0.5% in relative abundance). Nine fish species were found
292 exclusively in reservoirs (S1 Table).
293
294 >>> Fig 3. Effect of habitat (stream vs reservoir) on the abundances of the six dominant fish species
295 in streams of deforested (i.e. soybean) watersheds. Symbols and vertical bars represent, respectively,
296 observed abundance means (ln CPUE + 1) + 1 standard errors of the estimated values by a linear
297 mixed effect Gaussian model, accounting for all sources of variation (fixed and random effects).
298
299 Consequences of floodplain expansion to the abundance of Melanorivulus megaroni. M. megaroni
300 abundance was positively related to the area of shallow riparian floodplains (D=17.2 , 1 df, p<0.001;
301 Fig 4).
302
303 >>> Fig 4. Abundance of Melanorivulus megaroni as a function of the area of shallow water in each
304 50-m stream section (green solid circles: streams in forested watersheds, red open triangles: streams
305 and reservoirs in deforested watersheds). The line is that predicted by a negative binomial
306 generalized model with random effects due to streams. The grey area shows + 1 the standard errors
307 of the estimated values by the model, accounting for all sources of variation (fixed and random
308 effects).
309
310 Consequences of land use to amphibian assemblages along streams. Transects in deforested
311 watersheds had more than twice as many calling species (20 species) than transects in forested
312 watersheds (9 species). Note, however, that rarefaction curves asymptoted in pastures and to a
313 lesser degree in soybean fields, but not in forests (Fig 5A). Because more singletons and doubletons
314 were found in forest transects, Chao2 estimators of species richness were 28.8 + 16.3 for forests
315 (mean + 1 SD) but 20.3 + 0.9 for pastures and 21.6 + 2.1 for soybean fields.
316 No species was heard exclusively along streams in forest watersheds although the only
317 sightings of Phyllomedusa vaillanti (Hylidae) and Leptodactylus pentadactylus (Leptodactylidae)
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318 occurred in those streams. By contrast, 20 species were heard exclusively along streams in
319 deforested watersheds (S2 Table).
320
321 >>> Fig 5. Rarefaction curves of amphibian richness along (A) streamside transects and (B) plateau
322 transects in forests, pastures and soybean fields. Symbols represent estimated means + 1 SD. Note
323 that there were three streamside and three plateau transects in forests (therefore 18 call sampling
324 stations) but five streamside and five plateau transects in pastures and soybean fields (therefore 30
325 call sampling stations). Note also that in B no amphibian calls were recorded in forests, where ponds
326 and puddles are absent and where water bodies are invariably associated with streams and their
327 floodplains.
328
329 Amphibian species richness per sampling station increased in converted land relative to
330 forests (D=12.4, 2 df, p=0.002), and with number of dams within an 800-m radius (D=7.3, 1 df,
331 p=0.007). Predicted values confirm a much higher species richness in pastures and soybean fields
332 than in forests (Fig 6A). Amphibian aggregate abundances per sampling station also increased in
333 converted land relative to forests (D=14.2, 2 df, p=0.001), but the effect of number of dams was
334 weaker (D=3.5, 1 df, p=0.06). Still, we used the model with both predictors to estimate the expected
335 values, which again confirmed higher abundances in pastures and soybean fields relative to forests
336 (Fig 6B).
337
338 >>> Fig 6 Amphibian richness (upper row) and aggregate abundance (lower row) per sampling
339 station as a function of the density of dams along streams (left column) and puddles in plateaus (right
340 column) in forests (solid green circles), pastures (open blue squares) and soybean fields (open red
341 triangles). Curves represent trends (+ 1 standard errors of estimated values) predicted by the best
342 supported model (generalized linear models with random effects of the transects). Note that in
343 plateaus only land use had a significant effect on amphibian abundance and richness, which is
344 depicted by the horizontal lines of predicted values and standard errors. In primary forest plateau
345 transects no amphibian species were recorded, and the model was fitted only to data gathered in
346 soybean and pastures. Points are jittered along x and y axes to improve data visualization.
347
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348 Consequences of land use to amphibian assemblages in plateaus. Land use had an even stronger
349 effect on amphibian assemblages in plateaus. Transects in forest plateaus were entirely devoid of
350 calling amphibians. By strong contrast, pastures and soybean fields had respectively 12 and 6 calling
351 species (S2 Table, Fig 5B). Rarefaction curves asymptoted in pastures but not in soybean fields;
352 Chao2 estimators of species richness therefore coincided with measured richness in pastures (12.0 +
353 0 species) but not in soybean fields (8.9 + 4.3 species).
354 Because forest plateaus were devoid of calling amphibians, we could not fit models to predict
355 amphibian richness or abundances for all three land use types considered jointly. Considering
356 converted plateaus only, both amphibian richness (D=15.3, 1 df, p<0.001; Fig 6C) and aggregated
357 abundance per sampling station (D=12.2, 1 df, p<0.001; Fig 6D) was higher in pastures than in
358 soybean fields. In both cases predicted values were higher in pastures than in soybean fields. No
359 improvement of fit was obtained by including pond and puddle density.
360
361 Discussion
362 This study provides evidence, for the first time, that deforestation promotes an increase in the
363 availability of lentic freshwater habitats in Southern Amazonian landscapes. Streams in converted
364 watersheds had numerous impoundments, and riparian floodplains twice as wide than streams in
365 preserved watersheds. At the same time, converted interfluvia had numerous ponds and puddles, in a
366 striking contrast to the complete absence of waterbodies in forested interfluvia. Importantly,
367 lentification of streams and interfluvia was accompanied by strong responses by fish and amphibian
368 assemblages.
369 Reservoir conditions favored half of the six dominant fish species, and disfavored the other
370 half. The characid Astyanax multidens and the cichlid Aequidens michaeli were 8 and 2.3-fold more
371 abundant in reservoirs than in lotic reaches; several other less common cichlids were also
372 predominantly or exclusively found in reservoirs, as were the trahira Hoplias malabaricus and the
373 curimatid Steindachnerina sp. At the other extreme, not a single individual of characids
374 Hyphessobrycon mutabilis and Moenkhausia phaeonota, otherwise common in stream reaches, was
375 found in reservoirs. These patterns are consistent with large-scale studies showing that cichlids,
376 characids and other characiforms, but also erithrynids, serrasalmids, loricariids and curimatids that
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377 inhabit more lentic habitats such as backwaters, shallow river margins and lakes, are sometimes
378 favored by river damming [28].
379 Expanded stream floodplains, in turn, had a strong positive effect on the abundance of
380 Melanorivulus megaroni, a fish species associated with shallow waters (>90% of individuals were
381 sampled in water <10 cm deep) and streamside pools. Other fishes could be influenced by floodplain
382 expansion as well given that many small-sized species, or larvae and juveniles of larger species, rely
383 on these habitats as nurseries and shelters against predation and water dragging [29].
384 Conversion of forests to pastures and soybean fields had a surprising positive effect on
385 streamside amphibian abundance and richness. Both response variables were associated with
386 number of dams around calling sampling stations. Thus, landscape lentification via reservoir formation
387 is a plausible contributor to this phenomenon, although other hydrological and non-hydrological
388 changes associated with deforestation, including the expansion of stream floodplains (not quantified
389 along surveyed streamside transects) and canopy opening, could also be involved.
390 Even more striking was the influence of land conversion in interfluvia on amphibian richness
391 and abundance. No single amphibian species was heard in forested plateaus, as opposed to 12 in
392 pastures and six in soybean fields. Because calling involves not only benefits (mate attraction and
393 selection) but also costs (energetic costs, increased risk of predation and parasitism), males usually
394 call in, at or close to their breeding sites [30]. Therefore, the lack of water bodies is a sufficient
395 explanation for the absence of calling amphibians in forested plateaus, as 35 of 38 amphibian species
396 in the region depend on water for egg laying and/or premetamorphic development [31]. We suspect
397 the lack of a statistical effect of density of ponds and puddles on amphibian richness and abundance
398 results primarily from the need to exclude forested plateaus from the analysis, and secondarily from a
399 mismatch in the scale of habitat assessment (ponds that could be seen from transect, i.e., tens of
400 meters) and that of faunal assessment (frogs that could be heard from transect, i.e., hundreds of
401 meters).
402 Contrary to streams, where amphibian richness and abundance were similar in pastures and
403 soybean fields, in interfluvia pastures had twice as many amphibians as soybean fields. At least two
404 factors could be involved. First, several of the waterbodies in pastures were cattle ponds, which,
405 contrary to roadside puddles, are constructed to effectively hold water – i.e., they are deeper and
406 compacted with tractors. As a consequence, waterbodies in the focal pasture held water for one
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407 month longer than in the focal soybean field (personal observation), a difference in hydroperiod of
408 considerable biological significance considering that a primary cause of mortality in temporary ponds
409 is dessication [15]. Second, environmental conditions in plateaus - effectively contrasting primary
410 forests, pastures and soybean fields - are much harsher than along streams, at the time of sampling
411 protected by law by a 25-m wide vegetated buffer zone. Specifically, the intensive management of
412 soybean plantations inflicts strong, periodical disturbance to the fauna that inhabits, visits or traverses
413 interfluvia. Conversion of pastures to soybean fields is made by clearing with fire, tilling and liming,
414 whereas plantation management annually involves sowing, applying fertilizers (~300 kg NPK/ha) and
415 pesticides (13.7 kg/ha including 39 active ingredients) and harvesting [3; 32]. Considering that
416 puddles in soybean fields are subject to direct pesticide overspraying and runoff, it is surprising that
417 there are amphibian species colonizing ponds in plantations – although, we do not know whether
418 these are viable habitats for metamorph production or simply amphibian population sinks (as is the
419 case for aquatic insects; see 33).
420 In summary, the creation of new reproductive habitat is a plausible hypothesis for the
421 increased amphibian abundance in converted land. The increase in species richness is, by contrast,
422 unexpected. Differences in observed gamma diversity are likely artifacts of abundance; Chao
423 estimators predict 29 species in forests, less than the 38 recorded [31] but more than the 22 predicted
424 in converted land. Differences in alpha diversity, in turn, do not appear to be artifacts and could be
425 due to the particular biogeographical scenario of our study site and/or the spread of generalistic open
426 area species with deforestation (see also 34). Our study site is at the edge of Amazonian closed-
427 canopy forests; the savanna line is as close as ~20km south and it is likely that in the Pleistocene this
428 area has alternated open-canopy/closed-canopy phytophysiognomies [35]. The observation that
429 several species found in closed-canopy forests are more typical of open areas (Leptodactylus
430 labirinthicus, L. mystaceus, Hypsiboas albopunctatus, Rhinella schneideri) is a testimony for this
431 mixed amphibian assemblage. On top of that, converted streamside transects have the addition of at
432 least seven species exclusive of open areas (Leptodactylus fuscus, Eupemphix nattereri,
433 Physalaemus cuvieri, P. centralis, Pseudopaludicola mystacalis, Scinax fuscovarius and S.
434 fuscomarginatus). Converted watersheds could therefore be housing an enriched amphibian fauna
435 through the mixture of closed-canopy species of Amazonian origin (e.g., Osteocephalus taurinus,
436 Phyllomedusa vaillanti, Pristimantis fenestratus), open-area cerrado species capable of colonizing
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437 closed-canopy forests, and generalistic open-area cerrado species that accompany the line of
438 deforestation and are favored by landscape lentification. Of course, at this point it is impossible to
439 know whether the increased species richness in converted land is a stable endpoint or a product of
440 transient dynamics given the recent deforestation in the area (< 40 years), the even more recent
441 decrease of matrix quality via conversion of pastures to soybean fields (< 10 years), and the presence
442 of relatively large fragments of primary forest in the region and riparian buffer zones (Fig 1).
443
444 Broader geographic consequences
445 Although our research is local, it is tempting to speculate that the lentification of freshwater
446 systems and their biota could be occurring in many locations of deforested Amazonia. This is because
447 all proposed drivers of lentification are quite general. We reviewed the available evidence linking land
448 conversion and the density of dams, soil compaction and stream discharges in the Amazon Basin
449 (and its sub-basins Xingu, Tapajós, Madeira, Solimões, Negro and Amazonas) and surrounding
450 basins (Tocantins, Marajó and the NW Coastal South Atlantic to the Southeast; Orinoco and Coastal
451 North Atlantic to the North) (Table 1). A total of 179 hydroelectric dams are currently operating or
452 under construction, and another 275 planned, in four basins (Tocantins, Amazon, Orinoco, Coastal
453 North Atlantic), including all six Amazon sub-basins [12; 35]. Dramatically increased densities of small
454 impoundments in deforested land were reported in the Xingu6 and the Amazonas sub-basins [36].
455 Soil compaction, as indicated by increased bulk soil density or soil penetration resistance,
456 and/or by decreased soil porosity, infiltrability or hydraulic conductivity, were consistently observed in
457 all 19 studies we could find conducted in four basins (Coastal South Atlantic, Tocantins, Amazon,
458 Orinoco), including five of six Amazon sub-basins (Xingu, Tapajós, Madeira, Solimões and Negro)
459 [37; 38; 39; 40; 41; 42; 43; 44; 45; 46; 47; 48; 5; 49; 50; 51; 52; 53; 54; 55] (Table 1). Importantly,
460 soil compaction was observed in every type of land use including secondary and logged forests,
461 deforested land, pastures, and in soybean, maize, oil palm, coffee, and teak plantations (Table 1).
462 Among them, it is precisely in pastures – by far the prevailing land use in converted Amazonia - where
463 soil compaction is most intense. Relative to forests, infiltrability in pastures decreased from 8 to 162
464 times depending on factors such as soil type, pasture age, and cattle stocking densities. Even though
465 soil compaction only results in ponding if precipitation exceeds infiltration rates, increased overland
466 flows in pastures are commonly reported. In eastern Amazonia rainfall rarely if ever exceeds
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467 Table 1. Land-use driven changes in landscape hydrological properties - how widespread are drivers of lentification in deforested Amazonia? Arrows represent
468 an increasing trend (↑), a decreasing trend (↓), both increasing and decreasing trends (↕) and no trend (↔).
Basinsa
Amazon Basin
Response Variable Unit
dire
ctio
n of
cha
nge
cons
iste
nt w
ith le
ntifi
catio
n
Coa
stal
Sou
th A
tlant
ic
Toca
ntin
s
Mar
ajó
u
Tapa
jós
Mad
eira
Solim
ões
Neg
ro
Amaz
onas
Orin
oco
Coa
stal
Nor
th A
tlant
ic
Land use pattern and reference
Dams: Hydroelectric dams
Dams in operation N ↑ 56 6 33 43 11 1 4 2 2 [12, 35]
Dams in construction N ↑ 2 1 6 8 4 0 0 ? 0 [12, 35]
Dams planned N ↑ 101 2 73 43 47 1 8 ? 0 [12, 35]
Overall supporting evidence ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
Dams: Small dams
Density of small dams N/ha↑ ↑ ↑
b,c Xingu: FOR<SOY,PAS; CER<SOY,PAS [6]; Amazonas:
FOR<DEFOR [36]
Overall supporting evidence ✓ ✓
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Soil compactiond
Bulk soil density
g/cm3
or ~
↑ ↑ ↑ ↑ ↕ ↑↑
↔↑
Coastal South Atlantic: SFOR<PAS [48], SFOR<PAS,GRAIN [49],
FOR<PAS [42e,50e]; Tocantins: CER<PAS [55]; Tapajós: FOR<LOG
[41]; Madeira: FOR<PAS, FOR>PAS [two chronosequences; 39e],
FOR<SFOR,PAS,COFFEE [54], Solimões: FOR<PAS [44e];
SFOR<DEFOR,ACROP,ALLEY,PAS [38], FOR<PALM [53],
FOR<DEFOR [37]; Negro: FOR<PAS,MAIZE,MCGRAIN; FOR=TPAS
[47], FOR<PAS; CER=PAS [51]; Orinoco: FOR<PAS [40]
Soil total porosity
m3/m3
or ~
↓ ↓ ↓ ↓ ↓↓
↔↓
Coastal South Atlantic: FOR>PAS [42e,50e]; SFOR>PAS,GRAIN [49];
Tocantins: CER>PAS [55]; Madeira: FOR>SFOR,COFFEE,PAS [54];
Solimões: FOR>PAS [44e], FOR>DEFOR [37];Negro:
FOR>PAS,MAIZE; FOR=TPAS,MCGRAIN [47], FOR>PAS;
CER=PAS [51]; Orinoco: FOR>PAS [40]
Soil penetration
resistance Mpa
↑ ↑↑
↔↑
Solimões: SFOR<PAS [38]; Negro: FOR<PAS,TPAS,MAIZE,
FOR=MCGRAIN [47], FOR=PAS; CER=PAS [51]; Orinoco:
FOR<PAS [40]
Infiltrability mm/h
↓ ↓↓
↔↓ ↓
Xingu: FOR>PAS,SOY [5]; Madeira: FOR>SFOR,TEAK, PAS;
FOR=DESFOR [43], FOR>PAS [46]; Solimões: SFOR>PAS [38];
Orinoco: FOR>PAS [40e]
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Hydraulic conductivity
(Ksat) mm/h
↓ ↓ ↓↓
↔↓
Coastal South Atlantic: FOR>SFOR,PAS [42e]; Xingu:
FOR>PAS,SOY [5]; Madeira: FOR>TEAK, PAS;
FOR=SFOR,DESFOR [43], FOR>PAS [46]; Solimões: FOR>PAS
[44e], SFOR>ACROP,ALLEY [38]
Overall supporting evidence✓ ✓ ✓ ✓ ✓ ✓ ✓ ✓
Land-use driven changes in water level in small catchments
Discharge or water yield
mm/hr
or ~
↑ ↑ ↑↑
↔↑
Coastal South Atlantic: FOR<PAS [42e]; Xingu: FOR<SOY [7];
Madeira: FOR<PAS [46e, 56, 58e], FOR=PAS [59]; Amazonas:
FOR<PAS [57e]
Baseflow
mm/hr
or ~↑ ↑ ↑ ↑
Xingu: FOR<SOY [7]; Madeira: FOR<PAS [45e,58e]; Amazonas:
FOR<PAS [57e]
Runoff coefficient
(discharge:precipitation) %↑ ↑ ↑ ↑ ↑
Coastal South Atlantic: FOR<PAS [42e], Xingu: FOR<SOY [7];
Madeira: FOR<PAS [58e], Amazonas: FOR<PAS [57e]
Overall supporting evidence✓ ✓ ✓ ✓
469
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470 aBasins (´Ottobasins Level 1´) and sub-basins (´Ottobasins Level 2´) are according to Agência Nacional das Águas [55] and presented southwest from eastern Amazonia,
471 and then northeast from western Amazonia. ANA´s Tocantins Basin includes the Araguaia. ´Coastal South Atlantic´ actually refers to the northernmost sub-basin (ANA´s
472 Level 2 Ottobasin 71, Coastal Occidental Northeast) of Ottobasin Level 1 Coastal South Atlantic.
473 bStatistical results are as reported in the original literature, and always in comparison with the reference condition (i.e., differences among alternative land uses are not
474 reported).
475 cFOR=forest, CER=cerrado, SFOR=secondary forest, LOG=logged forest, DEFOR=deforested, DESFOR=recently manually cleared secondary forest, PAS=pasture,
476 TPAS=tilled pasture, TEAK=teak, COFFEE=coffee, MAIZE=maize, SOY=soybean, PALM=oil palm, ACROP=annual crop, ALLEY=alley crop, GRAIN=multiple grains,
477 MCGRAIN=grains in minimum cultivation system.
478 dResponse variables testing for soil compaction report the most superficial soil layers sampled. When there are time series (eg, pasture after 5, 10, 15 years), we report
479 significant results for the time period with strongest trend. Note that soil compaction leads to ponding if and when precipitation exceeds infiltration rates only.
480 eno statistical test performed
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481 infiltration capacities in forests; in pastures, by contrast, around ¾ of storm-averaged rainfall
482 intensities exceed infiltration capacities [42].
483 Finally, because deforestation strongly reduces evapotranspiration, a larger fraction of rainfall
484 is exported from the watershed as streamflow. This pattern, commonly observed in small catchment
485 studies in both temperate and tropical countries [56], was recorded in two basins (Coastal South
486 Atlantic and Amazon), and three of the Amazon sub-basins (Xingu, Madeira and Amazonas) [42; 56;
487 57; 58; 45; 7]. Conversion of forests to pastures and soybean fields increased water yields, discharge
488 and baseflow, and discharge-to-precipitation ratios (Table 1). Interestingly, one study that failed to
489 observe a linkage between land conversion and discharge nevertheless observed stream structural
490 changes consistent with lentification. Deegan et al. [59] found that in the conversion of forests to
491 pastures the pool-and-run structure was replaced by a narrow run of open water bordered by wide
492 marshy areas invaded by riparian grasses (mean wetted width was 5X greater in pastures than
493 forests, N=18 streams). Ground-truthed remote sensing permitted the authors to infer that the infilling
494 of stream channels by riparian grasses, which slows down water velocities and promotes the transient
495 storage of water, occurs in almost all of the small pasture streams in the Ji-Paraná Basin, a 74,000
496 square kilometer sub-watershed of the Madeira [59].
497
498 Concluding remarks
499 In this study we demonstrate that extensive hydrological change occurs very early in the
500 process of frontier settlement. The deliberate construction of reservoirs, cattle and drainage ponds
501 adds to the unintentional multiplication of puddles and expansion of floodplains to modify existing
502 habitat, or even create new habitat, for freshwater organisms. The phenomenon of freshwater
503 lentification we here propose, if indeed shown to be widespread in deforested Amazonia, could have
504 significant consequences to biodiversity and human health; the dramatic upsurge in malaria and
505 schistosomiasis following deforestation, for example, is partly a consequence of increased availability
506 of lentic freshwater habitats in the landscape [60,61].
507 It is reasonable to expect that other drivers of lentification not considered in this study could
508 be currently operating or become important in the future. For example, reservoir management may
509 promote the rise of the water table [62], potentially increasing the area of river floodplains. By
510 contrast, unsustainable water extraction, large scale deforestation [14] or climate change could all
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511 contribute to lowering water tables, reducing floodplain widths and causing flow intermittency and
512 increased stream temporality. Climate change and anomalous climatic events, in particular, could
513 strongly interact with other phenomena described in this article to magnify the intensity of freshwater
514 lentification. Such interactions could be particularly strong in the Amazonian Arc of Deforestation,
515 which is not only a region of widespread land conversion – and therefore widespread river damming,
516 change in stream discharges, soil compaction and creation of farm ponds - but also predicted to be
517 highly vulnerable to savannization [14].
518
519 Acknowledgments
520 We thank Grupo Amaggi (Fazenda Tanguro) and neighboring farmers (Assentamento do INCRA,
521 Fazenda Cristo Rei, Fazenda Lírio Branco) for granting access to their lands, and the Instituto de
522 Pesquisa Ambiental da Amazônia – IPAM (especially O. Carvalho Junior, W. Rocha, P. Brando and
523 M. Macedo), Grupo Amaggi (especially W. De Ré) and M. Rosa (Secretaria da Agricultura e Meio
524 Ambiente de Canarana) for logistical support. G. Cordeiro Junior, G. Cordeiro, V. Dimitrov, I. Calado,
525 D. Nunes, S. Rocha e R. Quintino provided invaluable help in fieldwork, and I. Calado and A. C.
526 Machado in labwork. P. Lefebvre kindly produced the map and M. Leite helped in the statistical
527 analysis. ICMBio provided collection permits (ICMBio 17559). We thank FAPESP (2008/57939-9,
528 2010/52321-7 to L.S.), CNPq (563075/2010-4 to L.S.) and the International Finance Corporation -
529 Biodiversity and Agricultural Commodities Program for funding this research (to L.S.and B.G.),
530 FAPESP (2011/20458-6 to P.I., 2010/19427-6 to D.D.B.N.) and CNPq for fellowships (Research
531 Grant to P.I.P.), and the University of Veterinary Medicine of Vienna for a travel grant (B.G.).
532
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696 Supporting Information Captions
697
698 S1 Figure. Streams in forested (a) and deforested (b,c) watersheds. (c) is a man-made reservoir.
699 Pictures by Paulo Ilha.
700
701 S2 Figure. Ponds and puddles in plateaus converted to pastures (a-d) and soybean plantations (e-g).
702 No ponds or puddles were found in forested plateaus. (a) and (b) are man-made cattle ponds; all
703 other puddles (c-g) appear to be formed solely by soil compaction by cattle trampling, road
704 construction and machinery traffic. In the rainy season ponds and puddles like these were inhabited
705 by up to 5 and 3 species of amphibians in pastures and soybean fields, respectively. Those in
706 pastures contained in addition high abundances of predatory insects including dragonflies, bugs and
707 beetles.Pictures by Luis Schiesari and Victor Dimitrov.
708
709 S1 Table. Pooled number of fishes sampled in lotic and lentic (i.e. reservoir) stream sections in three
710 streams in deforested watersheds, ranked by abundance.
711
712 S2 Table. Incidence matrix of amphibian species recorded in streamside and plateau transects in
713 forests, pastures and soybean fields (1= calling, +=observed).
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