pqri/usp workshop on implementation status & progress...

26
Elemental Impurities: PQRI/USP Workshop on Implementation Status & Progress Report on Collaborative Studies Donna Seibert Perrigo 23 March, 2017

Upload: phungphuc

Post on 16-Mar-2018

222 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Elemental Impurities:

PQRI/USP Workshop on Implementation Status & Progress Report on Collaborative Studies

Donna Seibert Perrigo

23 March, 2017

Page 2: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Elemental Impurities Timeline

2014 2015 2016 2017 2018

ICH Q3D Final

Guideline

Ongoing harmonization…

Ongoing stakeholder engagement…

New Filings Require EI

Content

Existing Products

Require EI Compliance

Page 3: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Elemental Impurities Timeline

2014 2015 2016 2017 2018

ICH Q3D Final

Guideline

Ongoing harmonization…

PQRI/USP EI Workshop

Ongoing stakeholder engagement…

New Filings Require EI

Content

Existing Products

Require EI Compliance

Page 4: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Elemental Impurities Timeline

2014 2015 2016 2017 2018

ICH Q3D Final

Guideline

Ongoing harmonization…

PQRI/USP EI Workshop

Ongoing stakeholder engagement…

PQRI/USP EI Workshop

New Filings Require EI

Content

Existing Products

Require EI Compliance

Page 5: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Elemental Impurities Timeline

2014 2015 2016 2017 2018

ICH Q3D Final

Guideline

Ongoing harmonization…

PQRI/USP EI Workshop

Ongoing stakeholder engagement…

PQRI/USP EI Workshop

PQRI/USP EI Workshop

New Filings Require EI

Content

Existing Products

Require EI Compliance

Page 6: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

2016 Elemental Impurities Workshop

Nov 9-10, 2016

Presentations posted on website at: http://pqri.org/httppqri-

orgpqriusp_workshop_2016-presentations/

PQRI/USP Workshop on Implementation Status of ICH Q3D Elemental Impurity Requirements—

Analytical and Risk Assessment Challenges

Page 7: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Session I: Regulatory Filing Observations for New Drugs—Industry and Regulator Perspectives

• Industry Perspective: – Significant infrastructure and cross-functional work to address EI – Up to 10 filings using multiple options for risk assessment across

multiple dosage forms (e.g., oral, parenteral, transdermal) – Multiple strategies/workflows in use for existing products vs. new

products based on timelines, availability of samples, and availability of data

– Available information continued to evolve during 2016 – Generally not seeing products exceeding 30% PDE control threshold;

bigger challenge may be producing an acceptable risk assessment – Limited feedback to date from regulators – (Breakout Discussion) Need additional clarification for addressing

products that exceed PDEs

7

Page 8: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Session I: Regulatory Filing Observations for New Drugs—Industry and Regulator Perspectives

• Regulator Perspective: – Seeing risk assessments, both acceptable and not acceptable – ICH training materials including case studies and FDA Guidance available – European and Canadian authorities have some key differences from US in

filing expectations/timing – Documentation to include in filings vs. available on site – Control threshold—build on minimum expectations…give more attention

the higher the potential risk – Lifecycle—relevant changes need to be considered – When products exceed PDEs, consider impact on patient

8

Page 9: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Session IV: Preparing for Existing Drug Product Implementation in January 2018

• Case Studies: – Oral solid, liquid, topical, parenteral, biologic – Most products are generally below ICH Q3D 30% control

threshold

• Breakout Session:

9

Country/Region New Products Existing Products USA & EU – ICH Members New Submissions

Jun 1, 2016 Marketed Products Dec 31, 2017/Jan 1, 2018

Canada – ICH Member New submissions of ANDS or DIN. Or new supplemental (A)NDS or post DIN change for a major change to an existing Drug Product as a result of the risk assessment per Q3D December 31, 2016

Marketed Products January 1, 2018

Japan – ICH Member New submissions April 1, 2017

Marketed Products January 1, 2018

Swissmedic - ICH Member New submissions July 1, 2016

Marketed Products January 1, 2018

Taiwan New submissions July 1, 2016

No published implementation date

Australia TGA --Q3D applies to registration applications for prescription medicines --No official statement for current marketed product

-New products containing new drug substances June 2016

-New products containing existing drug substances December 2017

Page 10: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Session IV: Preparing for Existing Drug Product Implementation in January 2018 • Implementation:

– Significant harmonization between USP <232> and ICH Q3D – Element specific chapters and limits in individual monographs may

still be a point of diversion • USP solicited input through Stimuli Article in PF 42(4) • (Post PQRI) Ph. Eur. to retain tests and limits for materials of natural origin

– Filing location • Summary of the risk assessment should be included and referenced/hyperlinked • (Breakout Discussion): Harmonize if possible

10

Country Potential Filing Locations

USA Module 3.2.S.3.2 - Impurities Module 3.2.P.2 - Product Development Report Module 3.2.P.5.5 - Characterization of impurities Module 3.2.S.4.5 - Justification of specification Module 3.2.P.2 - Pharmaceutical Development Module 3.2.P.4 - Control of Excipients

Canada QOS Module 2.3.P.5 - Control of Drug Product Module 3.2.P.5.6 - Justification of Specifications

Page 11: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Session III: Risk Assessment Approaches that Work

• Case Studies: – Presented for a variety of dosage forms (e.g., oral solid, liquid, topical,

parenteral, biologic) – Stepwise approaches (decision trees) and successive reduction of risk

through solid understanding & focus where risk actually may exist – Approaches reflect variety of options—most cases below ICH Q3D

30% control threshold – (Breakout Discussion): Need further clarification of amount of data

needed for adequate risk assessment

11

Page 12: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Session II: Data Sharing, Collaborative Studies, and Analytical Testing Considerations

• Database Development: – Database created by EI Pharma Consortium to gather a critical mass of

data for excipients – Aid in risk assessment and overall understanding of excipient risks – Intent to publish key findings to de-risk common excipients – Current membership mainly from big pharma in partnership with Lhasa – Contact: Crina Heghes ([email protected])

• Collaborative Studies (more later)

12

Page 13: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Session II: Data Sharing, Collaborative Studies, and Analytical Testing Considerations

• Analytical Testing Considerations: – Difficult sample matrices—implications for sample preparation and

subsequent analysis – Fundamentals of ICP-MS with respect to solving problems for

pharmaceutical samples – Contract lab perspective on common misconceptions and practical

aspects of sample analysis and validation – API and excipient supplier perspectives demonstrating risk assessment

principles – Alternative methods—WD-XRF as a complementary technique to ICP-MS

13

Page 14: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

2017 EI Workshop—Save the Dates!

November 2-3, 2017 USP Headquarters, Rockville

• Update on Recent US/EU/JP Regulatory Guidance, Compendial Chapters and further ICH EI Initiatives

• Company and regulator experience for new drug applications since June 2016 • Implementation of Q3D requirements for OTC and existing Prescription Drugs

in January 2018 – Challenges and Expectations • Acceptable risk assessment strategies • Global Developments for EI Requirements • PQRI Phase 2 Collaborative study outcomes and recommendations • Outstanding Analytical Challenges • Breakout Sessions on each major topic

14

Page 15: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Elemental Impurities:

PQRI/USP Workshop on Implementation Status & Progress Report on Collaborative Studies

Donna Seibert Perrigo

23 March, 2017

Page 16: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Background

• Risk assessment requires some basis in data • Key question for industry and the regulatory community

– How reliably can we measure elemental impurities in drug products, APIs and excipients at the levels outlined in ICH Q3D and USP <232>/<233>?

• Variety and complexity of pharmaceutical samples

• Many labs expanding capabilities – Pharmaceutical labs adapting to ICP-MS analysis – Existing spectroscopy labs adapting to the requirements of <233>

• Technical/Analytical Challenges Project Team formed in 2013 as a sub-team of the Coalition for Rational Implementation

16

Page 17: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

TECHNICAL/ANALYTICAL CHALLENGES PROJECT TEAM

Team Chartered June 2013

Membership (42+ colleagues) • Comprised of scientists from

– Coalition companies • 5 pharmaceutical companies • 7 raw material suppliers (API/excipient)

– 8 Contract laboratories – 1 Government laboratory – 1 University laboratory

Page 18: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Examples of Key Challenges

• Sample Preparation – Ensure appropriate and effective solution preparation – Total metal extraction implies clear solutions

• Instrumental Analysis – System suitability/data integrity – Options for sample introduction and interference reduction

• Sample introduction accessories, reaction gasses & collision cells, correction equations, etc.

– Calibration & LOQs • LOQ can be a concern for large dose products and for raw material analysis

• Data review & interpretation – Recognition of issues

• Drift, carryover/memory, interferences or element-specific pitfalls, non-ideal recoveries

– Reportable data • Multiple modes of analysis possible

• No pharmaceutically relevant reference materials available

18

Page 19: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Inter-laboratory Study Objectives

• Address some of the key technical challenges faced by industry in preparation for compliance to ICH Q3D and USP <232>/<233>

• Provide a data-driven way to discuss technical aspects and expected variation of ICP-MS analysis of elemental impurities

• More specific objectives: – Inter-laboratory data comparison for standardized samples – Inter-laboratory evaluation of effectiveness of microwave digestion – Comparison of acid leach/extraction techniques to total metal extraction – Examination of the correlation (good or bad) between the analysis of individual

components (summation) vs. the formulated tablet analysis – Comparison of ICP-MS and alternative techniques (ICP-OES and XRF)

• First round study reported preliminary results at PQRI 2015, final results at AAPS 2015, and XRF arm at PQRI 2016

• Second round benefits from PQRI Sponsorship—allows wider participation & Study Administrator—RTI International

19

Page 20: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Second Round Design Improvements & Best Practices

General • Consistency among alternative techniques and digestion methods to ensure

adequate data for comparison • ICP-OES (14) and XRF (6) analysis considered proactively • Raw materials to be distributed widely for summation approach comparison

Uniform Sample Preparation • Specify parameters such as sample size, sampling technique, acid mixtures,

and digestion temperature/pressure • Document type of digestion vessels and microwave model used

Uniform Analysis • Define procedures around LOQs, calibration, and data reporting • Document interference management (reaction/collision gases, correction

equations, etc.) and internal standards

20

Page 21: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Evaluation Samples and Analysis

21

Second Round Improvements— Evaluation

Samples

• Liquid sample to assess instrumental variation

• Evaluation samples with higher EI levels overall

• Multiple powdered or tableted evaluation samples targeting different levels

• EI source from pharma materials wherever possible

Powdered or tableted material at three concentrations and liquid sample are aliquoted and shipped to each participating laboratory.

Samples extracted in triplicate using the uniform method. Alternate extraction methods may be used if available in

addition to the uniform method.

Uniform method sample extracts/liquid

sample must be analyzed by ICP-MS.

Optional alternate method sample

extracts are analyzed by ICP-MS.

Replicate results and average/SD reported by extraction method and analysis method. Total samples for ICP-MS analysis are 12, alternative

digestion and analysis techniques will be in addition to basic results.Minimum samples: 12, maximum: 36.

Uniform method sample extracts, liquid may be analyzed by ICP-OES or other

instrument.

Samples extracted in triplicate using the uniform

acid leaching method.

Samples extracted by acid leaching method must be analyzed by

ICP-MS.

Results for replicates and average/SD are reported. Total samples for acid leach analysis

are 12.

Page 22: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Formulation Challenges

• Ideal solid formulation is tableted – To preserve homogeneity

• Pharmaceutical materials that contain significant, known levels have been elusive – Few materials contain significant As & Hg

• Combination of materials must have – Favorable mixing & flow properties – Compressibility

• Current path for solid formulations – Tablets similar to the first round tablets – Include small amounts of matrix XRF standards – Three levels of elemental impurities

22

Page 23: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Recruiting

• Distributed participant questionnaire for analytical laboratories in early August 2016.

• 29 laboratories enrolled • Pharma manufacturers: 16 laboratories • Contract/CRO: 9 laboratories • Instrument manufacturers: 2 laboratories • Government: 2 laboratories

23

1 lab

11 labs

17 labs

Page 24: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Next Steps

• Tablet and liquid sample production – Partnering with Liverpool John Moore’s University

• Uniform method and acid leach method development—critical step – To be developed with finalized tablets prior to distribution

• Package assembly & shipment • Sample analysis during summer months • Results readout at PQRI in November

24

Page 25: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

Acknowledgements

• James Harrington, RTI • Frank Weber, RTI • Phil Riby, Liverpool John Moore’s University • Dave Schoneker, Colorcon • Josh Foote, Perrigo • PQRI • TAC Team members • All participating labs

25

Page 26: PQRI/USP Workshop on Implementation Status & Progress ...pqri.org/.../02/2PQRI-EI-Workshop-and-Collaborative-Studies_finv2.pdf · PQRI/USP Workshop on Implementation Status & Progress

2017 EI Workshop—Save the Dates!

November 2-3, 2017 USP Headquarters, Rockville

• Update on Recent US/EU/JP Regulatory Guidance, Compendial Chapters and further ICH EI Initiatives

• Company and regulator experience for new drug applications since June 2016 • Implementation of Q3D requirements for OTC and existing Prescription Drugs

in January 2018 – Challenges and Expectations • Acceptable risk assessment strategies • Global Developments for EI Requirements • PQRI Phase 2 Collaborative study outcomes and recommendations • Outstanding Analytical Challenges • Breakout Sessions on each major topic

26