positioning and validating the supervision framework

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Positioning and Validating the Supervision Framework Jaap Scheerens, Tina Seidel, Bob Witziers, Maria Hendriks & Gerard Doornekamp faculty of BEHAVIOURAL SCIENCES University of Twente Department of Educational Organisation and Management

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Page 1: Positioning and Validating the Supervision Framework

Positioning and Validating

the Supervision Framework

Jaap Scheerens, Tina Seidel, Bob Witziers,

Maria Hendriks & Gerard Doornekamp

faculty of

BEHAVIOURAL SCIENCES University of Twente

Department of

Educational Organisation and Management

Page 2: Positioning and Validating the Supervision Framework
Page 3: Positioning and Validating the Supervision Framework

Positioning and Validating

the Supervision Framework

Positioning the supervision frameworks for primary and secondary education of the Dutch Educational Inspectorate in current educational discourse and validating core indicators against the knowledge base of educational effectiveness research

Jaap Scheerens, Tina Seidel, Bob Witziers, Maria Hendriks & Gerard Doornekamp

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Positioning and Validating the Supervision Framework/ J. Scheerens, T. Seidel, B. Witziers, M. Hendriks & G. Doornekamp. Enschede/Kiel: University of Twente, Department of Educational Organisation and Management / IPN: 2005 – 430 p. ISBN: 90-365-2343-5 This project was financially supported by a grant from the Dutch Educational Inspectorate.

Colofon Reproduction: Grafisch Centrum Twente No. of prints: 250 Ordering address: University of Twente Faculty of Behavioural Sciences Department of Educational Organisation and Management

P.O. Box 217 7500 AE Enschede the Netherlands tel. 053 489 4579 © 2005 Alle rechten voorbehouden No part of this publication may be reproduced, stored in a retrieval system or transmitted in any form or by any means: electronic, photocopying or otherwise, without permission in writing from the publishers.

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Ten geleide

De Wet op het Onderwijstoezicht (WOT) draagt de Inspectie van het Onderwijs op

scholen te beoordelen op de mate waarin deze de verwachtingen van de Nederlandse

samenleving waarmaken. Wat die verwachtingen precies zijn en de vraag wanneer deze

‘voldoende’ worden waargemaakt wordt bepaald in een proces waarbij meerdere partijen

betrokken zijn. In de eerste plaats de onderwijsinstellingen, omdat zij de grootste

verantwoordelijkheid dragen voor de invulling en realisering van kwaliteit. Daarnaast

heeft de samenleving een groot belang bij een goed functionerend onderwijssysteem en

bij opbrengsten die recht doen aan uiteenlopende belangen op het economische,

maatschappelijke en individuele vlak. In de Memorie van Toelichting bij de WOT wordt

in dat verband verwezen naar de direct betrokkenen (zoals leerlingen/deelnemers),

afnemers (zoals vervolgonderwijs en werkgevers) en naar de maatschappij in bredere zin.

Tenslotte heeft ook de overheid een belangrijke rol waar het gaat om het waarborgen van

voldoende gemeenschappelijkheid, het garanderen van voldoende kwaliteit en het

bevorderen van optimale kwaliteit. De zorg voor onderwijs is dus een gezamenlijke

verantwoordelijkheid; de Memorie van Toelichting spreekt in dat verband van “een meer

open systeem […] waarbinnen de opvattingen over kwalitatief goed onderwijs – in debat

met veld en samenleving – […] worden uitgewerkt”.

Deze gemeenschappelijke verantwoordelijkheid voor het onderwijs en de ruimte die dit

biedt voor variëteit alsmede het primaat van de instellingen die het onderwijs verzorgen,

waren belangrijke overwegingen achter de herziening van de wettelijke regeling voor het

onderwijstoezicht in de WOT en de invoering in 2003 van nieuwe vormen voor het

toezicht.

De hoofdlijnen van het toezicht zoals die in de WOT zijn vastgelegd worden uitgewerkt

in toezichtkaders. Deze komen volgens de bepalingen van de WOT tot stand in op

consensus gericht overleg met diverse partijen. Een dergelijk op consensus gebaseerd

kader draagt er volgens de MvT aan bij dat de uitoefening van het toezicht “consistent,

transparant, controleerbaar en bediscussieerbaar” is; bovendien vormt een dergelijk kader

“in feite een codificatie van overeenstemming”, waar in het overleg met de betrokken

partijen naar is gestreefd.

De ruimte voor variëteit en de ruimte voor uiteenlopende partijen om elk hun rol te

spelen maakt een heldere bepaling van de algemeen geldende kwaliteitseisen en een

stevige fundering daarvan van belang. Daarmee ontstaat draagvlak voor de uitoefening

van het toezicht en wordt gerichte communicatie mogelijk over de rationale en de

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operationalisering van de gestelde kwaliteitseisen. De legitimering van de kwaliteitseisen

die in toezichtkaders zijn neergelegd, vindt in formele zin plaats door goedkeuring van de

toezichtkaders door de minister. Daarnaast is echter ook een stevige fundering in

wetenschappelijke kennis en maatschappelijke opvattingen van belang; het laatste krijgt

vorm door regelmatig overleg met vertegenwoordigers van het onderwijsveld, het eerste

vult de Inspectie van het Onderwijs in door een beroep te doen op de wetenschap.

Het is niet voor het eerst dat de fundering van toezichtkaders aan de orde is. Zo omvatte

het toezichtkader dat uitgangspunt was voor de eerdere toezichtvormen Regulier en

Integraal Schooltoezicht (RST en IST) een verantwoording gebaseerd op wettelijke

voorschriften, op kennis uit wetenschappelijk onderzoek en op opvattingen van

betrokkenen bij onderwijs. De kenmerken van goed onderwijs die de inspectie voor de

uitoefening van het toezicht hanteerde, werden uit deze invalshoeken afgeleid,

inzichtelijk gemaakt en verantwoord.1

In 2003 werden nieuwe vormen van toezicht ingevoerd, waaronder het Jaarlijks

Onderzoek (JO) en het Periodiek Kwaliteitsonderzoek (PKO). Als verantwoording van

het JO en PKO fungeert tot nu toe vooral de Memorie van Toelichting bij de WOT.

Daarin worden, naast een uitwerking van het in de wet gehanteerde kwaliteitsbegrip, de

kwaliteitskenmerken toegelicht, waarbij zowel wettelijke voorschriften als

wetenschappelijke kennis als uitgangspunt fungeren.

Eind 2003 werd besloten tot bijstelling van de eerder dat jaar ingevoerde toezichtkaders.

De reden daarvoor waren onder meer de praktische hanteerbaarheid en de gelaagde

opbouw van de voor het JO en PKO gekozen opzet, waarin de relatie tussen observaties

en oordelen op onderdelen onevenwichtig bleek. Deze vernieuwing leidde tot aangepaste

toezichtkaders die vanaf 2005 uitgangspunt vormen voor het toezicht op het primair en

voortgezet onderwijs en de expertisecentra, in de vorm van een herzien JO en PKO. De

kern van de herziening bestaat uit een vermindering van het aantal meetpunten en een

beperking tot twee niveaus waarop oordelen worden geformuleerd.

Vraagstelling

Met de ontwikkeling van de herziene toezichtkaders is opnieuw behoefte aan nadere

onderbouwing en verantwoording ontstaan. Zoals aangegeven, zijn aanzetten voor een

dergelijke onderbouwing en verantwoording beschikbaar in de vorm van de

verantwoordingsdocumenten die aan het IST en RST ten grondslag lagen. Op een meer

1 Zie onder meer de nota Toezichtskader primair onderwijs, Inspectie van het Onderwijs (Utrecht, 1999).

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algemeen niveau bevat ook de Memorie van Toelichting bij de WOT een uitwerking van

de kwaliteitskenmerken en kwaliteitsaspecten waarop het JO en het PKO zijn gebaseerd.

Vanuit de wens de herziene toezichtkaders maximaal te laten voldoen aan de eerder

genoemde eisen van consistentie, transparantie, controleerbaarheid en

bediscussieerbaarheid is, als toespitsing van de genoemde legitimaties, op twee punten

nadere onderbouwing en verantwoording gewenst. Enerzijds betreft het onderbouwing

vanuit wetenschappelijke kennis die rechtstreeks op de (details van de) herziene kaders is

toegespitst en op het niveau van observaties en indicatoren een gedetailleerde

verantwoording geeft van de elementen van goed onderwijs waarvan naar het oordeel van

de inspectie sprake moet zijn en die tot uitdrukking komen in het oordeel dat zij over een

instelling geeft. Anderzijds dienen de toezichtkaders gerelateerd te worden aan de

centrale functies van onderwijs, te weten de voorbereiding op het vervolgonderwijs en de

arbeidsmarkt, de maatschappelijke vorming en de persoonlijke vorming. Daarmee wordt

gestreefd naar een dubbele verantwoording, ten aanzien van zowel het hoe als het

waarom. De hoe-vraag heeft betrekking op de voorwaarden, activiteiten en processen die

van belang zijn om de gestelde doelen te bereiken; de waarom-vraag betrekt daarbij naast

de relatie met de centrale functies van onderwijs tevens de functie die het

kwaliteitsoordeel moet vervullen.

De Inspectie van het Onderwijs heeft de Universiteit Twente gevraagd bouwstenen voor

een dergelijke nadere verantwoording aan te reiken en een studie te verrichten ter nadere

onderbouwing en verantwoording van de vernieuwde toezichtkaders. Het voorliggende

rapport presenteert de uitkomsten van deze studie en geeft een gedetailleerd overzicht van

relevante kennis. Daarmee beschikt de Inspectie van het Onderwijs over belangrijke

elementen voor de nadere verantwoording van de vernieuwde toezichtkaders.

Ik nodig de lezer van harte uit om als daar aanleiding toe is te reageren en ook kritiek met

ons te delen.

De Inspecteur-generaal van het Onderwijs,

mevrouw mr. drs. C. Kervezee

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Table of contents INTRODUCTION 1 PART I THE INSPECTION FRAMEWORK CHAPTER 1 THE INSPECTION FRAMEWORKS AND RESEARCH QUESTIONS ADDRESSED 5 IN THIS STUDY – J. SCHEERENS PART II PROCESS INDICATORS AND EDUCATIONAL EFFECTIVENESS CHAPTER 2 THE INSPECTION FRAMEWORK SEEN AGAINST THE BACKGROUND OF 19 CONCEPTIONS OF EDUCATIONAL QUALITY – J. SCHEERENS CHAPTER 3 THE STATE OF THE ART OF SCHOOL EFFECTIVENESS AND INSTRUCTIONAL 33 EFFECTIVENESS RESEARCH AS A BASIS FOR COMPARISON OF THE

INSPECTORATE’S QUALITY INDICATORS – J. SCHEERENS CHAPTER 4 SCHOOL EFFECTIVENESS RESEARCH SYNTHESIS – B. WITZIERS, 47

G. DOORNEKAMP, R. STEEN CHAPTER 5 THE INDICATORS ON TEACHING AND LEARNING COMPARED TO THE 125 REVIEW OF RECENT RESEARCH ARTICLES ON SCHOOL AND INSTRUCTIONAL EFFECTIVENESS – T. SEIDEL, R. STEEN PART III PROPORTIONAL SUPERVISION CHAPTER 6 CRITERIA FOR ASSESSING SCHOOL SELF-EVALUATION APPROACHES 243

– M. HENDRIKS PART IV THE CHANGES CONTEXT OF SUPERVISION CHAPTER 7 RETHINKING SOCIETAL FUNCTIONS OF EDUCATION, IMPLICATIONS FOR 293 OUTCOME AND PROCESS INDICATORS – J. SCHEERENS CHAPTER 8 PRIORITIES IN THE INSPECTION FRAMEWORK AND THE DISCUSSION 307 ABOUT EDUCATIONAL GOVERNANCE – J. SCHEERENS CHAPTER 9 CONCLUSIONS AND RECOMMENDATIONS – J. SCHEERENS 323 ANNEX 1 QUANTITATIVE META-ANALYSIS OF SCHOOL AND INSTRUCTIONAL

EFFECTIVENESS– B. WITZIERS, R. STEEN, J. SCHEERENS 347

REFERENCES 367 SUMMARY IN DUTCH 395

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1

Introduction

The purpose of this study is to verify the scientific basis of the indicators that are part of

the Dutch Inspectorate’s Supervision Frameworks for primary and secondary education

and to relate the Supervision Frameworks to central functions of education, such as

qualification, integration and personality development.

With respect to the first part of this general purpose, a more straightforward linkage to

scientific knowledge is possible than is the case for the second part (relating to societal

functions). Since the rationale of the Inspection Frameworks is clearly inspired by the

means-to-end thinking inherent in educational effectiveness research, where process

indicators are selected for their positive association with learning outcomes, the

knowledge base that has been generated by this body of research is a likely source of

validation. The basic question of this kind of validation is to check whether the set of

process indicators on teaching and learning in the Inspection Frameworks, corresponds

well with the set of variables that has received empirical support in educational

effectiveness research. In order to do so it is of vital importance to make up the balance

as far as the state of the art of educational effectiveness research is concerned. This

means that the international research literature should be captured as fully as possible and

that methods should be employed to summarize and synthesize the research results in a

clear and concise way. In order to do so, techniques for meta-analyses are being

employed.

Concerning the second part of the purpose of this study, namely to relate the Supervision

Frameworks to central functions of education, the issue is positioning rather than

validation. This issue is addressed by considering the question to what extent the

substance and mode of application of the Supervision Frameworks correspond with

recent trends in educational discourse. Clearly in this area universal truths do not exist,

and the matching of contents and strategic application of the Inspection Frameworks to

these often ideological and speculative perspectives is of a looser kind. However, also in

this domain, our frame of reference will be based on empirical research results as much

as possible. For example, the claims of “new public management” and associated

conceptions of systemic reform in education will be compared to empirical results on

effective reform and school improvement approaches in education.

With respect to one of the core quality aspects that is part of the Inspection Frameworks,

namely the inspection of quality care and school self-evaluation, methodological

standards and knowledge based on research on the use of evaluations will be applied.

This part of the analysis is meant to speak on the feasibility of “proportional

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2

supervision”, which means that the degree of external school inspection is proportional to

the degree to which schools succeed in appropriate forms of quality care and school self-

evaluation.

The core questions addressed in this study are the following:

Are the process indicators on teaching and learning in the Inspection Frameworks

supported by the knowledge base on school and instructional effectiveness?

How feasible is the idea of proportional supervision, given the possibilities and state of

the art of school self-evaluation in the Netherlands?

Do the Inspection Frameworks manifest defensible choices with respect to outcome and

process indicators, and strategic applications, given current perspectives on educational

governance and modern interpretations of the core societal functions of education?

The approach that is chosen in this study does not pretend to be comprehensive as far as a

scientific positioning and validation of the Inspection Frameworks is concerned. For

example we have not attempted to provide a legal analysis of the role of the Inspectorate,

nor have we addressed methodological and measurement aspects of the normative

application of the indicators.

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PART I

THE INSPECTION FRAMEWORK

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5

Chapter 1

The Inspection frameworks and research questions addressed

in this study

Introduction

In this chapter the Inspection Frameworks for primary and secondary education are

described, some aspects of the legal context are mentioned and the research questions

of the study are presented.

Description of the Dutch School Inspection Frameworks

Schools in the Netherlands are quite autonomous. In comparison to other countries a

very high amount of decisions about instruction, human resources management,

financial management and curriculum are made by schools, c.q. their competent

authorities (OECD, 2003). School autonomy includes school self evaluation and quality

care. Within the given legal frameworks schools independently determine quality

targets and norms as well as the way in which these are to be measured and assessed.

On the basis of their own judgements, the schools determine to what extent quality

improvements are required, as well as the contents of such improvements. Supervision

(Dutch: toezicht) by the Education Inspectorate is to function as an addition to the self

regulatory mechanisms by which school are expected to carry out their self evaluation

and quality management.

The central question of school supervision is: “What is the quality of education in a

particular school like?” (Inspectorate, 2002, p. 9) This core question is differentiated

according to three sub questions:

1) What is the school’s quality care like?

2) What is the school’s quality in teaching and learning?

3) What is the quality of the learning results? (ibid, p.9)

These questions indicate three domains of the supervision framework.

The four domains are divided in the following quality aspects; as indicated in the table

below, based on the Inspection Framework for Primary Schools.

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6

Quality domain Quality aspects per domain

Quality care 1. Systematic quality care by the school

2. Testing

Teaching and Learning 3. Subject matter coverage

4. Time

5. Stimulating and supportive teaching

and learning process

6. Safe, supportive and stimulating

school climate

7. Special care for children with learning

difficulties

Outcomes 8. Learning results in basic subjects

For each of the quality aspects a number of indicators have been specified, for example:

- The school knows its own starting situation

- The school systematically evaluates the quality of learning outcomes and

teaching and learning processes

- The school guarantees the quality of testing at the end of the primary school

period

- Subject matter coverage is such that it prepares the pupils for secondary

education

- Subject matter coverage is integrated

- Learning time is sufficient for the students to have them master the subject

matter

- The school programs sufficient teaching time

- The teaching activities are well structured and effective

- The teachers take care of their teaching being adaptive to the learning needs of

the students

- School staff and pupils interact in a positive way

- The school stimulates the involvement of parents

- The school guarantees safety

- The school provides a pleasant and stimulating environment for the students

- The school provides a pleasant and stimulating working environment for its staff

In 2005 an updating and overhaul of the Frameworks took place. The complete list of

indicators of the Framework for secondary schools is presented below.

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7

Quality Aspect 1:

The school takes care of the assurance and improvement of the quality of education.

1.1 The school knows its entrance situation, including the specific needs of the student

body.

1.2 The school systematically evaluates the quality of its performance in terms of

learning results.

1.3 The school systematically evaluates the quality of learning, teaching and

counselling.

1.4 The school has formulated measurable improvement targets.

1.5 The school carries out improvement activities in a systematic way.

1.6 The school guarantees the quality of learning and teaching.

1.7 The school guarantees the quality of the school examination and of other evaluation

instruments.

1.8 The school reports about the realized quality of education to interested parties

(parents, students, competent authorities, funding agencies and sponsors).

Quality Aspect 2:

The conditions for quality care are in place

2.1 School management initiates and steers the quality care.

2.2 Quality care is connected to the school’s vision with respect to learning and

teaching as stated in the school plan.

2.3 The school management takes care of a professional school culture.

2.4 The school takes care of an effective communication about the quality of education.

2.5 Staff, school management, pupils, parents and competent authorities are all of them

being involved in the school’s quality care.

Quality Aspect 3:

The subject matter offered is aimed at a broad development of the pupils and on

preparing them for further education and the labour market

3.1 The school has provided the foundations of subject matter offering in the lower

grades.

3.2 The school guarantees that the actual subject matter offering covers the examination

program.

3.3 The program (total of subject matter that is offered) is being connected to important

societal and actual themes.

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8

3.4 Subject matter that is offered in one grade connects to the previous and subsequent

grades.

3.5 There is coherence between the subject matter offerings in the various subjects.

3.6 Subject matter offerings are adapted to the educational needs of individual pupils.

3.7 The school offers knowledge about the different cultures that are present in the

Netherlands, on a regular basis, with reference to the corresponding norms and

values.

3.8 Schools with over 20% of students that are weak in language, adapts Dutch

language tuition to the needs of these students in all subjects.

3.9 The school offers content on civic education, social cohesion and norms and values.

Quality aspect 4:

The students get sufficient time to master the subject matter

4.1 The intended teaching time corresponds to the legal norms.

4.2 The structural (i.e. planned) amount of lessons “not given” is minimal.

4.3 The incidental amount of lessons “not given” is limited.

4.4 Non permitted absence of students is limited.

4.5 The teachers use the intended teaching time in an efficient way.

4.6 The school varies the amount of time for teaching and learning relative to the

educational needs of the students.

Quality aspect 5:

The pedagogical approach of the teachers induces a safe and stimulating learning

environment

5.1 The teachers stimulate the pupils’ self confidence.

5.2 The teachers treat the pupils in a respectful way.

5.3 The teachers stimulate that pupils treat one another with respect.

5.4 The teachers realize a productive atmosphere.

Quality aspect 6:

The didactic approach of the teachers supports pupils’ learning

6.1 The teachers provide insight in goal, use and connectivity of the lesson activities.

6.2 The teachers provide clear explanations.

6.3 The teachers check whether the pupils have understood explanations and

assignments.

6.4 The teachers create a meaningful context for the learning process.

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9

6.5 The teachers stimulate the students to think (e.g. by posing challenging questions).

6.6 The teachers provide substantive feedback to the pupils.

6.7 The teachers provide insight into the pupils’ learning processes (simulating

reflections on learning strategies).

6.8 The teachers take care of pupils being involved in the educational activities.

6.9 The didactic approach is functional with respect to the pupils’ learning process.

6.10The teachers adapt their didactic approach to the differences between the pupils.

6.11The teachers use the analyses of pupils’ achievement for the way they shape their

instruction.

6.12The teacher’s use of language is adapted to the language needs of the pupils.

Quality aspect 7:

The students play an active and independent role during instructional activities

7.1 Students are confronted with stimulating activities and assignments.

7.2 The students reflect on their own learning processes.

7.3 The pupils are given responsibility for their own learning processes to a sufficient

degree.

7.4 The pupils learn to work together in an effective way.

Quality aspect 8

The school has a safe and stimulating climate

8.1 The pupils manifest involvement in school life.

8.2 The staff manifests involvement in school life.

8.3 The parents feel involved in school life.

8.4 Staff and students interact in a respectful way inside and outside classes.

8.5 Staff and students feel safe at school.

8.6 The pupils, staff and parents experience the school leadership as supportive and

stimulating with respect to the atmosphere at school.

Quality aspect 9

Guidance and counselling is aimed at a full development of the students’ capacities

9.1 Guidance and counselling is aimed at a good development and at the pupils’ well-

being.

9.2 The school uses a consistent system of instruments and procedures for monitoring

progress and development of the pupils.

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10

9.3 The school uses information from primary school in the guidance and counselling

of the pupils.

9.4 The school supports pupils and parents with respect to career choices during the

school programme.

9.5 The school supports the pupils and parents with respect to choices regarding

further education and the labour market.

9.6 Special staff functions (like deans and mentors) see to it that pupils receive

continuity in guidance throughout the career at school.

Quality aspect 10:

Students with special needs receive the care that they require

10.1 The school has early diagnosis of pupils who need extra care.

10.2 The school analyzes the kind of care that selected pupils require.

10.3 Special care is carried out in a systematic, planned way.

10.4 The school assesses the effects of special care.

10.5 Teachers and special staff for care co-operate well.

10.6 The school involves the parents of pupils requiring extra care in the special

activities.

Quality aspect 11

The pupils attain the achievement results relative to their capacities

11.1 The pupils attain the achievement level that is to be expected given

national averages.

11.2-11.5 The pupils stay close to the minimum amount of time to finish the program

for each of the program variants in Dutch secondary education.

11.6 Pupils who take part in practical education develop according to an

individual learning route.

11.7-11.10 The pupils obtain the marks that may be expected of them on the final

examinations, relative to national averages, for each of the program

variants of Dutch secondary education.

11.11 The pupils perform according to expectation in further education or the

labour market.

11.12 Same as 11.11, specialised for students in practical education.

11.13 Student competencies are at a level that may be expected.

Indicators are applied by establishing their importance for the corresponding quality

aspects and by being rated on four point scales (good, sufficient, insufficient and bad).

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11

These ratings are quantified and compared to pre-fixed norms, that ultimately lead to

judgements of the quality in each quality aspect and domain. For more detailed

information see Janssens, 2005.

The legal context

In this report current ideas about the quality of education and the societal function of

education are discussed for their possible implications for criteria and standards of

school inspection. The degree to which the inspectorate is free to adapt and implement

certain of these possible implications depends on legal frameworks, however. In this

chapter the degrees of freedom the inspectorate has to adapt its own framework of

criteria and standards are briefly touched upon.

Two kinds of legal frameworks are considered: frameworks that consider the official

goals and targets of education, as well as the formal assessment of these on the one hand

and frameworks that regulate the ways inspection should take place on the other.

The first kind of frameworks are relevant to the question of WHAT is to be inspected,

whereas the second kind of frameworks refer to the question HOW inspection is to take

place.

More concrete questions with respect to the WHAT of inspection that are to be

addressed in this chapter are:

- the degree to which the end terms of primary and secondary education determine

the outcomes that the inspectorate should assess;

- the degree to which the examination programs in secondary education determine

the outcomes that the inspectorate should assess;

- the degree to which process indicators like, for example, prescribed teaching

time per subject and teaching methods could be seen to have formal legitimacy,

given the principle of freedom of education.

More concrete questions with respect to the HOW question of school inspection are:

- the degree to which checking “appropriateness” and quality are formally

prescribed and can be clearly distinguished:

- the degree to which the WOT is clear in defining and separating assessment/

evaluation roles versus supportive roles of the inspectors;

- the degrees of freedom the WOT specifies for the inspectorate to define its own

inspection frameworks.

Requirements to WHAT should be inspected

Two legal frameworks set the agenda for inspection: the educational laws (such as the

act on primary education and the act on secondary education) and the Supervision Act.

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12

The educational laws contain legal requirements schools should comply to. These are

for primary education:

- The school uses the attainment targets as goals that have to be achieved at the end

of primary school. These targets contain content specific goals aimed at Dutch,

Frisian (Fries) (for schools in that area), English, mathematics, orientation on

human and environment, gymnastics and cultural orientation. The general

attainment targets are related to work attitude, work according to a plan, use of

several learning strategies, self image, social behaviour and new media.

- Education should enable pupils to go through an uninterrupted process of

development that is adjusted to the progress pupils make.

- Pupils that need extra care receive individual guidance that is adapted to their

needs.

- Schools use the multicultural society as a frame of reference.

- Schools offer at least 3520 hours of education in the first four school years and at

least 4000 hours in the last four school years. Pupils should, in principle, be able to

finish primary education in eight years. They receive at most 5,5 hours of education

a day.

- The school provides for a registration system of progress of pupils that need extra

care.

- Schools should describe their policy in quality care and improvement of education

in a school plan.

Secondary education has several types of schools. Each of those has to meet other types

of legal requirements, but the following provide a common core:

- Courses and attainment targets in basic education (basisvorming)

- Length of basic education (basisvorming)

- Minimum number of hours in the first years of secondary education

- Education in a multicultural society

- School plan

- School guide/prospectus

- Reporting progress of pupils

- Final exams

The Supervision Act describes the quality aspects the Inspectorate is obliged to use in

school inspections. These are:

- Learning results

- Progress of development of pupils

- Supply of subject matter

- Pedagogical climate

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- School climate

- Teaching

- Pupil care

- Content, level and execution of tests, tasks and exams

The Supervision Act also specifies that the framework of inspection that is developed

by the Inspectorate to asses both legal requirements as quality aspects, should be

developed in close cooperation with umbrella organisations2 in the educational field.

The framework can not be fixed if this cooperation/consultation has not taken place.

Requirements to HOW inspections take place

Types of inspections

The Supervision Act regulates three types of inspections. The first and most frequent

one is a periodic quality inspection (pko). The Supervision Act states that the

Inspectorate should yearly inspect the education of every school, except of special

circumstances. A periodic quality inspection leads to an assessment of the quality of

education, which exists of the legal requirements and the quality aspects as described

above.

Types of school inspections also include:

- Additional inspection (no): when a periodic quality inspection gives reasonable

doubt of shortages in educational quality, the Inspectorate enacts an additional

inspection in which the causes of underperformance are also investigated.

- Inspection into quality improvement (okv) the school has realised. This type of

inspection follows only after additional inspections have shown shortages in

educational quality.

- Incidental inspection: inspection into educational quality or compliance of legal

requirements that is, apart from the other three types, initiated by the Inspectorate or

the Minister.

Proportional inspection

A requirement for both periodic quality inspections, as additional inspections and

inspections into quality improvement, is the use of results of quality assurance and self-

evaluation of schools by the inspectorate. The inspectorate has to use these results to

form judgements about school quality, under the condition that school self-evaluations

2 Umbrella organizations unite interest groups and pressure groups in education, according to main actor categories, such as school boards, parents and teachers. The interest groups are organized according to denomination.

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provide reliable information about the indicators included in the framework and if the

school sets high enough standards of educational quality.

Publication of findings

The findings of school inspections should be made public.

Underperformance

The inspectorate should distinctively inform schools about failing to comply with legal

requirements or failing to meet the quality standards. If schools fail in one or both of

them, the Ministry is the only institution formally responsible and competent for taking

actions. The inspectorate is only allowed to advise about possible actions. Formal steps

include:

- Financial sanctions or determining specific conditions schools have to meet to

receive governmental financing. These sanctions can only be taken in case of non-

compliance of legal requirements.

- Financial or personal support of school boards in case schools fail to meet the

quality aspects.

A problem the Educational Council pointed out, is the extent to which legal

requirements and quality aspects overlap. Quality aspects, as worked out in previous

versions of the framework for inspection, refine the legal requirements as they are

otherwise hard to measure. Separating the two types of actions testing norms of

“appropriateness” and of quality is therefore difficult.

The inspectorate has no formal role in improving underperformance of schools. The

Memorandum of Explanation, guiding the Supervision Act, specifies however, how a

number of instruments are intended to more or less prevent non-compliance or

underperformance. Proportional inspection is expected to stimulate schools to develop

quality assurance measures and to evaluate their performance, which could lead to

improvement. The intent of publishing the findings of school inspections is to inform

the environment of the school about school quality. The expectation is that parents will

use this information to address the school of their children about possible

improvements. The assessment of schools should also motivate them to improve as it is

considered to be an insight into possible improvements.

Research questions addressed in this study

The general purpose of this study is to verify the scientific basis of the Supervision

Framework.

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This general orientation is narrowed down to two basic aspects. The first raises the

question whether the inspection framework is in line with current thinking about the

basic societal functions of education and corresponding implications for the goals and

means or methods of schooling.

The second basic aspect addresses the quality concept that is at the basis of the

framework of quality aspects and indicators and the empirical support for the “process

indicators” on teaching and learning that are an important part of the framework. An

interesting related question is the question whether the kind of “additional quality

control” that the inspectorate carries out (where additional refers to the school’s own

basic responsibility for quality care) is in line with the evolving institutionalization of

educational governance in the Netherlands. An illustrative question in this context is the

one about output versus process monitoring, where it might be argued that the external

monitoring of outcomes should be seen as sufficient in a radically decentralized

educational system, and the monitoring of process indicators on learning and

instructions would be outside the scope of the Inspectorate’ s concern.

Studying the scientific foundations of the Inspection Frameworks means, first of all,

confronting the existing approaches with available ideas. Of necessity, giving the

normative nature of education, these kind of ideas have often a kind of speculative,

ideological or even utopian character. Ideas about new end terms and objectives in

education, centred around the competency concept, ideas about more expansive versus

more targeted concepts of educational quality and ideas about new kinds of school

organization including an expansion of the scope in roles of teachers and school heads.

When comparing these ideas to the explicit and implicit assumptions of the inspection

framework no strong conclusions will be drawn about the appropriateness of the current

Inspection Frameworks. Educational science, or rather education discourse about

alternative concepts can merely have the function of providing alternative perspectives

that, in most cases are far from established and uncontested.

In the part of the study that addresses the quality aspects regarding school self

evaluation and school quality care, as well as the quality aspect learning and instruction

a more empirical approach is feasible. In the part on school quality care evaluation

methodological aspects may be addressed and empirical studies on the actual

functioning of school self evaluations can be used. Next, when it comes to process

indicators on schooling and teaching, the results of empirical school and effectiveness

research can be used, to verify the question to which these processes are positively

associated with learning outcomes in basic school subjects. This part is the main body

of this study, where it is based on extensive review of the research literature.

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Sources:

- Wet op het onderwijstoezicht

- Brochure ministerie van OCW over kerndoelen

- Advies van de Onderwijsraad: Deugdelijk toezicht

- http://wetten.overheid.nl/

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PART II

PROCESS INDICATORS

AND EDUCATIONAL EFFECTIVENESS

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Chapter 2

The Inspection Framework seen against the background of

conceptions of educational quality

Introduction

The concepts of quality and quality assessment are very central in the Inspection

Framework. Given the fact that a lot of conceptual confusion is hidden by these broad

umbrella terms, it is considered necessary to provide a conceptual framework that is

able to clarify different emphases and position the current Framework.

A basic conceptual framework

Educational quality can be clarified on the basis of a conceptual framework that

describes education.

The most frequently used way to do this is to depict education as a productive system,

in which inputs are transferred into outcomes. The central “black box” can be defined at

various levels, as far as education is concerned this could be the national education

system, the school or the classroom.

I am well aware of the fact that the choice of this framework is already a narrowing

down of the scope of the quality issue, although, as will be shown, it is still global and

allows for a range of different priorities (this will be further illustrated in subsequent

sections). An alternative approach would have been one that is more evolutionary, more

concentrated on endogenous growth and with a stronger emphasis on organisations as

self-referential systems (Luhmann, 1995).

Steps in elaborating the model of education as a production system are:

a) including a context dimension, that functions as a source of inputs and constraints

but also as a generator of the required outputs that should be produced;

b) differentiating outcomes in direct outputs, longer term outcomes and ultimate

societal impact;

c) recognising the hierarchical nature of conditions and processes, putting public

education down as an example of “multilevel governance”.

The model depicted in Figure 2.1 shows this framework.

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Figure 2.1: A basic systems model on the functioning of education

When examining this basic framework, at least six ways in defining education quality

can be chosen, by emphasising certain parts, aspects or relationships from the basic

framework.

a) The productivity view

According to this view, the success of the systems is seen as depending on the

attainment of the aspired outputs/outcomes. For example in the sense of a satisfactory

quantity of school-leavers that have attained a specific level, or in terms of an

acceptable level of employment of students with a certain diploma. According to this

view output/outcome/impact indicators are predominant or even the only type of quality

indicators that need to be monitored. It should be noted that in this rather formal and

abstract presentation there is not yet any decision on what kind of outputs and outcomes

are prioritised and ultimately measured. In fact a broad range of skills and personal

attributes might be considered. These may range from basics like literacy and numeracy,

to “intra-personal” skills like motivation and perseverance and learning to learn, “inter-

personal skills” like capacity for teamwork and leadership, and other skills like

problem-solving capacity and computer-literacy might be considered (cf. OECD, 2000,

p. 19).

b) The instrumental effectiveness view

According to the instrumental effectiveness view there is a clear perspective for the

selection of context, input and process indicators, namely their expected effect on

outcomes. To the extent that effectiveness or production functions can be completely

specified, in other words outcomes can be totally predicted, context, input and process

context

outputs inputs Process or throughput

System level School level Classroom level

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indicators could replace outcome indicators. The value of certain levels and forms of

inputs and processes is determined by there instrumental potential. Clearly the

instrumental perspective offers a more dynamic handle for policy, as it considers not

only given constraints but also factors that are policy malleable.

c) The adaptation perspective

This view “transcends” the instrumental effectiveness perspective by not only looking at

the question how to do things right, but first of all considering the question on how to

do the right things. In other words the adaptation perspective would lead to a critical

analysis of educational goals. Conditions that allow for a continuous sounding of

changing contextual conditions for the education province would receive emphasis as

means, while labour market outcomes or “social capital” could be considered as ends,

according to this view. The adaptation perspective would also cover defining a part of

the school curriculum as meant to adapt to the specific environmental context and local

and national culture. As such, this perspective could be seen as an important

complimentary perspective to the instrumental effectiveness view, which takes more or

less universal standards in basic subjects for granted.

d) The equity perspective

When inputs, processes and outcomes are analysed for their equal or “fair” distribution

among participants in education with different characteristics, equity is the primary

facet of judging educational quality.

e) The efficiency perspective

This perspective can be seen as a further demand on the productivity and instrumental

effectiveness view, by considering the highest possible outcomes at the lowest possible

costs.

f) The disjointed view

Combinations or relations between the various elements of Figure 2.1 were central in

the previous views that represent a particular perspective on education quality. An

alternative view is to consider each element “on its own” and judge whether it is

manifested in an acceptable way, or at an acceptable level. In this way one could, for

example, consider levels of teacher training, as a (minimum) requirement for being

allowed to function as a teacher, class sizes could be judged in terms of being

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acceptable for being “manageable” units for teachers and students, and teaching

strategies could be rated according to norms of good practice.

The disjointed view is descriptively the simplest one, although in an evaluative sense it

is perhaps the most arbitrary one.

When considering the way these perspectives on educational quality are being reflected

in the composition and use of indicator systems it appears that the last perspective, the

“disjointed view” is predominant (for further discussion see the section on measuring

educational quality).

What is school quality?

In this section the level of the school as an organisation will be used to specify educational

quality in more operational terms. As will be shown in the section on measuring quality,

even if the monitoring system is primarily oriented at the macro or system level, it is

important to “drop down” to the school level and include data on aggregation levels that

are lower than the system level.

Two conceptual frameworks will be used to elucidate choices with respect to quality: (i)

the basic model from systems theory introduced in the above and “filled out” by using

results from empirical school effectiveness research, and (ii) perspectives on organisational

effectiveness.

The model of empirical educational effectiveness research

Below is a somewhat different presentation of the systems model that was introduced in

the previous section. Here the central box is defined at the level of an organization, in

our case, a school. The functioning of the organization is again seen in terms of inputs

flowing into the central box into and by outputs being “somehow” produced (see Figure

2.2).

input organisation as a black box output

Figure 2.2: The organisation as a black box.

In Figure 2.2 it is assumed that within the black box processes take place that transform

inputs into outputs. When it is attempted to further describe these processes in terms of

which process characteristics are most effective in obtaining desired levels of outputs, the

model of Figure 2.1 becomes more elaborate. This model is often used as a conceptual

framework to summarise the results of school effectiveness research.

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In Figure 2.3 an example of such an ordered summary is shown (cf. Scheerens, 1989).

Figure 2.3: A summary of the findings from school effectiveness research, from Scheerens,

1989.

The notion of quality inherent in integrated school effectiveness models like the one in

Figure 2.3 is that:

a) outputs are the basic criteria to judge educational quality;

b) in order to be able to properly evaluate output, achievement or attainment measures

should be adjusted for prior achievement and other pupil intake characteristics; in this

way the value added by schooling can be assessed;

Context achievement stimulants from higher administrative levels development of educational consumerism ‘co-variables’, such as school size, student-body

composition, school category, urban/rural

Process

school level degree of achievement-oriented

policy educational leadership consensus, cooperative planning

of teachers quality of school curricula in

terms of content-covered and formal structure

orderly atmosphere evaluative potential classroom level time on task (including

homework) structured teaching opportunity to learn high expectations of pupils’

progress degree of evaluation and

monitoring of pupils’ progress reinforcement

Inputs

teacher experience

per pupil expenditure

parent support

Outputs

student achievement, adjusted for:

previous achievement

intelligence SES

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c) in selecting variables and indicators to assess processes and context one should look

for those factors that have been shown to be correlated with relatively high output,

adjusted in terms of “added-value” as described above;

d) the model is a multi-level model, uniting effectiveness enhancing conditions at system,

school, classroom and individual student level.

It should be noted that educational effectiveness models do not prescribe the types of

outputs that should be used to assess quality. In principle all types of outputs, cognitive or

non-cognitive could be inserted in the right-hand box of Figure 2.3. In the actual practice

of school effectiveness research, however, cognitive outcomes, mostly in terms of

achievement in core-subjects like reading, arithmetic, and language, have predominated.

The process factors shown in the middle section of Figure 2.3, might well be somewhat

different if non-cognitive outcomes or less subject-matter tied cognitive outcomes would

have been used in the actual research studies.

It should also be noted that there is still quite a lot of uncertainty about the selection of

process factors such as indicated in the figure. The available knowledge-base is far

removed from a situation where it would be possible to make precise predictions on the

likely added value of schooling, given the state of certain processes and inputs (in a

subsequent section of this paper this will be documented further).

To the degree that educational effectiveness models provide an acceptable operational

definition of quality, they can also be used as a guideline in the design of instruments for

school evaluation and school self-evaluation. The previously mentioned points: a (focus on

outcomes), b (proper adjustment of outcomes) and c (measure process characteristics

associated with high added value) mentioned in the above can be read as guidelines to

make choices with respect to instrumentation.

However, a broader perspective on quality can be considered. Such a broader perspective

can be obtained from multiple orientations towards organisational effectiveness that will be

discussed in a subsequent section. First, some more clarification will be given about the

way equity and effectiveness perspectives can be defined and, to some extent, also

combined.

Equity and school effectiveness3

Historically the “school effectiveness movement” was strongly oriented towards

students in disadvantaged neighbourhoods, inner city schools in the US and the UK. 3 In this section gender related issues of educational inequality receive no specific emphasis, as the position of girls is primarily seen as an issue of participation in basic education. Yet, some conditions of schooling (e.g. the absence of separate toilets for boys and girls) might put girls in a disadvantaged position. Potential biases of this kind could be seen as a relevant issue for further study.

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Moreover, evaluations of major compensatory programs in the US, such as Head Start

and Follow Through, gave a strong impetus to research in which alternative

instructional approaches were compared for their effectiveness for disadvantaged

learners. Results were strikingly similar to the results of school effectiveness studies at

the time, cf. Ralph and Fennessey (1983), Scheerens (1987). To the extent that these

early studies have a strong impact on the knowledge base on educational effectiveness

as of today, one might say that there is a certain bias on “what appears to be working”

for students at the low end of the achievement distribution. When considering the

analytic model of empirical school effectiveness research, there are several ways in

which equity related issues can be brought into the picture.

First of all equity of achievement outcomes can be studied by considering measures of

between student and between school variation. Since the primary interest of educational

effectiveness studies is to assess the impact of malleable factors over and above student

background characteristics achievement results at the individual student level are

“adjusted” for the impact of these variables. At the same time there appears to be an

additional impact of the average of relevant student background characteristics, such as

socio-economic status on achievement. To the degree that these student level

background conditions at individual or school level have a larger impact on

achievement school systems can be judged as comparatively selective versus equitable

(the recent debates about the PISA results for a country like Germany illustrate this

issue).4

Secondly, school effectiveness research, or surveys on effectiveness enhancing school

conditions, can provide information about the extent to which the levels of inputs and

process are the same (or different) in all schools and all provinces within countries. In

other words, how equitably are the resources or processes allocated or distributed across

schools and provinces within a country? When the teaching force in each school is

described, for example, can it be said that all pupils – in whichever school they are –

have the same quality of teachers? Or the same provision of resources, and so on? It is

important to view the levels of input and process provision and equity at the same time.

If the achievement levels are all low (and much lower than they should be) but there is

very little variation among schools, then we know that the schools all have the same

very low level. The patterns of variation in school provisions are relevant information

for educational policy. If the levels of school resources are very different among schools

within provinces then it could be seen as the job of the provincial authority to do

4 The German Pisa results are characterised by relatively low average achievement levels; a large variation between students and between schools, and a relatively strong impact of SES related background characteristics on achievement. The categorical organisation of the German school system is seen as one of the causes of this state of affairs.

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something about this. If there are large differences among provinces but few differences

among schools within provinces then the national authority must do something to

ensure more equity among provinces.

Assuming that there is some measure of the socio-economic status (SES) composition

of the student body within schools, then it would also be possible to examine if it is the

poorer SES schools that have fewer provisions and the higher SES the higher levels of

provision. Similar kinds of questions could be raised with respect to other grouping

variables of schools, like: urban/rural and private/public.

A third way of thinking of equity is based on the philosophy of compensation and

“positive discrimination”. Related, and more neutral sounding, terms in education are:

adaptive teaching and differentiation within classrooms. The basic idea is that

something extra is done for students that are in some way or another “disadvantaged”.

Examples are smaller classes, extra tutoring, adaptive teaching approaches, increased

learning time. School surveys can capture such measures or programs in a descriptive

way. The distribution of “extras” for disadvantaged learners across schools within

countries could also be seen as a specific example of equity in the sense of the first

meaning, stated above (equitable distribution of inputs).

A sophisticated combination of “school effectiveness” and “equity in schooling” is

addressed in studying what is known as “differential effectiveness”. This branch of

school effectiveness research specifically addresses the question which kind of school –

and instructional conditions work best for disadvantaged as compared to more

“advantaged” students.

Multiple criteria to assess organizational effectiveness

In organization theory the question about the “goodness” or quality of an organization is

usually framed by referring to the effectiveness of the organization. The term effectiveness

literary means “goal attainment”. So the implicit assumption is that organizations are

oriented to certain goals or objectives. This assumption is generally accepted, at least as a

useful working hypothesis. It is also less restricted than it may seem at first sight. In fact

quite different types of goals or types of “effectiveness criteria” are considered. An

effectiveness criterion could be defined as any kind of dimension that expresses a desirable

characteristic of central importance in evaluating the functioning of an organization.

Examples could be the examination results of the students, but also indications that the

parents of the pupils are satisfied with the school.

Organizational theorists often adhere to the thesis that the effectiveness of organizations

cannot be described in a straightforward manner. Instead, a pluralistic attitude is taken with

respect to the interpretation of the concept in question. By that it is assumed that it depends

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on the organization theory and the specific interests of the group posing the question of

effectiveness, which interpretation will be chosen (Cameron & Whetten, 1983, 1985;

Faerman & Quinn, 1985). The main perceptions on organizations, which are used as

background for a wide range of definitions of effectiveness, are summarized in the table

below. For a fuller description of the different organization theories see Scheerens, Glas

and Thomas (2003).

Table 2.1: Organizational effectiveness models

Theoretical background

Effectiveness criterion

Level at which the effectiveness question is asked

Main areas of attention

(Business) economic rationality

Productivity Organization Output and its determinants

Organic system theory

Adaptability Organization Acquiring essential inputs

Human relations approach

Involvement Individual members of the organization

Motivation

Bureaucratic theory; social psychological homeostatic theories

Continuity Organization + individual

Formal structure

Political theory on how organizations work

Responsiveness to external stakeholders

Subgroups and individuals

Independence, power

The diversity of views on effectiveness, which organizational theory makes, leads to the

question which position should be taken. Should we indeed operate from a position of

there being several forms of effectiveness, should a certain choice be made, or is it possible

to develop from several views, one all-embracing concept on effectiveness?

A possible position with regards to this question is the one where productivity, in terms

of quantity and quality of school output, is seen as the ultimate criterion. According to

this view the other criteria are seen either as pre-conditions (adaptivity and

responsiveness) or “means” (criteria referring to organizational conditions such at

teacher satisfaction) (Scheerens & Bosker, 1997). It should also be noted that the

perspectives that stress adaptability and responsiveness of the organization to the

environment do not take particular goals or desirable process characteristics for granted

but pose the very question about which goals the organization should strive for.

A final observation that should be made is that views on organizational effectiveness

primarily breath a prescriptive perspective: these are the things that are important (the

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effectiveness criteria) and that should be aimed for. At the same time the basic

organization theories that are referred to, also have a descriptive interpretation: this is

how things are. In these more descriptive interpretations we find elements that

emphasize a less idealistic, a more down-to-earth and probably a more realistic view on

the functioning of organizations. For example the political model does away with the

assumption that all the members of the organizations will simply support the

organization’s goals. Instead, each individual member of the organization may pursue

his or her own goals, which might coincide with the official goal, but then again, it

might not. The more recent system dynamics developments that emphasize self-

reference and self-organization put question marks behind the realism in the view as if

the school simply has to adapt to external constraints and policy changes. One could say

that the organizational effectiveness perspective, in all its differing forms, emphasizes a

rationalistic, action-oriented view in which the malleability of organizational

functioning comes first. The more descriptive interpretations point at systemic inertia,

the importance of routine, and the consequences of internal interactions.

Quinn and Rohrbaugh (1983) have united the four most prominent organization

theoretical perspectives in one model, the so called competing values framework. This

framework depends on two dimensions: the internal versus external orientation of the

organization, and the flexibility of the organization versus a preoccupation with control.

Figure 2.4: Typology of effectiveness models. Source: Quinn & Rohrbaugh (1983).

output quality

HUMAN RELATIONS MODEL means: cohesion, morale ends: human resource

development

OPEN SYSTEM MODEL means: flexibility, readiness ends: growth, resource acquisition

means: information management, communication ends: stability, control INTERNAL PROCESS

means: planning, goal setting ends: productivity, efficiency RATIONAL GOAL

flexibility

control

internal external

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From this framework additional process indicators of school functioning may be generated

(see the subsequent section on the monitoring of quality). The ideas for additional process

indicators that come from this more comprehensive treatment of organisational

effectiveness are summarised in Figure 2.5 (Process indicators induced from the narrower

model of school effectiveness research are also included.)

Human relations model Open system model

Quality of work life indicators - entrepreneurship

- respect - collegiality

- participation in decision-making - capacity for self-evaluation and learning

- professional interaction - overt school marketing activities

- performance feedback - parental involvement

- opportunity to use skills - boundary-spanning positions

- resources - external change agents

- congruence personal/organisational goals - student enrolment figures

- resources (buildings, equipment)

Internal process model Rational goal model

- planning documents (school effectiveness research)

- disciplinary rules - educational leadership

- management information systems - success-oriented ethos

- formalisation of positions - monitoring of student's progress

- continuity in staffing and leadership - time on task

- integrated curricula - content-covered (opportunity to learn)

- attendance rates

- lessons "not given" (broader set of educational goals)

- non-gradedness

- team teaching

- individualisation, differentiation

- continuous learning route

- time spent on social, emotional, creative

and moral development

- "learning to learn" activities

- diagnostic testing

Figure 2.5 : Additional factors for process indicators generated form the Quinn and

Rohrbaugh framework

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Conclusion: the position of the Inspection Framework

As a school evaluation framework the Supervision Framework of the Inspectorate can be

classified as being associated with the effectiveness perspective on educational quality.

The process indicators of the Inspection Framework can be seen as effectiveness

enhancing conditions that are inspired by empirical school effectiveness research and by an

international consensus on good teaching practice. From the latter perspective Vernooy,

2002, cited by Janssens, 2005, lists the following key variables:

The schools realise the goals set in advance;

The teachers have high expectations of the pupils' abilities;

A positive teaching-learning climate prevails;

The school is focused on getting all pupils to acquire the basic skills;

The school head and team feel responsible for the results and pupil wellbeing;

The school reserves sufficient time for language/reading;

The school uses good, co-ordinated teaching materials;

Professional development is a continual process;

There is a strong focus on prevention and the pupil's results are closely monitored;

Attention is given to the effectiveness of the language/reading lessons;

The school follows a strong team-oriented approach;

The school head is good at:

Expressing a clear vision;

Placing a strong focus on the results of pupils;

Monitoring improvements;

Being closely involved in what happens in the classroom.

When examining the actual quality indicators from the Inspection Framework the

following observations can be made:

- the reference point, in the sense of the effect criteria, or outcome indicators, are test

scores in basic school subjects;

- the majority of process indicators is defined at classroom level; there seems to be a

strong emphasis of the primary process of teaching and learning;

- indicators that represent school self-evaluation and quality care have a double

significance in the framework; they form a set of effectiveness enhancing factors in

their own right, but at the same time they are evaluated from a meta-perspective, with

the possible result that school quality care procedures actually replace direct inspection

by the Inspectorate (this latter idea is the so called proportional supervision;

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- some of the classroom level indicators might be given a school level interpretation, as

in the case of programmed time, a supportive climate and content coverage (but the

quantitative use of the framework seems to be limited to judgements at classroom

level);

- organizational and managerial conditions that feature as more remote effectiveness

enhancing factors in multi-level school effectiveness models are treated as “possible

background and causes” of quality conditions at the level of the primary process;

examples are: school management, aspects of the school organization, school policies,

professionalization of staff and contacts with parents (Inspectorate, 2002, p. 9);

- there is little emphasis on resource input factors (like facilities, teaching equipment,

computers and the school budget, class size and pupil teacher ratio);

- issues of special care for pupils with learning difficulties and students that are

disadvantaged because of low socio economic status, cultural capital or of minority

background are brought together under the criteria that, broadly speaking, refer to

adaptive teaching;

- school composition, an important issue in recent school effectiveness studies, is not

treated;

- the broader view of organizational effectiveness, as represented in the Quinn and

Rohrbaugh framework, is not represented in the Inspection Framework. There is no

attention for externally oriented school policy, like providing information to parents

and local constituencies, connections with the local business world, nor is there much

attention for aspects of human resource management at school, and for a close

monitoring of formal procedures (this last aspect being strongly represented in “ISO

type” quality management systems;

- the softer areas of school culture and climate are represented in the inspection

framework, with attention for positive interactions, safety and discipline and feeling

supported and stimulated.

The overall strong association with the perspective of school effectiveness allows for a

investigation in the empirical support for the process indicators in the Framework, seen as

effectiveness enhancing conditions, instrumental to the attainment of cognitive outcomes

in basic subjects. In the subsequent chapters the research evidence on school and

instructional effectiveness will be summarized, and updated by a recent review and

research synthesis.

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Chapter 3

The state of the art of school effectiveness and instructional

effectiveness research as a basis for comparison of the

Inspectorate’s quality indicators

Introduction

The logic of using the knowledge base on school and instructional effectiveness as a

basis for examining the foundations of the process indicators in the Inspection

Framework for primary and secondary education was already explained in Chapter 2.

Process indicators, according to this perspective are to be selected on the basis of their

association with value-added performance. In this chapter a general overview is given.

In the subsequent chapters a more detailed review of the research literature over the

last decade (1995-2005) will be presented. The chapter provides a first global

assessment of the fit of the process indicators on teaching and learning with the

knowledge base on educational effectiveness.

The overall design of educational effectiveness studies

The elementary design of school effectiveness research is the association of

hypothetical effectiveness enhancing conditions of schooling and output measures,

mostly student achievement. The basic model from systems theory that was introduced

in chapter one is helpful to clarify this basic design (see Figure 3.1). The major task of

school effectiveness research is to reveal the impact of relevant input characteristics on

output and to “break open” the black box in order to show which process or throughput

factors “work”, next to the impact of contextual conditions. Within the school it is

helpful to distinguish a school and a classroom level and, accordingly, school

organizational and instructional processes.

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34

Figure 3.1: A basic systems model on the functioning of education

Research tradition in educational effectiveness varies according to the emphasis that is

put on the various antecedent conditions of educational outputs. These traditions also

have a disciplinary basis. The common denominator of the five areas of effectiveness

research that will be distinguished is that in each case the elementary design of

associating outputs or outcomes of schooling with antecedent conditions (inputs,

processes or contextual) applies. The following research areas or research traditions will

be considered in summarizing the research results obtained in developed countries:

1) Research on equality of opportunities in education and the significance of the

school in this.

2) Economic studies on education production functions.

3) The evaluation of compensatory programs.

4) Studies of unusually effective schools

5) Studies on the effectiveness of teachers, classes and instructional

Numerous reviews on school effectiveness have been published since the late seventies.

Early reviews are those by Anderson (1982), Cohen (1982), Dougherty (1981),

Edmonds (1979), Good & Brophy (1986), Kyle (1985), Murnane (1981), Neufeld et al.

(1983), Purkey & Smith (1983), Ralph & Fenessey (1983), Rutter (1983), and Sweeney

(1982). During the nineties reviews were published by Cotton (1995), Creemers (1994),

Levine & Lezotte (1990), Reynolds et al. (1993), Sammons et al. (1995), and Scheerens

(1992). Scheerens and Bosker (1997) presented the results of a meta analysis of

educational effectiveness research and Scheerens (2000) updated this review by

including educational effectiveness studies in developing countries. Research syntheses

on educational production functions, as those by Hanushek (1997) and Hedges et al.

context

outputs inputs Process or throughput

school level

classroom level

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(1994), Scheerens and Bosker’s meta- analysis, and meta-analyses on instructional

factors by Fraser, Walberg, Welch and Hattie (1987) show negligible impacts of

resource related factors and “surface” measures of teacher qualifications (such as

highest formal qualification and teacher experience), small to negligible effects of

school organizational variables such as educational leadership, coordination,

achievement oriented policy and climate, evaluation practices, time on task and

opportunity to learn and medium size effects for aspects of structured teaching, such as

providing feedback and reinforcement (Scheerens & Bosker, 1997, p. 305). Studies

carried out in developing countries show that resource input variables have considerably

more impact (Hanushek, 1995, Scheerens, 2000).

Summary of meta-analyses (studies carried out before 1995)

In Table 3.1 (cited from Scheerens and Bosker, 1997) the results of three meta-analysis

and a re-analysis of an international data set have been summarized. The results

concerning resource input variables are based on the re-analysis of Hanushek’s (1989)

summary of results of production function studies that was carried out by Hedges, Laine

& Greenwald, 1994. As stated before this re-analysis was criticized, particularly the

unexpectedly large effect of per pupil expenditure. The results on “aspects of structured

teaching” are taken from meta- analyses conducted by Fraser, Walberg, Welch and

Hattie, 1987. The international analysis was based on the IEA Reading Literacy Study

and carried out by R.J. Bosker (Scheerens & Bosker, 1997, Ch. 7). The meta-analysis

on school organizational factors, as well as the instructional conditions “opportunity to

learn”, time on task”, “homework” and “monitoring at classroom level”, were carried

out by Witziers and Bosker and published in Scheerens & Bosker, 1997, Ch. 6. The

number of studies that were used for these meta-analyses varied per variable, ranging

form 14 to 38 studies.

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Table 3.1: Review of the evidence from qualitative reviews, international studies and

research syntheses

Qualitative reviews

International analyses

Research syntheses

Resource input variables:

Pupil-teacher ratio

Teacher training

Teacher experience

Teachers’ salaries

Expenditure per pupil

School organizational factors:

Productive climate culture

Achievement pressure for basic subjects

Educational leadership

Monitoring/evaluation

Cooperation/consensus

Parental involvement

Staff development

High expectations

Orderly climate

Instructional conditions:

Opportunity to learn

Time on task/homework

Monitoring at classroom level

Aspects of structured teaching:

-cooperative learning

-feedback

-reinforcement

Differentiation/adaptive instruction

+

+

+

+

+

+

+

+

+

+

+

+

-0.03

0.00

0.02

0.04

0.00

-0.02

0.08

0.20

0.04

0.15

0.00/-0.01 (n.s.)

-0.01 (n.s.)

0.02

-0.03

0.04

-0.07

0.20

0.14

0.05

0.15

0.03

0.13

0.11

0.09

0.19/0.06

0.11 (n.s.)

0.27

0.48

0.58

0.22

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Early reviews of research on teaching

In the sixties and seventies the effectiveness of certain personal characteristics of teachers

was particularly studied. Medley & Mitzel (1963); Rosenshine & Furst (1973) and Gage

(1965) are among those who reviewed the research findings. From these it emerged that

there was hardly any consistency found between personal characteristics of the teacher like

being warm hearted or inflexible on the one hand, and pupil achievement on the other.

When studying teaching styles (Davies, 1972), the behavioural repertoire of teachers was

generally looked at more than the deeply-rooted aspects of their personality. Within the

framework of "research on teaching" there followed a period in which much attention was

given to observing teacher behaviour during lessons. The results of these observations,

however, in as far as they were related to pupil achievement, seldom revealed a link with

pupil performance (see Lortie, 1973, for instance). In a following phase more explicit

attention was given to the relation between observed teacher behaviour and pupil

achievement. This research is identified in the literature as "process-product studies".

Lowyck, quoted by Weeda (1986, p. 68), summarises variables which emerged "strongly"

in the various studies:

1. Clarity: clear presentation adapted to suit the cognitive level of pupils.

2. Flexibility: varying teaching behaviour and teaching aids, organising different activities

etc.

3. Enthusiasm: expressed in verbal and non-verbal behaviour of the teacher.

4. Task related and/or businesslike behaviour: directing the pupils to complete tasks,

duties, exercises etc. in a businesslike manner.

5. Criticism: much negative criticism has a negative effect on pupil achievement.

6. Indirect activity: taking up ideas, accepting pupils' feelings and stimulating self-activity.

7. Providing the pupils with an opportunity to learn criterion material - that is to say, a

clear correspondence between what is taught in class and what is tested in examinations

and assessments.

8. Making use of stimulating comments: directing the thinking of pupils to the question,

summarising a discussion, indicating the beginning or end of a lesson, emphasising

certain features of the course material.

9. Varying the level of both cognitive questions and cognitive interaction.

Weeda (1986, p. 69) observes that in the study from which these nine teaching

characteristics were drawn, there was much criticism regarding methodology/technique.

He divides the later research studies focused at instructional effectiveness into two areas:

- pedagogic studies aimed at tracing certain environmental factors and teaching behaviour

that can influence levels of performance of certain groups of pupils;

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- instructional psychology research aimed at establishing the interaction between teaching

variables and pupil characteristics; the so-called aptitude-treatment-interaction studies.

A central factor within the first area is that of effective teaching time. The theoretical

starting points of this can be traced back to Carroll's teaching-learning model (Carroll,

1963). Chief aspects of this model are:

- actual net learning time which is seen as a result of:

perseverance and opportunity to learn;

- necessary net learning time as a result of:

pupil aptitude, quality of education and pupil ability to understand instruction.

The mastery learning model formulated by Bloom in 1976 was largely inspired from

Carroll's model.

The findings of the aptitude-treatment-interaction studies were generally judged to be

disappointing. There were scarcely any interactions discovered, which was later confirmed

by a replication study. De Klerk (1985) regarded the fact that the ATI had failed to reveal

any simple interaction between pupil characteristics and instruction method as a challenge

to do more refined empirical research on more complex interaction patterns.

Stallings (1985) summarised research literature on effective instruction - in as far as it was

concerned with primary education - under the headings: effective net learning time, class

organisation and management, instruction, assessment and teacher expectations.

When studying net learning time it emerged that simply making the school day longer did

not necessarily lead to better levels of performance. More important, ultimately, is how

effectively time is spent. Stallings and Mohlman (1981) established that effective teachers

spent 15% of the school day on organisation and management; 50% on interactive teaching

and 35% on monitoring pupils' work. Aids for an effective use of instruction time include

all types of lesson planning. Under the classification class organisation and management

Stallings discusses streaming and maintaining order. Studies on streaming or working with

ability groups as compared to whole class instruction indicate that this type of teaching

works more positively with the more gifted pupils and that with less able groups - taking

the average result of the large numbers of surveys - hardly any effect was found (also

according to Kulik & Kulik, 1982; Van Laarhoven & De Vries, 1987; Reezigt, 1993, and

Slavin, 1987). Moreover, from various types of studies it emerges that in classes where

there is disruptive behaviour, pupil performance is lower: disruption, naturally enough, is

at the cost of effective learning time.

The question what makes good teaching should be looked at on different levels. For direct

question-and-answer type knowledge other teaching strategies are called for than for

problem-solving and acquiring insight. For learning tasks which greatly depend on

memory, a highly ordered and consistent approach is the most effective. For the acquiring

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39

of insight too a clear presentation of the information offered is important as are questions

to check whether pupils have actually absorbed a specific insight. With regard to problem-

solving, some empirical support is available which shows that it is desirable that pupils

take much initiative themselves. Collins & Stevens (1982) mention five teaching strategies

to support learning in the sense of problem-solving: a) a systematic variation of examples;

b) counter examples; c) entrapment strategies; d) hypothesis identification strategies; e)

hypothesis evaluation strategies.

From studies on teacher assessments and expectations of pupils it seems that self-fulfilling

prophecies can occur. If a teacher has once formed negative expectations of certain pupils

(s)he is likely to give them less attention and expose them less to more difficult and

challenging tasks. Obviously this is even more of a disadvantage if the initial assessment

was a wrong one. Thus it is imperative that teachers should try and avoid negative

stereotyping of pupils (Van der Hoeven-Van Doornum, 1990).

In a review of literature on effective teaching at secondary school level Doyle (1985) deals

broadly with the same categories as Stalling's, namely "time on task" and "quality of

instruction". Because in secondary education the total teaching spectrum from which a

choice must be made is far greater than in primary education, the variable "opportunity to

learn" is associated here with the concept of effective net learning time. "Opportunity to

learn" is generally understood in the sense of offering pupils a range of subjects and tasks

that cover educational goals. In educational research, opportunity to learn concentrates on

the extent to which classroom exercises correspond with the content of the tests for

monitoring performance.

As far as the quality of instruction is concerned, there is a stronger emphasis in secondary

education on learning higher cognitive processes like insight, flexibly adopting knowledge

and problem-solving. Doyle considers the effectiveness of direct teaching, which he

defines as follows:

1. Teaching goals are clearly formulated.

2. The course material to be followed is carefully split into learning tasks and placed in

sequence.

3. The teacher explains clearly what the pupils must learn.

4. The teacher regularly asks questions to gauge what progress pupils are making and

whether they have understood.

5. Pupils have ample time to practice what has been taught, with much use being made of

"prompts" and feedback.

6. Skills are taught until mastery of them is automatic.

7. The teacher regularly tests the pupils and calls on the pupils to be accountable for their

work.

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The question whether this type of highly structured teaching works equally well for

acquiring complicated cognitive processes in secondary education can be answered in the

affirmative (according to Brophy & Good, 1986, p. 367). However, progress through the

subject matter can be taken with larger steps, testing need not be so frequent and there

should be space left for applying problem-solving strategies flexibly. Doyle also

emphasises the importance of varying the learning tasks and creating intellectually

challenging learning situations. For the latter an evaluative climate in the classroom,

whereby daring to take risks even with a complicated task is encouraged, is a good means.

In addition, Doyle deals with the effect of certain ways of working and grouping, including

individual teaching and working together in small groups. Bangert, Kulik & Kulik's meta-

analysis (1983) revealed that individualized teaching in secondary education hardly led to

higher achievement and had no influence whatsoever on factors like the self-esteem and

attitudes of pupils.

Evaluation studies on special programmes to stimulate working in small groups reveal

that some of these have a positive effect on lower attaining pupils. Generally speaking,

from other reviews of research on the effects of cooperative learning it appears that

there is no conclusive empirical evidence to support the positive influence of this type

of work on performance. Vedder (1985) explained the lack of an unequivocal positive

influence of group work by the possible fact that due to the way pupils work together

there is insufficient cognitive stimulation present.

The results in this summary of reviews and meta-analyses indicate that resource-input

factors on average have a negligible effect, school factors have a small effect, while

instructional have an average to large effect. The conclusion concerning resource -input

factors should probably be modified and “nuanced” somewhat, given the results of more

recent studies referred to in the above, e.g. the results of the STAR-experiment

concerning class-size reduction. There is an interesting difference between the relatively

small effect size for the school level variables reported in the meta-analysis and the

degree of certainty and consensus on the relevance of these factors in the more

qualitative research reviews. It should be noted that the three blocks of variables depend

on types of studies using different research methods. Education production function

studies depend on statistics and administrative data from schools or higher

administrative units, such as districts or states. School effectiveness studies focusing at

school level factors are generally carried out as field studies and surveys, whereas

studies on instructional effectiveness are generally used on experimental designs. The

negligible to very small effects that were found in the re-analysis of the IEA data-set

could be partly attributed to the somewhat “proxy” and superficial way in which the

variables in question were operationalized as questionnaire items. An additional finding

from international comparative studies (not shown in the table) is the relative

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41

inconsistency of the significance of the school effectiveness correlates across countries,

also see Scheerens, Vermeulen and Pelgrum, 1989, and Postlethwaite and Ross, 1992.

More recent contributions to the study of instructional effectiveness

In this section the results of some more recent contributions and reviews are briefly

summarized, on the basis of work by Anderson, 1991, 2004; Baumert et al., 2001;

Brophy, 2001; Klieme & Rakoczy, 2003; Muijs & Reynolds, 2001; NCS, 2002; OECD,

2003 (a fuller description is given in Scheerens, 2003). In these reviews, a strong

corroboration of the main characteristics of effective instruction as laid out in earlier

reviews (Scheerens & Bosker, 1997) can be discerned. In addition to this consolidation

in the knowledge base there are a few additional newer trends. These are the following:

- a reconsideration of personal characteristics of effective teachers,

- more attention to the teaching of higher order skills, self-regulated learning and

“constructivist” approaches,

- a strong re-statement of the fact that teaching is about facilitating learning, by

considering learning activities and student engagement.

In the United States the issue of effective teacher characteristics is receiving much

attention in the debate about standards for teaching competency (Darling-Hammond,

2000). Empirical studies indicate that subject matter mastery and verbal skills are

important assets of teacher effectiveness. In the United Kingdom, Hay McBerr (2000,

cited by Anderson, 2004) identified twelve characteristics, in the sense of relatively

stable traits, associated with effective teachers. Among others he mentions

characteristics like flexibility, trustworthiness, and commitment. An interesting feature

in Hay McBerr’s list is the “drive for improvement”. This trait is similar to the

“relentlessness” that is emphasized in Slavin’s “Success for All” program (1996) and

what Anderson and Pellicer (1998) have called “zero tolerance to failure”. The

dimension of confidence is associated with the “high expectations” factor in the school

and classroom climate, as one of the frequently identified factors of effective schooling.

Klieme and Rakoczy (2003) distinguish a similar dimension, which they call

“achievement press” (Leistungsdruck).

There is one other dimension in which more recent contributions return to an aspect that

was also present in the very early publications on teaching effectiveness, as Gagne’s

conception about “the conditions of learning” (Gagne, 1972) and the Caroll model,

(Caroll, 1963). This is attention for student engagement and learning strategies as the

ultimate “mediator” between teaching activities and student outcomes. In the OECD

study on “student approaches to learning” a range of variables related to engagement is

discerned, variables like “self-efficacy”, “instrumental motivation” and subject matter

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interest (OECD, 2003). As learning strategies a distinction is made between

memorization strategies, elaboration strategies and control strategies. Control strategies

have a significant association with reading performance. Control strategies refer to

students’ ensuring that their learning goals are reached. “These strategies involve

checking what one has learned and working out what one still has to learn, allowing

learners to adapt their learning to the task at hand” (OECD, 2003, p. 13). In a way these

control strategies are the pendant of the main features of “structured teaching” and

direct instruction, where it is the teacher who actively orders and controls the teaching

and learning situation. When putting these two orientations, structured teaching on the

one hand, and students effectively employing control strategies next to one another the

following types of associations can be discerned:

- structured teaching happens as a substitute for student control strategies,

- structured teaching happens as an additional support for student control strategies,

- structured teaching happens as a model and example to enhance student control

strategies,

- structured teaching happens as a suppressor of student control, because students are

not given sufficient leeway to develop and manifest this behavior themselves.

Weaker students in primary and secondary education are more likely to benefit from the

first two alternatives, whereas the last two alternative combinations are more probable

when dealing with better students in secondary education (where obviously the third

alternative is a positive and the fourth a negative example).

It is beyond the scope of this paper to give much more detail on these reviews; a bit

more will said about the paper by Baumert et al. 2001. These authors interpret

instruction as an opportunity structure for insightful learning. “This means that

instructional materials, task selection, and instructional processes are analyzed from the

perspective of whether they foster or obstruct active individual knowledge acquisition.

Dimensions of this opportunity structure include the safeguarding of the social action

framework by means of appropriate classroom management; pacing and range of

learning opportunities (quantity of instruction); general instructional quality, in

particular the didactical quality of the structure and realization of the instruction; and

the quality of teacher-student and student-student relations.”

They go on to say that:

“With respect to general properties of classroom management and the quantity and

quality of instruction, robust findings from previous research give a good indication of

which aspects of mathematics instruction need to be assessed.” (in the context of the

OECD PISA-study)

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“- Important properties of classroom management include: clearly defined rules and

procedures, prevention of disturbances, effective responses to critical events, and

routinization of basic social acts in the classroom.

- Important aspects of learning opportunities and pacing (and hence the quantity of

instruction) include: learning opportunities with respect to the test items, appropriate

ratio of material covered to lesson time (pacing), faithfulness to objectives and

relevance of the instructional materials, pressure to perform and interaction tempo.

- The basic properties of instructional quality include: level of difficulty, clarity and

structure in the presentation of material, adaptivity and individualization of

instruction, remediality, participation in instructional activities, monitoring of

student activities, and general constructivist properties of insightful learning.”

The following dimensions of the quality of teacher-student relations are considered: the

teacher's ability to motivate students, social orientation, and diagnostic competence in

the social domain, as well as the students' general satisfaction with their subject teacher.

About the quality of student-student relations in learner groups they propose the

following dimensions: cohesion and formation of cliques, competitiveness, mutual

assistance, aggression, and violation of norms. They also underline the significance of

subjective norms with respect to the academic or non-academic orientation of the

student body.

Again, in this contribution there seems to be some degree of combination of the

“traditional” aspects of structured teaching and constructivist ideas on learning and

instruction (Baumert et al., ibid).

The results of these more recent reviews, in the sense of the most important

instructional conditions that were referred to, are summarised in Table 3.2 below. The

table includes the main observation categories of a classroom observation schedule that

is currently being used in an internationally comparative study of SICI, an international

organisation of educational Inspectorates in Europe.

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Table 3.2: Summary of recent reviews and the observation categories of the Dutch

Inspectorate

The observation categories of the Dutch Inspectorate do not correspond exactly to the

indicators of the more encompassing Supervision Framework for primary schools, but

they are certainly closely related. The observation categories are described as behavioral

categories that have proven to be reliable observation categories in national and

international settings.

Conclusion

There appears to be a fair correspondence between the indicators that represent the

quality aspect learning and instruction and main factors that have received empirical

support in school and instructional effectiveness research. This is reflected in the

summary table below.

Teaching (Anderson) enacted curriculum classroom physical environment classroom climate classroom organisation & management actual teaching pre-conditions (lesson planning) communication with students stimulating involvement

Dutch inspectorate

learning time support in climate challenge in climate structure in teaching activating students teaching learning strategies attainment/teacher focus on attention classroom organization

Brophy

opportunity to learn curricular alignment supportive classroom climate achievement expectations cooperative learning goal-oriented assessment coherent content; clear explanations thoughtful discourse establishing learning orientations sufficient opportunities for practice and application scaffolding student’s task engagement modeling learning and self-regulation strategies

Baumert et al. quantity and quality of instruction teacher student relations student student relations

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Most important factors from review

Opportunity to learn

Learning time

Structured teaching

Stimulating engagement

Task-oriented climate

Mutual respect

Orderliness, safety

Monitoring and questioning

Feedback and reinforcement

Modelling learning/self-regulation

Categories in Observation check list

Learning time

Clear and structured teaching

Activating

Challenge

Support (mutual respect)

Orderly, functional learning environment

Evaluates whether objectives are reached

Feedback

Learning to use learning strategies

Classroom organisation

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Chapter 4

School effectiveness research synthesis

Introduction

In this chapter the results are presented of a research review and research synthesis on

variables associated with school effectiveness. More precisely research studies are

reviewed in which malleable variables, most of them defined at school level, are

associated with outcome variables. The review consists of detailed tables and abstracts

in which the variables, research methods and type of effects are described. In addition

the results are summarized in a quantitative way. This latter practice is known as

research synthesis or meta-analysis, of which different kinds exist. The type of research

synthesis that was used is the so called vote-counting procedure, in which positive,

statistically significant associations between a school variable and an effect variable

are aggregated over research studies. In the same way non-significant or significantly

negative associations are shown. Since, as was shown in Chapter 6, a fair

correspondence exists between the quality aspects and indicators of the Inspection

Framework and the school and instructional characteristics frequently studied in school

effectiveness studies, the results can be used as a basis for judging the scientific support

of (most of) the quality indicators of the Inspection Framework.

It must be noted that there is some overlap between the meta-analysis reported in this

chapter, and the analyses in the subsequent chapter, focused at instructional

effectiveness. Chapter 5 focuses exclusively at instructional variables at classroom

level, whereas school effectiveness studies frequently contain school level variables as

well as instructional variables. This development is fuelled by the rise of so called

comprehensive models of educational effectiveness. These models include both school

level and teacher variables (Creemers, 1994; Scheerens & Bosker, 1997), inspiring

researchers to take into account both type of variables. In the concluding chapter of this

report the results of the two chapters will be integrated.

Methodology

Type of meta-analysis

A meta-analysis can be carried out in many different ways. In general, a quantitative

approach is to be preferred. This approach makes it possible to estimate the ‘true’ effect

sizes of particular variables (e.g. parental involvement). Moreover, such an approach

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makes use of the fact that effect sizes vary among studies. This variation makes it

possible to investigate which study characteristics (e.g. country in which the study took

place, study conducted either in secondary education or primary education) are

accountable for the variation in the effect size.

A more simple approach is followed for this study. In this study a vote-counting

procedure is carried out. Vote counting implies counting the number of positive and

significant positive outcomes in a given set of studies containing information about the

relationship between a dependent variable and a specific independent variable of

interests. More specifically this implies that each study is examined whether or not the

test statistic exceeds a conventional critical value at a given significance level (usually

α=.05).

The conventional vote-counting procedure has been criticized on several grounds. First,

it does not incorporate sample size into the vote. As sample sizes increases, the

probability of obtaining statistically significant results increases. Second, the procedure

does not allow the researcher to determine which treatment is the best in an absolute

sense. Although information is found about the best treatment, it is unknown what the

margin of superiority is; it does not provide an effect size estimate. Third, the procedure

has a very low power for the range of sample sizes and effect sizes most common in the

social sciences. When effect sizes are medium to small, the conventional vote-counting

procedure frequently fails to detect the effects. Moreover, for medium to small effect

sizes, the power of the conventional vote-counting procedure tends to zero as the

number of studies to be included increases.

Despite of these disadvantages we used the vote-counting procedure as a basic and

robust way to assess the scientific support of the key variables that can be associated

with the indicators from the Inspection Supervision Framework. As stated in the

proposal for this study, we will also explore the possibility of carrying out a more

sophisticated meta-analyses, which will allow us to establish effect sizes, and weigh the

information on the basis of sample sizes. At this stage the feasibility is not yet certain,

and the results will be made available as an eventual annex to this report.

Literature Search Methods

The search methods were similar to the one used in the search for literature on teacher

effectiveness, which are described in detail in the next chapter. The methods included

searches on the Web of Science, ERIC and ERA database, ranging from the years 1995-

2004. Moreover, the literature database of ECER conferences was examined. In the

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search the following key words were used: schooleffectiviteit, onderwijseffectiviteit,

onderwijsresultaten, effectiviteit, effectiveness, effective teaching, effective instruction,

teacher effectiveness, educational effectiveness, school effectiveness, student

achievement. Finally, recent reviews and books on school effectiveness were checked in

order to find additional relevant literature (‘snowball method’).

The first step of this search resulted in 295 publications. From these 295 publications,

89 appeared not to be useful for our purposes, while from 58 publications it could not be

determined whether or not they contained useful information. These were articles that

appeared to be inaccessible. This implies that 95 articles were left that contained

information relevant for the purposes of our study.

Analysis

In the analysis of the studies information was sought on the direction and significance

of relationships between school and teacher effectiveness variables and student

outcomes.

Although the individual study is the unit of analysis, it must be noted that some studies

dealt with multiple outcome indicators and/or multiple indicators of concepts relating to

teacher and/or school effectiveness. This implied that with respect to the question of

whether the study reports a significant relationship (or not), the relationship of each

indicator on each outcome was taken into account and included and “counted in” in our

conclusions. For example, when a (hypothetical) study is using two indicators on the

factor time (e.g. time spent on mathematics and time spent on reading) and assesses the

impact of each indicator on two outcomes (e.g. mathematic test and reading test), there

are four relationships (2 indicators x 2 outcomes). All these four relationships were

examined for their direction and significance and, consequently, all four results were

included in our final data set.

A similar approach is used when one indicator is used in studies carried out in several

countries.

With regard to the direction and sign significant positive relationships or effects were

marked with “+”, significant negative relationships with “-“, and non significant

associations with “o”. The counting has been applied for cognitive outcome variables

(CO) and non-cognitive outcomes (NCO). Which specific outcomes it concerns, is

discussed in another section of this chapter.

Apart from using information about the direction and significance, other data from these

studies was used as well. The following data were collected: authors of the study,

publication year, domain in which the study took place, the school and instruction

variables central in the study, the output variables used, content summary, the country

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in which the study took place, school type, number of subjects per analysis level

(school, classroom, teacher, students), employed design, and applied statistical methods.

A framework developed by Scheerens & Bosker (1997, Chapter 4) was used to decide

to which concept a specific indicator belonged. This framework gives an overview of

important concepts in the field of teacher and school effectiveness and at the same it

provides a thorough overview of which indicators can be used to assess each concept

involved.

The results of the analyses are threefold:

1. a summary on the direction of effects for the teaching and school characteristics and

outcome measures;

2. a summary on the direction of effects per publication

3. a content summary of all publications involved in the meta-analysis.

In the main text of this chapter only the results mentioned under the first point are

presented in tabular form. In the appendices the reader can find a summary on the

direction of effects per publication and a content summary of all publications involved.

Effectiveness enhancing conditions at school level

As it has come to the fore in previous sections, the relationship between factors at the

school level and student outcome measures is at the heart of school effectiveness

studies. Over the years many reviews have been written about which school level

factors (appear to) have an impact on student outcome measures. A closer look on these

reviews shows that in this respect there appears to be a consensus among researchers on

which school level factors are conducive for student learning (Scheerens & Bosker,

1997). Factors which are frequently mentioned in the literature concern:

Achievement orientation

Educational leadership

Consensus and cohesion among staff

Curriculum quality/opportunity to learn

School climate

Evaluative potential

Parental involvement

Effective learning time

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51

Structured instruction

Independent learning

Differentiation

Feedback and reward

To carry out a meta-analysis on these factors is important from a scientific point of

view. Such an analysis gives insight into the question of what works in education.

However, doing such an analysis carries also weight for the Inspectorate, given the

overlap between de quality aspect mentioned in the Inspectorate Framework (see

Chapter 2) and the factors found in the school effectiveness literature

A description of these variables follows below, the description is based on Scheerens &

Bosker (1997), Chapter 4.

Achievement orientation

The core idea behind this concept is the determination to get from pupils what they are

worth, in terms of aptitude and home environment. Standard setting in such a way that

pupils are challenged, but not demotivated because the standards are either too high or

too low, appears to be the main structural measure in a balanced interpretation of this

concept. The general concept of achievement orientation entails –amongst others- overt

policy choices, teachers attitudes (expectations) and behaviors and structural facilities.

Educational leadership

This concept plays a role since the 1980s and since that time thought to be an important

indicator of effective schools, although in recent years this thought is more and more

disputed. Many researchers have cast doubts about the impact of this type on leadership

on student achievement (Witziers, Bosker & Krüger, 2003).

In general, educational leadership deals with the behaviors of school leaders with regard

to the education system. In this respect two types of behaviors can be distinguished. The

first type of behavior is more operational in nature. School leaders deal explicitly with

teachers and what is going on inside the instructional system of the school. The second

type of behaviors is more strategic in nature. It concerns behaviors more remote from

the classroom and what is happening inside them, but which nevertheless are thought to

be conducive for student learning. Examples concern goal setting, the development of

the school’s mission and involving teachers in the school decision-making.

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52

Consensus and cohesion among staff

Traditionally, teachers have worked autonomously inside their classrooms. In such a

setting teachers may work at cross-purposes, while at the same time there may not be

sufficient continuity for pupils, when they pass from one teacher to another. The

concept of cohesion among staff indicates that in effective schools teachers work

together as a team. In this respect the extent to which schools show coherence and

consistency (in their educational approach) is considered to be an important aspect of

effective schools.

Curriculum quality and opportunity to learn

The curriculum can be described as the blue print for the functioning of the primary

process in education. In articulating the curriculum and by setting clear targets, the

curriculum could function as a powerful coordination mechanism, serving the needs of

effective schooling.

The concept of opportunity to learn relates to the extent to which content that is actually

taught corresponds to the test or examination of items used to assess achievement. In

this respect it covers the overlap between curriculum and test.

School climate

School climate is one of the most popular concepts in education research. This also

implies that there are many meanings attached to this concept. In the school

effectiveness literature it mostly relates to two aspects of school life. The first aspect

relates to the extent to which a school is characterized by a safe and orderly climate.

Such a climate is supposed to have a positive impact on learning.

The second aspect concerns to the quality of internal relationships in schools. In this

respect it can refer to the quality of teacher-teacher relations, school leader-teacher

relations, teacher-pupil relations and pupil-pupil relations.

Evaluative potential

The concept of evaluation potential indicates the willingness and possibilities of schools

to employ evaluation as a basis for learning and feedback. The concept relates to

different levels inside the organizations, ranging from the classroom level (e.g.

diagnosing learning difficulties) to the organizational level (e.g. the use of school

diagnosis). When schools engage in these kind of activities, it is believed that school

life improves with potential beneficial effects for student learning.

Parental involvement

In several strands of school effectiveness research parental involvement is deemed to be

an important effectiveness-enhancing factor. One reason is that it leads to continuity in

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53

home and school learning. Moreover, it strengthens the ties among the school’s

stakeholders which in turn leads to some kind of community feeling. Parental

involvement is usually indicated either by the actual involvement of parents or the

school’s effort to make this involvement possible.

Classroom climate

The concept of classroom climate is similar to school climate in the sense that it relates

to the existence of a safe and orderly environment or to the existence of good, internal

relationships. However, as the name of the concept already implies, these phenomena

are not measured at the school level, but at the classroom level.

Effective learning time

Scheerens & Bosker (1997) interpret learning time as a measure of the quantity of

exposure to ‘educational’ treatment at school. This definition implicitly implies that this

variable can be measured at several levels. For example, at the school level it can be

measured by taking a look at the time per subject matter in the school’s timetable. At

the classroom level it is measured by assessing the amount of time pupils –actually-

spent on their tasks. Homework is also frequently mentioned in this context, indicating

that giving homework to students increases their learning time.

Structured instruction

In education there are different views with regard to the question of good teaching and

instruction. In school effectiveness the idea prevails that instruction should be well

structured and closely monitored (e.g. Creemers, 1994). An idea which is clearly

influenced by the Carroll model which states ‘that learners must be clearly told what

they are to learn, that they must be put into adequate contact with learning materials and

that the steps in learning must be carefully planned and ordered’ (Carroll, 1989, p. 26).

In the practice of research this often means that researchers assess whether or not

teachers show behaviors which fit the characteristics of the direct instruction-model.

More specifically, it concerns the question of whether teachers show behaviors such as

goal setting, providing clear expectations, testing students on a regular base, giving

feedback and many others.

Independent learning

Independent learning can be considered as a concept which belongs to another paradigm

of good teaching (constructivism). This paradigm stresses the importance of

independent learning, the use of meta-cognitive skills and contextualized learning.

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54

Differentiation

Differentiation is an important target of many measures to improve education. One

could think for example of the strong focus on taking care of pupils with learning and

behavioral problems in Dutch schools. Differentiation can be defined as instruction that

is adaptive to the specific needs of subgroups of pupils. In this respect it is opposed to a

concept as ‘whole-group’-teaching. Differentiation also plays a role in school

effectiveness research. In general it is hypothesized that when instruction is geared to

specific needs of students, there will be positive results in terms of student achievement,

although research has not confirmed this hypothesis yet.

Reinforcement and feedback

In school effectiveness research reinforcement and feedback are viewed as important

basic conditions for learning both in a cognitive and in a motivational sense. More

specifically, it is thought that motivation decreases without feedback and that pupils can

only improve when they are informed about their mistakes and errors and about how

they can improve their work.

From the description of these concepts, it is clear that many concepts used in school

effectiveness research are (still) fuzzy in the sense that different, although related,

phenomena inside classes and school are categorized under one concept. Moreover, it

must be noted that there is hardly any consistency among researchers concerning the

definition of concepts and how to operationalise them. This makes it difficult to carry

out a meta-analysis, because it is not always –obviously– clear to which concept a

particular variable belongs. As it is noted before, a framework developed by Scheerens

& Bosker (1997, Chapter 4) was used to decide to which concept a specific indicator

belonged. This framework gives an overview of important concept in the field of

teacher and school effectiveness and at the same time it provides a thorough overview

of which indicators can be used to assess each concept involved.

Characteristics of studies included

Outcomes

Traditionally, school effectiveness research has always used cognitive outcomes to

come to conclusions about what effective schools are. Cognitive outcomes refer to

results of learning with respect to the development of knowledge, measured either by

standardized achievement and competency tests or specific tests on content

understanding or student performance. More specifically, these tests are either in the

area of mathematic tests or in the area of language tests.

Most studies in this review are studies following this tradition, that is, they are either

using mathematic tests and/or language tests. A minority of studies uses other type of

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55

outcome measures. It either concerns achievement tests in the area of science or

composite scores.

Non-cognitive outcomes have always been used less in school effectiveness studies.

Non-cognitive outputs comprise motivational and affective and developments of

students such as their well-being. This neglect of non-cognitive outcomes comes also to

the fore in the studies under review. Only a small minority of studies have included this

type of outcomes.

Another characteristic feature of school effectiveness research has always been the

strong reliance on correlational designs. This characteristic is also present in the studies

under review. Most studies under review have used this design. The flaw of this type of

design is obvious. Causal attribution (showing that schools and/or teachers cause the

effect) is difficult to achieve.

Many authors in the school effectiveness literature have hold pleas for the application of

longitudinal and/or (quasi-) experimental studies to counter the weakness of

correlational designs. However, within the studies under review this plea is seldomly

put into practice. The number of studies with either a longitudinal or (quasi-)

experimental design are scarce.

The prevalent way to analyze the data concerns the application of multi-level analyses.

In this respect progress has been made in the sense that the application of multi-level

analysis has become standard in the field of school effectiveness research. This also

implies that studies still analyzing data on an aggregate level are scarce.

Almost all studies include variables relating to student intake characteristics. In this

respect all studies correct the outcomes for these characteristics, most notably

characteristics such as socio-economic status, age, gender, ethnicity etc. Only a few

studies actually take prior achievement into account, implying that only in a few studies

the dependent variable using learning growth (or learning gain) is employed.

Tables 4.1 and 4.2 show the results for the factors included in this part of the analysis.

The difference between the two tables is that Table 4.2 gives more detailed information

than Table 4.1. This latter table provides an overview of the results for each variable,

while Table 4.2 not only shows the results for each variable, but also provides

information about the results of specific indicators.

Results

Table 4.1 and Table 4.2 show the results for the factors included in this part of the meta-

analysis.

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56

Table 4.1: Summary on number of school effectiveness studies in which school and

teacher characteristics are related to mathematics/arithmetic, language

(including reading and writing) and science and other subjects

Characteristics

Mathematics / arithmetic

Language / reading / writing

Science and other subjects

Σ - o + Σ - o + Σ - o + Σ 1. Achievement,

orientation, high expectations

20 1 11 8 12 - 10 2 5 2 - 3 37

2. Educational leadership

33 4 20 9 17 1 10 6 11 1 5 5 61

3. Consensus and cohesion among staff

17 1 11 5 12 2 10 - 1 - 1 - 30

4. Curriculum quality/opportunity to learn

9 2 1 6 9 2 2 5 2 - - 2 20

5. School climate 27 - 16 11 27 - 20 7 14 2 3 9 68

a) orderly atmospheres

14 - 7 7 9 - 5 4 7 1 1 5 30

b) climate in terms of effectiveness orientation and good internal relationships

13 - 9 4 18 - 15 3 7 1 2 4 38

6. Evaluative potential

4 2 1 1 4 1 2 1 1 1 - - 9

7. Parental involvement

39 1 23 15 39 2 24 13 4 - - 4 82

8. Classroom climate

10 - 8 2 7 - 6 1 9 - 6 3 26

9. Effective learning time

23 5 12 6 18 3 12 3 4 - - 4 45

10. Structured instruction

10 1 2 7 7 - 5 2 2 - - 2 19

11. Independent learning

1 1 - - 2 1 1 - 1 1 - - 4

12. Differentiation 40 9 26 5 57 10 31 16 8 2 1 5 105 13. Reinforcement

and feedback 2 1 1 - 3 - 3 - - - - - 5

Σ 262 28 148 86 251 22 146 63 76 11 19 46 579Σ: Sum of replications addressing school and teaching characteristics and outcome criteria; -: studies with significant negative effects; o: studies with no effects; +: studies with significant positive effects

Note: Some publications address multiple learning outcomes as well as multiple indicators. Thus, the number of replications given is higher than the number of publications included for the review.

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57

The variable most investigated, is the variable Differentiation, (105 possible positive,

significant relationships), followed by the variable Parental involvement (82 possible

positive, significant relationships). Most other factors are examined far less.

With regard to the question of which variable is the most successful, it turns out that

variables relating to Curriculum quality/opportunity to learn and to Structured

instruction are the ones most likely to show a positive and significant relationship with

the student outcomes under scrutiny. In the case of Quality of curriculum/opportunity to

learn 65% of all existing relationships are positive and significant, while this is the case

for 57% of all relationships involving variables relating to Structured instruction. In this

respect these variables appear to be the best variables when it comes down to explaining

student outcomes, although it must be noted that in both cases the number of studies

analysed is rather limited.

Other important variables concern School Climate and Educational Leadership. With

regard to School Climate, the most important aspect is the existence of an orderly

atmosphere and, to a lesser extent, the existence of good internal relationships. In the

case of this variable about 40% of all relationships are positive and significant. School

climate is followed closely by Educational Leadership, in particular if one leaves out

one study which, due to its large number of indicators, has an uneven large impact on

the final result. If one leaves this particular study out, about 40% of all relationships are

positive and significant.

Educational Leadership is followed by Achievement Orientation (35% of all

relationships are positive and significant). Within this category the indicator ‘clear focus

on the mastering of basic subjects’ is the most important indicator, accounting for the

bulk of positive and significant relationships.

All other factors are less successful in the sense that, compared to the other factors

mentioned previously, far less positive and significant relationships are

found. The percentage of positive and significant relationships range from

0% (Feedback) to 28% (Effective learning time).

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58

Table 4.2: Number of studies in which school and teacher characteristics are related to mathematics / arithmetic, language (including

reading and writing) and science and other subjects

Mathematics /

arithmetic

Language / reading

/ writing

Science and other

subjects

Source

Σ - o + Σ - o + Σ - o + Σ 2. Achievement, orientation, high

expectations 20 1 11 8 12 - 10 2 5 2 - 3 37

1.1. clear focus on the mastering of basic

subjects 11 3 8 3 2 1 - 14 7, 9, 10, 19, 25, 75,

1.2. high expectations (school level) 1 1 1 1 4 2 2 6 10, 59, 77,

1.3. high expectations (teacher level) 8 1 7 8 7 1 1 1 17 3, 7, 23, 75, 77, 80,

1.4. records on pupils’ achievement - - - -

14. Educational leadership 33 4 20 9 17 1 10 6 11 1 5 5 61

2.1. general leadership skills 5 1 4 1 1 2 2 8 3, 10, 20, 33, 34, 42, 58, 72,

2.2. school leader as information provider - - - -

2.3. orchestrator of participative decision making 5 3 1 1 5 4 1 - 10 27, 76,

2.4. school leader as coordinator - - - -

2.5. teacher leadership - - 2 2 2 73

2.6. time educational / administrative leadership 4 4 4 4 - 8 76,

2.7. meta-controller of classroom processes - 1 1 - 1 35

2.8. counsellor and quality controller of

classroom teachers 3 3 4 1 3 6 3 3 13 5, 23, 36, 60, 73, 74,

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59

Mathematics /

arithmetic

Language / reading

/ writing

Science and other

subjects

Source

Σ - o + Σ - o + Σ - o + Σ 2.9. facilitator of work-oriented teams - - - -

2.10. initiator and facilitator of staff

professionalization 1 1 1 1 - 2 11

2.11. principal’s attitudes 4 3 1 1 1 1 1 6 7, 77,

2.12. instructional leadership head of department 11 11 - - 11 7,

15. Consensus and cohesion among staff 17 1 11 5 12 2 10 - 1 - 1 - 30

3.1. types and frequency of meetings and

consultations 1 1 1 1 - 2 10, 77,

3.2. contents of cooperation 11 1 7 3 6 1 5 - 17 17, 23, 39, 75, 76, 78, 81,

3.3. satisfaction about cooperation - - - -

3.4. importance attributed to cooperation - - 1 1 1 3,

3.5. indicators of successful cooperation - - - -

3.6. level of consensus concerning goals 5 3 2 5 5 - 10 10, 23, 76,

16. Curriculum quality / opportunity to learn 9 2 1 6 9 2 2 5 2 - - 2 20

4.1. the way curricular priorities are set - - - -

4.2. choice of methods and text books 1 1 1 1 1 1 3 5,

4.3. application of methods and text books - - - -

4.4. opportunity to learn 8 2 1 5 8 2 2 4 1 1 17 10, 39, 41, 56, 62, 63, 64, 65,

66, 67,

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60

Mathematics /

arithmetic

Language / reading

/ writing

Science and other

subjects

Source

Σ - o + Σ - o + Σ - o + Σ 4.5. satisfaction with the curriculum

17. School climate 27 - 16 11 27 - 20 7 14 2 3 9 68

b) orderly atmospheres 14 - 7 7 9 - 5 4 7 1 1 5 30

1) the importance given to an orderly climate 1 1 - 1 1 2 17, 59,

2) rules and regulations 2 2 2 1 1 1 1 5 10, 23, 39, 77,

3) punishment and rewarding - - - -

4) absenteeism and drop out 4 4 1 1 4 4 9 9, 21, 61,

5) good conduct and behaviour of pupils 5 4 1 5 4 1 1 1 11 18, 59, 76,

6) satisfaction with orderly school climate 1 1 1 1 - 2 36,

7) existence of an orderly climate 1 1 - - 1 10,

c) climate in terms of effectiveness orientation

and good internal relationships 13 - 9 4 18 - 15 3 7 1 2 4 38

1) priorities in an effectiveness-enhancing

school climate - - - -

2) perceptions on effectiveness-enhancing

conditions - - - -

3) relationships between pupils - 1 1 - 1 77,

4) relationships between teacher and pupils 1 1 1 1 2 1 1 4 18, 59,

5) relationship between head teacher and pupils - - 2 2 2 12,

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61

Mathematics /

arithmetic

Language / reading

/ writing

Science and other

subjects

Source

Σ - o + Σ - o + Σ - o + Σ 6) relationships between staff 1 1 2 1 1 1 1 4 23, 36, 37,

7) relationships: the role of the head teacher 1 1 1 1 2 77,

8) engagement of pupils 4 4 4 4 2 2 10 59, 76,

9) appraisal of roles and tasks 1 1 2 2 - 3 80,

10) job appraisal in terms of facilities,

conditions of labour, task load and general

satisfaction

5 4 1 7 6 1 - 12 23, 61, 76,

11) facilities and building - - - -

18. Evaluative potential 4 2 1 1 4 1 2 1 1 1 - - 9

6.1. evaluation emphasis - - - -

6.2. monitoring pupils’ progress 3 2 1 2 1 1 - 5 7, 61, 75,

6.3. use of pupil monitoring systems - 1 1 1 1 2 77,

6.4. school process evaluation - 1 1 - 1 77,

6.5. use of evaluation results - - - -

6.6. keeping records on pupils’ performance 1 1 - - 1 10,

6.7. satisfaction with evaluation activities - - - -

19. Parental involvement 39 1 23 15 39 2 24 13 4 - - 4 82

7.1. emphasis on parental involvement in school

policy 3 3 8 3 5 2 2 13 6, 28, 31, 68, 69, 70, 71, 77,

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62

Mathematics /

arithmetic

Language / reading

/ writing

Science and other

subjects

Source

Σ - o + Σ - o + Σ - o + Σ 7.2. contacts with parents 36 1 20 15 31 2 21 8 2 2 69 1, 5, 9, 16, 18, 60, 76, 77, 79

7.3. satisfaction with parental involvement - - - -

20. Classroom climate 10 - 8 2 7 - 6 1 9 - 6 3 26

8.1. relationships within the classroom 4 4 3 3 7 4 3 14 23, 26, 74,

8.2. order 1 1 2 1 1 - 3 7, 23, 77,

8.3. work attitude 2 1 1 2 2 1 1 5 22, 23, 26,

8.4. satisfaction 1 1 - - 1 39,

8.5. orderly instructional climate 1 1 - - 1 7,

8.6. engagement of pupils in classroom 1 1 - 1 1 2 26,

21. Effective learning time 23 5 12 6 18 3 12 3 4 - - 4 45

9.1. importance of effective learning time 1 1 - - 1 7,

9.2. monitoring of absenteeism - - - -

9.3. time at school 1 1 - - 1 39,

9.4. time at classroom level 8 2 5 1 11 10 1 - 19 10, 75, 77, 80, 81,

9.5. classroom management 4 2 2 1 1 2 2 7 2, 10, 77,

9.6. homework 9 6 3 6 3 2 1 2 2 17 4, 10, 29, 39, 75, 76, 77, 81,

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63

Mathematics /

arithmetic

Language / reading

/ writing

Science and other

subjects

Source

Σ - o + Σ - o + Σ - o + Σ 22. Structured instruction 10 1 2 7 7 - 5 2 2 - - 2 19

10.1. importance of structured instruction 4 2 2 4 2 2 1 1 9 24, 76,

10.2. structure of lessons 1 1 - - 1 39,

10.3. preparation of lessons - - - -

10.4. direct instruction 2 2 - - 2 39, 81,

10.5. monitoring 3 1 2 3 3 1 1 7 7, 40, 75, 80,

23. Independent learning 1 1 - - 2 1 1 - 1 1 - - 4 26, 77,

24. Differentiation 40 9 26 5 57 10 31 16 8 2 1 5 105

12.1. general orientation 38 9 25 4 48 10 27 11 6 2 1 3 92 10, 13, 14, 15, 30, 32, 38, 43,

45, 48, 49, 50, 51, 52, 54, 59,

61, 75, 76, 79, 80,

12.2. special attention for pupils at risk 2 1 1 9 4 5 2 2 13 8, 23, 44, 46, 47, 53, 55, 57,

80,

25. Reinforcement and feedback 2 1 1 - 3 - 3 - - - - - 5 10, 23, 77,

Σ: Sum of studies; -: studies with significant negative effects; o: studies with no effects; +: studies with significant positive effects

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64

Implications for the School Inspection Framework

Given the overlap between the factors mentioned in the school effectiveness literature

and the Inspection Framework, it is clear that the results also have implications for the

Inspection Framework.

For some quality indicators there seems to be sufficient scientific support. It concerns

quality indictors related to the quality of the curriculum, structured teaching and to the

existence of a safe and orderly climate. For other indicators there is (far) less scientific

support. A more comprehensive interpretation of these results, with respect to assessing

the scientific basis of the quality indicators of the Inspection Framework will be carried

out in the concluding chapter of this report, after the results of the meta-analysis on

instructional variables (Chapter 5) have been presented.

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65

Annexes to Chapter 4 Annex 4.1

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

1 Balli, S.J.,

Wedman,

J.F. & Demo,

D.H.

1997 mathemati

cs

Parental

involvement in

homework

20 homework

assignments

Group 1--students

were prompted to

involve family

members, and family

members were

prompted to be

involved; Group 2--

students were

prompted to involve

family members; and

Group 3--no

prompting was given

family involvement

with mathematics

homework among

the three groups

was statistically

significant

USofA Middle

school,

White 6th

grade

74 pupils

and their

families

pretest-

treatment-

posttest /

3

treatments

analysis of

variance

ANOVA,

F(2,66)

13.61, p <

.01

7.2

1 Balli, S.J.,

Wedman,

J.F. & Demo,

D.H.

1997 mathemati

cs

Parental

involvement in

homework

mathematics

posttest 40

assignments

Group 1--students

were prompted to

involve family

members, and family

members were

prompted to be

involved; Group 2--

students were

prompted to involve

family members; and

Group 3--no

prompting was given

higher levels of

family involvement

would be

associated with

higher posttest

achievement was

not supported

USofA Middle

school,

White 6th

grade

74 pupils

and their

families

pretest-

treatment-

posttest /

3

treatments

analysis of

variance

ANCOVA,

F(2,70)

0.15, p .85

7.2

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66

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

2 Behets, D. 1997 physical

education

Active learning

time, instruction

and

management

mean score of

three trials of

handstand

rollover

The study examined

teacher and pupil

behaviors and

compared more and

less effective

teachers in a

gymnastic setting.

During four

consecutive 25

minute lessons a

novel gymnastic skill

(handstand rollover)

had to be taught.

significant learning

gain

Belgium /

Flanders

Secondary

schools,

pupils 12-

14 years /

girls

170 pupils

and 9

teachers

PE

pretest-

treatment-

posttest

T-test T-test,

t=8.61, p <

.01

9.5

2 Behets, D. 1997 physical

education

Active learning

time, instruction

and

management

three time

categories:

active learning

time,

management,

and instruction

Teachers were

labeled the most,

moderate and least

effective teachers.

the most effective

teachers scored

significantly higher

for active learning

time and

significantly lower

for instruction time

Belgium /

Flanders

Secondary

schools,

pupils 12-

14 years /

girls

36 lessons

and 9

teachers

PE

pretest-

treatment-

posttest

Kruskall-

Wallis test

Kruskall-

Wallis test.

Active

learning

time:

H=14.2, p

< .01.

Instruction

time:

H=14.3, p

< .01

9.5

3 Heck, R.H. &

Marcoulides,

G.A.

1996 composite

score

Organisational

characteristics

(structure (1),

values(2)and

climate (4))

,managerial

processes

(3)and teacher

attitudes (5)

level of

academic

performance

within school

measured by

national

standardized

tests for

different

academic

domains

Climate (relating to

teacher

relationships) and

teachers attitudes

(perception of

student abilities)

have a positive

and significant

relationship with

outcome variable

Singapore Secondary

school

26

schools,

140

teachers

correlation

al

Lisrel 1=0,2=0,3

=-.02,

4=.35,

5=.52

14; 3.4;

2.1; 1.3

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67

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

4 Cooper, H.,

Lindsay, J.

J., Nye, B. &

Greathouse,

S.

1998 Proportion of

completed

homework

TCAP, class

grade

Students, parents,

and teachers

completed a

questionnaire

concerning amount of

homework assigned

by teachers, portion

of assignments

completed by

students, and

attitudes about

homework.

class grades were

predicted only by

standardized test

scores and the

proportion of

homework

completed by

students

USofA,

Tennessee

Lower

grades

(2nd, 4th)

285

students

survey path

analysis

R2(236) =

.28

9.6

4 Cooper, H.,

Lindsay, J.

J., Nye, B. &

Greathouse,

S.

1998 Proportion of

completed

homework

TCAP, class

grade

Students, parents,

and teachers

completed a

questionnaire

concerning amount of

homework assigned

by teachers, portion

of assignments

completed by

students, and

attitudes about

homework.

class grade

predictors also

included parent,

teacher, and

student attitudes

USofA,

Tennessee

Upper

grades(

6th, 8th,

10th, 12th)

424

students

survey path

analysis

R2(250) =

.34

9.6

5 Creemers, B.

& Werf, G.

v.d.

2000 language

(Bahasa

Indonesia)

Primary

Education

Quality

Improvement

Project (PEQIP)

student

achievement:

Bahasa

Indonesia

a = teacher

development, b =

management, c =

books and materials,

d = community

participation

teacher

development and

management are

negative, books

and learning

materials and

community

participation

both meet the

criterion

Indonesia Grade 6 1854

pupils

experimen

tal group

vs. control

group

multi-level

analysis

square

root of

multiple

R2 is the

total effect

size of an

interventio

n, a: -.22,

b: -.10, c:

.15, d: .27

a: na / b:

2.8 / c:

4.2 / d:

7.2

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68

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

5 Creemers, B.

& Werf, G.

v.d.

2000 mathemati

cs

Primary

Education

Quality

Improvement

Project (PEQIP)

student

achievement:

mathematics

a = teacher

development, b =

management, c =

books and materials,

d = community

participation

teacher

development and

management are

negative, books

and learning

materials and

community

participation

both meet the

criterion

Indonesia Grade 6 1854

pupils

experimen

tal group

vs. control

group

multi-level

analysis

square

root of

multiple

R2 is the

total effect

size of an

interventio

n, a: .13,

b: .18, c:

.10, d: .18

a: na / b:

2.8 / c:

4.2 / d:

7.2

5 Creemers, B.

& Werf, G.

v.d.

2000 science Primary

Education

Quality

Improvement

Project (PEQIP)

student

achievement:

science

a = teacher

development, b =

management, c =

books and materials,

d = community

participation

teacher

development and

management are

negative, books

and learning

materials and

community

participation

both meet the

criterion

Indonesia Grade 6 1854

pupils

experimen

tal group

vs. control

group

multi-level

analysis

square

root of

multiple

R2 is the

total effect

size of an

interventio

n, a: .30,

b: .00, c: -

.10, d: .18

a: na / b:

2.8 / c:

4.2 / d:

7.2

6 Desimone, L. 1999 mathemati

cs

Parent

involvement (12

types)

NELS:88,

student

achievement:

mathematics

significant

differences

according to

students' race-

ethnicity and family

income

USofA Grade 8 19386

students

secondary

analysis

regression

analysis

(OLS)

adjusted

R2 .29

7.1

6 Desimone, L. 1999 reading Parent

involvement (12

types)

NELS:88,

student

achievement:

reading

significant

differences

according to

students' race-

ethnicity and family

income

USofA Grade 8 19386

students

secondary

analysis

regression

analysis

(OLS)

adjusted

R2 .26

7.1

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69

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

6 Desimone, L. 1999 Parent

involvement (12

types)

NELS:88,

student

achievement:

grades

significant

differences

according to

students' race-

ethnicity and family

income

USofA Grade 8 19386

students

secondary

analysis

regression

analysis

(OLS)

adjusted

R2 .22

7.1

7 Grift, W. v.d.,

Houtveen,

Th. &

Vermeulen,

C.

1997 mathemati

cs

Teacher, head

of department

and school

leader variables

as measured by

perceptions of

students,

teachers, head

of departments

and school

leaders

mathematics:

grade received

on last report

Most indicators are

non-significant,

except students'

appreciation of

teachers' teaching

abilities, teacher

perceptions of

orderly

instructional

climate (+),

monitoring (-),

academic press (-

), and principal

perception of task

oriented work

climate (-)

Netherland

s

Secondary

education

121

schools,

109

teachers,

100 head

of

departmen

ts, 107

school

leaders,

2938

pupils

survey multilevel 1.3; 8.2;

8.5; 10.5;

1.3; 9.1;

6.2; 1.3

1.1; 1.3;

2.11;

2.11; 2.12

8 De Fraine,

B., Damme,

J. v.,

Landeghem,

G. v.,

Opdenakker,

M.-C. &

Onghena, P.

2003 language Class

composition

language

achievement

test

classes with a high

average initial

cognitive ability or

a large proportion

of girls result in

higher language

achievement

Belgium /

Flanders

Secondary

school,

2nd year

2569

pupils

multi-level

analysis

? 12.2

Page 80: Positioning and Validating the Supervision Framework

70

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

9 Greenberg,

E.

2004 mathemati

cs

School climate

(3 aspects)

NAEP 2000

mathematics

achievement

test

a = student

behaviour, b =

parental involvement,

c = school morale

independent

relationship to

student

achievement after

controlling for

other school and

student factors,

better student

behaviour,

increased parental

involvement, and

higher school

morale are

positively

associated with

student

achievement in

mathematics

USofA Grade 4 /

Grade 8 /

Grade 12

? secondary

analysis

principal

component

analysis

grade 4 a:

R2 .26, b:

R2 .26, c:

R2 .26 /

grade 8 a:

R2 .27, b:

R2 .27, c:

R2 .27 /

grade 12

a: R2 .24,

b: R2 .24,

c: R2 .24

a: 5a.4 /

b: 7.2 / c:

1.1

Page 81: Positioning and Validating the Supervision Framework

71

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

10 Werf, G. v.d. 1997 mathemati

cs

school variables

(organization,

policy) teacher

variables

(curriculum,

groping of

pupils, quality of

teaching,

learning time,

opportunity to

learn)

arithmetic (Cito-

test, 40 items)

School variables

are non significant,

except educational

leadership (-).

Positive

relationship

concern the

teacher level

indicators whole

class, instruction,

minimum goals, %

of content covered.

Negative

relationships

concern scheduled

time for arithmetic,

ability grouping,

sequence of

curriculum,

control/correction

of learning tasks,

monitoring,

minutes spent on

organization,

minutes spent on

individual learning

tasks

Netherland

s

Primary

school

560

school,

50.000

pupils

survey secondary multi-level

analyses, analysis of

variance

2.1; 5a.7;

5a.2; 3.6;

3.1; 1.2;

1.1; 6.6;

12.1; 1.1;

13; 13;

9.4; 9.5;

9.6; 4.4

11 Jacob, B.A.

& Lefgren, L.

2004 mathemati

cs /

reading

In-service

training of

teachers

mathematics

and reading

Iowa Test Basic

Skills

training of teachers

has no effect on

student

achievement

USofA Grade 3 to

Grade 6

100288

students,

461

schools

quasi-

experimen

tal design

regression

discontinui

ty

approach

? 2.10

Page 82: Positioning and Validating the Supervision Framework

72

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

12 Levačić, R.,

Steele, F.,

Smees, R. &

Malmberg, L.

2003 language,

mathemati

cs, science

School climate:

pupil climate

and leadership

constructs

with/out context

key stage 3:

English,

mathematics,

science,

average Eng.,

math. and

science

Construct is a mixture

of several school

effectiveness

indicators.

a positive and

significant

relationship

between head

teacher leadership

as assessed by

pupils

UK Secondary

schools,

Year 10

519 pupils secondary

analysis

table 6 >

appendix

a7-a12

5b.5

12 Levačić, R.,

Steele, F.,

Smees, R. &

Malmberg, L.

2003 language,

mathemati

cs

School climate:

pupil climate

and leadership

constructs

with/out context

key stage 4:

English,

mathematics,

GCSE/GNVQ

Construct is a mixture

of several school

effectiveness

indicators.

a positive and

significant

relationship

between head

teacher leadership

as assessed by

pupils

UK Secondary

schools,

Year 11

351 pupils secondary

analysis

table 6 >

appendix

a7-a12

5b.5

13 Lou, Y.,

Abrami, P.C.,

Spence,

J.C.,

Poulsen, C.,

Chambers,

B. &

D'Apollonia,

S.

1996 Within-class

grouping

student

achievement

mean of experimental

group minus mean of

control group divided

by pools standard

deviation

students learning

in small groups

within classrooms

achieved more

than students not

learning in small

groups

USofA Elementar

y,

secondary

and

postsecon

dary

schools

16073

students

meta-

analysis

homogenei

ty test

.17 12.1

13 Lou, Y.,

Abrami, P.C.,

Spence,

J.C.,

Poulsen, C.,

Chambers,

B. &

D'Apollonia,

S.

1996 Within-class

grouping

student

achievement

homogeneous

grouping vs.

heterogeneous

grouping

no evidence that

one type of

grouping is

superior for

promoting

achievement of all

students

USofA Elementar

y,

secondary

and

postsecon

dary

schools

16073

students

meta-

analysis

homogenei

ty test

.12 12.1

Page 83: Positioning and Validating the Supervision Framework

73

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

14 Lou, Y.P.,

Abrami, P.C.

& Spence,

J.C.

2000 Within-class

grouping

student

achievement

mean of experimental

group minus mean of

control group divided

by pools standard

deviation

a small but

significantly

positive effect of

small-group

instruction

USofA Elementar

y,

secondary

and

postsecon

dary

schools

? meta-

analysis

homogenei

ty test

.16 12.1

15 McEwan,

P.J.

2003 language

(Spanish)

Peer effects

(classroom

mean of

mothers’

education)

achievement

test Spanish

(standardized

scores)

mothers’ education

has important

effects on Spanish

achievement

Chile Grade 8 163078

pupils

secondary

analysis

analysis of

variance

R2 .24,

with fixed

school

effects R2

.35

12.1

15 McEwan,

P.J.

2003 mathemati

cs

Peer effects

(classroom

mean of

mothers’

education)

achievement

test

mathematics

(standardized

scores)

mothers’ education

has important

effects on

mathematics

achievement

Chile Grade 8 163078

pupils

secondary

analysis

analysis of

variance

R2 .22,

with fixed

school

effects R2

.40

12.1

16 Okpala,

C.O.,

Okpala, A.O.

& Smith, F.E.

2001 mathemati

cs

Parent

involvement

(volunteer

hours), SES

(free/reduced

lunch),

instructional

supplies

expenditures

mathematics

achievement

a. = parental

involvement, b. =

free/reduced lunch, c.

= instructional

supplies expenditures

instructional

supplies

expenditures and

parental volunteer

hours not

statistically

significant,

percentage of

students in

free/reduced lunch

was related

negatively

USofA Grade 4 4256

students

analysis T-test T-test, a.

t=0.84, b.

t=-7.62*, c.

t=0.77

7.2

Page 84: Positioning and Validating the Supervision Framework

74

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

17 Opdenakker,

M.C. &

Damme, J. v.

2001 mathemati

cs

School

composition,

school process

mathematics

achievement

(LOSO-project)

school composition:

numerical

intelligence, SES,

speaking Dutch at

home, proportion of

girls, educational

level of father /

school process: the

school as an

organisation,

teaching practices

and the goals of the

school

significant

correlations

between school

process variables

‘orderly learning

environment’ (a)

and ‘cooperation

between teachers’

(b) and the school

composition

variables mean

ability and SES at

school level

Belgium /

Flanders

Secondary

schools,

first grade

A

4699

pupils

multi-level

analysis

multi-level

analysis

table IV a: 5a.1 /

b: 3.2

18 Parcel, T.L.

& Dufur, M.J.

2001 mathemati

cs

Family social

and school

social capital (a.

school social

problems, b.

parent-teacher

communication,

c. teachers

care, d. parental

involvement)

Peabody

Individual

Achievement

Test (PIAT) for

mathematics

family social capital:

time and attention

parents spend in

interaction with their

children / school

social capital: bonds

between parents and

school that can

facilitate educational

outcomes

Family social

capital (home

environment,

married mother)

and school social

capital (private

school, physical

environment)

increases

achievement

USofA Grade 1 -

grade 8

2034

students

secondary

analysis

OLS

regression

R2 .423 a: 5a.5 /

b: 7.2 / c:

5b.4 / d:

7.2

18 Parcel, T.L.

& Dufur, M.J.

2001 reading Family social

and school

social capital (a.

school social

problems, b.

parent-teacher

communication,

c. teachers

care, d. parental

involvement)

reading

recognition

PIAT

Assessment

family social capital:

time and attention

parents spend in

interaction with their

children / school

social capital: bonds

between parents and

school that can

facilitate educational

outcomes

Family social

capital (married

mother, location of

child, more

working hours) and

school social

capital (private

school, physical

environment)

increases

achievement

USofA Grade 1 -

grade 8

2203

students

secondary

analysis

OLS

regression

R2 .523 a: 5a.5 /

b: 7.2 / c:

5b.4 / d:

7.2

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75

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

19 Phillips, M. 1997 mathemati

cs

Communitarian

climate (shared

values,

democratic

governance,

positive teacher

relationships)

mathematics

achievement

in schools where

teachers caring for

students is high,

test score

relatively low

USofA Middle

school,

grade 9

(grade 7)

5659

students

secondary

analysis

multi-level

analysis

correlation

-.106

1.1

19 Phillips, M. 1997 mathemati

cs

Academic

climate

(teachers'

expectations,

percent taking

algebra, amount

of homework)

mathematics

achievement

learn more

mathematics when

students do more

homework

USofA Middle

school,

grade 9

(grade 7)

5659

students

secondary

analysis

multi-level

analysis

correlation

.241

1.1

20 Pugh, G. &

Telhaj, S.

2003 mathemati

cs

Enmeshment

with external

communities

mathematics

achievement

(TIMSS-1999)

enmeshment effects

suggest attainment

benefits 1. when

school principals take

responsibility for

community relations,

and 2. when schools

are influenced by

certain groups in the

wider community; in

particular, by faith

communities rather

than by trade unions

or business groups.

student attainment

is improved when

school principals

take responsibility

for community

relations, and

when the school is

willing and able to

be influenced by

the values of

groups (church or

religious groups) in

the wider

community

Belgium /

Flanders

Secondary

education,

grade 8

5259

students

secondary

analysis

clustering-

robust

linear

regression

adjusted

R2 .66

2.1

21 Roby, D.E. 2004 School-wide

student

attendance

Ohio Proficiency

Tests (all tests

passed

average)

objective of this study

is for educators to

gain knowledge and

insight concerning

the relationship of

student attendance

and student

achievement.

moderate positive

relationships

between student

achievement and

student attendance

(statistically

significant)

USofA Grades 4,

6, 9, 12

1946 /

1292 / 711

/ 691

students

secondary

analysis

Pearson's

r .57 / .54 /

.78 / .55

5a.4

Page 86: Positioning and Validating the Supervision Framework

76

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

22 Rowe, K.K.J.

& Hill, P.W.

1998 mathemati

cs

inattentive

behaviours in

the classroom

mathematics

achievement -

Victorian Quality

Schools Project

(VQSP)

Inattentiveness in

the classroom is

strong positive

predictor of

students’

achievement

progress

Australia Three

cohorts: K-

1, 2-3, 4-5

4558

students

secondary

analysis

multi-level

analysis

? 8.3

23 Hill, P.W., &

Rowe, K.J.

1998 language ,

affective

school-,

teacher/classroo

m level

variables

literacy

achievement

and

attentiveness

With regard to

literacy

achievement, most

indicators are non-

significant, except

multigrade classes

(-), time (+)

appropriateness of

instruction (+), high

expectations(+),

teacher

professional

development (+).

Time (to complete

tasks),

Appropriateness of

instruction, teacher

warmth have a

positive, significant

relationship with

attentiveness

Australia primary

school

59

schools,

365

teachers,

6423

students

longitudina

l design

multi-level

(Mln)

language:

8.1; 8.3;

8.2; 8.1;

1.3; 13;

12.2; 8.1;

8.3; 3.2;

5a.2; 13;

3.6; 5b.9;

2.8; 5b.6;

5b.10 /

affective:

12.2; 8.1

24 Self-Brown,

S.R. &

Mathews, S.

2003 Classroom

structure:

experimental

groups (token

economy,

contingency) vs.

control group

student

achievement

goal orientation

relationship between

the classroom

learning environment

and the student goal

orientation

significant main

effect for

classroom

structure

USofA Elementar

y school,

grade 4, 5

71

students

quasi-

experimen

tal design

two-way

analysis of

variance

F(2,67) =

36.70

10.1

Page 87: Positioning and Validating the Supervision Framework

77

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

25 Stipek, D.J.,

Feiler, R.,

Byler, P.,

Ryan, R.,

Milburn, S. &

Salmon, J.M.

1998 reading /

mathemati

cs

Classroom

climate

(emphasizing

basic skills and

less pos. soc.

climate vs. de-

emphasizing

basic skills and

more pos. soc.

climate)

student two

achievement

tests (one for

letters/reading

and another for

numbers/math)

and motivation

the considerable

time devoted to

basic skills

acquisition (letters

and numbers) in

more basic-skills-

oriented

preschools

produced very little

gain on

standardized

achievement test

USofA Preschool

/

Kindergart

en

228

children

experimen

tal design

? 1.1

25 Stipek, D.J.,

Feiler, R.,

Byler, P.,

Ryan, R.,

Milburn, S. &

Salmon, J.M.

1998 reading /

mathemati

cs

Classroom

climate

(emphasizing

basic skills and

less pos. soc.

climate vs. de-

emphasizing

basic skills and

more pos. soc.

climate)

student two

achievement

tests (one for

letters/reading

and another for

numbers/math)

and motivation

some benefits to

an emphasis on

basic skills,

despite its

association with a

less positive social

climate

USofA Preschool

/

Kindergart

en

228

children

experimen

tal design

? 1.1

26 Young, D.J. 1998 mathemati

cs

classroom

climate learning

environment

(involvement,

cooperation,

cohesion,

teacher support,

task orientation,

independence &

autonomy)

mathematics

and science

scales

developed in the

context of

TIMSS

Most indicators

have no significant

impact, except

independence

(negative for math

and science)

Australia secondary

school

28 schools, 3397

students

multi-level math: 8.6;

8.1; 8.3;

11

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78

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

26 Young, D.J. 1998 science classroom

climate learning

environment

(involvement,

cooperation,

cohesion,

teacher support,

task orientation,

independence &

autonomy)

mathematics

and science

scales

developed in the

context of

TIMSS

Most indicators

have no significant

impact, except

independence

(negative for math

and science)

Australia secondary

school

28 schools, 3397

students

multi-level science:

8.6; 8.1;

8.3; 11

27 Sweetland,

S.R. & Hoy,

W.K.

2000 reading /

mathemati

cs

Teacher

empowerment

(school climate)

Effectiveness

and New

Jersey’s Eighth

Grade Early

Warning Test

(reading /

mathematics)

empowerment is

defined in terms of

teachers’ power to

control critical

decisions about

teaching and learning

conditions, first the

relationship

between school

climate and teacher

empowerment is

considered and then

the relationship

between teacher

empowerment and

school effectiveness

teacher

empowerment is

related to higher

levels of

effectiveness

(even when

controlling for

SES)

USofA Middle

school,

Grade 8

86 schools secondary

analysis

multiple

regression

analysis

adjusted

R2

effectivene

ss .46

reading

.60

mathemati

cs .62

2.3

28 Townsend,

M. & Choi,

S.F.

2004 reading Parental self-

efficacy

reading

achievement:

Progressive

Achievement

Test of Reading

(school records)

parent self-efficacy

refers to parents'

beliefs to influence

their child's

developmental and

educational

outcomes

significant and

positive

relationship

between parents’

reported self-

efficacy for their

children’s reading

and the actual

reading

achievement of

New

Zealand

Primary

school,

Year 4

(aged 8-9)

83 children secondary

analysis

multiple

regression

analysis

F (2,78) =

4.99

7.1

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79

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

their children

29 Trautwein,

U., Koller,

O., Schmitz,

B. &

Baumert, J.

2002 mathemati

cs

Homework FIMS and SIMS

mathematics

achievement

Test

achievement of

students in classes or

schools in which

homework is

assigned has been

compared to the

achievement of

students in classes or

schools in which

students are not

given any homework

homework is

substantially

related to

achievement gains

in mathematics

Germany Grade 7 1976

students

secondary

analysis

multi-level

analysis

R2 total

.59

9.6

30 Van de gaer,

E., Pustjens,

H., Damme,

J. v. &

Munter, A. d.

2004 language

(Dutch) /

mathemati

cs

Class

composition:

single sex vs.

co-educational

classes

Dutch

achievement

and

mathematics

achievement

(LOSO-study)

effects of single-sex

vs. coeducational

classes on the

progress of language

and mathematics of

boys and girls are

investigated

for girls the gender

composition of the

class does not

matter

Belgium /

Flanders

Secondary

education,

2nd year,

girls

language

2158 girls /

mathemati

cs 2135

girls

secondary

analysis

multi-level

analysis

girls:

language

X2 1.078 /

mathemati

cs X2

0.002

12.1

30 Van de gaer,

E., Pustjens,

H., Damme,

J. v. &

Munter, A. d.

2004 language

(Dutch) /

mathemati

cs

Class

composition:

single sex vs.

co-educational

classes

Dutch

achievement

and

mathematics

achievement

(LOSO-study)

effects of single-sex

vs. coeducational

classes on the

progress of language

and mathematics of

boys and girls are

investigated

for boys the

gender

composition matter

only for language

Belgium /

Flanders

Secondary

education,

2nd year,

boys

language

1973 boys

/

mathemati

cs 1974

boys

secondary

analysis

multi-level

analysis

boys:

language

X2 11.293

/

mathemati

cs X2

2.262

12.1

31 Voorhis, F.L.

v.

2003 science Interactive

science

homework

(TIPS classes)

vs.

noninteractive

homework

classes

science report

cards

effects of weekly

interactive science

homework on family

involvement,

achievement and

attitude

students in TIPS

classes earned

higher Report Card

grades than

noninteractive

homework classes

USofA Grade 6

and grade

8

253

students

secondary

analysis

multiple

regression

analysis

R2 .46 7.1

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80

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

32 Wong, K.C.,

Lam, Y.R. &

Ho, L.M.

2002 language

(English /

Chinese) /

mathemati

cs

Class

composition:

single sex vs.

co-educational

classes

HKCEE:

English,

Chinese,

mathematics,

EBFS (English +

best five

subjects)

girls benefited from

studying in single-

sex schools

whereas boys

benefited from co-

educational

schools

Hong

Kong

Secondary

schools

(final

grade)

45000

students

secondary

analysis

multi-level

analysis

? 12.1

33 Marks, H.M.

& Printy,

S.M.

2003 mathemati

cs / social

studies

Educational

leadership:

integrated

leadership

academic

achievement:

authentic

student

performance in

mathematics

and social

studies

analysis is grounded

in two conceptions of

leadership —

transformational and

instructional

influence of

integrated

leadership on

school

performance,

measured by the

achievement of its

students, is

substantial

USofA 8 elementary, 8 middle

and 8 high schools

secondary

analysis

multi-level

analysis

.57 2.1

34 Griffith, J. 2003 Four models of

organizations: a.

rational goals, b.

human

relations, c.

open systems,

d. internal

process control

school-

aggregated

student

achievement,

standardized

test scores

each model is

distinguished by its

emphasis on specific

organizational

processes, which in

turn imply what

constitutes desired

output and serves as

basis for determining

organizational

effectiveness

only for b, c and d:

moderately strong

relations to school

achievement

through variables

USofA Elementar

y school,

grade 5

9431

students

secondary

analysis

path

analysis

(structural

equation

modelling)

path

coefficient

s: a. .16 /

b. .32 / c.

.44 /d. .33

2.1

35 Hallinger, P.,

Bickman, L.

& Davis, K.

1996 reading Principal

instructional

leadership

Basic Skills First

Test (reading)

principal instructional

leadership: principal

activity in key

dimensions of the

school's educational

program

no significant

direct effect of

principal

leadership on

student

achievement in

reading

USofA Grade 3,

grade 6

87 schools secondary

analysis

path

analysis

(structural

modelling,

EQS)

? 2.7

Page 91: Positioning and Validating the Supervision Framework

81

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

36 Uline, C.L.,

Miller, D.M.

&

Tschannen-

Moran, M.

1998 reading,

mathemati

cs, writing

Instrumental

and expressive

functions of

school

effectiveness

New Jersey's

Eight Grade

Early Warning

Test: reading,

mathematics,

writing

instrumental

functions/activities:

student achievement

(reading, writing,

arithmetic) and

expressive

functions/activities:

(a./b.) trust in

principal and

colleagues, and (c.)

school health

each of the six

individual

measures are

substantially and

significantly related

to effectiveness;

instrumental and

expressive

activities contribute

equally to

effectiveness of

schools

USofA Middle

schools

86 schools secondary

analysis

path

analysis

(estimating

structural

equation

models)

instrument

al activities

beta .32 /

expressive

activities

beta .33

a: 2.8 / b:

5b.6 / c:

5a.6

37 Lee, V.E. &

Loeb, S.

2000 mathemati

cs

Size of the

inner-city

elementary

school

mathematics

achievement

school size has

both a direct and

an indirect effect

(through teachers'

collective

responsibility) on

student learning,

small schools are

favoured

USofA Elementar

y schools

(K-8)

22599

students

secondary

analysis

multi-level

analysis

Direct: ES

= -.54 (sm-

me), ES =

-.31 (sm-

la) /

Indirect:

ES = -.10

(sm-me),

ES = -.14

(sm-la) //

total affect

sm-me .64

SD / sm-la

.45 SD

5b.6

38 Burns, R.B.

& Mason,

D.A.

2002 reading,

mathemati

cs

Combination

classes (two

grade classes)

vs. single grade

classes

pre-test: Letter

Series Test,

standardized;

post-test:

reading and

mathematics

achievement

test scores

(SAT/CAT)

class formation

procedures to create

class compositions

assignment

procedures

affected class

distributional

properties and

achievement

variation within

and between

classes

USofA 22

schools,

200

classes,

single

grade and

combinatio

n classes

District 1:

2650

students;

District 2:

2277

students

pretest-

posttest

multi-level

analysis

? 12.1

Page 92: Positioning and Validating the Supervision Framework

82

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

39 Luyten, H. &

Jong, R. de

1998 mathemati

cs

autonomy-

teacher

cooperation,

regulation of

teacher

behaviour by

school

management,

time,

instructional

variables

mathematic test

based upon text

books

instruction

variables have a

small, but positive

relationship

(structured

lessons, clear

instruction, number

of homework

assignments)

Netherland

s

secondary

school

22

schools,

pupils

survey multi-level

(Mln)

3.2; 3.2;

3.2; 5a.2;

9.3; 10.2;

10.4; 4.4;

9.6; 8.4

40 Olina, Z. &

Sullivan, H.J.

2002 science Classroom

evaluation

strategies: no

evaluation,

teacher

evaluation and

self- + teacher

evaluation

written research

reports (see

treatment) /

post-test (21

items)

12-lesson

instructional program

"Learning

Explorations" (basic

concepts of scientific

research)

students in teacher

eval.. and in self-

plus-teacher eval.

conditions

received higher

ratings. Students

in teacher eval.

scored significantly

higher on the post-

test

Latvia 12 classes

high

schools

189

students

quasi-

experimen

tal design

one way

analysis of

variance

written

reports:

F(2,186) =

5.70 /

post-test

F(2,186) =

4.11

10.5

41 Cooper, H.,

Valentine,

J.C.,

Charlton, K.

& Melson, A.

2003 School calendar modified school

calendar by doing

away with the long

summer break while

not increasing the

length of the school

year

effect on

achievement is

quite small (see

also rows 62 to 67)

USofA Grades K-

12

meta-

analysis

(47

studies)

Effect size

schools

with

modified

calendar:

d = .06 /

Effect size

control

schools d

= .11

4.4

Page 93: Positioning and Validating the Supervision Framework

83

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

42 Deinum, J.F. 2000 mathemati

cs

Schoolbeleidsfa

ctoren: beleid

t.a.v. tijd, beleid

t.a.v.

gelegenheid tot

leren, beleid

t.a.v. kwaliteit

mathematics

test

in hoeverre zijn

effecten van

schoolfactoren direct

of indirect via

leraargedrag van

invloed op de

leerresultaten van

leerlingen

schoolfactoren

hebben zowel

direct als indirect

via het klasniveau

effect op

leerresultaten

Netherland

s

Secondary

schools

(MAVO)

1031

students

secondary

analysis

multi-level

analysis /

path

analysis

Model C:

X2 = 43.0;

df = 37; p

= 0.22 /

quality:

.15; time: -

.04;

opportunit

y: .08

2.1

43 Berry, C. 2001 reading Monograde

classes vs.

multigrade

classes

McLoad Gap

Test

(standardized

cloze reading

test)

a study that

compares the reading

progress of students

in multigrade schools

with the reading

progress of students

in monograde

schools

students in

multigrade schools

tend to have

higher

achievement

scores in the end

of primary school

leaving

examination than

students in

monograde

schools

Turks and

Caicos

Islands

Primary

education,

grades 3 -

5

? quasi-

experimen

tal design

T-test (?) Group A: +

(sign.) /

group B: +

(sign.) /

group C:

no

difference

12.1

44 Doeleman,

R. &

Westerbeek,

K.

2002 language

(Dutch) /

arithmetic

Onderwijsverbet

ering (invoering

directe

instructie,

uitbreiding

leertijd,

klassenmanage

ment,

zorgverbreding)

woordenschat,

lezen (technisch

en begrijpend),

spelling,

rekenen

effecten van

onderwijsverbetering

sproject KEA op

woordenschat, lezen,

spelen en rekenen

positieve effecten

in de onderbouw

sterker dan in de

bovenbouw

Nederland Basisonde

rwijs,

groep 1

t/m 8

per cohort

ca. 140

leerlingen

time series

met zeven

cohorten

(voor-KEA,

KEA, en

vijf na-

KEA)

parameter

schattinge

n

ontbreken,

KEA en

na-KEA

cohorten

scoren

gemiddeld

hoger dan

de voor-

KEA

cohorten;

in de

bovenbou

12.2

Page 94: Positioning and Validating the Supervision Framework

84

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

w vindt

een

terugval

plaats

45 Elsäcker, W.

v. &

Verhoeven,

L.

1997 reading E: voorlezen

aan groepjes

van vijf

leerlingen / C:

klassikaal

voorlezen

mt (mondeling

tekstbegrip) / n

(navertellen)

effecten van

groepsgrootte op

begrip en retentie van

één voorgelezen

verhaal

middelmatig tot

sterke positieve

effecten

Nederland Basisonde

rwijs,

groep 2

E: 72

leerlingen,

C: 72

leerlingen

counter

balanced

design

d(mt) = .37

(+ .17) /

d(n) = .72

(+ .17)

12.1

46 Houtveen,

A.A.M.

2002 reading Begeleiding

t.a.v. de

implementatie

van adaptief

onderwijs bij

begrijpend lezen

(E: wel; C: niet)

bl (begrijpend

lezen), mv

(metacognitieve

vaardigheden),

Ia (leesattitude)

effecten van het

schoolverbeteringspr

oject

"kwaliteitsverbetering

begrijpend lezen"

zwakke pos.

effecten op

vaardigheden (iets

sterker na

introductie

covariaten); geen

effecten op attitude

Nederland Basisonde

rwijs,

groep 5 en

7

E. 476

leerlingen,

C: 450

leerlingen

vergelijkin

g E-C; incl.

voormetin

g; geen

random

toewijzing

klassen

aan

condities

d(bl)= .17-

.25,

d(mv)= 28-

.46, d(la)=

.07- 08 (na

correctie

voor de

genoemde

covariaten

)

12.2

47 Houtveen,

A.A.M.,

Booij, N.,

Jong, R. d. &

Grift,

W.J.C.M.

v.d.

1996 reading Begeleiding bij

het invoeren

van adaptief

onderwijs (E.

wel; C. niet)

tl (technisch

lezen); Ia

(leesattitude)

effecten van adaptief

onderwijs op

technisch lezen

de interventie heeft

weinig of geen

effecten (na

controle voor de

voormetingen een

zwak positief

effect)

Nederland Basisonde

rwijs,

groep 3

E. 319

leerlingen,

C. 137

leerlingen

vergelijkin

g E-C; incl.

voormetin

g; geen

random

toewijzing

van

klassen

aan

condities

d(as-voor)

= .34 (+

.10), d(in-

voor) = -

.40(+ .10),

d(la-voor)

= -.03 (+

.10), d(ti-

na) = 21 (+

.10), d(la-

na) = .06

(+ .10)

12.2

48 Houtveen,

A.A.M., Pijl,

S.J., Pijl,

Y.J., Reezigt,

1998 reading Drie, uit

groepsobservati

es

samengestelde

affectief

functioneren,

vorderingen

voor technisch

effecten van adaptief

onderwijs en

leerlingenzorg op

leerlingen

geen tot zwak

negatieve effecten

van adaptief

onderwijs op

Nederland Basisonde

rwijs,

groep 2 en

3

in totaal

ca. 700 lln.

correlation

ele opzet

met

metingen

beta's voor

de

regressie

van de

12.1

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85

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

G.J. &

Vermeulen,

C.J.

maten

(werkwijze,

activiteiten,

interacties)

en begrijpend

lezen

vorderingen en

affectief

functioneren

op twee

momenten

(februari

en juni

1996)

afhankelijk

e

indicatoren

variëren

tussen -

.27 en .12

(alleen

enkele

negatieve

bèta's

blijken

stat. sign.)

49 Mijs, D.,

Houtveen,

A.A.M. &

Vernooy,

C.G.T.

2001 reading BOV-model

(planmatig

werken, effectief

instructiegedrag

,

klassenmanage

ment)

tl en bl

(technisch en

begrijpend

lezen, zowel

vorderingen als

% uitval)

effecten van het

BOV-model op de

leesprestaties

geen

parameterschattin

gen af te leiden

Nederland Basisonde

rwijs,

groep 3 en

4

E: ca.

2100

leerlingen

vergelijkin

g E met

landelijke

normgroep

(na 1. en

na 2.

projectjaar

)

pos.

effecten

van

onbekend

e omvang,

zowel wb.

de

vorderinge

n als wb.

de uitval

12.1

50 Overmaat,

M., Ledoux,

G. &

Koopman, P.

1997 language

(Dutch) /

arithmetic

Tijdsbesteding,

instructievormen

,

leervorderingen

bijhouden,

remedial

teaching,

deskundigheid

leerkracht

taal- en

rekenvorderinge

n, welbevinden,

% verwijzingen

naar SBO

effecten van adaptief

onderwijs op taal- en

rekenprestaties,

welbevinden en

percentage verwijzing

naar SBO

geen of zwak

negatieve

verbanden met

vorderingen, wel

bevinden, of met

het % verwijzingen

Nederland (Speciaal)

Basisonde

rwijs,

groepen 4,

6 en 8

BO: ca.

70.000

leerlingen,

SBO: ca.

5000

leerlingen

(Prima-1)

correlation

ele opzet

bèta's voor

de

regressie

van de

vorderinge

n op niet-

klassikale

instructiev

ormen

bedragen -

.08 (taal)

en -.11

(rekenen)

12.1

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86

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

51 Reezigt,

G.J.,

Houtveen,

A.A.M., Grift,

W. v.d. &

Guldemond,

H.

2002 reading Diverse

indicatoren voor

adaptief

onderwijs (o.a.

planmatig

werken,

pedagogische

aanpak,

afstemming

onderwijsaanbo

d)

le (vorderingen

voor lezen), se

(sociaal-

emotioneel

gedrag), we

(werkhouding),

zv (zittenblijven

of verwijzen)

effecten van adaptief

onderwijs en

leerlingenzorg op

leerlingen

inconsistente

effecten op Ie,

geen effecten op

se, we en zv

Nederland Basisonde

rwijs,

groepen 1

t/m 4

tussen 500

en 1000

leerlingen

per

leerjaar

correlation

ele opzet

met

metingen

aan het

begin en

einde

bèta's voor

de

regressie

op de

diverse

indicatoren

variëren

tussen -30

en 25; het

merendeel

is niet

statistisch

significant

12.1

52 Reitsma, P.,

Wesseling,

R. & Stiva, F.

1997 reading E: als C maar

met computer;

C: standaard

voorbereidend

lezen, zonder

computer

as (auditieve

synthese)

effecten van

computergestuurde

oefeningen op

ontluikende

geletterdheid

zwak positief effect

(na controle voor

voormeting middel

matig positief

effect)

Nederland Basisonde

rwijs,

groep 2

E: 39

leerlingen /

C: 69

leerlingen

vergelijkin

g E-C; incl.

voortoets;

geen

random

toewijzing

klassen

aan

condities

d(as-voor)

= -.19(+

.20) / d(as-

na) = .30(+

.20)

12.1

53 Segers, E.,

Verhoeven,

L., Boot, I.,

Berkers, I. &

Vermeer, A.

2001 language De interventie

bestond uit 3 tot

6 maal

gedurende 25

minuten werken

met het

computerprogra

mma

Woordenschat

(een toets op

basis van de 29

via de computer

aangeboden

woorden)

effecten van

computergestuurd

woordenschatprogra

mma op

woordenschatontwikk

eling allochtone

kleuters

sterk positieve

effecten in beide

leerjaren

Nederland Basisonde

rwijs,

groep 1 en

2 (alleen

allochtone

leerlingen)

Totaal 55

leerlingen

voortoets-

interventie

-natoets-

opzet,

zonder

controlegr

oep

d(groep 1}

.63(+ .26) /

d(groep 2}

1.08(+ .30)

12.2

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87

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

54 Veenman, S.

&

Raemaekers,

J.

1996 reading /

arithmetic

Nascholingspro

gramma voor

hanteren

combinatieklass

en (E: wel; C:

niet)

tl (technisch

lezen), bl

(begrijpend

lezen), re

(rekenen)

effecten van

nascholing "omgaan

met

combinatieklassen"

op leraren en

leerlingen

nauwelijks of geen

effecten op de

vorderingen van

de lln.

Nederland Basisonde

rwijs,

groepen 3

t/m 8

E: ca. 630

leerlingen /

C: ca. 340

leerlingen

E-C

vergelijkin

g incl.

voormetin

g en

retentieme

ting

(metingen

bij lln.

betreffen

retentie na

2 tot 5

jaar); geen

random

toewijzing

klassen

aan

condities

d(tl) =

.03(+ .07),

d(bl) = .11

(+ .07),

d(re) = -

.06(+ .07)

(het betreft

hier alleen

retentieme

tingen na

twee tot

vijf jaar)

12.1

55 Zoelen, L. v.

& Houtveen,

A.A.M.

2000 arithmetic Begeleiding

t.a.v. de

implementatie

van adaptief

onderwijs bij

rekenen/wiskun

de (E: wel; C:

niet)

v (vorderingen

rekenen); a

(attituden

rekenen); u

(percentage

uitvallers)

effecten van het

schoolverbeteringspr

oject

"kwaliteitsverbetering

rekenen/wiskunde"

zwak pos. effecten

op vaardigheid,

geen effecten op

attitude,

wisselende

effecten op uitval

Nederland Basisonde

rwijs,

groepen 3

en 4

E: 246

leerlingen /

C: 442

leerlingen

vergelijkin

g E-C; incl.

voormetin

g; geen

random

toewijzing

klassen

aan

condities

d(v-voor) =

-.02 - .10;

d(v-na) =

.31 - .33;

d(a-voor) =

-.09 - -.07;

d(a-na) =

.00 - -.07;

d(u-voor) =

.30 - .09;

d(u-na) = -

~ - .34

12.2

56 Annevelink,

E.

2004 language Reduction of

class size from

24 to 15

language

achievement

(passive

vocabulary test)

nagaan wat effect

van groepsgrootte

(small classes, pupil-

teacher ratio, pupil-

adult ratio) is op

leerprestaties

small classes or

classes with lower

PTR or PAR time

spent on task

increases

significantly

Netherland

s

Primary

education,

grade 2

526 pupils

(+303

pupils not

tested at

each

occasion)

multi-level

analysis

effect size:

small

classes -

0.48 /

lower PTR

-0.50 /

4.4

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88

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

(negative) lower PAR

-0.47

56 Annevelink,

E.

2004 language Reduction of

class size from

24 to 15

language

achievement

(passive

vocabulary test)

nagaan wat effect

van groepsgrootte

(small classes, pupil-

teacher ratio, pupil-

adult ratio) is op

leerprestaties

small classes or

classes with lower

PTR or PAR time

spent on task

increases not

significantly

(negative)

Netherland

s

Primary

education,

grade 3

526 pupils

(+303

pupils not

tested at

each

occasion)

multi-level

analysis

effect size:

small

classes -

0.31 /

lower PTR

-0.29 /

lower PAR

-0.01

4.4

57 Muijs, D. &

Reynolds, D.

2003 mathemati

cs

Support by

Numeracy

Support

Assistants

(NSAs,

classroom

support

assistants)

within the

framework of

the Gatsby

Mathematics

Enhancement

Programme

Primary

mathematics

test of the

National

Numeracy

Project

one suggested

advantage of the

deployment of

learning support

assistants is to

provide additional

support to low

achieving pupils

no effect of being

supported by a

numeracy support

assistant was

found

UK Primary

education,

Year 1 and

2

E: 180

pupils, C:

180 pupils

quasi-

experimen

tal design

multi-level

analysis

? 12.2

58 Grift, W. v.d.

& Houtveen,

Th.

1999 language,

mathemati

cs

educational

leadership

composite score

(language,

arithmetic,

information

processing test)

educational

leadership has a

small, positive

relationship with

school output

Netherland

s

primary

school

174

schools

2.1

Page 99: Positioning and Validating the Supervision Framework

89

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

59 Smyth, E. 1999 composite,

affective

school

organization

(streaming),

pupil

involvement,

disciplinary

climate, pupil

interaction,

academic

climate

(expectations)

exam

performance

streaming

indicators have a

significant

relationship with

performance, just

as indicators

relating to

disciplinary climate

and academic

climate.

Ireland secondary

schools

106

schools,

5235

pupils

survey multi-level

(mln)

12.1;

5a.3; 8.1;

8.1; 5b.4;

1.2; 1.3

59 Smyth, E. 1999 composite,

affective

school

organization

(streaming),

pupil

involvement,

disciplinary

climate, pupil

interaction,

academic

climate

(expectations)

absenteeism,

potential drop-

out

absenteeism is

associated with

flexible subject

choice, positive

interaction among

pupils, teacher

expectations.

Potential drop-out

is associated with

academic climate

and positive

interactions among

pupils

Ireland secondary

schools

106

schools,

5235

pupils

survey multi-level

(mln)

abs: 8.1;

5b.4; 8.1

1.2; 1.3 /

pot.do:

8.1; 5b.4;

8.1 1.2;

1.3

60 Werf, G. v.d.,

Creemers,

B., Jong, R.

d. & Klaver,

E.

2000 mathemati

cs,

language

(Bahasa

Indonesia),

science

PEQIP:

management

evaluation

standardized

achievement

tests

mathematics,

Bahasa

Indonesia and

science

frequency of

classroom

observations and

evaluation of the

quality of the

school and the

teachers explain

differences in

student

achievement

Indonesia Grade 6 1854

students

quasi-

experimen

tal design

multi-level

analysis

? 2.8

Page 100: Positioning and Validating the Supervision Framework

90

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

60 Werf, G. v.d.,

Creemers,

B., Jong, R.

d. & Klaver,

E.

2000 mathemati

cs,

language

(Bahasa

Indonesia),

science

PEQIP:

community

participation

standardized

achievement

tests

mathematics,

Bahasa

Indonesia and

science

amount of

voluntary work by

parents and their

engagement in

learning activities

have positive

effects on student

achievement

Indonesia Grade 6 1854

students

quasi-

experimen

tal design

multi-level

analysis

? 7.2

61 Veenstra,

D.R.

1999 language,

mathemati

cs

Schoolkenmerk

en:

teamstabiliteit

Nederlands

(tekstbegrip),

wiskunde

nagaan of verschillen

in prestaties bij

Nederlands en

wiskunde verklaard

kunnen worden door

leerling-, gezins-,

docent- en/of

schoolkenmerken

zwak positief effect

op leerprestaties,

geen effect op

leervorderingen

Nederland Voortgezet

onderwijs

6896

leerlingen

secondair

e analyse

multi-level

analysis

LP ned

.043 / wis

.043

5b.10

61 Veenstra,

D.R.

1999 language,

mathemati

cs

Schoolkenmerk

en: opvang

lesuitval

Nederlands

(tekstbegrip),

wiskunde

nagaan of verschillen

in prestaties bij

Nederlands en

wiskunde verklaard

kunnen worden door

leerling-, gezins-,

docent- en/of

schoolkenmerken

invalregeling en

huiswerkles heeft

positief effect op

prestaties bij

vbo/mavo-

leerlingen,

invalregeling ook

effect op

vorderingen

Nederland Voortgezet

onderwijs

6896

leerlingen

secondair

e analyse

multi-level

analysis

LP inval

ned .192

wis .031 -

hwles ned

.346 wis

.035 / LV

inval ned

.263 wis

.099 -

hwles ned

.140 wis

.140

5a.4

Page 101: Positioning and Validating the Supervision Framework

91

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

61 Veenstra,

D.R.

1999 language,

mathemati

cs

Schoolkenmerk

en:

klassensamenst

elling homogeen

vs. heterogeen

Nederlands

(tekstbegrip),

wiskunde

nagaan of verschillen

in prestaties bij

Nederlands en

wiskunde verklaard

kunnen worden door

leerling-, gezins-,

docent- en/of

schoolkenmerken

op Nederlands in

heterogene

klassen lagere

scores (muv vwo-

ers)

Nederland Voortgezet

onderwijs

6896

leerlingen

secondair

e analyse

multi-level

analysis

LP hom

ned .066

wis .066 -

het ned -

.213 wis -

.001 / LV

hom ned

.019 wis

.019 - het

ned -.202

wis -.202

12.1

61 Veenstra,

D.R.

1999 language,

mathemati

cs

Schoolkenmerk

en:

mentoraatsyste

em

Nederlands

(tekstbegrip),

wiskunde

nagaan of verschillen

in prestaties bij

Nederlands en

wiskunde verklaard

kunnen worden door

leerling-, gezins-,

docent- en/of

schoolkenmerken

hoe uitgebreider

het

mentoraatsysteem,

hoe slechter de

prestaties van

leerlingen

Nederland Voortgezet

onderwijs

6896

leerlingen

secondair

e analyse

multi-level

analysis

LP brd/hor

ned -.176

wis -.176 /

LV brd/hor

ned -.262

wis -.262

6.2

62 Kneese, C. 1996 reading,

mathemati

cs

Calendar 60/15 reading,

mathematics

overall direction of

effect: positive

USofA,

California

Grades 3

to 7,

single-

track

606

students

4.4

63 Dunn, E.R. 1996 reading,

mathemati

cs

Calendar 30/10 reading,

mathematics,

other

USofA,

Texas

Grades K

to 6, single

track

112

students

effect size

-.21

4.4

64 Haenn, J.F. 1996 reading,

mathemati

cs

Calendar 45/15 reading,

mathematics

USofA,

North

Carolina

Grades K

to 5, single

track

304

students

effect size

-.03

4.4

65 Paloczy, S.T. 1997 reading,

mathemati

cs

Calendar 45/15 reading,

mathematics,

attendance

USofA,

Texas

Grades 3

to 5, single

track

148

students

effect size

+.43

4.4

66 Reece, J.L.,

Myers, C.L.

2000 reading,

mathemati

Calendar 45/10

and 45/15

reading,

mathematics,

USofA,

Kentucky

Grade 2,

single

218

students

effect size

+.34

4.4

Page 102: Positioning and Validating the Supervision Framework

92

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

& Nofsinger,

C.O.

cs,

language

language track

67 Consolie,

P.G.

1999 reading,

mathemati

cs

Calendar 45/15 reading,

mathematics

USofA,

Georgia

Grade 5,

single

track

159

students

effect size

+.79

4.4

68 D'Angelo, N.,

Reents, K. &

Zomboracz,

C.

1997 reading 10-week

program to

improve

language skills

through parent

activity

pre- and post

reading

assessment test

overall

improvement of

reading

USofA Rural,

middle

class,

middle

school

students

19

students

7.1

69 Epstein, J.L.,

Herrick, S.C.

& Coates, L.

1996 language Home learning

packets (2

summers)

pre- and post

tests on

language art

skills

no effect for packet

use

USofA,

Maryland

Primarily

African

American

middle

school

students

244

students

7.1

70 Hampton,

F.M.,

Mumford,

D.A. & Bold,

L.

1998 1-year study of

multifaceted

program

(FAST),

including

parental support

comparisons of

academic

performance of

FAST students

to same grade

peers

FAST students in 4

of 5 classrooms

performed

significantly better

on stand. test than

non-FAST

students

USofA,

Ohio

5

kindergart

en classes

in low-

income

African

American

neighbour

hood

119

students

7.1

71 Zellman, G.,

Stecher, B.,

Klein, S. &

McCafrey, D.

1998 mathemati

cs, reading

8 1.5 PIQE

program

sessions

focusing on

support for

parents

pre- and post

measures of

mathematics

and reading

scores

no effect on

student grades

USofA Children

from 5 low-

income

urban

elementary

schools

2730

students

7.1

Page 103: Positioning and Validating the Supervision Framework

93

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

71 Zellman, G.,

Stecher, B.,

Klein, S. &

McCafrey, D.

1998 mathemati

cs, reading

8 1.5 PIQE

program

sessions

focusing on

support for

minority low-

income parents

pre- and post

measures of

mathematics

and reading

scores

no direct evidence

of student gains

USofA Children

from 5 low-

income

urban

elementary

schools

125

students

7.1

72 Hofman,

R.H.,

Hofman,

W.H.A. &

Guldemond,

H.

2001 mathemati

cs

Leadership

styles: a.

modest school-

based

leadership, b.

varied style of

leadership

lacking

consensus, c.

effective,

cohesive and

coordinated

leadership style

national

standardized

mathematical

test (Cito)

average

mathematics

achievement is

significantly higher

in schools

characterized by

the effective

management type

Nederland Secondary

education,

3rd year

(91

schools)

5110

students

secondary

analysis

a. 0.0

(0.0), b. -

9.4 (4.2),

c. 10.8

(3.8)

2.1

73 Leithwood,

K., & Jantzi,

D.

2000 Principal

leadership

student

engagement:

identification

and participation

measure of principal

leadership is based

on directs effects on

teaching and learning

principal

leadership has

weak and

significant indirect

effects on

identification, but

not on participation

Canada Elementar

y schools,

grades 5,

6, 7, and 8

1818

teachers /

6490

students

survey path-

analysis

identificati

on .16 /

participatio

n .10

2.8

73 Leithwood,

K., & Jantzi,

D.

2000 Teacher

leadership

student

engagement:

identification

and participation

measure of teacher

leadership is based

on the extent of

influence on the

school of teacher

leaders acting

individually and in

groups

teacher leadership

has no significant

total effects on

identification and

participation

Canada Elementar

y schools,

grades 5,

6, 7, and 8

1818

teachers /

6490

students

survey path-

analysis

identificati

on .01 /

participatio

n .07

2.5

Page 104: Positioning and Validating the Supervision Framework

94

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

74 Silins, H. &

Mulford, B.

2002 Leadership

(system factors)

and

organisational

learning

student

outcomes: level

of participation

in school

The LOLSO project

focused on three

aspects of high

school functioning:

leadership,

organisational

learning and the

impact of both on

student outcomes.

teacher's work and

school size

influence

participation

directly (all

significant)

Tasmania Secondary

schools

over 5000

students /

3500 year

10

students ?

survey least

squares

path-

analysis

total

effects: a.

leadership

satisfactio

n 0.04 / b.

teacher's

work 0.51 /

c. school

size: -0.39

a: 2.8 / b:

8.1 / c: na

74 Silins, H. &

Mulford, B.

2002 Leadership

(system factors)

and

organisational

learning

student

outcomes: level

of engagement

with school

The LOLSO project

focused on three

aspects of high

school functioning:

leadership,

organisational

learning and the

impact of both on

student outcomes.

participation and

SES (both weak)

and teacher's work

(strong) influence

engagement (all

significant)

Tasmania Secondary

schools

over 5000

students /

3500 year

10

students ?

survey least

squares

path-

analysis

total

effects: a.

leadership

satisfactio

n 0.08 / b.

teacher's

work 0.90

/ c.

participatio

n 0.29

a: 2.8 / b:

8.1 / c: na

75 Driessen, G.

& Sleegers,

P.

2000 mathemati

cs,

language

consistency

between

teachers and

instructional

variables

reading and

arithmetic tests

Consensus/approa

ch intensity of

teachers has no

impact on both

outcome variables.

Attention given to

reading strategy

and intensity of

teaching approach

have a positive

impact on reading

score. No

variables are to

math scores

Netherland

s

primary

schools

567

schools,

1714

teachers,

7410

pupils

survey multi-level math: 3.2;

9.4; 9.4;

9.6; 6.2;

12.1;

10.5; 1.3;

1.1 /

language:

3.2; 9.4;

9.4; 9.6;

6.2; 12.1;

10.5; 1.3;

1.1

76 D'Agostino 2000 language,

mathemati

cs

school and

instructional

variables

initial score on

language and

reading tests

School variables

are non significant,

although in some

United

States

primary

school

Cohort 1:

134

schools,

survey multi-level

analyses

performed

language:

5b.10;

5a.5; 3.2;

Page 105: Positioning and Validating the Supervision Framework

95

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

(CTBS/4) and

learning rate

instances goal

consensus among

teachers (+) and

teacher

participation in

decision-making (-)

are significant. At

the teacher level

the significant

relationships are

related to teacher

led basic skills (+)

and assigning

homework (+). But

results are not

consistent. There

are different

results per cohort

and per outcome

variable.

3308

pupils

(reading)

2996

(math).

Cohort 3:

124

schools,

3203

(reading)

3203

(math)

on initial

scores and

learning

rate in

each

cohort

3.6; 5b.8;

2.3; 2.6;

7.2; 10.1;

9,6; 12.1 /

math:

5b.10;

5a.5; 3.2;

3.6; 5b.8;

2.3; 2.6;

7.2; 10.1;

9,6; 12.1

77 Hofman,

R.H.,

Hofman,

W.H. &

Guldemond,

H.

1999 mathemati

cs,

affective

Classroom

variables (social

and instructional

climate ( quality

of instruction,

opportunity to

learn), school

level variables

(parental

involvement,

achievement

oriented policy,

evaluation of

education,

emphasis on

basic skills,

mathematic test

and sense of

well-being

With regard to the

cognitive outcome

positive, significant

relationships are

reported

concerning

efficient planning

of instruction

process, clarity of

classroom rules,

parental

involvement,

emphasis on basic

skills, monitoring,

orderly climate.

Homework and

Netherland

s

primary

school

103

schools,

2023

students

survey multi-level math:

5b.3; 9.4;

9.6; 9.5;

8.2; 13;

11; 5b.7;

3.1; 1.3;

7.1; 7.2;

1.2; 6.4;

2.11; 6.3;

5a.2 /

well-

being:

5b.7;

2.11;

5a.2; 6.3

Page 106: Positioning and Validating the Supervision Framework

96

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

monitoring,

orderly climate)

and

administrative

variables

(governing

structure and

culture)

teacher

cooperation have a

negative impact.

Emphasis on basic

skills, orderly

climate and

monitoring have a

negative impact on

sense of well-

being. Teacher

participation in

decision-making

has a positive

impact on this

outcome.

78 Kyriakes, L.,

Campbell,

R.J. &

Gagatsis, A.

2000 mathemati

cs

Pupil, classroom

(quality of

teaching, time

on task,

opportunity to

learn) en school

level variables

(Quality of

instruction)

based upon

Creemers'

model of

educational

effectiveness

mathematics

score based on

external

assessment

(written test)

and teacher

assessment

Most variables do

not have a

significant

relationship with

the outcome

variable, except

homework

assigned (+). The

school level

variable Rules

guiding instruction

has a negative

impact

Cyprus primary

school

30

schools,

56

teachers,

1051

pupils

survey multi-level

(ml-win)

3.2

Page 107: Positioning and Validating the Supervision Framework

97

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

79 Douglas

Willms, J. &

Somers, M.

2001 mathemati

cs,

language,

efficiency

Classroom

practice

variables

(muiltigrade

classroom, pupil

testing, ability

grouping,

parental

involvement,

classroom

climate

(discipline),

school level

(parental

involvement)

and school

resources

mathematics,

language

(Spanish) and

time to complete

grade

Language: the

most consistent

results concern

classroom

discipline (6+ out

11), parental

involvement at

pupil-level, pupil

testing (4+ out 11).

Results are similar

for math:

classroom climate

(4+_out of 11),

pupil testing (3 out

of 11), parent

involvement (5+

out of 11).

11 South

American

countries

primary

school

Each

country

about 100

schools,

each

school 20

pupils in

grade 3

and 20

pupils in

grade 4

survey multi-level

(HLM)

math:

12.1;

12.1; 7.2;

7.2 /

language:

12.1;

12.1; 7.2;

7.2

80 Meijnen,

G.W.,

Lagerweij,

N.W. & Jong,

P.F. de

2003 language,

mathemati

cs

Instructional

variables

(opportunity to

learn, basic

cognitive skills,

structured

approach,

adaptive

instruction) and

teacher

variables

(expectations

and perceived

influence on

student

development

the most

relevant ones)

growth in

reading

comprehension,

word decoding,

mathematics

With regard to

growth in word

decoding and

reading

comprehension

only student

variables are

significant. For

math time spent on

math (+), time

spent on word

decoding (-)

Netherland

s

primary

school

28 school, 42 teachers,

282 teachers

math: 9.4;

9.4; 9.4;

9.4; 12.2;

10.5;

12.1;

5b.9; 1.3;

1.3 /

language:

9.4; 9.4;

9.4; 9.4;

12.2;

10.5;

12.1;

5b.9; 1.3;

1.3

Page 108: Positioning and Validating the Supervision Framework

98

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

81 Jong, R. d.,

Westerhof,

K.J. &

Kruiter, J.H.

2004 mathemati

cs

Classroom

variables (task

directedness,

meta-cognition,

quality of giving

students a turn,

advance

organisers,

instruction time,

opportunity to

learn

(Homework),

grouping,

curriculum) and

School level

variables

(Grouping

(school track),

curriculum,

departmental

rules)

mathematics

tests based

upon textbooks

(s) used by

schools

task directness,

opportunity to

learn (homework

assignments) and

departmental rules

have a positive,

significant

relationship with

math

Netherland

s

primary

school

28

schools,

56

classes,

25 pupils

on

average in

each class

survey 10.4; 9.4;

9.6; 3.2

Page 109: Positioning and Validating the Supervision Framework

99

Nr. Authors Year Domain School effectiveness variables

Outcome variables

Summary Direction of effects

Country School type

Nr. of students

Design Methods Sterkte van het verband

Factors

82 Muijs, D. &

Reynolds, D.

2000 mathemati

cs

Teacher

behaviours and

classroom

organisation

variables

National

Foundation for

Educational

Research's

Numeracy tests

(three tests, one

mental, one

written (A and

B)).

In total there are

seven significant

relationships

possible. Effective

teaching has a

consistent impact

on math progress.

Time on task in

two out of seven

cases. A

constructivist

approach has a

negative

relationship in one

out of seven

cases, and one

negative. Whole--

class teaching has

a positive impact in

out of seven

cases.

United

Kingdom

primary

school

16 school,

24

teachers in

year 1, 26

in year 3,

28 in year

5, 2128

pupils

survey multi-level 10.4;

10.4;

12.1; 11

Page 110: Positioning and Validating the Supervision Framework

100

Annex 4.2 Class size: linking teaching and learning Annevelink, E.

Enschede: s.n.

2004

Annevelink heeft bij 46 basisscholen in totaal 526 leerlingen gevolgd van groep 1 tot en met

groep 3. Zij maakt in haar onderzoek onderscheid tussen groepsgrootte, leerling-leerkracht-ratio

(LLR) en leerling-volwassene-ratio (LVR). Bij de laatste maat kunnen bijvoorbeeld ook ouders of

onderwijsassistenten een rol spelen in de klas. Dit onderscheid brengt bijvoorbeeld aan het licht

dat de groepsgrootte in groep 1 geen invloed heeft op de prestaties van de leerlingen, maar de

LLR wèl. In de hogere groepen 2 en 3 ziet de onderzoeker geen invloed op de prestaties. Dit is

verrassend en anders dan vaak wordt verwacht.

Uit het onderzoek, waarvoor de leerlingen zijn geobserveerd en toetsen zijn afgenomen voor

taalprestaties, blijkt ook niet dat leerlingen die bijvoorbeeld storend gedrag vertonen of zich

terugtrekken, aantoonbaar meer voordeel hebben van een kleinere groep. Wel maakt

Annevelink de kanttekening dat zij weinig echte achterstandscholen heeft onderzocht. Deze

scholen hebben meer mogelijkheden om hun formatie te versterken, en daar zullen meer kleine

groepen en lage leerling-leerkracht-ratio’s voorkomen.

Hoewel de prestaties niet aantoonbaar beter zijn in kleine groepen of bij lage ratio’s, zijn de

voordelen van meer interactie en 1-op-1 contacten natuurlijk wel van kracht. Gaat een leerling

naar een volgende klas en komt hij of zij daar een heel andere grootte tegen, of een hogere

LLR, dan wordt dit als complex ervaren, zeker in de lagere klassen. Ook uit ander onderzoek

blijkt dat scholen hun formatie niet altijd optimaal zetten. Het besluit van de minister om extra

formatie niet langer te oormerken voor de laagste klassen, maakt dit volgens Annevelink alleen

nog maar complexer.

Family involvement with middle-grades homework: Effects of differential prompting

Journal Of Experimental Education, 66(1), 31-48

Balli, S. J., Wedman, J. F. & Demo, D. H.

1997

A middle-grades homework intervention was investigated to determine if variations in prompting

families to be involved with mathematics homework would influence their level of involvement.

The extent to which family involvement was a predictor of student achievement in mathematics

was also examined, as were the relationships among family involvement, student achievement,

and parent education level. Families in the 2 prompted groups were significantly more involved

with mathematics homework than were families in the no-prompt group. Level of family

involvement was not significantly related to student achievement on the posttest. However,

students across the 3 groups whose parent(s) held a 4-year college degree scored significantly

higher on the posttest than did students neither of whose parents held a college degree, even

though reported levels of family involvement were nearly identical across parent education

levels. Qualitative data elicited in follow-up interviews with family members indicated that

"quality of involvement" with homework merits examination in future research.

Page 111: Positioning and Validating the Supervision Framework

101

Comparison of more and less effective teaching behaviors in secondary physical education

Teaching And Teacher Education, 13(2), 215-224

Behets, D.

1997

The purpose of this study was to examine teacher and pupil behaviors and to compare more

and less effective teachers in a gymnastic setting. The subjects were nine physical education

teachers and their regular class. During four consecutive 25 minute lessons a novel gymnastic

skill had to be taught. Videotaped lessons were analyzed for teacher and pupil behaviors in

three time categories: active learning time, instruction, and management. Teacher effectiveness

was measured in terms of gains in pupil learning on the gymnastic skill from pre to post test.

Results indicated that the most effective teachers scored significantly higher for active learning

time and significantly lower for instruction time. During activity the most effective teachers spent

significantly more time in observing. No major differences were found for leachers' location and

movement patterns, and for teacher feedback statements. Several significant differences were

found for the instructional variables, all indicating that the most effective teachers spent

significantly less time and attention in providing information to the pupils. This study confirms

that effective teaching is characterized by a lot of practice time and limited instruction and

management, or that physical education is 'learning by doing'. Copyright (C) 1997 Elsevier

Science Ltd.

Achievement effects of multigrade and monograde primary schools in the Turks and Caicos Islands

International Journal of Educational Development, 21(6), 537-552

Berry, C.

2001

This article reports on a study that compares the reading progress of students in multigrade

schools with the reading progress of students in monograde schools. The research was

conducted in a small island state in the Caribbean. The results of the study indicate that

multigrade schools are particularly effective at promoting the reading progress of low-achieving

students. It is hypothesised that this is partly because of differences in the approach to

instruction in multigrade and monograde classrooms. Whereas monograde classrooms tend to

be characterised by undifferentiated whole-class teaching, in multigrade classes students have

more opportunity to engage in small-group work. The implications of the findings are explored

for policy, practice and research.

Class composition and student achievement in elementary schools

American Educational Research Journal, 39(1), 207-233

Burns, R. B. & Mason, D. A.

2002

Principals and teachers sometimes intentionally use class formation procedures to create class

compositions. This study examined the class distributional properties of 200 elementary school

classes in two school districts. Fifty-six classes were combination classes-classes with students

from two grade levels. The two districts differed in their policies toward gifted and talented

classes and in principals' preferences for heterogeneous student assignment. Students

completed pretest measures of ability and independence and posttest measures of

achievement. Hierarchical linear modeling procedures were used to estimate composition

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102

effects. The major findings were that (a) principals and teachers assigned higher ability and

more independent students to combination classes; (b) these purposeful assignment

procedures affected the class distributional properties and how achievement variation was

allocated within and between classes; and (c) composition effects were observed for both ability

and independence in the district with a commitment to gifted and talented classes, and these

composition effects were strongest in combination classes. It is argued that evidence on both

student assignment rules and substantive mechanisms for compositional effects are needed to

properly interpret regression coefficients relating outcome to pretest in classroom studies.

Achievement, attendance, and discipline in a year round elementary school Dissertation Abstracts International, 60-11, 5830

Consolie, P. G.

1999

Relationships among attitudes about homework, amount of homework assigned and completed, and student achievement Journal Of Educational Psychology, 90(1), 70-83

Cooper, H., Lindsay, J. J., Nye, B. & Greathouse, S.

1998

Students (n = 709), parents, and teachers (n = 82) completed a questionnaire concerning

amount of homework assigned by teachers, portion of assignments completed by students, and

attitudes about homework. Student achievement measures were also collected. Weak relations

were found between the amount of homework assigned and student achievement. Positive

relations were found between the amount of homework students completed and achievement,

especially at upper grades (6-12). At lower grades (2 and 4), teacher-assigned homework was

related to negative student attitudes. At upper grades, teachers with more positive attitudes

toward homework and those whose students performed more poorly on standardized tests

reported assigning more homework. A path analysis for lower grades indicated that class

grades were predicted only by standardized test scores and the proportion of homework

completed by students. At upper grades, class grade predictors also included parent, teacher,

and student attitudes.

The effects of modified school calendars on student achievement and on school and community attitudes

Review Of Educational Research, 73(1), 1-52

Cooper, H., Valentine, J. C., Charlton, K. & Melson, A.

2003

This review synthesizes studies of the effects of modifying the academic calendar in Grades K-

12 to do away with the long summer break while not increasing the length of the school year.

The synthesis indicated that the quality of evidence on modified calendars is poor. Within this

weak inferential framework, the average effect size for 39 school districts was quite small, d

=.06, favoring modified calendars. Studies that used statistical or matching controls revealed an

effect size of d = H. Modified calendars were associated with higher achievement for

economically disadvantaged students. Students, parents, and staffs who participated in

modified calendar programs were positive about their experiences. Policymakers can improve

acceptance of modified calendars by involving communities in the planning and by providing

Page 113: Positioning and Validating the Supervision Framework

103

quality intersession activities.

Economic Viewpoints in Educational Effectiveness: Cost-effectiveness Analysis of an Educational Improvement Project School Effectiveness And School Improvement, 11(3), 361-384

Creemers, B. & Werf, G. v. d.

2000

Cost-effectiveness analysis is not only important for decision making in educational policy and

practice. Also within educational effectiveness research it is important to establish the costs of

educational processes in relationship to their effects. The integrated multilevel educational

effectiveness models provide opportunities to conduct more refined cost effectiveness analyses

than were carried out in the past. A cost-effectiveness analysis of an educational improvement

project in Indonesia illustrates that combining the knowledge base and methodology of

educational effectiveness research and cost-effectiveness analysis provides fruitful possibilities

for future theoretical and practical developments in both approaches.

Instructional and School Effects on Students' Longitudinal Reading and Mathematics Achievements

School Effectiveness And School Improvement, 11(2), 197-235

D'Agostino, J. V.

2000

For this study, Prospects, a data set on schools and students in the United States collected

during the early 1990s, was used to examine the effects of instructional and school

organizational characteristics on the longitudinal mathematics and reading achievements of

students from either a first- or third-grade cohort. Three schooling models were tested using

hierarchical linear modeling (HLM) while controlling for parental socioeconomic (SES) status.

Factors and variables that represented instructional and school features were derived from

teacher and principal responses to survey items. These features had direct and interactive

effects on mathematics achievement, supporting both an environmental and interactive model

of schooling. Further, schools characterized by teacher collegiality, support for innovation,

principal leadership, goal agreement, and community support contained teachers who

employed important instructional strategies more effectively, and students who had the highest

mathematics gains over the observed period.

Improving reading achievement through the use of parental involvement and paired reading D'Angelo, N., Reents, K. & Zomboracz, C.

Chicago: Saint Xavier University

1997

The effect of schools and classes on language achievement British Educational Research Journal, 29(6), 841-859

De Fraine, B., Damme, J. v., Landeghem, G. v., Opdenakker, M.-C. & Onghena, P.

2003

This study addresses the effects of secondary schools and classes on language achievement in

Flanders, Belgium. The results of a three-level analysis (students within classes within schools)

Page 114: Positioning and Validating the Supervision Framework

104

indicate that the group composition at the class level is very important. In classes with a high

average initial cognitive ability or a large proportion of girls, the language achievement is higher.

These compositional effects are discussed with reference to type 'A' and type 'B' effects. The

analyses show that group composition is more important than educational practices in

accounting for differences in language achievement. With whom one is taught has a larger

impact than how one is taught. Indications of differential effectiveness of classes related to prior

achievement were found, with greater variations in effectiveness between classes for pupils of

low prior achievement.

Schoolbeleid, instructie en leerresultaten Deinum, J. F.

Groningen: GION

2000

We know that conditions at school level have an effect on achievement of students. But we

don't know how they affect that achievement. This study tries to give an answer to the question

whether conditions at school level affect activities in the classroom, how these activities

influence student achievement and if there is a direct effect of those school level conditions on

achievement.

Linking parent involvement with student achievement: Do race and income matter?

Journal Of Educational Research, 93(1), 11-30

Desimone, L.

1999

Parent involvement in children's learning at school and at home is considered a key component

of school reform, but more information is needed about how the effects of this involvement vary

for students from disparate racial-ethnic and economic backgrounds. Data from the National

Education Longitudinal Study of 1988 (Ingels, Abraham, Karr et al., 1990; Ingels, Abraham,

Resinski et al., 1990) were used to examine the relationship between 12 types of parent

involvement and 8th-grade mathematics and reading scores. Ordinary least-squares regression

indicated that statistically significant differences existed in the relationship between parent

involvement and student achievement according to the students' race-ethnicity (i.e., Asian,

Black, Hispanic, and White) and family income (i.e., low and middle), as well as according to

how achievement was measured, type of involvement, and whether it was reported by the

student or parent.

Evaluatie KEA; verslag van het kleinschalig Experiment Achterstandsbetrijding in Rotterdam 1991-2000 Doeleman, R. & Westerbeek, K.

Rotterdam: CED-Groep

2002

Page 115: Positioning and Validating the Supervision Framework

105

Consistency of Teaching Approach and Student Achievement: An Empirical Test School Effectiveness And School Improvement, 11(1), 57-79

Driessen, G. & Sleegers, P.

2000

This article describes the results of a study into the relations between school, teacher, class,

and student characteristics in Dutch elementary schools. Central to the study were the socio-

ethnic background of the students, socio-ethnic class composition, language and math test

results, teaching approach, and consistency of teaching approach within the school. The major

question was whether student achievement levels vary according to the consistency of the

teaching approach after controlling for socio-ethnic background at both the individual and class

levels. The sample consisted of 7,410 grade 8 students and in total 1,714 teachers from 567

schools. The results of multilevel analyses showed consistency of teaching approach to be of

no relevance to achievement levels. The most important factor appeared to be the socio-ethnic

background of the students. Ethnic minority students perform less well than native Dutch

working-class students, who in turn perform less well than the other students studied. In

addition, students in classes with a relatively high number of so-called disadvantaged students

perform less well independent of their individual socio-ethnic background.

The effect of calendar configuration on elementary students' achievement gains

Dissertation Abstracts International, 57-10, 4200

Dunn, E. R.

1996

Kleuters leren meer van voorlezen in kleine groepen

Pedagogische studiën: tijdschrift voor onderwijskunde en opvoedkunde, 74(2), 117-129

Elsäcker, W. v. & Verhoeven, L.

1997

Effects of summer home learning packets on student achievement in language arts in the middle grades

Journal of Early Adolescence, 15(114-144

Epstein, J. L., Herrick, S. C. & Coates, L.

1996

Climates for Learning Greenberg, E.

San Diego: American Institutes for Research

2004

The results presented in this paper support previous studies which found that school climate is

multi-dimensional rather than uni-dimensional Using principle component analysis, we identified

three distinct school climate factors based on school administrators’ responses to the NAEP

2000 school background survey. The questions on the NAEP school survey did not allow us to

measure other factors that might influence school climate, such as the leadership style of the

principal or the manner in which adults in the school interact with students and with each other.

Page 116: Positioning and Validating the Supervision Framework

106

We suspect that many of these factors may be important aspects of school climate as well.

Therefore, there may be additional independent components of school climate that were not

identified in this study.

The findings presented in this paper suggest that school climate cannot be dismissed as simply

being the product of fixed school conditions. The school characteristics we were able to

measure —school size, school poverty level, type of school, and urbanicity of the community in

which the school was located—accounted for less than half the variation in school climate

among the schools in our sample. If school climate is to some extent independent of school

characteristics, it may indeed be possible for administrators and teachers in an individual school

to positively influence the climate in that school.

The findings in this paper also suggest that further study on the relationship between school

climate and student achievement is merited. Because the data used in this paper are cross-

sectional and do not include any baseline measure of student achievement, we cannot attribute

causality to any of our findings. The connection between student achievement and school

climate may run in either direction: higher achievement levels may lead to a better school

climate or a better school climate may lead to higher achievement letters. The data used in this

paper do not allow us to distinguish between these two very different scenarios.

However, the fact that better student behavior, increased parental involvement, and higher

school morale are positively associated with student achievement in mathematics, even after

controlling for other school and student characteristics that are known to be related to student

achievement, suggests that there is at least some possibility that improving school climate may

result in an increase in student achievement. Confirming the direction of this relationship would

require conducting additional studies that start with a baseline measure of student achievement

and then relate improvements in achievement to differences in school climate.

Schools as organizational models: Implications for examining school effectiveness

Elementary School Journal, 104(1), 29-47

Griffith, J.

2003

In the present study, 4 recurrent models of organizations found in the management and

organizational psychology literatures were used to describe schools. Each model is

distinguished by its emphases on specific organizational processes, which in turn imply what

constitutes desired output and usually serves as a basis for determining organizational

effectiveness. Survey responses relating to school processes and outputs were obtained from

fifth-grade students (N = 9,431) and school staff (N = 3,291) in 117 elementary schools. To

derive school-aggregated progress in student achievement, I obtained school archival data on

student performance on standardized achievement tests for the current time period and 1 year

earlier. The open systems and human relations models provided the best-fit statistics and

explained the most variance in achievement progress, followed by the rational goal model.

Model-to-data fit statistics were similar when percentages of students enrolled in the free and

reduced-price meals system were considered. Research implications regarding what constitutes

effective schools, in addition to practical implications regarding how school staff might organize

and manage their schools, are discussed.

Page 117: Positioning and Validating the Supervision Framework

107

Educational leadership and pupil achievement in primary education

School Effectiveness And School Improvement, 10(4), 373-389

Grift, W. v. d. & Houtveen, A. A. M.

1999

Educational leadership can be defined as the ability of a principal to initiate school

improvement, to create a learning-oriented educational climate, and to stimulate and supervise

teachers in such a way that the latter may execute their tasks as effectively as possible. In

1989, 1993, and 1998, teacher perceptions of educational leadership of principals in Dutch

elementary education were evaluated by means of a Rasch-scale. It turned out that the

educational leadership of Dutch principals has grown considerably. In both 1989 and 1993 the

effect of educational leadership on pupil achievement was investigated. While in 1989 no

significant relationship was found, the results of 1993 show a significant relationship between

educational leadership and average pupil achievement over 3 successive years corrected for

school environment.

Instructional Climate in Dutch Secondary Education

School Effectiveness And School Improvement, 8(4), 449-462

Grift, W. v. d., Houtveen, T. & Vermeulen, C.

1997

Evaluating the promise of single-track year-round schools Haenn, J. F.

New York: 1996

School context, principal leadership, and student reading achievement Elementary School Journal, 96(5), 527-549

Hallinger, P., Bickman, L. & Davis, K.

1996

In this article, we explore the nature and extent of the school principal's effects on reading

achievement in a sample of 87 U.S. elementary schools. Our study responded to prior critiques

of the Literature in school administration by formulating and testing a multidimensional model of

principal effects on student learning. By using principal and teacher questionnaires and student

test scores, we examined relations between selected school context variables (student SES,

parental involvement, principal gender, and teaching experience), principal instructional

leadership (principal activity in key dimensions of the school's educational program),

instructional climate (school mission, opportunity to learn, teacher expectations), and student

reading achievement. Results showed no direct effects of principal instructional leadership on

student achievement. The results did, however, support the belief that a principal can have an

indirect effect on school effectiveness through actions that shape the school's learning climate.

We also found that principal leadership itself is influenced by both personal and contextual

variables (SES, parental involvement, and gender). The study confirmed the appropriateness of

viewing the principal's role in school effectiveness through a conceptual framework that places

the principal's leadership behavior in the context of the school organization and its environment

and that assesses leadership effects on student achievement through mediating variables.

Page 118: Positioning and Validating the Supervision Framework

108

Parental involvement in inner-city schools: The project FAST extended family approach to success

Urban Education, 33, 410-427

Hampton, F. M., Mumford, D. A. & Bold, L.

1998

School Culture and Performance: Testing the Invariance of an Organizational Model School Effectiveness And School Improvement, 7(1), 76-95

Heck, R. H. & Marcoulides, G. A.

1996

Modelling student progress in studies of educational effectiveness

School Effectiveness And School Improvement, 9(3), 310-333

Hill, P. W. & Rowe, K. J.

1998

It is argued that a crucial requirement in studies of educational effectiveness is the modelling of

change or growth in student learning. To illustrate one approach to achieving this end, results

are presented from multivariate multilevel analyses of three-waves of data for three Grade level

cohorts of students From a longitudinal study designed to explain variation in elementary school

students' progress in literacy achievement. The article provides estimates of the influence of

prior achievement and social background factors including 'critical events', on students'

progress, examines the extent to which progress can be accounted for by the grouping effects

of students within classes and schools over successive years, and provides estimates of the

effects of explanatory variables at the student- and class/teacher-levels.

The effectiveness of cohesive schools

International Journal of Leadership in Education, 4(2), 115-135

Hofman, R. H., Hofman, W. H. A. & Guldemond, H.

2001

This paper presents the findings of research into leadership and management of secondary

education using configuration theory. Based on data from almost 100 secondary schools

(school leaders and department heads), three different styles of management are distinguished.

These leadership or management styles are based on the extent to which school leaders and

departments heads make use of a set of six coordination mechanisms based on Mintzberg's

configuration theory. Multilevel analysis has been used to determine the extent to which these

leaderships styles affect student performance. Results show that one leadership style fits the

definition of an effective type of management. In schools with such a leadership style, students

reach higher achievement levels in mathematics than students in the other schools.

Social and Cognitive Outcomes: A Comparison of Contexts of Learning

School Effectiveness And School Improvement, 10(3), 352-366

Hofman, R. H., Hofman, W. H. A. & Guldemond, H.

1999

This study determines effects of social learning contexts (classroom, school and boards) on

social and cognitive outcomes of primary school pupils. Central to this research are the

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109

differential effects of attending private and public schools for pupils' math achievement and

sense of well-being at school. The relationship between pupil backgrounds, sector,

characteristics of classrooms, schools and governing bodies on the one hand and pupil

outcomes, on the other, have been analyzed using multilevel analysis (VARCL). The sample

consisted of 103 schools and 2023 pupils (grade 8, age 11). After controlling for socioeconomic

backgrounds, the results show that indicators of cognitive and social effectiveness are mainly

climate factors. Basic elements of cognitive school effectiveness (math) seem counter-

productive with respect to pupils' sense of well-being at school.

Begrijpend leesonderwijs dat werkt: evaluatie van het adaptieve schoolverbeterings-project "Kwaliteitsverbetering Begrijpend Lezen" Houtveen, A. A. M.

Utrecht: ICO-ISOR

2002

Adaptief onderwijs en leerlingresultaten

Pedagogische studiën: tijdschrift voor onderwijskunde en opvoedkunde, 73(6), 422-433

Houtveen, A. A. M., Booij, N., Jong, R. d. & Grift, W. J. C. M. v. d.

1996

Adaptief onderwijs: stand van zaken in het WSNS-proces Houtveen, A. A. M., Pijl, S. J., Pijl, Y. J., Reezigt, G. J. & Vermeulen, C. J.

De Lier: Academisch Boekencentrum

1998

The impact of teacher training on student achievement - Quasi-experimental evidence from school reform efforts in Chicago

Journal Of Human Resources, 39(1), 50-79

Jacob, B. A. & Lefgren, L.

2004

While there is a substantial literature on the relationship between general teacher

characteristics and student learning, school districts and states often rely on in-service teacher

training as a part of school reform efforts. Recent school reform efforts in Chicago provide an

opportunity to examine in-service training using a quasi-experimental research design. In this

paper, we use a regression discontinuity strategy to estimate the effect of teacher training on

the math and reading performance of elementary students. We find that marginal increases in

in-service training have no statistically or academically significant effect on either reading or

math achievement, suggesting that modest investments in staff development may not be

sufficient to increase the achievement of elementary school children in high-poverty schools.

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110

Empirical evidence of a comprehensive model of school effectiveness: A multilevel study in mathematics in the 1st year of junior general education in the Netherlands

School Effectiveness And School Improvement, 15(1), 3-31

Jong, R. d., Westerhof, K. J. & Kruiter, J. H.

2004

In the field of school effectiveness and school improvement, scholars as well as practitioners

often complain about the absence of theory to guide their work. To fill this gap, Creemers (1994)

developed a comprehensive model of educational effectiveness. In order to gain empirical

evidence, we tested some of the main components of the model in lessons of mathematics in

the lst year of lower general education in The Netherlands. The results show that the main

factors in the model-time spent, opportunity to learn, and the quality of instruction-are most

important in predicting achievement. No evidence was found for the relationships between

levels.

Impact of the year-round calendar on student achievement in Alameda Unified School district Kneese, C.

1996

The significance of the classroom effect in primary schools: An application of Creemers' comprehensive model of educational effectiveness

School Effectiveness And School Improvement, 11(4), 501-529

Kyriakides, L., Campbell, R. J. & Gagatsis, A.

2000

This article presents findings of an attempt to test Creemers' model of educational effectiveness

by using data derived from an evaluation study in Mathematics in which 30 schools, 56 classes

and 1,051 pupils of the last year of primary school of Cyprus participated. More specifically, we

examine whether the pupil, classroom and school variables show the expected effects on pupils'

achievement in Mathematics. Research data concerned with pupils' achievement in

Mathematics were collected by using two different forms of assessment (external assessment

and teacher's assessment). Questionnaires were administered to pupils and teachers in order to

collect data about most of the variables included in Creemers' model. The findings support the

main assumptions of the model. The influences on pupil achievement are multilevel and the net

effect of classrooms was higher than that of schools. Implications for the development of

research on school effectiveness are drawn.

School size in Chicago elementary schools: Effects on teachers' attitudes and students' achievement American Educational Research Journal, 37(1), 3-31

Lee, V. E. & Loeb, S.

2000

This study explores whether teachers and students are influenced by the size of the inner-city

elementary school to which they belong. Focusing on teachers' attitudes about their

responsibility for student learning and students' 1-year gains in mathematics achievement

scores, we used data from almost 5,000 teachers and 23,000 sixth and eighth-grade students in

264 K-8 Chicago schools. The data were collected through 199 7 surveys and annual

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111

standardized tests. We employed hierarchical linear modeling (HLM) to estimate school effects.

On both outcomes, small schools (enrolling fewer than 400 students) are favored compared

with medium-sized or larger schools. in small schools, teachers have a more positive attitude

about their responsibility for students' learning and students learn more. Even after taking size

into account, learning is also higher in schools with higher levels of collective responsibility.

Thus, we conclude that school size influences student achievement directly and indirectly,

through its effect on teachers' attitudes.

Principal and Teacher Leadership Effects: a replication

School Leadership and Management, 20(4), 415-434

Leithwood, K. & Jantzi, D.

2000

Survey data from an achieved sample of 1818 teachers and 6490 students in one large

Canadian school district were used to explore the relative effects of principal and teacher

leadership on student engagement with school. Results demonstrated greater effects on

student engagement of principal as compared with teacher sources of leadership. The effects of

principal leadership were weak but significant, whereas the effects of teacher leadership were

not significant. Both forms of leadership were mediated by many of the same elements of the

school organisation.

The relationship between school climate & head teacher leadership, and pupil attainment: evidence from a sample of English secondary schools Levačić, R., Steele, F., Smees, R. & Malmberg, L.

Edinburgh: 2003

This paper reports a quantitative study of the relationship between measures of school climate

and pupil attainment. Much school improvement work and leadership training are based on the

belief that school climate affects pupil attainment. This study provides only limited support for

these beliefs. In 2002 a DfES funded pilot study was undertaken in 20 primary and 20

secondary schools in England on the relationship between pupil attainment and school

resourcing. In order to control for other factors that might affect pupil attainment questionnaires

on school climate and headteacher leadership were administered. These were closely related to

the School Climate Assessment Instrument developed by Grosin and McNamara at the

University of Stockholm and the constructs mirror closely the "eleven factor for effective

schools" derived from the literature by Sammons et al (1995). They are similar to the processes

of effective schools in Teddlie and Reynolds (1999). The headteacher leadership constructs are

also similar to those developed by Hay McBer for the Leadership Programme for Serving

Heads. There were different instruments for pupils and staff. The following school climate

constructs were derived: teachers' interest and respect teachers' pro achievement beliefs pupils'

attitudes to learning home-school relationships homework check-up rewards pupil-teacher

relationships pupil participation staff unity parental support for teachers headteacher leadership.

The school climate constructs were derived from factor analysis and included as explanatory

variables in estimating a two level mixed model of pupil attainment. Pupil level data were

supplied from the PLASC dataset giving a sample size of 2700 to 3200. Measures of prior

attainment, gender, ethnicity, EAL, and free school meals at the pupil level were included as

well as school context variables. Pupil attainment was measured by GCSE/GNQV total score

and GCSE English and maths grades and by KS3 maths, English and Science. In addition for

around 300-400 pupils measures of affective outcomes using the Australian Education

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112

Research Council's instrument for the social objectives of schooling were obtained. Most of the

school climate variables were insignificant. Of the adult school climate constructs positive

student attitudes and parental support for teachers had a significant and positive relationship

with KS3 and KS4 attainment. The pupil- teacher-relationships was and positive and significant

for KS3 English and maths. The only pupil significant school climate constructs were homework

check up at KS3, pupil participation (negative at KS3). Head teacher leadership performed the

best, being significant and positive for 6 out of 7 KS3 and KS4 attainment measures. The most

interesting finding is the consistency with which headteacher leadership as assessed by the

pupils was positively related to attainment whereas the headteacher leadership constructs

reported by staff were mainly insignificant or inconsistently signed. Very little of the variance in

affective outcomes was at school level. More school climate variables were significant and

positively related to affective than to cognitive attainment. The intra-school correlations for

school climate variables were low indicating little common agreement amongst the members of

the school community in their perceptions of school climate (author abstract).

Within-Class Grouping: A Meta-Analysis

Review Of Educational Research, 66(4), 423-58

Lou, Y., Abrami, P. C., Spence, J. C., Poulsen, C., Chambers, B. & d'Apollonia, S.

1996

The effects of within-class grouping on student achievement and other outcomes were

quantitatively integrated using one set of 145 effect sizes exploring grouping versus no grouping

and a set of 20 effect sizes related to homogeneous versus heterogeneous ability grouping.

Overall, results favored homogeneous grouping. (SLD)

Effects of within-class grouping on student achievement: An exploratory model Journal Of Educational Research, 94(2), 101-112

Lou, Y. P., Abrami, P. C. & Spence, J. C.

2000

In this meta-analysis, the authors attempted to develop a parsimonious model of factors that

account for the significant variability in the findings on the effects of within-class grouping on

student achievement. Two weighted least squares regression models were tested using 103

independent findings from 51 studies at elementary through postsecondary grades. Results

indicate that the most important study features that accounted for 48% of the total variance

include outcome measure source, teacher training equivalence, grouping basis, type of small-

group instruction method, grade level, and relative ability of students. Goodness-of-fit statistics

indicate that the model fits the data and that the remaining variance may be explained by

sampling errors.

Parallel Classes: Differences and Similarities. Teacher Effects and School Effects in Secondary Schools

School Effectiveness And School Improvement, 9(4), 437-473

Luyten, H. & Jong, R. d.

1998

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113

Principal Leadership and School Performance: An Integration of Transformational and Instructional Leadership

Educational Administration Quarterly, 39(3), 370-397

Marks, H. M. & Printy, S. M.

2003

Focusing on school leadership relations between principals and teachers, this study examines

the potential of their active collaboration around instructional matters to enhance the quality of

teaching and student performance. The analysis is grounded in two conceptions of leadership—

transformational and instructional. The sample comprises 24 nationally selected restructured

schools - 8 elementary, 8 middle, and 8 high schools.

In keeping with the multilevel structure of the data, the primary analytic technique is hierarchical

linear modeling (HLM). The study finds that transformational leadership is a necessary but

insufficient condition for instructional leadership. When transformational and shared instructional

leadership coexist in an integrated form of leadership, the influence on school performance,

measured by the quality of its pedagogy and the achievement of its students, is substantial.

Peer effects on student achievement: evidence from Chile

Economics Of Education Review, 22(2), 131-141

McEwan, P. J.

2003

This paper reports estimates of peer effects on student achievement, using a 1997 census of

eighth-grade achievement in Chile. The-data allow detailed measures of peer characteristics to

be constructed for each classroom within a school. The paper addresses the endogeneity of

peer variables by including school fixed effects that control for unobserved family and student

characteristics. The estimates suggest that the classroom mean of mothers' education is an

important determinant of individual achievement, though subject to diminishing marginal returns.

Additional specifications using family fixed effects are not suggestive that estimates are biased

by within-school sorting. (C) 2002 Elsevier Science Ltd. All rights reserved.

Instruction Characteristics and Cognitive Achievement of Young Children in Elementary Schools

School Effectiveness And School Improvement, 14(2), 159-187

Meijnen, G. W., Lagerweij, N. W. & Jong, P. F.

2003

This ongoing Dutch study into the school careers of young children in elementary schools,

facilitated by the Educational Priority Policy, has focused on the influence of school and class

organization on linguistic and cognitive development. In this article, the development in word

decoding, reading comprehension, and math of 3rd graders (6 years of age) is analyzed. The

data are gathered in 28 elementary schools by means of tests, questionnaires, and logbooks. A

multilevel analysis shows that for word decoding and reading comprehension differences in

development caused by differences in instruction are very small. For math, on the contrary,

there is a substantial proportion of variance at the class level. Instruction characteristics and

years of experience by the teachers seemed to be important.

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114

Op weg naar adaptief onderwijs bij beginnend lezen Mijs, D., Houtveen, A. A. M. & Vernooy, C. G. T.

Utrecht: ISOR

2001

The effectiveness of the use of learning support assistants in improving the mathematics achievement of low achieving pupils in primary school Educational Research, 45(3), 219-230

Muijs, D. & Reynolds, D.

2003

The use of learning support assistants in schools has become increasingly common in England,

partly as a result of government support for this strategy. One suggested advantage of the

deployment of learning support assistants is to provide additional support to low achieving

pupils. However, so far research on the effects of this strategy is very limited. In this study the

effect of using trained learning support assistants to help pupils underachieving in mathematics

is examined using a quasi-experimental design whereby pupils receiving support were matched

to those not receiving support on prior achievement and pupil background factors.

School effectiveness and teacher effectiveness in mathematics: Some preliminary findings from the evaluation of the mathematics enhancement programme (primary) School Effectiveness And School Improvement, 11(3), 273-303

Muijs, D. & Reynolds, D.

2000

In this study the effect of teacher behaviours and classroom organisation on pupils' progress in

mathematics was studied in years 1, 3 and 5 of primary schools in the UK participating in a

mathematics intervention programme. Data on a total of 78 teachers and 2,128 pupils was

collected. Teacher behaviours were measured using a classroom observation instrument

developed for the project, and pupils were tested in March and July of 1998 using a curriculum-

appropriate Numeracy test developed by the National Foundation for Educational Research.

Background data on pupils was also collected at both testing occasions. Using multilevel

modelling techniques it was found that teacher behaviours were able to explain between 60%

and 100% of pupils' progress on the Numeracy tests. Amount of time spent teaching the whole

class was not related directly to pupils' progress, but structural equation models were tested in

which time spent teaching the whole class was found to be related to effective teaching

behaviours and thus indirectly to pupil progress. The implications of the study for British

educational policies and for educational research more generally are discussed.

Parental involvement, instructional expenditures, family socioeconomic attributes, and student achievement Journal Of Educational Research, 95(2), 110-115

Okpala, C. O., Okpala, A. O. & Smith, F. E.

2001

The influence of parental involvement, socioeconomic status of parents, and instructional

supplies expenditures on mathematics achievement scores of Grade 4 students in a low-income

county in North Carolina were examined. An educational production function framework was

used to analyze the influence of educational resources on mathematics achievement scores.

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115

Pearson product-moment correlation and ordinary least squares regression were used to

determine the overall strength of each relation and the variables with the greatest impact on

mathematics achievement. Results indicated that instructional supplies expenditures per pupil

and parental volunteer hours were not statistically significant in explaining mathematics test

scores. Furthermore, results showed that the percentage of students in free/reduced-price lunch

programs was related negatively to students' academic performance in mathematics. This

finding supports the notion that economic circumstances are correlated with academic

achievement.

Effects of classroom evaluation strategies on student achievement and attitudes

Etr&D-Educational Technology Research And Development, 50(3), 61-75

Olina, Z. & Sullivan, H. J.

2002

This study investigated the effects of teacher evaluation and the combination of teacher

evaluation and student self-evaluation on student performance and attitudes. Participants in the

study were 189 Latvian high school students and their six teachers. The six teachers were

assigned to one of three treatment conditions: (a) no evaluation, (b) teacher evaluation, and (c)

self-evaluation plus teacher evaluation. All groups completed a 12-lesson instructional program

on how to conduct experiments and produce research reports. Students in the teacher-

evaluation group received teacher evaluation on their initial research reports. Students in the

self-plus-teacher evaluation group self-evaluated their reports and received teacher evaluation

on them. The no-evaluation group received no formal evaluation instructions. Students in the

teacher-evaluation and the self-plus-teacher evaluation groups received significantly higher

ratings on their final projects than those in the no-evaluation group. However, the no-evaluation

group had more favorable attitudes toward the program than the other two groups, while the

self-plus-teacher evaluation group was significantly more confident of their ability to

independently conduct future research experiments.

Relationship between school composition and characteristics of school process and their effect on mathematics achievement British Educational Research Journal, 27(4), 407-432

Opdenakker, M. C. & Damme, J. v.

2001

This study explores the relationship between school composition and characteristics of school

process and investigates their effect on mathematics achievement in Belgian (Flemish)

secondary education by means of multilevel analysis. Attention is paid to the differential

effectiveness of both types of school characteristics. The study confirms that there are important

relationships between school composition and school process variables in secondary education.

The analyses of the effect of both variables on achievement revealed that these variables have

important net and joint effects on achievement independent of initial ability. We found that the

addition of school composition variables to models with school process variables caused a

decline in the effect of important school process variables. This outcome has important

consequences for school effectiveness research, school improvement and teacher training.

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116

Adaptief onderwijs in PRIMA-I: stand van zaken en effecten Overmaat, M., Ledoux, G. & Koopman, P.

Amsterdam: SCO-Kohnstamm Instituut

1997

The impact of the elementary school year-round education pilot program on student achievement and behavior in the Harlandale Independent School District Dissertations Abstracts International, 58-07, 2539

Paloczy, S. T.

1997

Capital at home and at school: Effects on student achievement Social Forces, 79(3), 881-911

Parcel, T. L. & Dufur, M. J.

2001

We investigate the effects of both family and school capital on student math and reading

achievement. We use the National Longitudinal Survey of Youth (NLSY) merged Child-Mother

Data for 1992 and 1994, to which indicators of capital in the children's schools for 1993-94 and

1994-95 have recently been added. We study children who attended first through eighth grades

in both 1992 and 1994, with samples of 2034 for math achievement and 2203 for reading

recognition. Findings suggest that school capital effects are modest in size while family capital

effects are stronger; combinations of school and family capital boost or modify additive findings.

We sketch directions for future research and discuss the usefulness of analyzing school and

family capital as parallel concepts.

What makes schools effective? A comparison of the relationships of communitarian climate and academic climate to mathematics achievement and attendance during middle school American Educational Research Journal, 34(4), 633-662

Phillips, M.

1997

Over the past few decades, scholars and policymakers have been perplexed about why

students learn so little in some schools. Many researchers and reformers currently claim that

school effectiveness hinges on communal organization. They contend that shared values and

activities, positive adult social relations, positive teacher-student relations, and democratic

governance enhance students' school engagement and their academic achievement. Yet a

competing theory-that of academic press-posits a more direct link between school processes

and academic outcomes. This theory suggests that schools are effective when they offer

demanding curricula and employ teachers whose educational expectations for their students are

high. The present article used hierarchical modeling to compare the merits of these two

theories. Analyses of longitudinal data on three cohorts of students (N > 5,600) from 23 middle

schools indicated that communal organization was not related to mathematics achievement or

attendance. Academic press, on the other hand, was positively related to both mathematics

achievement and attendance. These results call for somewhat greater skepticism about the

currently popular communitarian solution to school ineffectiveness.

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117

Attainment effects of school enmeshment with external communities: community policy, church/religious influence, and TIMSS-R mathematics scores in Flemish secondary schools Pugh, G. & Telhaj, S.

Hamburg: 2003

This paper analyses school enmeshment effects, which we define as attainment effects arising

from either the voluntary or structural position of schools in external networks. We use a unique

dataset on Flemish secondary school students from the 1999 repeat of the Third International

Mathematics and Science Study to estimate an educational production function. Our estimates

of enmeshment effects suggest attainment benefits 1. when school principals take responsibility

for community relations, and 2. when schools are influenced by certain groups in the wider

community; in particular, by faith communities rather than by trade unions or business groups.

These enmeshment effects are consistent with the literature on social capital as well as with

recent developments in the economics of identity, while the second group of results contributes

to the literature on the attainment effects of faith schools (in particular, of Catholic schooling). In

addition, other results indicate possibilities for improving attainment in all schools (author

abstract).

Retention of academic skills over the summer months in alternative and traditional schools

Journal of Research and Development in Education, 33, 166-174

Reece, J. L., Myers, C. L. & Nofsinger, C. O.

2000

Ontwikkelingen in en effecten van adaptief onderwijs in de klas en integrale leerlingenzorg op schoolniveau Reezigt, G. J., Houtveen, A. A. M., Grift, W. v. d. & Guldemond, H.

Groningen: GION

2002

Het effect van computer-ondersteunde oefeningen in klanksynthese bij kleuters

Pedagogische studiën: tijdschrift voor onderwijskunde en opvoedkunde, 74(1), 1-20

Reitsma, P., Wesseling, R. & Stiva, F.

1997

Research on School Attendance and Student Achievement: A Study of Ohio Schools

Educational Research Quarterly, 28(1), 3-14

Roby, D. E.

2004

Examines the relationship between school attendance and achievement among grades four,

six, nine and twelve in six of the largest school districts in Ohio. Significance of academic

standards and expectations; Significance of student learning time loss; Recommendation for

further study on student absenteeism.

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118

Modeling Educational Effectiveness in Classrooms: The Use of Multi-Level Structural Equations to Model Students' Progress

Educational Research and Evaluation, 4(4), 307-347

Rowe, K. K. J. & Hill, P. W.

1998

Long-standing and enduring problems in quantitative studies of educational effectiveness relate

to fitting models that adequately reflect the complex inter-relationships among multivariate,

multilevel factors affecting students' educational progress, particularly among those that operate

within classrooms. This article illustrates one approach to solving such difficulties by combining

the analytic approaches of multilevel analysis and structural equation modelling in a two-stage

process. The data used are drawn from a longitudinal study of teacher and school effectiveness

for three Grade-level cohorts of 4,558 students clustered within 334 class/teacher groups in 52

elementary schools. The article provides estimates in inter-relationships among achievement

and social background factors including "critical events' on students' progress in mathematics,

together with their affective schooling experiences and inattentive behaviours in the classroom.

Findings are represented indicating the extent to which progress can be accounted for by the

grouping effects of students within classes and schools, highlighting the importance of

accounting for the interdependent effects among variables. Both the substantive and

methodological implications of the findings are discussed.

ICT-ondersteuning van de woordenschat van allochtone kleuters

Pedagogische studiën: tijdschrift voor onderwijskunde en opvoedkunde, 78(5), 287-297

Segers, E., Verhoeven, L., Boot, I., Berkers, I. & Vermeer, A.

2001

Allochtone kinderen in Nederland hebben een aanzienlijke achterstand in woordenschat ten

opzichte van hun autochtone leeftijdgenoten, die in de loop van de basisschoolperiode eerder

groter wordt dan kleiner. In de onderwijspraktijk bestaat grote behoefte aan effectieve

interventieprogramma’s. In dit artikel worden twee interventiestudies beschreven waarin wordt

nagegaan of de inzet van een adaptief woordenschatprogramma op de computer positieve

effecten heeft op de woordenschatontwikkeling van allochtone kleuters. Aan de eerste studie

namen 25 oudste allochtone kleuters deel, aan de tweede studie 30 jongste allochtone kleuters.

Beide groepen kinderen bleken na een training van 75 tot 90 minuten een significante

vooruitgang te hebben geboekt. De oudste kleuters gingen meer vooruit dan de jongste

kleuters. Uit de tweede studie bleken zowel voorkennis als hoeveelheid gedane oefeningen op

de computer van invloed te zijn op de leerwinst. De belangrijkste conclusie van het artikel is dat

jonge kinderen in staat zijn om zelfstandig hun woordenschat uit te breiden met een adaptief en

interactief computerprogramma dat gerichte hulp en feedback geeft.

Effects of classroom structure on student achievement goal orientation

Journal Of Educational Research, 97(2), 106-111

Self-Brown, S. R. & Mathews, S.

2003

The authors assessed how classroom structure influenced student achievement goal orientation

for mathematics. Three elementary school classes were assigned randomly to I classroom

structure condition: token economy, contingency contract, or control. Students in each condition

were required to set individual achievement goals on a weekly basis. The authors assessed

differences in goal orientation by comparing the number of learning vs. performance goals that

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119

students set within and across classroom structure conditions. Results indicated that students in

the contingency-contract condition set significantly more learning goals than did students in

other classroom structure conditions. No significant differences were found for performance

goals across classroom structure conditions. Within classroom structure conditions, students in

the contingency-contract group set significantly more learning goals than performance goals,

whereas students in the token-economy condition set significantly more performance goals than

learning goals.

Schools as learning organisations: The case for system, teacher and student learning

Journal of Educational Administration, 40(5), 425-446

Silins, H. & Mulford, B.

2002

An Australian government-funded four-year research project involving 96 secondary schools,

over 5,000 students and 3,700 teachers and their principals has provided a rich source of

information on schools conceptualised as learning organisations. The LOLSO project focused

on three aspects of high school functioning: leadership, organisational learning and the impact

of both on student outcomes. This research has established a relationship between the system

factors of leadership and organisational learning and student outcomes as measured by student

levels of participation in and engagement with school. This paper summarises this research and

reports on a study that empirically tests the relationship between students' participation in and

engagement with school and student achievement using model building and path analysis. The

importance of learning at the system, teacher and student level is discussed in the context of

school restructuring.

Pupil Performance, Absenteeism and School Drop-out: A Multi-dimensional Analysis

School Effectiveness And School Improvement, 10(4), 480-502

Smyth, E.

1999

This article assesses whether second-level schools in Ireland, typically covering pupils 12 to 18

years of age, are equally effective in relation to three different outcomes: examination

performance, absenteeism and potential drop-out among pupils. The article uses data from a

large-scale survey of second-level pupils in 116 schools in Ireland. Analysis is restricted to one

cohort: pupils aged 15-16 years who took a nationally standardised examination, the Junior

Certificate, in 1994. Multivariate multi-level modelling techniques are used to assess the impact

of pupil background and schooling factors on overall examination performance, on absenteeism

levels and on intentions to leave school after the exam. Some consistency is found among

these different dimensions of school effectiveness: pupil absenteeism and potential drop-out

rates are lower in schools which enhance academic progress among pupils. These outcomes

are associated with more positive teacher-pupil relations and a more positive academic climate

within the school.

Good beginnings: What difference does the program make in preparing young children for school?

Journal Of Applied Developmental Psychology, 19(1), 41-66

Stipek, D. J., Feiler, R., Byler, P., Ryan, R., Milburn, S. & Salmon, J. M.

1998

Cognitive competencies and motivation were assessed at the beginning and the end of the year

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120

for 228 preschoolers and kindergartners and again at the end of the next year (kindergarten or

first grade) for 93 of the participants. Participants were in classrooms classified as either

emphasizing basic skills in a less positive social climate or de-emphasizing basic skills in a

more positive social climate. Cognitive competencies were assessed with two achievement

tests (one for letters/reading and another for numbers/math) and six subscales from the

McCarthy test. Motivation (perceptions of competence, attitudes toward school, anxiety, affect,

risk taking, expectations for success, independence, and persistence) was assessed in an

experimental setting and by observing children's behavior in their classroom. The results

showed primarily negative effects on both cognitive and motivation outcomes of preschool

programs emphasizing basic skills using structured, teacher-directed approaches in a relatively

negative social climate. For kindergartners both positive and negative achievement and

motivation outcomes were associated with both types of classrooms.

School characteristics and educational outcomes: Toward an organizational model of student achievement in middle schools

Educational Administration Quarterly, 36(5), 703-729

Sweetland, S. R. & Hoy, W. K.

2000

Empowerment is defined and measured in terms of teachers' power to control critical decisions

about leaching and learning conditions. This research first considers the relationship, between

school climate and teacher empowerment and then the relationship between teacher

empowerment and school effectiveness, which includes measures of mathematics and reading

achievement in 86 middle schools. The results support the pivotal importance of teacher

empowerment in rite effectiveness of schools. Finally, a theoretical model is proposed to explain

the linkages between organizational characteristics and student achievement.

Reading achievement in New Zealand: effects of parental self-efficacy and children's motivation Townsend, M. & Choi, S. F.

Manchester: 2004

This study examined the combined effects of parental self-efficacy and children's motivation for

reading on children's reading achievement. Self-concept and reading value were assessed in 83

children in Year 4 classes (aged 8-9) in New Zealand. A measure of reading achievement was

obtained from school records. Parents of the children completed a self-efficacy scale, and a

subsample of parents participated in an interview. Parental self-efficacy was significantly

associated with children's reading achievement, and this association was additive to the effects

of children's motivation (author abstract).

Do homework assignments enhance achievement? A multilevel analysis in 7th-grade mathematics

Contemporary Educational Psychology, 27(1), 26-50

Trautwein, U., Koller, O., Schmitz, B. & Baumert, J.

2002

In discussions of possible remedies for educational deficits in Western industrialized countries,

the issue of homework frequently attracts considerable attention, although there is still a lack of

strong empirical support for the homework-achievement relation. In the present study, repeated-

measurement data collected from 1976 German 7th-graders in 125 classes were analyzed to

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121

investigate the role of homework in enhancing mathematics achievement. Intelligence, SES,

motivation, and type of secondary school were controlled. The frequency of homework

assignments had a positive effect on math achievement gains, whereas lengthy homework

assignments had a negative, albeit nonsignificant, effect on achievement gains, However, the

effect of homework length interacted significantly with individual achievement level, suggesting

that extensive homework assignments tended to reduce intraclass achievement variability.

Monitoring of homework completion did not contribute significantly to achievement gains,

Methodological implications for homework research are discussed. (C) 2001 Elsevier Science

(USA).

School effectiveness: The underlying dimensions

Educational Administration Quarterly, 34(4), 462-483

Uline, C. L., Miller, D. M. & Tschannen-Moran, M.

1998

This article explores two underlying dimensions of school effectiveness: instrumental functions

and expressive functions. The study explores Mott's index of perceived organizational

effectiveness as a concise measure that captures both of these underlying dimensions.

Attention to these underlying dimensions helps to make manageable this multifaceted and

complex construct. A model of school effectiveness that accounts for both is presented and

tested.

Effects of single-sex versus co-educational classes and schools on gender differences in progress in language and mathematics achievement British Journal Of Sociology Of Education, 25(3), 307-322

Van de Gaer, E., Pustjens, H., Damme, J. v. & Munter, A. d.

2004

In this study, the effects of single-sex versus co-educational classes and schools on the

progress in language and mathematics of boys and girls at the end of the second year of

secondary education are investigated. Data from the Longitudinaal Onderzoek Secundair

Onderwijs project are used. Multilevel analyses were carried out on a sample of approximately

4000 pupils, 330 classes (190 single-sex), 180 teachers and 50 schools (20 single-sex). The

results indicate that for boys the gender composition of the classes has more impact than the

gender composition of the schools, whereas for girls the gender composition of the schools is

more important. Boys make more progress for language (and not for mathematics) in co-

educational classes even after we have taken into account the selective nature of the classes.

Girls, on the other hand, make more progress for mathematics (but not for language) in single-

sex than in co-educational schools.

Retentie-effecten van een nascholingsprogramma voor effectieve instructie en klassemanagement Pedagogische studiën: tijdschrift voor onderwijskunde en opvoedkunde, 73(5), 357-371

Veenman, S. & Raemaekers, J.

1996

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122

Leerlingen, klassen, scholen Veenstra, D. R.

S.l.: s.n.

1999

Interactive homework in middle school: Effects on family involvement and science achievement Journal Of Educational Research, 96(6), 323-338

Voorhis, F. L. v.

2003

The purpose of this intervention study was to examine the effects of weekly interactive science

homework on family involvement in homework, student achievement, and homework attitudes.

Sixth- and 8th-grade students (N = 253) participated in the 18-week study. Six classes of

students completed TIPS (Teachers Involve Parents in Schoolwork) assignments with directions

for family and parent involvement. Four classes completed non-interactive homework (no family

involvement directions). Interactive students reported significantly higher levels of family

involvement than did non-interactive students. Students in both groups who more regularly

involved family members completed more assignments; TIPS students turned in more accurate

assignments than did non-TIPS students. TIPS students also earned significantly higher

science report card grades. The findings of this study support the hypothesis that TIPS

interactive homework affects family involvement in homework, science attitudes, and student

achievement in the middle grades.

Differences in School and Instruction Characteristics between High-, Average-, and Low-Effective Schools

School Effectiveness And School Improvement, 8(4), 430-448

Werf, G. v. d.

1997

Evaluation of school improvement through an educational effectiveness model: The case of Indonesia's PEQIP Project Comparative Education Review, 44(3), 329-355

Werf, G. v. d., Creemers, B., Jong, R. d. & Klaver, E.

2000

Family, classroom, and school effects on children's educational outcomes in Latin America

School Effectiveness And School Improvement, 12(4), 409-445

Willms, J. D. & Somers, M. A.

2001

This study, which is based on a longer report by Willms and Somers (2000), employs

hierarchical linear regression models to examine the relationships between 3 schooling

outcomes (language and mathematics achievement, and time to complete primary schooling)

and family background, as well as various school policies and practices. The analyses employ

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data from the Primer Estudio Internacional Comparativo (PEIC; UNESCO, 1998), which

includes data for 13 Latin American countries, with samples of approximately 100 schools in

each country, and 40 grades 3 and 4 pupils sampled in each school. The study finds that the

relationship between schooling outcomes and family background varies among countries. The

most successful country, Cuba, has uniformly effective schools, and relatively small inequities

along social class lines and between the sexes. Across all countries, the most effective schools

tend to be those with: high levels of school resources; classrooms which are not multigrade, and

where students are not grouped by ability; classrooms where children are tested frequently;

classrooms and schools with a high level of parental involvement; and classrooms that have a

positive classroom climate, especially with respect to classroom discipline. The article

concludes with a discussion about how we might improve capability to monitor school

performance in low-income countries.

The effects of schooling on gender differences

British Educational Research Journal, 28(6), 827-843

Wong, K. C., Lam, Y. R. & Ho, L. M.

2002

The study on which this article is based examined the gender differences in educational

achievements based on a longitudinal sample of more than 45,000 secondary school students

in Hong Kong who took a public examination in 1997. The results coincided with the findings

from recent British studies that boys did less well than girls in all areas of the school curriculum.

The multilevel analyses of the effects of schooling, after controlling for initial ability, indicated

that schooling did have an effect on gender differences. Girls achieved better results studying in

single-sex schools whereas boys achieved better in co-educational schools. Compared with

other students, it was those boys studying in the arts stream that did the least well in the public

examination. The results are discussed in the context of the methodology of investigating

gender differences and of the substantive questions of school effectiveness.

Rural and Urban Differences in Student Achievement in Science and Mathematics: A Multilevel Analysis

School Effectiveness And School Improvement, 9(4), 386-418

Young, D. Y.

1998

Findings from an evaluation of the Parent Institute for Quality Education Parent Involvement Program Zellman, G., Stecher, B., Klein, S. & McCafrey, D.

Santa Monica: RAND

1998

Naar effectieve schoolverbetering: resultaten van het onderzoek naar de effecten op leerkracht- en leerlingniveau van het adaptief onderwijsproject "Kwaliteitsversterking Rekenen en Wiskunde" Zoelen, L. v. & Houtveen, A. A. M.

Utrecht: ISOR

2000

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Chapter 5

The indicators on teaching and learning compared to the

review of recent research articles on instructional

effectiveness

Introduction

This chapter is based on a review of the literature on instructional effectiveness. This

implies that malleable variables at classroom level, usually controlled by teachers are

at the focus of attention. A broader set of effectiveness criteria is considered in this

chapter, in the sense that, apart from cognitive outcomes, also non-cognitive outcomes

and learning processes are considered. The research results are presented in terms of

proportion of significant effects, detailed overviews for each research article and

abstracts of the articles.

The indicators on teaching and learning compared to the review of recent research

articles on instructional effectiveness

The goal of this chapter is to present the review of research articles on instructional

effectiveness in the last decade (1995-2005) and to position the Dutch Supervision

Framework with regard to the current knowledge base on instruction effectiveness. In

the previous chapter the knowledge base on instructional and school effectiveness has

been pointed out and main instructional factors have been summarized. Thereby, the

elementary design of school and teaching effectiveness research is the association of

hypothetical effectiveness enhancing conditions of schooling and output measures (see

Figure 5.1, cf. Chapter 5).

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Figure 5.1: A basic systems model on the functioning of education

In this chapter the black box of the classrooms is “opened” in order to show which

teaching factors work next to the impact of context, input and school level throughput.

Furthermore, the previous research was mainly restricted to cognitive outputs. The

present review is going to expand the definition of outputs by additionally relating

teaching conditions to the quality of learning processes as well as non-cognitive outputs

of schooling (Artelt, Baumert, McElvany, & Peschar, 2003; Bransford, Brown, &

Cocking, 2000; OECD, 2003).

In order to give a differentiated picture on teaching conditions and their effects on

student learning the basic systems model is going to be elaborated to a more

differentiated model on instruction effectiveness (Figure 5.2):

Figure 5.2: Model of instruction effectiveness

Teacher professional

competencies

Instruction characteristics

Learning processes

Cognitive & non-cognitive

outputs

Classroom context

context

outputs inputs Process or throughput

School level Classroom level

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Thereby, four components are distinguished: a) teacher professional competencies as an

input measure, b) instruction characteristics as a learning enhancing measure, c) the

quality of learning processes as a more situative and proximal student throughput

measure, d) cognitive and non-cognitive student outputs as more stable and long-term

student measures. The components are summarised in Table 5.1 and outlined in the

following section of the chapter.

Table 5.1: Components of the instruction effectiveness model

Components Description

Teacher professional

competencies

Teacher characteristics that are assumed to have a direct effect

in the actual teaching situation, e.g. high expectations for

students, beliefs about the nature of learning

Instruction characteristics Broad variety of instruction characteristics as reported in the

research articles on instructional effectiveness. Instruction

characteristics are going to be grouped according to the Dutch

inspectorate’s observation schedule

Quality of learning processes Student throughput measures with a focus on the regulation of

learning activities in the process of knowledge acquisition, e.g.

students’ cognitive engagement, quality of learning motivation,

application of deep learning strategies

Cognitive and non-cognitive

outputs

Student output measures with a focus on stable student

characteristics. Cognitive outputs comprise the students’

achievement, competencies, performance. Non-cognitive

outputs comprise the students’ interest in domains, their

attitudes and beliefs as well as their self-concept of ability.

Teacher professional competencies

Teacher professional competencies are not outlined by the inspectorates in their

instruction observation schedule. From a methodological point of view, teacher

characteristics are difficult to observe in classroom situations in a reliable and objective

manner. However, the review has shown that there is a tendency in recent studies to

investigate the role of professional competencies of teachers for student learning.

Currently, the assessment of teacher competencies could be described as rather “soft”.

The conceptualisations are heterogeneous and definitely need further theoretical and

methodological specification. However, we chose two variables for the review that

might be relevant for the Inspectorate’s observation schedule and that are

methodologically feasible to observe: high expectations for students and beliefs about

the nature of learning.

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Instruction characteristics

The research on instructional effectiveness comprises a broad variety of different

instruction characteristics. In the previous chapter several possible ways of organising

and grouping instruction characteristics have been presented (Brophy & Good, 1986;

Creemers, 1994; Doyle, 1986; Fraser, Walberg, Welch & Hattie, 1987; Scheerens,

2000; Scheerens & Bosker, 1997). Thereby, the organisation of instruction

characteristics does not directly match with the framework on teaching and learning

processes as outlined by the Dutch inspectorate’s observation schedule. However, due

to the fact that the framework is based on the results of instruction effectiveness

research (Scheerens & Bosker, 1997) a large overlap is given. Thus, the categories as

outlined by the Dutch Inspectorate’s observation schedule are going to represent the

underlying framework for the review. In Table 5.2 the instruction characteristics of the

Dutch inspectorate’s observation schedule are given and the indicators as found in the

current literature review are integrated into this schedule.

Thereby, the instruction characteristics have to be regarded as a kind of “syndrome” or

teaching pattern (Baumert, Blum & Neubrand, 2002; Klieme & Rakoczy, 2003; Seidel,

2003). Thereby, we do not use the term “syndrome” in the medical sense of the word. In

fact, in instruction research a “syndrome” indicates a complex of concurrent teaching

indicators that are circled around a key idea of instruction. Teaching “syndromes”

implicate that instruction characteristics are interrelated, both with respect to the

simultaneous occurrence of instruction characteristics as well as with respect to the

sequencing of characteristics in the process of teaching (Seidel, 2003).

In the following, the key ideas of instruction characteristics as they were found in the

research articles of the last decade are going to be outlined. Thereby, the description of

the Inspectorate framework is used as a basis for describing the key ideas as they were

reported in empirical studies on instruction effectiveness. Since the reported teaching

aspects were rather heterogeneous, we decided on the maximum likelihood of

correspondence to one of the instruction characteristics. Some teaching aspects might

not be associated instantly with the given instruction characteristics. However, we

worked with the idea of teaching “syndromes” and, thus, we argue that the combination

of different teaching aspects should give the best possible description.

(1) The first instruction characteristic refers to learning time and deals with the fact that

instruction has to offer a maximum of time for students to engage in learning activities,

both with respect to instruction time in classrooms as well as at home. Teaching aspects

as they were reported in the research articles on instruction effectiveness were: time on

task, effective use of teaching time, opportunity to learn, homework and mastery

learning.

(2) The second instruction characteristic is classroom organisation. Teaching aspects

that refer to the creation of an organized learning situation are grouped within this

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category. Teaching factors such as classroom management, discipline and control are

summarized.

(3) Next to the creation of an organized learning situation, the emotional quality of the

instructional setting is taken into consideration. The third characteristic orderly and

functional learning environment comprises factors such as learning climate, classroom

climate, achievement pressure, mastery-orientation, performance orientation. Learning

and classroom climate implicate the necessity for a positive emotional climate between

students and teachers. Achievement pressure is a category used in several German

studies (Baumert & Köller, 2000; Clausen, 2001; Klieme & Rakoczy, 2003; Kunter,

2004) and means that the learning climate is dominated by the pressure of a teacher on

the students to perform well in class. In consequence, instruction situations with the

goal on learning turn into achievement situations and, in turn, students aim to perform

well and/ or better than the others in class (Schulmeiß, 2004; Seidel & Prenzel, 2003).

This teaching aspect is also investigated in studies with a theoretical focus on goal

orientation (Anderman et al., 2001; Nolen, 2003). Thereby, mastery and performance

orientation are distinguished. Classrooms with a focus on mastery orientation represent

learning situations with the goal to master und deeply understand the contents taught in

class. Performance oriented classrooms have a higher degree of competition between

students and encourage students to focus on best performances. The two teaching

aspects of achievement pressure and performance orientation represent the category

“orderly and functional learning environment” in a reverse order. Thus, the results of

these studies have been recoded for the review in the sense of low achievement pressure

and low performance orientation.

(4) The fourth category is clear and structured teaching and comprises well established

teaching aspects such as direct teaching, structured teaching, clarity of instruction, goal-

directed teaching (Rosenshine, 1979). Teaching for basic skills, a concept that is closely

related to the syndrome of clear and structured teaching, has been added to this

category.

Activating is a teaching syndrome that is centred around the idea of offering students

multiple opportunities for active learning (Slavin, 1995). In this sense, the fifth category

comprises teaching aspects such as cooperative learning, situated learning, discovery

learning, peer-tutoring, student experiments, hands-on activities, group work, individual

work, individual learning, and student discussions.

(6) The sixth category learning to use learning strategies refers to the goal of self-

regulation and meta-cognition (Artelt et al., 2003). The research articles of the last

decade include the learning of a variety of learning strategies. Thereby, the research

articles are focused on the teaching of domain specific or specialized learning strategies.

Overall, the category includes studies on teaching cooperative learning strategies,

problem-solving, meta-cognitive strategies, scientific inquiry, thinking aloud, concept

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mapping strategies, organising/structuring methods, language acquisition strategies,

phonemic awareness, reading strategies, writing strategies, and finally general learning

strategies.

Table 5.2: Instruction characteristics as outlined by the Dutch Inspectorate’s

observation schedule and indicators as given by the review on instruction

effectiveness for the years 1995-2005

Instruction characteristics Indicators

(1) Learning time Time on task, effective use of teaching time, opportunity to learn, homework, mastery learning

(2) Classroom organisation Classroom management, discipline, control

(3) Orderly, functional learning environment

Learning climate, classroom climate, achievement pressure*, Mastery-orientation, performance orientation*

(4) Clear and structured teaching Direct teaching, structured teaching, teacher demonstrations, teaching for basic skills, clarity

(5) Activating Cooperative learning, situated learning, discovery learning, peer-tutoring, student experiments, hands-on activities, group work, individual work, individual learning, discussions

(6) Learning to use learning strategies

Cooperative learning strategy training, problem-solving, meta-cognitive training, scientific inquiry training, thinking aloud training, concept mapping, organising/structuring methods, language acquisition training, phonemic awareness training, reading strategies, writing strategies, formal learning strategy training

(7) Challenge Cognitive activation, orientation towards understanding, active student engagement, authentic contexts, relevance to students, language level, varying representation formats

(8) Support (mutual respect) Quality of teacher-student interactions, student-student interactions, teacher support

(9) Feedback / monitoring Feedback, monitoring, individual frame of reference

(10) Evaluation of goals / attainment

Assessments, tests

* reverse coded for summary

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(7) Challenge represents a syndrome that is concerned with the teaching goal to provide

a cognitively activating and challenging learning environment (Arnold, Fisher,

Doctoroff & Dobbs, 2002; Baumert et al., 2002; Bund-Länder-Kommission für

Bildungsplanung und Forschungsförderung, 1997; Cantrell, 1999; Gruehn, 1995;

Klieme & Reusser, 2003; Prenzel, 2000; Prenzel & Ostermeier, in press; Seidel, 2003).

In this sense challenge means an instruction that is centred around the aim of activating

student thinking. Teaching aspects such as higher order thinking, cognitive activation,

deep understanding of content, meaningful contexts, authentic instruction, relevance of

contents, appropriate and high level language, variation of different representation

formats have been summarized as providing cognitive challenge for students.

(8) Whereas challenge can be regarded as a current trend in the research articles of the

last decade the eighth category support and mutual respect represents an instruction

characteristic that has already been investigated rather intensively. Articles that

addressed the quality of teacher-student interactions, student-student interactions, and

teacher support have been summarized for this category.

(9) Furthermore, the Dutch inspectorate’s observation schedule refers to two

characteristics with a focus on monitoring and evaluating student learning, as well as

giving feedback to students in order to achieve teaching and learning goals. In the

review on instruction effectiveness these two indicators have been grouped as

feedback / monitoring because current research studies theoretically outline the

scaffolding of student learning by monitoring, evaluation and feedback as a strongly

interrelated teaching syndrome (Bolhuis, 2003; Kobarg, 2004).

(10) Finally, instruction characteristics that address the evaluation of goals and

attainment in instruction have been grouped in the last category. A small number of

studies have been addressing the question of evaluation in the last decade. They mainly

concentrated on issues of assessment and tests and their role in the evaluation process

(cf. Wenglinsky, 2002). Thus, a narrow conceptualization of this concept has taken

place which leaves room for further theoretically more elaborated research.

Next to the instruction characteristics as outlined by the Dutch inspectorate’s

observation schedule the review showed additional characteristics. They are listed in

Table 5.3 and comprise the concept of adaptive teaching, the quality of material used,

the role of practice and the investigation of “integrated instructional concepts”.

(11) Studies in which adaptive teaching has been addressed are centred around the idea

that teaching has to be adaptive to the students’ pre-requisites. Thus, indicators such as

the variable use of teaching methods, adaptive teaching, orientation towards individual

learning processes, provision of choice, and taking into account student pre-requisites

have been grouped for the category adaptive teaching. Thereby, the theoretical

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conceptualisation of these studies has been rather heterogeneous and further elaboration

of this concept is required.

Table 5.3: Additional instruction characteristics given by the review on instruction

effectiveness for the years 1995-2005

Instruction characteristics Indicators

(11) Adaptive teaching Variable teaching methods, adaptive teaching, orientation towards individual learning processes, choice, taking into account student pre-requisites

(12) Practice Drill, repetitions, applications

(13) Material Quality of curriculum, textbooks, use of computers

(14) “Integrated” instructional concepts

Constructivist instruction, inductive teaching, concept-oriented/integrated instruction

(12/13)The quality of material comprises teaching aspects such as the use of textbooks

and computers as well as in some cases the quality of the curriculum. Practice

summarizes the role of repetition, drill and simple applications for student learning.

(14) Finally, the review has shown that research studies have investigated the effects of

so-called “integrated” instructional concepts, meaning that the quality of teaching is

regarded as an interrelated syndrome of several instruction characteristics. The

integrated concepts are, therefore, investigated as a concept rather than as a composition

of single teaching aspects. This category comprises studies with a focus on

constructivist instruction, inductive teaching, and concept-oriented instruction. From a

theoretical point of view these studies are rather heterogeneous. Therefore, the review is

going to list the effects separate for each concept.

Student throughput: Quality of learning processes

With respect to the quality of learning processes we summarize throughputs that have

been proved as relevant for the process of knowledge acquisition, such as attention,

selection, and integration of new contents in knowledge structures, as well as self-

determined learning motivation and the application of deep learning strategies (Artelt et

al., 2003).

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Cognitive and non-cognitive student outputs

Non-cognitive and cognitive outputs refer to the results of learning and represent more

stable and cumulative learning developments. Non-cognitive outputs comprise

motivational, affective and conative developments of students such as the development

of stable interests, motivational orientations, attitudes or belief systems. Cognitive

outputs refer to results of learning with respect to the development of knowledge,

measured either by standardized achievement and competency tests or specific tests on

content understanding or student performance.

Empirical evidence for the effectiveness of instruction characteristics

In the next section of the chapter the results of the review on research articles on

instructional effectiveness in the last decade (1995-2005) are presented. First the

literature search methods and the inclusion criteria are outlined. Second, we present a

summary on the results of the qualitative review. Third and last, quantitative findings on

the consistency of findings on instruction effectiveness are outlined.

- Literature Search Methods

Broad searches of the literature on instruction effectiveness were conducted. The

methods included searches on the Web of Science, ERIC and ERA database, ranging

from the years 1995-2005. Furthermore, recent reviews and books on instruction

effectiveness have been searched to include additional relevant literature. The search

was based on the use of following keywords for instruction: effective instruction,

instructional effectiveness, direct instruction, teacher effectiveness, mastery learning,

mathematics instruction, reading instruction, science instruction, classrooms,

mathematics teaching, reading teaching, science teaching. Each instruction keyword

was crossed with the following output keywords: achievement, competencies, interest,

motivation, engagement, attainment. Overall, 317 publications matched the crossed

keyword combinations (instruction characteristics x student output).

- Inclusion criteria

The review is focused on empirical articles on teaching factors in the regular school

system. Thus, studies were excluded that did not primarily investigate teaching from

grade 1-13. However, in instances of long-term investigations from Kindergarten to

primary schooling Kindergarten studies were also included. Publications with a focus

on university teaching have been excluded from the review. Furthermore, studies with a

focus on teaching students with severe learning disabilities were not included. Taking

these criteria into consideration, the number of matching publications was reduced to

260. In a final step we analysed the articles according to the criterion of reporting

empirical findings on instruction effectiveness. Thereby, the number of published

articles was reduced to 107.

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Findings of the qualitative review

First, a qualitative review has been conducted and summaries on each publication

according to twelve categories were provided: authors, publication year, domain,

instruction variables, output variables, content summary, summary on the direction of

effects, country, school type, number of subjects per analysis level (school,

classroom/teacher, students), design, and applied methods. The results of the qualitative

review are presented in Table 5.9. Furthermore, the abstracts of each publication are

provided in the appendix of this chapter (see page 199).

- Classification of current research studies

The qualitative review has shown that the instruction effectiveness studies applied

rather heterogeneous research designs and were associated with different research

paradigms. We considered four criteria that differentiate between types of studies on

instruction effectiveness and that are helpful for the interpretation of the findings of

these studies. The four criteria are:

Sample size (large vs. small scale)

Research design (experimental, quasi-experimental, correlational)

Points of measurement (cross-sectional, pre-post, longitudinal data)

Analysis methods (difference of means, correlational, multi-level, multi-path)

By combining the criteria, different types of research studies can be classified. Two of

the criteria (research design and analysis method) are listed in Table 5.9. Thus,

information on the nature and the type of each publication is given. In the following,

three examples are given to illustrate characteristic types of research studies:

First, there is a prominent number of cross-sectional large scale surveys with a

correlational design and the application of multi-level analysis methods. Most of these

studies show high methodological standards by using randomized samples, control for

background variables, high-level scaling of output measures and by taking into account

a large portion of different instruction characteristics. However, most of the studies are

based on a cross-sectional research design. Thereby, the strength of the relationship

between instruction characteristics and output measures at one point of time is taken

into consideration. Thus, the studies are limited with respect to empirical evidence on

long-term effects of instruction on learning outputs.

Second, there is a group of quasi-experimental intervention studies with a pre-post-test

design. The strength for these studies is the theoretical focus on specific teaching

approaches with their effects on learning outputs (direct teaching vs. constructivist

teaching). However, the studies are frequently limited with respect to their quasi-

experimental design (e.g. the composition of the samples in each experimental

condition), the lack of control groups, the quality of output measures as well as the

control for student background variables.

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Third, there is a small number of longitudinal intervention studies with an experimental

and well-controlled pre-post-test design. These studies apply high standards in the

design of experiments that include randomized samples, control of student background

variables, sufficient sample sizes for multi-level analyses, comparisons of multiple

experimental as well as control groups, and long-term investigations. Thus, these

studies provide evidence on effects of teaching approaches on learning outputs.

- Effective instruction characteristics as shown by the qualitative review

Overall, the findings of the qualitative review show a corroboration of the

characteristics for effective teaching as outlined by Scheerens & Bosker (1997). The

most prominent indicators were learning time, classroom organisation, learning

environment, structured teaching, activating, support, feedback, learning to use

learning strategies. The characteristics, as outlined by Scheerens & Bosker for the

publications up to 1994, are also shown for the current review on the years 1995-2005.

In addition, the qualitative review on the last decade provided evidence for distinctive

trends. These can be outlined as follows (cf. Scheerens, 2004; Seidel & Prenzel, 2004):

a) Consideration of professional competencies of teachers. The reconsideration of

personal characteristics of effective teachers is built on assumptions of teacher expertise

research (such as epistemological beliefs or motivation goals), as well as assumptions of

organisation research (such as leadership and high expectations for students). The key

assumption of these studies is a positive influence of high expectations or constructivist

beliefs of teachers on the creation of learning-enhancing conditions in the classrooms

and, in turn, on the quality of student learning. Staub & Stern (2002), for example, show

positive effects of constructivist teacher beliefs on the students’ achievement gains from

grade 2 to 3 in mathematics instruction.

b) Integration of single instructional activities in instruction syndromes / patterns. The

findings of the review indicate a tendency to investigate instructional approaches that

combine a variety of teaching aspects. The compilation of teaching aspects into a

concept or syndrome is legitimated by previous findings on effective instruction

characteristics. In this respect, research takes advantage of the existing knowledge base

on instruction effectiveness and is testing different approaches or models against each

other. For example, the studies published by Guthrie et al. (1999) integrated single

instructional activities and approaches in a concept called “concept-oriented reading

instruction”. In Switzerland, Pauli et al. (2003) investigated an integrated constructivist

approach called ELF (“Erweiterte Lehr- und Lernformen”) and showed its effects on

cognitive and non-cognitive learning outputs.

c) Focus on learning processes. Current models on teaching and learning point out

learning processes as mediating factors between instruction characteristics and learning

outputs. Thus, there is an increasing number of studies that investigate the relationship

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between instruction conditions and the students’ goal-oriented perceptions, motivations,

emotions and the use of learning strategies. The study of Seidel (2003) is an example

for the investigation of the relationship between instruction characteristics as observed

by video analyses and the students’ reported perceptions of learning conditions, quality

of learning motivation and cognitive learning strategies with respect to the video taped

instruction.

d) Consideration of multiple output criteria and cumulative learning. To a great extent

instructional research was focused on achievement as a single output criteria. However,

the review showed a trend in combining several output criteria with respect to cognitive

(achievement, competencies, performance) as well as non-cognitive outputs (interest in

a domain, attitudes, beliefs) of schooling. For example, the publications of Gruehn

(1995) and Kunter (2004) represent studies that investigated the compatibility of

cognitive and non-cognitive outputs of instruction. Furthermore, as shown by the study

of D’Agostino (2000) cumulative and long-term effects of schooling come to the fore of

multi-level effectiveness studies.

Results of the quantitative review

The next step from the qualitative review to a quantitative review was taken by using a

“vote-counting procedure” (Creemers, 1994; Scheerens & Bosker, 1997; Scheerens &

Creemers, 1996). According to this approach the number of significant (p < .05)

positive or negative associations between instruction characteristics and output

measures has been counted and compared to the number of tests with non-significant

associations.

The “vote-counting” procedure has been started by analysing each publication with

respect to the association between instruction characteristics and learning outputs.

Significant relationships or effects were marked with “+”, negative relationships with “-

“, and non significant associations with “o”. The counting has been applied for learning

processes (LP), non-cognitive (NCO) and cognitive outputs variables (CO). The results

of the first quantitative analysis step are reported in Table 5.8 (p. 150ff). On the basis of

these results a summative evaluation of the vote-counting has been conducted.

The instruction characteristics as independent variables have been grouped according to

the Dutch inspectorate’s observation schedule (see Table 5.2): learning time, classroom

organisation, orderly and functional learning environment, clear and structured

teaching, activating, learning to use learning strategies, challenge, support (mutual

respect), feedback/monitoring, evaluation of goals/attainment. In addition, teacher

characteristics, adaptive teaching, practice, material, and integrated instruction

concepts have been added to the list of instruction characteristics. For each

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characteristic (e.g. classroom organisation) the single teaching indicators have been

used for a in depth-analysis (e.g. classroom management, discipline, control).

The effects of instruction characteristics on learning outputs are going to be reported by

means of three tables:

In Table 5.4 the number of studies in which instruction characteristics are related to

student output measures is given.

To illustrate the different effects of instruction on learning processes, non-cognitive

and cognitive outputs the number of associations for each of the three chosen

output measures is shown by Table 5.5.

Since several teaching indicators were grouped according to the Dutch

inspectorate’s observation schedule Table 5.6 additionally gives the number of

associations for each single teaching indicator. Thus, differences between

teaching indicators as well as prominent teaching indicators can be shown.

- Number of positive effects

Overall, 1467 associations or effects between instruction characteristics and output

measures have been counted. 615 (42%) have shown positive associations (+) between

instruction characteristics and student learning outputs (Table 5.4). However, 768 (52%)

gave no evidence and 84 (6%) evidence for negative effects of teaching on learning

outputs. With respect to the three output measures differences in the overall direction of

effects were found (Table 5.5): Instruction characteristics were more likely to be

positively related to learning processes (58% positive associations) than to non-

cognitive (45% positive associations) and cognitive output measures (36% positive

associations).

Furthermore, the direction of associations for each of the instruction characteristics was

rather diverse (see Table 5.4). The characteristics with a majority of positive effects

were learning to use learning strategies (73%), support (60%), challenge (53%), and

concept-oriented instruction (51%). Instruction characteristics with inconsistent

evidence were teacher characteristics (47%), learning time (42%), activating (41%),

material (41%), feedback / monitoring (37%), constructivist instruction (37%), clear

and structured teaching (36%), and orderly and functional learning environment (35%).

Doubtful empirical evidence was given for classroom organisation (25%), adaptive

teaching (25%), inductive teaching (20%), evaluation of goals / attainment (17%), and

practice (0%).

- Differences between output measures

The majority of studies focused on cognitive output measures (N = 872). In comparison,

non-cognitive outputs (N = 302) and learning processes (N = 293) have been less

frequently addressed (see Table 5.5). However, the direction of associations differed

between instruction characteristics. Learning time (56%), orderly and functional

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learning environment (67%), activating (74%), learning to use learning strategies

(78%), challenge (52%), support (61%), feedback/monitoring (72%), and adaptive

teaching (89%) consistently showed positive effects on learning processes.

With respect to non-cognitive outputs the vote-counting points out a consistent positive

relationship for learning time (69%), activating (62%), learning to use learning

strategies (61%), challenge (59%), support (42%), and concept-oriented instruction

(80%).

Inconsistent findings were shown for cognitive outputs. Learning to use learning

strategies (73%) and challenge (50%) are the only two characteristics with consistent

positive evidence. However, many instruction characteristics predominantly give

inconsistent evidence for effects on cognitive outputs. These are learning time (60%

non-significant associations), classroom organisation (65% non-significant

associations), orderly and functional learning environment (72% non-significant

associations), clear and structured teaching (65% non-significant associations),

activating (60% non-significant associations), support (67% non-significant

associations), feedback/monitoring (81% non-significant associations), evaluation of

goals (78% non-significant associations), adaptive teaching (76% non-significant

associations), practice (58% non-significant associations), material (48% non-

significant associations), and constructivist instruction (57% non-significant

associations).

- Differences between instruction characteristics

Finally, findings for each instruction characteristic as outlined by the Inspectorate’s

observation schedule are going to be illustrated in more detail.

Learning time: The category learning time comprised indicators such as time on task,

effective use of teaching time, opportunity to learn, homework and mastery learning.

Overall, 99 studies had a focus on learning time. They have shown rather inconsistent

effects on student output measures (Table 5.4): 42% of the studies pointed out a positive

association between learning time and student outputs and 52% showed no significant

relationship. However, in only 6% of the cases a significant negative effect has been

shown. With respect to the three selected output measures (Table 5.5) the effects of

learning time are rather consistently positive for learning processes (56%) and non-

cognitive outputs (69%), but not for cognitive outputs (32% positive associations).

Classroom organisation: Indicators such as classroom management, discipline and

control were summarized for the second syndrome of classroom organisation. 25% of

the 76 counted associations were positively related to student output measures (Table

5.4). The majority of the studies (66%) gave no empirical evidence for a effect of

classroom organisation on student outputs. Furthermore, no differences in the direction

of associations between the three selected output measures have been observed (Table

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139

5.5). To summarize, inconsistent empirical evidence is given for effectiveness of

classroom organisation.

Table 5.4: Number of studies in which instructional characteristics are related to

student outputs

Direction of effects

Instruction Characteristics Σ - o +

Learning Time 99(100 %)

6(6 %)

51 (52 %)

42(42 %)

Classroom organisation 76(100 %)

7(9 %)

50 (66 %)

19 (25 %)

Orderly, functional learning environment 117(100 %)

5(4 %)

71 (61 %)

41(35 %)

Clear and structured teaching 154(100 %)

6(4 %)

92 (60 %)

56(36 %)

Activating 216(100 %)

15(7 %)

112 (52 %)

89(41 %)

Learning to use learning strategies 135(100 %)

1(1 %)

36 (26 %)

98(73 %)

Challenge 213(100 %)

10(5 %)

90 (42 %)

113(53 %)

Support (mutual respect) 68(100 %)

0(0 %)

27 (40 %)

41(60 %)

Feedback / Monitoring 62(100 %)

3(5 %)

36 (58 %)

23(37 %)

Evaluation of goals / Attainment 70(100 %)

2(3 %)

56 (80 %)

12(17 %)

Teacher characteristics 19(100 %)

0(0 %)

10 (53 %)

9(47 %)

Adaptive teaching 72(100 %)

5(7 %)

49 (68 %)

18(25 %)

Practice 43(100 %)

15(35 %)

28 (65 %)

0(0 %)

Material 46(100 %)

4(9 %)

23 (50 %)

19(41 %)

“Integrated” instruction concepts

Constructivist instruction 19(100 %)

0(0 %)

12 (63 %)

7(37 %)

Inductive teaching 5(100 %)

3(60 %)

1 (20 %)

1(20 %)

Concept-oriented instruction 53(100 %)

2(4 %)

24 (45 %)

27(51 %)

Σ 1467(100 %)

84(6 %)

768 (52 %)

615(42 %)

Note: Some publications address multiple learning outputs as well as multiple instruction characteristics. Thus, the numbers given are higher than the number of publications included for the review.

Page 150: Positioning and Validating the Supervision Framework

140

Table 5.5: Number of studies in which instructional characteristics are related to

cognitive, non-cognitive and learning process variables

Characteristics

Learning Process Non-Cognitive

Outputs

Cognitive Outputs

Σ - o + Σ - o + Σ - o + Σ

Learning Time 23 10 13 13 1 3 9 63 5 38 20 99

Classroom

organisation

4 1 2 1 26 1 18 7 46 5 30 11 76

Orderly, functional

learning environment

21 3 4 14 36 1 24 11 60 1 43 16 117

Clear and structured

teaching

41 2 22 17 17 1 8 8 96 3 62 31 154

Activating 23 6 17 39 1 14 24 154 14 92 48 216

Learning to use

learning strategies

27 6 21 18 7 11 90 1 23 66 135

Challenge 67 5 27 35 54 22 32 92 5 41 46 213

Support (mutual

respect)

36 14 22 20 5 15 12 8 4 68

Feedback 18 5 13 17 9 8 27 3 22 2 62

Evaluation of goals 16 1 14 1 54 1 42 11 70

Teacher characteristics 6 5 1 13 5 8 19

Adaptive teaching 9 1 8 18 14 4 45 5 34 6 72

Practice 4 1 3 8 1 7 31 13 18 43

Material 9 3 3 3 4 4 33 1 16 16 46

“Integrated” concepts

Constructivist

instruction

2 1 1 3 3 14 8 6 19

Inductive teaching 2 1 1 2 1 1 1 1 5

Concept-oriented

instruction

7 3 4 5 1 4 41 2 20 19 53

Σ 293 16 107 170 302 8 159 135 872 60 502 310 1467

Orderly and functional learning environment: The third category comprised instruction

characteristics such as classroom climate, learning climate, no achievement pressure,

mastery orientation, no performance orientation, no competition between students.

Again, the 117 investigations on orderly and functional learning environment gave

inconsistent empirical evidence for effects on student outputs (Table 5.4). 61 % of the

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141

counted associations have shown no significant effects, 4 % negative and 36 % positive

effects on student output measures. However, differences between the three selected

output measures were observed (Table 5.5): An orderly and functional learning

environment is, above all, positively associated with the quality of learning processes

(67% positive associations). Inconsistent effects are found for non-cognitive (31%) and

cognitive output measures (27%). Classroom/learning climate and no achievement

pressure are two indicators that have been strongly associated with positive effects on

learning processes (100%, Table 5.6).

Clear and structured teaching: Clear and structured teaching included indicators such

as structured teaching, direct teaching, goal-directed teaching, clarity, teacher

demonstrations, and teaching for basic skills. Overall, the review has shown 154

associations in the last decade for clear and structured teaching (Table 5.4), but the

empirical evidence has turned out to be rather inconsistent (4% negative, 60% no

significant, 36% positive effects). No differences between the three output measures

have been observed, but most of the studies have focused on cognitive outputs or on

learning processes (Table 5.5). The moderate effects for clear and structured teaching

can be put down to mixed associations for direct teaching, teacher demonstrations and

teaching for basic skills. Positive effects were observed for goal-directed and clear

teaching: 56% positive relationships for learning processes, 75% for non-cognitive

outputs, and 41% for cognitive outputs (Table 5.6). Thus, goal-directed and clear

teaching has turned out to be the most relevant aspect, showing consistent positive

effects on student learning.

Activating: Cooperative learning, situated learning, discovery learning, peer-tutoring,

group work, student experiments, hands-on activities, individual student work, and

student discussions were summarized for the category activating. Activating was one

the most intensively investigated category of the review (216 associations, Table 5.4).

Overall, inconsistent effects for activating have been found: 41% of the reported

relations show positive signs, 7% negative and 51% give no significant evidence. The

pattern of mixed signs of associations is due to the results on cognitive outputs (Table

5.5). Consistent positive effects for activating became evident for the quality of learning

processes (74% positive relations) as well as for non-cognitive outputs (62%). However,

the number of studies with a focus on learning processes and non-cognitive outputs is

much smaller than the number of studies for cognitive outputs (154 compared to 23

resp. 39). Compared to the other indicators for activating (Table 5.6) cooperative

learning has consistently shown positive effects on all student output measures (90% for

learning processes, 67% for non-cognitive outputs, 74% cognitive outputs). Individual

learning is an indicator with a high proportion of studies that show negative effects on

cognitive output measures (48%). Mixed results on cognitive outputs were found for

situated/discovery learning, peer-tutoring, student work and student discussions.

Page 152: Positioning and Validating the Supervision Framework

142

However, situated/discovery learning, peer-tutoring and student work/hands on

activities have shown positive associations with learning processes and non-cognitive

outputs. To summarize, activating shows inconsistent effects on student learning, but

with distinctive differences between the chosen indicators. Thereby, cooperative

learning has turned out to be the most powerful indicator within the teaching syndrome

of activating.

Learning to use learning strategies: Learning strategies have also been investigated

quite intensively over the last decade (Table 5.4), showing the teaching of a variety of

learning strategies (cf. Table 5.6). Overall, the category learning to use learning

strategies has reached the highest proportion of reported positive effects on student

output measures (73%). Furthermore, the teaching of learning strategies was positively

related to all three output measures, showing similar association patterns for learning

processes, non-cognitive as well as cognitive output measures (Table 5.5). The

consistent positive effect has been shown for a variety of different domain-specific

learning strategies. The teaching of rather general and formal learning strategies has

turned out to be least effective (Table 5.6). Overall, the review has shown consistent

positive effects of learning to use learning strategies on student outputs. This is of

special relevance since learning strategies have not yet been reviewed as intensively as

characteristics such as learning time or clear and structured teaching.

Challenge: Next to learning strategies challenge has turned out to be another trend in

research on instruction effectiveness (Table 5.4). Overall, 213 cases were counted for

indicators such as cognitive activation, teaching for understanding, active student

engagement, providing authentic contexts, relevance of learning contents, language

level and use of various representation formats. With respect to student output

measures, challenge shows rather consistent positive effects (53% positive

associations), with the same association pattern for the three selected output measures.

Challenge consistently turned out to be positively associated with the quality of learning

processes as well as non-cognitive and cognitive output measures (Table 5.5). Again,

differences between the grouped indicators were shown (Table 5.6): the quality of

learning processes relates positively with cognitive activation/teaching for

understanding and authentic contexts/relevance. Non-cognitive outputs have shown

distinctive positive associations with authentic contexts/relevance and cognitive outputs

with cognitive activation/teaching for understanding. Mixed results were found for

active student engagement.

Support (mutual respect): The review has shown consistent positive effects of support

on student learning (Table 5.4): 60% of the counted investigations pointed out positive

associations. The results are predominantly due to the consistent positive associations

between support and the quality of learning processes (61%) and non-cognitive outputs

Page 153: Positioning and Validating the Supervision Framework

143

(75%, Table 5.5). However, inconsistent results were found for cognitive outputs (33%

positive associations, 67% no significant relations).

Feedback/Monitoring: Inconsistent associations between feedback and learning outputs

have emerged from the review (37% positive associations). The mixed association

pattern could be shown for non-cognitive as well as cognitive output measures.

However, the picture changes for learning processes, pointing out rather consistent

positive associations between feedback and the quality of learning processes (72%

positive associations).

Evaluation of goals/Attainment: Research on the last category of the Dutch

inspectorate’s observation schedule was rather limited and comprised aspects such as

the frequency and quality of assessments and tests. Thereby, the relationship between

assessments and learning outputs was inconsistent (17% positive, 80% non significant

associations), with the same association pattern for non-cognitive and cognitive outputs.

Effects of assessments on learning processes have not been addressed in the reviewed

research articles. Thus, the scope of the findings was rather narrow and limited with

respect to the assessment and evaluation of student outputs. A thorough interpretation of

the relevance of this instruction characteristic needs further empirical evidence.

Next to the categories of the Dutch inspectorate’s framework further analyses have been

conducted for the instruction characteristics teacher characteristics, adaptive teaching,

practice, material, and “integrated” teaching concepts. With respect to these areas, three

aspects are going to be elaborated in more detail: the relevance of teacher

characteristics, adaptive teaching and constructivist teaching as an example for

integrated concepts.

Teacher characteristics: Only a small number of studies has addressed the professional

competencies of teachers (19 investigations). The small number of studies has shown

rather inconsistent results for the effectiveness of teacher characteristics (47% positive

associations, 53% no significant relationships). Thereby, differences between non-

cognitive and cognitive outputs were observed: consistent positive effects were found

for cognitive outputs (8 out of 13), no effects for non-cognitive outputs (5 out of 6) and

no investigations have been conducted on learning processes. To summarize, high

expectations and beliefs of teachers are consistently found to be relevant for cognitive

student outputs. However, the number of studies was rather limited and further

empirical evidence is required.

Adaptive teaching: The research findings have shown inconsistent empirical evidence

for adaptive teaching (25% positive associations, Table 5.4). Thereby, the category

comprised a variety of indicators such as the use of various teaching methods, adaptive

teaching, open tasks/choice and taking into account student pre-requisites. With respect

to the three output measures (Table 5.5), adaptive teaching has shown rather positive

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144

effects on the quality of learning processes (89%), however, rather small effects were

found on non-cognitive (22%) and cognitive outputs (13%). The inconsistent findings

are due to the results of the two indicators adaptive teaching and taking into account

student pre-requisites (Table 5.6). Contrary to this, positive associations were found

between open tasks/choice and the quality of learning processes. To summarize,

inconsistent empirical evidence is given for the effectiveness of adaptive teaching.

However, the concept of adaptive teaching has been investigated rather heterogeneously

and might need further theoretical and empirical specification.

Constructivist teaching: The integrated concept of constructivist teaching has been

addressed in a limited number of studies (N = 19). However, many studies addressed

teaching aspects that are strongly connected to the idea of constructivist teaching (e.g.

the concept of cognitive activation, teaching for understanding, authentic contexts or the

learning of self-regulated learning). For the review, the studies that did not address

constructivist teaching as an integrated concept but as a combination of different

teaching aspects have been counted for each of the mentioned instruction characteristics

and are not listed within this category. Overall, the 19 studies with a focus on the

integrated concept of constructivist teaching have shown inconsistent results with

respect to their effectiveness (37% positive associations). No differences in the

association pattern have been observed between the three output measures.

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145

Table 5.6: Number of studies in which single instructional indicators are related to

cognitive, non-cognitive and learning process variables

Learning

Processes

Non-Cognitive

Output

Cognitive

Output

Σ - o + Σ - o + Σ - o + Σ

Learning Time 23 10 13 13 1 3 9 63 5 38 20 99

Time on task, effective use of

teaching time

21 10 11 8 2 6 19 2 11 6 48

Opportunity to learn 2 2 5 1 1 3 14 2 10 2 21

Homework 27 16 11 27

Mastery learning 3 1 1 1 3

Classroom organisation 4 1 2 1 26 1 18 7 46 5 30 11 76

Classroom management 1 9 6 3 21 4 12 5 31

Discipline 2 2 1 11 7 4 10 1 6 3 23

Control 1 1 6 1 5 15 12 3 22

Orderly, functional learning

environment

21 3 4 14 36 1 24 11 60 1 43 16 117

Classroom climate, learning

climate

11 11 27 1 18 8 58 1 42 15 96

No achievement pressure

(recoded)

3 3 3 2 1 2 1 1 8

Mastery orientation 3 2 1 4 4 7

No performance orientation

(recoded) / competition

4 1 3 2 2 6

Clear and structured teaching 41 2 22 17 17 1 8 8 96 3 62 31 154

Structured/direct teaching 19 1 12 6 9 1 3 5 55 2 38 15 83

Goal-directed, clear 18 8 10 4 1 3 29 17 12 51

Teacher demonstrations 2 2 2 2 3 1 2 7

Teaching for basic skills 2 1 1 2 2 9 5 4 13

Activating 23 6 17 39 1 14 24 154 14 92 48 216

Cooperative learning 10 1 9 9 3 6 23 6 17 42

Situated / discovery learning 2 2 6 1 5 10 6 4 18

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146

Learning

Processes

Non-Cognitive

Output

Cognitive

Output

Σ - o + Σ - o + Σ - o + Σ

Peer-tutoring 2 2 54 34 20 56

Student work, hands-on 2 1 1 13 5 8 28 1 21 6 43

Individual work 9 4 5 9 1 5 3 27 13 14 45

Student discussions 12 11 1 12

Learning to use learning

strategies

27 6 21 18 7 11 90 1 23 66 135

Cooperative learning skills 10 4 6 10

Meta-cognitive strategies 13 2 11 4 4 24 3 21 41

Scientific inquiry learning 7 2 5 16 2 14 23

Thinking aloud training 15 1 14 15

Organising methods 2 2 1 1 3 3 6

Language acquisition training 17 12 5 17

Reading/Writing strategies 2 2 1 1 14 1 4 9 17

General learning strategies 5 4 1 1 1 6

Challenge 67 5 27 35 54 22 32 92 5 41 46 213

Cognitive activation, orien-

tation towards understanding

19 1 7 11 20 11 9 58 22 36 97

Active student engagement 24 3 11 10 10 5 5 12 5 5 2 46

Authentic contexts, relevance 24 1 9 14 24 6 18 11 7 4 59

Language level 7 6 1 7

Various representation formats 4 1 3 4

Support (mutual respect) 36 14 22 20 5 15 12 8 4 68

Quality of interactions,

teacher support

36 14 22 20 5 15 12 8 4 68

Feedback / Monitoring 18 5 13 17 9 8 27 3 22 2 62

Feedback, frame of reference,

monitoring

18 5 13 17 9 8 27 3 22 2 62

Evaluation of goals 16 1 14 1 54 1 42 11 70

Assessments, tests 16 1 14 1 54 1 42 11 70

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147

Learning

Processes

Non-Cognitive

Output

Cognitive

Output

Σ - o + Σ - o + Σ - o + Σ

Teacher characteristics 6 5 1 13 5 8 19

High expectations 6 5 1 9 3 6 15

Constructivist epistemological

beliefs

4 2 2 4

Adaptive teaching 9 1 8 18 14 4 45 5 34 6 72

Various teaching methods 2 1 1 2

Adaptive teaching 3 2 1 13 10 3 16

Open tasks, choice 9 1 8 9

Student pre-requisites 15 12 3 30 5 23 2 45

Practice 4 1 3 8 1 7 31 13 18 43

Drill & repetitions 4 1 3 15 4 11 19

Applications 4 1 3 4 4 16 9 7 24

Material/Media 9 3 3 3 4 4 33 1 16 16 46

Textbooks 16 15 1 16

Computers 9 3 3 3 4 4 17 1 1 15 30

“Integrated” instructional

concepts

11 1 4 6 10 1 5 4 56 3 28 25 77

Constructivist instruction 2 1 1 3 3 14 8 6 19

Inductive teaching 2 1 1 2 1 1 1 1 5

Concept-oriented/ integrated

instruction

7 3 4 5 1 4 41 2 20 19 53

Summary on the consistency of findings on instruction effectiveness

Finally, we want to conclude the chapter on instruction effectiveness with Table 5.7 in

which the consistency of findings is summarised. Overall, the review on recent research

articles on instructional effectiveness in the last decade (1995-2005) has shown that the

instruction characteristics as outlined by the Dutch inspectorate’s observation schedule

are based on empirical research findings. None of the instruction characteristics was

lacking empirical evidence.

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148

Table 5.7 Consistency of results on teaching effectiveness

Instruction Characteristics No empirical

evidence

Consistent

negative

associations

Inconsistent

associations

Consistent

positive

associations

Learning Time x

Classroom organisation x

Orderly, functional learning environment x

Clear and structured teaching x

Activating x

Learning to use learning strategies x

Challenge x

Support (mutual respect) x

Feedback / Monitoring x

Evaluation of goals / Attainment x

Teacher characteristics x

Adaptive teaching x

Practice x

Material x

“Integrated” instruction concepts

Constructivist instruction x

Inductive teaching x

Concept-oriented instruction x

However, some characteristics that have been investigated in the research are not listed

in the observation schedule of the inspectorates. These are: teacher professional

competencies with respect to high expectations for students and their beliefs about the

nature of learning, adaptive teaching, the role of textbooks and computers (summarised

as material), and practice.

Concerning the consistency of findings the following four instruction characteristics

have turned out to show consistent positive effects on student outputs: learning to use

learning strategies, (cognitive) challenge, support and the integrated approach of

concept-oriented instruction (which also has a strong focus on cognitive challenge).

Even if a large number of instruction characteristics have shown rather inconsistent

findings it does not mean that these characteristics are irrelevant for student outputs.

The inconsistency of findings points out a significant amount of variance between

classrooms in the implementation of these teaching characteristic. Classrooms with a

high implementation of these teaching characteristics might be effective with respect to

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149

student outputs, and classrooms with a low implementation might be ineffective. The

review gives no evidence on the quality of implementation. Thus, for a deeper insight

qualitative analyses of the effects of single studies that are either high or low in

implementation would have to be conducted.

In addition, the vote-counting procedure does not take into account the quality of the

reported research studies. A systematic meta-analysis of these findings will give more

substantial evidence on the direction and size of the effects.

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150

Summary on the direction of effects per publication

Table 5.8: Direction of effects per publication (CO=Cognitive Outputs, NCO=Non-Cognitive Outputs; LP: Learning processes; +=significant

positive effects (p<.05); o=non-significant effects; -=significant negative effects)

ID

Aut

hors

Lea

rnin

g T

ime

Cla

ssro

om o

rgan

isat

ion

Ord

erly

, fun

ctio

nal l

earn

ing

envi

ronm

ent

Cle

ar a

nd s

truc

ture

d te

achi

ng

Act

ivat

ing

Lea

rnin

g to

use

lear

ning

str

ateg

ies

Cha

llen

ge

Ada

ptiv

e te

achi

ng

Sup

port

(m

utua

l res

pect

)

Feed

back

Eva

luat

ion

of g

oals

Prac

tice

Mat

eria

l/med

ia

Tea

cher

cha

ract

eris

tics

Con

stru

ctiv

ist i

nstr

ucti

on

Indu

ctiv

e te

achi

ng

Con

cept

-ori

ente

d/

inte

grat

edin

stru

ctio

n

115 Adedayo (1998) CO:1+

1 Alexander et al.

(2002) CO:1+

NCO: 2+

2 Allsopp, (1997) CO:1o

3 Anderman et al.

(2001) NCO:

2+/2o

4 Applebee et al.

(2003) CO:1+

5 Arnold, et al.

(2002)

CO:1+

NCO: 2+

6 Ashman & Gillies

(1997) LP:

6+/4o

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151

ID

Aut

hors

Lea

rnin

g T

ime

Cla

ssro

om o

rgan

isat

ion

Ord

erly

, fun

ctio

nal l

earn

ing

envi

ronm

ent

Cle

ar a

nd s

truc

ture

d te

achi

ng

Act

ivat

ing

Lea

rnin

g to

use

lear

ning

str

ateg

ies

Cha

llen

ge

Ada

ptiv

e te

achi

ng

Sup

port

(m

utua

l res

pect

)

Feed

back

Eva

luat

ion

of g

oals

Prac

tice

Mat

eria

l/med

ia

Tea

cher

cha

ract

eris

tics

Con

stru

ctiv

ist i

nstr

ucti

on

Indu

ctiv

e te

achi

ng

Con

cept

-ori

ente

d/

inte

grat

edin

stru

ctio

n

92 Baumann et al.

(2003) CO:

2+/1o

117 Baumert & Köller

(2000)

CO:1+

NCO:2+

LP:2o

CO:2o/1

NCO:6o

LP:1+/

3o/2-

CO:2o

NCO: 2+

LP:1+/1

o

CO:2+

NCO:

2+/2o

LP:

1+/3o

CO:2o

NCO: 4o

LP:3o/1-

CO:

1+/1o

NCO:4o

LP:3o/1-

CO:1

NCO:

1o/1

LP:1+/1-

93 Bennacer, H.

(2000) CO:1+/1

-

94 Bianchini, (1997) CO:1+

95 Borsch et al. (2002) CO:8+

97 Brush (1997) CO:1+

98 Burkam et al.

(1997)

CO:1o CO:1+ CO:1- CO:1o/1

- CO:1o CO:1-

99 Byrne &

Fieldingbarnsley

(1995)

CO:

5+/12o

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152

ID

Aut

hors

Lea

rnin

g T

ime

Cla

ssro

om o

rgan

isat

ion

Ord

erly

, fun

ctio

nal l

earn

ing

envi

ronm

ent

Cle

ar a

nd s

truc

ture

d te

achi

ng

Act

ivat

ing

Lea

rnin

g to

use

lear

ning

str

ateg

ies

Cha

llen

ge

Ada

ptiv

e te

achi

ng

Sup

port

(m

utua

l res

pect

)

Feed

back

Eva

luat

ion

of g

oals

Prac

tice

Mat

eria

l/med

ia

Tea

cher

cha

ract

eris

tics

Con

stru

ctiv

ist i

nstr

ucti

on

Indu

ctiv

e te

achi

ng

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cept

-ori

ente

d/

inte

grat

edin

stru

ctio

n

101 Cantrell (1999) CO:

4+/1o

103 Chang (2002) CO:

2+/1o

104 Chang & Baru-faldi

(1999) CO:1+

105 Chinn et al. (2001) LP:4+

119 Chularut &

DeBacker (2003) CO:1+

NCO: 1+

LP:2+

7 Clausen (2001) CO:6o

NCO:6o

CO:2o

NCO:

1+/1o

CO:2o

NCO:

1+/1-

CO:6oN

CO: 6o

CO:

1+/1o

NCO: 2o

CO:4o

NCO:

1+/3o

CO:2-

NCO: 2o

8 Crinjen & Feehan

(1998)

CO:

1+/1-

120 D'Agostino (2000) CO:

2+/4o CO:

3+/3o CO:2o

10 Davidson et al.

(1996) CO:1+

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153

ID

Aut

hors

Lea

rnin

g T

ime

Cla

ssro

om o

rgan

isat

ion

Ord

erly

, fun

ctio

nal l

earn

ing

envi

ronm

ent

Cle

ar a

nd s

truc

ture

d te

achi

ng

Act

ivat

ing

Lea

rnin

g to

use

lear

ning

str

ateg

ies

Cha

llen

ge

Ada

ptiv

e te

achi

ng

Sup

port

(m

utua

l res

pect

)

Feed

back

Eva

luat

ion

of g

oals

Prac

tice

Mat

eria

l/med

ia

Tea

cher

cha

ract

eris

tics

Con

stru

ctiv

ist i

nstr

ucti

on

Indu

ctiv

e te

achi

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cept

-ori

ente

d/

inte

grat

edin

stru

ctio

n

11 De Fraine et al.

(2003) CO:3o CO:1o

12 de Jong et al.

(2004)

CO:1+ CO:1+ CO:1+

13 Dowdell (1996) CO:1+

14 Driessen &

Sleegers (2000)

CO:6o CO:

1+/1-

CO:2- CO:2o CO:

3+/11o CO:2o

15 Einsiedler &

Treinies (1997) CO:2+

16 Foorman et al.

(1998) CO:

5+/3o

NCO: 1o

17 Freedman (1997) CO:2+

NCO: 1o

18 Fuchs, D. et al.

(1997) CO:3+

19 Fuchs, L. S. et al.

(2002) CO:1+

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154

ID

Aut

hors

Lea

rnin

g T

ime

Cla

ssro

om o

rgan

isat

ion

Ord

erly

, fun

ctio

nal l

earn

ing

envi

ronm

ent

Cle

ar a

nd s

truc

ture

d te

achi

ng

Act

ivat

ing

Lea

rnin

g to

use

lear

ning

str

ateg

ies

Cha

llen

ge

Ada

ptiv

e te

achi

ng

Sup

port

(m

utua

l res

pect

)

Feed

back

Eva

luat

ion

of g

oals

Prac

tice

Mat

eria

l/med

ia

Tea

cher

cha

ract

eris

tics

Con

stru

ctiv

ist i

nstr

ucti

on

Indu

ctiv

e te

achi

ng

Con

cept

-ori

ente

d/

inte

grat

edin

stru

ctio

n

20 George & Kaplan

(1997) NCO: 1+

21 Ginsburg-Block &

Fantuzzo (1998) CO:2+

NCO: 2+

CO:2+

NCO: 2+

22 Gruehn (1995) CO:2+

NCO:

2+/2o

CO:

3+/1o

NCO:

5+/3o

CO:

2+/1o

NCO:

3+/3o

CO:1+

NCO: 2+

CO:1-

NCO:

1o/1-

CO:

1+/2o/1-

NCO:

1+/7o

CO:

1+/1o

NCO:

2+/2o

CO:

1+/1o

NCO: 4o

CO:1-

NCO:

1o/1-

23 Guthrie et al.

(1996) CO:

10+/2o

25 Guthrie et al.

(1999) CO:

3+/2o

LP:1+

28 Guthrie et al.

(2001)

CO:1o

LP:1+

24 Guthrie et al.

(1998) CO:

1o/1-

LP:1+

26 Guthrie et al.

(2000) LP:

2+/3o

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Ord

erly

, fun

ctio

nal l

earn

ing

envi

ronm

ent

Cle

ar a

nd s

truc

ture

d te

achi

ng

Act

ivat

ing

Lea

rnin

g to

use

lear

ning

str

ateg

ies

Cha

llen

ge

Ada

ptiv

e te

achi

ng

Sup

port

(m

utua

l res

pect

)

Feed

back

Eva

luat

ion

of g

oals

Prac

tice

Mat

eria

l/med

ia

Tea

cher

cha

ract

eris

tics

Con

stru

ctiv

ist i

nstr

ucti

on

Indu

ctiv

e te

achi

ng

Con

cept

-ori

ente

d/

inte

grat

edin

stru

ctio

n

31 Hamilton et al.

(1995) CO:4o CO:

3+/5o CO:4o

32 Hardre & Reeve

(2003) CO:1+

NCO: 1+

LP:2+

122 Hardy, I (2004) CO:3+

33 Helmke & Weinert

(1997) CO:

1+/1o

CO:2o CO:

3+/3o CO:

1+/3o

CO:2+

34 Henderson &

Landesman (1995) CO:

1+/1o

NCO: 4o

35 Hill & Rowe (1998) CO:1+

NCO: 1+ NCO: 1+ CO:1+

NCO: 1+

NCO: 1+ CO:1+

36 Hogan (1999) CO:

4+/1o

37 Hopkins et al.

(1997) CO:1+

38 Houghton et al.

(1995) CO:4+

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isat

ion

Ord

erly

, fun

ctio

nal l

earn

ing

envi

ronm

ent

Cle

ar a

nd s

truc

ture

d te

achi

ng

Act

ivat

ing

Lea

rnin

g to

use

lear

ning

str

ateg

ies

Cha

llen

ge

Ada

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e te

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port

(m

utua

l res

pect

)

Feed

back

Eva

luat

ion

of g

oals

Prac

tice

Mat

eria

l/med

ia

Tea

cher

cha

ract

eris

tics

Con

stru

ctiv

ist i

nstr

ucti

on

Indu

ctiv

e te

achi

ng

Con

cept

-ori

ente

d/

inte

grat

edin

stru

ctio

n

39 Houtveen et al.

(1999) CO:1+

40 Jacobson & Lehrer

(2000) CO:1+

41 Jovanovic & King

(1998) NCO:

2+/4o

42 Klieme & Rakoczy

(2003) CO:1+

NCO: 1+

CO:1o

NCO: 1+

CO:1+

NCO: 1+ CO:1+

NCO: 1+ CO:1+

NCO: 1+

CO:1o

NCO: 1+

43 Kramarski &

Mevarech (1997) CO:1+

LP:

4+/1o

44 Kramarski et al.

(2001) CO:7+

LP:

4+/1o

45 Kroesbergen et al.

(2004) CO:

3+/1o

NCO: 1-

LP:1+

CO:

3+/1o

NCO: 1o

LP:1o

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ime

Cla

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isat

ion

Ord

erly

, fun

ctio

nal l

earn

ing

envi

ronm

ent

Cle

ar a

nd s

truc

ture

d te

achi

ng

Act

ivat

ing

Lea

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ning

str

ateg

ies

Cha

llen

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Ada

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e te

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Sup

port

(m

utua

l res

pect

)

Feed

back

Eva

luat

ion

of g

oals

Prac

tice

Mat

eria

l/med

ia

Tea

cher

cha

ract

eris

tics

Con

stru

ctiv

ist i

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ucti

on

Indu

ctiv

e te

achi

ng

Con

cept

-ori

ente

d/

inte

grat

edin

stru

ctio

n

46 Kuklinski &

Weinstein (2001) CO:

5+1o

NCO:

1+/5o

123 Kunter (2004) LP:

4+/2o

CO:

1+/3o

NCO:

3+/1o

LP:

1+/2o

LP:12+ CO: 3o/1

NCO: 4+

LP:

5+/1o

CO: 2o/2

NCO:

2+/2o

LP:

2+/1o

CO: 4o/4

NCO:

4+/4o

LP:

8+/1o

CO:2-

NCO: 2o

LP:

4+/2o

CO: 3o/1

NCO: 4+

LP:9+

47 Kupermintz et al.

(1995)

CO:

2+/5o

CO: 4o CO:

3+/2o

CO:

2+/5- CO:

8+/2o CO:

4o/3-

CO:2o

48 Kupermintz, &

Snow (1997) CO:3+/

11o/4- CO:

16o/2- CO:

6+/3o CO:

12o/6-

CO:9o

49 Kyriakides et al.

(2000)

CO:

2+/1o CO:2o CO:2o

50 Labudde & Pfluger

(1999) CO:1o

NCO: 3+ CO:

3+/3o

NCO:

18+

CO:1o

NCO: 3+

CO:3o

NCO: 9+

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ime

Cla

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om o

rgan

isat

ion

Ord

erly

, fun

ctio

nal l

earn

ing

envi

ronm

ent

Cle

ar a

nd s

truc

ture

d te

achi

ng

Act

ivat

ing

Lea

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ning

str

ateg

ies

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Ada

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achi

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Sup

port

(m

utua

l res

pect

)

Feed

back

Eva

luat

ion

of g

oals

Prac

tice

Mat

eria

l/med

ia

Tea

cher

cha

ract

eris

tics

Con

stru

ctiv

ist i

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Indu

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achi

ng

Con

cept

-ori

ente

d/

inte

grat

edin

stru

ctio

n

51 Lazarowitz et al.

(1996) CO:

1+/3o

NCO: 3+

LP:

2+/1o

52 Lowther et al.

(2003) CO: 13+

LP:

3+/2-

53 Luyten & de Jong

(1998)

CO:

2+/2o CO:2o CO:

2+/2o

124 Mac Iver et al.

(2003) CO:

6+/12o

55 Marks (2000) LP:6+ LP:6+

56 Martinez &

Martinez (1999)

CO:1o

57 Mathes et al. (1998) CO:

10+/ 33o

59 McGuinness et al.

(1995) CO:

6+/1o

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ime

Cla

ssro

om o

rgan

isat

ion

Ord

erly

, fun

ctio

nal l

earn

ing

envi

ronm

ent

Cle

ar a

nd s

truc

ture

d te

achi

ng

Act

ivat

ing

Lea

rnin

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ning

str

ateg

ies

Cha

llen

ge

Ada

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achi

ng

Sup

port

(m

utua

l res

pect

)

Feed

back

Eva

luat

ion

of g

oals

Prac

tice

Mat

eria

l/med

ia

Tea

cher

cha

ract

eris

tics

Con

stru

ctiv

ist i

nstr

ucti

on

Indu

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achi

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Con

cept

-ori

ente

d/

inte

grat

edin

stru

ctio

n

61 Mevarech (1999) CO:

3+/3o

126 Mevarech &

Kramarski (1997) CO:5+

127 Mevarech&

Kramarski (2003) CO:2+

63 Miller & Meece

(1997)

NCO:

1+/1o/1-

LP:1+

128 Möller et al. (2002) CO:1o CO:2+

65 Muijs &

Reynolds(2000)

66 Muthukrishna &

Borkowski (1995) CO:

3+/6o

NCO:

3+/1o

LP:2+

CO:5+

NCO: 2+

LP:3+

67 Nolen (2003) NCO: 1+ CO:2+

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hors

Lea

rnin

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ime

Cla

ssro

om o

rgan

isat

ion

Ord

erly

, fun

ctio

nal l

earn

ing

envi

ronm

ent

Cle

ar a

nd s

truc

ture

d te

achi

ng

Act

ivat

ing

Lea

rnin

g to

use

lear

ning

str

ateg

ies

Cha

llen

ge

Ada

ptiv

e te

achi

ng

Sup

port

(m

utua

l res

pect

)

Feed

back

Eva

luat

ion

of g

oals

Prac

tice

Mat

eria

l/med

ia

Tea

cher

cha

ract

eris

tics

Con

stru

ctiv

ist i

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ucti

on

Indu

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e te

achi

ng

Con

cept

-ori

ente

d/

inte

grat

edin

stru

ctio

n

68 Pauli et al. (2003) CO:1o

NCO: 2o

LP:1+

69 Perry (1998) NCO: 1o

LP:2+

70 Ramsden (1997) CO:1o

71 Reezigt et al.

(2003)

CO:4+/

7o/4- CO:

6+/12o CO:6o CO:1+/

9o/2-

CO: 12o

73 Seidel (2003) LP:

2+/5o LP:

1+/6o LP: 11+/

20o/4- LP:

5+/2o

LP:

3+/4o

74 Seidel et al. (2002) LP:

5+/1o LP:

1+/5o

LP:

3+/3o

75 Seidel et al. (2003) NCO:

1+/1o

LP:

3+/9o

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Lea

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g T

ime

Cla

ssro

om o

rgan

isat

ion

Ord

erly

, fun

ctio

nal l

earn

ing

envi

ronm

ent

Cle

ar a

nd s

truc

ture

d te

achi

ng

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ivat

ing

Lea

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use

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ning

str

ateg

ies

Cha

llen

ge

Ada

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e te

achi

ng

Sup

port

(m

utua

l res

pect

)

Feed

back

Eva

luat

ion

of g

oals

Prac

tice

Mat

eria

l/med

ia

Tea

cher

cha

ract

eris

tics

Con

stru

ctiv

ist i

nstr

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on

Indu

ctiv

e te

achi

ng

Con

cept

-ori

ente

d/

inte

grat

edin

stru

ctio

n

76 Seidel et al. (2005) CO: 1+

NCO: 1o

LP:

8+/7o

77 She & Fisher

(2002) CO:2o

NCO: 3o

LP:1-

CO:

1+/1o

NCO:

1+/2o

LP:1+

CO:2+

NCO: 3+

LP:1+

CO:2o

NCO: 3o

LP:1o

CO:2o

NCO: 3o

LP:1o

79 Staub & Stern

(2002)

CO:

2+/2o

80 Stevens & Slavin

(1995)

CO:5+

NCO: 1o

LP:1+

81 Stipek et al. (1998) CO:2o

NCO:

3+/3o

CO:2o CO:

1+/1o

NCO:

1+/1o

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ime

Cla

ssro

om o

rgan

isat

ion

Ord

erly

, fun

ctio

nal l

earn

ing

envi

ronm

ent

Cle

ar a

nd s

truc

ture

d te

achi

ng

Act

ivat

ing

Lea

rnin

g to

use

lear

ning

str

ateg

ies

Cha

llen

ge

Ada

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e te

achi

ng

Sup

port

(m

utua

l res

pect

)

Feed

back

Eva

luat

ion

of g

oals

Prac

tice

Mat

eria

l/med

ia

Tea

cher

cha

ract

eris

tics

Con

stru

ctiv

ist i

nstr

ucti

on

Indu

ctiv

e te

achi

ng

Con

cept

-ori

ente

d/

inte

grat

edin

stru

ctio

n

82 Stolarchuk & Fisher

(2001)

CO:

1+/2o

NCO:

2o/1-

CO:1o

NCO: 1o

CO:1o

NCO: 1+

CO:1o

NCO: 1o

CO:1o

NCO: 1+

CO:1o

NCO: 1o

130 Sumfleth et al.

(2004)

CO:1+

84 Taylor et al. (2003) CO:1+ CO:2o CO:

1+/1-

CO:

4+/1o

86 Thuen & Bru

(2000)

LP:

1+/1-

LP:1+ LP:2+ LP:1+

87 Tiedemann &

Billmann-M (2004)

CO:

2+/1o

88 Tomoff et al.

(2000)

CO:1- CO:1+

89 Townsend & Hicks

(1997)

NCO:

3+/2o

LP:2+

90 Turner (1995) LP:

3+/1o

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ime

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om o

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isat

ion

Ord

erly

, fun

ctio

nal l

earn

ing

envi

ronm

ent

Cle

ar a

nd s

truc

ture

d te

achi

ng

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ing

Lea

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use

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ning

str

ateg

ies

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achi

ng

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port

(m

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l res

pect

)

Feed

back

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luat

ion

of g

oals

Prac

tice

Mat

eria

l/med

ia

Tea

cher

cha

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tics

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on

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achi

ng

Con

cept

-ori

ente

d/

inte

grat

edin

stru

ctio

n

91 Turner et al. (2002) LP:4o2-

106 Udziela (1996) CO:1o

107 Van Horn & Ramey

(2003)

CO:

16o/1-

CO:3+/

13o/1-

CO:1+/

15o/1-

109 Wenglinsky (2002) CO:1+ CO:1+ CO:

1o/1-

111 White &

Frederiksen (1998)

CO:

14+/2o

NCO:

5+/2o

112 Wigfield et al.

(2004)

NCO:

4o/1+

NCO:

4+/1o

132 Willms & Somers

(2001)

CO:

10+ /14o

NCO:1+/

10o/1-

CO:

19o/5

NCO:

12o

CO:

7+/17o

NCO: 1+

/10o/1-

114 Yair (2000) LP:

8+/3o/1-

LP:4+

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164

Content summaries on instruction effectiveness studies

Table 5.9: Content summaries on instruction effectiveness studies (1995-2005)

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Adedayo, O.A. 1998 Math direct teaching,

interactive-cooperative,

interactive-individual

Achievement Three teaching methods: a)

traditional lecture/direct

teaching, b) interactive with

individual use of material,

c) interactive with

cooperative with use of

materials. Interactive

methods superior to

traditional, b)>females,

c)>males

+; Positive effects of

interactive teaching

compared to direct

instruction on mathematics

achievement; Gender

effects: females favouring

individual methods, males

favouring cooperative

methods

Nigeria College 165 Quasi-

experimental

ANOVA

Alexander, P. A.

Fives, H.,

Buehl, M. M.,

Mulhern, J.

2002 Science Situated/discovery

learning vs. traditional

science instruction;

Within situated

learning: a) teacher-led,

b) student led

Science

achievement,

interest, beliefs

Three teaching methods;

pre-post-test; science:

lessons on discoveries of

Galileo; comparison

situated/discovery learning

vs. traditional science

instruction; Within situated

learning: a) teacher-led, b)

student led

+; Positive effects of

situated learning on

achievement, interest and

beliefs; positive effect of

teacher-led situated

learning on achievement,

positive effect of student-

led situated learning on

beliefs

USA Middle

school

183 Quasi-

experimental

ANOVA

Page 175: Positioning and Validating the Supervision Framework

165

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Allsopp, D. H. 1997 Math Peer tutoring vs.

independent practice

Mathematics

problem solving

skills

Comparison of Peer

Tutoring with independent

student practice; additional

comparison of students at

risk of math failing with no

risk students

-; no differences between

groups in achievement

gains, no differences

between at-risk or not at-

risk students

USA Middle

school

262 Quasi-

experimental

ANOVA

Anderman, E. M.

Eccles, J. S.

Yoon, K. S.

Roeser, R.

Wigfield, A.

Blumenfeld, P.

2001 Math Goal-orientation:

mastery vs.

perfomance-oriented

instruction

Values, interest Amount of variance of

value development

explained by mastery- and

performance-oriented

instructional practices

-/o, performance-oriented

instructional methods

show negative impact on

value development;

mastery-oriented methods

show no effect

USA Middle

school

570 Quasi-

experimental

Multi-

level

Anderman, E. M.

Eccles, J. S.

Yoon, K. S.

Roeser, R.

Wigfield, A.

Blumenfeld, P.

2001 Reading Goal-orientation:

mastery vs.

perfomance-oriented

instruction

values/interest Amount of variance of

value development

explained by mastery- and

performance-oriented

instructional practices

-/o, performance-oriented

instructional methods

show negative impact on

value development;

mastery-oriented methods

show no effect

USA Middle

School

570 Quasi-

experimental

Multi-

level

Applebee, A. N.

Langer, J. A.

Nystrand, M.

Gamoran, A.

2003 Reading Discussion-based

instructional

approaches

achievement:

literacy

performance

Relationship between

literacy performance and

discussion-based

approaches, comparison of

high and low achieving

students

+; discussion-based

approaches have a positive

impact on literacy

performance, effect for

low and high achieving

students

USA Middle and

high school

1412 Quasi-

experimental

Multi-

level

Page 176: Positioning and Validating the Supervision Framework

166

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Arnold, D. H.

Fisher, P. H.

Doctoroff, G. L.

Dobbs, J.

2002 Math Cognitive activation:

math related activities

Mathematics

achievement,

interest

Intervention "Head Start

Classrooms"; goal:

engagement in math

activities; comparison

intervention/control

+; cognitive

activation/time on task has

a positive effect on math

achievement and interest

compared to control group

USA Pre-school 112 Quasi-

experimental

ANOVA

Ashman, A. F.

Gillies, R. M.

1997 Other/All Cooperative learning

skill training

quality of

student

behavior/engag

ement in

cooperative

settings,

development of

language

Comparison of student

trained for cooperative

learning skills and non-

trained students

+; trained students show

more positive engagement

in cooperative learning

settings, higher motivation

as well as a positive

development of the

language level

Australia Middle

school

192 Quasi-

experimental

ANOVA

Baumann, J. F.

Edwards, E. C.

Boland, E. M.

Olejnik, S.

Kame'enui, E. J.

2003 Math Vocabulary acquisition

strategy training:

contextual analysis

instruction (MC) vs.

traditional textbook

instruction (TV)

text

understanding

Comparison of contextual

analysis instruction vs.

traditional textbook

instruction and effects on

language achievement

+/o; MC better in transfer

tests, no difference in

overall text comprehension

measures

USA Elementary

School

157 Quasi-

experimental

ANOVA

Page 177: Positioning and Validating the Supervision Framework

167

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Baumert, J.

Köller, O.

2001 Math Cognitive activation,

practice, skills,

receptive teaching

Mathematics

achievement,

beliefs, learning

strategies, self-

concept, interest

Relationship between

teaching methods and

cognitive and non-cognitive

student outputs; data of the

German TIMSS Population

III sample

+, cognitive activation has

a positive relationship with

achievement, beliefs,

learning trategies, self-

concept, interest; -

receptive teaching/skill

learning: negative effect

on achievement, beliefs,

deep learning strategies

Germany High school Class

means

Correlational Multi-

level

Baumert, J.

Köller, O.

2001 Science time on task; student

experiments, teacher

experiments, inductive

teaching, computers,

cognitive activation,

application

science

achievement,

beliefs, learning

strategies,

interest

Relationship between

teaching practices and

cognitive and non-cognitive

student outputs; data of the

German TIMSS Population

III sample

cognitive activation:

positive effect on

achievement and interest;

student experiments:

positive effekt on interest,

inductive teaching:

negative effect on

achievement, beliefs,

learning strategies, interest

Germany Secondary II Class

means

Correlational Multi-

level

Bennacer, H. 2000 Reading Classroom

management, discipline

Achievement Investigation of the

relationship between

environment factors and

achievement

-; negative effect of

classroom rules on

achievement, positive

effect of classroom

organisation on

achievement

France Middle

school

Correlational Path

analysis

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168

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Bianchini, J. A. 1997 Science student active

participation (talk)

science

achievement

Investigation of the

development of science

achievement in a

curriculum applying

groupwork (pre-post-

comparison); role of

student status in class for

the engagement in

groupwork and

developments

+; positive effect of

student talk on post-test

achievement

USA Middle

school

80 Other Regression

/correlatio

n

Borsch, F.

Jurgen-Lohmann, J.

Giesen, H.

2002 Science Cooperative learning science

achievement

Comparison of a Jigsaw-

cooperative learning

environment with a control

group (traditional)

+; positive effect of

cooperative learning on

achievement; effect

accounts for high and low

pre-knowledge students

Germany Elementary

school

370 Quasi-

experimental

ANOVA

Brush, T. A. 1997 Math Cooperative learning

vs. individual math

computer learning

mathematics

achievement

Investigation of the

Integrated Learning System

(ILS: learning strategy

training + computers) under

two conditions: cooperative

vs. individual math

computer learning

+; positive effect of

cooperative learning on

math achievement

compared to individual

learning

USA Elementary

school

65 Quasi-

experimental

ANOVA

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169

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Burkam, D. T.

Lee, V. E.

Smerdon, B. A

1997 Science homework, individual

work, student

experiments, teacher

demonstrations,

computers, climate,

student engagement

science

achievement

Study investigates the role

of hands-on lab activities

on student achievement;

uses the NELS:88 data

base; investigates gender

differences

+/o/-; positive relationship

for climate, no relationship

for homework,

experiments, engagement,

negative for individual

work, teacher demo,

computers

USA High school 12120 Correlational Regression

/correlatio

n

Byrne, B.

Fieldingbarnsley, R.

1995 Reading Learning strategies

training: Phonemic

Awareness Training

Reading

achievement

Follow-up study on

phonemic awareness

training. Comparison of

trained and untrained

students in language

comprehension 2 and 3

years after training

+; positive effect of

phonemic awareness

training on language

comprehension two and

three years after training

Australia Pre-school 115 Experimental ANOVA

Cantrell, S. C. 1999 Reading Cognitive activation,

meaningful reading and

writing instruction

Reading and

Writing

achievement

Implementation study on

meaningful reading and

writing instruction;

comparison of high and low

implementation classes

+; positive effect of

instruction that is oriented

toward meaningful

learning on reading and

writing achievement

USA Elementary

school

41 Quasi-

experimental

ANOVA

Chang, C. Y.

2002 Science teacher-centred

instruction vs. student-

centred instruction

Science

achievement

Comparison of teacher-

centred vs. student-centred

multimedia computer-

assisted instruction (CAI)

+; positive effect of

teacher-centred CAI

instruction compared to

student centred instruction

Taiwan High school 244 Experimental ANOVA

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170

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Chang, C. Y.

Barufaldi, J. P.

1999 Science Learning strategies

teaching: problem

solving instruction

Earth science

achievement

Comparison of a problem-

solving-based instructional

model with a control group

with respect to achievement

+; positive effect of

problem solving teaching

on achievement

Taiwan Middle

school

172 Experimental ANOVA

Chinn, C. A.

Anderson, R. C.

Waggoner, M. A.

2001 Reading cooperative learning Learning

processes /

engagement

Comparison of

collaborative reasoning and

recitation instruction and its

effects on student

engagement and cognitive

learning strategies

+; positive effect of

cooperative learning on

student cognitive learning

process

USA Primary

school

84 Quasi-

experimental

ANOVA

Chularut, P.

DeBacker, T. K.

2003 Other/All Learning strategies

teaching: concept

mapping

English as a

foreign

language

achievement,

learning

strategies, self-

efficacy

Comparison of concept

mapping group with control

group; effects of concept

mapping on cognitive,

motivational-affective and

meta-cognitive outputs

+; positive effect of

concept mapping

instruction on

achievement, learning

strategies, self-efficacy

USA High school,

college

97 Experimental ANOVA

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171

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Clausen, M. 2001 Math pacing, monitoring,

discipline, speed,

classroom climate;

cognitive activation,

adaptive teaching;

repetitions

Mathematics

achievement &

interest,

development of

achievement

and interest

Study investigates the

relationship between

instructional variables and

mathematics achievement

and interest as well as

developments; Uses

German sample of the

TIMSS 1995 Video Study

positive correlation of

pacing on achievement;

positive r between

individual reference norms

and interest, Negative r

between individualising

and achievement; Positive

r between climate and

interest, negative r

between repetitive practice

and achievement

Germany Middle

school

53 Correlational Regression

/correlatio

n

Crinjen, Alfons

A.M.

Feehan, Michael

1998 Reading Mastery Learning Reading

achievement

Comparison of Mastery

Learning intervention to a

control group

+/-; positive effect of

Mastery Learning on

reading achievement in the

first year of reading

instruction, negative effect

at the end of elemenary

school

USA Elementary

school

363 Experimental Multi-path

D'Agostino, J. V. 2000 Reading Teacher-led basic skills

instruction

Reading

achievement

and

development

Relationship of teacher-led

basic skills instruction and

reading achievement;

Longitudinal data of Title I

project

+; positive effect of basic

skill instruction on

achievement as well as

achievement gains

USA all schools 3308 Correlational Multi-

level

Page 182: Positioning and Validating the Supervision Framework

172

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

D'Agostino, J. V. 2000 Math Teacher-led basic skills

instruction

Mathematics

achievement

and

development

Relationship of teacher-led

basic skills instruction and

math achievement;

Longitudinal data of Title I

project

+; positive effect of basic

skill instruction on

achievment as well as

achievement gains

USA all schools 2996 Correlational Multi-

level

Davidson, J.

Elcock, J.

Noyes, P.

1996 Reading computer-assisted

practice

Reading

achievement

Comparison of computer-

assisted practice and

control and its effects on

reading achievement

+; positive effect of

computer-assisted practice

on reading achievement

UK Primary

school

60 Quasi-

experimental

ANOVA

De Fraine, B.

Van Damme, J.

Van Landeghem, G.

Opdenakker, M. C.

Onghena, P.

2003 Other/All adaptive teaching,

feedback, taking into

account student pre-

requisites

Dutch language

achievement

Amount of explained

variance by student,

teaching and school factors;

LOSO-project

o: no effect of instructional

variables on dutch

language achievement; +

positive effect of learning

climate on achievement

Flanders /

Belgium

Secondary

school

2569 Correlational Multi-

level

de Jong, R.

Westerhof, K. J.

Kruiter, J. H.

2004 Math opportunity to learn,

adaptive teaching:

grouping, structure and

clarity

Mathematics

achievement

Amount of explained

variance explained by

teaching factors

+: opportunity to learn,

grouping according to pre-

knowledge, structure &

clarity

Netherland

s

Secondary

school

Correlational Multi-

level

Dowdell, T. 1996 Reading direct instruction Reading

achievement

Comparison of direct

teaching group with control

group; sample: low

achieving students

+; direct instruction had a

positive effect on

achievement gains

USA Middle

School

72 Quasi-

experimental

ANOVA

Page 183: Positioning and Validating the Supervision Framework

173

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Driessen, G.

Sleegers, P.

2000 Other/All approach intensity,

reading time,

opportunity to learn,

homework, progress

registration, individual

orientation, attention

reading strategy, tests,

expectations for

students, basic skills

Mathematics

achievement

Relationship between

instructional variables as

well as consistency of

instruction with math

achievement; PRIMA-

study

+/o/-; positive effect of

approach intensity,

feedback, test frequency,

and basic skill teaching on

math achievement;

negative effect of

individual orientation; no

effects of all other

variables

Netherland

s

Elementary

school

7410 Correlational Multi-

level

Driessen, G.

Sleegers, P.

2000 Other/All approach intensity,

reading time,

opportunity to learn,

homework, progress

registration, individual

orientation, attention

reading strategy, tests,

expectations for

students, basic skills

Language

Achievement

Relationship between

instructional variables as

well as consistency of

instruction with language

achievement; PRIMA-

study

o/-; negative effect of

individual orientation in

teaching on language

achievement; no effects of

all other variables

Netherland

s

Elementary

school

7410 Correlational Multi-

level

Einsiedler, W.

Treinies, G.

1997 Science structuring methods Science

achievement

Comparison of classes with

implementation of various

structuring methods and

control classes

-; no differences between

groups with respect to the

effectiveness of structuring

methods

Germany Elementary

school

456 Experimental Multi-

level

Page 184: Positioning and Validating the Supervision Framework

174

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Foorman, B. R.

Francis, D. J.

Fletcher, J. M.

Schatschneider, C.

Mehta, P.

1998 Reading direct instruction Reading

achievement:

word reading

Comparison of three

treatment groups: a) direct

instruction, b) embedded,

c) implicit. Sample: Title 1

services, at-risk students

+; direct instruction with

highest achievement gains

USA Elementary

school

285 Experimental Multi-path

Freedman, M. P. 1997 Science hands-on laboratory

experiences

Science

achievment,

science

attitudes

Comparsion of classes with

hands-on laboratory

experiences and control

classes

+/o; hands-on laboratory

experiences show positive

effects on achievement, no

effect on attitudes

USA Experimental ANOVA

Fuchs, D.

Fuchs, L. S.

Mathes, P. G.

Simmons, D. C.

1997 Reading Peer-assisted learning

strategies

Reading

achievement

Effectiveness of a

classwide peer tutoring

program for low and

average achieving students

+; peer-assisted learning

strategies show positive

effects on the development

of reading achievement;

independent of student

types

USA Elementary,

middle

school

Experimental ANOVA

Fuchs, L. S.

Fuchs, D.

Yazdian, L.

Powell, S. R.

2002 Math Peer-assisted learning

strategies

Mathematics

achievement

Effects of a peer tutoring

program for low , average

and high achieving students

+; peer-assisted learning

strategies show positive

effects on the development

of math achievement;

independent of student

types

USA Elementary 323 Experimental ANOVA

George, R.

Kaplan, D.

1998 Science Science activities Science attitude Structure of relationship

between teacher and parent

factors for student attitudes

towards science; sample of

NELS:88

+, science activities have a

positive relationship and

direct effect on science

attitudes

USA all school

types

7980 Correlational Path

analysis

Ginsburg-Block, M.

D.

Fantuzzo, J. W.

1998 Math Peer collaboration,

problem solving

Mathematics

achievement,

motivation,

self-concept

Study investigates effects

of two instructional

methods: peer collaboration

and problem solving on

+; both approaches show

positive effects on

mathematics achievement,

motivation and self-

USA Elementary

school

104 Experimental ANOVA

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175

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

mathematics achievement,

academic motivation and

self concept; sample: low

achieving students

concept; no interaction

effects found

Gruehn, S. 1995 Math achievement pressure,

discipline, rules, speed

of interactions, time on

task, practice, cognitive

activation, pacing,

student participation,

individual orientation,

monitoring, feedback,

clarity, classroom

climate

Mathematics

development,

self-concept,

interest

Study investigates the

relationship between

teaching factors and the

development of

mathematics achievement,

self-concept and pleasure to

go to school on the basis of

the German longitudinal

BIJU sample

+/o/-; achievement:

positive r for discipline,

cognitive activation,

pacing, monitoring,

feedback, clarity, climate;

self-concept: positive r for

discipline, monitoring,

feedback, climate; interest:

discipline, monitoring,

feedback

Germany Middle

school, all

types

Correlational Regression

/correlatio

n

Guthrie, J. T.

Van Meter, P.

McCann, A. D.

Wigfield, A.

Bennett, L.

Poundstone, C. C.

Rice, M. E.

et al.

1996 Reading Concept-oriented

reading instruction

(CORI)

reading

achievement,

literacy

engagement

Study investigates the

implementation of the

CORI intervention with

pre-post-test comparisons

+; students in CORI

classrooms showed a

positive development in

literacy engagement

(searching, drawing,

writing, transfer, text

comprehension)

USA Elementary

school

140 Quasi-

experimental

ANOVA

Guthrie, J. T.

Van Meter, P.

Hancock, G. R.

Alao, S.

Anderson, E.

McCann, A.

1998 Reading Concept-oriented

reading instruction

(CORI)

reading

achievement,

literacy

engagement

The CORI context

increased strategy use,

conceptual learning and

text comprehension more

than traditional instruction

+; positive effect of CORI

on achievement and

strategy use

USA Elementary

school

172 Quasi-

experimental

Path

analysis

Guthrie, J. T.

Anderson, E.

1999 Reading Concept-oriented

reading instruction

Reading

engagement/ach

The CORI context

increased strategy use,

+; positive effect of CORI

on achievement and

USA Elementary

school

106 Quasi-

experimental

ANOVA

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176

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Alao, S.

Rinehart, J.

(CORI) ievement,

reading strategy

use

conceptual learning and

text comprehension more

than traditional instruction,

when background is

controlled

strategy use

Guthrie, J. T.

Wigfield, A.

Von Secker, C.

2000 Reading Concept-oriented

reading instruction

(CORI)

Reading

motivation and

strategy use

The CORI context

increases reading

motivation and strategy use

+; positive effect of CORI

on reading motivation and

strategy use

USA Elementary

school

162 Quasi-

experimental

Multi-

level

Guthrie, J. T.

Schafer, W. D.

Huang, C. W.

2001 Reading Opportunity to

learn/read

Reading

engagement

Study investigates NAEP

data to analyse the

relationship between

opportunity to read in

classrooms and the students

reading engagement

+; positive effect of

opportunity to read on

reading engagement

USA Elementary

school

577 Correlational Multi-

level

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177

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Hamilton, L. S.

Nussbaum, E. M.

Kupermintz, H.

Kerkhoven, J. I. M.

Snow, R. E.

1995 Science materials, experiments,

problem solving,

understanding

Science

achievement

Study investigates the

relationship between

instructional variables and

science achievement;

sample: NELS:88

o; no effects of

instructional variables on

science achievement

USA High school 5041 Correlational Regression

/correlatio

n

Hardre, P. L.

Reeve, J.

2003 Other/All quality of teacher

support, perceived

teacher support

Motivation,

intention to

persist

Study investigates the role

of teacher support for

student motivation and

persistence not to drop-out

+; positive relationship

between teacher support

and self-determined

learning motivation,

perceived competence and

intention to persist

USA High school 483 Correlational Path

analysis

Hardy, I.

Jonen, A.

Möller, K.

Stern, E.

2004 Science representation formats science

understanding

Study compares different

representation formats and

their effects on science

understanding. The two

variables are integrated

format (experimental) and

self-constructed

representations (control)

+; positive effect of the

use of integrated

representations on

conceptual understanding

Germany Elementary

school

98 Experimental ANOVA

Helmke, A.

Weinert, F.E.

1997 Math classroom managem.,

structuredness,

adaptivity, variability

of teaching methods,

social climate, clarity,

climate, active student

participation

mathematics

achievement

gains

Study investigates the

relationship between

instructional factors and

achievement gains in a

longitudinal German

elementary study

o;+; positive relationships

for classroom

management,

structuredness, adaptivity,

variability of teaching

methods, clarity and active

student participation;

Germany Elementary

school

Correlational Regression

/correlatio

n

Henderson, R. W.

Landesman, E. M.

1995 Math Integrated mathematics

instruction

mathematics

achievement,

attitudes

Study investigates an

intervention program on an

integrated mathematics

instruction; comparisons of

+; posive effect of

integration math

instruction on math

achievement; no effect on

USA Middle

school

102 Experimental ANOVA

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178

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

experimental and control

groups

math attitudes

Hill, P. W.

Rowe, K. J.

1998 Reading high expectations,

appropriateness/adaptiv

ity, incentives, time on

task, warmth

literacy

achievement,

student

attentiveness

Study investigates

relationship between

several teaching factors and

literacy achievement, as

well as student

attentiveness; furthermore

student attentiveness is an

important mediating factor

for student literacy

achievement

+; literacy achievement:

positive relationship for

expectations,

appropriateness, time;

attentiveness: positive r for

time, appropriateness,

incentives and warmth

Australia Kindergarden

- Middle

school

6678 Correlational Multi-

level

Hogan, K. 1999 Science Thinking aloud

together

metacognitive

knowledge

about

collaborative

reasoning,

science

understanding

Intervention study with

control groups to

investigate the effect of

thinking aloud on students

scientific reasoning and

understanding of science

concepts

+/o; positive effect of the

intervention on

metacognitive abilities; no

effect on science

understanding

USA Middle

school

163 Experimental ANOVA

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179

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Hopkins, K. B.

McGillicuddy-

DeLisi, A. V.

DeLisi, R.

1997 Math direct instruction vs.

constructivist

instruction

Math

achievement:

computational

performance

Experimental study of the

effects of directs instruction

vs. constructivist

instruction on students

computational performance

+; direct teaching showed

higher computational

performance than

constructivist instruction;

girls outperformed boys in

both formats;

USA Elementary

school

74 Experimental ANOVA

Houghton, S.

Litwin, M.

Carroll, A.

1995 Reading Peer mediated

instruction

Reading

achievement

Study investigates the

effects of peer mediated

instruction on reading

achievement; investigates

gain over the course of the

intervention

+; positive gains in

reading achievement over

the course of the

intervention; for tutors as

well as tutees

Australia Primary

school

24 Experimental ANOVA

Houtveen, A. A. M.

Booij, N.

de Jong, R.

van de Grift, Wjcm

1999 Reading Adaptive Instruction

approach: includes

optimizing time on

task, direct instruction,

phonics instruction

method, diagnostic

teaching

Reading

achievement

Quasi-experiment on

effects of adaptive

instruction on reading

results of children in first

year of reading instruction

in Dutch primary schools

+; positive effect of

adaptive instruction

approach on reading

compared to control group

Netherland

s

Primary

school

456 Quasi-

experimental

ANOVA

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180

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Jacobson, C.

Lehrer, R.

2000 Math Understanding-oriented

math instruction

Mathematics

achievement

Study investigates

differences between

teachers in the

implementation of an

understanding-oriented

instruction in mathematics;

differences in the

implementation go along

with different math

achievements; teacher high

in implementation scored

higher

+; positive effect of high

implementation of

understanding-oriented

math instruction compared

to low implementation

USA Elementary

school

Quasi-

experimental

Other

Jovanovic, J.

King, S. S.

1998 Science Hands-on science

activities

Science

attitudes

Study investigates the

effect of regular hands-on

activities on science

attitudes

+; positive effect of active

participation in hands-on

activities on development

of science attitudes

USA Middle

school

165 Quasi-

experimental

Regression

/correlatio

n

Klieme, E.

Rakoczy, K.

2003 Math Discipline,

achievement pressure,

support, monitoring,

clarity, cognitive

activation

Math

achievement,

interest

Study investigates the

relationship and the amount

of variance explained by

teaching factors on student

achievement and interest;

German national PISA

sample

achievement; positive r for

discipline, support, clarity

and cognitive activation;

interest: positive r for

discipline, support,

monitoring, clarity,

cognitive activation

Germany Gymnasium Correlational Regression

/correlatio

n

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181

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Kramarski, B.

Mevarech, Z. R.

1997 Math Metacognitive training Math

achievement,

metacognitive

strategies

Study investigates the

effects of metacognitive

training on students' ability

to construct graphs and

reflect on learning

+; metacognitive treatment

showed positive results on

math achievement and

reflection on learning

Israel High school 68 Experimental ANOVA

Kramarski, B.

Mevarech, Z. R.

Lieberman, A.

2001 Math Metacognitive training Math

achievement,

math

explanations

Study compares 3 methods:

MT in math and english;

MT in math, control;

+; MT in both subjects

outperformed MT in math;

both outperformed control

group; both for math

achievement as well as

math explanations

Israel High school 182 Quasi-

experimental

ANOVA

Kroesbergen, E. H.

Van Luit, J. E. H.

Maas, C. J. M.

2004 Math Constructivist teaching

vs. direct teaching

Mathematics

achievement,

learning

strategies,

motivation

Study compares the effects

of small-group

constructivist and explicit

mathematics instruction in

basic multiplication on

low-achieving students'

performance and

motivation

+; both conditions showed

positive effects compared

to control; direct teaching

outperformed

constructivist teaching in

achievement

Netherland

s

Elementary

school

265 Experimental Multi-

level

Kuklinski, M. R.

Weinstein, R. S.

2001 Reading Teacher expectations Reading

achievement

Study investigates the role

of teacher expectations for

student self-expectations

and reading achievement

+; no relationship between

teacher expectations and

student self expectations;

but positive relationship

for achievement

USA Elementary

school

376 Correlational Path

analysis

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182

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Kunter, M. 2004 Math cognitive activation,

relevance, support,

discipline, structure,

monitoring, active

student participation,

individual orientation

Mathematics

achievement,

interest

Effects of instruction

factors on student

achievement and interest

development

achievement: positive

relationship for student

participation and negative

for individual orientation;

interest: positive

relationship for discipline,

structure, monitoring,

participation

Germany Secondary

school

1900 Correlational Multi-

level

Kupermintz, H.

Ennis, M. M.

Hamilton, L. S.

Talbert, J. E.

Snow, R. E.

1995 Math direct instruction,

individual work,

applications, cognitive

activation,

computation,

understanding,

homework

Mathematics

achievement

Study investigates the

relationship between

instructional variables on

math achievement; uses

data of NELS:88 study;

Math0th grade sample

-/o/+; positive r for direct

instruction, cognitive

activation, teaching for

understanding, no effect

for computation,

homework; negative r for

individualization,

applications

USA High school 5460 Correlational Regression

/correlatio

n

Kupermintz, H.

Snow, R. E.

1997 Math individual work,

applications, cognitive

activation, compuation,

discussion, media,

teacher control

Mathematics

achievement

Study investigates the

relationship between

instructional variables on

math achievement; uses

data of NELS:88 study;

Math2th grade sample

-/o/+; positive r for

cognitive activation and

discipline; no relationship

for computation,

discussion, media;

negative r for individual

work, applications

USA High school 2373 Correlational Regression

/correlatio

n

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183

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Kyriakides, L.

Campbell, R. J.

Gagatsis, A.

2000 Math clarity, teacher support,

time on task,

opportunity to learn

(homework)

Mathematics

achievement

Study investigates several

aspects of school and

teaching factors on math

achievement; compares

different sources of

information

(teacher/student)

o/+; no effects for clarity,

teacher support, time on

task; positive effect for

opportunity to learn

(measured by amount of

homework)

Cyprus Primary

school

1051 Correlational Multi-

level

Labudde, P.

Pfluger, D.

1999 Science Constructivist

approaches in science

teaching: relevance,

contexts/contents,

communication and co-

operation

Mathematics

achievement,

interest

Study investigates the

predominance of

constructivist aspects in

science teaching in

Switzerland; furthermore it

investigates the relationship

between constructivist

aspects and TIMSS

achievement and interest

scores

achievement: positive r for

relevance, no relationship

for communication and

student experiments;

interest: positive r for all

variables

Switzerlan

d

High school 670 Correlational Regression

/correlatio

n

Lazarowitz, R.

Baird, J. H.

Bowlden, V.

1996 Science Cooperative mastery

learning (jigsaw) vs.

individual mastery

learning

Science

attitudes

Study compares group

mastery learning with

individualized mastery

learning

Student in group mastery

learning score higher on

self-esteem and positive

attitudes than students in

individualized mastery

learning groups. IML also

showed a decline in

attitudes

Israel/USA High school 113 Quasi-

experimental

ANOVA

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184

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Lowther, D. L.

Ross, S. M.

Morrison, G. M.

2003 Other/All Laptop computers Writing

achievement;

problem-

solving

Study investigates the 24h

access of students to laptop

computers and its effects on

writing achievement and

problem-solving skills;

experimental study

+; positive effect of

treatment group on writing

assessment as well as

problem-solving skills

USA Middle

school

118 Experimental ANOVA

Luyten, H.

de Jong, R.

1998 Math homework, structure,

clarity, quality of

teacher-student

interactions

Mathematics

achievement

Study investigates school

and teacher effects in Dutch

secondary schools

o/+; effect of homework

assignments and clarity on

math achievement; no

effect of structure and

pleasant lessons

Netherland

s

Secondary

school

956 Correlational Multi-

level

Mac Iver, M.A.

Kemper, E.

Stringfield, S.

2003 Math Direct instruction

curriculum

Mathematics

achievement

4-year study investigated

the implementation of the

Baltimore Curriculum

Project (BCP) that uses a

combination of direct

instruction and core

knowledge

o; no effect of direct

instruction on math

achievement

USA Primary

school

Quasi-

experimental

ANOVA

Mac Iver, M.A.

Kemper, E.

Stringfield, S.

2003 Reading Direct instruction

curriculum

Reading

achievement

4-year study investigated

the implementation of the

Baltimore Curriculum

Project (BCP) that uses a

combination of direct

instruction and core

knowledge

+/o; mixed effects of

direct instruction on

reading achievement

USA Primary

school

Quasi-

experimental

ANOVA

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185

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Mac Iver, M.A.

Kemper, E.

Stringfield, S.

2003 Math Direct instruction

curriculum

Math

achievement

4-year study investigated

the implementation of the

Baltimore Curriculum

Project (BCP) that uses a

combination of direct

instruction and core

knowledge

+/o; mixed effects of

direct instruction on

reading achievement

USA Primary

school

Quasi-

experimental

ANOVA

Marks, H. M. 2000 Other/All Authentic

instruction/relevance;

teacher support

Student

engagement

Study investigates several

factors for student

engagement in instructional

activity

+; positive effect of

relevance of

contents/authentic

instructional work and

teacher support

USA Elementary,

Middle, High

school

3669 Correlational Multi-

level

Martinez, J. G. R.

Martinez, N. C.

1999 Math Mastery learning Mathematics

achievement

Study investigates the

effect of mastery learning

on math achievement by

experimental design

o; no differences between

treatment and control

group

USA College 80 Experimental ANOVA

Mathes, P. G.

Howard, J. K.

Allen, S. H.

Fuchs, D.

1998 Reading Peer-assisted learning

strategies

Reading

achievement

Study investigates the

effects of PALS instruction

compared to usual reading

instruction

+; positive effects of

PALS on reading

achievement; greatest

gains for low achieving

students

USA Elementary

school

96 Quasi-

experimental

ANOVA

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186

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

McGuinness, D.

McGuinness, C.

Donohue, J.

1995 Reading Phonological

awareness training

Reading

achievement

Study investigates the

effect of a phonological

awareness training on

reading achievement

compared to a control

group

+; positive effect of PA on

reading achievement

USA Primary

school

45 Quasi-

experimental

ANOVA

Mevarech, Z. R. 1999 Math Metacognitive learning

strategy training within

cooperative learning

settings

Math problem

solving tasks

Study investigates effects

of 3 learning settings:

cooperative (control),

cooperative with learning

strategies in direct

instruction, cooperative

with metacognitive training

+; positive effect of

metacognitive training on

problem solving

achievement

Israel High school 174 Quasi-

experimental

ANOVA

Mevarech, Z. R.

Kramarski, B.

1997 Math IMPROVE: method

that combine learning

strategies, practice,

reviewing, mastery,

verification and

enrichment

Mathematic

achievement

(study II)

Study investigates the

effects of IMPROVE on

mathematics processes

compared to a control

group

+; positive effect of

IMPROVE on math

achievement

Israel High school 247 Quasi-

experimental

ANOVA

Mevarech, Z. R.

Kramarski, B.

1997 Math IMPROVE: method

that combines learning

strategies, practice,

reviewing, mastery,

verification and

enrichment

Mathematics

achievement

(study I)

Study investigates the

effects of IMPROVE on

mathematics achievement

compared to a control

group

+; positive effect of

IMPROVE on math

achievement

Israel High school 265 Quasi-

experimental

ANOVA

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187

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Mevarech, Z. R.

Kramarski, B.

2003 Math Metacognitive training

vs. worked-out

examples

Mathematics

achievement

Study investigates 2

approaches within

cooperative learning

settings: a) meta-cognitive

training, b) learning from

worked-out examples

+; positive effect of

metacognitive training

compared to worked-out

examples on math

achievement

Israel High school 122 Quasi-

experimental

ANOVA

Miller, S. D.

Meece, J. L.

1997 Reading Reading and language

arts assignments:

increasing opportunity

to learn

Motivation/inter

est, learning

strategies

Study examines how

different reading and

language art assignments

influenced 3rd-grade

students' motivational

goals, strategy use, and

anxiety.

+/o; In classes with high

implementation of

intervention students

showed less ego-

orientation in motivational

goals, but no differences in

their strategy use

USA Primary

school

187 Quasi-

experimental

ANOVA

Möller, K.

Jonen, A.

Hardy, I.

Stern, E.

2002 Science Constructivist teaching;

3 conditions: a) without

structure, b) with

structuring elements, c)

direct teaching

Science

achievement

Study investigates the

effect of structure within

constructivist teaching and

compares 3 conditions: a)

without structure, b) with

structuring elements, c)

direct teaching

+; group a outperforms

group b and c; group b

outperforms group c

Germany Elementary

school

190 Quasi-

experimental

ANOVA

Muijs, D.

Reynolds, D.

2000 Math Direct teaching, time

on task, constructivist

methods, math

language, effective

teaching

Mathematics

achievement

Study investigated the

effect of teacher behaviours

and classroom organisation

on student progress in

mathematics in years Math-

5 of primary schools

o/+; positive relationship

for direct teaching, time on

task, constructivist

methods and effective

teaching; no relationship

for math language

UK Primary

school

2128 Correlational Multi-

level

Muthukrishna, N.

Borkowski, J. G.

1995 Math Learning strategies

training; differences in

learning strategies

training for discovery

Mathematics

achievement,

motivation,

processes

Study investigates the role

of learning strategies

training on mathematics

understanding, learning

+; positive effect of

learning strategies training

compared to control group

for achievement,

USA Primary

school

106 Quasi-

experimental

ANOVA

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188

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

learning, direct and

discovery combined;

direct teaching

processes and overall

interest and motivation

motivation, and learning

strategies; differences

between treatment groups

show positive effects for

discovery learning

compared to direct

instruction

Nolen, S. B. 2003 Science Narrow-focused

classwork and low

quality of teacher-

student interactions;

cognitive activation

Science

achievement;

science

motivation

Study investigation the

relationship between

student perceptions of

teaching quality and their

achievement and

motivation development in

science

-; negative effect of

narrow-focused class work

and low quality of teacher-

student interactions; +;

positive effect of cognitive

activation on student

motivation

USA High school 377 Correlational Multi-

level

Page 199: Positioning and Validating the Supervision Framework

189

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Pauli, C.

Reusser, K.

Waldis, M.

Grob, U.

2003 Math Constructivist teaching

approaches

Mathematics

processes

(learning

motivation,

engagement),

interest,

achievement

Video study that

investigates the practice of

so-called "enrichment of

learning settings and

teaching methods" (ELF) in

the sense of constructivist

teaching in Switzerland and

its effects on student

achievement, interest, and

learning processes

+/o; positive effect of ELF

on learning processes; no

differences compared to

direct teaching on

achievement and interest

Switzerlan

d

Secondary

school

1402 Quasi-

experimental

ANOVA

Perry, N. E. 1998 Other/All Self-regulated learning

strategies teaching

Motivation/attit

udes, learning

strategies

Study investigates writing

and portfolio activities as a

method to teach self-

regulated learning

strategies. Effects of the

intervention (high and low

implementers) with respect

to student attitudes and use

of learning strategies are

taken into account

+; positive effect of high

implementation of self-

regulated learning

strategies on attitudes and

learning strategies

USA Primary

school

94 Quasi-

experimental

ANOVA

Ramsden, J. M. 1997 Science Context-based

instruction

Chemistry

grades and

predicted

achievement

scores

Study compares the

context-based SALTERS

approach with a more

traditional approach

o; no difference between

groups

UK Comprehensi

ve school

216 Quasi-

experimental

ANOVA

Page 200: Positioning and Validating the Supervision Framework

190

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Reezigt, G.J.

Creemers, B.P.M.

de Jong, R.

2003 Other/All Quality of curriculum;

implementation

curriculum; use of

tests, grouping

procedures, homework,

clear goal setting,

evaluation, feedback,

corrective instruction,

time for learning,

opportunity to learn

Mathematics

and language

achievement

Study tests a model on

educational effectiveness;

investigates the effects of

teaching variables on math

and language achievement

-/o/+; +; positive effects

for quality of curriculum,

implementation of

curriculum, homework,

clear goal setting; o; no

effects for testing,

grouping, evaluation,

corrective instruction; -;

for feedback, time for

learning; opportunity to

learn

Netherland

s

Elementary

school

3762 Correlational Multi-

level

Seidel, T. 2003 Science Time on task, student

work/experiments;

active student

participation, cognitive

activation, relevance of

contents, quality of

teacher student

interactions, feedback

learning

processes:

motivation and

learning

strategies

Video study on teaching

factors and quality of

learning processes

+; positive effects of

variables on learning

motivation and learning

strategies

Germany Secondary

school

137 Quasi-

experimental

ANOVA

Seidel, T.

Prenzel, M.

et al.

2002 Science time on task, student

work/experiments;

individual work

learning

processes:

motivation and

learning

strategies

Video study on teaching

factors and quality of

learning processes

o/+; no effects for student

experiments; effects for

time on task, amount of

time for individual work

Germany Secondary

school

318 Quasi-

experimental

ANOVA

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191

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Seidel, T.

Rimmele, R.

Prenzel, M.

2003 Science Quality of class work:

indicators of active

student participation,

cognitive activation,

relevance by using

examples, quality of

teacher-student

interactions, feedback

learning

processes,

science interest

Video study on teaching

factors and quality of

learning processes and

interest development

+; effect of quality of class

work on learning

processes and science

interest

Germany Secondary

school

344 Quasi-

experimental

Multi-

level

Seidel, T.

Rimmele, R.

Prenzel, M.

2005 Science Clear goal setting and

lesson coherence

learning

processes,

science

achievement,

science interest

Video study on teaching

factors and quality of

learning processes,

achievement and interest

development

+/o; effect of goal clarity

and coherence on learning

processes and achievement

development; no effect on

science interest

Germany Secondary

school

344 Quasi-

experimental

Multi-

level

She, H. C.

Fisher, D.

2002 Science Teacher support:

cognitive activation,

Encouragement &

praise, climate, control

enjoyment of

science lessons,

interest in

science

Study investigates teacher

communication behaviour

and its role for students'

enjoyment of science and

their interest in science

-/o/+; processes: positive r

for cognitive activation,

climate; no relationship for

support, feedback;

negative r for control;

interest: positive r for

cognitive activation, no

relationship for support,

feedback, climate, control

Taiwan High school 1138 Correlational Regression

/correlatio

n

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192

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Staub, F. C.

Stern, E.

2002 Math Constructivist teacher

beliefs

Mathematics

achievement

gains

Study investigates the

effect of a cognitive

constructivist orientation on

students achievement gains

in word-problem solving

+; positive effect of

teacher constructivist

orientations on student

achievement gains from

grade 2 to 3

Germany Elementary

school

496 Correlational Multi-

level

Stevens, R.J.

Slavin, R.E.

1995 Reading Cooperative learning

program (CIRC)

Reading

achievement,

metacognitive

strategies,

attitudes

2-year study on long-term

effects of a cooperative

learning approach called

CIRC: student worked in

heterogeneous learning

teams, explicit instruction

on learning strategies,

writing process approach

+; positive effects over 2

years for CIRC approach

compared to matched

control schools on

achievement and

metacognitive strategies;

no effect on attitudes

USA Elementary

school

1299 Experimental Multi-

level

Stipek, D.

Salmon, J. M.

Givvin, K. B.

Kazemi, E.

Saxe, G.

MacGyvers, V. L.

1998 Math Positive affect/climate;

orientation towards

understanding

Mathematics

processes

(motivation,

positive

emotions,

engagement),

math

achievement

Study investigates

associations among

instructional practices,

motivation and learning of

fractions in mathematics

+; positive effect of

teachers showing positive

affect and teaching

towards understanding on

student learning processes;

no effect of affect on

achievement, but effect of

teaching towards

understanding on

achievement

USA Elementary

school

624 Correlational Regression

/correlatio

n

Page 203: Positioning and Validating the Supervision Framework

193

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Stolarchuk, E.

Fisher, D.

2001 Other/All Structure, teacher

support,

feedback/monitoring,

discipline

Attitudes

towards

computers;

achievement:

enquiry skills

Study is part of an

evaluation of the

effectiveness of laptop

computers in science

classrooms; thereby, effects

of teaching factors on

student attitudes and

enquiry skills are taken into

account

o/+; attitudes: positive r

for structure, support; no r

for feedback and

discipline; enquiry skills:

no r

Australia High school 433 Correlational Regression

/correlatio

n

Sumfleth, E.

Rumann, S.

Nicolai, N.

2004 Science Cooperative learning

vs. direct teaching

Science

understanding

Study compares effects of

cooperative learning with

effects of direct instruction

in an experimental setting

+; positive effect of

cooperative learning on

science understanding

Germany Secondary

school

210 Experimental ANOVA

Taylor, B. M.

Pearson, P. D.

Peterson, D. S.

Rodriguez, M. C.

2003 Reading Higher-level

questioning; time on

task, comprehension

reading strategies

Reading

comprehension

Study investigated the

effects of teaching on

students' reading

achievement; students were

chosen from high poverty

schools in the Unites States

+; positive effects of

higher-level questioning,

time on task; - for reading

strategies

USA Primary

school

792 Correlational Multi-

level

Thuen, E.

Bru, E.

2000 Other/All Teacher support,

monitoring, autonomy,

classroom climate,

competition, relevance

Engagement Study investigates on-task

orientation as an indicator

for student engagement and

its relationship to teaching

variables; representative

Norwegian sample

Positive relationships for

teacher support,

monitoring, autonomy,

climate, competition,

relevance

Norway 2006 Correlational Path

analysis

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194

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Tiedemann, J.

Billmann-Mahecha,

E.

2004 Other/All Classroom climate Mathematics

achievement

Study investigates the role

of student and class

variables on the

development of

mathematics and reading

achievement; as teaching

variable classroom climate

is taken into consideration

+; positive effect of

classroom climate on

mathematics achievement

Germany Elementary 710 Correlational Multi-

level

Tomoff, Joan

Thompson, Marilyn

Behrens, John

2000 Math Drill & practice;

working with textbooks

Mathematics

achievement

Study uses TIMSS data to

investigate relationship

between teaching practices

and TIMSS achievement

scores

negative effect of drill &

practice on achievement

scores; positive effect of

working with textbooks

USA High school 3400 Correlational Multi-

level

Townsend, M. A. R.

Hicks, L.

1997 Math Cooperative learning Mathematics

value

Study compares

cooperative learning groups

with traditional teaching

with respect to subject

value and motivation to

learn

+; positive effect of

cooperative learning on

values and motivation to

learn; gender effects: girls

perceive higher values and

motivation within

cooperative learning

settings; boys show no

difference with

cooperative or traditional

settings

New

Zealand

Middle

school

162 Quasi-

experimental

ANOVA

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195

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Turner, J. C. 1995 Reading Cognitive activation:

open tasks

Reading

processes:

learning

strategies,

learning

motivation

Study examines the effects

of instructional contexts on

children's reading

motivation. Observers

coded types of literacy

tasks (open vs. closed) and

the children's voluntary use

of motivated behaviours

(strategy use, persistence)

+; positive effect on

student strategy use,

persistence and attention

control

USA Primary

school

84 Quasi-

experimental

Other

Turner, J. C.

Midgley, C.

Meyer, D. K.

Gheen, M.

Anderman, E. M.

Kang, Y.

Patrick, H.

2002 Other/All Mastery goal

orientation in class,

performance goal

orientation in class

Avoidance

behaviour of

students

Study investigates the

relation between learning

environment and students'

reported use of avoidance

strategies

+; positive effect of

mastery goal orientation

on less avoidance

behaviour; no effect of

performance goal

orientation on avoidance

behaviour

USA Elementary

school

1197 Correlational Multi-

level

Udziela, T. 1996 Other/All Formal learning

strategy training

Reading

achievement

Study examined the effect

of teaching formal learning

strategy skills on reading

achievement

o; no effect of formal

learning strategy training

on reading achievement

USA Middle

school

181 Quasi-

experimental

ANOVA

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196

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Van Horn, M. L.

Ramey, S. L.

2003 Reading Constructivist teaching:

project for

developmentally

appropriate practices

(DAP); variables:

integrated curriculum,

climate, student centred

methods

Reading

achievement

The educational ideology

of Developmentally

Appropriate Practices

(DAP) in the sense of

constructivist teaching is

influential, but without

little empirical studies;

study investigates long-

term effects of DAP on

reading achievement

-/o/+; year 1: negative

effects for integrated

curriculum and climate;

positive effect for student-

centred methods; year 2-3:

no effects of DAP on

achievement scores

USA Primary

school

1995:

4764;

1996:

2690;

1997:

1569;

Experimental Multi-

level

Wenglinsky, H. 2002 Math Hands-on learning;

higher order thinking;

assessment

NAEP test:

mathematics

Study explores the link

between classroom

practices and student

academic performance by

applying multilevel

modelling to 1996 NAEP

data in mathematics

-/+; positive relation for

hands-on activities and

higher order thinking;

negative relation for

assessment

USA High school 7146 Correlational Multi-path

White, B. Y.

Frederiksen, J. R.

1998 Science ThinkerTools Inquiry

Curriculum: training

scientific inquiry

processes

Science

achievement

and inquiry

performance

Study investigates the

effect of an intervention

called ThinkerTools

Inquiry Curriculum

compared to a matched

control group;

+; positive effects of

inquiry teaching on

physics achievement and

inquiry skills (processes);

especially positive effects

for low-achieving

students: reach

achievement of high

achieving control group

USA High school Experimental ANOVA

Wigfield, A.

Guthrie, J. T.

Tonks, S.

Perencevich, K. C.

2004 Reading Concept-oriented

reading instruction

(CORI) vs. multiple

Strategy Instruction

Reading

interest, reading

motivational

processes

Study compares two

approaches to foster

reading strategy skills: the

domain-specific approach

+; positive effects of

CORI on motivational

processes (curiosity,

challenge) as well as

USA Primary

school

350 Quasi-

experimental

Math

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197

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

(SI) (formal learning

strategies)

CORI and the general

approach SI

affective outputs such as

self-efficacy

Willms, J. D.

Somers, M. A.

2001 Reading Testing, climate Reading

achievement

Study examines the

relationships between

schooling outputs

(mathematics and language

achievement, time to

complete primary

schooling) and student

background, school and

teaching factors

+; positive effect of testing

and climate

Latin

America

(13

countries)

Primary

school

52000 Correlational Multi-

level

Willms, J. D.

Somers, M. A.

2001 Math Testing, climate Mathematics

achievement

Study examines the

relationships between

schooling outputs

(mathematics and language

achievement, time to

complete primary

schooling) and student

background, school and

teaching factors

+; positive effect of testing

and climate

Latin

America

(13

countries)

Primary

school

52000 Correlational Multi-

level

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198

Authors Year Domain Instruction variables Output

variables

Summary Direction of effects Country School type Nr of

students

Design Methods

Yair, G. 2000 Other/All Authentic experiences,

choice/autonomy, high

level skills/cognitive

activation

Student

learning

processes:

intrinsic

motivation

Study investigates the

relation between three

instructional variables and

student learning

experiences, measured by

the ESM (experience

sampling method)

+; positive r for authenic

experiences, choice,

cognitive activation

USA Elementary

to secondary

school

865 Correlational Regression

/correlatio

n

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199

Appendix: Abstracts of research articles on instruction effectiveness

Differential effectiveness by gender of instructional methods on achievement in mathematics at tertiary level Educational Studies in Mathematics, 37(1), 83

Adedayo, O. A.

1998

Teaching as persuasion

Teaching and Teacher Education, 18(7), 795-813

Alexander, P. A., Fives, H., Buehl, M. M. & Mulhern, J.

2002

A design experiment was undertaken to explore the effects of science lessons, framed as

persuasion, on students' knowledge, beliefs, and interest. Sixth and seventh graders

participated in lessons about Galileo and his discoveries focusing on the personal costs and

public controversies surrounding those discoveries. In selected classrooms, lessons were

teacher led, while others were student led. Participants' knowledge, beliefs, and interest were

compared to peers in other science classes. There were significant differences between

persuasion and comparison classrooms on all variables. However, teacher-led lessons were

more effective at changing students' knowledge, whereas student-led lessons had more impact

on students' beliefs. (C) 2002 Elsevier Science Ltd. All rights reserved.

Using classwide peer tutoring to teach beginning algebra problem-solving skills in heterogeneous classrooms

Remedial and Special Education, 18(6), 367-379

Allsopp, D. H.

1997

This study examined the effectiveness of using classwide peer tutoring (cwpt) in heterogeneous

middle school math classrooms to teach students in beginning algebra problem-solving skills.

The literature on cwpt demonstrates its effectiveness with basic academic skills, but little

research addresses whether cwpt can be effective for teaching higher order thinking skills. This

study compared the effectiveness of cwpt with traditional independent student practice.

Additionally, the performance of students at risk of math failure (students whose grade in math

was a d or an f and/or who scored a stanine of 3 or lower in the math section on a standardized

assessment) was compared with the performance of students not at risk of math failure. an

analysis of the data indicates that both cwpt and independent student practice were effective

strategies for helping students to learn beginning algebra problem-solving skills. Neither

strategy was significantly more effective than the other. Students at risk of math failure

demonstrated slightly greater performance gains than did students not at risk of math failure.

Related findings indicate that cwpt was most effective with 14- and 15-year-old students.

implications for using cwpt for increasing students' higher order thinking skills is discussed as

well as its use in heterogeneous classrooms and with middle school students.

Learning to value mathematics and reading: Relations to mastery and performance-oriented instructional practices

Contemporary Educational Psychology, 26(1), 76-95

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200

Anderman, E. M., Eccles, J. S., Yoon, K. S., Roeser, R., Wigfield, A. & Blumenfeld, P.

2001

Changes in students' achievement values in mathematics and reading were examined in a

sample of children and early adolescents. Hierarchical linear modeling techniques were used to

account for both classroom- and student-level effects. At the student level, positive changes in

students' achievement values were associated positively with self-concept of ability and the

previous year's achievement values in both reading and math. Measures of teachers' mastery-

and performance-oriented instructional practices were included in the full HLM model. Students

experienced decrements in achievement values, after controlling for other student and

classroom-level variables, in classrooms where performance-oriented instructional practices

were used. In the full model, sell-concept of ability was related positively to increases in

achievement values, whereas gender was unrelated to changes in achievement values. (C)

2001 Academic Press.

Discussion-based approaches to developing understanding: Classroom instruction and student performance in middle and high school English

American Educational Research Journal, 40(3), 685-730

Applebee, A. N., Langer, J. A., Nystrand, M. & Gamoran, A.

2003

This study examines the relationships between student literacy performance and discussion-

based approaches to the development of understanding in 64 middle and high school English

classrooms. A series of hierarchical linear models indicated that discussion-based approaches

were significantly related to spring performance, controlling for fall performance and other

background variables., These approaches were effective across a range of situations and for

low-achieving as well as high-achieving students, although interpretations are complicated

because instruction is unequally distributed across tracks. Overall, the results suggest that

students whose classroom literacy experiences emphasize discussion-based approaches in the

context of high academic demands internalize the knowledge and skills necessary to engage in

challenging literacy tasks on their own.

Accelerating math development in head start classrooms

Journal of Educational Psychology, 94(4), 762-770

Arnold, D. H., Fisher, P. H., Doctoroff, G. L. & Dobbs, J.

2002

Teachers implemented a 6-week classroom intervention designed to promote emergent math

skills and math interest in preschool-aged children. Teachers in experimental classrooms

incorporated math-relevant activities into their daily routine during circle time, transitions,

mealtime, and small-group activities. Control classrooms engaged in their typical activities. After

the program, experimental children scored significantly higher than control children on a

standardized test of math ability and enjoyed math activities more than the control children, as

measured by both teacher and self-report. Teachers rated the program as highly satisfactory

and reported that they increased their own enjoyment and skill in implementing math activities in

their classrooms. The intervention effects were largely accounted for by substantial gains by

boys, whereas girls showed much smaller program response.

Children's cooperative behavior and interactions in trained and untrained work groups in regular classrooms

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201

Journal of School Psychology, 35(3), 261-279

Ashman, A. F. & Gillies, R. M.

1997

This study examined group and individual factors that facilitate changes in cooperation and

learning outcomes in trained and untrained work groups of elementary school-age children. The

study had two foci. The first was to determine if the cooperative behaviours and interactions of

children in classroom groups who were trained in cooperative learning skins were different from

those of children who were given no training, and the second was to investigate small group

interactions and achievement in these groups over time. The results showed that there were

observable differences between student interactions in the two conditions and these differences

were maintained over time. Compared with children in the untrained groups, those in the trained

groups were consistently more cooperative and helpful to each other; they actively tried to

involve each other in the learning task by using language which was more inclusive (e.g.,

frequent use of ''we''), and they gave more explanations to assist each other as they worked

together. It appeared that as the children worked together over time, they became more

responsive to the learning needs of each other. Furthermore, the children in the trained groups

performed significantly better on the learning outcomes questionnaire than those in the

untrained groups. (C) 1997 Society for the Study of School Psychology. Published by Elsevier

Science Ltd.

Vocabulary tricks: Effects of instruction in morphology and context on fifth-grade students' ability to derive and infer word meanings

American Educational Research Journal, 40(2), 447-494

Baumann, J. F., Edwards, E. C., Boland, E. M., Olejnik, S. & Kame'enui, E. J.

2003

This quasi-experimental study compared the effects of morphemic and contextual analysis

instruction WC) with the effects of textbook vocabulary instruction (TV) that was integrated into

social studies textbook lessons. The participants were 157 students in eight fifth-grade

classrooms. ne results indicated that (a) TV students were more successful at learning textbook

vocabulary; (b) MC students were more successful at inferring the meanings of novel affixed

words; (c) MC students were more successful at inferring the meanings of morphologically and

contextually decipherable words on a delayed test but not on an immediate test; and (d) the

groups did not differ on a comprehension measure or a social studies learning measure. The

results were interpreted as support for teaching specific vocabulary and morphemic analysis,

with some evidence for the efficacy of teaching contextual analysis.

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202

Unterrichtsgestaltung, verständnisvolles Lernen und multiple Zielerreichung im Mathematik- und Physikunterricht der gymnasialen Oberstufe Baumert, J. & Köller, O.

Opladen: Leske + Budrich

2000

no abstract available

How the socioecological characteristics of the classroom affect academic achievement European Journal of Psychology of Education, 15(2), 173-189

Bennacer, H.

2000

The aim of this study was to grasp and understand the social-psychological mechanisms by

which the classroom socioecological environment determines academic achievement. We first

developed and rested a general theoretical model (on a sample of 51 classrooms containing

1123 junior high school students) which allows us to consider the classroom social climate as a

dependent and independent variable. We then attempted to accurately define the influence

mechanism and develop a structural model to account for the relationships and

interrelationships between variables. We also tried to reach two principal goals in the

psychology of learning environments: one is to determine what classroom social environments

would be advantageous to students, and the other is to identify the factors that determine that

climate. The results indicated a climate-dependent discrepancy between teachers' grades and

achievement test scores. They have some practical implications for optimizing the classroom

social climate.

Where knowledge construction, equity, and context intersect: Student learning of science in small groups

Journal of Research in Science Teaching, 34(10), 1039-1065

Bianchini, J. A.

1997

To provide insight into the strengths and limitations of using groupwork to promote excellence

and equity in science education, the researcher investigated how students using the Complex

Instruction model of groupwork constructed scientific knowledge. Eighty sixth-grade students

and one life science teacher at an urban middle school participated in this study. Qualitative

analysis of videotapes and interviews makes dear that group discussions rarely moved beyond

observational or procedural matters, that students of high status (perceived academic ability and

popularity) had greater access to their groups materials and discourse, and that students made

few connections among the contexts of school, science, and everyday life. Quantitative

analyses of participation during groupwork and performance on unit tests show that high-status

students had significantly higher rates of on-task talk than their middle-or low-status

counterparts, and that those students who talked more learned more as well. Thus, although

groupwork should not be summarily dismissed as an instructional strategy, group tasks and

implementation must be further refined to adequately address the dual goals of excellence and

equity: Students need greater guidance in how to talk and do science, and teachers, greater

assistance in eliminating differences in student participation and achievement. (C) 1997 John

Wiley & Sons, Inc.

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203

Cooperative learning in elementary schools: Effects of the jigsaw method on student achievement in science

Psychologie in Erziehung Und Unterricht, 49(3), 172-183

Borsch, F., Jurgen-Lohmann, J. & Giesen, H.

2002

Jigsaw, a cooperative learning environment, was implemented in eight third and fourth grade

classes and compared with traditional science instruction in control classes. In jigsaw every

student becomes an "expert" for one section of the topic, which he or she then teaches to his or

her teammates. Children in the cooperative classes were expected to show greater increase in

knowledge than their traditionally learning counterparts independent of level of prior knowledge.

Within the cooperative classes the influence of being an expert or listener on achievement was

assessed. Results of the study show a substantially greater increase in declarative knowledge

in the cooperative classes; the difference between groups was stable after four months.

Children on all levels of prior knowledge profited from the cooperative learning method. Experts

in the cooperative teams achieved better results about their sections of the topic than listeners.

Listeners outperformed traditionally instructed children in most of the topics.

The effects on student achievement and attitudes when using integrated learning systems with cooperative pairs

Etr&D-Educational Technology Research and Development, 45(1), 51-64

Brush, T. A.

1997

The purpose of this study was to determine whether combining cooperative learning strategies

with instruction delivered using an Integrated Learning System (ILS) produced academic and

attitudinal gains in students. Sixty-five fifth-grade students were randomly divided into two

groups, cooperative and individual. Students in the cooperative group worked on ILS math

activities with a partner. Students in the individual group worked on the same activities by

themselves. Achievement and attitudinal data were collected for the students prior to the

experimental treatment and at the end of the treatment period. Results revealed that students

using an ILS for mathematics instruction performed better on standardized tests and were more

positive toward math and the computer math activities when they worked in cooperative groups

than when they worked on the same activities individually.

Gender and science learning early in high school: Subject matter and laboratory experiences

American Educational Research Journal, 34(2), 297-331

Burkam, D. T., Lee, V. E. & Smerdon, B. A.

1997

This study used a large and nationally representative, longitudinal database, NELS:88, to

identify important factors related to gender differences in 10th-grade science performance. It

built on an earlier study focusing on 8th-grade science performance, wherein gender differences

were found to be related to (a) subject matter (life versus physical science), (b) student ability

level, and (c) frequency of hands-on lab opportunities. The moderate unadjusted advantage for

8th-grade boys on the physical science test widened by the 10th grade. The gender differences

were smaller on the life science test and favored males among students of average and above-

average ability and females among the less able students. Hands-on lab activities-relatively

infrequent in high school science classes-continued to be related to all students' performance,

Page 214: Positioning and Validating the Supervision Framework

204

but especially to girls', These findings suggest the importance of the active involvement of

students in the science classroom as a means to promote gender equity. Implications for the

underrepresentation of women in physical science careers are discussed.

Evaluation of a program to teach phonemic awareness to young-children - a 2-year and 3-year follow-up and a new preschool trial Journal of Educational Psychology, 87(3), 488-503

Byrne, B. & Fieldingbarnsley, R.

1995

This article reports a follow-up study of children in Grades 1 and 2 who had been instructed in

phonemic awareness in preschool. Compared to a control condition, the trained children were

superior in nonword reading 2 and 3 years later and in reading comprehension at 3 years.

Control children furnished a disproportionate number of readers dependent on sight word

reading. The superiority of the experimental condition did not extend to measures of

automaticity in reading. W. A. Hoover and P. B. Gough's (1990) ''simple view'' of reading

(Reading Comprehension = Listening Comprehension X Decoding) was supported. In a

supplementary experiment, preschool children were trained with the program by their regular

teachers and showed greater progress in aspects of phonemic awareness than the control

condition from the main experiment However, they did not gain as much as those in the more

intensely trained experimental condition.

The effects of literacy instruction on primary students' reading and writing achievement Reading Research and Instruction, 39(1), 3-26

Cantrell, S. C.

1999

This study examined the reading and writing achievement of students in primary classrooms in

which teachers implemented recommended literacy instruction to varying degrees and

described teachers' practices within these varying classrooms. The reading and writing

achievement of 21 students from four classrooms in which teachers adhered to recommended

literacy practices to high degrees was compared with the achievement of 19 students from four

classrooms in which teachers implemented recommended practices to low degrees. Findings

revealed that the group of students taught by teachers who adhered to recommended practices

to high degrees outperformed the group of students taught by teachers who adhered to these

practices to low degrees on every measure of Literacy achievement with significant differences

in comprehension, fluency, quality of writing, and use of language mechanics. The teachers of

the higher achieving students implemented practices such as using high-quality children's

literature, engaging students in extensive reading and writing, and teaching skills in the context

of meaningful reading and writing experiences. The teachers of the lower achieving students

were less likely to employ these practices and were more apt to provide isolated skill instruction.

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205

The impact of different forms of multimedia CAI on students' science achievement Innovations in Education and Teaching International, 39(4), 280-288

Chang, C. Y.

2002

The study described in this paper has explored the effects of teacher-centred vs. student-

centred multimedia computer-assisted instruction (CAI) on the science achievements of tenth-

grade students. A total of 244 tenth-grade senior high-school students (attending six science

classes) participated in this pre-test/post-test comparison-group experiment. During a one-week

period, one group of students (n = 123) were taught by a teacher-centred multimedia CAI

scheme (TMCAI) whereas the other group of students (n = 121) was subjected to a student-

centred multimedia CAI (SMCAI) effect. An analysis of covariance on the Earth Science

Achievement Test post-test scores with students' pre-test scores as the covariate revealed that

the teacher-centred teaching approach was more effective in promoting students' science

achievements than was the student-centred method - especially on the knowledge and

application levels of the cognitive domain. Some implications for the implementation of

multimedia CAI within secondary-science classrooms are discussed.

The use of a problem-solving-based instructional model in initiating change in students' achievement and alternative frameworks

International Journal of Science Education, 21(4), 373-388

Chang, C. Y. & Barufaldi, J. P.

1999

This study examined the effects of a problem-solving-based instructional model on Earth

science students' achievement and alternative frameworks. The investigations employed a pre-

test/post-test control group design to detect any significant change. The 172 participants

enrolled in four Earth science classes received six weeks of the problem-solving-based

instruction. Selected items from Taiwan Entrance Examinations for Senior High School mere

used to measure students' achievement in Earth science content. An open-ended question

instrument was developed by the researchers to examine students' conceptual change. Results

of an analysis of covariance on achievement post-test scores revealed that the problem-solving-

based instructional model did significantly improve the achievement of students (p < 0.05),

especially at the application level (p < 0.05). A chi-square analysis on students' alternative

frameworks measure indicated that students who were taught using the problem-solving-based

instructional model did experience significant conceptual changes than did students who

experienced the traditional-lecture type teaching method (p < 0.001).

Patterns of discourse in two kinds of literature discussion

Reading Research Quarterly, 36(4), 378-411

Chinn, C. A., Anderson, R. C. & Waggoner, M. A.

2001

This study examines the effects of two different instructional frames for discussion-traditional

Recitations and an alternative to Recitations called Collaborative Reasoning-on patterns of

discourse in fourth-grade literature discussions. These two instructional frames differ on four key

parameters that define an instructional frame: (a) the stance to be taken, (b) who holds

interpretive authority, (c) who controls turntaking, and (d) who controls the topic of the

discourse. Two research questions were addressed. The first question was whether it is

possible for fourth-grade teachers and their students to implement Collaborative Reasoning, an

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206

instructional frame that transfers much of the control over discourse to students, during their

reading lessons. Quantitative analyses were conducted of features of discourse including

turntaking, teacher questions, and cognitive processes manifested in students' talk. The results

showed that the teachers and students were generally successful at implementing the new

instructional frame. it proved more difficult to shift control over topic and turntaking to students

than to shift interpretive authority to students. The second question addressed the effects of the

new instructional frame on patterns of discourse. In comparison to Recitations, Collaborative

Reasoning discussions produced greater engagement and more extensive use of several

higher level cognitive processes, The results provide support for the use of Collaborative

Reasoning in fourth-grade reading lessons.

The influence of concept mapping on achievement, self-regulation, and self-efficacy in students of English as a second language

Contemporary Educational Psychology, 29(3), 248-263

Chularut, P. & DeBacker, T. K.

2004

This study investigated the effectiveness of concept mapping used as a learning strategy with

students in English as a Second Language classrooms. Seventy-nine ESL students participated

in the study. Variables of interest were students' achievement when learning from English-

language text, students' reported use of self-regulation strategies (self-monitoring and

knowledge acquisition strategies), and students' self-efficacy for learning from English-language

text. A randomized pre-test-post-test control group design was employed. The findings showed

a statistically significant interaction of time, method of instruction, and level of English

proficiency for self-monitoring, self-efficacy, and achievement. For all four outcome variables,

the concept mapping group showed significantly greater gains from pre-test to post-test than the

individual study group. The findings have implications for both practice and research. (C) 2003

Elsevier Inc. All rights reserved.

Unterrichtsqualität: eine Frage der Perspektive? Empirische Analysen zur Übereinstimmung, Konstrukt- und Kriteriumsvalidität Clausen, M.

Münster: Waxmann

2001

no abstract available

The course and malleability of a reading achievement in elementary school: The application of growth curve modeling in the evaluation of a mastery learning intervention

Learning and Individual Differences, 10(2), 137

Crinjen, A. A. M. & Feehan, M.

1998

Instructional and school effects on students' longitudinal reading and mathematics achievements

School Effectiveness and School Improvement, 11(2), 197-235

D'Agostino, J. V.

2000

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207

For this study, Prospects, a data set on schools and students in the United States collected

during the early 1990s, was used to examine the effects of instructional and school

organizational characteristics on the longitudinal mathematics and reading achievements of

students from either a first- or third-grade cohort. Three schooling models were tested using

hierarchical linear modeling (HLM) while controlling for parental socioeconomic (SES) status.

Factors and variables that represented instructional and school features were derived from

teacher and principal responses to survey items. These features had direct and interactive

effects on mathematics achievement, supporting both an environmental and interactive model of

schooling. Further, schools characterized by teacher collegiality, support for innovation, principal

leadership, goal agreement, and community support contained teachers who employed

important instructional strategies more effectively, and students who had the highest

mathematics gains over the observed period.

A preliminary study of the effect of computer-assissted practice on reading attainment Journal of Research in Reading, 19(102-110

Davidson, J., Elcock, J. & Noyes, P.

1996

The effect of schools and classes on language achievement British Educational Research Journal, 29(6), 841-859

De Fraine, B., Van Damme, J., Van Landeghem, G., Opdenakker, M. C. & Onghena, P.

2003

This study addresses the effects of secondary schools and classes on language achievement in

Flanders, Belgium. The results of a three-level analysis (students within classes within schools)

indicate that the group composition at the class level is very important. In classes with a high

average initial cognitive ability or a large proportion of girls, the language achievement is higher.

These compositional effects are discussed with reference to type 'A' and type 'B' effects. The

analyses show that group composition is more important than educational practices in

accounting for differences in language achievement. With whom one is taught has a larger

impact than how one is taught. Indications of differential effectiveness of classes related to prior

achievement were found, with greater variations in effectiveness between classes for pupils of

low prior achievement.

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208

Empirical evidence of a comprehensive model of school effectiveness: A multilevel study in mathematics in the 1st year of junior general education in the Netherlands

School Effectiveness and School Improvement, 15(1), 3-31

de Jong, R., Westerhof, K. J. & Kruiter, J. H.

2004

In the field of school effectiveness and school improvement, scholars as well as practitioners

often complain about the absence of theory to guide their work. To fill this gap, Creemers (1994)

developed a comprehensive model of educational effectiveness. In order to gain empirical

evidence, we tested some of the main components of the model in lessons of mathematics in

the lst year of lower general education in The Netherlands. The results show that the main

factors in the model-time spent, opportunity to learn, and the quality of instruction-are most

important in predicting achievement. No evidence was found for the relationships between

levels.

The effectiveness of Direct Instruction on the reading achievement of sixth graders Dowdell, T.

1996

Consistency of teaching approach and student achievement: An empirical test School Effectiveness and School Improvement, 11(1), 57-79

Driessen, G. & Sleegers, P.

2000

This article describes the results of a study into the relations between school, teacher, class,

and student characteristics in Dutch elementary schools. Central to the study were the socio-

ethnic background of the students, socio-ethnic class composition, language and math test

results, teaching approach, and consistency of teaching approach within the school. The major

question was whether student achievement levels vary according to the consistency of the

teaching approach after controlling for socio-ethnic background at both the individual and class

levels. The sample consisted of 7,410 grade 8 students and in total 1,714 teachers from 567

schools. The results of multilevel analyses showed consistency of teaching approach to be of no

relevance to achievement levels. The most important factor appeared to he the socio-ethnic

background of the students. Ethnic minority students perform less well than native Dutch

working-class students, who in turn perform less well than the Ether students studied. In

addition, students in classes with a relatively high number of so-called disadvantaged students

perform less well independent of their individual socio-ethnic background.

Effects of teaching methods, class effects, and patterns of cognitive teacher-pupil interactions in an experimental study in primary school classes

School Effectiveness and School Improvement, 8(3), 327-353

Einsiedler, W. & Treinies, G.

1997

The investigation which is reported on tries to contribute to the explanation of school

effectiveness and instructional effectiveness by analyzing relations between instructional

methods and class contexts. The study consists of an experimental part and an observational

part. Within the experiment in fourth grades, two methods of structuring the subject matter which

are derived from theories of knowledge representation were compared to a control method. The

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209

tendencies of the results emphasize the assumption that already in fourth grades it is possible

to acquire higher-order biological cause-and-effect knowledge by using a hierarchical or a

network-like structuring method. Further analysis yielded subgroups with homogeneous intra-

class regressions, which we classified as 'difference compensating' and as 'difference

increasing class contexts'. On the subgroup level we found aptitude-treatment interactions.

Different patterns within the verbal-cognitive teacher-pupil interaction turned out in the

observation analysis. They were located among the treatment groups and between the

subgroups 'difference compensating' and 'difference increasing'. Partly these patterns could be

used for the description of class contexts. Due to the fact that certain educational features of

classes were very important, micro characteristics of class contexts should be investigated more

intensively within the research on school and on instruction.

The role of instruction in learning to read: Preventing reading failure in at-risk children

Journal of Educational Psychology, 90(1), 37-55

Foorman, B. R., Francis, D. J., Fletcher, J. M., Schatschneider, C. & Mehta, P.

1998

First and 2nd graders (N = 285) receiving Title 1 services received 1 of 3 kinds of classroom

reading programs: direct instruction in letter-sound correspondences practiced in decodable text

(direct code); less direct instruction in systematic sound-spelling patterns embedded in

connected text (embedded code); and implicit instruction in the alphabetic code while reading

connected text (implicit code). Children receiving direct code instruction improved in word

reading at a faster rate and had higher word-recognition skills than those receiving implicit code

instruction. Effects of instructional group on word recognition were moderated by initial levels of

phonological processing and were mast apparent in children with poorer initial phonological

processing skills. Group differences in reading comprehension paralleled those for word

recognition but were less robust. Groups did not differ in spelling achievement or in vocabulary

growth. Results show advantages for reading instructional programs that emphasize explicit

instruction in the alphabetic principle for at-risk children.

Relationship among laboratory instruction, attitude toward science, and achievement in science knowledge

Journal of Research in Science Teaching, 34(4), 343-357

Freedman, M. P.

1997

This study investigated the use of a hands-on laboratory program as a means of improving

student attitude toward science and increasing student achievement levels in science

knowledge. Using a posttest-only control group design, curriculum referenced objective

examinations were used to measure student achievement in science knowledge, and a posttest

Q-sort survey was used to measure student attitude toward science. A one-way analysis of

variance compared the groups' differences in achievement and attitude toward science.

Analysis of covariance was used to determine the effect of the laboratory treatment on the

dependent achievement variable with attitude toward science as the covariable. The findings

showed that students who had regular laboratory instruction (a) scored significantly higher (p

<.01) on the objective examination of achievement in science knowledge than those who had no

laboratory experiences; (b) exhibited a moderate, positive correlation (r =.406) between their

attitude toward science and their achievement; and (c) scored significantly higher (p <.01) on

achievement in science knowledge after these scores were adjusted on the attitude toward

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210

science covariable. There were no significant differences in achievement or attitude toward

science for the limited English proficiency groups. It was concluded that laboratory instruction

influenced, in a positive direction, the students' attitude toward science, and influenced their

achievement in science knowledge. It was recommended that science instruction include a

regular laboratory experience as a demonstrated viable and effective instructional method for

science teachers. This model of science instruction has been shown to be effective with

students of diverse backgrounds who live within large urban centers.

Peer-assisted learning strategies: Making classrooms more responsive to diversity

American Educational Research Journal, 34(1), 174-206

Fuchs, D., Fuchs, L. S., Mathes, P. G. & Simmons, D. C.

1997

The primary focus of this study was to determine the effectiveness of a classwide peer tutoring

program in reading for three learner types: low achievers with and without disabilities and

average achievers. Twelve schools, stratified on student achievement and family income, were

assigned randomly to experiment and control groups. Twenty teachers implemented the peer

tutoring program for 15 weeks; 20 did not implement it. In each of the 40 classrooms data were

collected systematically on three students representing the three learner types. Pre- and

posttreatment reading achievement data were collected on three measures of the the

Comprehensive Reading Assessment Battery. Findings indicated that, irrespective of type of

measure and type of learner, students in peer tutoring classrooms demonstrated greater

reading progress. Implications for policymaking are discussed.

Enhancing first-grade children's mathematical development with peer-assisted learning strategies

School Psychology Review, 31(4), 569-583

Fuchs, L. S., Fuchs, D., Yazdian, L. & Powell, S. R.

2002

The purpose of this study was to examine the effects of a dyadic peer-mediated treatment,

Peer-Assisted Learning Strategies (PALS), on first-grade children's mathematics development.

Within schools, 20 classrooms were assigned randomly to PALS or no-PALS groups. Teachers

implemented PALS three times each week for 16 weeks. Treatment fidelity was measured with

direct observation; teachers completed questionnaires about treatment effectiveness and

feasibility; and 323 students were pre- and posttested. Effects were separated for low-, average-

, and high-achievers, and effect sizes and the percentage of nonresponders for 18 students with

disabilities were calculated. Results indicated that treatment implementation was strong;

teachers judged PALS to be effective and generally feasible; and students with and without

disabilities, at all points along the achievement continuum, benefited from PALS. Implications for

research and practice are discussed.

A structural model of parent and teacher influences on science attitudes of eighth graders: Evidence from NELS: 88

Science Education, 82(1), 93-109

George, R. & Kaplan, D.

1998

Research on science attitudes has focused mostly on teacher variables and learning

environment variables. Furthermore, in the parent involvement literature, the outcome variable

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211

of interest has been mostly science achievement rather than science attitudes. Limited research

is available on the joint influence of teacher and parent variables on science attitudes. This

article proposes a model of parent and teacher influences on the science attitudes of eighth

graders using data from the base year survey of the National Educational Longitudinal Study of

1988. The data were analyzed using structural equation modeling methodology for categorical

data. The results show that the availability of science facilities has a significant direct effect on

science experiments. Parental involvement has significant direct as well as indirect effects on

science attitudes mediated through science activities and library/museum visits. Science

activities have a significant direct effect on science attitudes. This study suggests that improving

the quality of science instruction and science activities in schools will have implications for

science education in schools and this will, in turn, indirectly affect the science attitudes of

students. More importantly, the findings of this study provide concrete empirical evidence that

patents play a very important role in the development of science attitudes of students. (C) 1998

John Wiley & Sons, Inc.

An evaluation of the relative effectiveness of NCTM standards-based interventions for low-achieving urban elementary students

Journal of Educational Psychology, 90(3), 560-569

Ginsburg-Block, M. D. & Fantuzzo, J. W.

1998

The effects of 2 instructional methods, problem solving and peer collaboration, were evaluated

for enhancing mathematics achievement, academic motivation, and self-concept of 104 low-

achieving 3rd and 4th graders. Students were assigned randomly to 1 of 4 conditions: control,

problem solving, peer collaboration, and problem solving + peer collaboration. Students in all

conditions met twice weekly for 30-min mathematics sessions over a 7-week period. Results

indicate that problem-solving students performed significantly higher than their counterparts who

did not receive problem solving on measures of computation and word problems and reported

higher levels of academic motivation, academic self-concept, and social competence. Students

who participated in peer collaboration scored higher on measures of computation and word

problems and reported higher levels of academic motivation and social competence than did

students who did not participate in peer collaboration. No significant interaction effect was

found.

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212

The compatibility of cognitive and noncognitive objectives of instruction

Zeitschrift Für Padagogik, 41(4), 531-553

Gruehn, S.

1995

Today, cognitive and noncognitive objectives of school education are generally held to be of

equal importance. In spite of that, the empirical studies concerning direct vs. indirect instruction

show, the difficulty of devising teaching strategies that enhance both the pupils achievement

and their positive motivational and affective development. The present study aims at highlighting

the difference between school classes with both a positive cognitive and a positive noncognitive

development and classes in which only one or none of these goals is fulfilled. Based upon 137

seventh grade classes from different types of schools, these four groups are compared with

respect to the pupils' subjectively perceived teaching features. It can be shown that an efficient

way of teaching, a slow pace, and a rather teacher-centered style (achievement-enhancing

conditions) as well as a high pedagogical and socio-emotional competence or the teacher are

among the most important factors as regards the achievement of the multi-criterial objective

mentioned above.

Influences of concept-oriented reading instruction on strategy use and conceptual learning from text Elementary School Journal, 99(4), 343-366

Guthrie, J. T., Anderson, E., Alao, S. & Rinehart, J.

1999

We define reading engagement as the mutual support of motivations, strategies, and

conceptual knowledge during reading. To increase reading engagement, a collaborative team of

teachers, reading specialists, and university faculty implemented a year-long integration of

reading/language arts and science instruction known as Concept-Oriented Reading Instruction

(CORI). This instruction contained conceptual themes, real world science interactions, self-

directed learning, strategy instruction situated within conceptual contexts, peer collaborations,

self-expression of knowledge through portfolios and exhibits, and coherence of the curriculum.

Five teachers provided CORI to 53 grade 5 and 67 grade 3 students. 5 teachers provided

traditionally organized instruction aimed toward the same objectives to 53 grade 5 and 66 grade

3 students. Students were from 2 low-income schools. The CORI context increased strategy

use, conceptual learning, and text comprehension more than traditional instruction, when

background was controlled. Principles of contexts for engagement are discussed.

Benefits of opportunity to read and balanced instruction on the NAEP

Journal of Educational Research, 94(3), 145-162

Guthrie, J. T., Schafer, W. D. & Huang, C. W.

2001

The National Assessment of Educational Progress (NAEP) requires reading comprehension

processes that may be increased by students' amount of engaged reading, parental education,

and gender, along with balanced reading Instruction and opportunity to read. To examine the

effects of those variables on reading achievement and engagement, the authors analyzed the

1994 Grade 4 Maryland NAEP with hierarchical linear modeling to construct both between-

school and between-teacher models. Amount of engaged reading significantly predicted reading

achievement on the NAEP, after parental education was statistically controlled, Balanced

reading instruction significantly predicted reading achievement after accounting for students'

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213

engaged reading and parental education. Findings confirmed expectations from the proposed

theoretical perspective on reading engagement. Policy implications included an emphasis on

some instructional variables in the reading engagement model.

Does concept-oriented reading instruction increase strategy use and conceptual learning from text?

Journal of Educational Psychology, 90(2), 261-278

Guthrie, J. T., Van Meter, P., Hancock, G. R., Alao, S., Anderson, E. & McCann, A.

1998

The authors define reading engagement as the mutual support of motivations, strategies, and

conceptual knowledge during reading. To increase reading engagement, a collaborative team

designed a year-long integration of reading/language arts and science instruction (Concept-

Oriented Reading Instruction, CORI). The authors compared students who received this

instruction to similar students who received traditionally organized instruction aimed toward the

same objectives. A path analysis showed that CORI had a positive effect on strategy use and

text comprehension for students at Grades 3 and 5 when accounting for past achievement and

prior knowledge. CORI also had a positive, indirect effect on conceptual knowledge mediated by

strategy use, and this instruction facilitated conceptual transfer indirectly through several paths

simultaneously The findings are discussed in relation to a growing literature on instructional

contexts for motivated strategy use and conceptual learning from text.

Growth of literacy engagement: Changes in motivations and strategies during concept-oriented reading instruction

Reading Research Quarterly, 31(3), 306-332

Guthrie, J. T., VanMeter, P., McCann, A. D., Wigfield, A., Bennett, L., Poundstone, C. C., Rice,

M. E., Faibisch, F. M., Hunt, B. & Mitchell, A. M.

1996

THIS STUDY describes changes in literacy engagement during 1 year of Concept-Oriented

Reading Instruction (CORI), a new approach to teaching reading, writing, and science. Literacy

engagement was defined as the integration of intrinsic motivations, cognitive strategies, and

conceptual learning from text. To promote literacy engagement in classrooms, our team

designed and implemented CORI in two third- and two fifth-grade classrooms in two schools.

One hundred and forty students participated in an integrated reading/language arts-science

program, which emphasized real-world science observations, student self-direction, strategy

instruction, collaborative learning, self-expression, and coherence of literacy learning

experiences. Trade books replaced basals and science textbooks. According to 1-week

performance assessments in the fall and spring, students gained in the following higher order

strategies: searching multiple texts, representing knowledge, transferring concepts,

comprehending informational text, and interpreting narrative. Children's intrinsic motivations for

literacy correlated with cognitive strategies at.8 for Grade 5 and.7 for Grade 3. All students who

increased in intrinsic motivation also increased in their use of higher order strategies. A sizeable

proportion (50%) of students who were stable or decreased in intrinsic motivation failed to

progress in higher order strategies. These findings were discussed in terms of a conceptual

framework that embraces motivational, strategic, and conceptual aspects of literacy

engagement.

Effects of integrated instruction on motivation and strategy use in reading

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214

Journal of Educational Psychology, 92(2), 331-341

Guthrie, J. T., Wigfield, A. & Von Secker, C.

2000

Effects of instructional context on intrinsic and extrinsic motivation have been examined with a

variety of studies. This quasi experiment compared students receiving an instructional

intervention designed to increase intrinsic motivation with students receiving traditional

instruction. Concept-oriented reading instruction (CORI) integrated reading and language arts

with science inquiry. It emphasized learning goals, real-world interaction (hands-on science

activities), competence support (strategy instruction), autonomy support (self-directed learning),

and collaboration. Traditional classrooms had the same content objectives and comparable

teachers but different pedagogy. Children in CORI classrooms scored higher on motivation than

did children in traditional classrooms, with effect sizes of 1.94 for curiosity and 1.71 for strategy

use. Grade-level differences were found for recognition and competition. The results show that

classroom contexts can be constructed to influence motivational outcomes positively.

Enhancing the validity and usefulness of large-scale educational assessments.2. Nels-88 Science Achievement American Educational Research Journal, 32(3), 555-581

Hamilton, L. S., Nussbaum, E. M., Kupermintz, H., Kerkhoven, J. I. M. & Snow, R. E.

1995

This study is second in a series demonstrating that achievement tests are multidimensional and

that using psychologically meaningful subscores in national educational surveys can enhance

test validity and usefulness. NELS:88 8th- and 10th-grade science tests were subjected to full

information item factor analysis. Factors reflecting everyday knowledge, scientific reasoning,

chemistry knowledge, and reasoning with knowledge were obtained in 8th grade. Quantitative

science, spatial-mechanical, and basic knowledge and reasoning were distinguishable factors in

10th grade. Regression analyses showed that different patterns of prior math and science

achievement, and of course taking, were associated with each 10th-grade science factor.

Teacher emphasis on problem solving and understanding related more to quantitative science,

and basic knowledge and reasoning. Spatial-mechanical reasoning showed the strongest

gender and ethnicity effects; it related also to science museum visits but not to instructional

variables. It is recommended that multidimensional achievement scores be used to capture

student and teacher effects that total scores used alone miss.

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215

A motivational model of rural students' intentions to persist in, versus drop out. of high school Journal of Educational Psychology, 95(2), 347-356

Hardre, P. L. & Reeve, J.

2003

Using self-determination theory, the authors tested a motivational model to explain the

conditions under which rural students formulate their intentions to persist in, versus drop out of,

high school. The model argues that motivational variables underlie students' intentions to drop

out and that students' motivation can be either supported in the classroom by autonomy-

supportive teachers or frustrated by controlling teachers. LISREL analyses of questionnaire data

from 483 rural high school students showed that the provision of autonomy support within

classrooms predicted students' self-determined motivation and perceived competence. These

motivational resources, in turn, predicted students' intentions to persist, versus drop out, and

they did so even after controlling for the effect of achievement.

Die Integration von Repräsentationsformen in den Sachunterricht der Grundschule Hardy, I., Jonen, A., Möller, K. & Stern, E.

Münster: Waxmann

2004

Unterrichtsqualität und Leistungsentwicklung: Ergebnisse aus dem SCHOLASTIK- Projekt Helmke, A. & Weinert, F. E.

1997

Effects of thematically integrated mathematics instruction on students of mexican descent Journal of Educational Research, 88(5), 290-300

Henderson, R. W. & Landesman, E. M.

1995

The effects of thematically integrated instruction in mathematics on achievement, attitudes, and

motivation in mathematics among middle school students of Mexican descent were

investigated. A school-university collaborative effort led to the development and testing of a

thematic approach undertaken as a means of contextualizing Instruction for students considered

to be at risk for school failure. Instruction relied heavily on small, collaborative learning groups

and hands-on activities designed to help students make real-world sense of mathematical

concepts. As hypothesized, experimental and control students made equivalent gains in

computational skills, but experimental students (thematic treatment) surpassed controls in

achievement on mathematical concepts and applications. The two programs did not have a

differential effect on attitudes toward mathematics or self-perceptions of motivation in

mathematics, but motivational variables did predict achievement outcomes for both groups.

Issues of ''opportunity to learn'' the full range of mathematics content of the curriculum within a

thematic approach are examined.

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216

Modelling student progress in studies of educational effectiveness

School Effectiveness and School Improvement, 9(3), 310-333

Hill, P. W. & Rowe, K. J.

1998

It is argued that a crucial requirement in studies of educational effectiveness is the modelling of

change or growth in student learning. To illustrate one approach to achieving this end, results

are presented from multivariate multilevel analyses of three-waves of data for three Grade level

cohorts of students From a longitudinal study designed to explain variation in elementary school

students' progress in literacy achievement. The article provides estimates of the influence of

prior achievement and social background factors including 'critical events', on students'

progress, examines the extent to which progress can be accounted for by the grouping effects

of students within classes and schools over successive years, and provides estimates of the

effects of explanatory variables at the student- and class/teacher-levels.

Thinking aloud together: A test of an intervention to foster students' collaborative scientific reasoning

Journal of Research in Science Teaching, 36(10), 1085-1109

Hogan, K.

1999

This study addressed the question of how to increase students' competencies for regulating

their co-construction of knowledge when tackling complex collaborative learning tasks which are

increasingly emphasized as a dimension of educational reform. An intervention stressing the

metacognitive, regulatory, and strategic aspects of knowledge co-construction, called Thinking

Aloud Together, was embedded within a 12-week science unit on building mental models of the

nature of matter. Four classes of eighth graders received the intervention, and four served as

control groups for quantitative analyses, in addition, the interactions of 24 students in eight focal

groups were profiled qualitatively, and 12 of those students were interviewed twice. Students

who received the intervention gained in metacognitive knowledge about collaborative reasoning

and ability to articulate their collaborative reasoning processes in comparison to students in

control classrooms, as hypothesized. However, the treatment and control students did not differ

either in their abilities to apply their conceptual knowledge or in their on-line collaborative

reasoning behaviors in ways that were attributable to the intervention. Thus, there was a gap

between students' metacognitive knowledge about collaborative cognition and their use of

collaborative reasoning skills. Several reasons for this result are explored, as are patterns

relating students' outcomes to their perspectives on learning science. (C) 1999 John Wiley &

Sons, Inc.

Student gender and teaching methods as sources of variability in children's computational arithmetic performance

Journal of Genetic Psychology, 158(3), 333-345

Hopkins, K. B., McGillicuddyDeLisi, A. V. & DeLisi, R.

1997

An experimental study of the effects of a didactic teaching approach and a constructivist

teaching approach on 3rd- and 5th-grade boys' and girls' performance on arithmetic

computation problems was conducted. Two groups of children, matched on the basis of initial

computation performance as well as grade and gender, were taught how to solve arithmetic

problems using one of these two instructional approaches. Analysis of subsequent computation

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217

test performance revealed that 5th graders scored higher than 3rd graders, and there was a

significant interaction between gender and instruction group. After instruction, girls in the

didactic group outperformed boys in both instruction groups and girls who had been taught

using constructivist approaches. Gender differences in computation performance can appear

relatively early, by 3rd grade, if didactic instruction strategies are used to leach computational

rules. The pattern of gender differences suggests that didactic teaching does not handicap

boys. Rather, it appears that didactic instruction enhances computational performance in girls.

Peer mediated intervention in reading instruction using pause, prompt and praise

Educational Studies, 21(3), 361-377

Houghton, S., Litwin, M. & Carroll, A.

1995

A multiple baseline research design across subjects (pairs) was used to examine the

effectiveness of peer tutoring in reading using the Pause, Prompt and Praise tutoring procedure.

Twelve II year-old, Year 6 students of varying reading ability were trained in the systematic use

of delayed attention, prompting and praise to tutor 12 Year 6 students of a similar age and

similar reading ability. Individual trends in tutor behaviours were examined using a statistical

programme specifically designed for analysing data; From interrupted time series research

designs. A one-tailed t-test was also computed to test for significant differences in pre- and

post-test means in reading achievement. Continuous data collection throughout the programme

indicated that all peers were effective in increasing their use of the tutoring behaviours; not all

tutors experienced statistically significant increases, however. Both peer tutors and tutees made

statistically significant gains in reading accuracy and comprehension over the course of the

intervention.

Adaptive instruction and pupil achievement School Effectiveness and School Improvement, 10(2), 172-192

Houtveen, A. A. M., Booij, N., de Jong, R. & van de Grift, W.

1999

In this article the results are reported of a quasi-experiment on effects of adaptive instruction on

reading results of children in the first year of reading instruction in Dutch primary schools. The

research involved 456 pupils from 23 schools (12 experimental and 11 control group schools).

Teachers in the experimental group show significantly higher adaptive instruction behaviour

consisting of: optimizing time on task, using the model for direct instruction, working according

to the principles of the 'phonics construction method' for initial reading and degree of diagnostic

teaching, than the teachers in the control group. The pupils in the experimental group were

significantly more successful on the attainment of higher reading results in comparison with the

pupils in the control group. This experimental effect does not only remain after correction for the

pretest, but also after correction for intelligence, social economical background and pleasure in

reading.

Teacher appropriation and student learning of geometry through design

Journal for Research in Mathematics Education, 31(1), 71-88

Jacobson, C. & Lehrer, R.

2000

In 4 Grade 2 classrooms, children learned about transformational geometry and symmetry by

designing quilts. All 4 teachers participated in professional development focused on

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218

understanding children's thinking in arithmetic. Therefore, the teachers elicited student talk as a

window for understanding student thinking and adjusting instruction in mathematics to promote

the development of understanding and used the same tasks and materials. Two of the 4

teachers participated in additional workshops on students' thinking about space and geometry,

and they elicited more sustained and elaborate patterns of classroom conversations about

transformational geometry. These differences were mirrored by students' achievement

differences that were sustained over time. We attribute these differences in classroom discourse

and student achievement to differences in teachers' knowledge about typical milestones and

trajectories of children's reasoning about space and geometry.

Boys and girls in the performance-based science classroom: Who's doing the performing?

American Educational Research Journal, 35(3), 477-496

Jovanovic, J. & King, S. S.

1998

The aim of this study was to examine whether over the school year boys and girls equally share

in performing the behaviors required of hands-on activities (e.g., manipulating the equipment,

directing the activity, observing) in the performance-based science classroom. In addition, we

examined whether these performance behaviors accounted for changes in boys' and girls'

science attitudes (i.e., ability perceptions and task value beliefs) at the end of the school year.

The sample included 165 students (53% female, mean age = 12.21) in six Grade 5-Grade 8

performance-based science classrooms where the teachers associated with these classrooms

were identified not only as exemplary hands-on science instructors but also instructors sensitive

to increasing girls' participation in science. Our results indicated that being actively involved in

the performance-based science classroom predicted students' end-of-the year science

attitudes. However, boys and girls did not participate equally in these classrooms. Moreover, we

found that for girls, but not boys, there was a decrease in science ability perceptions over the

school year, suggesting that boys and girls experienced these classrooms differently.

Unterrichtsqualität aus Schülerperspektive: Kulturspezifische Profile, regionale Unterschiede und Zusammenhänge mit Effekten von Unterricht Klieme, E. & Rakoczy, K.

Opladen: Leske + Budrich

2003

no abstract available

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219

Cognitive-metacognitive training within a problem-solving based Logo environment British Journal of Educational Psychology, 67(425-445

Kramarski, B. & Mevarech, Z. R.

1997

Background. The present study investigated the effects of metacognitive training implemented

within a problem-solving based Logo environment on students' ability to construct graphs and

reflect on their learning. Aims, (1) To compare achievement outcomes of students who learned

to construct graphs within a problem-solving based Logo environment that was either

embedded with or with no metacognitive training; and (2) To examine the differences in

students' cognitive-metacognitive behaviours under the different conditions. Samples.

Participants were 68 students who studied in four computer classrooms. Methods. Intact

classrooms were randomly assigned to one of two treatment groups: one was exposed to a

problem-solving based Logo environment with metacognitive training (N=34) and the other to

the same Logo environment with no metacognitive training (N=34). All students were examined

at the beginning and at the end of the study on the Graph Construction Examination. In addition,

at the end of the study students were interviewed to assess their cognitive-metacognitive.

behaviours. Furthermore, to examine possible differences (if any exist) between the two

conditions prior to the beginning of the study, students were administered the Raven Advanced

Matrices Examination, and the Graph Interpretation Test. Results, Although no significant

differences were found between groups prior to the beginning of the study on all pretreatment

measures, at the end of the study the students who were exposed to the metacognitive

treatment tended to construct graphs better than their counterparts who were not exposed to

such treatment. The metacognitive group was also better able to reflect on their learning than

their counterparts who were not exposed to such training. In addition, structured interviews

indicated the positive effects of the metacognitive training on students' information processing,

social-cognitive interaction, and error detection. Conclusions, Being exposed to metacognitive

training exerts positive effects on students' achievement outcomes and cognitive-metacognitive

behaviours.

Effects of multilevel versus unilevel metacognitive training on mathematical reasoning

Journal of Educational Research, 94(5), 292-300

Kramarski, B., Mevarech, Z. R. & Lieberman, A.

2001

The effects of 3 instructional methods on mathematical reasoning were investigated. The

methods are (a) cooperative learning embedded within multilevel metacognitive training (MMT),

(b) cooperative learning embedded within unilevel metacognitive training (UMT), and (c)

learning in the whole class with no metacognitive training. MMT was implemented in-

mathematics and English classrooms; UMT was used only in mathematics classrooms; and the

whole class with no metacognitive training served as a control group. Results indicated that

students who were exposed to MMT significantly outperformed their counterparts who were

exposed to UMT who, in turn, significantly outperformed the control group. Effects of MMT were

observed on students while they solved mathematical problems. Theoretical and practical

implications of the study are discussed.

Effectiveness of explicit and constructivist mathematics instruction for low-achieving students in the Netherlands

Elementary School Journal, 104(3), 233-251

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220

Kroesbergen, E. H., Van Luit, J. E. H. & Maas, C. J. M.

2004

In this study we compared the effects of small-group constructivist and explicit mathematics

instruction in basic multiplication on low-achieving students' performance and motivation. A total

of 265 students (aged 8-11 years) from 13 general and 11 special elementary schools for

students with learning and/or behavior disorders participated in the study. The experimental

groups received 30 minutes of constructivist or explicit instruction in groups of 5 students twice

weekly for 5 months. Pre- and posttests were conducted to compare the effects on students'

automaticity, problem-solving, strategy use, and motivation to the performance of a control

group who followed the regular curriculum. Results showed that the math performance of

students in the explicit instruction condition improved significantly more than that of students in

the constructivist condition, and the performance of students in both experimental conditions

improved significantly more than that of students in the control condition. Only a few effects on

motivation were found. We therefore concluded that recent reforms in mathematics instruction

requiring students to construct their own knowledge may not be effective for low-achieving

students.

Classroom and developmental differences in a path model of teacher expectancy effects

Child Development, 72(5), 1554-1578

Kuklinski, M. R. & Weinstein, R. S.

2001

A path model of teacher expectancy effects was evaluated in a sample of 376 first- through fifth-

grade urban elementary school children. The roles of two moderators (classroom perceived

differential treatment environment and developmental differences) and one mediator (children's

self-expectations) of teacher expectancy effects on children's year-end achievement were

examined. Significant differences in effects and effect sizes are presented. Both classroom

environment (high versus low in differential treatment, as seen through children's eyes) and

developmental differences moderated the strength of teacher expectancy effects. Generally,

stronger effects were found in classrooms in which expectancy-related cues were more salient

to children, but developmental differences moderated which effect was most pronounced. A

significant age-related decline in direct effects on ending achievement was interpreted as

evidence that teacher expectations may tend to magnify achievement differences in the early

grades, but serve to sustain them in later grades. Support for indirect effects (teacher

expectations --> children's self-expectations --> ending achievement) was limited to upper

elementary grade classrooms perceived as high in differential treatment. In contrast to prior

research that emphasized small effect sizes, the present analyses document several instances

of moderate effects, primarily in classrooms in which expectancy-related messages were most

salient to children. These results underscore the importance of explicit attention to the inclusion

of moderators, mediators, and multiple outcomes in efforts to understand teacher expectancy

effects.

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221

Multiple Ziele im Mathematikunterricht. Ph.D. Thesis Kunter, M.

Berlin: Freie Universität Berlin

2004

no abstract available

Enhancing the validity and usefulness of large-scale educational assessments.1. Nels-88 mathematics achievement American Educational Research Journal, 32(3), 525-554

Kupermintz, H., Ennis, M. M., Hamilton, L. S., Talbert, J. E. & Snow, R. E.

1995

This study demonstrates that the validity and usefulness of mathematics achievement tests can

be improved fry defining psychologically meaningful subscores that yield differential relations

with student, teacher, and school variables. The NELS:88 8th- and 10th-grade math tests were

subjected to full information item factor analysis. Math knowledge and math reasoning factors

were distinguished at both grade levels. Regression analyses showed that student attitudes,

instructional variables, course, and program experiences related move to knowledge, whereas

gender, SES, and some ethnic differences related more to reasoning. Teacher emphasis on

higher order thinking, student use of home computers, and early experience with advanced

math courses related to both dimensions. It is recommended that national educational surveys

use multidimensional achievement scores, not total scores alone.

Enhancing the validity and usefulness of large-scale educational assessments.3. NELS:88 mathematics achievement to 12th grade

American Educational Research Journal, 34(1), 124-150

Kupermintz, H. & Snow, R. E.

1997

The present study demonstrates the utility of a multidimensional representation of student

mathematics achievement. Third in a series of studies using the math test item level data from

the NELS:88 longitudinal study, it carries the analyses through the 12th grade. Full information

factor analysis was employed to investigate the structure of math achievement create

meaningful achievement scales, and explore their relationships with student background

academic program, and instructional variables, The findings support a basic distinction between

Mathematical Reasoning (MR) and Mathematical Knowledge (MK) for two of the three

administered test forms (low and middle levels), replicating previous findings for the 8th- and

10th-grade data. A more complex structure for the high test form reflected variation in problem-

solving strategies as well as in content. Regression analyses suggested differential patterns of

relationships between student, program, and instructional variables for math achievement

subscores. These patterns were also compared with results for the unidimensional total score.

Discussion emphasizes implications for score intepretations, both normative and criterion-

referenced, within the context of a validity argument.

The significance of the classroom effect in primary schools: An application of Creemers' comprehensive model of educational effectiveness

School Effectiveness and School Improvement, 11(4), 501-529

Kyriakides, L., Campbell, R. J. & Gagatsis, A.

2000

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222

This article presents findings of an attempt to test Creemers' model of educational effectiveness

by using data derived from an evaluation study in Mathematics in which 30 schools, 56 classes

and 1,051 pupils of the last year of primary school of Cyprus participated. More specifically, we

examine whether the pupil, classroom and school variables show the expected effects on pupils'

achievement in Mathematics. Research data concerned with pupils' achievement in

Mathematics were collected by using two different forms of assessment (external assessment

and teacher's assessment). Questionnaires were administered to pupils and teachers in order to

collect data about most of the variables included in Creemers' model. The findings support the

main assumptions of the model. The influences on pupil achievement are multilevel and the net

effect of classrooms was higher than that of schools. Implications for the development of

research on school effectiveness are drawn.

Physics instruction of the upper secondary level: An empirical analysis of the learning-teaching-culture from a constructivist perspective

Zeitschrift für Didaktik der Naturwissenschaften, 2(Labudde, P. & Pfluger, D.

1999

In an empirical study, the dissemination and the efficiency of a constructivist approach was

analysed in physics instruction of the upper secondary level. Four dimensions were

distinguished in order to operationalise the constructivist approach: a dimension of the

individual, one of the contents, another one of communication and co-operation, and finally one

of teaching methods. Based on these dimensions, we developed a student questionnaire with

224 items. It was used as an additional instrument in the Third International Mathematics and

Science Study (TIMSS) in Switzerland. Our sample included 670 students of 152 classes at the

end of grade 13. The data of our student questionnaire and of the TIMSS physics test are

analysed to answer the three research questions: How far is the physics instruction at the upper

secondary level related to a constructivist approach? What is its efficiency as seen by the

students? What are the correlations between various educational variables of a constructivist

approach on the one side and motivational variables, physics performance, and epistemological

views on the other side?

Teaching biology in a group mastery learning mode: High school students' academic achievement and affective outcomes

International Journal of Science Education, 18(4), 447-462

Lazarowitz, R., Baird, J. H. & Bowlden, V.

1996

Two learning units, the cell and plant topics were taught for seven weeks in four 10th grade

classes. Two experimental classrooms (N = 52) were instructed in a Group Mastery Learning

(GML) method, and two comparison classrooms (N = 61) in Individualized Mastery Learning

(IML). For entry behaviour, data was collected on students' aptitudes (GATE), and their math

and science scores. Students' pre- and post-tests scores on academic achievement, self-

esteem perception of classroom learning environment (CLE) and altitudes toward biology were

tested using covariance analysis. Students in the GML classrooms had higher scores in self-

esteem, attitudes toward biology, and in the sub-scales of the CLE. In the IML classes, a decline

on these measures occurred. Students in the GML method, scored higher in the cell unit, while

students in the IML method scored higher in the plant unit. This result is discussed within the

framework of the complexity of the learning units.

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When each one has one: The influences on teaching strategies and student achievement of using laptops in the classroom

Etr&D-Educational Technology Research and Development, 51(3), 23-44

Lowther, D. L., Ross, S. M. & Morrison, G. M.

2003

In this study, we examined the educational effects of providing fifth-, sixth-, and seventh-grade

students with 24-hour access to laptop computers. Specifically we examined the impact of

laptops on classroom activities, and on student use of technology and their writing and problem-

solving skills. Participating teachers received computer integration training using the iNtegrating

Technology for inQuiry (NTeQ) model to develop problem-based lessons that engage students

in critically examining authentic issues, and strengthen research and writing skills. A matched

treatment-control group design was employed, in which classes taught at the same grade levels

in five participating schools served as the laptop 0 computer per student) and control (5+

computers per class) contexts. Participants included students, teachers, and parents from the

two groups. Although systematic observations revealed relatively few differences in teaching

methods between laptop and control classrooms, laptop students used computers more

frequently, extensively, and independently. Writing assessment results showed substantial and

significant advantages for laptop over control students, with six of eight effect sizes exceeding

+0.80. Results also showed significant advantages for the laptop group on five of the seven

components of the problem-solving task.

Parallel classes: Differences and similarities. Teacher effects and school effects in secondary schools

School Effectiveness and School Improvement, 9(4), 437-473

Luyten, H. & de Jong, R.

1998

Results from school effectiveness studies that took into account differences among teachers or

departments within schools indicate that these teacher or department differences outweigh the

differences between schools. The present study shows that differences in student achievement

between parallel classes taught by different teachers may be very smell. Coordination efforts

among teachers relate primarily to the content and goals of instruction. With respect to

classroom instruction large differences between teachers may still be detected. School

effectiveness differences usually found across grades and subjects may be: due only in part to

loose internal coordination. The fact that it is extremely difficult for teachers to compare the

results of teaching across grades and subjects may be equally important.

The Baltimore Curriculum Project: Final report of the four-year evaluation study Mac Iver, M. A., Kemper, E. & Stringfield, S.

Baltimore, M.D.: Center for Research on the Education of Students Placed At Risk

2003

Student engagement in instructional activity: Patterns in the elementary, middle, and high school years

American Educational Research Journal, 37(1), 153-184

Marks, H. M.

2000

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224

Although student engagement with the intellectual work of school is import taut to students'

achievement and to their social and cognitive development, studies over a span of two decades

have documented low levels of engagement, particular v in the classroom. Examining several

theoretical perspectives that attempt to explain engagement through comprehensive

frameworks, this study evaluates the effect on engagement of school reform initiatives that are

consistent with the theories. The study also investigates whether patterns exist in students'

engagement, whether the patterns arc, consistent across grade levels, and whether class

subject matter (mathematics or social studies) differentially affects engagement. The sample

includes 3,669 students representing 143 social studies and mathematics classrooms in a

nationally selected sample of 24 restructuring elementary, middle, and high schools. Because of

the nature of the nested data (students nested within classrooms nested within schools), the

analysis is conducted using hierarchical linear modeling in its three-level application (HLM3L).

The reform initiatives, which are consistent with the theories, eliminate personal background

effects. Together with classroom subject matter, they substantially influence engagement. The

results are generally consistent across grade levels.

Teacher effectiveness and learning for mastery

Journal of Educational Research, 92(5), 279-285

Martinez, J. G. R. & Martinez, N. C.

1999

The effect of an excellent or master teacher's use of learning for mastery (LFM) procedures on

student learning was examined. Although LFM research strongly supports a procedural effect,

close scrutiny suggests a possible teacher-effect/procedural-effect confounding. The authors

extended previous research reporting a main effect for mastery learning when the teacher was

rated average, but no main effect for an excellent or master teacher. Performance in 2 mastery

and 2 traditional classes of intermediate algebra, taught by a master teacher, was compared.

Findings from a 2 x 2 randomized factorial design that controlled for repeatable or mastery

testing, the LFM procedure, and pretesting indicated that student achievement on a final

examination did not differ across mastery and control classes; however, instructor time was

more than double in the mastery classes.

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Peer-assisted learning strategies for first-grade readers: Responding to the needs of diverse learners

Reading Research Quarterly, 33(1), 62-94

Mathes, P. G., Howard, J. K., Allen, S. H. & Fuchs, D.

1998

THIS RESEARCH examines the effectiveness of Peer-Assisted Learning Strategies for First-

Grade Readers (First-Grade PALS) as a tool for enhancing the reading achievement of different

learner types, particularly low-achieving students, representing the range of academic diversity

typically present in primary grade classrooms. First-Grade PALS helps teachers to

accommodate this diversity (a) by decentering instruction through peer mediation so that

students become more actively involved in the learning process, (b) by including provisions for

integrating phonological and alphabetic skills into the decoding of words in connected text, and

(c) by providing extensive and repeated exposure to a variety of children's literature. In this

research, the efficacy and feasibility of First-Grade PALS were examined in naturally

constituted, academically heterogeneous first-grade classes, during rime normally allocated for

reading instruction. Twenty first-grade teachers and 96 first-grade students (46 low, 20 average-

, and 20 high-achieving) participated. Ten teachers incorporated First-Grade PALS into their

reading program; 10 continued to teach reading as usual. Data collected included (a) time-

series phonological awareness and reading fluency data and (b) pre-and post-measures of

concepts of print, decoding, fluency, and comprehension. Students and teachers also were

asked to rate their satisfaction with various aspects of First-Grade PALS. Results indicate that

all learner types were positively affected by participation in First-Grade PALS, with the greatest

gains indicated for low-achieving students. Likewise, both students and teachers implemented

First-Grade PALS with relative ease, demonstrated high fidelity, and reported high levels of

satisfaction.

Phonological training and the alphabet principle - Evidence for reciprocal causality

Reading Research Quarterly, 30(4), 830-852

McGuinness, D., McGuinness, C. & Donohue, J.

1995

NINETY-FOUR first-grade children were used to develop a predictive reading battery. The

Lindamood Auditory Conceptualization Test (LAC) of phonological awareness was the strongest

predictor of reading recognition and decoding skills. Following test development, 42 children

were trained using a structured phonological reading method emphasizing English phonology

and phoneme/grapheme correspondence These children were compared to a control group

who received a whole-language-plus-phonics approach. A battery of phonological processing

tasks was given to all children at the beginning and the end of the school year. Experimental

groups had significant gains in reading real and nonsense words compared to their previous

scores and to the controls. A test of phonological awareness (the LAC) was a strong predictor of

subsequent reading success regardless of training group and discriminated between good and

average readers 8 months later, as did tests of verbal short-term memory. However, children in

all groups improved by the same amount in phonological awareness. The authors conclude that

phonological awareness is a necessary but not sufficient condition for reading skill.

Effects of metacognitive training embedded in cooperative settings on mathematical problem solving

Journal of Educational Research, 92(4), 195-205

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226

Mevarech, Z. R.

1999

Effects of 3 cooperative learning environments on mathematical problem solving were

compared: (a) metacognitive training in both constructing connections and strategy application,

(b) direct instruction regarding strategy application without training in constructing connections,

and (c) neither metacognitive nor strategy training. One hundred and seventy-four 7th-grade

Israeli students participated in the study. Those exposed to the metacognitive training

significantly outperformed their counterparts who were exposed to the strategy instruction, who,

in turn, significantly outperformed students who received neither kind of training (the

cooperative-control group). Theoretical and practical implications of the study are discussed.

IMPROVE: A multidimensional method for teaching mathematics in heterogeneous classrooms

American Educational Research Journal, 34(2), 365-394

Mevarech, Z. R. & Kramarski, B.

1997

The purpose of the present research was to design an innovative instructional method for

reaching mathematics in heterogeneous classrooms (with no tracking) and to investigate its

effects on students' mathematics achievement. The method is based on current theories in

social cognition and metacognition. It consists of three interdependent components:

metacognitive activities, peer interaction, and systematic provision of feedback-corrective-

enrichment. The method is called IMPROVE, the acronym of which represents all the teaching

steps that constitute the method: Introducing the new concepts, Metacognitive questioning,

Practicing, Reviewing and reducing difficulties, Obtaining mastery, verification, and Enrichment.

The research includes two studies, both implemented in seventh grades: One focused on in-

depth analyses of students' information processing under the different learning conditions (N =

247), and one investigated the development of students' mathematical reasoning over a full

academic year (N = 265). Results of both studies showed that IMPROVE students significantly

outperformed the nontreatment control groups on various measures of mathematics

achievement.

The effects of metacognitive training versus worked-out examples on students' mathematical reasoning

British Journal of Educational Psychology, 73(449-471

Mevarech, Z. R. & Kramarski, B.

2003

Background. The present study is rooted in a cognitive-metacognitive approach. The study

examines two ways to structure group interaction: one is based on worked-out examples (WE)

and the other on metacognitive training (MT). Both methods were implemented in cooperative

settings, and both guided students to focus on the problem's essential parts and on appropriate

problem-solving strategies. Aims. The aim of the present study is twofold: (a) to investigate the

effects of metacognitive training versus worked-out examples on students' mathematical

reasoning and mathematical communication; and (b) to compare the long-term effects of the

two methods on students' mathematical achievement. Sample. The study was conducted in two

academic years. Participants for the first year of the study were 122 eighth-grade Israeli

students who studied algebra in five heterogeneous classrooms with no tracking. In addition,

problem-solving behaviours of eight groups (N = 32) were videotaped and analysed. A year

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later, when these participants were ninth graders, they were re-examined using the same test

as the one administered in eighth grade. Method. Three measures were used to assess

students' mathematical achievement: a pretest, an immediate post-test, and a delayed post-test.

ANOVA was carried out on the post-test scores with respect to the following criteria: verbal

explanations, algebraic representations and algebraic solution. In addition, chi-square and

Mann-Whitney procedures were used to analyse cooperative, cognitive, and metacognitive

behaviours. Results. Within cooperative settings, students who were exposed to metacognitive

training outperformed students who were exposed to worked-out examples on both the

immediate and delayed post-tests. In particular, the differences between the two conditions

were observed on students' ability to explain their mathematical reasoning during the discourse

and in writing. Lower achievers gained more under the MT than under WE condition.

Conclusions. The findings indicate that the kind of task and the way group interaction is

structured are two important variables in implementing cooperative learning, each of which is

likely to have different effects on mathematical communication and achievement outcomes.

Enhancing elementary students' motivation to read and write: A classroom intervention study

Journal of Educational Research, 90(5), 286-299

Miller, S. D. & Meece, J. L.

1997

The authors examined how different reading and language arts assignments influenced 3rd-

grade students' motivational goals, strategy use, and achievement affect, that is, anxiety and

self-concept. Participants included 8 teachers and 187 students from 1 suburban school. During

weekly planning sessions, the teachers modified their reading and language arts assignments

to increase the number of opportunities students had (a) to write multiple paragraphs, (b) to

collaborate with peers, and (c) to monitor their progress over extended periods of time. The

students' motivational patterns varied according to how well the teachers implemented these

changes in their assignments. In classrooms where the teachers implemented the desired

modifications, the students were less focused on teacher approval or normative standards of

evaluation. Contrary to expectations, the intervention did not influence the students' patterns of

strategy use or achievement affect. The results highlight ways in which teachers can structure

reading and language arts assignments to positively influence the students' motivational

profiles.

Die Förderung von naturwissenschaftlichem Verständnis bei Grundschulkindern durch Strukturierung der Lernumgebung

Zeitschrift Für Padagogik, 45. Beiheft(176-191

Möller, K., Jonen, A., Hardy, I. & Stern, E.

2002

School effectiveness and teacher effectiveness in mathematics: Some preliminary findings from the evaluation of the mathematics enhancement programme (primary) School Effectiveness and School Improvement, 11(3), 273-303

Muijs, D. & Reynolds, D.

2000

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In this study the effect of teacher behaviours and classroom organisation on pupils' progress in

mathematics was studied in years 1, 3 and 5 of primary schools in the UK participating in a

mathematics intervention programme. Data on a total of 78 teachers and 2,128 pupils was

collected. Teacher behaviours were measured using a classroom observation instrument

developed for the project, and pupils were tested in March and July of 1998 using a curriculum-

appropriate Numeracy test developed by the National Foundation for Educational Research.

Background data on pupils was also collected at both testing occasions. Using multilevel

modelling techniques it was found that teacher behaviours were able to explain between 60%

and 100% of pupils' progress on the Numeracy tests. Amount of time spent teaching the whole

class was not related directly to pupils' progress, but structural equation models were tested in

which time spent teaching the whole class was found to be related to effective teaching

behaviours and thus indirectly to pupil progress. The implications of the study for British

educational policies and for educational research more generally are discussed.

How learning contexts facilitate strategy transfer

Applied Cognitive Psychology, 9(5), 425-446

Muthukrishna, N. & Borkowski, J. G.

1995

The present study assessed the role of context in the acquisition and transfer of a mathematical

strategy. One hundred and six children were assigned to four conditions: direct strategy

instruction, guided discovery, direct teaching plus discovery, or a control condition. The

intervention consisted of fourteen sessions during which the number-family strategy, useful for

addition and subtraction, was taught. Third grade students in the guided discovery condition

performed better than those in the direct instruction condition on far transfer problems that

measured deep conceptual understanding. Students who had total or partial exposure to guided

discovery held stronger beliefs and adopted more positive goals about the importance of

mathematical understanding and peer collaboration, attributed less importance to task extrinsic

reasons for success, and reported greater use of deep processing strategies than students

exposed to direct, explicit instructions. Finally, students in the discovery conditions were able to

communicate more effectively during problem solving than students in the direct instructions

condition.

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229

Learning environment, motivation, and achievement in high school science

Journal of Research in Science Teaching, 40(4), 347-368

Nolen, S. B.

2003

In a study of the relationship between high school students' perceptions of their science learning

environments and their motivation, learning strategies, and achievement, 377 students in 22

introductory science classrooms completed surveys in the fall and spring of their ninth-grade

year. Hierarchical linear regression was used to model the effects of variables at both the

classroom and individual level simultaneously. High intraclass agreement (indicated by high

parameter reliability) on all classroom environment measures indicated that students shared

perceptions of the classroom learning environment. Controlling for other factors, shared

perceptions that only the most able could succeed in science classrooms and that instruction

was fast-paced and focused on correct answers negatively predicted science achievement, as

measured on a districtwide curriculum-linked test. Shared perceptions that classrooms focused

on understanding and independent thinking positively predicted students' self-reported

satisfaction with learning. Implications of these results for both teaching and research into

classroom environments are discussed. (C) 2003 Wiley Periodicals, Inc.

"Enrichment of learning settings and teaching methods" in mathematics lessons in the German-speaking part of Switzerland

Unterrichtswissenschaft, 31(4), 291-320

Pauli, C., Reusser, K., Waldis, M. & Grob, U.

2003

In this article, results of a video-based study on the practice of so-called "enrichment of learning

settings and teaching methods" (Erweiterte Lehr- und Lernformen - ELF) in lower secondary-

level mathematics lessons in the German-speaking part of Switzerland are presented. Using

different data sources (video recordings, teacher and student questionnaires, performance

tests), the study examines (1) the prevalence of this teaching reform, which can be compared to

the concept of "open education", (2) characteristics of the methodological structure and the

quality of ELF teaching, and (3) possible links to subject performance and motivational

characteristics of the students. The results show that ELF teaching in mathematics lessons in

the 8th school year in German-speaking Switzerland is relatively widespread. It differs from the

methodological lesson structure of "traditional lessons" in the sense of an enrichment of the

teaching and learning forms employed, although teacher-directed elements are still present in

ELF lessons. The quality of ELF teaching was assessed by both pupils and external experts,

who in contrast to the learners, based their assessment solely on one video-recorded lesson.

The ELF teaching was generally judged more positively than traditional teaching. In addition,

pupils reported a greater sense of well-being in ELF lessons. In spite of the positive perception

of the lessons, no relationship was found between ELF teaching and subject performance,

interest and self-confidence.

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Young children's self-regulated learning and contexts that support it Journal of Educational Psychology, 90(4), 715-729

Perry, N. E.

1998

Writing and portfolio activities provided a context for examining relations between classroom

contexts and young children's self-regulated learning (SRL). Data collection spanned 6 months

and included weekly visits to Grade 2 and 3 classrooms during regularly scheduled writing and

portfolio activities. Data included teacher questionnaires and observations and student

questionnaires, observations, and interviews. Young children deliberated about how to regulate

writing and demonstrated either mastery or performance orientations as a function of

classroom-specific tasks, authority structures, and evaluation practices. Findings support

sociocognitive models of learning regarding how classroom contexts affect students' beliefs,

values, expectations, and actions. Also they challenge assumptions that young children lack the

cognitive sophistication required for SRL and do not adopt motivational orientations that

undermine it.

How does a context-based approach influence understanding of key chemical ideas at 16+?

International Journal of Science Education, 19(6), 697-710

Ramsden, J. M.

1997

One of the characteristics of curriculum development in recent years has been an increased

emphasis on using contexts and applications as a means of developing scientific

understanding. Yet relatively little has been done to compare the effects of learning on context-

based approaches to science teaching with more traditional approaches. This study compares

the performance on a range of diagnostic questions of pupils following both a context-based

approach and a more traditional approach to high school chemistry. The study shows that there

is little difference in levels of understanding, but that there appear to be some benefits

associated with a context-based approach in terms of stimulating pupils' interest in science.

Empirical validity for a comprehensive model on educational effectiveness

School Effectiveness and School Improvement, 10(2), 24

Reezigt, G. J., Guldemond, H. & Creemers, B. P. M.

1999

Lehr-Lernskripts im Unterricht Seidel, T.

Münster: Waxmann

2003

Die vorgestellte Arbeit stellt eine Pilotuntersuchung des DFG-Projekts "Lehr-Lernprozesse im

Physikunterricht - eine Videostudie" dar. Es wird das Ziel verfolgt, anhand einer ausgewählten

Stichprobe differenziert Lehr-Lernskripts im Hinblick auf ihre Funktion für individuelle

Lernprozesse zu untersuchen. Lehr-Lernskripts werden dann als erfolgreich betrachtet, wenn

den Schülerinnen und Schülern im Unterricht Gelegenheiten eröffnet werden, sich

verstehensorientiert mit den behandelten Lerninhalten auseinanderzusetzen. Neben zentralen

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Befunden der Unterrichtsforschung bilden Ansätze aus dem Bereich des Wissenserwerbs und

der Lernmotivation den theoretischen Hintergrund für die Konzeption der vorliegenden Arbeit.

Im Rahmen einer Videostudie wurde Physikunterricht (Sekundarstufe I) in sechs Schulklassen

aufgezeichnet und die Schülerinnen und Schüler im Anschluß daran zu verstehensorientierten

Lernprozessen und zu unterrichtlichen Lehr-Lernbedingungen befragt. Für die Kombination von

Videoanalysen und Schülerselbsteinschätzungen wurden differenzierte Beobachtungs- und

Fragebogeninstrumente entwickelt, erprobt und angewandt.

Die empirischen Befunde der vorgestellten Arbeit zeigen explorativ auf, wie auf der Basis der

angewandten Verfahren differenziert unterrichtliche "Gelegenheitsstrukturen" für individuelle

Prozesse beim Lernen beschrieben werden können. Zusammenfassend liegen Freiräume für

das geistiges Engagement und die Lernmotivation der Schülerinnen und Schüler weniger in der

Organisation unterrichtlicher Aktivitäten (z.B. im Ausmaß von Gruppenarbeiten,

Schülerexperimenten, etc.), sondern vielmehr in der Qualität der zugrunde liegenden Lehr-

Lernbedingungen. Charakteristische Lehr-Lernbedingungen in den untersuchten Klassen

stellen Aspekte der Klassengesprächsführung, der Zielorientierung sowie des

prozessorientierten Lehrens und Lernens dar.

Neben der inhaltlichen und theoretischen Diskussion der Befunde erfolgen methodische

Überlegungen zur Untersuchung von Lehr-Lernskripts. Abschließend werden auf der Basis der

Befunde dieser Arbeit Nutzungsmöglichkeiten videobasierter Lehr-Lernforschung für die

Reflexion routinisierter Unterrichtshandlungen sowie für die Entwicklung problemorientierter

Lehr-Lernumgebungen aufgezeigt.

"Can everybody look to the front of the classroom please?" - Patterns of instruction in elementary physics classrooms and its implications for students` learning

Unterrichtswissenschaft, 30(1), 52-77

Seidel, T., Prenzel, M., Duit, R., Euler, M., Geiser, H., Hoffmann, L., Lehrke, M., Müller, C. &

Rimmele, R.

2002

The paper reports findings about instructional patterns in elementary physics instruction. The

investigation of teaching and learning processes bases on the combination of video analysis

and student questionnaires. With regard to a well-defined sub-sample patterns of classroom

activities within the first three months of elementary physics instruction are investigated.

Indicators for successful physics instruction refer to the students` perceptions of cognitive

engagement, self-determined learning motivation and supportive teaching and learning

conditions within the lessons investigated. The findings of the video analysis indicate that

already within the first three months of elementary physics instruction patterns of classroom

organization can be described. Due to the organization of classroom activities limits for

students` individual learning processes are settled.

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Opportunities for learning motivation in classroom discourse - Combination of video analysis and student questionnaires

Unterrichtswissenschaft, 31(2), 142-165

Seidel, T., Rimmele, R. & Prenzel, M.

2003

The paper presents findings of the DFG-project "Teaching and learning processes in physics

instruction - a videotape classroom study" and refers to opportunities for learning motivation in

classroom discourse. It is assumed that a strongly narrow-focused classwork has a negative

effect on self-determined learning motivation and on the students interest in physics. Thereby

video analysis is combined with student questionnaires and results of HLM-analysis are

reported. The findings indicate systematic differences between school classes in the quality of

classwork. School classes with a strongly narrow-focused classwork show a negative effect on

the students quality of self-determined learning motivation. Over the course of one school year a

negative effect of narrow-focused classwork on the students interest in physics is shown.

Clarity and Coherence of Lesson Goals as a Scaffold for Student Learning

Learning and Instruction, 4 (forthcoming)(Seidel, T., Rimmele, R. & Prenzel, M.

2005

The article addresses clarity and coherence of lesson goals as a scaffold for student learning. In

13 physics classes video recordings of the introductory lesson of two topics were rated with

respect to clarity and coherence of the lesson structure. HLM analyses showed a positive effect

of classes with high goal clarity and coherence on the students' reports on supportive learning

conditions, self-determined learning motivation and organising learning activities. Over the

course of a school year high goal clarity and coherence resulted in a positive competence

development. No effect was found for individual interest development.

Teacher communication behavior and its association with students' cognitive and attitudinal outcomes in science in Taiwan

Journal of Research in Science Teaching, 39(1), 63-78

She, H. C. & Fisher, D.

2002

In the study described in this article a questionnaire was employed that can be used to assess

students' and teachers' perceptions of science teachers' interpersonal communication behaviors

in their classroom learning environments. The Teacher Communication Behavior Questionnaire

(TCBQ) has five scales: Challenging, Encouragement and Praise, Non-Verbal Support,

Understanding and Friendly, and Controlling. The TCBQ was used with a large sample of

secondary science students in Taiwan, which provided additional validation data for the TCBQ

for use in Taiwan and cross-validation data for its use in English-speaking countries. Girls

perceived their teachers as more understanding and friendly than did boys, and teachers in

biological science classrooms exhibited more favorable behavior toward their students than did

those in physical science classrooms. Differences were also noted between the perceptions of

the students and their teachers. Positive relationships were found between students'

perceptions of their teachers' communication behaviors and their attitudes toward science.

Students' cognitive achievement scores were higher when students perceived their teacher as

using more challenging questions, as giving more nonverbal support, and as being more

understanding and friendly. The development of both teacher and student versions of the TCBQ

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enhances the possibility of the use of the instrument by teachers. (C) 2002 John Wiley Sons,

Inc.

The nature of teachers' pedagogical content beliefs matters for students' achievement gains: Quasi-experimental evidence from elementary mathematics

Journal of Educational Psychology, 94(2), 344-355

Staub, F. C. & Stern, E.

2002

In a longitudinal study of 496 students in 27 self-contained German elementary school

classrooms, performance in mathematical word problems and arithmetic tasks was measured at

the end of Grades 2 and 3. A questionnaire was used to assess the degree to which teachers'

pedagogical content beliefs in elementary mathematics reflect a cognitive constructivist

orientation, rather than an associationist or direct-transmission view of learning and teaching.

Our findings show that a cognitive constructivist orientation was associated with larger

achievement gains in mathematical word problems. Moreover, teachers with a direct

transmission view were not more successful than teachers with a cognitive constructivist

orientation in fostering students' computational proficiency.

Effects of a cooperative learning approach in reading and writing on academically handicapped and non-handicapped students

Elementary School Journal, 95(3), 241-262

Stevens, R. J. & Slavin, R. E.

1995

The value (and convergence) of practices suggested by motivation research and promoted by mathematics education reformers

Journal for Research in Mathematics Education, 29(4), 465-488

Stipek, D., Salmon, J. M., Givvin, K. B., Kazemi, E., Saxe, G. & MacGyvers, V. L.

1998

Zn this study we discuss convergence between instructional practices suggested by research

on achievement motivation and practices promoted in the mathematics instruction reform

literature, and we assess associations among instructional practices, motivation and learning of

fractions. Participants included 624, fourth- through sixth-grade students and their 24 teachers.

Results indicated that the instructional practices suggested in literature in both research areas

positively affected students' motivation (e.g., focus on learning and understanding; positive

emotions, such as pride in accomplishments; enjoyment) and conceptual learning related to

fractions. Positive student motivation was associated with increased skills related to fractions.

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An investigation of teacher-student interpersonal behavior in science classrooms using laptop computers

Journal of Educational Computing Research, 24(1), 41-55

Stolarchuk, E. & Fisher, D.

2001

This study was part of a larger evaluation of the effectiveness of laptop computers in grades 8

and 9 science classrooms, in a sample of Australian Independent Schools. In the study

described in this article, students' perceptions of their teacher's interpersonal behavior were

assessed using the Questionnaire on Teacher Interaction (QTI). As this was the first time this

questionnaire had been used in science classrooms where laptop computers were being used,

important validation data are provided. Associations between teacher-strident interpersonal

behavior and students' attitudes to science and their enquiry skill achievement were also

investigated. Students' attitudes to science were assessed using a scale adapted from the Test

of Science-Related Attitudes (TOSRA) and achievement was measured using scales from the

Test of Enquiry Skills (TOES). The QTI, attitude scale, and enquiry skills scales were

administered to 433 laptop students in grades 8 and 9 science classes, in nine Independent

schools across four Australian states. Descriptive statistics confirmed the reliability and validity

of the QTI for science laptop classroom research. Generally, laptop students' perceptions of

teacher-student interpersonal relationships were found to be positively associated with students'

attitudinal and cognitive achievement outcomes.

Schulische und häusliche Kooperation im Chemieanfangsunterricht Sumfleth, E., Rumann, S. & Nicolai, N.

Münster: Waxmann

2004

Reading growth in high-poverty classrooms: The influence of teacher practices that encourage cognitive engagement in literacy learning

Elementary School Journal, 104(1), 3-28

Taylor, B. M., Pearson, P. D., Peterson, D. S. & Rodriguez, M. C.

2003

In this study we investigated the effects of teaching on students' reading achievement. More

specifically, based on a framework of reading instruction maximizing students' cognitive

engagement in literacy learning, curricular and teaching variables, including aspects of word-

recognition and comprehension instruction, approaches to teaching such as telling versus

coaching, and the enabling of students' active versus passive responding to literacy activities,

were investigated to explain growth on reading comprehension, fluency, and writing measures

over a school year in grade 1-5 classrooms. Participants included 88 teachers and 9 randomly

selected students per classroom in 9 high-poverty schools across the United States that were

engaged in a literacy instruction reform project. Teachers were observed 3 times across the

school year during a reading lesson. Hierarchical linear modeling showed that a number of

teaching variables explained substantial variation in student growth on several measures of

reading achievement. Looking across all of the data, the most consistent finding was that

teachers who emphasized higher-order thinking, either through the questions they asked or the

tasks they assigned, promoted greater reading growth among the 9 target students in their

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classrooms. We examine the results of our work in relation to a framework of teacher

effectiveness maximizing students' cognitive engagement in literacy learning.

Learning environment, meaningfulness of schoolwork and on-task-orientation among Norwegian 9th grade students

School Psychology International, 21(4), 393-413

Thuen, E. & Bru, E.

2000

The main aim of this study was to explore how learning environment dimensions are related to

on-task-orientation, and how these relations are mediated by students' perceptions of the

meaningfulness of schoolwork. The study was conducted as a survey among a representative

sample of 2006 Norwegian 9th graders. Results showed that a majority of the students reported

to be on-task-oriented during school lessons, however, between 10 and 20% reported to have

problems with their on-task-orientation At the same time, slightly more than half of the students

reported their schoolwork to be useful, whereas one in five students reported their schoolwork to

be rather uninteresting. On-task-orientation was also found to be related to students'

perceptions of several learning environment dimensions, primarily to students' perceptions of

teacher support (academic and emotional), the possibility for influencing ones' schoolwork and

the meaningfulness of schoolwork. Associations of perceptions of teachers' support and student

influence with on-task-orientation were partly mediated via perceptions of the meaningfulness of

schoolwork. Finally, results indicate that there is likely to be considerable room for improvement,

within Norwegian schools at least, in the areas of teachers' emotional support of students,

students' influence on schoolwork and the meaningfulness of school subjects. For practising

school psychologists results seem to imply an increased focus on the learning environment, and

particularly on the importance of the social emotional dimensions for students' motivation and

on-task-orientation In order to bring about changes in the learning environment, counselling

teachers on how to create a supportive learning environment with student influence could be

one important way of approaching this held.

Kontextfaktoren der Schulleistung im Grundschulalter. Ergebnisse aus der Hannoverschen Grundschulstudie

Zeitschrift Fur Pädagogische Psychologie, 18(2), 113-124

Tiedemann, J. & Billmann-Mahecha, E.

2004

Within the scope of the Hanover Primary School Study, the significance of context factors of

school performance were established for 710 third-grade students. Amongst others, the

following context factors were ascertained: Aggregated cognitive ability level, age of the

students, and classroom climate. The data were analyzed using hierarchical linear modeling.

The results substantiate the dual function of cognitive abilities within the framework of the

genesis of school performance: On the one hand, cognitive abilities directly control individual

performance in mathematics, on the other hand, however, they also indirectly control success

over effects at the aggregated level. In addition, classroom climate and student age proved to

be significant. At the school level it was shown that the performance differences between

classes in schools with either a high or a low proportion of immigrant children reach a

magnitude that corresponds to the provision of more than one year of schooling.

Measuring NCTM-recommended practices and student achievement with TIMSS

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236

Tomoff, J., Thompson, M. & Behrens, J.

New Orleans, LA.: 2000

Classroom goal structures, social satisfaction and the perceived value of academic tasks

British Journal of Educational Psychology, 67(1-12

Townsend, M. A. R. & Hicks, L.

1997

Background, Perceptions of academic task value are affected by positive factors such as the

intrinsic value of the task, and negative factors such as the loss of opportunities to engage in

other desired activities. Previous research has shown that students' pursuit of social activities

may be a negative factor that reduces the task value given to mathematics and language

activities. However, the desire to meet social goals may be influenced by the degree to which

classroom instruction provides opportunities for peer involvement and affiliation. Aims, This

study examined the relationship between academic task values (for mathematics and language)

and perceptions of personal social satisfaction for children in classrooms using a cooperative,

interactive learning structure or in regular classrooms. Samples, Participants were 162 children

(aged approximately 12-13 years) in six Form 2 classes at two intermediate schools. Three

classes were taught by teachers using cooperative learning strategies. Methods. Children in

each of the six classrooms were administered a Social Satisfaction Scale (to assess satisfaction

with peer social relationships), the Academic Task Values Scale for mathematics and language,

and the Competition and Task Orientation subscales of the Classroom Environment Scale.

Results, Task values for engagement in mathematics and language activities were higher, and

perceived costs lower, in classrooms using a cooperative goal structure. Higher task values and

lower perceived costs were also associated with higher social satisfaction in students. These

effects were mediated by gender. Conclusions, Research in achievement motivation needs to

examine the coordination of multiple goals which extend beyond the academic domain.

The influence of classroom contexts on young childrens motivation for literacy

Reading Research Quarterly, 30(3), 410-441

Turner, J. C.

1995

THIS STUDY examined the effects of instructional contexts on children's motivation for literacy.

Eighty-four first-grade children in six basal classrooms and in six whole language classrooms

were observed during daily literacy instruction. Literacy tasks were classified as open (child-

specified processes/goals, higher order thinking required) or closed (other-designated

processes/goals, recognition/memory skills required). Observers recorded the types of literacy

tasks children completed and children's voluntary use of motivated behaviors (strategy use,

persistence, attention control) during task completion. Children were interviewed after

observation. The strongest predictor of motivation was the literacy task. During open tasks,

children used more reading strategies, persisted longer, and controlled their attention better

regardless of instructional condition. Factors in open tasks that appeared to influence children's

motivation were opportunities for challenge, for student control, for satisfying interests, and for

collaboration. These results suggest that researchers should go beyond philosophical and

curricular assumptions to examine how students actually interact with literacy contexts.

Therefore, studies of motivation for literacy should focus on how literacy contexts, including

tasks, influence children's actions and understandings.

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237

The classroom environment and students' reports of avoidance strategies in mathematics: A multimethod study

Journal of Educational Psychology, 94(1), 88-106

Turner, J. C., Midgley, C., Meyer, D. K., Gheen, M., Anderman, E. M., Kang, Y. & Patrick, H.

2002

The relation between the learning environment (e.g., students' perceptions of the classroom

goal structure and teachers' instructional discourse) and students' reported use of avoidance

strategies (self-handicapping, avoidance of help seeking) and preference to avoid novelty in

mathematics was examined. Quantitative analyses indicated that students' reports of avoidance

behaviors varied significantly among classrooms. A perceived emphasis on mastery goals in the

classroom was positively related to lower reports of avoidance. Qualitative analyses revealed

that teachers in high-mastery/low-avoidance and low-mastery/high-avoidance classrooms used

distinctively different patterns of instructional and motivational discourse. High incidence of

motivational support was uniquely characteristic of high-mastery/low-avoidance classrooms,

suggesting that mastery goals may include an affective component. Implications of the results

for both theory and practice are discussed.

Effect of formal study skills training on sixth grade reading achievement Udziela, T.

1996

The effects of Developmentally Appropriate Practices on academic outcomes among former head start students and classmates, Grades 1-3

American Educational Research Journal, 40(4), 961-990

Van Horn, M. L. & Ramey, S. L.

2003

The educational ideology of Developmentally Appropriate Practices (DAP) in childhood

education is influential, despite remarkably little empirical study. This article relates DAP to

changes in achievement and receptive language among former Head Start children and

classmates in Grades 1-3 (including between 1,564 and 4,764 children in 869 to 1,53 7

classrooms). The authors applied multilevel growth curve modeling techniques to estimate

overall DAP effects and to examine possible interactions with sex, ethnicity, grade, and poverty.

ne results were consistent across years, with only a few significant effects of DAP, some

positive and others negative. Collectively, the results indicate that DAP as observed in

classrooms accounts for little or no variation in children's academic performance. The article

details the methodological and theoretical implications for future inquiry.

The link between teacher classroom practices and student academic performance

Educational Evaluation and Policy Analysis, 10(12), Wenglinsky, H.

2002

Inquiry, modeling, and metacognition: Making science accessible to all students

Cognition and Instruction, 16(1), 3-118

White, B. Y. & Frederiksen, J. R.

1998

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238

Our objective has been to develop an instructional theory and corresponding curricular materials

that make scientific inquiry accessible to a wide range of students, including younger and lower

achieving students. We hypothesized that this could be achieved by recognizing the importance

of metacognition and creating an instructional approach that develops students' metacognitive

knowledge and skills through a process of scaffolded inquiry, reflection, and generalization.

Toward this end, we collaborated with teachers to create a computer enhanced, middle school

science curriculum that engages students in learning about and reflecting on the processes of

scientific inquiry as they construct increasingly complex models of force and motion

phenomena. The resulting ThinkerTools Inquiry Curriculum centers around a metacognitive

model of research, called the Inquiry Cycle, and a metacognitive process, called Reflective

Assessment, in which students reflect on their own and each other's inquiry. In this article, we

report on instructional trials of the curriculum by teachers in urban classrooms, including a

controlled comparison to determine the impact of including or not including the Reflective

Assessment Process. Overall, the curriculum proved successful and students' performance

improved significantly on both physics and inquiry assessments. The controlled comparison

revealed that students' learning was greatly facilitated by Reflective Assessment. Furthermore,

adding this metacognitive process to the curriculum was particularly beneficial for low-achieving

students: Performance on their research projects and inquiry tests was significantly closer to

that of high-achieving students than was the case in the control classes. Thus, this approach

has the valuable effect of reducing the educational disadvantage of low-achieving students

while also being beneficial for high-achieving students. We argue that these findings have

strong implications for what such metacognitively focused, inquiry-oriented curricula can

accomplish, particularly in urban school settings in which there are many disadvantaged

students.

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239

Children's motivation for reading: Domain specificity and instructional influences

Journal of Educational Research, 97(6), 299-309

Wigfield, A., Guthrie, J. T., Tonks, S. & Perencevich, K. C.

2004

The authors discuss the nature and domain specificity of reading motivation and present initial

results that examined how 2 reading instructional programs, Concept Oriented Reading

Instruction (CORI) and multiple Strategy Instruction (SI), influenced 3rd-grade children's intrinsic

motivation to read and reading self-efficacy. Each reading program occurred during the fall of

the school year and lasted 12 weeks. Approximately 150 3rd-grade children participated in

CORI; 200 3rd-grade children participated in SI. Results of pre- and posttest analyses of

children's responses to a reading motivation questionnaire showed that children's intrinsic

motivation to read and reading self-efficacy increased only in the CORI group.

Family, classroom, and school effects on children's educational outcomes in Latin America

School Effectiveness and School Improvement, 12(4), 409-445

Willms, J. D. & Somers, M. A.

2001

This study, which is based on a longer report by Willms and Somers (2000), employs

hierarchical linear regression models to examine the relationships between 3 schooling

outcomes (language and mathematics achievement, and time to complete primary schooling)

and family background, as well as various school policies and practices. The analyses employ

data from the Primer Estudio Intenacional Comparativo (PEIC; UNESCO, 1998), which includes

data for 13 Latin American countries, with samples of approximately 100 schools in each

country, and 40 grades 3 and 4 pupils sampled in each school. The study finds that the

relationship between schooling outcomes and family background varies among countries. The

most successful country, Cuba, has uniformly effective schools, and relatively small inequities

along social class lines and between the sexes. Across all countries, the most effective schools

tend to be those with: high levels of school resources; classrooms which are not multigrade, and

where students are not grouped by ability; classrooms where children are tested frequently;

classrooms and schools with a high level of parental involvement and classrooms that have a

positive classroom climate, especially with respect to classroom discipline. The article

concludes with a discussion about how we might improve capability to monitor school

performance in low-income countries.

Reforming motivation: how the structure of instruction affects students' learning experiences

British Educational Research Journal, 26(2), 191-210

Yair, G.

2000

Over the past decade, several US school and instructional reforms have sought ways to counter

trends of mediocrity in education. These reforms are grounded in structural motivation theories

which postulate that students' learning experiences are optimised when instruction is authentic,

challenging, demands skills, and allows for student autonomy. This study set out to investigate

empirically the effects of these four structural characteristics of instruction on students' learning

experiences. Using a unique methodological design, the current investigation measures

students' learning experiences with a confirmatory factor analysis. The four factors which

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240

emerged are next predicted with a series of structural variables, The results show that high

quality learning experiences are indeed authentic, allow choice, and demand student skills.

Boring and alienated experiences are produced when these instructional characteristics are

absent. The findings suggest that the structures of instruction that disaffect students are

overwhelmingly represented in students' daily school life; those that spark their hearts are not

frequent enough to motivate students. They also imply that students do not have a general

tendency to be emotionally depressed in school; rather, they perceive their experiences to be

highly influenced by specific structural characteristics of instruction.

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PART III

PROPORTIONAL SUPERVISION

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Chapter 6

Criteria for assessing school self-evaluation approaches

Introduction

In the Netherlands, two quality aspects in the inspection framework refer to quality care

procedures and conditions for quality care at school, respectively. In this chapter the

quality indicators that are in the Inspection framework will be compared to state of the

art perspectives on school self-evaluation.

Various frames of reference will be used to put these quality indicators into perspective:

- Sets of criteria that have been used in the Netherlands to assess school self-

evaluation instruments and procedures for quality care; i.e. those of Q*Primair,

Q5 and the Inspectorate;

- Sets of criteria that have been used by foreign inspectorates and groups of

inspectorates, i.e. SICI;

- More general evaluation standards (i.e. those of the Joint Committee of

Standards in the USA, chaired by Daniel Stufflebeam);

- A closer look at the utilization of school self-evaluation instruments and

application of quality care;

- A closer look at accuracy standards applied to school self-evaluation, the issue

of objectivity.

The chapter provides descriptive material on all these contributions in order to assess

the current state of affairs with respect to proportional supervision, and the respective

quality indicators in the Inspection Framework. In the concluding section some of the

sustaining difficulties with internal quality care and school self-evaluation are

addressed, and implications for proportional supervision are discussed.

Terminology

Educational quality

First, a short overview of the basic concepts of quality care, school evaluation and

school self-evaluation will be given.

In Chapter 2, the concept of educational quality was clarified on the basis of the Context

Input Process Output model. In addition, the Supervision framework of the Inspectorate

was compared to conceptions and frameworks of educational quality, e.g. the Quinn and

Rohrbaugh model.

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It was concluded that, as a school evaluation framework, the Supervision framework

could be classified as being associated with the effectiveness perspective on educational

quality.

In the effectiveness perspective, the process indicators of the Inspection Framework can

be seen as effectiveness enhancing conditions that are inspired by empirical school

effectiveness research and by an international consensus on good teaching practice.

Indicators that represent school self-evaluation and quality care have a double

significance in the framework: as one of the effectiveness enhancing school conditions

but also as a part of the overall supervision framework in the sense of the so called

proportional supervision. (This comes down to the strategy of making the frequency and

intensity of direct supervision conditional on schools’ having well-developed school

self-evaluation procedures; the better developed the school self-evaluation procedures,

the less frequent and intensive the direct supervision).

Quality care

Quality care in schools involves all the measures taken at school- and classroom level to

maintain and improve the quality of their education. It relates to all activities aimed at

formulating quality goals and achieving, maintaining and systematically improving the

quality of education. It involves determining the goals of the school and the way the

goals can be reached, the execution and evaluation of quality policy and the deciding on

actions that might be necessary for maintaining and improving the quality of the school

(Hendriks, 2001; Hendriks, Doolaard & Bosker, 2002).

School self-evaluation

School self-evaluation forms a crucial aspect of quality care. School self-evaluation is

an internal evaluation of the school as a whole or of sub-units of the school. It could be

‘completely internal’, but in a self-evaluation also extensive use of external capacity

could be made. The decisive point is that the school is the initiator and the prime

audience of the self-evaluation (Scheerens, Glas & Thomas, 2003). School self-

evaluation can be defined as a procedure started by the school for gaining information

on the design and goals of education in order to take policy decisions for maintaining

and improving of the quality of the school (according to Voogt, 1995; Van Petegem,

2001).

Self-evaluation could be carried out at the outset of applying the well-known quality

care cycle, in order to map the strong and weak aspects of the school. In this case the

self-evaluation is aimed at diagnosing needs and settling goals for improvement. But

self-evaluation can also be used to determine whether the intended goals of quality

improvement have been achieved. The aim is then to determine, if the school, given the

intended goals, is on the right track.

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Criteria for assessing quality care proposed in the Netherlands

Criteria used by the Education Inspectorate

In the Netherlands, the framework of quality care in education is determined by

legislation, general orders in council, and notes of the Education Council, the parliament

and the Ministry of Education, Culture and Sciences (Kamphof, 2001). In the 'Quality

Act' (Primary Education Act, 1998), the responsibility for the quality of education and

the pursuance of a quality policy to ensure its improvement is explicitly mentioned as a

duty of the school itself. It is decreed that all schools develop a system of quality

assurance. Moreover, it is set out that the school is required to develop three policy

documents: a school plan, a school prospectus and an arrangement for complaints

(Ministry of Education, Culture and Sciences, 1995; Karstanje, 1997; Scheerens &

Hendriks, 2002).

In keeping with these developments, external evaluation by the Inspectorate was

adapted. In the law on the Supervision of Education (WOT, 2002), validation of the

quality assurance policy of the school is seen as a major part of the inspection process

and the degree of external school inspection is proportional to the extent in which

schools succeed in appropriate forms of quality care and school self-evaluation. Article

12 of the Law on the Supervision of Education states that the results of the self-

evaluation will be adopted by the Inspectorate if:

- the judgements of the school relate to the key characteristics of quality as laid down

in the Supervision Act,

- the data of the school’s self-evaluation are of more recent date than those the

Inspectorate already has at it’s disposal;

- the school self-evaluation gives a founded and reliable picture of the quality of the

school:

- the school uses sound evaluation methods;

- pupils, parents and external experts have been involved in the evaluation;

- the quality goals the school is aiming for are ambitious enough and,

- the quality care system of the school is robust enough and the results show a rather

stable situation.

The Supervision of Education Act also states that the Inspectorate is authorised to

promote the quality of the school. Supervision should stimulate the implementation of

excellent quality care as well as a permanent improvement of the quality. In case serious

problems exist and remain with regard to the quality of education, the Inspectorate can

advise the Minister of Education to offer the school and the school board some kind of

‘provision’. This provision may be financial but may also take the form of extra staff or

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246

specific advice (Inspectorate of Education, 2002a and b; Ministry of Education, Culture

and Sciences, 2002; Renkema, 2002).

In 2005 an updating and overhaul of the Frameworks took place. From then onwards,

there are two indicators that refer to quality care (see text box 1).

Quality Aspect 1:

The school takes care of the assurance and improvement of the quality of education.

1.9 The school knows its entrance situation, including the specific needs of the student

body.

1.10The school systematically evaluates the quality of its performance in terms of

learning results

1.11The school systematically evaluates the quality of learning, teaching and

counselling

1.12The school has formulated measurable improvement targets.

1.13The school carries out improvement activities in a systematic way

1.14The school guarantees the quality of learning and teaching

1.15The school guarantees the quality of the school examination and of other

evaluation instruments.

1.16The school reports about the realized quality of education to interested parties

(parents, students, competent authorities, funding agencies and sponsors).

Quality Aspect 2:

The conditions for quality care are in place

2.1 School management initiates and steers the quality care

2.2 Quality care is connected to the school’s vision with respect to learning and

teaching as stated in the school plan.

2.3 The school management takes care of a professional school culture

2.4 The school takes care of an effective communication about the quality of

education.

2.5 Staff, school management, pupils, parents and competent authorities are all of

them being involved in the school’s quality care.

Since 1997, the Inspectorate evaluates the state of affairs with regard to the internal

quality assurance of schools and presents the findings in the yearly Education Report.

The state of affairs with respect to quality care in primary schools

In 2003, 13 per cent of the primary schools had a quality care system that satisfied the

full set of indicators on quality care. Twenty-six per cent of schools satisfied the

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minimum requirements for quality assurance, which means that they, in each case,

fulfill the first two indicators (see Table 6.1).

In the past six years, the percentage of schools that satisfied the minimum requirements

for quality assurance was highest (38 per cent) in the school year 2000. In this year,

schools had to prepare their first school plan and school guide. In the years after, when

there was no pressure for a school plan, the percentage of schools receiving a positive

judgement of the Inspectorate dropped back to around 26 per cent in 2001 and the years

after (Inspectorate of Education, 2004).

Table 6.1: Primary schools with a positive judgment about their quality assurance

system (%) (Inspectorate of education, 2003)

1998

N=379

1999

N=576

2000

N=467

2001

N=421

2002

N=255

2003

N=163

Quality assurance on the whole 28.8 31.6 36.6 26.4 24.9 26.3

Indicators:

1. The school has formulated targets

with regard to learning and teaching

and performance in terms of learning

results

21.2

43.8

45.0

35.3

33.1

42.6

2. The school systematically and

periodically evaluates the quality of

education

26.3

42.4

53.5

38.2

39.8

31.1

3. On the basis of (integral) quality

assessment the school has planned

improvement activities for the longer

term

44.3

51.3

46.2

46.5

52.1

4. On the basis of recent quality

analyses the school has planned

improvement activities for the present

school year

73.0

79.4

70.0

73.3

66.0

5. The school has taken measures to

maintain and improve the quality

51.8

47.2

43.8

47.2

38.9

Secondary schools

In Table 6.2 it is shown that in 2004, 36 per cent of the schools for secondary education

schools satisfied the minimum requirements for quality assurance. These schools have

formulated targets with regard to the maintenance and improvement of education, and

have taken measures to achieve these targets (indicator 1 in Table 6.2). Next to this

these schools systematically and periodically evaluate the quality of their education and

learning results (indicator 2). The percentage of schools that meet the full set of

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248

indicators for quality care is considerable lower. In 2003, 11 per cent of secondary

schools met all indicators for quality care; in 2002 this was the case for 9 per cent of the

schools.

Table 6.2: Secondary schools with a positive judgment about the quality assurance

system (%) (Inspectorate of education, 2004)

2001/2002

N=436

2002/2003

N=163

Quality assurance on the whole 34 36

Indicators:

1. The school has formulated targets with regard to the

maintenance and improvement of the quality of education

73

74

2. The school systematically and periodically evaluates the

quality of education

37

36

3. The school involves educational innovations in their policy-

development

94

90

4. The school involves school development in their policy-

development

95

94

5. The school has taken measures to maintain and improve the

quality

63

68

6. The school examines the effects of quality care and adjusts the

school policy accordingly

12

16

The Inspectorate noticed that the systematic and periodic evaluation of the quality of

education is inadequate in the majority of schools due to an unsatisfactory quality care

system. Although a wide choice of school self-evaluation instruments is available many

of these instruments offer insufficient possibilities in their present form 1) to evaluate

the educational processes in an objective way, and 2) to relate the processes to the

outcomes of education (i.e. the learning results).

At the same time availability of reliable performance data has been increasing and

gained in acceptance. By an increased use of standardized tests the Inspectorate was

able to determine the learning results at 90 per cent of the primary schools, while in

secondary schools the Inspectorate could make use of the exam results.

The principle of proportional inspection was introduced in 2003, and up to now, limited

experiences are available (see also in the next paragraphs the pilot projects of Q5 and

Q*Primair). Yet, it has become clear that the generally limited quality of data obtained

by school self-evaluation, in particular with regard to school processes, turned out to be

an important restriction with regard to the implementation of proportional supervision.

Nevertheless the Inspectorate noticed, just like in 2003, that schools appreciate the

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reciprocal relationship between quality assurance at school and supervision by the

Inspectorate. They experience the supervision as complementary to both the self-

evaluation and school development (Inspectorate of Education, 2003, 2004).

Criteria used by Q5 and Q*Primair

In order to support schools and their governing boards with their quality assurance and

to give a strong impulse to the development and implementation of systematic quality

assurance, with subsidy of the Ministry of Education, the organizations of governing

bodies of the schools, the organization of school managers and the teachers’ unions

(these latter organizations are only involved in primary education) set up the national

project groups Q5 for secondary education and Q*Primair for primary education.

Q5

Q5 was initiated in 1999, and it expires in December 2005. The project attempted to

stimulate systematic and integral quality care in schools for secondary education, i.e. it

was aimed at stimulating schools to:

- Develop a system of quality management as an integral part of school development;

- Involve all relevant groups inside and outside schools;

- Present results of self-evaluation to third parties (other schools, experts, 'critical

friends');

- Participate in networks, in order to exchange information and expertise;

- Publish information about their quality (Beelaerts, Bousché, De Goeij, De Graaff,

Horsman & Klifman, 1999).

Q5 defines sound quality care as deliberately, systematic, cyclic and integral, with a

focus on the domains of teaching and learning, vision and leadership, school culture,

results and appreciation. Q5 judges quality policy as acceptable if it satisfies both the

requirements of good quality care as stated above and the legal requirements, if the

stakeholders accept it and, if it is practical and transparent (Horsman, z.j.). The

practicality encompasses the balance of efforts and output. The quality policy is

acceptable if the required endeavours end in sufficient points of departure for feasible

improvement and maintenance of quality at three levels of accountability of the school;

i.e. the school as a whole, the teams and the individual teacher.

Q5 operationalized the objectives of the project into statements, however without setting

concrete targets. Due to the expected differences in nature and implementation of

quality care between schools, Q5 remained somewhat undecided about the position to

take with respect to the state of quality care in schools for secondary education to be

reached by the end of the project.

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250

The last written down assumptions about quality care in secondary education date from

end 2003 (Q5, 2003). In the annex “Achieved aims” it is stated that by the end of the Q5

project the situation probably should be that:

- 25 to 30 per cent of the schools applies quality care as an integral and systematic

part of school development;

- 50 per cent of the schools applies simple forms of quality care for school

development;

- 80 per cent of the schools has experience with school self-evaluation;

- 60 per cent of the schools presents the results of the self-evaluation to third parties;

- 90 per cent of the schools involves in each case parents and pupils in the self-

evaluation, but preferable also other parties;

- 75 per cent of the schools has made well argued choices for setting standards;

- 50 per cent of the schools exchange information with other schools, preferably also

in an international setting.

During the Q5 project, the progress of the implementation of quality care in secondary

education was monitored three times, i.e. at the beginning of the project, after the first

two project years and at the end of the project (Haaijer & van Velzen, 2002; Van

Beekveld & Terpstra, 2005).

Q5 participated in several national and international pilot projects. The most important

one for this study is the so-called ABC project. The ABC project has introduced a 3-step

quality system. The five participating schools first carried out their own self-evaluation

and prepared a report (phase A). In the B-part third parties (e.g. other schools, experts,

'critical friends') then visited the school and assessed the results of the school self-

evaluation and the self-evaluation report of the school, and presented their findings and

feedback in a report. Lastly, in the C part, the Education Inspectorate carried out a

Periodic Quality Inspection (PKO), based on the results of the A and B parts and in

accordance with the principles of proportional inspection, and drew a report (Horsman,

Q-vijver, april 2001).

The ABC project started in 2001 and ended in 2003. The project was proved to be a

success for the participating schools and resulted in a set of models and instruments

interesting for all secondary schools that want to implement or continue such a quality

system. The most important products concern recommendations for the planning and

implementation of self-evaluation activities, a manual for writing a self-evaluation

report, recommendations for the composition of a commission of third parties, a

working procedure for the commission of third parties as well as a format for their

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report and recommendations for the preparation and execution of a periodic quality

inspection (PKO).

Q*Primair

Q*Primair started in 2001 and will expire towards the end of 2006. At the outset of the

project Q*Primair formulated the aims they are striving for in the project. In addition

Q*Primair asked the consultancy and research center Oberon to make an inquiry of the

situation with regard to quality care at the beginning of the project (a baseline

measurement).

Below the goals Q*Primair is pursuing in the project are presented. The starting

situation in 2001 as measured by Oberon (2002) is shown between brackets.

The main aim of Q*Primair is that in 2006, 80 per cent of the schools will have a well

functioning quality care system. This implies that in 2006 the state of affairs with regard

to quality care in primary education is, that:

80 per cent of the schools has formulated their quality care policy in such a way that

it is clear how the school satisfies on the one hand the legal requirements with

regard to quality care as well as on the other hand the quality goals as set and aimed

for by the school itself (starting situation: applies to 20 per cent of the schools);

80 per cent of the schools systematically monitors the quality of their education and

takes action to maintain and improve the quality (starting situation: applies to 31 per

cent of the schools);

In their school plan, 80 per cent of the schools has formulated targets for the quality

of teaching and learning as well as its performance in terms of learning results

(starting situation: applies to 40 per cent of the schools);

80 per cent of the schools systematically and regularly evaluates the quality of its

teaching and learning and performance (starting situation: applies to 47 per cent of

the schools);

Based on their evaluation of the quality, 80 per cent of the schools has planned an

improvement route for the long term (starting situation: applies to 49 per cent of the

schools);

Based on their evaluation of the quality, 90 per cent of the schools has planned

improvement actions for the current school year (starting situation: applies to 77 per

cent of the schools);

80 per cent of the schools uses a system of instruments and procedures for

monitoring progress of the pupils and takes care of guidance an counseling in case

of problems (starting situation: applies to 54 per cent of the schools);

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80 per cent of schools involves parents and pupils in the school’s quality care but

preferably also other stakeholders (starting situation: applies to 12 per cent of the

schools);

80 per cent of the schools reports about the realized quality of education to

interested parties (in each case parents, school board and personnel (starting

situation unknown);

In order to objectify the self-evaluation, 30 per cent of the schools have put the

results of the self-evaluation at least once to independent third parties (starting

situation unknown) (Hofman, Dijkstra, Hofman & De Boom, 2004).

The state of affairs with regard to quality care in the schools and the progress that has

been made during the implementation of the project was measured for the first time by

the end of 2003; the second measurement is planned for 2005 or 2006 (Hofman,

Dijkstra, Hofman & De Boom, 2004).

Next to this, in 2004 Q*Primair made an assessment of the available instruments for

school self-evaluation, in order to help with the selection of a school self-evaluation

instrument that fits with the school-specific situation. For this activity, by order of both

Q5 and Q*Primair, Hofman & Hofman (2003) developed an assessment framework,

and Q*Primair assessed the available instruments (Dijkstra, van der Linde & Majoor,

2004).

Two projects were started focusing on the balance of internal quality care and external

school inspection.

Similar to the ABC project of Q5, in January 2004 Q*Primair started the project

“Ziezo” (Self-evaluation: Investing in a Visible Educational Quality) (Q*Primair,

2003). In this project, for a period of two years, 27 schools are working on a

methodology for self-evaluation and external review, connected with proportional

inspection by the Inspectorate. The basic idea is threefold:

- The process of school development and quality improvement will be stimulated if

schools are able to portray their own quality and these subsequently make validate

by other schools;

- With the self-evaluation and external review also processes of accountability will be

started; and

- Also, the foundation will be laid for proportional inspection (Q*Primair, 2003).

The participating schools are enthusiastic. In January 2005, 23 schools have finished the

phase of self-evaluation. For most of the schools the writing of a self-evaluation report

was quite an intensive learning experience. The schools are still looking for a working

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method that fits with their situation. Also, the commitment for the project within the

schools is not always clear: the teachers are not always involved, and in a stronger

degree this is also the case for parents and students (Q*Primair, 2005).

Second, recently the project “Balans” has been launched. In this project 8 governing

boards with more than 15 schools within their board will work on the design and try out

of a system of proportional inspection, based on a well-developed quality care policy

plan that fits with the own organization. The crux of the project lies in the exploration

and design of sound methods for school self-evaluation in school boards with more than

one school and several management levels of responsibility and decision-making (e.g.

the school level, the above-school level and the level of the school board), this in

connection with an external review and proportional inspection. The idea is that if

governors, multi-school managers and school leaders are able to evaluate their own

quality as well as to make their quality judged by other governing boards, in dialogue

with the Inspectorate, there will be a basis to draw up a covenant for proportional

inspection of the schools. Next to this the project is aimed at further stimulating the

process of school self-evaluation and external review in primary education (Wolters,

2005).

Criteria to assess school self-evaluation instruments

For the purpose of educational monitoring and school self-evaluation more and more

tools and instruments have become available. During the past years several evaluation

studies of instruments for quality assurance have been carried out (Cremers-van Wees

e.a., 1996a and b; Hendriks, 2000; Duurkoop et al., 2002; Dijkstra, van der Linde &

Majoor, 2004). In these studies instruments for quality assurance, among others, have

been classified on content (the areas covered), the methodology, the respondents, the

information the instrument produces and the utilization for school development (i.e the

help for quality improvement and quality control).

Content

Ideally school self-evaluation should look at all aspects of school functioning

(Scheerens, Glas & Thomas, 2003). However, if only for practical purposes, one needs

to make choices and set priorities. Models of school quality and educational

effectiveness, like the Dutch Quality Model of the Institute for Dutch Quality (cf.

Duurkoop, Majoor & Pinth, 2002) and the competing values model of Quinn and

Rorhbaugh (cf. Scheerens, 1989, 1990; Van de Venne, 1999; Van de Venne et al., 2000)

offer a first helping hand to judge choices. Moreover, designers, authors and users of

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school self evaluation instruments aim more and more at correspondence of the

instrument with the framework of the Inspectorate of Education. A third rationale to

select variables can be found in the results of school effectiveness and instructional

effectiveness. The rationale in choosing the process variables is to select those

malleable variables that, in research, have been shown to be associated with relatively

high ‘value-added’ achievement, either in the cognitive or the affective domains.

Methodology

With regard to methodology, a distinction can be made between quantitative and

qualitative approaches. Qualitative approaches usually make use of “open” research

formats, like unstructured interviews, have a strong dependence of the view of the

persons that are part of the evaluandum, and could provide often more elaborated and

narrative descriptions of the object situation (Scheerens, Glas & Thomas, 2003). With

quantitative procedures, the approaches for data collection must conform to

requirements concerning objectivity and reliability. With qualitative approaches, less

use is made of the formal requirements of sets of instruments. However, some authors

(e.g. Yin, 1981, Russ-Eft & Preskill, 2001) argue that, also in the case of qualitative

approaches, evaluators and researchers need to examine very well the trustworthiness of

the evaluation procedures and results.

Respondents

Paramount is which groups of stakeholders, among others pupils, teachers, head

teachers, other staff, the school board, schools for secondary and further education, as

well as the labour market and wider community, will be involved in the data collection.

Former research (Cremers-van Wees et al., 1996a and b) showed that in most cases only

teachers and school leaders were involved as data providers. Nowadays, satisfaction of

clients is an important aspect of quality care and it is stimulated to involve parents and

pupils more explicitly.

The technical adequacy of school self-evaluation instruments

The use of school self-evaluation instruments should lead to sound information, on the

basis of which well-thought judgements to quality maintenance and improvement can

be made. To ensure that the evaluation instrument will reveal and convey technically

adequate information, the evaluation instrument should be reliable and valid. Moreover

the instrumentation should have a sound theoretical basis and the procedures of data

collection, analysis, and judgements should be “objective” and standardised as much as

possible.

Reliability refers to the extent of accuracy of the results, i.e. the degree in which the

results are internally consistent, can be reproduced and in which the instrument is free

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of errors of measurement (Lam, 1996, Voeten, 2000). The reliability is a necessary but

not sufficient condition for the validity. When designing a new instrument, the validity

is possibly even more important and needs to be examined very thoroughly. Construct

validity refers to the degree in which the instrument measures what it intends to

measure, and discriminates when compared to operationalizations of other concepts.

Content validity reflects the degree to which the set of items or observation categories is

representative for a specific domain of contents or skills. Criterion validity assesses the

degree to which an instrument predicts a certain external criterion.

The above-mentioned concepts of reliability and validity are more readily applicable to

quantitative procedures of data collection than to qualitative descriptions. Diverse

authors (Russ-Eft & Preskill, 2001; Scheerens, Glas & Thomas; 2003) mention a great

number of measures that could be taken to ensure that all has been done to achieve a

high degree validity in case of both qualitative and quantitative procedures; i.e.:

- To examine very carefully the accuracy of which data have been stored and coded as

well as that all data have been included in the analysis;

- To repeat measurements;

- To feed back the results to the respondents and to gain the confidence of

respondents so that the information they provide will be more likely reliable and

valid;

- To check the results as well as content of the draft report with both the stakeholders

and respondents;

- To apply diverse methods of triangulation, including among others the use of

several data sources, several data collection methods, several evaluators and several

theoretical perspectives;

- To consult colleagues both formal and informal about all what has been seen, heard,

experienced and interpreted. This could be helpful to explore alternative

explanations;

- To ask for an audit by competent third parties outside the school with the aim to

verify the reliability of the evaluation and results, and;

- To pilot the instruments in a part in order to verify if the instruments yield the

information that has been sought.

Utility and use

Elements of use concern the analysis and interpretation of the information received as

well as the utilisation of the information for improving their functioning (Visscher,

2002). The utility refers to practical aspects like the choice of evaluation procedures, i.e.

the effort and time required, the compatibility with the skill level of respondents as well

as the stakeholders’ conceptions with regard the degree to which the evaluation

purposes are and will be achieved by means of the chosen procedures. The latter refers

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to the responsiveness of the information collected to the needs and interests of the

clients and other stakeholders. It includes both the relevance of the content of the

evaluation (instruments) (i.e. are the concepts measured seen as the essential

characteristics of the quality education, is nothing missing, is the trade-off between

comprehensiveness and selectivity of all possibly relevant topics well considered and

recognised), as well the content and usefulness of the feedback (reports) (i.e. the

clearness and relevance of the feedback as well as the extent to which the results are

recognizable) (Bosker & Hendriks, 1997).

In the evaluation literature three types of utilisation are distinguished:

- Direct or instrumental utilisation: the decision and actions are based on the

information;

- Conceptual utilisation: the evaluative information is not used directly, but influences

the thinking of decision-makers and as such may have an impact on their thinking;

- Convincing (symbolic) utilisation: this concerns using the information selectively to

legitimise someone’s own viewpoint in discussion with others (Rossi, Freeman &

Lipsey, 1999).

The use of evaluative information, like feedback, is not guaranteed, even not the direct,

instrumental utilization. Weiss (1998, in Visscher & Coe, 2002, p. 58) states that “that

evaluation information can be used partially, in fragments intermittently,

inappropriately, or not all”. She stresses that all efforts at dissemination assume

implicitly that the evaluator knows some truth that all practitioners should know, and

that the new knowledge will lead to behavioural change. This assumption has not held

up under many conditions.

According to Gray (2002) direct utilization of feedback is difficult, because the trust in

the data first has to grow within schools, the right interpretation is not always clear, the

data often do not show what has to be done, it is difficult to prepare an action plan, the

utilization of the requires a lot of time and energy, not all schools meet the required

skills, and the external support for schools in interpreting and using the information

often is lacking. Applying performance feedback, problem finding, developing of

remedies and the implementing of remedies all require skills and a level of

organizational functioning that many schools probably do not meet (Visscher & Coe,

2003).

Similarly Scheerens, Glas and Thomas (2003) mention that in school self-evaluation the

setting of evaluation priorities and the collection of the data are likely to get most of the

attention. According to them there is a strong risk that evaluation results will be

underutilized whenever frameworks to interpret the data are missing and

communications between practitioners and evaluators is complicated.

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Assessment (judgement) of school self-evaluation instruments by Q*Primair

As mentioned above during the past years several evaluation studies of instruments for

quality assurance have been carried out and evaluation framework have been developed.

In this paragraph the evaluation framework of Hofman and Hofman (2003) as well as

the assessment of school self-evaluation instruments based on it (Dijkstra, Van der

Linde & Majoor, 2004), will be described.

The first evaluation framework is based on both the accountability perspective and the

improvement perspective.

Accountability refers to the responsibility of schools to provide information about

school performance and functioning to relevant outside audiences (Scheerens, Glas &

Thomas; 2003). In this perspective the emphasis is on quality assessment and on the

various quality dimensions. The criteria used are united in the Context-Input-Processes-

Output model. Because the ‘processes’ are subdivided into ‘Processes at school level’

and ‘Processes at school department, team, classroom and pupil level’ the authors speak

of the CIPPO model.

Stimulating learning and self-improvement of schools is the main target in the

improvement perspective (Chelimsky & Shadish, 1997). Here the quality assessment is

used as a basis for improvement and development, and the evaluation-feedback-action

sequence functions as central mechanism. The criteria used in the framework are based

on the theories on ‘the school as a learning organization’, the school as a high reliability

organization’ and ‘the school as professional culture’. The criteria are ordered according

to the PDCA-cycle of Deming (Hofman & Hofman, 2003).

The fact that both perspectives are included in the Q5 and Q*Primair evaluation

framework implies that the criteria on the one hand (i.e. the accountability perspective)

should be based on the relevant dimensions to evaluate the quality of the school. On the

other hand (i.e. the improvement perspective) the framework should include ways in

which school improvement and development methods and procedures can be mapped

(Hofman, Dijkstra, Hofman & De Boom, 2004).

The second evaluation framework described is the last version as used in the Q*Primair

assessment of school self-evaluation instruments (Dijkstra, Van der Linde & Majoor,

2004, p. 11-13) and consists of eight aspects (sub-aspects within brackets):

1. General descriptive characteristics of the instrument

(E.g. name of the instrument, publisher, theoretical basis and rationale according

to author(s), characterisation of instrument, format, price, evaluation method(s),

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respondents, frequency of data-collection, time required, possibilities for support

during implementation and data collection)

2. Reliability of the instrument

(Information on reliability included in the instrument or manual, number of data

sources used, number of types of respondents included, guarantee of anonymity

and abilities to check the data)

3. Validity and standards

(Information on validity (e.g. content validity, construct validity, criterion-

related validity) included in the instrument and manual, type of standards (e.g.

national standards, standards specific for various target groups or areas (e.g.

denomination, school size), involvement of external stakeholders, accreditation

of instrument)

4. Utility quality

(Quality of the material, easy use of software, possibility for integration of other

data already available, possibility for inclusion of other indicators/standards,

time required for data collection, method of data analysis, feedback mechanisms,

necessity of external support, possibilities to collect longitudinal data)

5. Coverage of quality dimensions (Context-Input-Processes- Output)

a. Context (Contacts with supply schools for and schools for further education,

involvement of parents, involvement of the local community/neighbourhood,

involvement of higher administrative levels (e.g. school board, multi-school

management, municipality), involvement in networks, consortium of

mainstream and special schools (WSNS), external experts and agencies)

b. Input (Pupil population, characteristics of the environment, contacts with

other schools, financial and material resources, school building and learning

environment

c. Processes at school level (vision and mission, educational leadership,

success-oriented ethos/high expectations, school management/personnel

policy, professional culture/staff development policy, internal and external

communication, degree of tuning in teaching, school climate, coverage of

curriculum and evaluative potential)

d. Processes at school department, team, classroom and pupil level (Quality of

the teaching-learning process (e.g. continuous learning route, effectiveness),

effective learning time/opportunity to learn, instruction and learning

strategies, testing and monitoring, differentiation and grouping procedures,

didactic approach, pupil care, guidance and counselling, out-of-school

activities, study skills/homework)

e. Output (results with regard to cognitive functioning of pupils, results with

regard to other competencies of pupils, success rates (upward mobility,

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throughput, downward mobility) and drop-out rates), satisfaction of the

school team, satisfaction of the pupils and satisfaction of the parents)

6. Support and suggestions for improvement and school development

a. Plan – dimension (Description of starting situation, development of

vision/mission, accomplishing of commitment, setting of targets and

priorities, formulating of measurable goals, creation of a functional

communication structure, planning of resources and personnel, planning of

evaluation moments)

b. Do-dimension (Stimulating educational leadership, attention for policy and

strategy, stimulation of a professional culture, attention for professional

development, application of functional communication, implementation of

activity plan, actual implementation, internal and external communication)

c. Check-dimension (Implementation of evaluation, Internal and external

involvement in evaluation, actual monitoring and application of procedures,

analysis of data from evaluation, application of standards, analysis of

satisfaction and improvement, reporting to internal and external

stakeholders)

d. Act/Adapt – dimension (Integration into monitoring system, enlargement of

areas, standardization of resources (personnel and material), standardization

of routines in procedures, implementation of checks in case of failure,

implementation of measures for quality maintenance, attention for

accreditation, guidelines for the start of a new cycle)

7. Function of the instrument (accountability, improvement or both)

a. Just accountability

b. Mainly focused on accountability with possibilities for school improvement

c. Mainly focused on school improvement with possibilities for accountability

d. Just school improvement

8. Final judgement

Q*Primair asked two independent assessors to judge the most used self-evaluation

instruments. These instruments are WMK PO (Werken Met Kwaliteitskaarten, Primair

Onderwijs), KMPO (KwaliteitsMeter Primair Onderwijs), KIK (Kwaliteit in Kaart),

ZEBO (ZelfEvaluatie in het BasisOnderwijs), Kansschool, Q-INIS-NL (International

Network of Innovative School Systems), LTP/OTP/PTP (Leerling-, Ouder-Personeels-

TevredenheidPeiling), WerKlim, DIS (DiagnoseInstrument Schoolontwikkeling), SON

Kwaliteitscyclus, KWIN (KwaliteitsINdruk).

Table 6.3 shows the final judgement of each instrument per aspect.

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Table 6.3: Judgement of the 11 most used school self-evaluation instruments for

primary education (Hofman, Dijkstra, Hofman & De Boom, 2004, p. 15)

Instrument Reliability Validity and standards

Utility Coverage of quality dimensions (CIPPO)

Suggestions for school development (PDCA-cycle)

C I P P O P D C A

1. WMK PO 3 1 4 5 4 5 5 4 3 3 3 2

2. KMPO 3 1 4 4 4 5 5 5 4 3 3 2

3. KIK 3 1 4 5 5 5 5 5 5 3 4 3

4. ZEBO 4 2 4 1 1 4 4 2 2 1 1 1

5. Kansschool 3 2 4 3 4 5 4 1 5 4 4 3

6. INIS PO 2 1 3 2 1 5 4 5 1 1 1 1

7. LTP 3 2 4 2 4 4 3 4 3 3 1 1

8. WerKlim 4 1 4 1 1 3 1 1 1 1 1 1

9. DIS 4 2 4 2 2 4 4 1 3 4 2 1

10. SON 2 1 4 5 4 5 5 3 3 2 2 2

11. KWIN 3 1 2 3 3 4 5 5 2 1 1 1

Colophon: 1 = weak, 2 = moderate, 3 = reasonable, 4 = good, 5 = excellent.

From Table 6.3 it appears that the reliability of the instruments appears to be good or

reasonable for most of the instruments. The validity and the standard setting on the

other hand are moderate for 4 of the instruments and weak for the remaining 7

instruments. The coverage of quality dimensions differs per instrument. Five of the

instruments cover more or less all the quality dimensions; other instruments are mainly

focused on process indicators. With regard to school development and improvement,

four instruments can be used during all the phases of the school development cycle;

other instruments are more appropriate for one or two phases or are more specific

designed for quality evaluation (in the evaluation framework of Q*Primair this is taken

up as the accountability function).

Satisfaction of school leaders with the instrument they themselves use most frequently

In the monitor ‘Quality Care’ of Q*Primair (Hofman, Dijkstra, Hofman & De Boom,

2004) school leaders were asked for their opinion about the school self-evaluation

instrument they themselves use most frequently. In the Tables 6.4 and 6.5 the results are

presented for respectively the suitability of the instruments on aspects of quality care

and the suitability on aspects of school development. In Table 6.4 the satisfaction of the

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school leader with the reliability, validity and utility of the instrument they themselves

use most frequently is presented.

The instruments in the tables refer to six out of the ten most frequently used

instruments, and all include process measures5. Moreover, these instruments are also

judged by Q*Primair (see Table 6.3), and as will be shown later, as well by the

Education Inspectorate.

The instruments measuring just outcome measures (pupil monitoring systems (CITO,

DLE), the CITO Primary School Leavers Attainment Test and the CITO entry test for

pupils of grade 5, 6 and 7) are left out.

Suitability for quality care

From Table 6.4 it appears that school leaders on average rate six school self-evaluation

instruments as good or excellent on suitability for quality care. Only DIS received a

moderate judgment. The instruments that were rated highest (KIK, SON and WMK) are

the instruments that in earlier inventory of Q*Primair (Duurkoop et al., 2002) were

characterized as instruments that portray the school ‘fully and thoroughly’.

Furthermore, as could be expected because instruments primarily measuring outputs are

left out, for all instruments the scores on the aspects ‘The school has a sound judgement

in the quality of its performance’ and ‘Gaining insight into the school environment’ are

relatively low.

5 The instruments are WMK-PO (Werken Met Kwaliteitskaarten, Primair Onderwijs), KMPO (KwaliteitsMeter Primair Onderwijs), SON Kwaliteitscyclus, KIK (Kwaliteit in Kaart), DIS (DiagnoseInstrument Schoolontwikkeling) and ZEBO (ZelfEvaluatie in het BasisOnderwijs).

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Table 6.4: Suitability of six frequently used school self-evaluation instruments on

aspects of quality care (Hofman, Dijkstra, Hofman & De Boom, 2004, p. 44)

Self-evaluation instrument

WMK PO

KMPO

SON

KIK

DIS

ZEBO

Quality care in general 3.2 2.9 3.1 3.2 2.6 3.1 School development in general 3.1 2.8 3.0 3.2 2.6 3.1 Systematic evaluation of the quality of learning, teaching and results 3.0 2.8 3.1 2.9 2.3 2.8

The school has a sound judgement in the quality of its performance

2.5 2.5 2.2 2.8 2.0 2.4

Accounting for the quality of education to stakeholders 2.9 3.0 2.8 3.1 2.2 3.0

Gaining insight into the entrance situation

3.2 3.1 3.0 3.1 2.6 3.0

Working deliberately on improvement of the educational quality

3.2 2.8 3.2 3.2 2.6 3.0

Evaluation of improvement actions 2.9 2.7 2.8 3.1 2.5 2.9

Formulating a plan with targets for improvement 3.1 2.7 3.1 3.0 2.9 2.9

Carrying out of improvement plan 2.9 2.8 2.9 3.1 2.6 2.8

Development of a vision on quality care

3.0 2.7 3.0 3.1 2.3 2.5

Gaining insight into the school environment

2.4 2.5 2.6 2.6 1.9 1.9

Average score 2.9 2.8 2.9 3.0 2.4 2.8

Colophon: 1.0-1.9 = not, 2.0-2.5 = moderate, 2.6-3.0 = good, 3.1-4.0 is excellent

Suitability for school improvement

In Table 6.5 the opinion of the school leaders is shown with regard to the suitability of

the six school self-evaluation instruments for school development and improvement.

Again, school leaders rated five of the six instruments on average as good on suitability

for school improvement, and once more DIS got a moderate score. Further, the

suitability of the instruments was rated high on the areas ‘Guidance and care of pupils’,

‘Satisfaction of the school team’ and ‘School climate’.

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Table 6.5: Suitability of six frequently used school self-evaluation instruments on

aspects of school improvement (Hofman, Dijkstra, Hofman & De Boom,

2004, p. 45)

Instrument

Aspects:

WMK

PO

KMPO

SON

KIK

DIS

ZEBO

Improvement of guidance and care of

pupils

2.9 2.8 2.8 3.0 2.5 2.9

Improvement of the quality of testing

pupils

2.7 2.7 2.4 2.9 2.1 2.7

Improvement of performance 2.6 2.5 2.5 2.9 2.3 2.7

Improvement of teaching and learning

process

2.9 2.6 2.9 3.1 2.3 3.0

Improvement of the didactic

approaches of teachers

2.8 2.4 2.7 3.0 2.2 3.1

Improvement of satisfaction school

team

2.7 3.0 2.8 3.1 2.4 3.0

Improvement of effective use

available learning time

2.7 2.2 2.7 2.9 1.9 2.7

Improvement of school climate 2.8 2.7 2.8 3.1 2.4 2.9

Average score 2.8 2.6 2.7 3.0 2.3 2.9

Colophon: 1.0-1.9 = not, 2.0-2.5 = moderate, 2.6-3.0 = good, 3.1-4.0 is excellent

School leaders satisfaction with the reliability, validity and utility of the instruments

The satisfaction of schools is inquired on the basis of questions on reliability, validity

and utility. As is shown in Table 6.6, for most aspects school leaders are satisfied with

the reliability, validity and utility of the instrument they most frequently use. School

leaders are less satisfied with the possibilities of the instruments to compare their own

school with other schools, as well as the degree of external support that could be offered

by the publishers of the instruments.

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Table 6.6: Satisfaction with reliability, validity and utility of six frequently used school

self-evaluation instruments (Hofman, Dijkstra, Hofman & De Boom, 2004,

p. 47)

Instrument

WMK

PO

KMPO SON KIK DIS ZEBO

Reliability and validity

Reliability 3.0 2.9 2.8 3.0 2.6 2.9

Guarantee of anonymity 2.9 2.9 2.8 2.9 2.9 3.1

Comparison of schools 2.3 2.4 1.9 2.3 1.9 2.9

Involvement of teachers 2.8 3.0 2.9 3.0 2.6 3.0

(External) support 2.6 2.5 2.5 3.0 2.4 2.5

Average score 2.7 2.7 2.6 2.8 2.5 2.9

Utility quality

Durability/ quality 3.0 2.9 3.0 2.9 2.5 2.9

Clarity of guidelines 2.9 2.9 3.1 2.9 2.9 3.0

Practical applicability 3.0 2.9 3.2 2.9 2.6 3.0

Quality of report 3.0 3.0 2.8 2.9 2.8 2.6

Factual delivery 3.0 2.8 3.0 2.9 2.5 3.0

Friendliness of use 2.8 3.0 3.0 3.0 2.9 2.9

Methods used 3.1 3.0 3.2 2.8 2.9 3.1

Time investment 2.7 2.8 3.0 2.7 2.6 3.0

Time required for analysis and

reporting

2.8 2.9 2.8 2.9 2.6 3.1

Time required for data collection 2.7 2.8 2.8 2.7 2.6 3.1

Quality of software 2.8 2.9 2.0 2.7 2.1 3.0

Utility of feedback / tips 2.6 2.6 3.0 2.6 2.1 2.6

Pleasure of team 2.6 2.7 2.7 3.0 2.2 2.8

Use of available material 2.3 2.5 2.2 2.7 1.9 2.5

Average score 2.8 2.8 2.8 2.8 2.5 2.9

Colophon: 1.0-1.9 = not, 2.0-2.5 = moderate, 2.6-3.0 = good, 3.1-4.0 is excellent

Assessment (judgement) of school self-evaluation instruments by the Education

Inspectorate

In 2003, the Education Inspectorate evaluated 10 instruments for school self-evaluation

in primary education from the point of view of the usefulness of the results of the school

self-evaluation for Inspection as well as from the potential value of school self-

evaluation instruments for quality care at school level. The aims were:

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- To examine whether the instrument could deliver information on one or more

indicators in the Inspection Framework, in such a way that the results could be used

to form judgements about school quality;

- To examine if the instrument could deliver information outside of the indicators in

the Inspection Framework, in such a way that it informs the Inspectorate on

additional quality aspects the school wants to profile itself;

- To examine if the instrument, in case of judicious use, in potency could be a good

instrument for quality care according to the requirements of the Inspection

Framework, or contribute to specific phases of quality care (Working group self-

evaluation Primary education, 2002).

The following instruments were evaluated: WMK PO* (Werken Met Kwaliteitskaarten,

Primair Onderwijs), KMPO* (KwaliteitsMeter Primair Onderwijs), KIK* (Kwaliteit in

Kaart), DIS* (DiagnoseInstrument Schoolontwikkeling), ZEBO* (ZelfEvaluatie in het

BasisOnderwijs), IJKI (IJsselgroep Kwaliteitsinstrument), KOM (Kwaliteit op Maat),

KWIN (KwaliteitsINdruk), TKPO (Totale Kwaliteit Primair Onderwijs) and

Kwaliteitsbeleid in het onderwijs begint bij een persoonlijke keuze (KPK). Five of these

instruments (marked with an asterisk) were also judged by both Q*Primair and the

school leaders.

Table 6.7 shows the degree to which the indicator areas of the in the instruments are

covered by the instruments. From the table it appears that coverage of quality aspects in

self-evaluation instruments is highest on the areas on quality care, teaching and learning

process, school climate and special care and lowest for the areas on testing and learning

results. Considering the table form the perspective of the instruments, the instruments

WMK PO, IJKI and KIK cover almost all aspects fully or partly, while in DIS, KOM

and KWIN many aspects are not covered at all.

For each instrument additional areas with respect to the categories of the Inspection

Framework differ per instrument. Most often, school conditions are included like

personnel policy, internal communication, leadership, decision-making and allocation of

resources. Besides, ZEBO includes aspects of the working climate of teachers and

WMK PO and KOM include the area of the religious or ideological basis of the school.

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Table 6.7: Coverage of Quality Aspects of 10 instruments for school self-evaluation on

Inspection Framework (2003) (Working group self-evaluation Primary

education, 2002)

Coverage of Quality

Aspects in Inspection

Framework (2003) W

MK

PO

KM

PO

KIK

DIS

ZE

BO

IJK

I

KO

M

KW

IN

TK

PO

KP

K

1. Quality care + + + +/- + + + + + +/-

2. Testing + - +/- - +/- + - - - -

3. Subject matter

coverage

+/- + + - - + - +/- - -

4. Time +/- + + - +/- +/- - - - +/-

5. Teaching and

learning process

+/- + + +/- + + +/- +/- - +/-

6. School climate + + +/- +/- +/- +/- + +/- +/- +/-

7. Special care + + + - + + +/- + - +/-

8. Learning results + - +/- - - +/- - - - -

Colophon: + = aspect is covered in instrument, +/- = aspect is partly covered, - = aspect is not

covered

The relation to key characteristics of quality (i.e. coverage of the areas) is just one

aspect for adoption of the results of the self-evaluation by the Inspectorate. Next to this,

the data of the school self-evaluation should be of recent date, the data should provide a

reliable picture of the quality of the school and the quality goals the school is aiming for

should be sufficiently ambitious.

The reliability is examined according to the following rules:

- Test instruments: The school makes use of externally standardized tests according to

the standards of the COTAN (Commission on Test Affairs in the Netherlands);

- Subject matter coverage: An audit or external review should demonstrate that the

school satisfies the legal requirements;

- Time: the instrument should explicitly ask for the legal requirement on spending of

time. Next to this, by means of documents, the school should provide information

about the amount of lessons not given;

- Teaching and learning process: a judgment of at least one of the following sources is

necessary: a judgment by pupils or parents, external review or a judgment system

within the school;

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267

- School climate: Depending on the indicator, a judgment of parents, pupils, staff or

an external review is required;

- Guidance and counseling: At least an evaluative report should be available on the

different arrangements of guidance and counseling the school has taken;

- Results: At least the presence of demonstrable results acquired with standardized

instruments is required. With regard to the self-evaluation instrument it will be

examined if the package either includes standardized instruments or provides

relevant analytic results.

For an overall positive judgment of the reliability of the instrument, the reliability of all

quality aspects should be rated as ‘good’.

Finally, if the instruments met the requirements of coverage of quality aspects,

reliability, and the school has sufficiently ambitious goals, the setting of standards is

examined. Here, the requirement is that at least the standards of the Inspectorate are

met.

In general, the Inspectorate judged the reliability of the instruments as not sufficiently

and therefore a priori not suitable for proportional inspection (Working group self-

evaluation Primary education, 2002). However, on two aspects, ‘School climate’ and

‘Guidance and counseling’, some of the instruments proved to be reliable. Next to this,

one instrument got the judgment “reliable” on almost all aspects.

Above all the Inspectorate concluded that, with the exception of ZEBO, all instruments

leave much scope for own choices of the school in the school self-evaluation process,

i.e. with regard to the selection of quality aspects to be included as well as the addition

of other aspects, such as the selection of stakeholder groups involved, the determination

of standards and the assurance and actual application of anonymity. Therefore, the

actual use of the instrument could lead to a lower judgment of the reliability as

determined by the Inspectorate. This implies that the employees of the Inspectorate

should check the way the school self-evaluation instrument is used for each school

separately.

In Table 6.8 the degree is shown in which the available self-evaluation instruments

could potentially contribute to the quality care indicators of the Inspection Framework,

or to specific phases of quality care at the school level.

From Table 6.8, it appears that the instruments potentially could be useful to determine

the starting situation, to formulate targets and to carry out improvement activities. To a

certain extent judicious use of the instruments could also lead to a systematic evaluation

of the quality of the school as well as to systematic quality care. However, for almost all

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instruments this implies that after the evaluation of the quality adequate measures

should still be invented and also actually be taken to guarantee and improve the quality

(Working group self-evaluation Primary education, 2002).

Table 6.8: Overview if the degree in which, judicious use of the instruments could

contribute to the realization of the quality care indicators of the Inspection

Framework, version 2003 (Working group self-evaluation Primary

education, 2002).

Instrument

WM

K P

O

KM

PO

KIK

DIS

ZE

BO

IJK

I

KO

M

KW

IN

TK

PO

KP

K

Quality aspects

QA 1. The school knows its entrance situation

+ + + +/ +/- +/- +/- +/- + +/-

QA 2. The school has formulated targets

+/- + + +/ +/- + + + +/- +/-

QA 3. The school systematically evaluates the quality of teaching, learning, and learning results

+/- + + - +/- + +/- +/- +/- +/-

QA 4. The school carries out improvement activities

+ + + +/ + + + + +/- +/-

QA 5. The school reports about realised quality to third parties

+/- + +/- - +/- +/- +/- + +/- -

QA 6. The quality care activities of the school could be characterised as systematic.

+/- + + +/ - +/- +/- + +/- +/-

Colophon: + = judicious use of the instrument gives sufficient cause, +/- = judicious use of

instrument gives limited cause, - = judicious use of instrument does not give sufficient cause

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Sets of criteria that have been used by foreign inspectorates and groups of

inspectorates, i.e. SICI and OFSTED

SICI: The Effective School Self-Evaluation (ESSE) project

Early 2001, the European Commission (EC) approved funding for a proposal made by

The Standing International Conference of Central and General Inspectorates of Europe

(SICI) to carry out the Effective School Self-Evaluation (ESSE) project. The project ran

from April 2001 to March 2003. Fourteen SICI inspectorates participated, the Dutch

Inspectorate among them (SICI, 2003).

The aims of the project were:

To identify key indicators for the evaluation of the quality and effectiveness of self-

evaluation procedures in schools;

To develop a methodology for inspecting school self-evaluation across SICI

members;

To identify key strengths and weaknesses in school self-evaluation in different

countries;

To produce an analysis of how self-evaluation and external evaluation in different

countries relate to each other and what the most effective relationship between them

might be, and;

To produce case studies of effective self-evaluation (SICI, 2003, p. 5).

In the project, a framework for evaluating the effectiveness of school self-evaluation

and a methodology for managing an evaluation visit were developed and tested in visits

to first twenty-eight and in a next phase (case studies) nine schools across fourteen

countries/regions. On the basis of the experiences, the school self-evaluation framework

(the ESSE framework) was improved and common themes emerged in schools with

very effective school self-evaluation were brought together.

The ESSE framework

The ESSE framework has the aim to enable the collection of evidence and the formation

of judgments about the effectiveness of the process of self-evaluation within schools

and of the effectiveness of the external support provided by countries/regions to school

self-evaluation. The ESSE indicators are meant to be used at the level of meta-

evaluation. They are focused on evaluating 1) the quality of the external support to

school self-evaluation and 2) the effectiveness of school self-evaluation.

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Each indicator can be judged against four levels of evaluation (very good, good, fair and

unsatisfactory). In the ESSE report (SICI, 2003) for each indicator an illustration of

both level 4 and level 2 is presented.

The quality of the external support to school self-evaluation

Within this area one single indicator (ES1) has been developed, consisting of five

themes (see box 2). As the project evolved, it became clear that the external support

provided to promote self-evaluation turned out to be crucial in establishing the best

culture and climate to allow self-evaluation to become effective.

The indicator could be used for a variety of purposes. Within the framework of self-

evaluation it is of help to identify strengths and weaknesses and inform the future

development of quality assurance and school improvement systems, and, in a more

general evaluation context, to evaluate the quality of support to self-evaluation across

countries/regions.

ES1 External support to school self-evaluation

How well does the external support provided by countries/regions contribute to

effective school self-evaluation?

Themes included:

Provision of statistical data for comparison and benchmarking

Provision of a set of quality standards/indicators

Provision of training in self-evaluation methods

- Provision of regular independent external inspection or moderation of self-

evaluation

- Provision of legislation

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The effectiveness of school self-evaluation

Within this area four indicators have been developed, each indicator consisting of

different areas and themes (see the boxes below). The indicators could be of help in

building up a systematic picture of a range of key aspects of the quality assurance and

improvement arrangements in schools as well as the extent of their impact in practice.

KEY AREA 1: Vision and strategy

1.1 To what extent is there evidence of strong leadership that has generated a clear and shared

sense of common aims and purpose amongst staff in the school and a commitment to

continuous improvement?

1.2 Does the school have a clear and appropriate strategy for systematically reviewing the

quality of its work and putting in place the necessary improvements?

Quality indicator Themes included:

1.1 Aims and values Appropriateness and clarity of aims and values

Links with school self-evaluation and improvement

procedures

1.2 Strategy and policy for

self-evaluation and

improvement

Strategy for carrying out self-evaluation of key aspects

of provision

Strategy for planning school improvements

Consultation and communication arrangements

KEY AREA 2: Evaluation and improvement of key processes

2.1 How well does the school evaluate and improve the effectiveness of its staff and the way in

which they are managed and deployed?

2.2 How well does the school evaluate and improve its use of finance and physical resources?

Quality indicator Themes included:

2.1 Staff/human resources Staff review procedures

Staff development

Links between staff development and review and school

self-evaluation and planning

2.2 Finance and physical

resources Arrangements for monitoring and reviewing use of the

school’s budget and resources

Targeted use of finance in support of school

improvement

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KEY AREA 3: Evaluation and improvement of key processes

3.1 How effectively does the school communicate a clear view of effective practice and

standards to be achieved in implementing its key processes?

3.2 How well does the school evaluate the effectiveness of its key processes as they are

delivered in practice?

3.3 How well does the school turn the results of self-evaluation into planned programmes of

action that have a clear impact on improving the processes concerned?

Quality indicator Themes included:

3.1 Policies, guidelines and

standards Policies and guidelines for key processes and

procedures

Use of policies and guidelines in the process of self-

evaluation

3.2 Planning and

implementation of self-

evaluation activities

Self-evaluation activities

Evaluation of stakeholder views

Rigor and reliability of self-evaluation activities

Use of an external perspective to support the self-

evaluation process

3.3 Planning and

implementation of action

for improvement

Selection of priorities for development

Planning of action

Implementation of planned improvements

KEY AREA 4: Evaluation and impact on key outcomes

4.1 How well does the school monitor and evaluate the quality of it key outcomes?

4.2 To what extent is there evidence that self-evaluation has led to measurable improvements?

Quality indicator Themes included:

4.1 Evaluation and

improvement of key

outcomes

Involvement of staff in evaluation of key outcomes

Use of statistical information and benchmarking data

Direct monitoring of pupil progress and achievement

Systematic use of a set of quality indicators or quality

standards

Use of feedback on the views of key stakeholders

4.2 Impact of self-evaluation

on improving key

outcomes

Progress in improving key statistical indicators of

outcomes targeted for improvement through self-

evaluation

Progress in improving stakeholder satisfaction related to

issues targeted for improvement through self-evaluation

Progress in improving aspects identified for audit trails

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Themes emerged in schools with very effective self-evaluation

In the ESSE project nine case studies were undertaken, based on examples of good

practice in self-evaluation as identified through the twenty-eight school visits in the

second phase in the project. Common themes that emerged in schools with a very

effective self-evaluation, included:

Strong leadership;

Shared aims that are clearly understood by all key stakeholders;

Engagement of key stakeholders in self-evaluation and improvement activities;

Well set out and clearly communicated policies and guidelines;

Self-evaluation activities that focused on learning, teaching and improving

outcomes;

Strong staff commitment to self-evaluation;

Monitoring and evaluation processes that were systematic, rigorous and robust;

Well-planned action to develop and improve provision;

A beneficial balance between external support and challenge from local authorities

and/or national Inspectorates and internal quality assurance, and;

A generally strong infrastructure of national or local support for self-evaluation as a

process (SICI, 2003, p. 125).

School self-evaluation and school inspection in England: The office for standards in

education (OFSTED)

Also in England, school inspection puts a relative great emphasis on school self-

evaluation (Inspectorate of Education, 2002a and b; Ofsted, 2003, Scheerens, Glas &

Thomas, 2003). Like in the Netherlands, validating school self-evaluation is seen as a

major part of the inspection process and extent of inspections are proportional to need,

the most successful schools having the longest intervals between inspection.

In England, up to September 2005, a brief self-evaluation report should be completed by

the school before inspection and is used to focus inspection effort where it matters most.

From September 2005 onwards important changes will be introduced to the way schools

are inspected. The new arrangements will involve more frequent inspections that

involve less bureaucracy, place a greater emphasis on the school’s self-evaluation

procedures and outcomes and reduce the notice given before the inspection starts

(Ofsted, 2003; 2005).

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The main features for inspecting schools in England from September 2005 are:

Short, focused inspections that take no more than two days in a school and

concentrate on close interaction with senior managers in the school, taking self-

evaluation evidence as the starting point;

Short notice of inspections to avoid schools carrying out unnecessary pre-inspection

preparation often associated with an inspection. Short notice should help inspectors

to see schools as they really are;

Small inspection teams with many inspections led by one of Her Majesty’s

Inspectors;

Three years as the usual period between inspections, though occurring more

frequently for schools causing concern;

Strong emphasis on school improvement through the use of the own self-evaluation

of the school, including regular input from pupils, parents and other stakeholders, as

the starting point for inspection and for the school’s internal planning and

development. To facilitate this, schools are strongly encouraged to update their self-

evaluation form on an annual basis;

A common set of characteristics to inspection in schools and other post-16 provision

of education from early childhood to the age of 19, and;

There will be two categories of schools causing concern, those deemed to require

special measures and those requiring a notice to improve.

Also in the new system, schools will have a range of internal processes for monitoring

their own performance and evaluating the effectiveness of their work in raising

achievement. Moreover the school self-evaluation should lead to a periodic updating of

the school improvement plan, which maps the priorities for action and sets out

programmes for implementing them (Ofsted, March 2005, the Framework for inspecting

schools from September 2005).

“Inspection will take account of or contributes to these processes in several ways:

A summary of the findings of self-evaluation undertaken by the school is

recorded in the self-evaluation form (SEF) and is used by the lead inspector to

focus inspection where it matters most. The school’s summary of its self-

evaluation is used as the basis for discussion between the lead inspector and

the senior team and, where possible, governors of the school;

The quality and use made of school self-evaluation are a good indication of the

caliber of management. Evidence of how effectively schools undertake self-

evaluation and the use they make of it helps inspectors to evaluate the quality

of management in the school and the capacity of the school to improve;

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In order to promote the use of self-evaluation, the self-evaluation form (SEF),

which is completed by the school and updated at least annually, is designed to

match the common inspection schedule for schools and other post-16 provision

used by inspectors” (Ofsted, March 2005, the Framework for inspecting

schools from September 2005, p. 5 and 6).

The Self-evaluation form (SEF) described below is the one for primary and middle

schools and is derived from http://forms.ofsted.gov.uk/edc2003/sefpri.pdf).

The form consists of three parts:

Part A for recording the outcomes of the self-evaluation

Part B asking for factual information about the school

Part C asking for information about compliance with statutory requirements.

Part A, the evaluative section, is laid out in sections that correspond to the headings of

the evaluation schedule in the framework for the inspection of schools. At the end of

each section it is asked to grade the aspects on a four-point scale (i.e. grade 1:

outstanding, grade 2: good, grade 3: satisfactory and grade 4: inadequate). The sections

are (aspects within brackets):

Characteristics of the school;

Views of learners, parents/carers and other stakeholders;

Learners’ achievements and standards in their work;

Learners’ personal development and well-being;

The quality of provision

(Quality of teaching and learning, quality of the curriculum and other activities; quality

of care, guidance and support for learners);

Leadership and management;

Overall effectiveness and efficiency

(Overall effectiveness, capacity to make further improvements, improvement since the

last inspection, effectiveness and efficiency in the Foundation Stage).

General standards for evaluation

The Joint Committee on Standards for Educational Evaluation has published three sets

of standards for educational evaluations that are widely recognized. The Personnel

Evaluation Standards was published in 1988, The Program Evaluation Standards (2nd

edition) was published in 1994, and The Student Evaluations Standards was published

in 2003 (Joint Committee on Standards for Educational Evaluation, 1988, 1994, 2003;

see also http://www.wmich.edu/evalctr/jc). The Program Evaluation Standards

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encompass 30 standards and are subdivided in four main categories, i.e. utility (to

ensure that the evaluation will serve the information needs of intended users), feasibility

(to ensure that an evaluation will be realistic, prudent, diplomatic and frugal), propriety

(to ensure that an evaluation will be conducted legally, ethically, and with due regard

for the welfare of those involved in the evaluation, as well those affected by its results)

and accuracy (the evaluation will reveal and convey technically adequate information

about the features that determine worth or merit of the program being evaluated).

A summary of the standards is shown in Table 6.9.

Table 6.9: The program evaluation standards: Summary of the standards (Derived from

http://www.wmich.edu/evalctr/jc/)

THE PROGRAM EVALUATION STANDARDS

Summary of the Standards

Utility Standards

U1 Stakeholder Identification Persons involved in or affected by the evaluation should be

identified, so that their needs can be addressed.

U2 Evaluator Credibility The persons conducting the evaluation should be both trustworthy

and competent to perform the evaluation, so that the evaluation findings achieve maximum

credibility and acceptance.

U3 Information Scope and Selection Information collected should be broadly selected to

address pertinent questions about the program and be responsive to the needs and interests of

clients and other specified stakeholders

U4 Values Identification The perspectives, procedures, and rationale used to interpret the

findings should be carefully described, so that the bases for value judgments are clear.

U5 Report Clarity Evaluation reports should clearly describe the program being evaluated,

including its context, and the purposes, procedures, and findings of the evaluation, so that

essential information is provided and easily understood.

U6 Report Timeliness and Dissemination Significant interim findings and evaluation reports

should be disseminated to intended users, so that they can be used in a timely fashion.

U7 Evaluation Impact Evaluations should be planned, conducted, and reported in ways that

encourage follow-through by stakeholders, so that the likelihood that the evaluation will be

used is increased.

Feasibility Standards

F1 Practical Procedures The evaluation procedures should be practical, to keep disruption to

a minimum while needed information is obtained.

F2 Political Viability The evaluation should be planned and conducted with anticipation of

the different positions of various interest groups, so that their cooperation may be obtained,

and so that possible attempts by any of these groups to curtail evaluation operations or to bias

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or misapply the results can be averted or counteracted.

F3 Cost Effectiveness The evaluation should be efficient and produce information of

sufficient value, so that the resources expended can be justified

Propriety Standards

P1 Service Orientation Evaluations should be designed to assist organizations to address and

effectively serve the needs of the full range of targeted participants.

P2 Formal Agreements Obligations of the formal parties to an evaluation (what is to be done,

how, by whom, when) should be agreed to in writing, so that these parties are obligated to

adhere to all conditions of the agreement or formally to renegotiate it

P3 Rights of Human Subjects Evaluations should be designed and conducted to respect and

protect the rights and welfare of human subjects.

P4 Human Interactions Evaluators should respect human dignity and worth in their

interactions with other persons associated with an evaluation, so that participants are not

threatened or harmed.

P5 Complete and Fair Assessment The evaluation should be complete and fair in its

examination and recording of strengths and weaknesses of the program being evaluated, so that

strengths can be built upon and problem areas addressed.

P6 Disclosure of Findings The formal parties to an evaluation should ensure that the full set

of evaluation findings along with pertinent limitations are made accessible to the persons

affected by the evaluation and any others with expressed legal rights to receive the results.

P7 Conflict of Interest Conflict of interest should be dealt with openly and honestly, so that it

does not compromise the evaluation processes and results.

P8 Fiscal Responsibility The evaluator's allocation and expenditure of resources should

reflect sound accountability procedures and otherwise be prudent and ethically responsible, so

that expenditures are accounted for and appropriate

Accuracy Standards

A1 Program Documentation The program being evaluated should be described and

documented clearly and accurately, so that the program is clearly identified.

A2 Context Analysis The context in which the program exists should be examined in enough

detail, so that its likely influences on the program can be identified.

A3 Described Purposes and Procedures The purposes and procedures of the evaluation

should be monitored and described in enough detail, so that they can be identified and

assessed.

A4 Defensible Information Sources The sources of information used in a program evaluation

should be described in enough detail, so that the adequacy of the information can be assessed.

A5 Valid Information The information-gathering procedures should be chosen or developed

and then implemented so that they will assure that the interpretation arrived at is valid for the

intended use.

A6 Reliable Information The information-gathering procedures should be chosen or

developed and then implemented so that they will assure that the information obtained is

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sufficiently reliable for the intended use.

A7 Systematic Information The information collected, processed, and reported in an

evaluation should be systematically reviewed, and any errors found should be corrected.

A8 Analysis of Quantitative Information Quantitative information in an evaluation should

be appropriately and systematically analyzed so that evaluation questions are effectively

answered.

A9 Analysis of Qualitative Information Qualitative information in an evaluation should be

appropriately and systematically analyzed so that evaluation questions are effectively

answered.

A10 Justified Conclusions The conclusions reached in an evaluation should be explicitly

justified, so that stakeholders can assess them.

A11 Impartial Reporting Reporting procedures should guard against distortion caused by

personal feelings and biases of any party to the evaluation, so that evaluation reports fairly

reflect the evaluation findings.

A12 Meta evaluation The evaluation itself should be formatively and summatively evaluated

against these and other pertinent standards, so that its conduct is appropriately guided and, on

completion, stakeholders can closely examine its strengths and weaknesses.

Cremers-van Wees et al. (1996a and b) applied the program evaluation standards on

self-evaluation instruments. According to these authors, an instrument is useful if it is

easy in use (i.e. it takes relatively a little amount time to administer the procedures, the

instrument can be used without extensive training or support and the procedures for the

data collection, analysis, reporting and interpretation of the data are clear). Moreover,

the goals of the evaluation and the usefulness and accessibility should be to the

information needs and interests of those involved (stakeholders). An instrument is

feasible if it is cost effectiveness, contains practical procedures (i.e. it is easy to use and

disruption should be kept to a minimum), and concentrates and anticipates on the

different positions of the various interest groups. It is important that the cooperation of

these groups may be obtained so that possible attempts of any of these groups to curtail

evaluation operations or to bias or misapply the results can be averted or counteracted.

The carefulness of the instrument will be determined by the ethical acceptability (i.e. the

evaluation instrument should be designed and conducted to respect and protect the

rights and welfare of human subjects). Finally, the accuracy refers to the reliability,

validity, and theoretical basis of the instrument as well as the clarity of purposes and

procedures.

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A closer look at the application of quality care and experiences with the proportionality

of inspection

In this paragraph the attention will be focused on the results of monitoring and quasi-

experimental studies on school self-evaluation. Next to this, the experiences with the

new supervision system will be reported on.

Progress of quality care in schools for secondary education

By order of Q5, Van Beekveldt and Terpstra monitored the progress of quality care in

schools for secondary education three times, i.e. at the beginning of the project, after the

first two project years and at the end of the project (Haaijer & Van Velzen, 2002; Van

Beekveld & Terpstra, 2005). Each time, a short questionnaire was sent to all secondary

schools, and each time around 32 per cent of the schools returned the questionnaire.

Without elaborating all aspects included in the monitoring, below the results are

presented for both the state of the art with regard to the development of quality care and

the satisfaction of schools with conditions for quality care.

Table 6.10 presents the progress in the development of quality care in secondary

schools, according to the perceptions of the schools.

Table 6.10: Development of quality care in secondary schools (%) (Van Beekveld &

Terpstra, 2005, p. 3, 4, 5)

2004 2001 2000

Availability of long-term implementation plan for

quality care

Yes

No

50.0

50.0

23.8

75.7

13.3

86.7

Characterization of quality care system:

Systematically

Partly systematically, partly occasionally

Occasionally

20.6

60.6

11.1

15.5

55.3

28.2

8.2

60.6

31.2

Range of quality care areas:

A single area

Several areas

All areas (integral quality care)

10.6

65.6

23.9

31.1

56.3

9.7

35.8

23.9

10.0

Quality care is connected to the school policy

Yes

No

87.2

12.8

73.7

26.2

66.7

31.9

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2004 2001 2000

The school has formulated measurable targets

Yes

No

42.8

56.7

29.6

67.0

18.9

80.6

The school has set standards in advance

Never or seldom

Sometimes

Most times or always

23.9

48.9

26.7

36.9

46.1

15.0

60.3

33.3

5.8

From Table 6.10, it appears that in 2004, 50 per cent of the schools pointed out to have

a long-term implementation plan for quality care. By then, 20.6 per cent of the schools

indicated that they carry out quality care in a systematic way; the majority however

characterized their quality system as partly systematically and partly occasionally. In

2004, the quality care system covered several areas in 65.6 per cent of the schools;

integral quality care arose on 23.9 per cent of the schools.

Forty-three per cent of the schools had formulated measurable targets. However, for the

time being standards are not often set preliminary to the measurements, just half of the

schools (48.9 per cent) sometimes set standards beforehand.

With regard to the conditions for quality care, each time, Q5 asked schools for their

perception on e.g. sound school self-evaluation instruments, support, internal facilities

and the knowledge of school management about quality care principles. The results are

shown in Table 6.11.

From this table it could be noticed, that quality care has become more integrated in

school policy. In 2004, in the majority of schools it is seen as an explicit responsibility

of school management and in half of the schools, school management felt sufficiently

competent to carry out quality care. However, the percentage of schools that is satisfied

with the available instruments decreased between 2001 and 2004. Where in 2001 63.6

per cent of the schools were satisfied with the available self-evaluation, in 2004 this was

just 45 per cent.

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Table 6.11: Conditions for quality care (%) (Van Beekveld & Terpstra, 2005, p. 10,

11, 12)

2004 2001 2000

Availability of sufficient self-evaluation instruments

Yes

No

45.0

52.8

63.6

23.3

32.3

45.1

Need for (external) support in development of quality

care6

Yes

No

57.8

38.9

-

-

-

-

Quality care is an explicit task of management

Task hours are available for quality care

Earmarked in-service training budget is available for

quality care

85.6

51.6

23.3

77.2

20.0

16.0

76.0

17.9

9.3

School management has sufficient knowledge with

regard to quality care

Yes

No

55.0

44.4

37.4

59.2

29.7

68.1

Progress of quality care in schools for primary education

By the end of 2003, the state of affairs with regard to quality care in primary schools

and the progress that has been made during the implementation of the Q*Primair project

was measured for the first time. Via the Internet 3500 primary schools were asked to

participate, of which 1211 school leaders (partly) completed the questionnaire. The

results are presented in two reports: the Q*Primair report (Hofman, Hofman, Dijkstra &

De Boom, 2004) and the report of the first part of the so-called BOPO study on quality

care in primary education (Hofman, Dijkstra, Hofman & De Boom, 2004).

In Table 6.12 the results with regard to the state of affairs on quality care are presented

for the aims that Q*Primair stated at the beginning of the project. In the table the aims

are arranged in order of decreasing degree of occurrence in primary schools. The total

number of valid responses for this question was 935.

6 Not measured in 2000 and 2001

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Table 6.12: State of affairs with regard to quality care in primary education

Our school: No

%

No, but

implementing

%

Yes

%

Average

.. Uses a system of instruments and procedures for

monitoring progress of the pupils and takes care of

guidance an counseling in case of problems

0.4 10.3 89.3 2.9

.. Has planned improvement actions for the current

school year (based on the evaluation of the quality)

4.3 12.1 83.6 2.8

.. Systematically monitors the quality of their

education and takes action to maintain and improve

the quality

0.5 28.8 70.7 2.7

.. Involves parents in the quality care 3.2 21.2 75.6 2.7

.. Reports about the realized quality of education to

parents, school board and personnel

3.3 21.1 75.6 2.7

.. Systematically and regularly evaluates the quality

of its teaching and learning and performance

0.5 32.9 66.5 2.7

.. Has formulated in the school plan targets for the

quality of teaching and learning as well as its

performance in terms of learning results

6.0 24.1 69.9 2.6

.. Has planned an improvement route for the long

term (Based on a quality evaluation)

5.5 28.2 66.4 2.6

.. Has formulated their quality care policy in such a

way that it is clear how the school satisfies the legal

requirements

5.6 34.4 60.0 2.5

.. Has formulated their quality care policy in such a

way that it is clear how the school satisfies the

quality goals as set and aimed for by the school

itself

5.6 38.7 55.7 2.5

.. Asks for pupils’ opinions 22.7 40.9 36.4 2.1

.. Has put the results of the self-evaluation at least

once to independent third parties

40.2 19.1 40.7 2.0

Baseline quality care system 2001 (Oberon, 2002)

Q*Primair (N = 935)

2.6

From the results Hofman, Hofman, Dijkstra and De Boom (2004) conclude that since

the start of the project, according to the perception of the school leaders, 20 per cent of

the schools has made a development in the direction of a more systematic quality care

system. Next to this, when considering the aims of Q*Primair for 2006, it becomes clear

that two of the aims already have been met. These concern 1) the schools uses a system

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of instruments and procedures for monitoring progress of the pupils and takes care of

guidance and counseling in case of problems (the aim here was 80 per cent), and 2) the

school has put the results of the self-evaluation at least once to independent third parties

(the aim was 30 per cent). However, in which capacity the latter has been done by the

40 per cent of schools and which role e.g. the stimulating supervision of the Inspectorate

therein seemed to play, is unknown (Hofman, Dijkstra, Hofman & De Boom, 2004).

A first glance on the experiences of schools with the system of proportional supervision

Anticipating on the evaluation of the Law of the Supervision of Education (WOT) in

2007, the Minister of Education, Culture and Sciences asked the SCO-Kohnstamm

Institute to provide a first insight into the experiences of schools for primary, secondary

and secondary vocational education as well as of schools for special education with the

new working method of the Inspectorate.

In the research five questions were at the center:

1. How do schools experience the new supervision method of the Inspectorate (i.e.

the principle of proportionality as well as the new inspection frameworks) since

the implementation of the Law on the Supervision of Education?

2. Does the working method of the Inspectorate leave schools sufficient scope for

making their own choices and for taking their own responsibility?

3. How is the balance between the self-evaluation of the school and the quality

judgment of the Inspectorate? Is the inspection stimulating and does it lead to

improvement?

4. Does the Inspectorate sufficiently take into consideration the specific

circumstances and environment of the school?

5. How do schools experience the publishing of inspection reports (Emmelot,

Karsten, Ledoux & Vermeulen, 2004)?

To answer these questions firstly two group conversations were organized, one with

experts in the area of school improvement and quality care and another with

representatives of umbrella organizations, school boards and unions. At the same time,

telephonic interviews took place with organizations involved in quality care or the

development of instruments for quality care as well as with representatives from

schools.

Next, in a second phase, eleven panel conversations with school heads and above school

level managers were organized. Finally, a questionnaire was sent to all primary and

secondary schools that had experienced a periodic quality inspection (PKO). In the

survey 310 primary schools and 55 schools for secondary education took part. Due to

the low number of periodic quality inspections already carried out in special education

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and in secondary vocational education, it was decided not to include these types of

schools in the survey.

Findings from the group conversations and telephonic interviews

Generally, the academics and representatives of the school boards showed considerable

hesitation with regard to the stimulating role of the Inspectorate and the feasibility of the

principle of proportionality. An important reason for this is the still limited knowledge

about the characteristics of a sound system of inspection as well as about the necessary

instruments and interventions. Moreover, some academics were of the opinion that the

situation of meta-evaluation and proportional inspection could never be reached.

Schools for primary and perhaps also secondary education still are not ready for self-

evaluation. Also, as long as the Inspectorate judges the education processes, schools

will not feel stimulated to take their responsibility and “is the report from the

Inspectorate mainly seen as a pleasant and free advice for quality improvement”

(Emmelot, Karsten, Ledoux & Vermeulen, 2004, p. 104).

The telephonic interviews with experts confirm the findings. The impression of the

experts was that the implementation of a quality care system usually happens on the

initiative of the school board or above school management. Schools make use of the

Inspectorater report, however, in most cases just for a one-off analysis of strong and

weak points when drawing up the school plan. Next to this, the experts were of the

opinion that the close correspondence between most school self-evaluation instruments

and the framework of the Inspectorate does not foster the premises of the Law on the

Supervision of Education. Therefore a more autonomous disposition of the schools is

needed. On the contrary, some other experts just argue for the development of a format

for school self-evaluation. At this moment, inspectors and schools often conceive self-

evaluation in different ways, and these conceptions do not always meet the

requirements.

According to some experts the intensification of supervision has led to an improvement

of the quality. The indicators of the Inspection framework are well specified; the way to

reach them is more diffuse (Emmelot, Karsten, Ledoux & Vermeulen, 2004).

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Findings from the surveys and the panel consultations of school heads and above school

management

From the surveys it was again confirmed that schools strongly differ with regard to the

implementation of quality care. Although almost all schools started the process, many of

them are still in the phase of occasional and limited quality care. And, as appearing

from the surveys (i.e. the school self reports), primary schools seem to have made more

progress with the implementation of quality care than secondary schools. Where in

primary education 18.8 per cent of the schools reported that they have an integral

quality care system, in secondary education only 10.8 per cent of the schools reported

this. At secondary level, 33.3 per cent of the schools reported that quality care is

incidental and partial, in primary education 20.6 per cent of the schools reported this.

In special education, school self-evaluation and quality are not very much developed.

Therefore the experiences with proportional inspection are very limited yet. Next to this,

in special education, schools find the standardized working method of the Inspectorate

more difficult, especially because they feel that the Inspectorate does not sufficiently

take into account the pupil composition of the school (Emmelot, Karsten, Ledoux &

Vermeulen, 2004).

Primary and secondary schools reported that they appreciate the Inspection report for

quality improvement somewhat, but not to a large extent. They perceive the report as

most useful when reflecting on their own quality care and when updating the school

plan. Secondary schools more often make use of the Inspection report than primary

schools.

In the panel discussions with primary school heads and above-school management it

was stressed that the Inspectorate should be lenient in holding schools accountable for

insufficient quality. Many schools find themselves more in the beginning phases of

quality care and still need time for choosing a method or quality care system as well as

for implementing it properly. Moreover, like the experts, schools are also of the opinion

that the Inspection framework should not dominate the self-evaluation too much.

All groups involved in the SCO-Kohnstamm study (schools, experts and representatives

of umbrella organizations, school boards and unions) endorsed the principle of

proportionality. Two aspects of proportionality were distinguished, i.e. 1)

proportionality according to the quality of the school, and 2) proportionality depending

on the degree of implementation of quality care.

With regard to the first aspect of proportionality, at this moment most stakeholders find

it too early for an evaluation. Since the Law on the Supervision of schools went into

effect, most schools received just one periodic quality inspection (PKO), and additional

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inspections (NO) and inspections into the quality improvement of the school (OKV)

hardly have been taken place up to now.

With regard to the latter aspect, the experience of panel members and schools is that

proportionality, to the extent that it depends on the degree of quality care, still not gets

properly off the ground. According to the schools, the Inspectorate uses the first

periodic quality inspections (PKO) above all as a zero measurement, starting from their

own standardized working method.

The authors of the report conclude that the balance between internal quality care and

external supervision has not been sufficiently materialized, so far. The basic idea of the

Law on the Supervision of education (WOT), i.e. including both the judgment and

stimulation of the quality of schools, is endorsed by the schools. Experts on the contrary

are more skeptical and posed the question if stimulating the quality of schools should be

part of the package of tasks of the Inspectorate (Emmelot, Karsten, Ledoux &

Vermeulen, 2004).

A closer look at accuracy standards applied to school self-evaluation, the issue of

objectivity

Systematic evaluation is full of inherent tensions and contradictions. At the same time

evaluations are expected to be “objective” and “engaging”, they are about “facts” and

“judgments”, they often have an “external” element and are expected to be used

“internally”. Actors are sometimes expected to play the rather passive role of

information providers, but then they are also expected to be active partners in the

shaping of evaluation questions and the interpretations of results.

In the case of school self-evaluation these tensions are partially avoided because it

seems to be evident that school self-evaluation takes a clear position on what side of

these pairs of opposites it stands:

it is internal rather than external;

it is improvement rather than accountability oriented

it uses methods that are transparent to the practitioners

all actors in the school are expected to play an active rather than a passive role.

However, in actual practice school self-evaluation has also external, objectifying and

judgmental aspects (Scheerens, Glas & Thomas, 2003).

Three principles appear to be of particular importance:

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- to resolve the issue of objectivity by providing schools with well-developed

instruments that meet standards of reliability and validity;

- to assure that school self-evaluation happens in a context that is not experienced as

threatening;

- to systematically address issues of implementation of procedures and the use of

results

On all three aspects the situation in the Netherlands appears to be favorable, when

making a comparison with other countries. There is a good starting position with respect

to the availability of standardized instruments, e.g. the CITO pupil monitoring system

for primary schools. Next, schools in the Netherlands are not penalized for evaluation

results, and third, the Netherlands has an elaborate education support structure that

could assist schools with implementation and use of evaluation procedures.

Conclusion

The idea of proportional supervision is a creative application of decentralization and

“subsidiarity” in education, meaning that all that can possibly and reasonably be carried

out at a lower administrative level, should not be carried out at a lower level (Scheerens,

1997). But perhaps this formulation also indicates the Achilles heel of this strategy. Can

school self evaluation really meet the demands of external evaluation? What the chapter

has shown is that a lot of developmental effort has been and is being invested in

enabling, facilitating and stimulating school self evaluation and school quality care in

the Netherlands. A relatively large set of school self evaluation systems and instruments

has been developed, and organizations like Q5 and Q Primair have invested in the

development of criteria to asses these instruments and procedures and in experimental

good practice applications. It is interesting to note that the quality standards developed

and applied by Q5 and Q Primair differ from those applied in studies of the Education

Inspectorate in the sense of the importance given to what Stufflebeam et al. (1971)

subsume under ‘accuracy standards’. The Inspectorate is more consistent in seeing

criteria such as reliability and validity as essential for the value of school self evaluation

and is generally more severe and critical in assessing the available set of instruments.

What is being practiced under headings such as school self-evaluation and quality care

is a mixture of elements that have a somewhat different orientation and strongly

different traditions. The main orientations are: a) a scientific evaluation orientation,

emphasizing accuracy, reliability and validity of procedures; b) an administrative and

client oriented branch of quality management systems, and finally, c) a more qualitative,

opinion based school improvement orientation. From the user perspective of schools

each have their strong and weak points:

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- schools may appreciate the objectivity and rigor of the use of structured instruments

that have been tested for reliability and validity, but most of all find themselves at

odds with the standardization implications, strictness of procedures, and the targeted

scope that is easily condemned as narrow and reductionist;

- quality care systems may have the fashionable appeal of the fast moving business

world and the more real asset of being responsive to clients; yet these systems

usually fail to address the primary process of teaching and learning, and they may

paint caricatures in their efforts to “proceduralize” educational processes;

- most suspect among these three, at least from an evaluation perspective, is the

school improvement perspective that forgoes rigor in establishing fact, and may

favour superficial consensus about change over sound diagnosis; in fact there is a

perpetual dilemma in educational analysis and action that is caused by a discrepancy

between the urge to adapt and change, and knowledge that is at best partial and

contested.

In our view the scientific perspective should prevail in the idea of proportional

supervision. According to proportional supervision, a part of external evaluation is in

fact delegated to schools. This could only work if schools applied the same rigor in

method that would be required of external evaluation.

The evidence presented in this chapter with regards to the actual state of play of school

self-evaluation indicates that only a minority of schools starts to meet the current

standards of the Inspection. Given the need for rigorous internal evaluation this state of

affairs could be improved by the Inspectorate making a stronger effort to make well-

developed, scientifically founded instruments for school self-evaluation available to

schools. In actual practice this should be done by stimulating instrument development

and facilitating integral systems of school self-evaluation that use state of the art

practice in areas like pupil monitoring systems based on Item Response Models,

computerized school administration systems, and empirically validated process

indicators.

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Instruments

WMK PO (Werken Met Kwaliteitskaarten, Primair Onderwijs; Bos, 2003)

KMPO (KwaliteitsMeter Primair Onderwijs; Van Beekveldt & Terpstra/AVS, 2001)

KIK (Kwaliteit in Kaart; Edux onderwijsadviseurs, 2001)

ZEBO (ZelfEvaluatie in het BasisOnderwijs; Hendriks & Bosker, 2003)

Kansschool (Beek & Dijkhuizen, 2002)

Q-INIS-NL (International Network of Innovative School Systems, Bertelsmann

Foundation, 2003)

LTP/OTP/PTP (Leerling-, Ouder-, PersoneelsTevredenheidPeiling; Dulmers

Organisatieontwikkeling, 1999/2004)

WerKlim (Boersma, Van Tiezen, Huistra & De Vos, 2002)

DIS (DiagnoseInstrument Schoolontwikkeling; Boersma, Osinga & De Vos, 1997)

SON Kwaliteitscyclus (SON/Ijsselgroep, 2000)

KWIN (KwaliteitsINdruk; Boogaarts, Scholten & De Jong, 1998/2001)

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PART IV

THE CHANGING CONTEXT OF SUPERVISION

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Chapter 7

Rethinking societal functions of education; implications for

outcome and process indicators

Introduction

Modernization of the society has implications for education. Trends like globalization,

the knowledge society, shifts in the dominant orientation of the economy, immigration

and demographic developments evoke a rethinking of the basic functions of educations.

Ultimately this kind of thinking is bound to address the core goals and means of

education, and as such the basic subject matter areas in quality evaluation systems, as

the one of the Dutch Inspectorate. In this chapter a relatively eclectic approach will be

chosen in illustrating some of the current modes of thinking about re-orientation of the

societal function of education. The three classic functions distinguished by sociologists

will be the starting point, and these will be complimented with related economic

theories and concepts. The concept of competency is a focalization point in rethinking

the connectivity between schooling and societal functioning. Some of these new

competencies will be illustrated and placed among a continuum of education outcome

indicators. The supposition that new end terms may also have implications for studying

processes and defining process indicators is illustrated by the case of informal learning

for citizenship. Some tentative considerations for the current Inspection frameworks are

formulated at the end of the chapter.

Sociological categories with respect to the core societal functions of education

Classic functions that have been distinguished by sociologists are the qualification, the

selection and the legitimizing function of education (cf. Fend, 1981; Van Kemenade,

1981).

Qualification refers to the function of the education system that is related to preparing

youngsters to participate in society; both in terms of labour and in terms of a broader

spectrum of social participation. The most important practical education issue of the

qualification function is the relevance and connectivity of what is learned at school and

the demands of society at large, the labour market in particular.

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The selection function takes the perspective of the education system as a regulator of

entrance to different positions, power and prestige in society. According to this

perspective the degree of differentiation of an educational system should roughly be

matched to important differentiations in society. The most important educational issue

connected with the selection function is the issue of equity in education in its broadest

sense; particularly with respect to the dependence of educational achievement on ethnic

and socio economic background of the students.

The legitimizing function sees education as an initiation in the central normative

frameworks of society. Education has a role in putting across norms and values that are

of great importance for individuals to function well in a given society. Legitimizing is

also described in terms of integration in society. The biggest current challenge in this

domain is the multi-cultural society, with its confrontation of different value systems,

and aspirations to define a common core of “citizenship”.

These sociological concepts, as a matter of course, look at education from a societal

perspective, while pedagogical theories emphasize personal development, or “Bildung”

(cf. Baethge et al, 2003). These authors see “individual regulation capacity” as a central

goal dimension of education, which refers to ”the competency of the individual to give

shape to his or her own biography, in relationship with the environment” .

These authors (Baethge et al., ibid) also distinguish current socio-economic mega

trends, which put the central functions of education in a particular context. These mega-

trends are:

- tertiarization, by which they refer to the growing importance of the service sector in

western economies;

- aging of the population;

- internationalization and globalization;

- individualization and a corresponding change in values with respect to autonomy,

self-manifestation and implications for integration;

- informatization and knowledge intensity.

In subsequent sections the implications of modern phenomena related to the core

societal functions of education for evaluation frameworks like those in use with the

Dutch Inspectorate of Education will be discussed. This discussion will focus on

implications for outcome indicators that should reflect possibly new emphases in

educational goals; and implications for process indicators, as reflecting a re-orientation

in the means and methods of education. But first, a more extended look will be taken at

economic theories that are related to the qualification and selection function.

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The economic perspective: human capital and related theories

The economist approach to education generally analyses the rational choice behaviour

of actors in education. Particularly the question about the so-called utility of a person

who follows education is studied. This means that all the costs a person has to make to

follow a particular education program are counted on the one hand. On the other hand

the benefits in terms of increased earnings (i.e. the difference in earnings between

having obtained a particular qualification and not having obtained that qualification) are

calculated. This is the basis of the best-known economic theory on education: human

capital theory. Other theories also consider the utility of employers to engage persons

with certain qualification levels. The research that economic theories have generated

gets particularly interesting for the topic at hand, when the question is raised about the

competencies that make qualified individuals more attractive to companies than

unqualified individuals. In their turn these competencies could be taken as key targets

for schools and training institutes to maximise the external relevance of their programs.

Human capital theory treats education as a trade-off between costs and benefits. “In this

theory, individuals incur costs, including tuition and foregone earnings while in school,

to acquire skills that increase their productivity and result in subsequent wages higher

than they otherwise would have earned. A long tradition of research has focussed on the

magnitude of the return to educational investment, showing that human capital

investments tend to pay off at least as well as investment in physical capital” (Levy &

Murnane, 2001, p. 154). One of the research supported characteristics that was found in

explaining this general result was that employees with more formal education have

better ability to deal with unanticipated events (like non-routine problems at work or

forced job changes), than do workers with little formal education (ibid, p. 154).

Signalling theory concentrates more on the perspective of the employers. Employers use

the information on formal levels of schooling as a “signal” that potential employees

possess certain skills that are valued for the work in question. Recent research, the

International Adult Literacy Study has shown that it is not just the formal qualification

level that counts, but some competencies, in this case literacy, has an effect over and

above the formal level of schooling.

Principal agent theory presents an economic perspective on the utility functions of

employees on the one hand and managers on the other. The theory assumes that the

agent (the employee) has a utility function that may differ from what is valued by the

employer. For example, a certain degree of leisure, that employees could permit

themselves may be pleasant for the former but not so much for the principal (employer).

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In theory the employer would need to closely monitor the behaviour of the employee to

minimize such non task-related priorities or activities. Since monitoring may be difficult

and costly, relying on employees having acquired certain basic skills and attitudes that

give some guarantee of reliability, education functions as a substitute for monitoring

and supervision. It is interesting to note that the competencies in question are not just

technical skills but also more attitudinal characteristics like perseverance and honesty.

Implications for educational goals

Levy and Murnane (2001) summarize research findings that are the result of various

kinds of economic research that are driven by these theories and have generally been

targeted to the question what competencies, related to formal schooling, could explain

the attractiveness of qualified individuals to employers. They mention five “key

competencies”:

1) Basic reading and mathematical skills are important in determining long-run labour

market outcomes, including the ability to adjust to changing circumstances.

2) The ability to communicate effectively, both orally and in writing, is important in

determining long-run labour market outcomes.

3) In modern firms it is increasingly important to possess the ability to work

productively in groups.

4) The latter condition also emphasises elements of “emotional intelligence” including

the ability to relate well to other people.

5) Familiarity with computers is of growing importance in the labour market.

They present their findings as tentative, however. The fact that employers are ready to

pay wage premiums to employees with higher levels of formal schooling may be

explained by the hypothesis that these employees have better communication and

teamwork skills and/or are more apt to adaptation and continuous learning, but the

evidence is inconclusive. These authors also point at a number of institutional

arrangements that blur the picture of a straightforward relationship between companies

hiring and promotion policies and acquired key-competencies. They mention “the

organization of work, the links between firms and educational institutions, and the

nation’s distribution of income as modified by the welfare state” (ibid, p. 167).

Identifying key competencies as a general approach to closing the gap between

schooling and the demands of society

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The term “competencies” is used, as the magic word to express what is needed to

function effectively in a given social and cultural context. Clearly this question goes

beyond that of education responding to the demands of the labour market. Similarly the

concept of “competency” is meant to have a broader meaning than the transmission of

knowledge and skills in institutionalised education settings, like schools. “Key

competencies are considered as structured around meeting demands of a high degree of

complexity and are comprised of cognitive as well as motivational, ethical, social and

behavioural components” (Weinert, 2001, cited by Rychen, 2001, p. 11). It is

recognized that acquiring these competencies also happens in other settings than formal

schooling, e.g. in the home situation of children and in the work-place (learning on the

job).

As the economic approach already illustrates, competencies are identified by analyzing

valued “real life” situations, such as the functioning of highly schooled individuals in

work situations. Taking a broader outlook this valued situation could be described as the

“effective” or “competent functioning” of an individual in a given society, i.e. a given

cultural, social and linguistic context (Haste, 2001). This author identifies five

“competency domains” which she feels are essential in the immediate future and

possibly universally relevant. These are: “technological competency; the ability to deal

with ambiguity and diversity, the ability to find and sustain community links; the

management of motivation, emotion and desire; and finally, the sense of agency and

responsibility”. (Haste, 2001).

Apart from these “comprehensive” characteristics (cognitive, motivational, social and

ethical components), Rychen (2001, p. 11, 12) mentions two other core elements in

current, multi-disciplinary based, definitions of competencies:

- “Key competencies are seen as transversal or generic in the sense that they enable

individuals or groups to participate effectively in all relevant social fields with their

specific power and social relations, challenges and capital at stake.

- Key competencies call for a higher order of mental complexity involving an active

and reflective approach, which includes the capacity to distance oneself from one’s

own socialising process and even one’s own values”.

Outcome indicators

When approached from the context of formal schooling, the idea of competencies can

be placed on a continuum of types of educational outcomes, already introduced in a

preceding section, that runs from specifically content oriented to “content free”

personality traits. Discrete positions on this continuum are presented in Figure 7.1.

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- outcomes as measured by tests included in textbooks

- outcomes as measured by implemented school curricula (teacher developed)

- outcomes as measured by tests based on the intended national curriculum

- outcomes as measured by international tests covering the common core of a range

of national curricula, e.g. TIMSS

- “literacy” tests, aimed at measuring basic skills in reading, mathematical and

scientific reasoning, e.g. PISA

- competencies as multi-facetted dispositions of individuals, including cognitive,

motivational and possibly other components

- personality traits, like internally or externally determined locus of control,

independence, general intelligence

Figure 7.1: A continuum of educational outcomes, running from highly content bound

to personality dependent

It remains to be seen whether all “ambitions” inherent in the idea of key-competencies

can be met. A core question is whether the multiple component idea of competencies

survives empirical measurement. For example in a current dissertation study an

instrument was developed to measure “career developmental competencies”, involving

cognitive, behavioural and motivational components. In analyzing the instrument it

appeared that these three components were relatively independent, and thus could

hardly be seen as forming one integrated construct (Kuijpers, 2003).

Perhaps the heuristic value of the term will be that attention is drawn to other than

purely cognitive educational outcomes, whether these can be shown as an integral part

of a particular competency or as independent dimensions.

The practical meaning of the competency issue is that the answer to an effective linking

of education to societal functioning should partially be sought in the teaching of more

general skills and in paying more attention to motivational and attitudinal aspects. Also

the idea of meta-skills, such as general problem solving skills and “learning to learn”

could stimulate a more reflective and self-steering attitude of future citizens. In this way

“competencies” are considered as useful tools in serving the “employability” of future

citizens.

Overview of the most important categories of outcome indicators

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In the table below, Table 7.1, an overview is given of the different categories of

outcome indicators that could be used to monitor quality aspects related to the

productivity, the effectiveness and equity of education.

Table 7.1: Overview of educational outcome indicators

Main categories of outcome indicators

Sub-categories Technical issues

Output indicators

Achievement measures - subject matter based - literacy (reading, mathematical,

scientific) - competencies (e.g. learning to

learn)

- Value-added effect measures;

growth curves - Assessment methodology

(ranging from multiple choice tests to authentic assessment)

- Criterion versus norm-referenced testing

Outcome/ attainment indicators

Attainment measures - graduation rates - proportion of students

graduated without delay - drop-out rates - class repetition rates

Controlling for selection oriented school policies

Impact indicators

Social participation rates - (for each attainment level) % of

employed at a certain job level - % of unemployed - (for lower school levels) %

enrolled in follow-up education - degree of social participation

(social capital) - adult literacy rates - average income, for each

attainment level; earning differentials

- skill shortages and surplus

Availability of national educational and labour market statistics Appropriate measures of social capital and adult literacy

Implications for process indicators: the case of education for citizenship

A rationale to identify process indicators

Educational goals, and their operational definitions in terms of behavioural objectives,

and testable criteria and standards, have always served as bridges between education

and the societal functions that education should serve. The concept of “competency” has

a central place in current re-thinking of the connection between the world of schooling

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and societal demands. From the above discussion about key competencies it appeared

that the competency trend implies several emphases:

- more emphasis on somewhat general cognitive skills, for example in terms of the

diverse “literacies” (reading literacy, mathematical literacy etc.) emphasized in the

OECD PISA project, next to the mastery of subject matter based knowledge;

- emphasis on a broader scala of personality dimensions than just the cognitive one;

social skills, motivation to learn and even “emotional intelligence”;

- new contents and skills; for example knowledge about the civic society and

computer skills;

- a heightened attention for moral issues and different value systems

When it comes to process indicators and assessing the quality of educational processes,

the interesting question is, to what extent these “new goals” also require “new means

and methods” of education. A large portion of this report uses the school and

instructional effectiveness literature to look for a scientific foundation of process

indicators. The basic reasoning behind this approach is that processes of schooling, at

the school organizational and the classroom level, should be analyzed for their

instrumental potential with respect to the desired outcomes of schooling. In other words,

a process indicator is relevant to the extent that it reveals something about the “what

works” question. As will become clear in subsequent chapters there is a considerable

body of empirical research that has addressed this question with respect to basic subject

matter oriented educational objectives, particularly for mathematics, science and

language/reading; and a number of effectiveness enhancing factors have been identified.

These factors are mostly associated with the formal curriculum and with overt, direct

teaching approaches, although there are some climate factors as well. The question is

whether some of the newly identified competencies are also covered by the knowledge

base on school and instructional effectiveness. For some of the aspects mentioned in the

above, particularly the cognitive skills and new cognitive content areas, this is likely to

be the case. For others a “second way” in which the school functions as a learning

context is being considered:

“What seems to be more important, though, is the second way in which schools

contribute to students’ willingness to participate in a civil society: by opening the

classroom to a vital exchange of differing opinions, encouraging students to engage in

politically controversial discussions, creating a culture of mutual respect and

appreciation, and by giving students the chance to participate in classroom and school

decisions and to work cooperatively (Reinhardt & Tillmann, 2002; Henkenborg, 1995,

1997). As has been demonstrated in a number of empirical studies, these factors predict

several aspects of active citizenship (see Buhl, 2003; Diedrich, 2005; Hahn, 1999;

Oesterreich, 2003; Torney-Purta, 2002; Watermann, 2003). Informal learning for

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citizenship will be presented as an exemplary case that illustrates this possibly new area

of process indicators.

Education for citizenship

In a context of increased complexity, with changing patterns of work, family life and

community engagement, the multi-cultural society, and internationalization, social

cohesion is increasingly seen as a concern for societies. Social cohesion refers to the

“quality of the trust and responsibility relationships existing in a society, both among its

members and between them and their institutions” (EU, 2004, p. 6). This concept is

closely related to social capital, which “refers to the norms and networks facilitating co-

operation either within or between groups” (OECD, 2001, p. 12). The concept of

citizenship refers to “The individual members’ commitment to the well-being of fellow

members of the society and their commitment to the functioning of the institutions of

society” (EU, 2004, p. 6)

International co-operation among European countries and a growing heterogeneity of

the (school) populations of most European countries have led to an increased interest in

education for citizenship. This increased interest is based on a concern for a common set

of norms and values and for an active participation of all in living up to these norms.

The core question is concerned with the role that schools can play in developing

citizenship, not just by means of formal, but particularly also by means of informal

learning.

Goals and methods in education for citizenship

The goals of education for citizenship have been described as having a cognitive

dimension, for example with respect to knowledge about democratic institutions, a

pragmatic dimension, in the sense of taking action and gaining experience, and an

affective dimension, in terms of an attachment to the societies and communities to

which one belongs. Social and communication competencies are considered of central

importance (cf. EU, 2004, Torney-Purta et al., 2001).

When it comes to methods in educating for citizenship at school, two broad categories

can be distinguished:

- approaches that see the school context as a micro-cosmos to exercise “school

citizenship” as a bridge to societal citizenship and state citizenship; this will be

indicated as the “context embedded approach”;

- approaches in which school citizenship is approached in the sense of specific goal

directed teaching and learning activities; this will be indicated as the “explicit

teaching approach”

Informal learning at school

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In order to define informal learning at school, it is relevant to consider the following

definitions of formal, informal and non formal education:

Formal education: the hierarchically structured, chronologically graded 'education

system', running from primary school through the university and including, in addition

to general academic studies, a variety of specialised programmes and institutions for

full-time technical and professional training.

Informal education: the truly lifelong process whereby every individual acquires

attitudes, values, skills and knowledge from daily experience and the educative

influences and resources in his or her environment - from family and neighbors, from

work and play, from the market place, the library and the mass media.

Non-formal education: any organized educational activity outside the established formal

system - whether operating separately or as an important feature of some broader

activity - that is intended to serve identifiable learning clienteles and learning objectives

(cf. Coombs & Ahmed, 1974; Fordham, 1993).

Dimensions of the micro-cosmos of school life as a context of informal learning for

citizenship

According to the embedded perspective on citizenship oriented education the values and

norms of school life provide an exercise ground for important dimensions of civic

behaviour that also exist in the society at large. Three “media” of the values and norms

of school life are distinguished, the institutional rules and norms of the school as an

organization, the leadership style of the school head and the school culture. Related

concepts are the “hidden curriculum” and “school ethos”. All these components can be

seen as shaping the school’s identity.

McMeekin (2003), applies the concept of institutions at the micro level of

organizational functioning, when he writes about “the concept of institutions inside

school organizations” (ibid p. 3). Components of this concept are: formal rules, informal

rules, enforcement mechanisms, clarity of objectives and the “institutional climate”.

School culture can be defined as “the basic assumptions, norms and values, and cultural

artifacts that are shared by school members, and which influence their functioning at

school” (Maslowski, 1997, p. 5). Deal and Petterson (1999) refer to the “school’s own

informal rules, norms and expectations”.

Ethos is defined as the “feeling that results from the school culture” (Solvason, 2005).

School leadership is important as the way in which the school head embodies and

enforces school norms and values, particularly those that refer to discipline, respect for

others, co-operation, and autocratic vs. democratic decision-making.

Earlier research has shown that by experiencing a culture where the exploration and

expressing of opinions are supported by teachers (e.g., controversial discussions, an

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open classroom climate), students form a positive attitude towards active citizenship and

democratic values (Diedrich, 2005, in press).

Learning by doing, explicit teaching and reflective teaching

Reflective teaching could be defined as an approach in which teachers refer to instances

of behavior by students, teachers and school heads that is relevant for the way the norms

and values of school life are lived up to, either in a positive or negative sense. In such a

reflective approach teachers could stimulate learning by experience by means of making

explicit relevant events.

The key issue is the question whether it can be demonstrated that students learn from

such instances like the school culture, institutional norms, and leadership emphasis (see

the list of areas in the table below). In the table below a tentative list of aspects of the

school’s identity is related to outcome dimensions of citizenship. School identity is seen

as the union of formal institutional rules, the school culture and the leadership style of

the school head. As such identity is seen as a learning context for citizenship:

School identity Outcome dimensions of citizenship Regulation of decision making at school Regulation of the voice of students at school Open classroom climate

Democracy and its defining characteristics

Visibility of the way decisions are made at school Instances of student participation in decision making on school matters Subjective experience of teachers and students about the school being hierarchical/autocratic or participative in decision making Whether the school head is perceived as autocratic or democratic by teachers and students Perceived opportunities for student participation in decision-making

Institutions and practices in democracy Political interests

Clarity of disciplinary rules at school Degree of strictness and consistency with which disciplinary rules are applied Whether students’ rights are formally stated The way praise and blame are used by the school head and teachers The consistency between staff and between staff and school head in maintaining discipline and enforcing rights and rules. The degree to which rights and duties are maintained in an equitable way for students

Citizenship, rights and duties Self concept of one’s own political competencies Engagement in political activities Seeking political information

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with different backgrounds The way possible clashes between students’ cultural backgrounds and school rules are dealt with Tension in the school staff Cohesion in the school staff Students’ feeling of efficacy in discourse Students’ perception of violence Are there any symbols of national identity visible in the school (e.g. the raising of the flag, celebration of a king’s/queen’s birthday? How are special days of cultural minorities dealt with at school? How is the composition of the teaching staff in terms of cultural majority and minorities? Is assuring equal participation of parents from all cultural backgrounds a school goal? Is the management style of the school head supportive irrespective of cultural background of teachers?

National identity

Is the way students with different cultural backgrounds interact used as a basis for teaching/ pedagogical activities? Are staff members from cultural minorities well integrated in the school team? Are controversial aspects of a heterogeneous school population openly discussed in classes? Is background information on cultural identities provided in those instances?

International relationships

The degree to which the school staff support the mission and major goals of the school. The degree to which the school head is focussed on human relations and cohesion among staff. Heterogeneity and homogeneity of the school staff and the student population. The degree to which contacts between students from different cultural backgrounds are actively supported. Aspects where cultural diversity, next to common values, among students is explicitly supported. Students’ perception of the integration of different groups

Social cohesion and diversity Integration of foreigners

The case of informal learning for citizenship illustrate possibly new functions of

education and their possible implications for studying and evaluating school processes.

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This is a relatively new area of educational research, without an established knowledge

base. Nevertheless the hypothetical function of school institutional norms, the school

culture and dominant leadership style could be compared to the Inspection Standards.

Conclusion

Re-orientation with respect to the qualification and integration function of education

emphasize new kinds of school outcomes, indicated as competencies or even key-

competencies. These competencies have a more general cognitive orientation as

compared to subject matter based objectives, and, in addition to the cognitive domain,

also address moral and social development. In the current framework the Inspectorate

concentrates on outcomes and learning results in basic subject matter areas like

language, reading, mathematics and arithmetic. To the extent that views on these more

general competencies are supported the inspectorate might reconsider the range of

outcomes to be included in the Inspection Framework. Measurement issues should be

taken into consideration, as the measurement of competencies has specific technical

difficulties (cf. Straetmans & Sanders, 2001).

As the case of informal learning for citizenship indicates, these new competencies also

draw the attention to specific process dimensions; like explicit institutional norms of

good conduct at school, and more implicit normative regularities embedded in the

school culture. This realization might stimulate a re-thinking of the current indicators in

the Inspection Framework with respect to the school climate.

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Chapter 8

Priorities in the Inspection Framework and the discussion

about educational governance

Introduction

The pillars of “new public management”, seen from a steering perspective, are

increased autonomy on input and process dimensions, and control on outcomes.

Likewise systemic reform in education largely consists of two domains: deregulation

and decentralization on the one hand and establishing evaluation mechanisms on the

other. The concept of “functional decentralization” encompasses these two core

domains of systemic reform; as it explicitly considers patterns in which freedom on

process dimensions go together with strict supervision on performance. In this chapter

core concepts in the governance discussion, such as decentralization and accountability

will be explained. Next, the improvement potential of performance based reforms is

discussed; in which the question of the innovative potential of evaluation, supervision

and assessment mechanisms is a key question. Educational policy in the Netherlands,

for the last decade has closely followed the principals of new public management, with

a particular emphasis on school autonomy. At the same time the role of supervision is

being stressed. This happens both in the sense of “horizontal supervision”, which is

targeted at local stakeholders, and in the sense of “vertical supervision”, associated

with external evaluation and accountability (Koers, VO, 2004). Placing the Inspection

Framework against the background of the principals of new public management, and

considering empirical evidence on results of applications, allows for informed

conjecture about its effectiveness enhancing potential. A crucial question in a context of

increased school autonomy is the place of school process indicators in vertical

supervision. The chapter will be concluded by considering different scenarios for the

place of school process indicators in the Inspection Framework.

Systemic reform

Terms like “systemic reform” and “restructuring” are used to refer to changes in the

institutional and organizational infrastructure of a country’s education system.

New institutional economics, cf. North (1990) emphasizes the importance of

institutions; where institutions are “the rules of the game” or basic legislative

arrangements. “Marriage” and property rights, are frequently mentioned examples of

institutions. In developing countries quality assurance or quality improvement might

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start with an analysis of the institutionalization of basic arrangements in the education

system, like: fixed teacher salaries; responsibilities of head teachers, official working

time, time tables etc.

Organizational infrastructure might have to be scrutinized as well. The “organizational

capacity” of the country’s Ministry of Education, for example, might be analysed and

found to be in need of improvement (Orbach, 1998).

Questions about organizational capacity of an educational system first of all regard the

issue of whether core functions have an “organizational home” in the system. For

example, initiating a national assessment is the more of a heavy task when there exists

no organization that has specialized in the development of educational achievement

tests in the country. The same applies when external supervision of schools is

considered at a fairly large scale and the country has no educational inspectorate.

Further criteria in determining the organizational capacity concern the well-functioning

of organizations in terms of effective leadership, ability to mobilize financial, material

and human resources and appropriate work practices (ibid).

The division of decision-making authority across the administrative levels of the

educational system has both institutional and organizational significance.

In Western countries “restructuring” and systemic reform are usually focused at

decentralization of decision-making authority and creating arrangements for

accountability. Sometimes these two major dimensions are combined in certain patterns

or arrangements that gear decentralization to accountability arrangements. So called

“Performance-based approaches to large-scale reform” (Leithwood et al., 2000) form a

case in point.

Decentralization and functional decentralization

The issue of decentralization acquires considerable more nuance and practicality when

it is being recognized that it is possible to decentralize in particular domains of decision-

making, while doing rather the opposite in other domains. This notion comes close to

what others have called “functional decentralization” (Bray, 1994). The concept of

functional decentralization will be explained in more detail by referring to an instrument

and data collection procedure that has been developed in the context of OECD.

The OECD-INES procedure to measure “locus of decision making” distinguishes three

facets of the rather crude distinction between centralisation and decentralisation:

- the tier or administrative level where a decision is taken; this dimension was referred to

as the locus of decision-making;

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- the amount of discretion, or the degree of autonomy of decision-making at a particular

administrative level; this facet was called the mode of decision-making;

- the particular element of educational administration a decision belonged to; this facet

was referred to as the domain of decision-making.

These three facets can be related to existing categorisations in the relevant literature,

although the use of central concepts is by no means consistent among authors and

publications. Our three-dimensional conceptualisation is compared to the terminology as

clarified by Bray (1994, p. 819) in an analysis of alternative meanings of centralisation and

decentralisation.

The distinction between levels confirms to the concept of territorial decentralisation,

defined as "the distribution of powers between different tiers of government". In the

operationalization of this dimension we distinguished four tiers, to be further described in

the section on methods.

Degrees of autonomy in decision making at a particular level are reflected in terms that

refer to an increase in discretion. Again following Bray, deconcentration, delegation and

devolution are modes of decision making in which an increased amount of decision-

making authority resides at a lower level.

"Deconcentration is the process through which a central authority establishes field units,

staffing them with its own officers".

"Delegation implies a stronger degree of decision making at the lower level. However,

powers in a delegated system still basically rest with the central authority, which has

chosen to "lend" them to a local one".

"Devolution is the most extreme form of decentralization. Powers are formally held by

local bodies, which do not need to seek approval for their actions" (ibid, p. 819).

In the operationalization of this continuum of increasing autonomy, these abstract

definitions were avoided and respondents were asked to indicate whether decisions could

be taken within the framework determined by a higher level, in consultation with a higher

level or in full autonomy.

In order to determine elements or domains of educational administration, many

categorization schemes are available in the literature (e.g. James, 1994; Winkler, 1989;

Bacharach et al., 1990; Rideout and Ural, 1993). The common core of these

categorizations are three main areas:

a) an educational domain (goals, methods, curricula, evaluation procedures);

b) an organizational, managerial and administrative domain (including human resource

management, groupings and assignment and foundational regulations);

c) a dimension concerning finance and the way financial resources are applied.

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In the operational classification that we chose four main categories were used, by splitting

up area b (organisational) into two domains "planning structures" and "human resources",

and including areas a and c.

The distinction between domains of decision-making in educational systems bears some

resemblance to Bray's use of the term "functional decentralisation" as cited from

Rondinelli: "Functional decentralisation refers to the dispersal of control over particular

activities" (Bray, 1994, p. 819). From the examples that he provides, however, it is not

clear whether in functional decentralisation an exhaustive set of domains of educational

decision-making is referred to, as is the purpose of the categorisation schemes cited above.

The common denominator is the recognition that educational systems may be centralised

in some domains of decision-making but not in others. The conclusion is therefore that in a

somewhat liberal use of the term our distinction between domains of educational decision-

making can be considered as a form of functional decentralisation.

To learn more about educational decision-making in OECD countries and to

systematically compare decision-making processes across countries, an instrument was

developed that examined the locus of decision-making in four important domains. As

stated above, these domains were: (1) the organization of instruction; (2) personnel

management; (3) planning and structures; and (4) resource allocation and use. Within

each of these four domains, between seven and fifteen decisions were examined. In the

domain entitled, “organization of instruction,” for example, the instrument focused on

decisions about such matters as textbook selection, grouping of pupils for instruction,

and assessment of pupils’ regular work. In “personnel management,” questions were

asked about hiring and dismissal of teachers and other school staff, duties and

conditions of service, and the setting of salary schedules. In “planning and structures,”

the focus was on creation and abolition of schools and grade levels, the design and

selection of programs of study, course content, and policies regarding credentials.

Finally, in the area of “resource allocation and use,” the instrument focused on decisions

about the allocation of resources for staff and materials, and the use of financial

resources for these purposes.

Each of the questions in the instrument was designed to identify the level at which

decisions are made in the governmental system (the “level” of decision making) and the

way decisions are made (the “mode” of decision making). Six “levels” of decision-

making were set out in the instrument. These include the following: (1) central

government; (2) state governments; (3) provincial/regional authorities or governments;

(4) sub-regional or inter-municipal authorities or governments; (5) local authorities or

governments; and (6) schools. Three “modes” of decision-making were examined in the

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instrument. Decision could be made by an authority (1) autonomously, (2) within a

framework established by another level within the system, or (3) in consultation with

other levels in the system. Based on the instrument, it was possible to determine how

centralized or decentralized decision was overall, in each of the four domains, and for

individual education decisions.

Accountability; evaluative capacity and incentive based policies

In general terms, accountability refers to holding public institutions and services

responsible for the quality and output of their performance. Glass (1972) states that

accountability involves several loosely connected strands: “disclosure concerning the

product or service being provided; product or performance testing; and redress for poor

performance” (Glass, 1972). The third element implies that accountability is not just a

matter of providing and judging information but at least also “foreshadows” actions by

competent authorities in the sense of sanctions or rewards.

The first element – disclosure- requires that educational units, schools, in particular,

provide information on their service provision, and make themselves “open” for

external inspection and review. The second element distinguished by Glass stipulates

that output and product information should be part of the disclosure on service provision

and functioning. The third element emphasises that testing and review have implications

in the sense of rewards and punishments for organisations. This relates accountability to

incentive-based policies, like merit pay of teachers and output related financing of

schools.

Types of accountability are distinguished on the basis of who, or rather which kind of

unit or stakeholder, is supposed to use the information that is disclosed by schools and

teachers, and also who is supposed to apply the sanctions.

Elmore and Associates (1990) differentiate three “theories” of accountability on the

basis of this question: who uses the information. They distinguish three types:

- technical accountability, in which administrative units are supposed to take

decisions on the basis of scientifically sound achievement measurements;

- the client perspective, in which the clients of education, like the parents of the

pupils, “vote with their feet” in context of free choice of schools;

- the professional perspective; in which feedback on performance is basically used for

professional development. “Accountability is, therefore, to be accomplished by

deconstructing and reconstructing the meaning of schooling, collaborative planning,

and co-operative teaching and learning” (Elmore and Associates, 1990, cited by

MacPherson, 1990, p. 7).

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In my opinion only the two first forms can be seen as types of accountability. The

“professional perspective” lacks the third element in Glass’ basic definition, namely the

application of rewards and sanctions. Moreover, what Elmore and Associates refer to as

the professional perspective on accountability comes closer to the notion of

“organisational learning” and the teacher as a reflective practitioner, as distinguished in

the classical work of Argyris and Schön (1974). When specifying the professional

perspective further, MacPherson also uses the term “empowerment” of teachers, which

is more closely associated with school-based and school initiated approaches to school

improvement (see the text on school improvement approaches further on).

In order to make the two “real” forms of accountability work, systems should have

evaluative capacity, that is structural and technical facilities to realise the kinds of

empirical disclosure and performance testing that accountability requires. Scheerens

(2000, informal paper for the OECD) mentions the following issues for assessing the

evaluative capacity of education systems:

a) Availability of a legal framework that enforces types of educational evaluation?

* If yes, specify the legal or semi-official (e.g. policy-plans or brochures from the Ministry of Education) requirements for:

- external evaluation - internal evaluation b) Does the system have an inspectorate? Tendencies in inspection. * If yes, describe - how the inspectorate is anchored in the decision-making structure - tendencies in policies towards and within the system of inspection * If not, how is the inspection function executed? c) Is there a national (or above the school) curriculum, national standards, national assessment

programme? In the case of Spain: how is the implementation in the regions? d) From the idea that evaluation is in a sense technology-driven, give a short indication of the

state of development of Educational Evaluation. * Number of Faculties of Educational Science; * Number of Research Institutes; * Number of Researches * Budget e) Existence of specialized departments or institutes for educational testing and evaluation? * Give a brief description of the infra-structure of institutes on evaluation. f) Evaluation culture? * Is there a special policy with respect to internal or external evaluation? * Characterize the general attitude of schools towards external and internal evaluation in

terms of, for instance, cooperative, resistant, initiating, ..

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g) Which other regulatory mechanisms, as compared to evaluation, are of particular relevance in the country?

e.g. - mechanisms to select teachers and pupils - professionalization of teachers - financial input control h) What is the state of affairs concerning debates on possibly undesired consequences of

evaluation procedures for external or internal evaluation? E.g. political bias, resistance, 'red tape', undesired side-effects of hard competition between schools

With respect to the third defining element, the application of rewards and sanctions,

which can be brought under the heading of incentive based policies, research shows that

there are often considerable limitations. When it comes to technical or administrative

accountability reviewers usually have to conclude that few examples of straightforward

decision-making seem to exist. Cibulka and Derlin (1995), in their review of systems of

school performance reporting, for example, say that “school performance reporting

(SPR) is not considered very important by policy-makers or the general public”. They

conclude that it has not been demonstrated at all that “SPR can become a potent,

effective policy-lever”. Similar reservations have been based on empirical studies of the

use that parents make of school performance information in choosing a school for their

children (Bosker & Scheerens, 1999). Nevertheless there is evidence that accountability

raises actual student achievement. The question might even be raised whether the

evaluation and feedback mechanism should not be considered as the key lever or

“magic bullet” in systemic reform according to the principals of new public

management.

Does the evaluation-feedback mechanism provide the “silver bullet”?

The theoretical idea of retro-active, or “evaluation centered”, planning in “learning

organizations” has a lot of appeal. It coincides well with a pattern of centralization/

decentralization where processes are liberated and input and process control are being

replaced by output control.

In more practical terms one could observe that it has the advantage of rooting reflection

on the functioning of schools with an eye to school improvement, in empirical facts. As

such it differs from pro-active approaches like school development planning that have

often resulted in idealistic sounding documents that lead a quiet existence in various

drawers of cupboards, and have little impact on what actual happens in schools.

In more practical terms, at the school level, an evaluation and monitoring centered

approach to school improvement, appeals to related factors that have been shown of

relevance in educational effectiveness research. Assuming that the evaluative

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information contains achievement data, a reflective use of this information stimulates an

achievement oriented school policy and climate. Collectively discussing evaluation

results requires collaboration and thus stimulates coordination within schools. Finally,

reflecting on evaluative information can be seen as stimulating a learning attitude

among school staff, including the identification of areas for professional development.

Retroactive planning could also be seen as a cornerstone for educational leadership.

Apart from theoretical considerations, as presented above there is also some empirical

evidence, particularly at the level of national educational systems that supports the

effectiveness enhancing impact of evaluation provisions.

Supporting evidence

Bishop, 1997: “Countries and Canadian provinces with standards and assessment based

reforms outperform other countries at a comparable level of development”

Rand News, July 25, 2000: “The most plausible explanation for the remarkable rate of

math. Gains by North Carolina and Texas is the integrated set of policies involving

standards, assessments and accountability that both states implemented in the late 1980s

and early 1990s

Wöβmann, 2000: “A micro-economic student-level estimation based on data [TIMSS]

from 39 countries reveals that positive effects on student performance stem from

centralized examinations and control mechanisms, school autonomy in personnel and

process decisions …”

François Modoux, Le Temps (French-Swiss daily newspaper, March 26, 2002) -

reporting on PISA-results

“Finland is the home of assessment. Schools self-assess, they evaluate themselves in

relation to other schools and seek to benefit from foreign experience”

Willms & Somers, 2000: (Primer Estudio Internacional Comparativo, UNESCO, 1998

- 13 Latin American countries)

“… testing students increase their scores by an average of 6 points …”

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non-supportive evidence

Leithwood, Jantzi & Mascall, 2000: (Comparing Performance-Based Reform

programs in Kentucky, California, Chicago, Victoria (Aus) and New Zealand)

“… only Chicago has demonstrated significant increases in student achievement”

Sacks, 1999: (NAEP, 1995-1996 science and math. Proficiency)

“… two thirds of States with elaborate testing programs were below the national

average”.

“… 64% of States with “low” or “moderate” stakes assessment programs had above-

average achievement”

Can the bold conjecture about the evaluation feedback mechanism being the “silver

bullet” in school effectiveness and educational reform be maintained?

A frequent criticism of an evaluation-centered approach is that it usually leads to

reductionism. By focussing on measurable outcomes important educational objectives

that are more difficult to assess could become neglected. Despite of the fact that

evaluation technology limits the area of “unmeasurable” skills and competencies, and

has come up with new approaches like authentic testing and portfolio analysis, this is an

objection that should not be taken lightly.

Secondly, particularly when the stakes are high, evaluation and monitoring is vulnerable

to all kinds of political biases and distortions. This problem can only be partially

countered by striving for conditions in which the main actors feel confident, without

necessarily loosing the critical edge, that significant evaluations still need to have.

Thirdly, evaluation, particularly when “quality accreditation systems” from the business

world enter education, a lot of bureaucracy and red tape could be an undesired side-

effect.

Finally, evaluation and monitoring takes time, which ultimate will be subtracted from

the net-available teaching time.

Fourth and finally the use of evaluations, in an accountability context, but also in a

context of organizational learning, often falls short of its expectations. Cibulka and

Derlin (1995, 493-503) conclude, for example that “school performance reporting is not

considered very important by policy-makers or the general public”. Bosker and

Scheerens (1999) provide evidence that school performance reports do not actually

stimulate quality oriented decisions about school choice by parents. And also in school

self-evaluation contexts, actual use of the evaluation findings is often not actually

occurring (Scheerens & Hendriks, 2002).

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These findings seem to suggest that evaluation results, in many cases, are not used

according to their “official” function of rational decision support, but may work in a

fuzzier, less direct way, for example by stimulating a result oriented attitude among

professionals in education.

Mixed patterns of decentralization and accountability provisions: the example of

performance-based approaches to large-scale reform

Letihwood, Jantzi, and Mascall (2000) state the following properties of the

“performance-based approach”:

1. A centrally determined, unifying vision, and explicit goals for student performance,

based on the vision.

2. Curriculum frameworks and related materials for use in accomplishing the goals set

for students.

3. Standards for judging the quality of degree of success of all students.

4. Coherent, well integrated policies that reinforce these ambitious standards.

5. Information about the organization’s (especially the students’) performance.

6. A system of finance and governance that devolves to the local school site

responsibility for producing improvements in system and student performance.

7. An agent that receives the information on organizational performance, judges the

extent to which standards have been met, and distributes rewards and sanctions, with

significant consequences to the organization for its success or failure in meeting

specified standards.

Leithwood and his co-authors evaluated the impact of five performance-based reform

projects (in Kentucky, California, New Zealand, Victoria (Australia), and Chicago) and

concluded that only Chicago had demonstrated significant increases in student

achievement. They also found that these achievement gains only occurred during the

last three of the ten years the program was analyzed. According to Fullan (2000, cited

by Hopkins, 2002) during the first six years of the program “the system operated in

decentralized fashion with little functional contact between schools and the district. In

other words too little structure characterized the operation”. During the latter years of

the program “five extra district-level functions were developed”, and these might

explain why students this better during the last years of the program that were

considered in the analyses:

- policy making increasingly supported decentralization

- there was a focus on local capacity building

- a system of rigorous accountability was introduced

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- innovation was stimulated

- external support networks were established

(Hopkins, 2001, p. 3)

Combined arrangements of functional decentralization and accountability that appear to

be successful are characterized by centralization on the curriculum and assessment

dimension and increased autonomy in areas like personnel management and resource

management at school level. The example of the Chicago reform program points the

attention at two other dimensions that co-determine success:

- pronounced vertical coordination between higher administrative levels and the

school level;

- taking into consideration and stimulating local capacity.

Local capacity building has always been one of the main issues in school improvement.

School improvement being considered as a more school-based approach to educational

change and innovation as compared to systemic reform as discussed in this section.

Linking systemic reform and school improvement

School improvement as a field of academic study is seen as a specific branch of the study

on educational change. As will be pointed out further on, in some applications it is

explicitly related to the school effectiveness knowledge base, and, in still other

applications, its insights are also combined and integrated in perspectives on systemic

reform.

Matthew Miles’ overview of the development of this field of study, in the period between

the mid 1950’s and the mid 1990’s provides the flavour of what the field represents. Miles

discusses ten consecutive school change strategies:

1) Training for group skills; i.e. teaching school people fundamental skills of group

behaviour. Such skills were considered to be of key importance for developing co-

operation, “process analysis” and self-reflection for school teams and also as a subject to

be addressed in classroom teaching.

2) Innovation, diffusion and adoption; which came to the fore during the 60’s. This was the

period of programmed instruction and the idea of “teacher proof” curriculum materials; i.e.

curriculum materials and teaching methods that were specified to such a degree that bad

teaching could not spoil the deliverance to students. And even when it was recognised that

teaching material required an “interpretation” by teachers, for example in adapting to local

conditions, the criterion for successful implementation was coined in terms of the

“fidelity” to the externally determined “script”. Educational change experts like Miles, at

first, thought of temporary systems, like task forces, that were more actively involved in

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interpretation, and later on developed concepts on more active adaptation and re-creation

of externally induced innovations.

3) Organisational self-renewal. Following developments in industry that came under the

heading of “organisational development”, during the late sixties the school as an

organisation was increasingly seen as the object and the agent of change. The aim was “to

induce organisational self-renewal through tactics of training, process consultation, data

feedback, problem-solving and structural change” (Miles, 1998, p. 48).

4) Knowledge transfer. In this area the more simplistic expectations of the Research

Development and Dissemination (RDD) strategies were challenged, again (as in point 2)

emphasising active reconstruction at school level of the knowledge that was offered from

outside. Capacity building was seen as a necessary prerequisite of good knowledge

transfer.

5) Creation of new schools. In this section Miles writes about the phenomenon that many

new and alternative school projects came into being in the 1960’s an 70’s in the USA. He

concludes that by analysing some of these, he learned that “good new schools can be

created, but that the task is very demanding, more complex than expected, and requires

assistance and political protection” (ibid, 50).

6) Supported implementation. In the late 70’s the “passive” idea of adoption of externally

induced change had been abandoned, and instead, implementation was being seen as a

longer term process of “adaptation”. Adaptation requiring that schools develop coherence

and meaning to external change initiatives. Based on his experiences of assisting some

large projects that recognised this implementation perspective Miles concluded that

“continued assistance” throughout the implementation process was of major importance.

7) Leading and managing local reform. According to Miles during the eighties there were

a lot of local initiates “many of them pushing hard on effective schools and effective

teaching programs”. On the basis of studying successful projects, Miles and his colleagues

identified characteristics of success local reform projects. He summarises as follows: “The

ideas of vision-building, pressure and initiative taking, and assistance have already been

outlined. The idea of empowerment is an extension of the concept of legitimacy for

planning and action, indicating in sharper terms that we found reform success closely

associated with the presence of a cross-role planning team with clear decision power over

change-related matters (such as project budgets, staff development, staffing patterns, and

related time)”. He goes on to say that he found three variables that were tied to successful

local reform. The notion that the planning style was “evolutionary” rather than

“architectural”. He describes evolutionary planning as “a journey in the service of an

evolving, increasingly shared vision”. Secondly he found that successful schools were

good at resourcing and problem coping (the slogan: “problems are our friends”).

8) Training of change agents. As concluded earlier, despite the importance of local

initiative, school change is usually in need of external support and facilitation, according to

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Miles. Support, particularly with respect to the change process. In this context he identified

two major characteristics of successful support. “Developing trust and rapport. A great

deal seems to depend on a change agents’ ability to develop a strong, supportive,

contractually clear relationship with specific “clients” –groups and individuals involving in

change efforts”. The second characteristic of successful support is organisational diagnosis,

a data driven “understanding” of schools as organisations.

The last two strategies that Miles mentions are in fact about integrating school change in

system wide reform initiatives: “managing systemic reform” and “restructuring schools”.

Murphy (1993) states that “restructuring” in the USA usually has four main strategies for

reorganising education: providing choice and voice for parents, school-based management,

teacher empowerment, and teaching for understanding. The latter refers to a constructivist

orientation to teaching and learning.

Taking in consideration other seminal contributions to the conceptualisation of school

improvement, as those by Fullan and McLaughlin and Skillbeck, published in the

“International Handbook of Educational Change” (1998) edited by Hargreaves,

Lieberman, Fullan and Hopkins, the following can be seen as the key principles of this

orientation to educational change:

a) The school is the focus of educational change. This means that schools should be

analysed as organisations, seen in their local contexts and harbouring the major agents

of change, namely teachers.

b) A strong emphasis on the process dimension of educational change.

c) The importance of school based “implementation” in the sense of active adaptation or

“co-invention” of externally induced changes.

d) A human relations approach to educational change influenced by group dynamics and

the idea of teacher “empowerment”, capacity building and overcoming professional

isolation of teachers. The “counselling” approach of external change facilitators

perhaps also fits in this tradition.

e) An evolutionary “bottom up” view on educational planning and curriculum

development.

Within the scientific community active in this field quite a range of emphases can be

discerned. These vary from authors like Mitchell and Sackney (2000), who provide a post-

modernist view on school improvement and are strongly opposed to accountability and

other “mechanistic” approaches, to authors like Reynolds and Hopkins, who relate school

improvement to the school effectiveness research in emphasising learning and learning

outcomes. Still other contributions (e.g. Leithwood et al., 1999, and Hopkins, 2001)

integrate school improvement approaches and conceptualisations of systemic reform.

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A major break-through in this field is the work of Slavin, who has proposed a “third” way,

in addition to the school improvement approach and systemic reform. (Slavin, 1996, 1998).

The characteristics of the school improvement approach as described in the above are

summarised by Slavin under the heading of “organisational development models”.

“Perhaps the dominant approach to school-by-school reform is models built around well-

established principles of organisation development, in which school staffs are engaged in

an extended process of formulating a vision, identifying resources (such as external

assistance, professional development, and instructional materials) to help the school

toward its vision, and often locating “critical friends” to help the school evaluate and

continually refine its approaches”. Of this approach Slavin says that it is time consuming

and expensive. Moreover, he claims that it is only effective for schools that already have a

strong capacity for change. “Such schools are ones in which staff is cohesive, excited

about teaching, led by a visionary leader willing to involve the entire staff in decisions, and

broadly aware of research trends and ideas being implemented elsewhere” (p. 1303). Such

schools he describes as “seed” schools. A second category of schools Slavin describes as

schools who would like to do a better job, but do not perceive the need of the capability to

develop new curricula. According to his categorisation these are schools with good

relations among staff and leadership, a positive orientation toward change, and some

degree of stability in the school and its district. Finally, as a third category, he refers to

schools “ in which even the most heroic attempts at reform are doomed to failure. Trying

to implement change in such schools is like trying to build a structure out of sand.” (ibid

1303). Accordingly he refers to these schools as “sand” schools.

School improvement of the organisational development kind (as we have seen the

predominant perspective on school improvement) is considered only feasible in “seed

schools”, which he estimates at 5% of all schools in the USA. Sand schools, also about 5%

of all schools would require fundamental changes before they can support any type of

school change. The overall majority of schools, according to Slavin, are the brick-schools

and they could most efficiently benefit from what he calls comprehensive reform models.

His own “Success for All” program is an example. Comprehensive reform models provide

schools with specific student materials, teachers’ manuals, focused professional

development, and relatively prescribed patterns of staffing, school governance, internal and

external assessment, and other features of the school organisation. It should be marked that

“Success for All” is one of the few improvement projects that has been thoroughly

empirically evaluated and has shown to be successful (Slavin, 1996, Scheerens & Bosker,

1997). Similar successes have been reported by Stringfield and others (1995) presenting

the idea of schools as “high reliability organisations”.

It is interesting to note that Slavin’s conception (and also its actual realisation in “Success

for All”) of Comprehensive Reform Models, seems to have returned full circle to the point

where, according to Miles, the school improvement movement started its human

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relations/implementation approach in the 1950’s. Namely the discussion on the

applicability of externally developed pre-structured innovation programs and curriculum

material. The fact that there is clear evidence that this approach works is revolutionary, and

puts a question mark behind the efficiency of forty years of educational innovation based

on the less directive, bottom up, social psychological, organisational development

approach to school improvement. The question of efficiency seldom being raised from

within this tradition so eloquently described in Miles ten strategies for school change.

Conclusion: the position of process indicators in the Inspection Framework

To a considerable degree the principles of new public management can be subsumed under

the term “subsidiarity”, which has a long standing tradition in educational policy in the

Netherlands. In the history of education in the Netherlands the term subsidiarity was

used to refer to a specific way in which denominational pressure groups in education

liked to see the relationship between the state and corporations representing interest

groups in the educational field. According to the subsidiarity principle the state should

not interfere in matters that can be dealt with by organized units of professionals. In the

original case these organized units were the denominationally based corporations or

pressure groups of representatives in the education field, their umbrella organizations in

particular. “Subsidiarity” was the term preferred by the Roman-Catholic denomination,

while the Protestants spoke of “sovereignty in one’s own circle”. Leune (1987, 379-380)

points at the corporatistic nature of this kind of concepts. According to the subsidiarity

principle the state only acts subsidiary, that is, it only interferes as a replacement, when

needed. A simple example of subsidiarity is a driving-instructor, who takes over the

steering of a vehicle when the trainee makes a mistake, but in all other cases quietly

watches without interference. Within the context of the European Commission the term

subsidiarity is used to express the principle that what can be accomplished by the

member states should not be done by the central organs of the Union.

A straightforward application of the subsidiarity principle to the question who, at which

level, should evaluate what, could be that units or administrative levels should only take

responsibility for evaluating those areas over which they have direct operational control.

According to this reasoning one could maintain the position that the Inspectorate should

not supervise schools on process indicators, since schools are solely responsible for the

instruction process. Instead the Inspectorate, according to this position, would only

monitor schools on the basis of their outcomes, c.q. the learning results of the students.

In fact, several years ago, this point of view was taken in a report of the Onderwijsraad

(the most important advisory council in the field of education in the Netherlands), when

this council proposed a special set of achievement tests to assess school performance. In

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terms of the current distinction between vertical and horizontal supervision, process

indicators would then become the sole domain of schools, and should be targeted in the

school’s own quality care and self-evaluation provisions. Three scenarios could be

distinguished:

a) the current situation in which the Inspectorate monitors on both outcome and

process indicators;

b) a scenario in which the schools receive assistance and guidelines, possibly in the

form of specific instruments and software to independently carry out school self-

evaluations that contain process and outcome indicators; while the inspectorate

refrains from monitoring process indicators;

c) a scenario of maximum school autonomy; in which schools are left free in choosing

the way they carry out self-evaluation; the inspectorate refrains from directly

monitoring school process indicators, but, within the context of “proportional

supervision” have an indirect influence on the school self-evaluation procedures of

schools.

In choosing between these alternatives it is not irrelevant to refer to one set of results in

the school improvement debate, namely that there are some incidental, but at the same

time striking results, indicating that externally pre-structured programs, sometimes have

very good results. The success of the recent numeracy and literacy reform programs in

the UK, can also be seen as evidence for this conclusion. Perhaps there are limits in the

degree to which process autonomy should be promoted in primary and secondary

education. Although this goes totally against the current dominant policy view in the

Netherlands, it should still be counted in an argument in favor of the monitoring of

process indicators by the Inspectorate.

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Chapter 9

Summary and conclusions

Purpose of the study and central questions

The purpose of this study was described in the introduction to this report as verifying

the scientific basis of the indicators that are part of the Dutch Inspectorate’s Supervision

Frameworks for primary and secondary education and to relate the Supervision

Frameworks to central functions of education, such as qualification, integration and

personality development.

The way this could be done differed between these two main targets. With respect to the

first part, verifying the scientific basis of the indicators of the Inspection Framework, a

relatively straightforward connection can be made to the research literature on school

and instructional effectiveness. For this target area the term validating of the framework

can be used. For the second area, the one in which the inspection framework is

compared to current thinking about central societal functions of education, there is less

of a factual basis. “Grounding” the Supervision Frameworks for this part is more like

positioning the framework with respect to new developments and trends.

The following core questions were addressed in the study:

Are the process indicators on teaching and learning in the Inspection Frameworks

supported by the knowledge base on school and instructional effectiveness?

How feasible is the idea of proportional supervision, given the possibilities and state

of the art of school self-evaluation in the Netherlands?

Do the Inspection Frameworks manifest defensible choices with respect to outcome

and process indicators, and strategic applications, given current perspectives on

educational governance and modern interpretations of the core societal functions of

education?

The Inspection Framework

The central question of school supervision is: “What is the quality of education in a

particular school like?” (Inspectorate, 2002, p. 9) This question is differentiated

according to three sub questions:

1) What is the school’s quality care like?

2) What is the school’s quality in teaching and learning?

3) What is the quality of the learning results? (ibid, p.9)

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The three domains are divided in the following quality aspects; as indicated in the table

below, based on the Inspection Framework for Primary Schools, formulated in 2002.

Quality domain Quality aspects per domain

Quality care 8. Systematic quality care by the school 9. Testing

Teaching and Learning 10. Subject matter coverage 11. Time 12. Stimulating and supportive teaching and learning

process 13. Safe, supportive and stimulating school climate 14. Special care for children with learning difficulties

Outcomes 8. Learning results in basic subjects

In 2005 this framework was adapted, as indicated in the table below.

Quality domain Quality aspects per domain

Quality care 1. The school takes care of the assurance and improvement of the quality of education

2. The conditions for quality care are in place

Teaching and Learning 3. The subject matter offered is aimed at a broad development of the pupils and on preparing them for further education and the labour market

4. The students get sufficient time to master the subject matter

5. The pedagogical approach of the teachers induces a safe and stimulating learning environment

6. The didactic approach of the teachers supports pupils’ learning

7. The students play an active and independent role during instructional activities

8. The school has a safe and stimulating climate 9. Guidance and counceling is aimed at a full

development of the students’ capacities 10. Students with special needs receive the care that they

require

Outcomes 11. The pupils attain the achievement results relative to their capacities

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Clearly the 2005 version of the framework is more elaborate in distinguishing actual

quality care and conditions for quality care at school, and also in distinguishing between

pedagogical and didactic aspects of the teaching and learning situation. Moreover, broad

development, labour market orientation and development of students’ capacities reflect

an educational perspective that appears to be influenced by current conceptions about

education for citizenship, and the development of competencies.

The inspection Framework compared to quality concepts

In Chapter 2 of the report the Inspection Framework was related to interpretations and

concepts of educational quality. This lead to the following conclusions:

As a school evaluation framework the Supervision Framework of the Inspectorate can be

classified as being associated with the effectiveness perspective on educational quality. The

process indicators of the Inspection Framework can be seen as effectiveness enhancing

conditions that are inspired by empirical school effectiveness research and by an

international consensus on good teaching practice. From the latter perspective Vernooy,

2002, cited by Janssens, 2005, lists the following key variables:

The schools realise the goals set in advance;

The teachers have high expectations of the pupils' abilities;

A positive teaching-learning climate prevails;

The school is focused on getting all pupils to acquire the basic skills;

The school head and team feel responsible for the results and pupil wellbeing;

The school reserves sufficient time for language/reading;

The school uses good, co-ordinated teaching materials;

Professional development is a continual process;

There is a strong focus on prevention and the pupil's results are closely monitored;

Attention is given to the effectiveness of the language/reading lessons;

The school follows a strong team-oriented approach;

The school head is good at:

- Expressing a clear vision;

- Placing a strong focus on the results of pupils;

- Monitoring improvements;

- Being closely involved in what happens in the classroom.

When examining the actual quality indicators from the Inspection Framework the

following observations can be made:

- the reference point, in the sense of the effect criteria, or outcome indicators, are test

scores in basic school subjects;

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- the majority of process indicators is defined at classroom level; there seems to be a

strong emphasis of the primary process of teaching and learning;

- indicators that represent school self-evaluation and quality care have a double

significance in the framework; they form a set of effectiveness enhancing factors in

their own right, but at the same time they are evaluated from a meta-perspective, with

the possible result that school quality care procedures actually replace direct inspection

by the Inspectorate (this latter idea is the so called proportional supervision);

- some of the classroom level indicators might be given a school level interpretation, as

in the case of programmed time, a supportive climate and content coverage (but the

quantitative use of the framework seems to be limited to judgements at classroom

level);

- organizational and managerial conditions that feature as more remote effectiveness

enhancing factors in multi-level school effectiveness models are treated as “possible

background and causes” of quality conditions at the level of the primary process;

examples are: school management, aspects of the school organization, school policies,

professionalization of staff and contacts with parents (Inspectorate, 2002, p. 9);

- there is little emphasis on resource input factors (like facilities, teaching equipment,

computers and the school budget, class size and pupil teacher ratio);

- issues of special care for pupils with learning difficulties and students that are

disadvantaged because of low socio economic status, cultural capital or of minority

background are brought together under the criteria that, broadly speaking, refer to

adaptive teaching;

- school composition, an important issue in recent school effectiveness studies, is not

treated;

- the broader view of organizational effectiveness, as represented in the Quinn and

Rohrbaugh framework, is not represented in the Inspection Framework. There is no

attention for externally oriented school policy, like providing information to parents

and local constituencies, connections with the local business world, nor is there much

attention for aspects of human resource management at school, and for a close

monitoring of formal procedures (this last aspect being strongly represented in “ISO

type” quality management systems);

- the softer areas of school culture and climate are represented in the inspection

framework, with attention for positive interactions, safety and discipline and feeling

supported and stimulated.

The overall strong association with the perspective of school effectiveness allows for a

investigation in the empirical support for the process indicators in the Framework, seen as

effectiveness enhancing conditions, instrumental to the attainment of cognitive outcomes

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in basic subjects. In Part II of this report the research evidence on school and instructional

effectiveness was summarized, and updated by a recent review and research synthesis. The

analytic part of the quantitative research synthesis, or meta-analoysis, is reported in Annex

1.

A first comparison to the set of process indicators that are part of the Inspection

Framework to variables identified in school and instructional effectiveness research

In Chapter 2, when the Inspection Framework was compared to perspectives and

concepts of educational quality, it was concluded that it was closely in line with the

effectiveness perspective. This perspective implies that the choice of process indicators

is based on those malleable school and instructional variables that have been shown to

be associated with relatively high performance (expressed in students’ learning results

and attainment). This line of argumentation lies at the hart of the approach to assess the

validity of the quality indicators of the Inspection Framework by examining the

coverage of variables identified in educational effectiveness research. Chapter 3

provides a first overview of the research results in this field, while Chapters 4 and 5,

provide a further update, based on more recent research results.

The analyses in Chapter 3 indicated a fair correspondence between categories used by

the Inspectorate and main variables used in instructional effectiveness research. This

was expressed in the table below, in which major variables, addressed in instructional

effectiveness research were compared to the categories of the observation instrument

that is used by the Inspectorate.

There appears to be a fair correspondence between the indicators that represent the

quality aspect learning and instruction and main factors that have received empirical

support in school and instructional effectiveness research. This is reflected in the

summary table below.

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Most important factors from review

Opportunity to learn

Learning time

Structured teaching

Stimulating engagement

Task-oriented climate

Mutual respect

Orderliness, safety

Monitoring and questioning

Feedback and reinforcement

Modelling learning/self-regulation

Categories in Observation check list

Learning time

Clear and structured teaching

Activating

Challenge

Support (mutual respect)

Orderly, functional learning environment

Evaluates whether objectives are reached

Feedback

Learning to use learning strategies

Classroom organisation

At the level of the school, i.e. the school level variables identified in school

effectiveness research, the correspondence is less. When considering the version of the

Supervision Framework that stems from 2002, there appeared to be an almost exclusive

concentration on the classroom level. In the 2005 version, school conditions are

recognized in the quality aspects that relate to conditions for school self-evaluation and

quality care. Next, parental involvement and “climate”, areas that have a place in the

2005 version, are also likely to have a school level interpretation. As a whole the focus

on the instruction level is still present in the 2005 version. This choice is quite

defensible from the perspective of the results of empirical effectiveness research, since

instructional variables are closer to learning results, and have also repeatedly been

shown to have stronger effects than the more “remote” school level factors. This general

conclusion is again supported by the results of our research syntheses as reported in

Chapters 4 and 5 and Annex 1. Nevertheless, from the position of school improvement,

and levers for change, it could be argued that school characteristics like achievement

orientation, and consensus and cooperation between staff might perhaps require a

stronger presence in the Inspection Framework.

The quality indicators of the Inspection Framework compared to the results of a

research synthesis on school and instructional effectiveness

The results presented in Chapters 4 and 5, as well as the computations of effect sizes for

the variables included in the quantitative meta-analysis, described in Annex 1, on school

and instructional effectiveness are summarized in the table below. The variables from

the research review and meta-analysis are matched to the indicators from the Inspection

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Framework as much as possible. There is not a complete correspondence between the

variables addressed in the qualitative research review, expressed according to the so

called vote count procedures, and the variables that were included in the quantitative

meta-anlysis. Incidental iscrepancy is due to the fact that for the quantitative meta-

analysis the material had to be screened again for being amenable to the computation of

effect-sizes.

Table: Summary table linking the Supervision Framework to the research findings on

school and instructional effectiveness. The ratio’s presented are the number of positive

significant effects in terms of cognitive outcomes out of all studies that investigated the

factors and variables in question. When the ratio equals or is higher than 50% results

are presented in bold. The coefficients between brackets and printed in italics are the

effect sizes as computed as part of the quantitative meta-analyses, presented in Annex 1

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Quality aspects and indicators Inspectorate

Factors and variables in Effectiveness Research

Quality Aspect 1: The school takes care of the assurance and improvement of the quality of education. 1.1 The school knows its entrance

situation, including the specific needs of the student body.

1.2 The school systematically evaluates the quality of its performance in terms of learning results

1.3 The school systematically evaluates the quality of learning, teaching and counceling

1.4 The school has formulated measurable improvement targets.

1.5 The school carries out improvement activities in a systematic way

1.6 The school guarantees the quality of learning and teaching

1.7 The school guarantees the quality of the school examination and of other evaluation instruments.

1.8 The school reports about the realized quality of education to interested parties (parents, students, competent authorities, funding agencies and sponsors).

Quality Aspect 2: The conditions for quality care are in place 2.1 School management initiates and

steers the quality care 2.2 Quality care is connected to the

school’s vision with respect to learning and teaching as stated in the school plan.

2.3 The school management takes care of a professional school culture

2.4 The school takes care of an effective communication about the quality of education.

2.5 Staff, school management, pupils, parents and competent authorities are all of them being involved in the school’s quality care

Evaluative potential at school level and goal directedness; 12/26 (.01 n.s.) Use of pupil monitoring system: 1/2 Job appraisal: 2/12 Clear focus on mastery of basic subjects: 9/14 Educational leadership and parental involvement in school policies: 20/74 The school leader acts as a councellor and controller of classroom teachers: 9/13 (.02 n.s.) The school leader as an initiator and facilitator of staff professionalization: 0/2 Emphasis on parental involvement in school policy: 0/13

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Quality Aspect 3: The subject matter offered is aimed at a broad development of the pupils and on preparing them for further education and the labour market 3.1 The school has provided the

foundations of subject matter offering in the lower grades.

3.2 The school guarantees that the actual subject matter offering covers the examination program

3.3 The program (total of subject matter that is offered) is being connected to important societal and actual themes.

3.4 Subject matter that is offered in one grade connects to the previous and subsequent grades.

3.5 There is coherence between the subject matter offerings in the various subjects

3.6 Subject matter offerings are adapted to the educational needs of individual pupils

3.7 The school offers knowledge about the different cultures that are present in the Netherlands, on a regular basis, with reference to the corresponding norms and values.

3.8 Schools with over 20% of students that are weak in language, adapts Dutch language tuition to the needs of these students in all subjects

3.9 The schools offers content on civic education, social cohesion and norms and values

Quality aspect 4: The students get sufficient time to master the subject matter 4.1 The intended teaching time

corresponds to the legal norms 4.2 The structural (i.e. planned) amount

of lessons “not given” is minimal 4.3 The incidental amount of lessons “not

given” is limited 4.4 Non permitted absence of students is

Curriculum quality and opportunity to learn: 15/34 Opportunity to learn: 11/31 (.01 n.s.) Effective learning time: 33/108 School level (.10) Classroom level (.05)

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limited 4.5 The teachers use the intended

teaching time in an efficient way 4.6 The school varies the amount of time

for teaching and learning relative to the educational needs of the students

Quality aspect 5: The pedagogical approach of the teachers induces a safe and stimulating learning environment 5.1 The teachers stimulate the pupils’ self

confidence 5.2 The teachers treat the pupils in a

respectful way 5.3 The teachers stimulate that pupils

treat one another with respect 5.4 The teachers realize a productive

atmosphere Quality aspect 6: The didactic approach of the teachers

supports pupils’ learning 6.1 The teachers provide insight in goal,

use and connectivity of the lesson activities

6.2 The teachers provide clear explanations

6.3 The teachers check whether the pupils have understood explanations and assignments

6.4 The teachers create a meaningful context for the learning process

6.5 The teachers stimulate the students to think (e.g by posing challenging questions)

6.6 The teachers provide substantive feedback to the pupils

6.7 The teachers provide insight into the pupils’ learning processes (simulating reflections on learning strategies)

6.8 The teachers take care of pupils being involved in the educational activities

6.9 The didactic approach is functional with respect to the pupils’ learning process

Homework: 20/44 Classroom climate: 21/84 Quality of interactions, teacher support 4/12 Structured instruction; clear an structured teaching: 46/115 (.07) Direct teaching: 17/57 Challenge: 46/92 (.08) Cognitive activation: 36/58 Feedback: 2/27 Learning to use learning strategies: 66/90 (.28) Meta-cognitive strategies: 21/24 Adaptive teaching and differentiation: 32/150 (.02 n.s.)

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6.10 The teachers adapt their didactic approach to the differences between the pupils

6.11 The teachers use the analyses of pupils’ achievement for the way they shape their instruction

6.12 The teacher’s use of language is adapted to the language needs of the pupils

Quality aspect 7: The students play an active and independent role during instructional activities 7.1 Students are confronted with

stimulating activities and assignments 7.2 The students reflect on their own

learning processes 7.3 The pupils are given responsibility

for their own learning processes to a sufficient degree

7.4 The pupils learn to work together in an effective way

Quality aspect 8 The school has a safe and stimulating climate 8.1 The pupils manifest involvement in

school life 8.2 The staff manifest involvement in

school life 8.3 The parents feel involved in school

life 8.4 Staff and students interact in a

respectful way inside and outside classes

8.5 Staff an students feel safe at school 8.6 The pupils, staff and parents

experience the school leadership as supportive and stimulating with respect to the atmosphere at school

Activating: 48/154 ( .07) Cooperative learning: 17/23 School climate: 26/68 Parental involvement: 32/82 (.08) Orderly atmosphere: 16/30 (.15)

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Quality aspect 9 Guidance and counceling is aimed at a full development of the students’ capacities 9.1 Guidance and counceling is aimed at

a good development and at the pupils’ well-being

9.2 The school uses a consistent system of instruments and procedures for monitoring progress and development of the pupils

9.3 The school uses information from primary school in the guidance and counceling of the pupils

9.4 The school supports pupils and parents with respect to career choices during the school programme

9.5 The school supports the pupils and parents with respect to choices regarding further education and the labour market

9.6 Special staff functions (like deans and mentors) see to it that pupils receive continuity in guidance throughout the career at school

Quality aspect 10: Students with special needs receive the care that they require 10.1 The school has early diagnosis of

pupils who need extra care 10.2 The school analyzes the kind of care

that selected pupils require 10.3 Special care is carried out in a

systematic, planned way 10.4 The school assesses the effects of

special care 10.5 Teachers and special staff for care co-

operate well 10.6 The school involves the parents of

pupils requiring extra care in the special activities

Monitoring: 3/7 (See above: adaptive teaching and differentiation)

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The following observations can be made in interpreting these results:

- The amount of studies that address the evaluative potential of the school is fairly

limited (26 studies) and the proportion of significant positive effects is below the

50% threshold. The effect size computed in the meta-analysis is non significant and

very low (.01) The variable that stresses a clear focus on basic subjects, a “classic”

from the school effectiveness research literature, has a relatively high proportion of

significant positive effects, but the total number of studies that was used for this

conclusion is low (14 studies)

- When it comes to variables that can be associated with conditions for quality care at

school, the variables “educational leadership” and parental involvement in school

policy were considered. Only 20 out of 74 effects appeared to be statistically

significant in the expected positive direction. The variable “the school leader acts as

a counsellor and controller of classroom teacher” had a relatively high proportions

of positive effects, but the number of replications was limited (13). The quantitative

meta-analysis showed a very small non significatnt effect for educational leadership

(.02). When parental involvement was assessed in more general terms, namely in the

sense of parents being involved in school life in general (not just school policy) the

proportion of significant positive results 32/82, while the effect size computed in the

meta-analysis amounts to .08.

- In the domain of subject matter coverage, curriculum quality and opportunity to

learn showed a limited proportion of positive significant and a very low effect size

of .01. This finding does not correspond to earlier research reviews, and is lower

than expected.

- A similar conclusion can be drawn with respect to time related variables, effective

learning time and homework, with proportion of 33/108 and 20/44 both below the

50% threshold. Both variables received more support in earlier research reviews.

The effect sizes for learning time at school level and classroom level computed from

the meta-analyses were .10 and .05 respectively.

- Classroom climate and the quality of interaction between teachers and students had

a relatively low proportion of positive significant effects.

- A very striking finding from this research synthesis is the unexpectedly low

proportion of studies that showed a positive effect for variables like: structured

instruction, direct teaching, and feedback. These variables came out much stronger

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in the research synthesis carried out by Walberg and Fraser in the eighties. The

coefficient of the effect size for structured teaching computed in the meta-analysis is

.07.

- Variables that are more in line with the ideas of “constructivist teaching”, like

challenge (46/92), cognitive activation, learning to use learning strategies (66/90)

and meta-cognitive strategies (21/24) came out more strongly. Again this is a

somewhat unexpected finding, as other recent review (e.g. Van der Werf, 2005)

place question marks behind the effectiveness of such approaches. The

corresponding effect sizes computed in the meta-analysis are .08 for challenging

learning conditions and .28 for learning to use learning strategies.

- Adaptive teaching and differentiation showed a relatively low proportion of positive

significant effects. The effect size in the meta-analysis was non-significant, .02. On

these variables earlier reviews paint a mixed picture.

- Among the climate variables an orderly atmosphere showed the largest proportion

of positive effects (16/30). The effect size for this variable was the highest of all

school variables with a coefficient of .15. Overall school climate did not reach the

50% threshold (26/68).

- Other “classics” from the school effectiveness research literature, like parental

involvement and consensus and cohesion among staff (not included in the above

summary table, because it is not a part of the inspection indicators) had relatively

low proportion of statistically significant positive effects (32/82 and 5/30

respectively). Although, as stated above, the coefficient for parental involvement

computed in the meta-anlysis (.08) was not that low as compared to other school

factors.

As a more general point, the results in the summary tables presented in Chapters 4 an 5

indicate that for variables that were supported in earlier studies, but which stayed below

the 50% threshold in this study, there was generally a large proportion of studies in

which results were in the expected positive direction, but were not statistically

significant; for example in the case of clear and structured teaching 62 out of 96 studies

had a non-significant effect, and only 3 out of 96 had a statistically significant negative

effect. This can be due to research technical considerations, like the size of the sample

that was used in the study. As matters stand the results should be taken with

considerable caution. The following implications can be drawn for the validity of the set

of quality indicators used in the Supervision Framework of the Dutch Inspectorate:

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- There is an overall fairly good match between the set of variables that is studied in

educational effectiveness research and the process indicators (those concerning the

quality aspects school quality care and teaching and learning) of the Inspection

Framework.

- The fact that the current Frameworks concentrate more on effectiveness enhancing

conditions at classroom than on school level indicators is supported by our results,

in the sense that our results confirm the relatively greater impact of classroom level

variables, as compared to school level variables. In other words: our results do not

support a possible claim to add more school level indicators to the existing

framework.

- Our results do not support “the evaluative potential of schools” as an important

effectiveness enhancing condition. (As noted in Chapter 4, an earlier meta-anlysis

(Scheerens & Bosker, 1997) found a higher effect size for this variable). One should

therefore be careful in expecting much improvement in performance from

improving quality care at school. At the same time the relevance of the indicators on

quality care should be seen as undisputed, given the important strategic concept of

proportional supervision.

- As far as instructional strategies and didactic approaches are concerned the

Inspection Framework contains various elements that correspond to structured and

direct teaching as well as various elements that reflect a more constructivist

orientation to learning and instruction. Our results (unexpectedly, given the results

of earlier reviews) strongly support the inclusion of indicators related to activating

learning, providing challenging tasks, addressing learning strategies and meta-

cognition. At the same time the somewhat disappointing results with respect to

direct, structured teaching, should, in our view, not be used as a signal to abolish

some of the more “traditional” characteristics of structured teaching. Similar

conclusions should be drawn with respect to effective teaching time and opportunity

to learn. In a more general sense, therefore, our results support the “mix” of direct

teaching, and constructivist ideas, that is inherent in the current indicators on

teaching and learning.

- Climate aspects did not come out strongly in our study; with the clear exception of

an orderly atmosphere, and the corresponding indicator in the Framework is

therefore supported by our results.

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Criteria for assessing school self-evaluation approaches

Two quality aspects in the Inspection Framework refer to quality care procedures and

conditions for quality care conditions at school, respectively. The quality indicators that

are in the Inspection framework were compared to state of the art perspectives on school

self-evaluation. In Chapter 6 various frames of reference were used to put these quality

indicators into perspective:

- Sets of criteria that have been used in the Netherlands to assess school self-

evaluation instruments and procedures for quality care; i.e. those of Q*Primair, Q5

and the Inspectorate;

- Sets of criteria that have been used by foreign inspectorates and groups of

inspectorates, i.e. SICI;

- More general evaluation standards (i.e. those of the Joint Committee of Standards in

the USA, chaired by Daniel Stufflebeam);

- A closer look at the utilization of school self-evaluation instruments and application

of quality care (among others, based on experiences from the ZEBO project);

- A closer look at accuracy standards applied to school self-evaluation, the issue of

objectivity.

The chapter provided descriptive material on all these contributions in order to assess

the current state of affairs with respect to proportional supervision, and the respective

quality indicators in the Inspection Framework.

The idea of proportional supervision is a creative application of decentralization and

“subsidiarity” in education, meaning that all that can possibly and reasonably be carried

out at a lower administrative level, should not be carried out at a lower level (Scheerens,

1997). But perhaps this formulation also indicates the Achilles heel of this strategy. Can

school self evaluation really meet the demands of external evaluation? What Chapter 6

has shown is that a lot of developmental effort has been and is being invested in

enabling, facilitating and stimulating school self evaluation and school quality care in

the Netherlands. A relatively large set of school self evaluation systems and instruments

has been developed, and organizations like Q5 and Q Primair have invested in the

development of criteria to asses these instruments and procedures and in experimental

good practice applications. It is interesting to note that the quality standards developed

and applied by Q5 and Q Primair differ from those applied in studies of the Education

Inspectorate in the sense of the importance given to ‘accuracy standards’. The

Inspectorate is more consistent in seeing criteria such as reliability and validity as

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essential for the value of school self evaluation and is generally more severe and critical

in assessing the available set of instruments.

What is being practiced under the headings of school self-evaluation and quality care is

a mixture of elements that have a somewhat different orientation and strongly different

traditions. The main orientations are: a scientific evaluation orientation, emphasizing

accuracy, reliability and validity of procedures; an administrative and client oriented

branch of quality management systems, and finally, a more qualitative, opinion based

school improvement orientation. From the user perspective of schools each have their

strong and weak points:

- schools may appreciate the objectivity and rigor of the use of structured instruments

that have been tested for reliability and validity, but most of all find themselves at

odds with the standardization implications, strictness of procedures, and the targeted

scope that is easily condemned as narrow and reductionist;

- quality care systems may have the fashionable appeal of the fast moving business

world and the more real asset of being responsive to clients; yet these systems

usually fail to address the primary process of teaching and learning, and if they try,

they may paint caricatures in their efforts to “proceduralize” educational processes;

- most suspect among these three, at least from an evaluation perspective, is the

school improvement perspective that forgoes rigor in establishing fact, and may

favour superficial consensus about change over sound diagnosis; in fact there is a

perpetual dilemma in educational analysis and action that is caused by a discrepancy

between the urge to adapt and change, and knowledge that is at best partial and

contested.

In our view the scientific perspective should prevail in the idea of proportional

supervision. According to proportional supervision a part of external evaluation is in

fact delegated to schools. This could only work if schools applied the same rigor in

method that would be required of external evaluation.

The evidence presented in this chapter with regards to the actual state of play of school

self-evaluation indicates that only a minority of schools starts to meet the current

standards of the Inspection. Given the need for rigorous internal evaluation this state of

affairs could be improved by the Inspectorate by stimulating the development of

scientifically founded instruments for school self-evaluation and making these available

to schools. In actual practice this should be done by stimulating instrument development

and facilitating integral systems of school self-evaluation that use state of the art

practice in areas like pupil monitoring systems based on Item Response Models,

computerized school administration systems, and empirically validated process

indicators.

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The Inspection Frameworks and rethinking the societal functions of education

Modernization of the society has implications for education. Trends like globalization,

the knowledge society, shifts in the dominant orientation of the economy, immigration

and demographic developments evoke a rethinking of the basic functions of education.

Ultimately this kind of thinking is bound to address the core goals and means of

education, and as such the basic subject matter areas in quality evaluation systems, as

the one of the Dutch Inspectorate.

Sociological and economic conceptualization and theory formation on the societal

effects of education tend to cumulate in underlining the competency concept as a basis

for assuring connectivity between education and the demands of society.

Levy and Murnane (2001) summarize research findings that are the result of various

kinds of economic research that are driven by these theories and have generally been

targeted to the question what competencies, related to formal schooling, could explain

the attractiveness of qualified individuals to employers. They mention five “key

competencies”:

6) Basic reading and mathematical skills are important in determining long-run labour

market outcomes, including the ability to adjust to changing circumstances.

7) The ability to communicate effectively, both orally and in writing, is important in

determining long-run labour market outcomes.

8) In modern firms it is increasingly important to possess the ability to work

productively in groups.

9) The latter condition also emphasises elements of “emotional intelligence” including

the ability to relate well to other people.

10) Familiarity with computers is of growing importance in the labour market.

When approached from the context of formal schooling, the idea of competencies can

be placed on a continuum of types of educational outcomes, already introduced in a

preceding section, that runs from specifically content oriented to “content free”

personality traits. Discrete positions on this continuum are presented in Figure 2.4.

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- outcomes as measured by tests included in textbooks

- outcomes as measured by implemented school curricula (teacher developed)

- outcomes as measured by tests based on the intended national curriculum

- outcomes as measured by international tests covering the common core of a range

of national curricula, e.g. TIMSS

- “literacy” tests, aimed at measuring basic skills in reading, mathematical and

scientific reasoning, e.g. PISA

- competencies as multi-facetted dispositions of individuals, including cognitive,

motivational and possibly other components

- personality traits, like internally or externally determined locus of control,

independence, general intelligence

Figure 4 (Chapter 2): A continuum of educational outcomes, running from highly

content bound to personality dependent

The practical meaning of the competency issue is that the answer to an effective linking

of education to societal functioning should partially be sought in the teaching of more

general skills and in paying more attention to motivational and attitudinal aspects. Also

the idea of meta-skills, such as general problem solving skills and “learning to learn”

could stimulate a more reflective and self-steering attitude of future citizens. In this way

“competencies” are considered as useful tools in serving the “employability” of future

citizens.

Several main emphases could be distinguished:

- more emphasis on somewhat general cognitive skills, for example in terms of the

diverse “literacies” (reading literacy, mathematical literacy etc.) emphasized in the

OECD PISA project, next to the mastery of subject matter based knowledge;

- emphasis on a broader scala of personality dimensions than just the cognitive one;

social skills, motivation to learn and even “emotional intelligence”;

- new contents and skills; for example knowledge about the civic society and

computer skills;

- a heightened attention for moral issues and different value systems.

As it comes to drawing implications for the Inspection Framework of the current

underlining of competencies, this could, first of all, be seen in the domain of the quality

aspect of attainment and learning results. In this domain the Inspectorate appears to

depend on the use of tests and assessment instruments that are developed in other

contexts, such as the well-known CITO- end test for primary schools. As a general

strategy, the Inspectorate might exert their influence to stimulate the development of

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valid measuring instruments that could assess certain competencies (for example, see

Diedrich, 2005). New kind of “end terms” might also imply considering new

approaches in education. In this respect the case of informal learning for citizenship

related competencies was discussed in Chapter 7. Such relatively new orientations in

schooling, teaching and learning are likely to give rise to re-consider the set of process

indicators, particularly those concerning the overall quality domain of teaching and

learning. In the case study on informal learning for citizenship a range of aspects of the

school’s identity, its institutional norms and culture, were seen as relevant for informal

learning. Research studies, such as those by Diedrich (2005), might be helpful to the

Inspectorate in a possible re-shaping and specification of those process indicators in the

framework that consider the learning environment, pedagogical approaches and the

school and classroom climate. When the version of the Supervision framework of 2002

is compared with the one of 2005, an adaptation that goes in the direction indicated can

already be discerned.

The application of the Inspection Framework in the context of educational governance

The pillars of “new public management”, seen from a steering perspective, are increased

autonomy on input and process dimensions, and control on outcomes. Likewise

systemic reform in education largely consists of two domains: deregulation and

decentralization on the one hand and establishing evaluation mechanisms on the other.

The concept of “functional decentralization” encompasses these two core domains of

systemic reform; as it explicitly considers patterns in which freedom on process

dimensions go together with strict supervision on performance. In Chapter 8, core

concepts in the governance discussion, such as decentralization and accountability were

explained. Next, the improvement potential of performance based reforms was

discussed; in which the question of the innovative potential of evaluation, supervision

and assessment mechanisms came out as a key question. Educational policy in the

Netherlands, for the last decade has closely followed the principals of new public

management, with a particular emphasis on school autonomy. At the same time the role

of supervision is being stressed. This happens both in the sense of “horizontal

supervision”, which is targeted at local stakeholders, and in the sense of “vertical

supervision”, associated with external evaluation and accountability (Koers, VO, 2004).

Placing the Inspection Framework against the background of the principals of new

public management, and considering empirical evidence on results of applications,

allows for informed conjecture about its effectiveness enhancing potential. A crucial

question in a context of increased school autonomy is the place of school process

indicators in vertical supervision.

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It was argued that the principals of new public management could be subsumed under the

term “subsidiarity”, which has a long standing tradition in educational policy in the

Netherlands. In the history of education in the Netherlands the term subsidiarity was

used to refer to a specific way in which denominational pressure groups in education

liked to see the relationship between the state and corporations representing interest

groups in the educational field. According to the subsidiarity principle the state should

not interfere in matters that can be dealt with by organized units of professionals. In the

original case these organized units were the denominationally based corporations or

pressure groups of representatives in the education field, their umbrella organizations in

particular. “Subsidiarity” was the term preferred by the Roman-Catholic denomination,

while the Protestants spoke of “sovereignty in one’s own circle”. Leune (1987, 379-380)

points at the corporatistic nature of this kind of concepts. According to the subsidiarity

principle the state only acts subsidiary, that is, it only interferes as a replacement, when

needed. A simple example of subsidiarity is a driving-instructor, who takes over the

steering of a vehicle when the trainee makes a mistake, but in all other cases quietly

watches without interference. Within the context of the European Commission the term

subsidiarity is used to express the principle that what can be accomplished by the

member states should not be done by the central organs of the Union.

A straightforward application of the subsidiarity principle to the question who, at which

level, should evaluate what, could be that units or administrative levels should only take

responsibility for evaluating those areas over which they have direct operational control.

According to this reasoning one could maintain the position that the Inspectorate should

not supervise schools on process indicators, since schools are solely responsible for the

instruction process. In stead the Inspectorate, according to this position, would only

monitor schools on the basis of their outcomes, c.q. the learning results of the students.

In fact, several years ago, this point of view was taken in a report of the Onderwijsraad

(the most important advisory council in the field of education in the Netherlands), when

this council proposed a special set of achievement tests to assess school performance. In

terms of the current distinction between vertical and horizontal supervision, process

indicators would then become the sole domain of schools, and should be targeted in the

school’s own quality care and self-evaluation provisions. Three scenario’s could be

distinguished:

a) the current situation in which the Inspectorate monitors on both outcome and

process indicators;

b) a scenario in which the schools receive assistance and guidelines, possibly in the

form of specific instruments and software to independently carry out school self-

evaluations that contain process and outcome indicators; while the inspectorate

refrains from monitoring process indicators;

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c) a scenario of maximum school autonomy; in which schools are left free in choosing

the way they carry out self-evaluation; the inspectorate refrains from directly

monitoring school process indicators, but, within the context of “proportional

supervision” have an indirect influence on the school self-evaluation procedures of

schools.

In choosing between these alternatives it is not irrelevant to refer to one set of results in

the school improvement debate, namely that there are some incidental, but at the same

time striking results, indicating that externally pre-structured programs, sometimes have

very good results. The success of the recent numeracy and literacy reform programs in

the UK, can also be seen as evidence for this conclusion. Perhaps there are limits in the

degree to which process autonomy should be promoted in primary and secondary

education. Although this seems to go against the current dominant policy view in the

Netherlands, it should still be counted in an argument in favor of the monitoring of

process indicators by the Inspectorate. The chapter on experiences with quality care and

school self-evaluation, to be summarized in a subsequent section, is also relevant to

weighing the pros and cons of these three scenarios.

Main conclusions of the study

- Our results leave the discussion concerning the instrumental effectiveness

orientation that is still predominant in the current Framework in comparison to a

broader outlook on organizational quality wide open. In our research synthesis we

find little support for expanding the current set on indicators that is primarily

concentrated at the classroom level with a lot of school level indicators, for example

on support and management functions. However, ongoing developments concerning

school management, task enlargement of teachers and human resources management

at school may be seen as arguments to give more room for indicators that are aimed

at measuring such school level phenomena.

- The research syntheses described in this report indicate a good match between the

set of indicators of the Inspection framework and the set of variables that is

frequently studied in educational effectiveness research. The research results are

relatively inconsistent for many variables, implying that the empirical basis for quite

a few variables is far from solid. This note of caution is definitely in place, and

discourages drawing strong conclusions from the research findings that were

presented. Striking outcomes were the relatively frequent support for variables like

cognitive stimulation and learning to use learning strategies, and a lesser support

(also in comparison to the results of earlier reviews) for variables associated with

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structured teaching. These outcomes, in our view, should rather be seen as

supporting the mix of indicators in the Inspection Framework that include variables

from the direct instruction as well as from the cognitive activation paradigm.

- Given the state of play of quality care and school self-evaluation, there is every

reason for the Inspectorate to support the improvement of scientifically sound

instruments and methods of school self-evaluation.

- When observing the changes in the Framework between the version of 2002 and

2005 the additional emphases on broad development, labour market orientation and

development of students’ capacities, is in line with current thinking about enhancing

the societal relevance of education with respect to citizenship and competencies.

- Further implications of current thinking about the major societal functions in

education might stimulate the Inspectorate to enlarge the range of outcome measures

and assessments, and to stimulate research and development concerning the impact

of school institutional norms and school culture on formal and informal learning.

Such studies might lead to the inclusion of some additional process indicators

focussing at the learning potential of the school environment at large (i.e. including

climate and culture, behavioural norms apart from the explicit teaching

arrangements).

- Within the context of educational governance in the Netherlands proportional

inspection is a well-fitting concept, emphasizing school autonomy “wherever

possible”. Apart from this there is certain evidence about the effectiveness of reform

strategies in education that depend on externally structured programs. Therefore the

current mixture of direct supervision and indirect supervision (via school quality

care and proportional inspection) should perhaps not be abandoned for more radical

alternatives that decentralize supervision further.

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Annex 1

Quantitative meta-analysis of school and instructional

effectiveness

Introduction

Apart from a vote-counting procedure, a quantitative meta-analysis was conducted. This

meta-analysis was carried out by means of the program Comprehensive Meta Analysis

Version 2. This program allows for conducting a meta-analysis based on random effects

models for effect size (Raudenbush, 1994). In this approach selected studies are

considered as a sample from the population of studies on school and teacher effects. The

main advantage of this kind of meta-analysis is that the information from each study is

weighted by the reliability of the information, in this case the sample size. Moreover,

differences in reported effect sizes can be modeled as a function of study characteristics,

which could be seen as moderators of the computed effect-sizes. For example, reported

effect sizes can be higher in one country than in another country, or, reported effect

sizes might differ between studies employing an experimental design as compared to

studies using a non-experimental design. The following moderators were used:

Cognitive outcome: subject (Do studies using mathematic achievement as

outcome measure report different effect sizes than studies using language

achievement as outcome measure?)

Adjustment for relevant student characteristics like prior knowledge, aptitude

and socio-economic status (Do studies adjusting for relevant student characteristics

report different effect sizes than studies that present uncorrected results?)

School type (Do studies carried out in primary schools report different effect sizes

than studies in secondary schools?)

Country (Do studies carried out in different countries (USA, UK, Netherlands;

other) show different effect sizes?)

Design (Do studies employing a (quasi-)experimental design show different effect

sizes than studies employing a correlational design?)

Method (Do studies using a multi-level analysis show different effect sizes than

studies analyzing (dis)aggregated data?

Fisher’s Z is used as an index for the effect of individual school and instructional

characteristics. This means that all statistics reported in the original research articles

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(correlations, regression coefficients, t-values etc.) were transformed into this index,

using formulae presented by Rosenthal (1994). Unfortunately, it is common that many

articles do not contain information about the size of the relationship between dependent

and independent variables, in case this relationship is non-significant. For our meta-

analytical purposes the sizes of these relationships were set at zero. This could lead to

an underestimation of the effect sizes.

With regard to the interpretation of Fisher’s Z it must be noted that this coefficient is

very close to the conventional correlation coefficient (r), in particular when it concerns

small values of the correlation coefficient (as it is the case in this study).

The most well-know effect size coefficient, Cohen’s d, is related to the correlation

coefficient (and, hence, Fischer’s Z) in the following way:

d= 2r/√(1-r2)

Or, if one is happy with a close estimate:

d=2r.

For the interpretation of d, Cohen (1969) offers the following guidelines: a value of

d=.20 is small, a value of .50 is moderate, a value of .80 is large.

Finally, it must be noted that even small effect sizes are important. For example,

Rosenthal and Rubin (1982) showed that, when the impact of a particular drug on

survival equals r = .30 (d=0.60), this result translates into an improvement in survival

from 35% to 65%. So, the fact that effect sizes may appear small, does not necessarily

mean they are unimportant. This is also the case for education, in particular given the

large number of students in the school system. Think for example of the impact of one

school leader on student achievement. Although the impact may be small, in a typical

(Dutch) primary school it still affects hundreds of children.

Results for the school level factors

Mean effect sizes

The results of the quantitative concerning the school level factors are shown in Table

A.1.

In general, the effect sizes are small (ranging from -0.13 to 0.14) and only a few factors

have a significant relationship (i.e. an effect size that is larger than two times the

standard error) with the variable of interest.

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Table A1: School level: mean effect size (expressed as Fischer's Z), standard error, p-value, number of "Studies". Random effects model for different outcome measures. Type of outcomes

Area Cognitive outcomes Non-cognitive outcomes ES SE p N ES SE p N

Achievement, orientation, high expectations 0.013 0.030 0.660 25 -0.134 0.038 0.000 12

Educational leadership 0.025 0.019 0.172 76 0.113 0.058 0.050 7

Consensus and cohesion among staff 0.011 0.026 0.685 38 0.036 0.067 0.590 4

Curriculum quality/ opportunity to learn 0.010 0.037 0.793 19

School climate: orderly atmosphere 0.146 0.027 0.000 34 -0.068 0.069 0.324 5

School climate: effect. orientation/good

internal relations 0.016 0.029 0.594 30 -0.042 0.059 0.472 6

Evaluative potential 0.015 0.039 0.700 17 -0.096 0.110 0.381 2

Parental involvement 0.075 0.015 0.000 97 0.000 0.110 1.000 2

Effective learning time 0.101 0.035 0.004 23 0.087 0.087 0.318 3

Differentiation 0.051 0.014 0.000 114 0.070 0.083 0.402 3

Cognitive outcomes: subject

Area Mathematics Language ES SE p N ES SE p N

Achievement, orientation, high expectations -0.030 0.031 0.332 18 0.056 0.086 0.513 3

Educational leadership -0.004 0.025 0.869 36 0.024 0.031 0.440 24

Consensus and cohesion among staff 0.014 0.032 0.665 21 0.007 0.041 0.870 14

Curriculum quality/ opportunity to learn 0.000 0.048 1.000 9 0.018 0.049 0.709 10

School climate: orderly atmosphere 0.039 0.034 0.247 18 0.064 0.050 0.203 10

School climate: effect. orientation/good

internal relations 0.020 0.045 0.656 10 0.010 0.043 0.824 13

Evaluative potential -0.027 0.044 0.545 11 0.092 0.063 0.147 6

Parental involvement 0.061 0.020 0.002 47 0.073 0.023 0.001 41

Effective learning time 0.035 0.046 0.454 11 0.100 0.049 0.042 11

Differentiation 0.059 0.018 0.001 55 0.046 0.019 0.019 57

With regard to the cognitive outcomes only four factors have a significant relationship.

The most important factor is School climate (or better, the existence of a safe and

orderly climate) (0.15), followed by Effective learning time (0.10), Parental

involvement (0.08) and Differentiation (0.05). All other factors do not have a significant

relationship.

The most important result with regard to the non-cognitive outcomes concerns the

relatively large and significant negative effect size of achievement orientation/high

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expectations (-0.13) This could be interpreted as the negative feelings of students

experiencing a strong achievement pressure at school.

A similar argument might be used with respect to the factor school climate (a safe and

orderly climate). This factor has a negative relationship with non-cognitive outcomes,

although this effect is not statistically significant. Apart from achievement

orientation/high expectations, there is only one other school variable having a

significant relationship with non-cognitive outcomes; the factor Educational Leadership

does not only have a positive and significant impact on cognitive achievement, but also

non-cognitive outcomes. However, given the number of studies involved, this finding

should be treated with caution. It is based on only seven studies. In general, this is also

true for all findings concerning the relationship of school level variables and non-

cognitive outcomes. The number of studies involved is limited, making it difficult to

come up with ‘hard’ and definite conclusions about the relationship between school

level factors and non-cognitive outcomes.

The results regarding the differences between subject, namely mathematics and

language, are surprising in the sense that in most cases effect sizes are (slightly) larger

in the domain of language, cf. Scheerens and Bosker, 1997. In our case effect sizes are

consistently higher for language, except for the factors Differentiation and Consensus

and Cohesion among Staff. Yet, the differences in effect sizes between the two subject

matter areas are not very large. The largest difference concerns the factor Evaluative

Potential. For this factor the difference between studies using a mathematic test as

outcome variable and studies focusing on language achievement is 0.12 (-0.03 for

mathematics and 0.09 for language). A final important finding is that in both domains

(mathematics and language) only two factors have effect sizes which deviate

significantly from zero: Parental Involvement and Differentiation.

The influence of moderators

Effect sizes are different among studies. This raises the question which study

characteristics (or moderators) are responsible for these differences. Apart from

differentiating between type of outcomes and subject matter areas, the following

moderators were taken into account:

Adjustment for relevant student characteristics like prior knowledge, aptitude

and socio-economic status (Do studies adjusting for relevant student characteristics

report different effect sizes than studies reporting uncorrected results?)

School type (Do studies carried out in primary schools report different effect sizes

than studies in secondary schools?

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351

Country (Do studies carried out in different countries (USA; UK, Netherlands;

other) come up with different effect sizes?)

Design (Do studies employing a (quasi-)experimental design show different effect

sizes than studies employing a correlational design?)

Method (Do studies using a multi-level analysis show different effect sizes than

studies analyzing (dis)aggregated data?)

The results of these (bivariate) analyses are shown in Tables A2 and A 3.

Table A2: School level: mean effect size (expressed as Fischer's Z), standard error, p-value, number of "Studies". Random effects model with adjustment or non-adjustment for student background conditions, school type and study design as moderators. Adjustments

Area Adjustments No adjustments ES SE p N ES SE p N

Achievement, orientation, high expectations -0.046 0.019 0.012 28 0.008 0.067 0.901 9

Educational leadership 0.041 0.017 0.019 54 0.011 0.038 0.780 29

Consensus and cohesion among staff 0.012 0.019 0.523 35 0.007 0.079 0.933 7

Curriculum quality/ opportunity to learn 0.009 0.026 0.739 19

School climate: orderly atmosphere 0.039 0.021 0.058 32 0.421 0.076 0.000 7

School climate: effect. orientation/good

internal relations 0.008 0.026 0.748 23 0.011 0.057 0.849 13

Evaluative potential 0.005 0.026 0.844 19

Parental involvement 0.026 0.011 0.024 70 0.192 0.039 0.000 29

Effective learning time 0.065 0.026 0.013 23 0.347 0.125 0.006 3

Differentiation 0.047 0.009 0.000 114 0.120 0.079 0.127 7

Schooltype

Area Primary schools Secondary schools ES SE p N ES SE p N

Achievement, orientation, high expectations -0.082 0.045 0.069 8 -0.027 0.026 0.298 29

Educational leadership 0.036 0.021 0.090 43 0.025 0.024 0.302 40

Consensus and cohesion among staff 0.010 0.023 0.659 31 0.020 0.047 0.676 11

Curriculum quality/ opportunity to learn 0.009 0.029 0.760 19

School climate: orderly atmosphere 0.093 0.027 0.000 23 0.179 0.039 0.000 16

School climate: effect. orientation/good

internal relations 0.015 0.034 0.664 16 0.000 0.033 0.991 20

Evaluative potential 0.013 0.031 0.681 18 -0.160 0.166 0.336 1

Parental involvement 0.056 0.013 0.000 79 0.104 0.031 0.001 20

Effective learning time 0.100 0.027 0.000 26

Differentiation 0.058 0.011 0.000 108 -0.009 0.039 0.810 13

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Design

Area (quasi-) experimental correlational ES SE p N ES SE p N

Achievement, orientation, high expectations -0.037 0.025 0.139 37

Educational leadership 0.105 0.058 0.067 6 0.028 0.018 0.132 77

Consensus and cohesion among staff 0.013 0.025 0.587 42

Curriculum quality/ opportunity to learn 0.151 0.141 0.284 1 0.004 0.037 0.924 18

School climate: orderly atmosphere 0.122 0.026 0.000 39

School climate: effect. orientation/good

internal relations 0.006 0.027 0.820 36

Evaluative potential 0.005 0.037 0.897 19

Parental involvement 0.257 0.051 0.000 7 0.064 0.016 0.000 92

Effective learning time 0.369 0.069 0.000 3 0.099 0.033 0.003 26

Differentiation 0.053 0.021 0.010 28 0.048 0.015 0.002 93

A central issue in school and instructional effectiveness research is the adjustment for

student intake. It is a well-known fact that effect sizes of variables relating to school and

teacher characteristics become smaller (or even diminish) when student intake

characteristics are taken into account. This fact leads to the expectation that the mean

effect sizes of studies correcting for student intake characteristics are lower than the

mean effect size of studies not correcting for these intake characteristics. By and large

our results confirm this expectation. Most effect sizes are lower in studies taking into

account student intake characteristics than in studies not taking into account these

characteristics. The most important exception is the factor Educational Leadership. The

mean effect sizes in studies correcting for student intake characteristics is higher than in

studies not correcting for these characteristics. For most factors the difference between

studies with and without adjustment is rather dramatic. For example, the mean effect

size of the factor Parental Involvement is 0.03 for studies taking into account of student

intake characteristics, while this figure is 0.19 in studies not correcting for these

characteristics. With regard to the factor Effective Learning Time the decrease is even

more dramatic. The effect size of studies not correcting for relevant student

characteristics is 0.35, while for studies correcting for student characteristics this figure

is 0.07.

Previous results of meta-analytic studies on school and teacher effectiveness indicate

that, in case relevant effect sizes are reported, school type matters: effect sizes are

usually higher in studies conducted in primary schools than in studies carried out in

secondary schools (Scheerens & Bosker, 1997). Our present results (see Table A2),

however, show a mixed pattern. In some cases effect sizes are higher in ‘secondary

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school’-studies than in ‘primary school’-studies, while in other cases the reverse

situation is true. For example, with regard to the factor School Climate (orderly climate)

the effect size is higher in studies focusing on secondary schools than in studies

conducted in primary schools. The same is true for the factor Parental Involvement.

However, the effect size concerning the factor Differentiation is larger in studies carried

out in primary schools than in studies focusing on secondary schools.

Another relevant moderator variable is the impact of research design. The results of this

analysis are shown in Table A2 as well. The results clearly indicate that the large

majority of school effectiveness studies are correlational and there are only relatively

few quasi-experimental studies. Therefore it is difficult to come up with definite

conclusions about the impact of this study characteristic. Yet, our results suggest that

research design matters a lot. In all cases, the effect sizes are (much) higher in studies

employing a (quasi-)experimental design than in studies using a correlational design.

These results underscore the pleas often expressed in the school effectiveness research

community for the application of experimental designs.

Differences in effect sizes between studies, carried out in different countries, has also

been addressed in previous meta-analyses. Witziers, Bosker and Krüger (2003,) for

example, report that Educational Leadership seems to be only an important factor in

USA-studies, while studies conducted in the Netherlands are characterized by no or

very small relationships between this factor and student achievement. This finding is

replicated in our analysis (see Table A3). If there are positive and significant

relationships between school effectiveness factors and student achievement, they can

mainly be found in studies carried out in the USA. Studies carried out in other countries

are characterized either by the absence of positive significant relationships between the

factors in question and student achievement or even by presence of negative significant

relationships. For example, in the Netherlands the effect size of the factor Achievement

Orientation is significantly negative, while only one factor shows a (significant) positive

result with student achievement. This is the factor Differentiation. These findings

indicate that either the results of school effectiveness are context bound or that in the

United States studies have more chance to be published in case their findings are

positive.

Finally, we compared differences in effect sizes between studies using different

statistical methods. More specifically the difference between studies employing multi-

level analyses and studies that did not apply multi-level techniques was analyzed. In the

latter case (studies not using multi-level techniques) the issue of data being defined at

different levels is either resolved by disaggregating school level or by aggregating

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student level data. The results show that, in general, the studies that use multi-level

analyses report lower effect sizes than the latter studies.

Table A3: School level: mean effect size (expressed as Fischer's Z), standard error, p-value, number of "Studies". Random effects model with country and methods as moderators Countries

Area USA United Kingdom ES SE p N ES SE p N

Achievement, orientation, high expectations 0.010 0.043 0.815 18 0.000 0.014 1.000 6

Educational leadership 0.099 0.041 0.016 24 0.001 0.007 0.938 24

Consensus and cohesion among staff 0.014 0.050 0.777 16 0.007 0.014 0.605 6

Curriculum quality/ opportunity to learn

School climate: orderly atmosphere 0.199 0.046 0.000 17

School climate: effect. orientation/good

internal relations

0.023 0.067 0.727

9 -0.004 0.010 0.715 12

Evaluative potential

Parental involvement 0.215 0.036 0.000 30 0.000 0.010 1.000 12

Effective learning time 0.201 0.058 0.001 12

Differentiation 0.200 0.042 0.000 20 0.041 0.020 0.038 7

Countries (continued)

Area Netherlands Other countries ES SE p N ES SE p N

Achievement, orientation, high expectations

-

0.137 0.067 0.040 6 -0.074 0.028 0.010 7

Educational leadership

-

0.017 0.038 0.645 22 0.057 0.028 0.040 13

Consensus and cohesion among staff 0.044 0.054 0.414 10 -0.009 0.018 0.597 10

Curriculum quality/ opportunity to learn 0.004 0.038 0.924 18 0.151 0.119 0.203 1

School climate: orderly atmosphere 0.057 0.043 0.182 15 0.040 0.028 0.162 7

School climate: effect. orientation/good

internal relations 0.067 0.099 0.499 4 -0.012 0.025 0.627 11

Evaluative potential 0.005 0.037 0.898 19

Parental involvement 0.071 0.075 0.341 5 0.013 0.006 0.026 52

Effective learning time 0.009 0.045 0.850 14

Differentiation 0.101 0.032 0.001 31 -0.010 0.005 0.050 63

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Method

Area Multi-level not Multi-level ES SE p N ES SE p N

Achievement, orientation, high

expectations -0.020 0.016 0.204 30 -0.059 0.087 0.497 7

Educational leadership 0.007 0.012 0.561 69 0.168 0.066 0.012 14

Consensus and cohesion among staff 0.011 0.016 0.486 39 0.000 0.143 1.000 3

Curriculum quality/ opportunity to

learn 0.008 0.024 0.729 19

School climate: orderly atmosphere 0.039 0.022 0.078 28 0.284 0.068 0.000 11

School climate: effect.

orientation/good internal relations 0.003 0.017 0.880 35 0.365 0.306 0.234 1

Evaluative potential 0.006 0.027 0.818 17 0.000 0.162 1.000 2

Parental involvement 0.015 0.010 0.126 74 0.269 0.048 0.000 25

Effective learning time 0.065 0.025 0.010 22 0.278 0.121 0.022 4

Differentiation 0.035 0.009 0.000 101 0.194 0.057 0.001 20

Results for the instructional variables

Mean effect sizes

The results of the quantitative analyses on the instructional variables are given in Table

A4. The effect sizes (expressed as Fischer’s Z) are given for the three student outcome

areas: cognitive outcomes, non-cognitive outcomes and learning processes. Overall,

most of the instructional variables have shown significant but rather low to medium

effect sizes. Furthermore, the largest effect sizes were found in the area of learning

processes (e.g. learning strategies ES=0.50), followed by effects on non-cognitive and

cognitive outcomes. This is in accordance with the theoretical assumption that learning

processes represents a more situative and proximal student throughput measure,

whereas cognitive and non-cognitive student outputs represent more stable and long-

term student measures.

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Table A4: Teacher/ class level: mean effect size (expressed as Fischer's Z), standard error, p-value, number of "Studies". Random effects model for different outcomes. Type of outcomes

Area Cognitive outcomes Non-cognitive outcomes ES SE p N ES SE p N

Learning Time 0.047 0.010 0.000 141 0.226 0.041 0.000 12

Classroom organisation 0.028 0.014 0.040 65 0.064 0.028 0.020 29

Learning Environment 0.037 0.026 0.144 21 0.073 0.029 0.011 22

Clear and structured 0.073 0.012 0.000 90 0.082 0.035 0.020 17

Activating 0.056 0.011 0.000 130 0.137 0.026 0.000 31

Learning strategies 0.275 0.023 0.000 53 0.195 0.037 0.000 16

Challenge 0.077 0.012 0.000 102 0.194 0.019 0.000 53

Support 0.023 0.016 0.148 46 0.145 0.025 0.000 25

Feedback -0.026 0.019 0.165 48 0.093 0.033 0.005 20

Evaluation 0.028 0.014 0.046 61 0.076 0.073 0.302 4

Teacher characteristics 0.099 0.026 0.000 21 0.083 0.078 0.283 6

Adaptive Teaching 0.020 0.018 0.257 43 0.108 0.044 0.014 10

Practice -0.041 0.019 0.029 30 -0.017 0.055 0.754 8

Material 0.026 0.023 0.258 21 0.000 0.077 1.000 4

Integrative approaches 0.107 0.018 0.000 52 0.171 0.050 0.001 8

Type of outcomes (continued)

Area Learning Process

ES SE p N

Learning Time 0.090 0.032 0.005 10

Classroom organisation -0.064 0.056 0.252 10

Learning Environment 0.061 0.025 0.013 16

Clear and structured 0.053 0.015 0.000 42

Activating 0.141 0.028 0.000 17

Learning strategies 0.501 0.053 0.000 11

Challenge 0.120 0.011 0.000 67

Support 0.089 0.017 0.000 29

Feedback 0.120 0.028 0.000 17

Evaluation

Teacher characteristics

Adaptive Teaching 0.112 0.035 0.001 4

Practice -0.059 0.055 0.282 4

Material 0.175 0.043 0.000 9

Integrative approaches 0.086 0.028 0.002 12

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Cognitive outcomes: subject

Area Mathematics Language ES SE p N ES SE p N

Learning Time 0.055 0.011 0.000 83 0.029 0.025 0.238 53

Classroom organisation 0.028 0.014 0.036 48 0.043 0.045 0.333 12

Learning Environment 0.035 0.029 0.224 14 0.046 0.124 0.709 2

Clear and structured 0.068 0.012 0.000 65 0.121 0.045 0.007 15

Activating -0.010 0.015 0.502 37 0.156 0.029 0.000 59

Learning strategies 0.182 0.051 0.000 9 0.260 0.054 0.000 24

Challenge 0.039 0.013 0.002 59 0.160 0.045 0.000 18

Support 0.041 0.021 0.057 18 0.024 0.041 0.553 15

Feedback -0.015 0.022 0.487 31 -0.047 0.051 0.353 12

Evaluation 0.033 0.016 0.036 34 0.017 0.031 0.592 26

Teacher characteristics 0.060 0.033 0.072 8 0.192 0.058 0.001 10

Adaptive Teaching 0.083 0.034 0.015 13 -0.005 0.030 0.863 29

Practice -0.038 0.016 0.015 29

Material 0.011 0.025 0.650 11 0.295 0.143 0.039 2

Integrative approaches 0.044 0.019 0.023 30 0.224 0.043 0.000 20

In the area of cognitive outcomes 10 out of the 15 instructional indicators have shown

significant and positive effects. The highest effect sizes were found for learning

strategies (.28), integrative approaches (.11), teacher characteristics (.10), challenge

(.08), clear and structured teaching (.07), activating (.06), and learning time (.05).

Despite the positive direction of effects the effect sizes have to be interpreted as small.

One negative effect has been found for the area of drill and practice (-.04). With regard

to non-cognitive outcomes 13 of 15 instructional variables have shown significant and

positive effect sizes. Highest effect sizes were found for learning time (.23), learning

strategies (.20), challenge (.19), integrative approaches (.17), support (.15), activating

(.14), adaptive teaching (.10), and feedback (.09). Thus, differences between effects of

instruction on cognitive and non-cognitive outcomes emerged. Instructional variables

such as support, feedback and adaptive teaching did not show significant effects on

cognitive outcomes. However, they have shown positive effects on non-cognitive

outcomes such as the students’ interest in a learning domain. In the area of learning

processes 13 of 15 variables have shown positive effect sizes. Highest effect sizes were

found for learning strategies (.50), material (.18), activating (.14), challenge (.12),

feedback (.12) and adaptive teaching (.11).

Next to the three outcomes measures, differences in effect sizes between the two

domains mathematics and language were taken into consideration. Thereby, effect sizes

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of studies that have been conducted in the area of language have shown higher effect

sizes than mathematics studies. They were consistently higher for clear and structured

teaching, activating, learning strategies, challenge, teacher characteristics, material and

integrative approaches. These findings go along with the findings reported for school

effectiveness and have been reported in earlier meta-analyses (Scheerens & Bosker,

1997). Differences between the two domains were found for example in the area of

integrative approaches (language: .22; mathematics: .04). These differences are partly

due to different research foci and designs in the single domains: Integrative approaches

have been elaborated more profoundly in research on language instruction than in

mathematics instruction.

Overall, the findings show rather low effect sizes of instructional variables on student

outcomes. The effect sizes have been higher for instructional variables than for school

level variables. This pattern has been found in previous reviews and meta-analyses.

However, compared to earlier studies the effect sizes of the research of the last decade

show overall lower effect sizes than reported in earlier meta-analyses (Scheerens &

Bosker, 1997; Wang, Haertel & Walberg, 1993).

The influence of moderators

The influence of moderators has been investigated according to the five research

questions that have been outlined in the area of school effectiveness factors:

Adjustment for relevant student characteristics like prior knowledge, aptitude

and socio-economic status (Do studies adjusting for relevant student

characteristics report different effect sizes than studies reporting uncorrected

results?)

School type (Do studies carried out in primary schools report different effect

sizes than studies in secondary schools?

Country (Do studies carried out in different countries (USA; UK, Netherlands;

other) come up with different effect sizes?)

Design (Do studies employing a (quasi-)experimental design show different

effect sizes than studies employing a correlational design?)

Method (Do studies using a multi-level analysis show different effect sizes than

studies analyzing (dis)aggregated data?)

The results of the (bivariate) analyses are given in Tables A5, A6 and A7.

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Table A5: Teacher/ class level: mean effect size (expressed as Fischer's Z), standard error, p-value, number of "Studies". Random effects model for different moderator variables Adjustments

Area Adjustments No adjustments ES SE p N ES SE p N

Learning Time 0.044 0.008 0.000 175 0.115 0.033 0.001 18

Classroom organisation 0.041 0.012 0.001 82 -0.010 0.034 0.765 22

Learning Environment 0.052 0.017 0.002 42 0.073 0.041 0.075 17

Clear and structured 0.063 0.010 0.000 132 0.091 0.031 0.003 23

Activating 0.067 0.010 0.000 162 0.146 0.037 0.000 16

Learning strategies 0.277 0.018 0.000 65 0.232 0.062 0.000 17

Challenge 0.093 0.011 0.000 127 0.145 0.014 0.000 95

Support 0.054 0.015 0.000 49 0.093 0.019 0.000 51

Feedback 0.011 0.015 0.444 67 0.050 0.027 0.064 30

Evaluation 0.023 0.011 0.045 76 0.174 0.151 0.248 1

Teacher characteristics 0.151 0.029 0.000 21 0.000 0.051 1.000 6

Adaptive Teaching 0.028 0.015 0.059 54 0.086 0.042 0.043 9

Practice -0.039 0.016 0.015 42

Material 0.079 0.018 0.000 42

Integrative approaches 0.108 0.015 0.000 72

Schooltype

Area Primary schools Secondary schools ES SE p N ES SE p N

Learning Time 0.049 0.014 0.001 116 0.042 0.009 0.000 77

Classroom organisation 0.040 0.027 0.133 26 0.022 0.011 0.044 78

Learning Environment 0.064 0.035 0.071 16 0.052 0.015 0.001 43

Clear and structured 0.087 0.019 0.000 62 0.053 0.010 0.000 93

Activating 0.168 0.022 0.000 76 0.042 0.009 0.000 102

Learning strategies 0.270 0.036 0.000 38 0.272 0.017 0.000 44

Challenge 0.172 0.031 0.000 28 0.116 0.007 0.000 194

Support 0.055 0.027 0.040 27 0.081 0.010 0.000 73

Feedback -0.016 0.035 0.636 23 0.028 0.011 0.013 74

Evaluation 0.022 0.022 0.314 41 0.020 0.013 0.130 36

Teacher characteristics 0.178 0.042 0.000 17 0.009 0.027 0.733 10

Adaptive Teaching 0.018 0.025 0.470 32 0.059 0.016 0.000 31

Practice -0.035 0.013 0.006 42

Material 0.295 0.132 0.025 2 0.059 0.015 0.000 40

Integrative approaches 0.122 0.021 0.000 56 0.089 0.030 0.003 16

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360

Design

Area (quasi-) experimental correlational ES SE p N ES SE p N

Learning Time 0.056 0.023 0.017 30 0.050 0.009 0.000 163

Classroom organisation 0.551 0.126 0.000 1 0.028 0.011 0.013 103

Learning Environment 0.041 0.054 0.446 4 0.058 0.016 0.000 55

Clear and structured 0.100 0.016 0.000 55 0.047 0.011 0.000 100

Activating 0.172 0.015 0.000 100 0.012 0.012 0.326 78

Learning strategies 0.288 0.018 0.000 78 0.099 0.065 0.129 4

Challenge 0.147 0.018 0.000 47 0.111 0.009 0.000 175

Support 0.075 0.025 0.003 21 0.073 0.012 0.000 79

Feedback 0.080 0.033 0.016 16 0.011 0.014 0.424 81

Evaluation 0.013 0.073 0.861 4 0.024 0.012 0.042 73

Teacher characteristics 0.097 0.024 0.000 27

Adaptive Teaching 0.038 0.014 0.006 63

Practice -0.039 0.017 0.018 42

Material 0.363 0.044 0.000 14 0.021 0.020 0.305 28

Integrative approaches 0.147 0.019 0.000 52 0.045 0.026 0.081 20

First, studies have been differentiated according to the adjustments that had been taken

into account. In instruction research it has been shown that student pre-requisites such

as their pre-knowledge, aptitudes, SES play a central role in the amount of variance that

is explained by instructional variables. Thus, it has been investigated whether studies

differ in effect sizes according to the level of adjustment. In general, higher effects

would be expected for studies with no adjustments on student pre-requisites. The

findings of the quantitative meta-analyses support the assumptions. Overall, higher

effect sizes have been found for studies with no adjustments. For example, learning time

has shown an effect size of .12 for studies with no adjustment and .04 for studies with

adjustment. Studies with no adjustment on activating show an effect size of .15

compared to studies with adjustment (.09). The largest discrepancy was found for

evaluation, with an effect size of .17 for studies with no adjustment and .02 for studies

with adjustments. Despite the large number of instructional variables that have shown

discrepancies between adjustment and no adjustment, some variables emerged as stable.

Learning strategies, for example, has an effect size of .23 for studies with no adjustment

and .28 for studies with adjustment.

Second, differences between school types have been investigated. Thereby, effect sizes

are usually higher in studies that have been conducted in primary schools compared to

secondary level studies (Scheerens & Bosker, 1997). The results show a mixed pattern.

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361

For the variables activating, teacher characteristics and material differences in favor of

primary schools emerged. No differences, for example, have been found in the area of

learning strategies and challenge, indicating that these instructional variables seem to

work effectively in primary and secondary schooling.

The research design represents the third moderator that has been taken into

consideration. Thereby, the studies have been classified as to whether a correlational or

a (quasi-) experimental research design had been applied. Overall, the differences

between studies in the strength of effect sizes are remarkable, showing that

experimental or quasi-experimental studies show larger effect sizes than correlational

survey-type studies. For classroom organization the effect size was .55 for experimental

and .03 for correlational studies; it was .10 for clear and structured teaching in

experimental studies compared to .05 in correlational studies. Experimental studies

investigating activating have shown an effect size of .17 whereas correlational studies

provided an effect size of .01. Learning strategies measured within an experimental

design had an effect size of .29 compared to .10 for correlational studies. The effect size

of material was .36 if investigated within an experimental design and .02 if investigated

within a correlational design.

These differences have important consequences for the field of instruction effectiveness

since a large number of studies (especially large scale studies) have been applying a

correlational design. The effect sizes of (quasi-) experimental studies are also rather

low, indicating an overall limited effect of instructional variables on learning outcomes.

But they are substantially higher than effect sizes that have been “produced” by

correlational studies. Thus, low effect sizes for instructional variables may partly be due

to the research design that has been applied in the studies. In consequence, low effect

sizes for instructional variables have to be interpreted carefully.

Furthermore, differences in effect sizes of studies that have been carried out in different

countries have been addressed. The findings are given in Table 6. Overall, lowest effect

sizes are found for the United Kingdom and for the Netherlands. Higher effect sizes are

shown for the United States of America and Germany. The highest effect sizes have

been found within a broader range of countries, summarized as “other countries”. In

U.S. studies highest effect sizes have been found for learning strategies (.29), teacher

characteristics (.18), integrative approaches (.16), support (.13) and adaptive teaching

(.11). In the United Kingdom the highest effect size is found for material (.31). In the

Netherlands, integrative approaches (.10) and clear and structured teaching (.07) have

shown the highest effect sizes, followed by learning time and evaluation (both .03). In

Germany, a broad range of instructional variables show significant and positive effect

sizes: learning time (.11), classroom organization (.10), clear and structured (.07),

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362

activating (.11), challenge (.11), support (.10), feedback (.10), integrative approaches

(.24). A negative effect has been shown for practice (-.09). Studies that have been

conducted in other countries have also shown a broad range of relevant instructional

variables: learning time (.10), activating (.16), learning strategies (.25), challenge (.25),

support (.08), teacher characteristics (.30), and adaptive teaching (.14).

Table A6: Teacher/ class level: mean effect size (expressed as Fischer's Z), standard error, p-value, number of "Studies". Random effects model countries as moderator. Countries

Area USA United Kingdom ES SE p N ES SE p N

Learning Time 0.073 0.015 0.000 35 0.025 0.017 0.157 20

Classroom organisation -0.007 0.016 0.642 18

Learning Environment 0.056 0.017 0.001 17

Clear and structured 0.067 0.017 0.000 24 0.059 0.015 0.000 27

Activating 0.036 0.008 0.000 111

Learning strategies 0.294 0.016 0.000 52

Challenge 0.098 0.011 0.000 51 0.006 0.015 0.712 26

Support 0.125 0.026 0.000 10 0.003 0.018 0.864 18

Feedback 0.000 0.031 1.000 6

Evaluation -0.075 0.045 0.096 2

Teacher characteristics 0.179 0.047 0.000 12 0.000 0.031 1.000 6

Adaptive Teaching 0.112 0.036 0.002 4

Practice -0.022 0.013 0.086 25

Material 0.059 0.015 0.000 30 0.306 0.153 0.045 1

Integrative approaches 0.161 0.020 0.000 35 0.019 0.021 0.366 14

Countries (continued)

Area Netherlands Germany ES SE p N ES SE p N

Learning Time 0.027 0.009 0.002 100 0.114 0.032 0.000 19

Classroom organisation 0.000 0.085 1.000 2 0.102 0.023 0.000 49

Learning Environment 0.030 0.047 0.526 5 0.061 0.033 0.065 26

Clear and structured 0.068 0.018 0.000 21 0.065 0.017 0.000 68

Activating 0.008 0.058 0.889 2 0.109 0.026 0.000 34

Learning strategies 0.024 0.058 0.683 2

Challenge 0.000 0.085 1.000 2 0.106 0.014 0.000 111

Support -0.180 0.118 0.128 1 0.103 0.024 0.000 31

Feedback -0.025 0.016 0.113 29 0.101 0.024 0.000 44

Evaluation 0.026 0.013 0.040 42 0.088 0.056 0.115 6

Teacher characteristics 0.043 0.058 0.460 2 0.098 0.057 0.088 4

Adaptive Teaching -0.009 0.013 0.527 35 0.068 0.045 0.134 14

Practice -0.090 0.035 0.011 17

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Material 0.063 0.075 0.401 1 0.038 0.046 0.407 10

Integrative approaches 0.098 0.037 0.009 6 0.237 0.058 0.000 6

Countries (continued)

Area Other countries ES SE p N

Learning Time 0.097 0.032 0.002 19

Classroom organisation 0.017 0.020 0.396 35

Learning Environment 0.061 0.036 0.095 11

Clear and structured 0.032 0.035 0.370 15

Activating 0.165 0.028 0.000 31

Learning strategies 0.252 0.043 0.000 28

Challenge 0.254 0.022 0.000 32

Support 0.081 0.020 0.000 40

Feedback 0.000 0.032 0.997 18

Evaluation 0.021 0.023 0.362 27

Teacher characteristics 0.304 0.095 0.001 3

Adaptive Teaching 0.137 0.038 0.000 10

Practice

Material

Integrative approaches 0.089 0.056 0.114 11

Finally, it has been investigated whether effect sizes differ between the methods that

have been applied in the studies. Thereby, the methodological development in the last

ten years has experienced a call and movement towards multi-level modeling, taking

into account the nested data structure of the field (students in classes, classes in school

types, school types in countries). Multi-level modeling is often applied in surveys and

correlational studies. Next to multi-level modeling a broader mix of methods is

summarized as not multi-level. The category not multi-level includes studies that have

been applying an experimental approach (in which a high control is given because

students and classes are randomly assigned to instructional treatments) as well as studies

that have been applying “traditional” correlational research designs (without controlling

for the nested structure of the data). The findings of the differentiation between multi-

level and non multi-level is given in Table 7.

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364

Table A7: Teacher/ class level: mean effect size (expressed as Fischer's Z), standard error, p-value, number of "Studies". Random effects model. Analysis model as moderator. Method

Area Multi-level not Multi-level ES SE p N ES SE p N

Learning Time 0.030 0.009 0.001 162 0.163 0.021 0.000 31

Classroom organisation 0.034 0.018 0.063 36 0.031 0.014 0.029 68

Learning Environment 0.045 0.026 0.088 17 0.064 0.019 0.001 42

Clear and structured 0.052 0.011 0.000 113 0.114 0.019 0.000 42

Activating 0.052 0.023 0.025 27 0.080 0.010 0.000 151

Learning strategies 0.101 0.067 0.129 4 0.287 0.018 0.000 78

Challenge 0.058 0.014 0.000 78 0.148 0.009 0.000 144

Support 0.020 0.015 0.163 56 0.147 0.016 0.000 44

Feedback 0.001 0.016 0.943 56 0.055 0.020 0.006 41

Evaluation 0.011 0.013 0.387 68 0.157 0.039 0.000 9

Teacher characteristics 0.072 0.028 0.011 15 0.179 0.050 0.000 12

Adaptive Teaching 0.007 0.017 0.676 40 0.104 0.024 0.000 23

Practice -0.011 0.039 0.782 11 -0.045 0.018 0.011 31

Material 0.052 0.036 0.148 13 0.090 0.021 0.000 29

Integrative approaches 0.051 0.019 0.007 38 0.222 0.025 0.000 34

Overall, the findings show that multi-level modeling results in lower effect sizes

compared to non multi-level modeling. Whereas in studies with no multi-level modeling

all 15 indicators have shown significant effect sizes, only 6 of 15 variables have been

significant in multi-level studies. This is particularly striking for the variable learning

strategies that has shown a significant positive effect size of .29 in studies with no

multi-level modeling and a non significant effect size of .10 in multi-level studies.

However, these differences have to be interpreted carefully. Most of the studies on

learning strategies have been applying an experimental research design and have been

summarized as not multi-level. Furthermore, the number of studies differs remarkably

(not multi-level: N=78, multi-level: N=4).

To summarize, the findings of the meta-analyses differ in important ways from previous

findings on instructional effectiveness: the effect sizes are small, but most of the

indicators chosen for the Inspectorate Framework matter. The effect sizes “produced”

by studies in the last decade are smaller than the ones that have been reported in

previous reviews (cf. Scheerens & Bosker, 1997; Wang, Haertel & Walberg, 1993).

Several factors could be relevant for the even lower effect sizes of studies in the last

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decade: The quality of research designs (e.g. the large number of correlational survey

studies), the possible “over-control” of influencing factors (e.g. within multi-level

modeling), as well as the quality of the operationalization of independent and dependent

variables.

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Summary in Dutch/Nederlandstalige Samenvatting

Samenvatting en conclusies Doel van de studie en centrale vragen In de inleiding bij dit verslag is het doel van deze studie beschreven als het verifiëren van de wetenschappelijke basis van de indicatoren die deel uitmaken van de Toezichtkaders van de Nederlandse Onderwijsinspectie voor primair en voortgezet onderwijs en deze Toezichtkaders te relateren aan centrale onderwijsfuncties, zoals kwalificatie, integratie en persoonlijkheidsontwikkeling. De manier waarop dit kon worden gedaan, verschilde voor deze twee belangrijkste streefdoelen. Wat het eerste gedeelte betreft, het verifiëren van de wetenschappelijke basis van de indicatoren van het Inspectiekader, kan een relatief simpele koppeling worden gelegd met de onderzoeksliteratuur over school- en instructie-effectiviteit. Voor dit streefdoel kan de term valideren van het kader worden gebruikt. Voor het tweede gedeelte, de vergelijking van het Inspectiekader met de huidige ideeën over centrale maatschappelijke functies van het onderwijs, zijn er minder feiten voor handen. Het ‘onderbouwen’ van de Toezichtkaders voor dit gedeelte lijkt meer op het positioneren van het kader met betrekking tot de nieuwe ontwikkelingen en tendensen. De volgende kernvragen zijn in de studie aan de orde gekomen: Worden de procesindicatoren voor onderwijzen en leren in de Inspectiekaders ondersteund door het kennisbestand over school- en instructie-effectiviteit? Hoe haalbaar is het idee van proportioneel toezicht, gezien de mogelijkheden en de stand van zaken van schoolzelfevaluatie in Nederland? Laten de Inspectiekaders verdedigbare keuzes zien met betrekking tot resultaat- en procesindicatoren en strategische toepassingen, gezien de huidige standpunten ten aanzien van onderwijsbestuur en de moderne interpretaties van de belangrijkste maatschappelijke functies van het onderwijs?

Het Inspectiekader De centrale vraag met betrekking tot schooltoezicht is: ‘Hoe ziet de onderwijskwaliteit op een specifieke school eruit?’ (Inspectie, 2002, blz. 9). Deze vraag wordt onderverdeeld in drie subvragen:

4) Hoe ziet de kwaliteitszorg van de school eruit? 5) Wat is de kwaliteit van de school op het vlak van onderwijzen en leren?

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6) Wat is de kwaliteit van de leerresultaten? (ibid, blz. 9) De drie domeinen worden verdeeld in de volgende kwaliteitsaspecten, zoals aangegeven in onderstaande tabel, gebaseerd op het Inspectiekader voor Primaire Scholen, geformuleerd in 2002.

Kwaliteitsdomein Kwaliteitsaspecten per domein

Kwaliteitszorg 15. Systematische kwaliteitszorg door de school

16. Toetsen

Onderwijzen en leren 17. Dekking leerstof

18. Tijd

19. Stimulerende en ondersteunende onderwijs- en leerprocessen

20. Veilig, ondersteunend en stimulerend schoolklimaat

21. Bijzondere zorg voor kinderen met leermoeilijkheden

Resultaten 8. Leerresultaten in basisvakken

In 2005 is dit kader aangepast, zoals aangegeven in onderstaande tabel.

Kwaliteitsdomein Kwaliteitsaspecten per domein

Kwaliteitszorg 11. De school draagt zorg voor het waarborgen en verbeteren van de kwaliteit van het onderwijs

12. De kwaliteitszorgcondities zijn aanwezig

Onderwijzen en leren 13. De aangeboden leerstof is erop gericht de leerlingen breed te ontwikkelen en voor te bereiden op verder onderwijs en de arbeidsmarkt

14. De leerlingen krijgen voldoende tijd om de leerstof te beheersen

15. De pedagogische benadering van de leerkrachten zorgt voor een veilige en stimulerende leeromgeving

16. De didactische benadering van de leerkrachten ondersteunt het leren van de leerlingen

17. De leerlingen spelen een actieve en onafhankelijke rol tijdens instructieactiviteiten

18. De school heeft een veilig en stimulerend klimaat

19. Begeleiding en advies zijn gericht op een volledige ontwikkeling van de capaciteiten van de leerlingen

20. Leerlingen met bijzondere behoeften krijgen de zorg die zij nodig hebben

Resultaten 11. De leerlingen bereiken de resultaten die overeenkomen met hun capaciteiten

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De versie van 2005 is duidelijk gedetailleerder in het onderscheiden van feitelijke kwaliteitszorg en de kwaliteitszorgcondities op school, en ook in het onderscheiden van pedagogische en didactische aspecten voor onderwijs- en leersituaties. Bovendien weerspiegelen brede ontwikkeling, arbeidsmarktoriëntatie en ontwikkeling van de capaciteiten van leerlingen een onderwijsstandpunt dat beïnvloed lijkt te zijn door actuele opvattingen over onderwijs voor burgerschap, en de ontwikkeling van competenties.

Het Inspectiekader vergeleken met kwaliteitsconcepten In Hoofdstuk 2 van het verslag wordt het Inspectiekader gekoppeld aan interpretaties van en opvattingen over onderwijskwaliteit. Dit leidt tot de volgende conclusies: Als schoolevaluatiekader kan het Toezichtkader van de Inspectie worden geclassificeerd als gekoppeld aan het effectiviteitsperspectief ten aanzien van onderwijskwaliteit. De procesindicatoren van het Inspectiekader kunnen worden gezien als effectiviteits-verhogende condities die hun inspiratie vinden in empirisch onderzoek naar de effectiviteit van scholen en in een internationale consensus ten aanzien van goede onderwijspraktijken. Vanuit laatstgenoemd perspectief noemt Vernooy, 2002, aangehaald door Janssens, 2005, de volgende sleutelvariabelen: De scholen realiseren de vooraf gestelde doelen; De leerkrachten hebben hoge verwachtingen van de bekwaamheden van de leerlingen; Een positief onderwijs-leerklimaat heeft de overhand; De school is erop gericht dat alle leerlingen de basisvaardigheden verwerven; Schoolleider en team voelen zich verantwoordelijk voor de resultaten en het welzijn van de leerling; De school reserveert voldoende tijd voor taal/lezen; De school gebruikt goed, gecoördineerd lesmateriaal; Professionele ontwikkeling is een continu proces; Er is een sterke gerichtheid op preventie en de resultaten van de leerling worden nauwgezet gevolgd; Er wordt aandacht besteed aan de effectiviteit van de taal/leeslessen; De school volgt een sterk teamgeoriënteerde benadering; De schoolleider is er goed in: een heldere visie te formuleren; zich sterk te focussen op de resultaten van leerlingen; verbeteringen te bewaken; nauw betrokken te zijn bij wat er in de klas gebeurt.

Bij bestudering van de feitelijke kwaliteitsindicatoren uit het Inspectiekader, kan het volgende worden opgemerkt:

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- het referentiepunt, in de zin van effectcriteria of resultaatindicatoren, wordt gevormd door toetsscores in basisschoolvakken;

- het merendeel van de procesindicatoren wordt gedefinieerd op klaslokaalniveau; er blijkt een sterke nadruk te liggen op het primaire proces van onderwijzen en leren;

- indicatoren die de schoolzelfevaluatie en kwaliteitszorg vertegenwoordigen, hebben een dubbele betekenis binnen het Kader; zij vormen een set van effectiviteits-verhogende factoren op zich, maar worden tegelijkertijd geëvalueerd uit een metaperspectief, met als mogelijk resultaat dat kwaliteitszorgprocedures van scholen feitelijk de directe inspectie door de Inspectie vervangen (dit laatste idee is het zogenoemde proportioneel toezicht);

- sommige indicatoren op klaslokaalniveau zouden een interpretatie op schoolniveau kunnen krijgen zoals het geval is bij geprogrammeerde tijd, een ondersteunend klimaat en dekking van de inhoud (maar het kwantitatieve gebruik van het kader lijkt beperkt te worden tot beoordelingen op klaslokaalniveau);

- organisatorische en managementcondities die zich voordoen als effectiviteits-verhogende factoren op afstand in modellen voor schooleffectiviteit op meerdere niveaus, worden beschouwd als ‘mogelijke achtergrond en oorzaken’ van kwaliteits-condities op het niveau van het primaire proces; voorbeelden zijn: schoolmanagement, aspecten van de schoolorganisatie, schoolbeleid; professionalisering van personeel en contacten met ouders (Inspectie, 2002, blz. 9);

- er ligt weinig nadruk op de resource-input factoren (zoals faciliteiten, onderwijs-apparatuur, computers en het schoolbudget, klassengrootte en de verhouding leerlingen/leerkrachten;

- speciale zorg voor leerlingen met leermoeilijkheden en leerlingen met een achterstand vanwege een lage sociaal-economische status of weinig cultureel kapitaal of een minderheidsachtergrond, wordt samengebracht onder de criteria die, grofweg, betrekking hebben op adaptief onderwijzen;

- schoolsamenstelling, een belangrijke kwestie in recente onderzoeken naar schooleffectiviteit, komt niet aan de orde;

- organisatorische effectiviteit in een ruimer perspectief, die aan de orde komt in het kader van Quinn en Rohrbaugh, valt niet onder het Inspectiekader. Er is geen aandacht voor het externe schoolbeleid, zoals het verschaffen van informatie aan ouders en de lokale achterban, relaties met de lokale zakenwereld, en er is evenmin veel aandacht voor aspecten van human resource management op school, en voor een strikte monitoring van formele procedures (dit laatste aspect komt uitgebreid aan de orde in kwaliteitsbeheersystemen van het ‘ISO-type’);

- de zachtere gebieden van schoolcultuur en -klimaat komen aan de orde in het Inspectiekader, met aandacht voor positieve interactie, veiligheid en discipline en het zich ondersteund en gestimuleerd voelen.

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De totale sterke associatie met het perspectief van schooleffectiviteit maakt onderzoek naar de empirische ondersteuning van de procesindicatoren binnen het Kader mogelijk, gezien als effectiviteitsverhogende condities die van nut zijn voor het bereiken van cognitieve resultaten in basisvakken. In de volgende hoofdstukken zal een samenvatting worden gegeven van de onderzoeksevidentie voor school- en instructie-effectiviteit, geactualiseerd aan de hand van een recente review en onderzoekssynthese.

Een eerste vergelijking van de set van procesindicatoren die deel uitmaken van het Inspectiekader met de variabelen die naar voren zijn gekomen bij het onderzoek naar school- en instructie-effectiviteit In hoofdstuk 2, waarin het Inspectiekader wordt vergeleken met perspectieven en concepten op het vlak van onderwijskwaliteit, wordt geconcludeerd dat het Inspectiekader sterk in het verlengde ligt van het effectiviteitsperspectief. Dit perspectief houdt in dat de keuze van procesindicatoren gebaseerd is op die plooibare school- en instructievariabelen die gekoppeld blijken te zijn aan relatief hoge prestaties (uitgedrukt in leerresultaten en verworvenheden van leerlingen). Deze argumentatielijn vormt de kern van de benadering om de geldigheid van de kwaliteitsindicatoren van het Inspectiekader te beoordelen door de dekking te onderzoeken van de variabelen die bij het onderzoek naar onderwijseffectiviteit in kaart zijn gebracht. Hoofdstuk 3 geeft een eerste overzicht van de onderzoeksresultaten in dit veld, terwijl hoofdstuk 4 en 5 een verdere actualisatie verschaffen, op basis van recentere onderzoeksresultaten. De analyses in hoofdstuk 3 laten een redelijke overeenstemming zien tussen categorieën die worden gebruikt door de Inspectie en de belangrijkste variabelen die worden gebruikt bij onderzoek naar instructie-effectiviteit. Dit wordt duidelijk gemaakt in onderstaande tabel, waarin de belangrijkste variabelen, aan de orde gesteld in het onderzoek naar instructie-effectiviteit, zijn vergeleken met de categorieën van het observatie-instrument dat door de Inspectie wordt gebruikt. Er lijkt een redelijke overeenstemming te bestaan tussen de indicatoren die het kwaliteitsaspect leren en instructie vertegenwoordigen, en de belangrijkste factoren die empirisch ondersteund worden door het onderzoek naar school- en instructie-effectiviteit. Dit blijkt uit onderstaande samenvattende tabel.

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Belangrijkste factoren uit de review

Gelegenheid om te leren Leertijd Gestructureerd onderwijs Stimulerende betrokkenheid Taakgericht klimaat Wederzijds respect Ordelijkheid, veiligheid Monitoring en vragen stellen Feedback en reinforcement Vormgeving leren/zelfregulatie

Categorieën in observatiechecklist

Leertijd Helder en gestructureerd onderwijs Activeren Uitdagen Ondersteunen (wederzijds respect) Ordelijke, functionele leeromgeving Evalueert of doelstellingen bereikt zijn Feedback Leerstrategieën leren gebruiken Organisatie in de klas

Op het niveau van de school, d.w.z. de variabelen op schoolniveau die in kaart zijn gebracht in het effectiviteitsonderzoek, bestaat er minder overeenstemming. Bij het beoordelen van het Toezichtkader uit 2002, blijkt er een bijna exclusieve concentratie op klaslokaalniveau te zijn. In de versie van 2005 worden schoolcondities erkend in de kwaliteitsaspecten die verband houden met de voorwaarden voor schoolzelfevaluatie en kwaliteitszorg. Vervolgens, betrokkenheid van ouders en ‘klimaat’, gebieden die voorkomen in de versie van 2005, of waarschijnlijk ook een interpretatie op schoolniveau hebben. De nadruk op het instructieniveau als geheel is nog steeds aanwezig in de versie van 2005. Deze keuze is heel goed verdedigbaar vanuit het perspectief van de resultaten van het empirisch effectiviteitsonderzoek, omdat instructievariabelen dichter bij de leerresultaten liggen, en omdat tevens herhaaldelijk is aangetoond dat zij sterkere effecten hebben dan de schoolniveaufactoren die meer ‘op afstand’ liggen. Niettemin kan vanuit het standpunt van schoolverbetering en veranderingsinstrumenten worden aangevoerd dat schooleigenschappen zoals prestatiegerichtheid, en consensus en samenwerking onder het personeel misschien beter in het Inspectiekader vertegenwoordigd moeten zijn.

De kwaliteitsindicatoren van het Inspectiekader in vergelijking met de resultaten van een onderzoekssynthese over school- en instructie-effectiviteit De in hoofdstuk 4 en 5 gepresenteerde resultaten, over respectievelijk school- en instructie-effectiviteit, zijn in onderstaande tabel samengevat. De variabelen die aan de orde komen zijn zoveel mogelijk gekoppeld aan de indicatoren uit het Inspectiekader.

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Tabel: Samenvattende tabel waarin het Toezichtkader wordt gekoppeld aan de onderzoeksresultaten inzake school- en instructie-effectiviteit. De getoonde verhoudingen zijn het aantal positief significante effecten in termen van cognitieve uitkomsten van alle studies die de desbetreffende factoren en variabelen hebben onderzocht. Wanneer de verhouding 50% of hoger is, zijn de resultaten vetgedrukt.

Kwaliteitsaspecten en indicatoren Inspectie

Factoren en variabelen in effectiviteits-onderzoek

Kwaliteitsaspect 1: De school draagt zorg voor het waarborgen en verbeteren van de kwaliteit van het onderwijs. 1.1 De school kent haar beginsituatie, met

inbegrip van de specifieke behoeften van de leerlingen.

1.2 De school evalueert systematisch de kwaliteit van haar prestaties in termen van leerresultaten

1.3 De school evalueert systematisch de kwaliteit van leren, onderwijzen en adviseren

1.4 De school heeft meetbare verbeteringsdoelen geformuleerd.

1.5 De school voert verbeteringsactiviteiten op systematische wijze uit.

1.6 De school garandeert de kwaliteit van leren en onderwijzen

1.7 De school garandeert de kwaliteit van het schoolexamen en andere evaluatie-instrumenten.

1.8 De school brengt verslag uit over de gerealiseerde kwaliteit van onderwijs aan belanghebbenden (ouders, leerlingen, bevoegde autoriteiten, financierende instanties en sponsors).

Kwaliteitsaspect 2: De kwaliteitszorgcondities zijn aanwezig 2.1 Het schoolmanagement initieert en leidt

de kwaliteitszorg 2.2 De kwaliteitszorg is gekoppeld aan de

visie van de school over leren en onderwijzen, als verwoord in het schoolplan

Evaluerend vermogen op schoolniveau en doelgerichtheid; 12/26 Gebruik van leerlingvolgsysteem: 1/2 Functiebeoordeling: 2/12 Duidelijke gerichtheid op beheersing van basisvakken: 9/14 Onderwijskundig leiderschap en betrokkenheid van ouders bij schoolbeleid: 20/74 De schoolleider treedt op als adviseur en controleur van leerkrachten in de klas: 9/13

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2.3 Het schoolmanagement draagt zorg voor een professionele schoolcultuur

2.4 De school draagt zorg voor een effectieve communicatie over de kwaliteit van het onderwijs.

2.5 Medewerkers, schoolmanagement, leerlingen, ouders en bevoegde autoriteiten zijn allen betrokken bij de kwaliteitszorg van de school

Kwaliteitsaspect 3: De aangeboden leerstof is erop gericht de leerlingen breed te ontwikkelen en voor te bereiden op verder onderwijs en de arbeidsmarkt 3.1 De school heeft de funderingen

geleverd voor het aanbod van leerstof in de lagere klassen.

3.2 De school garandeert dat de feitelijke aangeboden leerstof het examenprogramma dekt.

3.3 Het programma (totaal aangeboden leerstof) wordt gekoppeld aan belangrijke maatschappelijke en actuele thema's.

3.4 Leerstof die wordt aangeboden in het ene jaar sluit aan op de voorafgaande en volgende jaren.

3.5 Er is sprake van coherentie tussen het aanbod van leerstof in de verschillende vakken

3.6 Het aanbod van leerstof is aangepast aan de onderwijsbehoeften van individuele leerlingen.

3.7 De school biedt kennis over de verschillende in Nederland aanwezige culturen, op regelmatige basis, met verwijzing naar de corresponderende normen en waarden.

3.8 Scholen met meer dan 20% taalzwakke leerlingen passen het onderwijs Nederlands aan aan de behoeften van deze leerlingen in alle vakken.

3.9 De scholen bieden stof aan over burgerschapsonderwijs, sociale samenhang, en normen en waarden

De schoolleider als initiatiefnemer en facilitator van professionalisering van medewerkers: 0/2 Nadruk op betrokkenheid van ouders bij schoolbeleid: 0/13 Curriculumkwaliteit en gelegenheid om te leren: 15/34 Gelegenheid om te leren: 11/31

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Kwaliteitsaspect 4: De leerlingen krijgen voldoende tijd om de leerstof te beheersen 4.1 De beoogde onderwijstijd komt

overeen met de wettelijke normen 4.2 Het structurele (d.w.z. geplande) aantal

‘niet-gegeven’ lessen is minimaal 4.3 Het incidentele aantal ‘niet-gegeven’

lessen is beperkt 4.4 De ongeoorloofde afwezigheid van

leerlingen is beperkt 4.5 De leerkrachten gebruiken de beoogde

onderwijstijd op efficiënte wijze 4.6 De school varieert de hoeveelheid tijd

voor onderwijzen en leren aan de hand van de onderwijsbehoeften van de leerlingen

Kwaliteitsaspect 5: De pedagogische benadering van de leerkrachten brengt een veilige en stimulerende leeromgeving met zich mee 5.1 De leerkrachten stimuleren het

zelfvertrouwen van de leerlingen 5.2 De leerkrachten behandelen de

leerlingen met respect 5.3 De leerkrachten stimuleren leerlingen

elkaar met respect te behandelen 5.4 De leerkrachten zorgen voor een

productieve sfeer Kwaliteitsaspect 6: De didactische benadering van de leerkrachten ondersteunt het leren van de leerlingen 6.1 De leerkrachten verschaffen inzicht in

doel, gebruik en onderlinge relaties van de lesactiviteiten

6.2 De leerkrachten geven duidelijke uitleg

6.3 De leerkrachten controleren of de leerlingen uitleg en opdrachten begrepen hebben

6.4 De leerkrachten scheppen een zinvol kader voor het leerproces

Effectieve leertijd: 33/108 Huiswerk: 20/44 Klimaat in de klas: 21/84 Kwaliteit van interacties, ondersteuning van leerkrachten 4/12 Gestructureerde instructie; duidelijk en gestructureerd onderwijs: 46/115 Direct onderwijs: 17/57 Uitdagen: 46/92 Cognitieve activering: 36/58

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6.5 De leerkrachten stimuleren de leerlingen tot nadenken (bijv. door uitdagende vragen te stellen)

6.6 De leerkrachten leveren de leerlingen substantiële feedback

6.7 De leerkrachten bieden inzicht in de leerprocessen van de leerlingen (simuleren van beschouwingen over leerstrategieën)

6.8 De leerkrachten zorgen ervoor dat leerlingen betrokken worden bij onderwijsactiviteiten

6.9 De didactische benadering is functioneel met betrekking tot het leerproces van de leerlingen

6.10 De leerkrachten passen hun didactische benadering aan aan de verschillen tussen leerlingen

6.11 De leerkrachten gebruiken de analyses van de prestaties van leerlingen voor de manier waarop zij hun instructie vormgeven

6.12 Het taalgebruik van de leerkracht is aangepast aan de taalbehoeften van de leerlingen

Kwaliteitsaspect 7: De leerlingen spelen een actieve en onafhankelijke rol tijdens instructieactiviteiten 7.1 Leerlingen worden geconfronteerd met

stimulerende activiteiten en opdrachten 7.2 De leerlingen denken na over hun eigen

leerprocessen 7.3 De leerlingen krijgen in voldoende

mate verantwoordelijkheid voor hun eigen leerprocessen

7.4 De leerlingen leren doeltreffend samen te werken

Kwaliteitsaspect 8: De school heeft een veilig en stimulerend klimaat 8.1 De leerlingen tonen betrokkenheid bij

het schoolleven 8.2 Het personeel toont betrokkenheid bij

Feedback: 2/27 Leerstrategieën leren gebruiken: 66/90 Metacognitieve strategieën: 21/24 Adaptief onderwijs en differentiatie: 32/150 Activeren: 48/154 Samenwerkend leren: 17/23 Schoolklimaat: 26/68 Betrokkenheid van ouders: 32/82

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het schoolleven 8.3 De ouders voelen zich betrokken bij het

schoolleven 8.4 Personeel en leerlingen gaan binnen en

buiten de klas met respect met elkaar om

8.5 Personeel en leerlingen voelen zich veilig op school

8.6 De leerlingen, het personeel en de ouders ervaren de schoolleiding als ondersteunend en stimulerend met betrekking tot de sfeer op school

Kwaliteitsaspect 9: Begeleiding en advies zijn gericht op een volledige ontwikkeling van de capaciteiten van de leerlingen 9.1 Begeleiding en advies zijn gericht op

een goede ontwikkeling en het welzijn van de leerlingen

9.2 De school hanteert een consistent systeem van instrumenten en procedures voor het bewaken van vooruitgang en ontwikkeling van de leerlingen

9.3 De school gebruikt informatie van de basisschool bij het begeleiden en adviseren van de leerlingen

9.4 De school ondersteunt leerlingen en ouders in hun loopbaankeuzes gedurende het schoolprogramma

9.5 De school ondersteunt leerlingen en ouders in hun keuzes met betrekking tot vervolgonderwijs en de arbeidsmarkt

9.6 Bijzondere staffuncties (zoals decanen en mentors) zien erop toe dat leerlingen een continue begeleiding ontvangen gedurende hun hele schoolcarrière

Kwaliteitsaspect 10: Leerlingen met bijzondere behoeften krijgen de zorg die zij nodig hebben 10.1 De school stelt vroege diagnoses bij

leerlingen die extra zorg nodig hebben

10.2 De school analyseert de soort zorg die

Ordelijke sfeer: 16/30 Monitoring: 3/7 (Zie boven: adaptief onderwijs en differentiatie)

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specifieke leerlingen nodig hebben 10.3 Bijzondere zorg wordt gegeven op

een systematische, geplande manier 10.4 De school beoordeelt de effecten van

bijzondere zorg 10.5 Leerkrachten en bijzondere

zorgmedewerkers werken goed samen

10.6 De school betrekt ouders van leerlingen die extra zorg nodig hebben bij de bijzondere activiteiten

De volgende opmerkingen kunnen worden gemaakt bij de interpretatie van deze resultaten: - Het aantal studies waarin het evaluerend vermogen van de school wordt onderzocht,

is tamelijk beperkt (26 studies) en het aandeel van significante positieve effecten ligt onder de drempel van 50%. De variabele die wijst op een duidelijke gerichtheid op basisvakken, een ‘klassieker’ uit de onderzoeksliteratuur inzake schooleffectiviteit, kent een relatief hoog aandeel positief significante effecten, maar het totale aantal studies dat werd gebruikt voor deze conclusie is laag (14 studies).

- Wat betreft variabelen die gerelateerd kunnen worden aan kwaliteitszorgcondities

op school, is gekeken naar de variabelen ‘onderwijskundig leiderschap’ en betrokkenheid van de ouders bij het schoolbeleid. In totaal bleken slechts 20 van de 74 effecten statistisch significant te zijn in de verwachte positieve richting. De variabele: ‘de schoolleider treedt op als adviseur en controleur van leerkrachten in de klas’ had een relatief hoog aandeel positieve effecten, maar het aantal antwoorden was beperkt (13).

- Wat betreft de dekking van de leerstof, lieten de kwaliteit van het curriculum en de

gelegenheid om te leren een beperkt aandeel positief significant zien. Deze uitkomst stemt niet overeen met reviews van eerder onderzoek, en is lager dan verwacht.

- Een vergelijkbare conclusie kan worden getrokken met betrekking tot

tijdgerelateerde variabelen, effectieve leertijd en huiswerk, met aandelen van respectievelijk 33/108 en 20/44 beide onder de drempel van 50%. Beide variabelen kregen meer steun in reviews van eerder onderzoek.

- Het klimaat in de klas en de kwaliteit van de interactie tussen leerkrachten en

leerlingen hadden een relatief laag aandeel positief significante effecten.

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- Een heel opvallende uitkomst van deze onderzoekssynthese is het onverwacht lage

aandeel studies dat een positief effect liet zien voor variabelen als: gestructureerde instructie, direct onderwijs, en feedback. Deze variabelen kwamen veel sterker naar voren in de onderzoekssynthese die in de jaren tachtig werd verricht door Walberg en Fraser.

- Variabelen die meer in het verlengde liggen van het idee van ‘constructivistisch

onderwijs’, zoals uitdagen (46/92), cognitieve activering, leerstrategieën leren gebruiken (66/90) en metacognitieve strategieën (21/24) kwamen sterker uit de bus. Dit is weer een tamelijk onverwachte uitkomst, aangezien door andere recente review (Van der Werf, 2005) vraagtekens worden geplaatst bij de effectiviteit van die benaderingen.

- Adaptief onderwijs en differentiatie lieten een relatief laag aandeel positief

significante effecten zien. Van deze variabelen werd in een eerdere review een gemengd beeld geschetst.

- Onder de klimaatvariabelen liet een ordelijke sfeer het grootste aandeel positieve

effecten zien (16/30). Het totale schoolklimaat bleef onder de drempel van 50% (26/68).

- Andere ‘klassiekers’ uit de onderzoeksliteratuur inzake schooleffectiviteit, zoals

betrokkenheid van de ouders en consensus en samenhang onder het personeel (niet opgenomen in bovenstaande samenvattende tabel omdat het geen deel uit maakt van de inspectie-indicatoren) hadden een relatief laag aandeel statistisch significant positieve effecten (respectievelijk 32/82 en 5/30).

Meer in het algemeen laten de resultaten in de samenvattende tabellen in hoofdstuk 4 en 5 zien dat voor variabelen die in eerdere studies werden ondersteund maar die in deze studie onder de drempel van 50% bleven, er over het algemeen een groot aandeel studies was waarin de resultaten zich in de verwachte positieve richting bevonden, maar niet statistisch significant waren; in het geval van helder en gestructureerd onderwijs hadden bijvoorbeeld 62 van de 96 studies een niet-significant effect, en slechts 3 van de 96 een statistisch significant negatief effect. Dit kan te wijten zijn aan onderzoekstechnische overwegingen, zoals de omvang van de steekproef die in de studie werd gebruikt. Zoals de zaken ervoor staan, dienen de resultaten met de nodige voorzichtigheid te worden geïnterpreteerd. De volgende gevolgtrekkingen kunnen worden gedaan met betrekking tot de geldigheid van de set van kwaliteitsindicatoren die in het Toezichtkader van de Nederlandse Inspectie worden gehanteerd.

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- Er is over het algeheel een tamelijk goede match tussen de set van variabelen die worden onderzocht bij onderzoek naar onderwijseffectiviteit en de procesindicatoren (die betrekking hebben op de kwaliteitsaspecten kwaliteitszorg op school en onderwijzen en leren) van het Inspectiekader.

- Het feit dat de huidige Kaders zich meer richten op effectiviteitsverhogende

condities in de klas dan op indicatoren op schoolniveau wordt gestaafd door onze resultaten, in die zin dat onze resultaten de relatief grotere impact van variabelen op het niveau van de klas in vergelijking met variabelen op schoolniveau bevestigen. Met andere woorden: een mogelijke stelling dat er meer indicatoren op schoolniveau aan het bestaande kader moeten worden toegevoegd, wordt niet door onze resultaten gestaafd.

- ‘Het evaluerend vermogen van scholen’ blijkt volgens onze resultaten geen

belangrijke effectiviteitsverhogende conditie te zijn. We moeten daarom terughoudend zijn en niet te veel prestatieverbeteringen verwachten van een verbetering van de kwaliteitszorg op school. Tegelijkertijd dient de relevantie van de indicatoren inzake kwaliteitszorg te worden beschouwd als onbetwist, gezien het belangrijke strategische concept van proportioneel toezicht.

- Wat betreft instructiestrategieën en didactische benaderingen bevat het

Inspectiekader verschillende elementen die corresponderen met gestructureerd en direct onderwijs, alsmede verschillende elementen die een meer constructivistische benadering van leren en instructie weerspiegelen. Onze resultaten vormen een sterke verdediging (onverwacht, gezien de resultaten van eerdere reviews) voor het opnemen van indicatoren die betrekking hebben op het activeren van leren, het bieden van uitdagende taken en het aan de orde stellen van leerstrategieën en metacognitie. Tegelijkertijd dienen de ietwat teleurstellende resultaten met betrekking tot direct, gestructureerd onderwijs naar onze mening niet te worden gebruikt als signaal om enkele van de meer ‘traditionele’ eigenschappen van gestructureerd onderwijs af te schaffen. Vergelijkbare conclusies dienen te worden getrokken met betrekking tot effectieve leertijd en de gelegenheid om te leren. Meer in het algemeen steunen onze resultaten daarom de ‘mix’ van direct onderwijs en constructivistische ideeën, die inherent is aan de huidige indicatoren inzake onderwijzen en leren.

- Klimaataspecten kwamen in onze studie niet sterk naar voren, ordelijke atmosfeer

duidelijk uitgezonderd, en de corresponderende indicator in het Kader wordt daarom door onze resultaten gesteund.

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De Inspectiekaders en het opnieuw bezien van de maatschappelijke functies van het onderwijs Modernisering van de maatschappij heeft gevolgen voor het onderwijs. Tendensen als globalisatie, de kennismaatschappij, verschuivingen van de dominante richting van de economie, immigratie en demografische ontwikkelingen leiden ertoe dat de basisfuncties van het onderwijs opnieuw worden bezien. Daarbij dienen uiteindelijk de kerndoelen en middelen van het onderwijs aan de orde te komen, en als zodanig de basisonderwerpen in kwaliteitsevaluatiesystemen, zoals dat van de Nederlandse Inspectie. De sociologische en economische concept- en theorievorming over de maatschappelijke effecten van het onderwijs lijkt ertoe te leiden dat de nadruk wordt gelegd op het competentieconcept, als basis die ervoor moet zorgen dat het onderwijs aansluit op de eisen van de maatschappij. Levy and Murnane (2001) vatten de resultaten samen van verschillende soorten economische onderzoeken waaraan deze theorieën ten grondslag liggen, en die over het algemeen gericht zijn op de vraag welke competenties, in relatie tot formele scholing, de aantrekkelijkheid van gekwalificeerde individuen voor werkgevers zouden kunnen verklaren. Zij noemen vijf ‘kerncompetenties’: 11) Basisvaardigheden op het vlak van lezen en wiskunde zijn belangrijk voor de

uiteindelijke resultaten op de arbeidsmarkt, alsmede het vermogen zich aan te passen aan veranderende omstandigheden.

12) Het vermogen om doeltreffend te communiceren, zowel mondeling als schriftelijk, is van belang voor de uiteindelijke resultaten op de arbeidsmarkt.

13) In moderne bedrijven wordt het steeds belangrijker in staat te zijn productief in groepen te werken.

14) Deze laatste conditie benadrukt ook het belang van elementen van ‘emotionele intelligentie’, zoals goed met andere mensen kunnen opschieten.

15) Bekendheid met computers wordt steeds belangrijker op de arbeidsmarkt. Benaderd vanuit de context van formele scholing kan het idee van competenties in een continuüm worden geplaatst van soorten onderwijsresultaten die hiervoor al zijn genoemd, van specifiek inhoudelijk georiënteerde resultaten tot ‘inhoudsvrije’ persoonlijkheidskenmerken. De afzonderlijke posities in dit continuüm zijn weergegeven in Figuur 7.1.

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- resultaten als gemeten door toetsen in tekstboeken - resultaten als gemeten door (door leerkrachten ontwikkelde) geïmplementeerde

schoolcurricula - resultaten als gemeten door toetsen op basis van het beoogde nationale curriculum - resultaten als gemeten door internationale toetsen die de gemeenschappelijke kern

van een reeks nationale curricula omvatten, bijv. TIMSS - ‘literacy’-toetsen, gericht op het meten van basisvaardigheden op het vlak van

lezen, en wiskundig en wetenschappelijk redeneren, bijv. PISA - competenties als uit meerdere facetten bestaande karaktereigenschappen van

individuen, met inbegrip van cognitieve, de motivatie betreffende en mogelijk andere componenten

- persoonlijkheidskenmerken, zoals interne of externe locus of control, onafhankelijkheid, algemene intelligentie

Figuur 1 (hoofdstuk 7): Een continuüm van onderwijsresultaten, van sterk

inhoudgerelateerd tot persoonlijkheidsafhankelijk

De praktische betekenis van het competentievraagstuk is dat het antwoord op een doeltreffende koppeling van het onderwijs aan maatschappelijk functioneren deels gezocht dient te worden in het onderwijzen van meer algemene vaardigheden en in het besteden van meer aandacht aan motiverings- en houdingsaspecten. Ook het idee van metavaardigheden, zoals algemeen probleemoplossende vaardigheden en ‘leren leren’, zou een meer reflectieve en zelfsturende houding van toekomstige burgers kunnen stimuleren. Op die manier worden ‘competenties’ beschouwd als bruikbare instrumenten ten dienste van de ‘employability’ van toekomstige burgers. Er kunnen verscheidene belangrijke accenten worden onderscheiden: - meer nadruk op enigszins algemene cognitieve vaardigheden, bijvoorbeeld in

termen van de verschillende ‘literacies’ (leesvaardigheid, wiskundig inzicht, enz.) die benadrukt worden in het PISA-project van de OESO, naast het beschikken over kennis op basis van de leerstof;

- nadruk op een bredere reeks persoonlijkheidskenmerken dan alleen het cognitieve aspect; sociale vaardigheden, motivatie om te leren en zelfs ‘emotionele intelligentie’;

- nieuwe inhoud en vaardigheden, bijvoorbeeld kennis over de burgermaatschappij en computervaardigheden;

- toegenomen aandacht voor morele kwesties en verschillende waardesystemen. Wat betreft de gevolgen voor het Inspectiekader van het grote belang dat momenteel wordt gehecht aan competenties, deze zijn allereerst te zien op het gebied van het kwaliteitsaspect van verworvenheden en leerresultaten. Op dit gebied lijkt de Inspectie zich te verlaten op het gebruik van toetsen en beoordelingsinstrumenten die ontwikkeld worden in andere contexten, zoals de bekende CITO-eindtoets voor basisscholen. Als

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algemene strategie zou de Inspectie haar invloed kunnen aanwenden om de ontwikkeling van geldige meetinstrumenten te stimuleren waarmee bepaalde competenties (bijvoorbeeld, zie Diedrich, 2005) beoordeeld zouden kunnen worden. Een nieuwe soort ‘eindtermen’ zou er ook toe kunnen leiden dat nieuwe benaderingen in het onderwijs worden overwogen. In dit opzicht is in hoofdstuk 7 de casus besproken van informeel leren voor aan burgerschap gerelateerde competenties. Dergelijke relatief nieuwe richtingen in scholing, onderwijzen en leren zullen er waarschijnlijk toe leiden dat de set van procesindicatoren, met name die welke betrekking hebben op het algemene kwaliteitsdomein van onderwijzen en leren, opnieuw worden bezien. In de casestudy over informeel leren voor burgerschap werd een reeks aspecten van de identiteit van de school, haar institutionele normen en cultuur, beschouwd als relevant voor informeel leren. Onderzoeksstudies zoals die van Diedrich (2005) zouden nuttig kunnen zijn voor de Inspectie als zij mogelijk een nieuwe vorm en specificatie wil toekennen aan die procesindicatoren in het Kader die betrekking hebben op de leeromgeving, pedagogische benaderingen en het klimaat op school en in de klas. Wanneer het Toezichtkader van 2002 wordt vergeleken met dat van 2005, kan al een aanpassing in genoemde richting worden waargenomen.

De toepassing van het Inspectiekader in de context van onderwijsbestuur

De pilaren van het ‘nieuwe overheidsmanagement’, gezien vanuit een sturingsperspectief, zijn toegenomen autonomie inzake input en proceseigenschappen, en controle over resultaten. Evenzo bestaat de systematische hervorming in het onderwijs grotendeels uit twee domeinen: deregulering en decentralisatie enerzijds, en het vaststellen van nieuwe evaluatiemechanismen anderzijds. Het concept van ‘functionele decentralisatie’ omvat deze twee kerngebieden van systematische hervorming; het neemt namelijk expliciet patronen in overweging waarin vrijheid ten aanzien van proceskenmerken gepaard gaat met strikt toezicht op prestaties. In hoofdstuk 8 zijn kernconcepten in de discussie over bestuur, zoals decentralisatie en verantwoording, toegelicht. Daarna is het verbeteringspotentieel van op prestaties gebaseerde hervormingen besproken, waarbij de kwestie van het innovatieve potentieel van evaluatie-, toezicht- en beoordelingsmechanismen als belangrijkste kwestie naar voren is gekomen. Het onderwijsbeleid in Nederland heeft het afgelopen decennium nauwgezet de principes van het nieuwe overheidsmanagement gevolgd, met een bijzondere nadruk op autonomie van de school. Tegelijkertijd wordt de rol van het toezicht benadrukt. Dit gebeurt zowel in de richting van ‘horizontaal toezicht’, gericht op lokale belanghebbenden, als in de richting van ‘verticaal toezicht’, gekoppeld aan externe evaluatie en verantwoording (Koers, VO, 2004). Als we het Inspectiekader tegen de achtergrond van de principes van het nieuwe overheidsmanagement plaatsen en de empirische evidentie voor de resultaten van toepassingen bestuderen, komen we tot een schatting op basis van informatie over het effectiviteitsverhogende potentieel

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ervan. Een cruciale kwestie in een context van toegenomen autonomie van de school is de plaats van schoolprocesindicatoren bij verticaal toezicht. Gesteld werd dat de principes van het nieuwe overheidsmanagement ondergebracht zouden kunnen worden onder de term ‘subsidiariteit’, met een lange gevestigde traditie in het onderwijsbeleid in Nederland. In de onderwijsgeschiedenis van Nederland werd de term subsidiariteit gebruikt om te verwijzen naar een specifieke manier waarop confessionele pressiegroepen in het onderwijs graag de relatie zagen tussen de overheid en organisaties die de belangengroeperingen in het onderwijsveld vertegenwoordigen. Volgens het subsidiariteitsbeginsel zou de staat zich niet mogen mengen in zaken die door georganiseerde eenheden van professionals kunnen worden afgewikkeld. In eerste instantie waren deze georganiseerde eenheden de confessionele organisaties of pressiegroepen van vertegenwoordigers in het onderwijsveld, met name hun parapluorganisaties. ‘Subsidiariteit’ was de term die de rooms-katholieken hanteerden, terwijl de protestanten spraken van ‘soevereiniteit in eigen kring’. Leune (1987, 379-380) wijst op het corporatistische karakter van dit soort concepten. Volgens het subsidiariteitsbeginsel treedt de staat slechts subsidiair op, dat wil zeggen dat zij alleen ingrijpt als vervanging, wanneer nodig. Een eenvoudig voorbeeld van subsidiariteit is een rij-instructeur die het besturen van het voertuig overneemt wanneer de leerling een fout maakt, maar in alle andere gevallen rustig toekijkt zonder in te grijpen. Binnen de context van de Europese Commissie wordt de term subsidiariteit gebruikt voor het beginsel dat wat door de lidstaten tot stand kan worden gebracht niet door de centrale instellingen van de Unie dient te worden gedaan. Een rechtlijnige toepassing van het subsidiariteitsbeginsel op de vraag wie, op welk niveau, wat moet evalueren, kan zijn dat eenheden of beheersniveaus slechts verantwoordelijkheid moeten dragen voor het evalueren van die gebieden waarover zij rechtstreekse operationele controle hebben. Volgens deze redenering zou iemand van mening kunnen zijn dat de Inspectie geen toezicht op de procesindicatoren van scholen moet houden, omdat alleen de scholen verantwoordelijk zijn voor het instructieproces. De Inspectie zou daarentegen, volgens dit standpunt, scholen alleen moeten monitoren op basis van hun resultaten, c.q. de leerresultaten van de leerlingen. Enkele jaren geleden werd dit standpunt inderdaad ingenomen in een verslag van de Onderwijsraad (het belangrijkste adviesorgaan in het onderwijsveld in Nederland), toen deze raad een speciale set van prestatietoetsen voorstelde om de prestaties van scholen te meten. In termen van actueel onderscheid tussen verticaal en horizontaal toezicht, zouden de procesindicatoren dan het domein van uitsluitend de scholen worden, en gericht moeten zijn op de eigen voorzieningen voor kwaliteitszorg en zelfevaluatie van de school. Daarbij kunnen drie scenario's worden onderscheiden:

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a) de huidige situatie waarin de Inspectie zowel de resultaten als de procesindicatoren bewaakt;

b) een scenario waarin de scholen assistentie en richtlijnen ontvangen, mogelijk in de vorm van specifieke instrumenten en software om zelfstandig schoolzelfevaluaties te verrichten die proces- en resultaatindicatoren bevatten; terwijl de Inspectie afziet van de monitoring van procesindicatoren;

c) een scenario van maximale autonomie van de school; waarin scholen vrijgelaten worden in de keuze van de manier waarop zij de schoolzelfevaluatie verrichten; de Inspectie ziet af van rechtstreekse monitoring van schoolprocesindicatoren, maar heeft binnen de context van ‘proportioneel toezicht’ een indirecte invloed op de zelfevaluatieprocedures van de scholen.

Bij de keuze tussen deze alternatieven is het van belang te verwijzen naar bepaalde conclusies in het schoolverbeteringsdebat, namelijk dat er enkele incidentele maar tegelijkertijd opvallende resultaten zijn waaruit blijkt dat van te voren extern gestructureerde programma's soms tot zeer goede resultaten leiden. Het succes van de recente hervormingsprogramma's voor wiskundig inzicht en leesvaardigheid in het VK kan ook als bewijs voor deze conclusie worden gezien. Misschien zijn er grenzen aan de mate waarin procesautonomie in het primaire en voortgezette onderwijs bevorderd zou moeten worden. Hoewel dit nog lijkt in te druisen tegen de huidige dominante beleidsvisie in Nederland, zou het nog steeds beschouwd moeten worden als argument voor de monitoring van procesindicatoren door de Inspectie. Het hoofdstuk over ervaringen met kwaliteitszorg en schoolzelfevaluatie, dat hieronder wordt samengevat, is eveneens relevant voor het afwegen van de voors en tegens van deze drie scenario's.

Criteria voor het beoordelen van schoolzelfevaluatiebenaderingen Twee kwaliteitsaspecten in het Inspectiekader verwijzen respectievelijk naar kwaliteitszorgprocedures en condities voor kwaliteitszorg op school. In dit hoofdstuk zullen de kwaliteitsindicatoren in het Inspectiekader worden vergeleken met de allernieuwste perspectieven op het vlak van schoolzelfevaluatie. In hoofdstuk 6 zijn verschillende referentiekaders gebruikt om deze kwaliteitsindicatoren in perspectief te plaatsen:

- Criteria die in Nederland gebruikt zijn om de schoolzelfevaluatie-instrumenten en procedures voor kwaliteitszorg van scholen te beoordelen; d.w.z. die van Q*Primair, Q5 en de Inspectie;

- Criteria die gebruikt zijn door buitenlandse inspecties en groepen inspecties, d.w.z. SICI;

- Meer algemene evaluatiestandaarden (d.w.z. die van het Joint Committee of Standards in de VS, onder voorzitterschap van Daniel Stufflebeam);

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- Een nauwkeuriger blik op het gebruik van schoolzelfevaluatie-instrumenten en de toepassing van kwaliteitszorg (onder andere op basis van ervaringen met het ZEBO-project);

- Een nauwkeuriger blik op nauwkeurigheidsnormen die worden toegepast op schoolzelfevaluatie, de kwestie van objectiviteit.

Het hoofdstuk biedt beschrijvend materiaal over al deze bijdragen om de actuele stand van zaken met betrekking tot proportioneel toezicht te beoordelen, en de respectieve kwaliteitsindicatoren in het Inspectiekader.

Het idee van proportioneel toezicht is een creatieve toepassing van decentralisatie en ‘subsidiariteit’ in het onderwijs, en betekent dat alles wat mogelijk en redelijk op een lager beheersniveau kan worden gedaan, niet op een lager [hoger?] niveau dient te worden uitgevoerd (Scheerens, 1997). Maar misschien toont deze formulering ook de achilleshiel van deze strategie. Kan schoolzelfevaluatie werkelijk voldoen aan de eisen van externe evaluatie? Wat in hoofdstuk 6 is aangetoond, is dat er veel ontwikkelingsinspanningen zijn en worden verricht om schoolzelfevaluatie en kwaliteitszorg in Nederland mogelijk te maken, te faciliteren en te stimuleren. Er is een relatief grote set van schoolzelfevaluatiesystemen en -instrumenten ontwikkeld, en organisaties als Q5 en Q*Primair hebben geïnvesteerd in de ontwikkeling van criteria om deze instrumenten en procedures te beoordelen, en in experimentele goede praktijktoepassingen. Het is interessant op te merken dat de door Q5 en Q*Primair ontwikkelde en toegepaste kwaliteitsnormen afwijken van die welke zijn toegepast in studies van de Onderwijsinspectie in de zin van het belang dat wordt gehecht aan wat Stufflebeam e.a. (1971) verstaan onder ‘nauwkeurigheidsstandaarden’. De Inspectie beschouwt criteria zoals betrouwbaarheid en geldigheid meer consistent als essentieel voor de waarde van de schoolzelfevaluatie, en is over het algemeen strenger en kritischer bij de beoordeling van de beschikbare set van instrumenten. Wat onder de noemer van schoolzelfevaluatie en kwaliteitszorg wordt gedaan, is een mengsel van elementen met een iets andere richting en sterk afwijkende tradities. De belangrijkste richtingen zijn: een wetenschappelijke evaluatierichting, met de nadruk op nauwkeurigheid, betrouwbaarheid en geldigheid van de procedures; een administratieve en klantgerichte tak van kwaliteitsbeheerssystemen, en ten slotte een meer kwalitatieve, op meningen gebaseerde schoolverbetering. Vanuit het oogpunt van de scholen als gebruiker heeft elke richting haar sterke en zwakke punten: - scholen kunnen de objectiviteit en accuratesse van het gebruik van gestructureerde

instrumenten die getest zijn op betrouwbaarheid en geldigheid waarderen, maar de meeste blijken het niet eens te zijn met de implicaties van de standaardisatie, de starheid van procedures, en de doelgerichte reikwijdte die gemakkelijk wordt verworpen als bekrompen en reductionistisch;

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- kwaliteitszorgsystemen kunnen de modieuze aantrekkingskracht hebben van de zich snel bewegende zakenwereld en het meer reële voordeel te reageren op klanten; toch lukt het gewoonlijk niet met deze systemen het primaire proces van onderwijzen en leren aan te pakken, en als dat getracht wordt, leidt dat vaak tot karikaturen in hun inspanningen om onderwijsprocessen in procedures te vatten;

- het meest verdachte van deze drie, ten minste uit het oogpunt van evaluatie, is het schoolverbeteringsperspectief, dat zich onthoudt van accuratesse bij het vaststellen van feiten, en kan leiden tot een oppervlakkige consensus over veranderen in plaats van een gedegen diagnose; in feite is er sprake van een eeuwig dilemma in onderwijsanalyse en actie, veroorzaakt door een discrepantie tussen de drang om aan te passen en te wijzigen, en de kennis die in het beste geval eenzijdig en omstreden is.

Naar onze mening dient het wetenschappelijke perspectief de overhand te hebben bij proportioneel toezicht. Bij proportioneel toezicht wordt een deel van de externe evaluatie in feite gedelegeerd aan de scholen. Dit kan slechts werken indien scholen dezelfde accuratesse in hun methodes hanteren als die welke wordt vereist van externe evaluatie. Uit het in dit hoofdstuk getoonde bewijs met betrekking tot de werkelijke stand van zaken op het vlak van schoolzelfevaluatie blijkt dat slechts een minderheid van scholen begint te voldoen aan de huidige normen van de Inspectie. Gezien de behoefte aan nauwgezette interne evaluatie, zou deze stand van zaken door de Inspectie verbeterd kunnen worden door de ontwikkeling van wetenschappelijk gebaseerde instrumenten voor schoolzelfevaluatie te stimuleren en deze aan scholen ter beschikking te stellen. In de praktijk zou dit gedaan moeten worden door de ontwikkeling van instrumenten te stimuleren en integrale systemen voor schoolzelfevaluatie te faciliteren die gebruik maken van geavanceerde praktijken op gebieden als leerlingvolgsystemen op basis van itemresponsmodellen, geautomatiseerde schooladministratiesystemen, en empirisch gevalideerde procesindicatoren.

Belangrijkste conclusies van de studie - Bij het observeren van de veranderingen in het Kader tussen de versie van 2002 en

die van 2005 blijkt meer nadruk te zijn gelegd op brede ontwikkeling, oriëntatie op de arbeidsmarkt en ontwikkeling van de capaciteiten van de leerlingen; dit stemt overeen met de huidige ideeën over vergroting van de maatschappelijke relevantie van het onderwijs met betrekking tot burgerschap en competenties.

- Verdere implicaties van de huidige ideeën over de belangrijkste maatschappelijke

functies in het onderwijs zouden de Inspectie kunnen stimuleren om de reeks

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resultaatmetingen en –beoordelingen te vergroten, en R&D op het vlak van de impact van institutionele schoolnormen en schoolcultuur op formeel en informeel leren te stimuleren. Dergelijke studies zouden ertoe kunnen leiden dat bepaalde aanvullende procesindicatoren worden opgenomen die gericht zijn op het leerpotentieel van de schoolomgeving in totaal (d.w.z. met inbegrip van klimaat en cultuur, gedragsnormen los van de expliciete onderwijsregelingen).

- Onze resultaten laten volop ruimte voor de discussie over de gerichtheid op

instrumentele effectiviteit die in het huidige Kader nog steeds de overhand heeft in vergelijking met een bredere opvatting over organisatiekwaliteit. In onze onderzoekssynthese vinden we weinig steun voor uitbreiding van de huidige set van indicatoren die voornamelijk gericht is op het niveau van de klas, met een groot aantal indicatoren op schoolniveau, bijvoorbeeld over ondersteunende en managementfuncties. De aanhoudende ontwikkelingen met betrekking tot het schoolmanagement, de taakverruiming van leerkrachten en het human resources management op school kunnen echter worden beschouwd als argumenten om meer ruimte te geven voor indicatoren die gericht zijn op het meten van dergelijke verschijnselen op schoolniveau.

- Binnen de context van het onderwijsbestuur in Nederland is proportionele inspectie

een goed passend concept, dat de autonomie van de school ‘waar mogelijk’ benadrukt. Afgezien daarvan is er een zeker bewijs ten aanzien van de effectiviteit van hervormingsstrategieën in het onderwijs die afhankelijk zijn van extern gestructureerde programma's. Daarom dient de huidige mix van direct en indirect toezicht (via kwaliteitszorg van de school en proportionele inspectie) misschien niet te worden afgeschaft ten gunste van radicalere alternatieven die het toezicht verder decentraliseren.

- Gezien de stand van zaken met betrekking tot kwaliteitszorg en schoolzelfevaluatie

is er alle reden voor de Inspectie om de verbetering van wetenschappelijk solide instrumenten en methoden voor schoolzelfevaluatie te ondersteunen.

- De in dit verslag beschreven onderzoekssyntheses wijzen op een goede match tussen

de set van indicatoren van het Inspectiekader en de set variabelen die vaak bestudeerd worden in onderzoek naar onderwijseffectiviteit. De onderzoeks-resultaten zijn relatief inconsistent voor veel variabelen, wat erop wijst dat de empirische basis voor een groot aantal variabelen verre van solide is. Een waarschuwing is dus zeker op z'n plaats, en ontmoedigt het trekken van sterke conclusies uit de onderzoeksresultaten die gepresenteerd zijn. Opvallende uitkomsten waren de relatief veelvuldige steun voor variabelen als cognitieve

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stimulering en leerstrategieën leren gebruiken, en een geringere steun (ook in vergelijking met de resultaten van eerdere reviews) voor variabelen die verband houden met gestructureerd onderwijs. Deze uitkomsten dienen naar onze mening eerder te worden gezien als ondersteuning voor de mix van indicatoren in het Inspectiekader die variabelen bevatten uit zowel het directe instructie- als het cognitieve activeringsmodel.

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