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Potential and limitations of real-life data in clinical research Marc Buyse, ScD

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  • Potential and limitations of real-life data

    in clinical research

    Marc Buyse, ScD

  • • Motivating example

    • Appeal and problems of real life data

    • Confounding

    • Causal inference

    • I have a dream

    Outline

  • Outline

    • Motivating example

    • Appeal and problems of real life data

    • Confounding

    • Causal inference

    • I have a dream

  • First line treatment of MBC

    Bevacizumab for metastatic breast cancer

    Paclitaxel

    Bevacizumab

    Paclitaxel

  • First line treatment of MBC

    Bevacizumab for metastatic breast cancer

    Paclitaxel

    Bevacizumab

    Paclitaxel

    Choice

    ?

  • Bevacizumab for metastatic breast cancer

  • Bevacizumab for metastatic breast cancer

    Large difference in PFS

  • Bevacizumab for metastatic breast cancer

    No difference in OS

  • Bevacizumab for metastatic breast cancer

  • Bevacizumab for MBC

    E2100 AVADO RIBBON-1

    No. of patients 722 488 1237

    Geography US (90%) Ex-US US (50%)

    Randomization

    ratio (BV:PL) 1:1 1:1 2:1

    Chemotherapy Paclitaxel

    weekly Docetaxel

    Capecitabine,

    Docetaxel/nab-Paclitaxel,

    Doxorubicin/Epirubicin

    Primary Endpoint PFS PFS PFS

    PFS hazard ratio 0.48

    P < 0.001

    0.62

    P < 0.001

    0.67

    P < 0.001

    Key Secondary

    Endpoints OS, ORR

    OS, ORR,

    1-yr survival

    OS, ORR,

    1-yr survival

    Ref: O’Shaughnessy et al, ASCO 2010

  • 11

    Overall Survival, Pooled Population

    Non-BV

    (n=1008)

    BV

    (n=1439)

    Median, mo 26.4 26.7

    HR (95% CI) 0.97 (0.86–1.08)

    1-yr survival

    rate (%) 77 82

    Ref: O’Shaughnessy et al, ASCO 2010

  • Bevacizumab for MBC

    ESME

    Ref: Delaloge et al, Ann Oncol 2016; 27: 1725-32.

  • Bevacizumab for MBC

    ESME Hazard ratio = 0.67 (0.60 – 0.75)

  • PFS

    HR = 0.74 (0.62 – 0.81)

    PFS

    HR = 0.64 (0.57 – 0.71)

    Bevacizumab for MBC

    real life data 3426 patients

    clinical trial data 2477 patients

  • PFS

    HR = 0.74 (0.62 – 0.81)

    OS

    HR = 0.67 (0.60 – 0.75)

    PFS

    HR = 0.64 (0.57 – 0.71)

    OS

    HR = 0.97 (0.86 – 1.08)

    Bevacizumab for MBC

    real life data 3426 patients

    clinical trial data 2477 patients

    Ref: Buyse and Vansteelandt, Ann Oncol 2016; 28: 182.

  • • Motivating example

    • Appeal and problems of real life data

    • Confounding

    • Causal inference

    • I have a dream

  • Appeal of real life data

    • Reflect reality rather than trials conducted with

    – carefully monitored centers

    – highly selected patients

    – tightly controlled procedures

    – biased « explanatory » analyses

    • Large numbers

    • Available anyway

    Can be used to describe patterns of care

    Can be used to detect rare treatment toxicities

  • Limitations of

    real life data

    • Messy data

    • Missing data

    (not at random)

    • Uncontrolled treatment

    choices

    • Heterogeneity across

    centers / physicians

    Cannot be used to assess

    treatment efficacy due to

    CONFOUNDING

  • Limitations of

    • Messy data

    • Missing data

    (not at random)

    • Uncontrolled treatment

    choices

    • Heterogeneity across

    centers / physicians

    Cannot be used to assess

    treatment efficacy due to

    CONFOUNDING

    real life data

    • Artificial settings

    • Hard to generalize

    • Obscenely expensive

    But, cannot be replaced to

    assess treatment efficacy

    through RANDOMIZATION

    clinical trial data

  • • Motivating example

    • Appeal and problems of real life data

    • Confounding

    • Causal inference

    • I have a dream

  • Confounding

    Bevacizumab Time to death

    Age

  • Confounding

    Time to death

    Sex

    Bevacizumab

    Age

    etc…

  • Measured confounders in MBC

    Time to death Bevacizumab

    Confounders

    Age

    Sex

    Type of metastases

    Metastatic sites

    Number of metastatic sites

    Synchronous metastases

    Time from diagnosis

    Therapy at diagnosis

    ER status

    Grade

    Period of care

    Region of care

  • Regressing on measured confounders

    Time to death Bevacizumab

    Confounders

  • Stratifying for measured confounders

    Time to death Bevacizumab

    Confounders

  • Using propensity scores

    Time to death Bevacizumab

    Confounders

  • Bevacizumab for MBC

    ESME

    HR = 1

    Ref: Delaloge et al, Ann Oncol 2016; 27: 1725-32.

  • What about unknown confounders?

    Time to death Bevacizumab

    Confounders

    Unknown

    confounders

  • • Motivating example

    • Appeal and problems of real life data

    • Confounding

    • Causal inference

    • I have a dream

  • X Y

    U

    X explanatory variable (treatment)

    Y dependent variable (outcome)

    U confounders

    What about unknown confounders?

  • Identify an « instrumental variable »

    X Y

    Z

    U

    X explanatory variable (treatment)

    Y dependent variable (outcome)

    U confounders

    Z instrumental variable

  • Requirements for instrumental variable Z

    X Y

    Z

    U

    Z not independent of X inclusion restriction

  • Requirements for instrumental variable Z

    X Y

    Z

    U

    Z not independent of X

    Z independent of U

    Z independent of Y X

    inclusion restriction

    exclusion restrictions

  • Does smoking cause poor health?

    Smoking Poor health

    Tobacco tax

    Age

    Tax not independent of smoking

    Tax independent of age

    Tax independent of poor health smoking

  • Time to death

    Instrumental

    variable

    Difficult to find plausible instrumental variable for

    bevacizumab treatment !

    Bevacizumab

    Confounders

    Does bevacizumab prolong survival in MBC?

  • Does oxaliplatin prolong survival in MCC?

  • R

    FOLFOX4

    FOLFOX7 x 6 cycles

    sLV5FU2

    Ref: Tournigand et al, J Clin Oncol 2006;24: 394.

    Does oxaliplatin prolong survival in MCC?

  • Cycles every 14 days; doses in mg/m²

    LV 400 5-FU 2400

    LV 400 5-FU 2400-3000

    LV 400 5-FU 600 5-FU 600

    Oxali 130

    H0 H2 H24 H48

    5FUb 400

    H0 H2 H24 H48

    H0 H2 H24 H48

    5FUb 400 5FUb 400

    LV 400

    Oxali 130

    FOLFOX4

    FOLFOX7

    sLV5FU2

    Does oxaliplatin prolong survival in MCC?

  • No significant difference

    Ref: Tournigand et al, J Clin Oncol 2006;24: 394-400.

    Does oxaliplatin prolong survival in MCC?

  • FOLFOX4 27%

    Confounding by drugs given upon progression

    FOLFOX7

    Oxaliplatin

    55%

    70%

    Irinotecan

    61%

    32%

    Others

    33%

    Expected

    100%

    Expected

    0%

    Ref: Tournigand et al, J Clin Oncol 2006;24: 394-400.

  • FOLFOX4 78% 46% 18%

    Confounding by successive treatment lines

    FOLFOX7 73% 39% 20%

    Second

    line

    Third

    line

    Fourth

    line

    Per-protocol

    oxaliplatin

    reintroduction

    40%

    Confounding effects on survival !

    Ref: Tournigand et al, J Clin Oncol 2006;24: 394-400.

  • Measured confounders in OPTIMOX1

    Time to death Oxaliplatin

    Confounders

    ECOG Performance status

    ACE

    LDH

    ALK

    Treatments given on progression

    Age

    Sex

    Primary tumor location

    Number of metastatic sites

    Synchronous metastases

    Adjuvant chemotherapy

  • Time-dependent covariates (TDC)

    Jan 2011

    0

    0

    1

    0

    1

    1

    2

    2 Tumour

    progression

    Oxaliplatin

    reintroduction

    Irinotecan

    second-line

    treatment

    Aug 2011 Sep 2012 Apr 2013

    Ref: de Gramont et al, J Clin Oncol 2007;25:3224-9.

  • PH model for survival

    Survival HR

    (P-values)

    ECOG performance status

    0 vs 1-2

    0.62 (P < 0.0001)

    Number of metastatic sites

    1 vs > 1

    0.78 (P = 0.019)

    LDH

    ULN

    0.55 (P < 0.0001)

    ALK

    ULN

    0.78 (P = 0.031)

    Ref: de Gramont et al, J Clin Oncol 2007;25:3224-9.

  • Survival HR

    (P-values)

    Adjusted survival HR

    (P-values)

    ECOG performance status

    0 vs 1-2

    0.62 (P < 0.0001)

    0.60 (P < 0.0001)

    Number of metastatic sites

    1 vs > 1

    0.78 (P = 0.019)

    NS

    LDH

    ULN

    0.55 (P < 0.0001)

    0.60 (P < 0.0001)

    ALK

    ULN

    0.78 (P = 0.031)

    NS

    Time to tumour progression - 3.99 (P < 0.0001)

    Time to oxaliplatin reintroduction - 0.56 (P < 0.0001)

    Time to irinotecan use - 0.40 (P < 0.0001)

    PH model for survival with TDC

    Ref: de Gramont et al, J Clin Oncol 2007;25:3224-9.

  • Oxaliplatin Time to death

    Preference

    Ref: Brookhardt & Schneeweiss, Int J Biostat 2007;3:14-32.

    Prognostic

    factors

    Does oxaliplatin prolong survival in MCC?

    Centers have widely different policies for oxaliplatin use

  • Oxaliplatin Time to death

    Preference

    Ref: Brookhardt & Schneeweiss, Int J Biostat 2007;3:14-32.

    Prognostic

    factors

    Preference not independent of oxaliplatin use

    Preference independent of prognostic factors

    Preference independent of time to death oxaliplatin

    Does oxaliplatin prolong survival in MCC?

  • Survival by preference

    for oxaliplatin reintroduction

    % patients with

    oxaliplatin

    reintroduction

    Nr of

    centres

    Nr of

    patients

    Median

    survival

    (95% C.I.)

    Hazard ratio

    for survival

    (95% C.I.)

    0% 18 37 14.8 mos 1.00

    1 – 20% (mean 15%)

    6 100 16.8 mos 0.91

    (0.56 – 1.48)

    21 – 40% (mean 34%)

    12 227 19.4 mos 0.78

    (0.50 – 1.21)

    > 40%

    (mean 55%) 21 257 22.6 mos 0.59

    (0.38 – 0.91)

    Ref: de Gramont et al, J Clin Oncol 2007;25:3224-9.

  • Survival by preference

    for oxaliplatin reintroduction

    ℎ𝑟 = 1 − 0.7 ∙ 𝑝 ℎ𝑟

    𝑝

  • Survival by preference

    for oxaliplatin reintroduction

  • • Motivating example

    • Appeal and problems of real life data

    • Confounding

    • Causal inference

    • I have a dream

  • The current nightmare

    ?

    Adapted from JC Soria, ECCO 18 / ESMO 40, Vienna, September 2015

    Total cost per new molecular entity : $ 1.8 billion

    Real world data

  • Fixes (painful and incremental)…

    Ref: Najafzadeh and Schneeweiss, NEJM 2017; 376;13: 1203-5.

  • Dreaming of a disruptive future

    Total cost per new molecular entity :

  • CRO centric clinical research

    Patient centric clinical research

    Dreaming of a disruptive future

    Obscenely expensive and

    increasingly irrelevant

    Cost-effective and

    increasingly relevant