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Practical QRA Models Practical QRA Models for Natural Terrain Hazardsfor Natural Terrain Hazards
Wing SunWing SunGeotechnical Engineering OfficeGeotechnical Engineering Office
Risk Quantification
Risk Probability of Failure
Consequence of Failure
= ×Σ
How bad?
No. of fatalities per year
Acceptable risk level?
How likely?All slope hazards
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Risk AnalysisCost-benefitRisk Management
Elements of Risk Quantification
Hazard IdentificationFrequency Assessment
Consequence Assessment
Risk Probability of Failure
Consequence of Failure
= ×Σ
(15) Make conclusion and recommendation(15) Make conclusion and recommendation(14) Evaluate risk management strategy(14) Evaluate risk management strategy(13) Analyze risk(13) Analyze risk(12) Assess design events(12) Assess design events(11) Carry out consequence assessment(11) Carry out consequence assessment(10)(10) Identify debris runout paths and influence zonesIdentify debris runout paths and influence zones(9) Carry out frequency assessment(9) Carry out frequency assessment(8) Formulate hazard models(8) Formulate hazard models(7) Develop relevant regolith, engineering geological and geomor(7) Develop relevant regolith, engineering geological and geomorphological modelsphological models(6) Identify facilities and population at risk, and their degree(6) Identify facilities and population at risk, and their degree of proximity of proximity (5) Demarcate boundaries and types of catchment(5) Demarcate boundaries and types of catchment(4) Examine rainfall records and effects(4) Examine rainfall records and effects(3) Validate historical landslides(3) Validate historical landslides(2) Delineate study area(2) Delineate study area(1) Determine study objectives and approach(1) Determine study objectives and approach
(16) Document findings and communicate risk(16) Document findings and communicate risk
Practical QRA Models Practical QRA Models –– Key ModulesKey Modules
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Natural terrain Natural terrain landslide QRAlandslide QRA
on development at on development at Ling PeiLing Pei
ChekChekLapLapKokKok
airportairport
Lantau Lantau IslandIsland
TungTungChungChung
Ling PeiLing Pei
Ling Pei
Ling Pei
Small House
• New Territories Exempted Houses (Small Houses) for indigenous New Territories villagers
• 3-storey R.C. structures with ground floor occupied
• Increasing land demand for Small House development, esp. expansion of existing villages closer to steep hillside
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Natural Terrain Hazard Alert Zone
Limit of Alert Zone
Meet Alert Criteria Study is required
QRA carried out in 2004QRA carried out in 2004
UNACCEPTABLE
ALARP
INTE
NSE
SCR
UTI
NY
REG
ION
10- 3
10- 4
10- 5
10- 6
10- 7
10- 8
FF/yr/yr
Fatality Fatality ≥≥ NN1 10 100 1,000
Unacceptable
ALARP
Inte
nse
scru
tiny
Societal Risk Criteria Societal Risk Criteria (500 m)(500 m)
Personal IndividualPersonal IndividualRisk (IR) CriteriaRisk (IR) Criteria
Existing Facility:Existing Facility:
New Facility:New Facility:IR with 10IR with 10--55 per yrper yr
IR with 10IR with 10--44 per yrper yr
HKHK’’s s InterimInterim Risk Standards Risk Standards (GEO Report No. 75)(GEO Report No. 75)
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(2) Delineate study area(1) Determine study objectives and approach
Practical QRA Models Practical QRA Models –– Key ModulesKey Modules
Delineate Delineate Study AreaStudy Area
B= Main study area
A, C & D= Supplementary areas
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(7) Develop relevant regolith, engineering geological and geomorphological models(6) Identify facilities and population at risk, and their degree of proximity (5) Demarcate boundaries and types of catchment(4) Examine rainfall records and effects(3) Validate historical landslides(2) Delineate study area(1) Determine study objectives and approach
Practical QRA Models Practical QRA Models –– Key ModulesKey Modules
Historical Natural Terrain Landslide
(~ past 50 yrs)
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Validate Historical LandslidesValidate Historical Landslides
All genuine historical landslides
Landslideattributes landslides
(7) Develop relevant regolith, engineering geological and geomorphological models(6) Identify facilities and population at risk, and their degree of proximity (5) Demarcate boundaries and types of catchment(4) Examine rainfall records and effects(3) Validate historical landslides(2) Delineate study area(1) Determine study objectives and approach
Practical QRA Models Practical QRA Models –– Key ModulesKey Modules
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41.686Total
00.00910.00-0.102000
00.00910.00-0.101995
00.1143>0.15-0.201994
21.1146>0.30-0.351993
10.2094>0.20-0.251992
10.0422>0.10-0.151999
00.00910.00-0.101990
00.00910.00-0.101989
00.00910.00-0.101988
00.0422>0.10-0.151987
00.0422>0.10-0.151998
00.0422>0.10-0.151997
00.00910.00-0.101996
00.00910.00-0.101991
00.00910.00-0.101986
00.00910.00-0.101985
Number of LandslidesZone24-hour
Rainfall
Actual Number of Landslides
Normalised Annual Maximum Rolling 24-hour Rainfall
Year
Normalized Max. 24-hr Rainfall0%0% 10%10% 20%20% 30%30% 40%40%
10001000
100100
1010
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0.10.1
0.010.01Eve
nt- b
a sed
La n
d slid
e D
ens i
ty ( n
o./k
m2)
Rainfall-landslidecorrelation
Ling Pei (1985 Ling Pei (1985 –– 2000)2000)
(15) Make conclusion and recommendation(14) Evaluate risk management strategy(13) Analyze risk(12) Assess design events(11) Carry out consequence assessment(10) Carry out frequency assessment(9) Identify possible debris runout paths and influence zones(8) Formulate hazard models(7) Develop relevant regolith, engineering geological and geomorphological models(6) Identify facilities and population at risk, and their degree of proximity (5) Demarcate boundaries and types of catchment(4) Examine rainfall records and effects(3) Validate historical landslides(2) Delineate study area(1) Determine study objectives and approach
(16) Document findings
Practical QRA Models Practical QRA Models –– Key ModulesKey Modules
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Debris slide
Debris avalanche Channelised debris flow
Mechanisms of landslide debris movementMechanisms of landslide debris movement
Types of CatchmentTypes of Catchment ––Predicting types of debris movement that may occurPredicting types of debris movement that may occur
Planar hillside Planar hillside (S)(S) •• Debris may slide down Debris may slide down the hillside as an intact the hillside as an intact slab and result in an slab and result in an open slope debris slideopen slope debris slide
•• If disintegration occurs If disintegration occurs during debris movement, during debris movement, the landslide becomes the landslide becomes an open slope debris an open slope debris avalancheavalanche
Nam Long Shan Road
1994 Shum Wan Road landslide1994 Shum Wan Road landslide
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Incised drainage channel Incised drainage channel (C)(C)
•• A A channelisedchannelised debris flow debris flow would occur if the debris would occur if the debris enters into an incised enters into an incised drainage line or depression drainage line or depression that constraints the debris that constraints the debris flow pathflow path
•• Entrainment of loose Entrainment of loose material, if present, may material, if present, may occur and escalate the occur and escalate the debris flow volume and debris flow volume and mobilitymobility
2000 Tsing Shan Debris Flow2000 Tsing Shan Debris Flow
More subtle drainage line or topographic depression More subtle drainage line or topographic depression (T)(T)
•• The mechanism becomes a mixed debris The mechanism becomes a mixed debris avalancheavalanche--andand--flow, which is intermediate flow, which is intermediate between an open slope landslide and a between an open slope landslide and a channelisedchannelised debris flowdebris flow
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Catchments demarcation and classification
Map drainage lines on site
(7) Develop relevant regolith, engineering geological and geomorphological models(6) Identify facilities and population at risk, and their degree of proximity(5) Demarcate boundaries and types of catchment(4) Examine rainfall records and effects(3) Validate historical landslides(2) Delineate study area(1) Determine study objectives and approach
Practical QRA Models Practical QRA Models –– Key ModulesKey Modules
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Screening Criteria
Matching of Catchments & Houses
(15) Make conclusion and recommendation(14) Evaluate risk management strategy(13) Analyze risk(12) Assess design events(11) Carry out consequence assessment(10) Carry out frequency assessment(9) Identify possible debris runout paths and influence zones(8) Formulate hazard models(7) Develop relevant regolith, engineering geological and geomorphological models(6) Identify facilities and population at risk, and their degree of proximity (5) Demarcate boundaries and types of catchment(4) Examine rainfall records and effects(3) Validate historical landslides(2) Delineate study area(1) Determine study objectives and approach
(16) Document findings
Practical QRA Models Practical QRA Models –– Key ModulesKey Modules
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Colluvium
Terrain and RegolithClassification
Geological map
Colluvium
Weathered rockShallow failureShallow failure
Large failureLarge failure
ColluviumColluvium : shallow : shallow Weathered rock :Weathered rock :‘‘RetreatRetreat’’
Small to medium scale failureSmall to medium scale failure
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(9) Carry out frequency assessment(8) Formulate hazard models(8) Formulate hazard models(7) Develop relevant regolith, engineering geological and geomor(7) Develop relevant regolith, engineering geological and geomorphological modelsphological models(6) Identify facilities and population at risk, and their degree(6) Identify facilities and population at risk, and their degree of proximity of proximity (5) Demarcate boundaries and types of catchment(5) Demarcate boundaries and types of catchment(4) Examine rainfall records and effects(4) Examine rainfall records and effects(3) Validate historical landslides(3) Validate historical landslides(2) Delineate study area(2) Delineate study area(1) Determine study objectives and approach(1) Determine study objectives and approach
Practical QRA Models Practical QRA Models –– Key ModulesKey Modules
Hazard ModelHazard Model
TypeType(by (by catchment )catchment )
CC == channelized channelized debris flowdebris flow
TT == Mixed debris Mixed debris flow/avalanche flow/avalanche along topographic along topographic depressiondepression
SS == Open slope debris Open slope debris slide/avalancheslide/avalanche
ScaleScale
H1 H1 = 50 m= 50 m33 notional notional (20 to 200 m(20 to 200 m33))H2 H2 = 500 m= 500 m33 notional notional (200 to 2,000 m(200 to 2,000 m33))H3H3 == 5,000 m5,000 m33 notional notional (2,000 to 20,000 m(2,000 to 20,000 m33))H4H4 == 20,000+ m20,000+ m33 notional notional (> 20,000 m(> 20,000 m33))
CC
TT
SS
a,ba,ba,ba,b
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(9) Carry out frequency assessment(8) Formulate hazard models(7) Develop relevant regolith, engineering geological and geomor(7) Develop relevant regolith, engineering geological and geomorphological modelsphological models(6) Identify facilities and population at risk, and their degree(6) Identify facilities and population at risk, and their degree of proximity of proximity (5) Demarcate boundaries and types of catchment(5) Demarcate boundaries and types of catchment(4) Examine rainfall records and effects(4) Examine rainfall records and effects(3) Validate historical landslides(3) Validate historical landslides(2) Delineate study area(2) Delineate study area(1) Determine study objectives and approach(1) Determine study objectives and approach
Practical QRA Models Practical QRA Models –– Key ModulesKey Modules
Typical Landslide Frequency AssessmentTypical Landslide Frequency Assessment
• Assess the baseline landslide frequency for the different terrain units and landslide types
• Construct magnitude-frequency curves, accounting for landslide type and volume (and recognition in API)
• Spatially distribute and adjust area-based frequency to account for susceptibility and expert panel judgment
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Susceptibility Analysis Susceptibility Analysis ––where landslides may more likely occurwhere landslides may more likely occur
HistoricalHistoricallandslideslandslides
LandslideLandslidepotentialpotential
(by correlation)(by correlation)
LandslideLandslidecorrelationcorrelation
factorsfactors
SlopeSlopeGradientGradient
SolidSolidGeologyGeology
Landslide density distribution by susceptibility analysisLandslide density distribution by susceptibility analysis
00ff
5f5f10f10f20f20f20f20f10f10f
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Landslide Distribution in Area B
6
5
1
0
0
0
1
00
1
2
3
4
5
6
7
8
< 60 60 - 200 200 - 600 600 - 2000
Volume of Landslide
No.
of L
ands
lide
Area B (CDF)
Area B (OHF)
Total Landslide Distribution in All Areas
41
28
51
4
8
2
10
5
10
15
20
25
30
35
40
45
50
< 60 60 - 200 200 - 600 600 - 2000
Volume of Landslide
No.
of L
ands
lide
Total Area (CDF)
Total Area (OHF)
Frequency-Magnitude Distribution
Terrain TypeTerrain Type
--2%2%H2bH2b(600 (600 –– 2,000)2,000)
5%5%12%12%H2aH2a(200 (200 –– 600)600)
47%47%43%43%H1bH1b(60 (60 –– 200)200)
94% 94% **86% 86% **H1aH1a(20 (20 –– 60)60)
BBAAVol. (Vol. (mm33))
* 4000* 4000’’ aerial photo aerial photo recognition factor 50%recognition factor 50%
Landslide frequency analysisH1a: 20 m3 to 60 m3 H1b: 60 m3 to 200 m3
H2b: 600 m3 to 2,000 m3H2a: 200 m3 to 600 m3
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(11) Carry out consequence assessment(10) Identify debris runout paths and influence zones(9) Carry out frequency assessment(9) Carry out frequency assessment(8) Formulate hazard models(8) Formulate hazard models(7) Develop relevant regolith, engineering geological and geomor(7) Develop relevant regolith, engineering geological and geomorphological modelsphological models(6) Identify facilities and population at risk, and their degree(6) Identify facilities and population at risk, and their degree of proximity of proximity (5) Demarcate boundaries and types of catchment(5) Demarcate boundaries and types of catchment(4) Examine rainfall records and effects(4) Examine rainfall records and effects(3) Validate historical landslides(3) Validate historical landslides(2) Delineate study area(2) Delineate study area(1) Determine study objectives and approach(1) Determine study objectives and approach
Practical QRA Models Practical QRA Models –– Key ModulesKey Modules
Typical Landslide Consequence AssessmentTypical Landslide Consequence Assessment
• Assess debris runout paths (debris may not always travel down the steepest path)
• Assess debris mobility, using empirical debris runout data and debris dynamic modelling (2- or 3-D mobility models)
• Consider effects of landslide volume and mechanisms, debris runout mechanisms, entrainment/deposition, etc.
• Assess vulnerability factors for different hazards• Assess temporal and spatial distribution of population
at risk• Consider possibility of building collapse and other
knock-on effects
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DEM Catchment-facility matching
Probabilistic matching tableGIS-based runout path
Facility at risk Boundary segments
Terrain typeTerrain units
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(11) Carry out consequence assessment(10) Identify debris runout paths and influence zones(9) Carry out frequency assessment(9) Carry out frequency assessment(8) Formulate hazard models(8) Formulate hazard models(7) Develop relevant regolith, engineering geological and geomor(7) Develop relevant regolith, engineering geological and geomorphological modelsphological models(6) Identify facilities and population at risk, and their degree(6) Identify facilities and population at risk, and their degree of proximity of proximity (5) Demarcate boundaries and types of catchment(5) Demarcate boundaries and types of catchment(4) Examine rainfall records and effects(4) Examine rainfall records and effects(3) Validate historical landslides(3) Validate historical landslides(2) Delineate study area(2) Delineate study area(1) Determine study objectives and approach(1) Determine study objectives and approach
Practical QRA Models Practical QRA Models –– Key ModulesKey Modules
Consequence AssessmentConsequence Assessment
•• Consequence =Consequence =ΣΣ (no. of people in a facility) (no. of people in a facility) ×× (Vulnerability Factor)(Vulnerability Factor)
Average number of people expected to be present in the facility at any time (i.e. accounting for temporal probability of presence). For the construction of the F-N curve, need to consider the temporal presence of different number of people in probabilistic terms (e.g. via an Event Tree). Population survey may be required.
Corresponds to spatial relationship between the people and landslide, with consideration of mechanism and scale of landslide, debris mobility, any structural protection, chance of escape, etc.
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0.0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1.0
0 20 40 60 80 100 120 140 160Distance that Distal End of Debris Travels beyond
the Location of the Small House (m)
Deg
ree of
Dam
age to
Gro
und
Floo
r of S
mall H
ouse
0.00030.00490.05630.18720.40420.52830.64400.74430.78730.82490.85700.88350.9044SH2b(600 –2000)
0.00000.00000.00030.02650.14510.25150.38130.51510.57790.63540.68640.73000.7656SH2a
(200 – 600)
0.00000.00000.00000.00000.00730.03240.08600.17140.22170.27300.32240.36790.4071SH1b
(60 - 200)
0.00000.00000.00000.00000.00000.00000.00040.00740.01720.03240.05230.07500.0977SH1a
(20 – 60)
1301201008060504030252015105
Proximity Zone (Plan Distance in m of Facility from Source of Landslide)Landslide Volume
(m3)
20 20 –– 60 m60 m3 3
60 60 –– 200 m200 m3 3
200 200 –– 600 m600 m3 3 600 600 –– 2,000 m2,000 m3 3
•• Empirical correlation (travel angle and distance)Empirical correlation (travel angle and distance)
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5,000304
1,0001,000
2025
3
1,0005,000
1520
2
500500
811
1
ξ(m/s2)
φ(deg)
Gp
Probabilistic DistributionProbabilistic Distributionfor Long Runout Casesfor Long Runout Cases
Small
~50%
~30%
~20%
Prob.
Increasing mobilityIncreasing mobility
•• Dynamic Dynamic modellingmodelling (probabilistic runout parameters) (probabilistic runout parameters)
Historical Runout DataHistorical Runout Data
Long runout casesback-analyzed by DMM
Travel Distance (m)Tra
vel A
ngle
(deg
ree)
Cases backCases back--analyzed by DMManalyzed by DMM
No.
of L
ands
lides
~20%~30%
~50%
Gp 1 Gp 2 Gp 3 Gp 4
Frequency of Damage
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(15) Make conclusion and recommendation(14) Evaluate risk management strategy(13) Analyze risk(12) Assess design events
(11) Carry out consequence assessment(11) Carry out consequence assessment(10) Identify debris runout paths and influence zones(10) Identify debris runout paths and influence zones(9) Carry out frequency assessment(9) Carry out frequency assessment(8) Formulate hazard models(8) Formulate hazard models(7) Develop relevant regolith, engineering geological and geomor(7) Develop relevant regolith, engineering geological and geomorphological modelsphological models(6) Identify facilities and population at risk, and their degree(6) Identify facilities and population at risk, and their degree of proximity of proximity (5) Demarcate boundaries and types of catchment(5) Demarcate boundaries and types of catchment(4) Examine rainfall records and effects(4) Examine rainfall records and effects(3) Validate historical landslides(3) Validate historical landslides(2) Delineate study area(2) Delineate study area(1) Determine study objectives and approach(1) Determine study objectives and approach
Practical QRA Models Practical QRA Models –– Key ModulesKey Modules
< 10< 10--55
< 5 x 10< 5 x 10--66 < 10< 10--66
< 10< 10--77
Individual Risk (IR)Individual Risk (IR) and Frequency of Damage
2525°° AngularAngular
elevationelevation
Individual Risk (IR) < 10Individual Risk (IR) < 10--55 /year/yearAcceptableAcceptable
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Individual Risk (IR)Individual Risk (IR)
Individual Risk Individual Risk (IR) < 10(IR) < 10--55 /year/year
AcceptableAcceptable< 10< 10--55
< 5 x 10< 5 x 10--66
< 10< 10--66
< 5 x 10< 5 x 10--77
< 10< 10--77
Risk contribution Risk contribution from different terrain from different terrain
unitsunits
Societal RiskSocietal RiskSocietal risk of 76 planned Small Houses
= 1.8 x 10-4 PLL/year
• Risk level to an individual living in a Small House is acceptable
• High concentration of Small Houses near the hillside, and overall risk to the community not ‘unacceptable’ but should be evaluated by ALARP principle
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(15) Make conclusion and recommendation(14) Evaluate risk management strategy(13) Analyze risk(13) Analyze risk(12) Assess design events(12) Assess design events
(11) Carry out consequence assessment(11) Carry out consequence assessment(10) Identify debris runout paths and influence zones(10) Identify debris runout paths and influence zones(9) Carry out frequency assessment(9) Carry out frequency assessment(8) Formulate hazard models(8) Formulate hazard models(7) Develop relevant regolith, engineering geological and geomor(7) Develop relevant regolith, engineering geological and geomorphological modelsphological models(6) Identify facilities and population at risk, and their degree(6) Identify facilities and population at risk, and their degree of proximity of proximity (5) Demarcate boundaries and types of catchment(5) Demarcate boundaries and types of catchment(4) Examine rainfall records and effects(4) Examine rainfall records and effects(3) Validate historical landslides(3) Validate historical landslides(2) Delineate study area(2) Delineate study area(1) Determine study objectives and approach(1) Determine study objectives and approach
Practical QRA Models Practical QRA Models –– Key ModulesKey Modules
ALARP Principle : Cost-benefit Analysis
Maximum Justifiable ExpenditureMaximum Justifiable Expenditure
= Risk x Design Life x Equivalent Value of Life= Risk x Design Life x Equivalent Value of Life
Cost of Small HousesCost of Small Houses
= 76 x (700 x 3 x HK$ 1,500)= 76 x (700 x 3 x HK$ 1,500)
= HK$ 250 Million = HK$ 250 Million
= 1.8 x 10= 1.8 x 10--44 x 120 x HK$ 33 Millionx 120 x HK$ 33 Million
= HK$ 0.7 Million= HK$ 0.7 Million (~ 0.3% of cost of small houses)(~ 0.3% of cost of small houses)
Based on:Based on:Value of life = $33MValue of life = $33MAversion factor = 1Aversion factor = 1
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Risk Mitigation Based on ALARP Principle
Max. Just. ExpenditureMax. Just. Expenditure= $ 0.7 Million= $ 0.7 Million
Not costNot cost--effectiveeffective
Possible SchemePossible Scheme
(1) Flexible barrier(1) Flexible barrierCost ~ $ 0.7 MCost ~ $ 0.7 M
(2) Raised platform (2) Raised platform Cost ~ $ 0.8 MCost ~ $ 0.8 M
HouseHouseRaisedRaisedplatformplatformCost exceeds $20 MCost exceeds $20 M
Large checkLarge check--damsdams
(15) Make conclusion and recommendation(15) Make conclusion and recommendation(14) Evaluate risk management strategy(14) Evaluate risk management strategy(13) Analyze risk(13) Analyze risk(12) Assess design events(12) Assess design events
(11) Carry out consequence assessment(11) Carry out consequence assessment(10) Identify debris runout paths and influence zones(10) Identify debris runout paths and influence zones(9) Carry out frequency assessment(9) Carry out frequency assessment(8) Formulate hazard models(8) Formulate hazard models(7) Develop relevant regolith, engineering geological and geomor(7) Develop relevant regolith, engineering geological and geomorphological modelsphological models(6) Identify facilities and population at risk, and their degree(6) Identify facilities and population at risk, and their degree of proximity of proximity (5) Demarcate boundaries and types of catchment(5) Demarcate boundaries and types of catchment(4) Examine rainfall records and effects(4) Examine rainfall records and effects(3) Validate historical landslides(3) Validate historical landslides(2) Delineate study area(2) Delineate study area(1) Determine study objectives and approach(1) Determine study objectives and approach
(16) Document findings and communicate risk
Practical QRA Models Practical QRA Models –– Key ModulesKey Modules
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Ling Pei Natural Terrain Hazard StudyLing Pei Natural Terrain Hazard Study
ADR 4/2004ADR 4/2004
Thank YouThank You