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PRE-INCIDENT PLANNING PROGRAM WITH AN INITIAL FOCUS ON HAZARDOUS MATERIALS FOR THE HICKORY FIRE DEPARTMENT EXECUTIVE ANALYSIS OF FIRE SERVICE OPERATIONS IN EMERGENCY MANAGEMENT BY: Greg A. Rohr Hickory Fire Department Hickory, North Carolina An applied research project submitted to the National Fire Academy as part of the Executive Officer Program October 2003

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Page 1: Pre-Incident Planning Program with an Initial Focus on Hazardous Materials … · 5 Introduction Hazardous materials are an essential part of the modern world. They play an important

PRE-INCIDENT PLANNING PROGRAM WITH AN INITIAL FOCUS ON HAZARDOUS MATERIALS FOR THE HICKORY FIRE DEPARTMENT

EXECUTIVE ANALYSIS OF FIRE SERVICE OPERATIONS IN EMERGENCY MANAGEMENT

BY: Greg A. Rohr

Hickory Fire Department Hickory, North Carolina

An applied research project submitted to the National Fire Academy as part of the Executive Officer Program

October 2003

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Abstract

Hickory has developed a multi-disaster plan that assigns certain duties to various

departments. This plan assists staff with the decision-making process when confronted

with a major emergency. One of the duties assigned to the Hickory Fire Department

(HFD) is to identify and record the types and amounts of hazardous materials located in

facilities within the city.

The problem is the HFD does not maintain inventory records on hazardous

materials used or stored at facilities within the city. The purpose of this study was to

identify record management systems that allow access to information and supporting data

on hazardous materials used or stored at facilities located within the city. Evaluative

research was used to answer the following: (1) what federal and state requirements are

placed on the owners of facilities to report hazardous materials information, (2) what

record management systems are available to the fire service, (3) what record management

systems are being used by other fire departments.

To answer the first question, a review of regulatory reporting requirements that

pertained to hazardous materials was conducted. To answer the second question, five

record management systems capable of recording hazardous materials information were

selected for evaluation. Convenience samples were designed and utilized as feedback

forms to answer the third question.

The results revealed there are reporting requirements for owners of facilities to

provide hazardous materials information to fire departments. Two programs, E-Plan and

CAMEO, were found to be suitable for further consideration. The majority of

departments that returned the convenience sample maintained their hazardous material

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records electronically and on paper. Accessing information from electronic records was

faster than paper records. Those using the information should ultimately choose the

system. If those making the final choice do not find either of the two programs suitable,

others should be evaluated.

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Table of Contents

Abstract 2

Table of Contents 4

Introduction 5

Background and Significance 7

Literature Review 11

Procedures 15

Results 19

Discussion 29

Recommendations 38

References 41

Appendix A 44

Appendix B 45

Appendix C 47

Appendix D 49

Appendix E 50

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Introduction

Hazardous materials are an essential part of the modern world. They play an

important role in our high standard of living. Some hazardous materials are used to make

our water safe to drink; other materials are used to control insects, some are used in the

medical profession, while others are used for manufacturing purposes. Many of the

properties that make them useful also pose a hazard to people, property, and the

environment if the hazardous materials are used in an unsafe manner, disposed of

improperly, or released into the environment (United States Environmental Protection

Agency [EPA], 1999). As the quantity and use of hazardous materials continue to

increase, so do the opportunities for accidents. Many people must face the price of

progress, including those who are responsible for protecting human life and property.

Local governments play an essential role in protecting public health and safety as

well as the environment. This responsibility is tasked to the states through the

Constitution. In turn, the states delegate this responsibility to the counties and

municipalities (Bullock & Haddow, 2003). Most emergencies are routine adverse events

that do not have community-wide impact or do not require extraordinary use of resources

to bring conditions back to normal. However, communities should be prepared for the

possibility that natural or man-made disasters and hazardous materials incidents will

cause or reinforce each other (National Response Team [NRT], 2001). The cascade

effect of an earthquake could result in a building collapse that in turn causes an

uncontrolled release of the hazardous materials stored or used inside of a building.

The City of Hickory developed a multi-hazard disaster plan as a guide to assist

city staff “towards a reasonable course of action” when confronted with a major

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emergency or disaster (City of Hickory, 2002, p. V). The plan also defines and assigns

certain roles and duties to the various departments and responding agencies. The Hickory

Fire Department (HFD) is assigned the responsibility to identify and record the types and

amounts of hazardous materials located in facilities within the City of Hickory (City of

Hickory, 2002). Laws such as Emergency Planning and Community Right-to-Know Act

of 1986 and North Carolina Right-to-Know Act have been passed to assist fire

departments with collecting information about hazardous materials.

The problem is that the HFD does not maintain records of the types and amounts

of hazardous materials used or stored at facilities within the City of Hickory. Not having

this type of information available for those making decisions about measures that need to

be taken to mitigate incidents at those facilities can prove to be disastrous. The purpose

of this applied research project is to identify record management systems with an initial

focus on hazardous material pre-incident planning capabilities that allows access by the

HFD to information about the types, amounts, and supporting data of hazardous materials

used or stored at facilities located in the City of Hickory.

Evaluative research methods were used to answer the following questions.

1. What requirements do federal and state laws place on the owners of

facilities that will assist the HFD in collecting information about

hazardous materials located at those facilities?

2. What record management systems with pre-incident planning

capabilities are currently available to the fire service that allows access

to information about the types, amounts, and supporting data of the

hazardous materials used or stored at a facility?

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3. How do other fire departments keep records and access information

about the hazardous materials that are used or stored in facilities

located within their jurisdiction?

Background and Significance

The City of Hickory is home to many large manufacturing plants, textile plants,

storage facilities, and distribution warehouses. The service area of the HFD encompasses

approximately 43 square miles and serves a population of approximately 41,800. The

department operates out of seven fire stations with 125 paid personnel. Fire suppression

personnel work 24-hour shifts and operate on a three-platoon system. They responded to

4,145 emergency calls during the 2002-2003 fiscal year. The HFD’s mission is to prevent

fires, save lives and property, and protect the environment (HFD, 2003).

The potential of encountering hazardous materials adds a new dimension of risk

to emergency responders and to the community where they are located. According to the

U.S. Department of Labor, “there are an estimated 650,000 existing hazardous chemical

products, and hundreds of new ones are being introduced annually” (U.S. Department of

Labor: Occupational Safety & Health Administration [OSHA], July 5, 2003, p. 1). To

add to this problem, when we study hazardous materials, we find that there are no

definite rules or formulas like those found in physics or math that allow an absolute

prediction of the behavior of these materials in emergency situations (Meidl, 1978).

Major disasters like the 1984 incident that occurred in Bhopal, India, in which a

cloud containing 40 tons of methyl isocyanate, a pre-pesticide component, escaped from

the Union Carbide chemical plant, killing more than 2,000 people are rare. However,

reported incidents involving spills and releases of hazardous materials are becoming

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routine (NRT, 2001). In the United States, it is estimated that 4.5 million facilities store,

use, or manufacture hazardous materials. These facilities include everything from major

industrial plants to garden centers and hardware stores (Bullock & Haddow, 2003).

The types of incidents that fire departments respond to include emergencies other

than fires. The actions taken by the responding agency are dictated by procedures and

protocols that have been developed by that agency. Even if a fire department was not

responding to a known hazardous material incident, the structure fire at the business they

are responding to may use or store significant amounts of hazardous materials. In light of

the very real possibility of serious accidents, it would be unwise to dismiss the fact we

are surrounded by hazardous materials.

In the United States, most counties and municipalities have developed multi-

hazard disaster plans that integrate the procedures and protocols of the various agencies

that would be responding to a large-scale incident or disaster. (Bullock & Haddow,

2003). Hickory’s Emergency Operations Manual (HEOM) was developed to address

large-scale incidents, disasters, and multiple hazards, which could threaten the city. The

basic plan defines the roles and responsibilities of each response agency. Defining the

roles and responsibilities reduces the confusion, chaos, and conflict during disasters and

decreases the vulnerability of the public, their property, and the environment to hazardous

threats (City of Hickory, 2002).

Some of the roles and responsibilities the HEOM assigns to the fire department as

they relate to hazardous materials are the following:

• Assume command and control of emergencies involving hazardous

materials and coordinate the efforts of all agencies involved.

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• Record the types and amounts of hazardous materials located within the

City of Hickory.

• Provide hazardous materials decontamination.

• Alert all emergency support services to the dangers associated with

technological hazards.

• Advise decision makers on the hazards associated with hazardous

materials.

To fulfill these roles, the HFD must identify the location of the facilities that use

and store significant amounts of hazardous materials, maintain records detailing the types

and amounts of hazardous materials located at those facilities, and be able to obtain

information about their dangers. Currently, when conducting pre-incident planning, the

HFD does not record the types and amounts of hazardous materials being used or stored

at a facility. In his article, “Common Preincident Intelligence Failures,” Bachman (2003)

explains that unless you are collecting and analyzing information about the hazards found

in a facility, you are going to be “caught off guard and unprepared” (Bachman, 2003, p.

165). Those of us who are in the fire service are all too familiar with the untimely deaths

and injuries of fellow firefighters who have not been prepared or unaware of the

hazardous conditions within a particular building.

Having a record management system with an initial focus on hazardous material

pre-incident planning capabilities that allows the fire department access to information

about the types and amounts of hazardous materials located at a facility and the potential

dangers that they present helps the fire department to manage its response effectively.

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An effective response “results in a safer response and minimized property loss” (Cote,

1997, p. 10-71).

An effective response helps the HFD to accomplish its mission to prevent fires,

save lives and property, and protect the environment. An effective response increases the

potential for saving lives and can minimize property loss. Minimizing property loss

protects the livelihood of those who are employed at the facility; it protects a

community’s tax base and its economic vitality. An effective response even plays a role

with environmental concerns. Decisions about letting a facility and the hazardous

materials located within the facility burn, verses contamination of the ground water

supply stemming from firefighting activities, can only be made if information about the

hazardous materials is available to the fire department.

This applied research project is relevant to the Executive Analysis of Fire Service

Operations in Emergency Management (EAFSOEM) course at the National Fire

Academy (NFA). In particular, it corresponds to Unit Four of the EAFSOEM Student

Manual. Unit Four discusses the need for risk assessment, the different phases of risk

assessment, and how to conduct a risk assessment. One of the requirements when

planning for potential disasters involves collecting information about the hazardous

materials located in your community. Implementing a record management system that

allows access by the HFD to information about the types, amounts, and supporting data

of hazardous materials used or stored at facilities in Hickory is a critical step in assessing

the risk when responding to an incident at that facility. Without this information, it is

impossible to develop a response plan that is appropriate to the risk (NFA, 2001).

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The topic of this research project also relates to two of the four United States Fire

Administration’s operational objectives found in the Executive Fire Officer Program

Operational Policies and Procedures Applied Research Guidelines (NFA, 2002). The

implementation of a hazardous materials record management system will help to, “reduce

the loss of life from fire of firefighters” and help “to promote within communities a

comprehensive, multi-hazard risk-reduction plan led by the fire service organization”

(NFA, 2002, p. II-2).

Literature Review

The federal government has passed numerous laws in response to public interest

and specific catastrophes involving hazardous materials. Some of the more significant

laws are the Comprehensive Environmental Response Compensation and Liability Act

(CERCLA), the Resource Conservation and Recovery Act (RCRA), the Clean Air Act

(CAA), and Title III, Superfund Amendments and Reauthorization Act of 1986 (SARA).

Of the four federal laws just mentioned, SARA has the most impact on the fire service

(Barr & Eversole, 2003).

On October 17, 1986, President Reagan signed into law SARA. SARA amended

CERCLA and included a law named the Emergency Planning and Community Right-to-

Know Act of 1986 (EPCRA), also referred to as SARA Title III. EPCRA is notably

different from most of the other environmental laws, which establish regulatory standards

that require or prohibit certain activities. EPCRA uses a different approach; its intent is

to require information about hazardous materials to be shared with the government and

the community (Kompanik, 2001).

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EPCRA has two primary goals: help state and local governments plan and

prepare for hazardous material emergencies and to provide local government agencies

and the public with information about hazardous materials located in their community.

EPCRA does not place limits on which hazardous materials can be used, stored, released,

disposed, or transferred at a facility (Kompanik, 2001). It does require that a facility

document, notify, and report certain information to various government agencies about

their hazardous materials. One of the agencies that the facility is required to provide

information to is the local fire department. The facility is also required to allow the fire

department access to the facility for pre-incident planning (Bachman, 1998).

The Occupational Safety and Health Act of 1970 (OSH Act) provided for

establishing and enforcing safety and health regulations in the workplace. It was

designed and intended to protect workers. The Occupational Safety and Health

Administration (OSHA), a division of the United States Department of Labor, enforce the

federal law. To address concerns about hazardous materials in the workplace, OSHA

developed a standard known as the Hazard Communication Standard (HCS). Details can

be found in the Code of Federal Regulations, 29 CFR 1910.1200. HCS is thought of as a

workers’ right-to-know standard and is based on the premise that employees have a right

and a need to know the types of hazardous materials present in the workplace and the

dangers they pose. The HCS does not mandate any reporting requirements similar to

those required by EPCRA (OSHA, 2000).

Section 18 of OSH Act included provisions for a state to develop and operate their

own job safety and health programs. One of the provisions is that the standards adopted

by a state must be at least as effective as the federal standards. In most cases, a state’s

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plan is identical to the federal standards. However, states that have been approved to

operate their job safety and health programs have the option to adopt standards covering

hazards not addressed by federal standards (OSHA, 2000).

North Carolina is one of twenty-two states that have developed and operate their

own job safety and health plans that cover both the private sector and government

employees. The Occupational Safety and Health Division of the North Carolina

Department of Labor administers the job safety and health plans (OSHA, September 12,

2003). On July 17, 1985, the North Carolina General Assembly expanded the two plans

by passing the Hazardous Chemicals Right-to-Know Act, which is codified as Article 18

of Chapter 95 of the North Carolina General Statues. The Hazardous Chemicals Right-to-

Know Act is commonly referred to as the North Carolina Right-to-Know Act (NC RTK

Act). Although North Carolina’s worker right-to-know law is similar to the federal HCS,

North Carolina includes requirements for the owner or operator of a facility to report

information about hazardous materials to the fire department. The information must be

provided when certain threshold quantities of the hazardous materials have been reached

(North Carolina Department of Labor, 1999).

Although EPCRA and NC RTK Act require a business to provide information to

fire departments about the hazardous materials used or stored in their facility, the method

that a fire department uses to store and retrieve this information varies. In his article,

“HTML-Based Preplans,” Scott Cook (2001) explains that computers are rapidly

replacing paper storage systems. Cook also pointed out that computer based pre-incident

plans are easier to access, take up less space, easier to organize, and easier to update. In

the article, “Top gear: Strathclyde’s New Vehicle Mounted Data Management Systems,”

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Jeff Ord (2001) discusses risk information problems during emergency operations.

Furthermore, Ord (2001) went on to explain that in order to deliver the amount of

information that is needed in an emergency situation, and to be able to access the

information in a limited time frame, a computerized system would be necessary.

During emergency operations, history has shown that situations involving

hazardous materials can cause a lot of problems. In the article “Common Preincident

Intelligence Failures,” by Eric G. Bachman (2003), several incidents were discussed

where the lack of adequate pre-incident planning resulted in unnecessary injuries and

deaths. The need to collect hazard information associated with a facility is also brought

out in the article “Pre-planning at Fixed Industrial Sites” (Haase, 2002). In an incident

involving hazardous materials, knowledge about the hazardous material’s chemical

profile, quantity of material involved, reactivity with water and other substances, types of

protective equipment to be worn by firefighters, evacuation distances, wind direction, etc.

is critical. Access to information and management of this information is crucial (NRT,

2001).

A pre-incident record management system that can provide this type of

information for analysis can be used to enhance and improve decision-making. National

Fire Protection Agency (NFPA) 1620, Recommended Practice for Pre-Incident Planning,

(1998) discusses that pre-incident planning information is intended primarily for use by

emergency responders, and user acceptability of the format is essential. The information

that is presented to the emergency responder must be understandable, brief,

unambiguous, and complete (NFPA 1620, 1998).

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Based on a review of other fire departments’ record management systems, the

storage method used for hazardous materials inventory information includes paper and

electronic storage mediums. Some of the departments keep paper and electronic records,

others use only paper records, while others use only electronic records. The storage

medium does play a role in the time it takes to retrieve information.

In summary, legislative requirements that necessitate the owner or operator of a

facility that uses or stores hazardous materials to furnish information about the hazardous

materials to the fire department is found at both the federal and state level of government.

At the federal level, the Environmental Protections Agency’s regulatory authority comes

from a law know as EPCRA. At the state level, the North Carolina Department of

Labor’s regulatory authority comes from a law commonly known as NC RTK Act.

Although laws have been passed that require the owner or operator of a business

to provide information about hazardous materials to a fire department, it is the fire

department’s responsibility to manage and use this information. The method that a fire

department stores and accesses this information will vary. However, it is important that

this information be available to emergency responders in order for them to make

informed decisions. The information must be provided in a limited timeframe and user

acceptability of the format is essential.

Procedures

The impetus of this project is that the HEOM assigns the responsibility of

collecting and recording information about hazardous materials to the HFD. The HEOM

also assigns the HFD the responsibility of advising decision makers on the dangers

associated with hazardous materials. This research paper focuses on statutory

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requirements that will assist fire departments in collecting information about the

hazardous materials located within their jurisdiction and to identify various record

management systems with pre-incident capabilities that allows access to information

about hazardous materials that would be suitable for use by the HFD.

The first research question, which addresses federal and state regulatory reporting

requirements, was investigated through a review of two laws. The first law that was

examined was codified by the federal government and is called the Emergency Planning

and Community Right-To-Know Act of 1986. The second law that was examined was

codified by the North Carolina General Assembly and is called the Hazardous Chemicals

Right to Know Act, which is referred to as the NC RTK Act.

The second research question pertained to the availability of record management

systems with pre-incident capabilities that allows access to information about hazardous

materials that are currently available to the fire service. Keeping in mind Cook’s article

“HTML-Based Preplans” (2001), the search was limited to computer based pre-incident

programs. Only computer based pre-incident programs, which offered hazardous

materials information capabilities, were considered.

Identifying every pre-incident program that focuses on hazardous materials was

out of the scope of this project; therefore, only five were selected. Using Google, Yahoo,

and Altavista Internet search engines, they were located using key phrases such as “fire

department software” and “pre-incident plan”. During the search, some of the Internet

sites that were visited yielded related links that in turn led to additional sites.

The products that were selected for evaluation were FDonScene, FIREHOUSE,

E-Plan, CAMEO, and First Look Pro 2.0. The selections were based upon information

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that the software was capable of providing hazardous material information and its

availability for demonstration purposes. The same computer was used to operate the

applications. The computer was configured with a Pentium 4 processor and 564

megabytes of RAM.

For evaluation purposes, the minimum information that the system had to be

capable of tracking was a company’s name, the address, the phone number, emergency

contact information, site plan, the types and amounts of hazardous materials, and location

of the hazardous materials. Two other points of criteria were the amount of supporting

data that was available about hazardous materials and the ease with which the

information was accessed. No attempt was made to try and assign point values to these

two criterions in order to determine which software was better suited for the HFD. As

long as the software offered supporting data about the hazardous materials and the format

of the database was relatively easy to navigate, the product would be recognized as

suitable for further consideration by the HFD.

The limitations of this method of evaluation are that some supporting data is more

informative than others and may not be as valuable in each situation. Another limitation

is what may appear to be easy to navigate in an office setting may not be easy to navigate

during an emergency. Another limitation was the limited number of products selected for

evaluation, which eliminated numerous products from being evaluated.

The next research question focused on how other fire departments keep inventory

records and access information about hazardous materials. A feedback form was devised

to answer this question. The feedback form included questions about the method of

storage, availability of information to responding units, how long it takes them to access

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information, additional information that is available to help mitigate an incident involving

the hazardous material, and if the information was sufficient in an emergency situation.

Thirty-one copies of the feedback form were distributed to various fire

departments and 20 were returned. There was no particular selection criterion except that

the fire department maintained a Web site on the Internet. See Appendixes A, B, and C

for the relevant cover letters, the form itself, and a list of participating fire departments.

The information obtained from the feedback forms were reported as raw numbers and

percentages.

One of the limitations was the lack of information about a fire department’s

previous experiences involving hazardous material incidents. The amount and type of

supporting data that they felt was adequate could be dependent upon the degree of

involvement in mitigating previous incidents and not indicative of what would be needed

in a major incident. Another limitation was there were no provisions for a fire

department that allowed access to both electronic and paper records to differentiate which

medium allowed access to more information.

Definition of Terms

Extremely hazardous substance – A chemical identified by the EPA to be

extremely hazardous if spilled or released because of their toxic, physical, or chemical

properties.

Hazardous materials – Any substance or material that upon release poses an

unreasonable risk to safety, health, or the environment.

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Material Safety Data Sheet – A form that identifies and documents a selection of

physical properties, safety measures, and emergency actions for a particular chemical or

substance.

Pre-incident plan – A document derived from information collected about a

facility that can be used by emergency response personnel to assist in determining the

resources and actions needed to mitigate probable emergencies at that facility.

Responding unit – Apparatus with assigned personnel responding to an

emergency.

Threshold planning quantity – Amount of a hazardous substance that is kept at a

facility above which the owner or operator must report certain types of information to

government agencies.

Results

1. What requirements do federal and state laws place on the owners of

facilities that will assist the HFD in collecting information about hazardous materials

located at those facilities?

Although there are several federal laws pertaining to hazardous materials, EPCRA

includes provisions that require the owner or operator of a facility that uses or stores

hazardous materials to report information about those materials to the fire department.

EPCRA is divided into three subtitles: A, B, and C (42 U.S.C. 1101 et seq. 2000).

Combined, the three subtitles contain 30 sections. Subtitle A contains the requirements

for emergency planning and notification. Subtitle B contains the reporting requirements.

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Subtitle C contains a multitude of general provisions such as the protection of trade

secrets and civil penalties (42 U.S.C. 1101 et seq. 2000).

EPCRA’s reporting requirements are referred to as the community right-to-know

requirements and are found in Sections 311 and 312. They give people the right-to-know

what hazardous materials are being made, used, or stored in their community. Section

311 requires that a facility furnishes copies of the Material Safety Data Sheet (MSDS) or

lists of hazardous materials, that fall within the jurisdiction of OSH Act, to various

government agencies when the material’s threshold planning quantity has been reached

(42 U.S.C. 311, 2000). If a list is submitted instead of the MSDS, then the hazardous

materials must be grouped in categories of health and physical hazards.

Section 312 requires that when the hazardous material’s threshold planning

quantity has been reached, a facility must also submit either a Tier I or Tier II inventory

report (42 U.S.C. 312, 2000). A Tier I report provides information on the quantity and

general location for each of the hazard categories of hazardous materials. A Tier II report

provides specific information on the name, quantity, and exact location of each hazardous

material. The EPA determines the threshold planning quantities. The threshold amounts

for reporting are as follows:

• For an Extremely Hazardous Substance - 500 pounds or the threshold

planning quantity.

• For any substances considered a physical or health hazard - 10,000 pounds.

The MSDS or list of hazardous materials required by Section 311 and the Tier I or

Tier II inventory report required by Section 312 must be sent to the fire department that

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has jurisdiction over the facility (42 U.S.C. 311 & 312, 2000). The information must be

submitted at least once a year and any time during the year when a change occurs that

could pose additional risks. In addition to the reporting requirements, Section 312 goes

on to require the owner or operator of a facility that files a Tier I or Tier II inventory form

to “allow the fire department to conduct an on-site inspection of the facility and shall

provide to the fire department specific location information on hazardous chemicals at the

facility” (42 U.S.C. 312 (f), 2000).

The NC RTK Act is set down in North Carolina General Statue chapter 95,

between sections 173 and 218 (N.C. Gen. Stat. 95-173 et seq. 1994). The primary

purpose of NC RTK Act is to inform the fire chief about the presence of hazardous

materials located in facilities that the fire department would be responding to in the event

of an emergency. Information that NC RTK Act requires to be submitted about

hazardous materials is similar to the information required by EPCRA and in some cases,

the Tier II report can be used.

Due to NC RTC Act’s threshold quantities for reporting being lower than

EPCRA, there may be hazardous materials required to be reported under NC RTK Act

that are not required to be reported under EPCRA. The information must be submitted at

least once a year and any time during the year when a change occurs that could pose

additional risks. NC RTK Act also makes provisions that allow the fire department to

conduct on-site inspections of a facility and require that copies of the MSDS be provided

to the fire department upon request (N.C. Gen. Stat. 95-194, 1994). The threshold

quantities for a hazardous material under NC RTK Act are 55 gallons or 500 pounds,

whichever is greater (N.C. Gen. Stat. 95-191, 1994).

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The requirements mandated by EPCRA and NC RTK Act to provide information

about hazardous materials to the local fire department and to allow the fire department to

inspect a reporting facility is similar. However, due to the difference in scope and

purpose of the two laws, there are some significant differences that exist between EPCRA

and NC RTK Act. A facility must keep in mind that the threshold quantities required

under NC RTK Act are lower than the threshold quantities required under EPCRA.

However, the information required by NC RTK Act is not as extensive as EPCRA.

2. What record management systems with pre-incident planning capabilities

are currently available to the fire service that allows access to information about the

types, amounts, and supporting data of the hazardous materials used or stored at a

facility?

The first product that was examined is called FDonScene. FDonScene is one of

several programs developed by FieldSoft. FDonScene is a software application that is

primarily designed for incident management. Through automated tactical worksheets and

incident organization tables, an incident commander can deploy and monitor resources.

FDonScene in not a database type application, it is a web page application. The software

includes a “wizard” that can be used to create a pre-incident plan web site that resides on

the computer.

There are ten primary modules and each module contains information that is

specific to that application. The Tactical Information module provides links to preplans,

maps, occupancy information, hazardous materials information, equipment lists, and

checklists. The two links that provide hazardous materials information are the

Occupancy Index link and the HAZMAT link.

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The Occupancy Index link provides access to a web page that contains

information about a specific company. This information includes the company name,

address, phone number, emergency contact information, site plans, and the NFPA 704

hazard rating number. This page also has a section called Other Text where text can be

entered either free style, through a template, or a combination of the two. The Other Text

section of the Occupancy Index page is where a fire department would enter information

about the type and quantity of a hazardous material, the Chemical Abstract Number, etc.

The HAZMAT link connects to several hazardous material databases that have

previously been installed on the computer. The supporting data includes the Emergency

Response Guidebook, National Institute for Occupational Safety and Health (NIOSH)

Pocket Guide to Chemical Hazards, Recommendations for Chemical Protective Clothing,

and Toxicology Review of Selected Chemicals. There are also two Internet links, one to

the NIOSH homepage and the other to the Center for Disease Control’s homepage.

The second product that was examined was FIREHOUSE Software.

FIREHOUSE Software is a SQL database application that can be run locally or over a

network. It is designed for managing and recording a fire department’s activities.

FIREHOUSE Software is comprised of twelve modules. The relational structure of the

database allows information that is entered in one module to be used in the other

modules. The different modules are Fire Incidents, EMS Incidents, Occupancy,

Inspections, Staff, Activity, Training, Program, Scheduling, Inventory, Hydrant, and

Journal. The Occupancy module is where pre-incident planning information is located.

The Occupancy module contains seven tabs and each tab contains detailed

information that is associated to that tab. Information can be obtained that includes the

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company name, address, phone number, emergency contact information, site plans and

building plans. The Additional Records tab is where information about hazardous

materials is located. This information includes the types and amounts of hazardous

materials and their locations. Supporting data includes the Chemical Abstract Number,

Emergency Response Guidebook’s four-digit Identification Number, the NFPA 704

hazard rating number, and CAMEO’s chemical inventory database.

The third product that was examined was E-Plan. E-Plan is a federally sponsored

web-based system that provides information about hazardous materials. E-Plan is a

restricted site and requires a user name and password to logon before access is allowed.

E-Plan allows pertinent information to be entered about a particular facility. This

information includes the company name, address, phone number, emergency contact

information, site plan, the types and amounts of hazardous chemicals, and their locations.

Site plan information includes the overall footprint of a building, a facility layout that

will show multiple buildings and their relationship to each other, and surrounding roads.

Information can be entered that includes nearby sensitive areas such as hospitals, schools,

nursing homes, etc.

In addition to listing the types and amounts of hazardous chemicals located at a

specific facility, supporting data is available. This information includes Chemical

Abstract Numbers, MSDS, Emergency Response Guidebook information, Chemical

Hazards Response Information System information, and chemical profile information. E-

Plan has numerous Internet links. Some of the links include the EPA, CAMEO, United

States National Response Team, United States Fire Administration, NIOSH Pocket Guide

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to Chemical Hazards, Geographic Information System mapping, and up-to-date weather

information.

The fourth product that was examined was CAMEO. CAMEO is actually a

collection of three separate, integrated software systems. The applications are CAMEO,

ALHOA, and MARPLOT. CAMEO is comprised of nine modules. The supporting data

consists of the Chemical Library module, which contains over 6,000 records for

hazardous materials. Each record includes the chemical name, regulatory information, a

general description of the hazardous material, its physical properties, fire and health

hazards, and recommendations for firefighting and non-fire response, first aid, and

protective clothing for response.

The Facilities module allows certain information to be entered about a specific

building. This information includes the address, the types and amounts of hazardous

materials, the location of the material, emergency contact information, and a layout of the

facility. Information that some of the other modules allow to be entered is an address

directory of important contacts such as chemical experts and government agencies.

The other two applications that are integrated with CAMEO are ALHOA and

MARPLOT. ALHOA is designed to estimate the concentration of airborne vapors

downwind from a release and will generate a footprint diagram of that area. MARPLOT

is the mapping application that allows maps to be displayed and edited. Because

CAMEO, ALOHA, and MARPLOT are integrated, the information from one program

can be linked and used by the other programs.

The fifth product that was examined was First Look Pro 2.0, which consists of

seven modules. Each module contains information about a facility that is relevant to that

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particular module. The modules are Structure, Access, Water, Protection, Strategy,

Contact, and Haz Mat. Although the Haz Mat module contained information about the

types, amounts, and location of hazardous materials, the supporting data about the

hazardous materials was limited to the information found in the Department of

Transportation’s Emergency Response Guidebook.

The five computer based pre-incident programs that were examined allowed

standardized data entry fields that included the company’s name, address, emergency

contact information, site plans, and building plans. With the exception of FDonScene,

the other four programs also allowed for standardized data entry that included the types

and amounts of hazardous materials and the location of the hazardous materials. There

were some noticeable differences between the programs. The differences included screen

layout, screen navigation, grouping of information, amounts of supporting data that was

available about hazardous materials, and the availability of Internet links to sites such as

the EPA and the United States National Response Team.

3. How do other fire departments keep records and access information about

the hazardous materials that are used or stored in facilities located within their

jurisdiction?

A review of the feedback forms that addressed this question yielded interesting

results. All 20 of the departments that returned the feedback forms collected inventory

records detailing the types and quantities of hazardous materials stored in buildings

within their jurisdiction. Fourteen (70%) of the departments maintained their records

both electronically and on paper. Five (25%) of the departments maintained their records

exclusively on paper, and only one (5%) department maintained their records exclusively

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in an electronic format. However, responding units were able to access this information

in only 16 (80%) of the departments. A majority of the fire departments maintain both

electronic and paper versions of their hazardous material inventory records. Likewise, a

majority of the departments are able to access their inventory records when responding to

an emergency. See Appendix D for the content of the returned feedback forms pertaining

to the storage mediums used by the different fire departments.

Out of the 16 departments where responding units were able to access hazardous

material inventory records, only three (19%) provided both electronic and paper version

of the records to the responding units. Eight (50%) departments provided only electronic

inventory records and five (31%) provided only paper inventory records. Another way to

present this information is that 11 of the 16 (69%) departments offer electronic versions

of their inventory records to responding units and 8 of the 16 (50%) departments offer

paper versions. Electronic versions of hazardous material inventory records are available

to responding units more often than paper versions. See Appendix D for the content of

the feedback forms pertaining to the storage mediums that were available to the

responding units.

Nine (82%) of the records that were accessed electronically were retrieved in less

than five minutes. The retrieval time for the remaining two (18%) records that were

accessed electronically were between 5 and 10 minutes. Although eight departments

provide paper copies of the inventory records to responding units, only six of those

departments provided retrieval times on the feedback form for paper records. In three

(50%) of the departments, the retrieval time for the responding units to access the paper

records was less than five minutes. Two (33%) of the departments were able to access

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their paper records between 5 and 10 minutes. One (17%) department took between 11

and 15 minutes to retrieve their paper records. A comparison of the two storage mediums

indicates that electronically maintained records are faster to retrieve than paper records.

See Appendix E for the content of the feedback forms pertaining to the retrieval times for

the different storage mediums.

Thirteen (81%) of the departments think that the information they are able to

access is adequate and three (19%) of the departments think that the information they are

able to access is inadequate. Aside from the type and quantity of hazardous materials, 13

of the 16 (81%) departments are able to access MSDS, information contained in the

Department of Transportation’s Emergency Response Guide, and the United

Nations/Department of Transportation identification numbers. Three (19%) departments

have access to information that includes a mapping application called MARPLOT and an

application that estimates the concentration of airborne vapors downwind from a

chemical release called ALOHA. Two (12%) departments have access to information

contained in the National Institute for Occupational Safety and Health’s database on

chemical hazards and the Chemical Hazards Response Information System developed by

the U.S. Coast Guard.

The majority of the departments maintain their records both electronically and on

paper, although both versions were not always available to the responding units. The

retrieval time for information obtained from paper records took longer than accessing the

information electronically. Aside from the type and quantities of hazardous materials,

most of the additional information that the fire departments have available with their

hazardous materials inventory records is limited. In most cases, the additional

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information focused on the MSDS, the Department of Transportation’s Emergency

Response Guidebook, and the United Nations/Department of Transportation

identification numbers. However, most of the departments felt that the information they

were provided was adequate for the responding units.

Discussion

Hazardous materials are found throughout the modern world and are essential in

maintaining our high standard of living. However, under certain circumstances they can

cause untold harm to people, property, and the environment. The City of Hickory

recognizes the dangers that hazardous material releases pose and the cascading affect

they present when combined with natural or man-made disasters. Hickory’s multi-

disaster plan assigns the HFD the responsibility of identifying and recording the types

and amounts of hazardous materials located in facilities within the city. To assist the

HFD with this task, it is important that the HFD take advantage of federal and state laws

that require a business that uses or stores hazardous materials to report this information to

the HFD. It is also important the HFD have a record management system that is capable

of recording the hazardous materials information provided by the businesses and the

information being accessible to units responding to an emergency at those businesses.

To address the potential for disasters involving hazardous materials “Congress has

enacted several hazmat laws in response to specific environmental events…” (Bullock &

Eversole, 2003, p. 732). Amongst the federal laws, “SARA Title III has had the greatest

impact on fire service operations” (Bullock & Eversole, 2003, p. 733). SARA’s impact

upon the fire service is attributed to legislative action when “SARA acted to both amend

and reauthorize” CERCLA (Bullock & Eversole, 2003, p. 733). The amending of

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CERCLA through SARA resulted in a law known as EPCRA. “The purpose of EPCRA

is to both improve local emergency response planning and to increase risk

communication regarding toxic hazards produced by companies” (Kompanik, 2001, p.

24).

EPCRA accomplishes its purpose through requirements that can be divided into

four main areas: Emergency Response, Emergency Notification, Community Right-to-

Know, and Toxic Chemical Release Reporting. The Community Right-to-Know portion

is found in Sections 311 and 312. Sections 311 and 312 requires “information about the

storage and use of chemicals…” (Kompanik, 2001, p. 24) be reported to certain agencies,

one of them being the local fire department. The federal and state government recognize

the importance of a business’ proper reporting of this information to the fire department.

It is equally important that the HFD holds the businesses responsible for providing this

information in order that units responding to emergencies have access to this information.

In the article “Pre-planning at Fixed Industrial Sites” Rick Haase (2002), explains

“Understanding the quantities and types of hazardous chemicals within a facility prior to

an actual response can save time and guesswork during an incident” (Haase, 2002, p. 2).

The Tier II chemical inventory forms that Section 312 requires for a facility to submit to

a fire department contains pertinent information about the hazardous materials located at

a facility. The value of this information was discussed in the article “Tier II Chemical

Inventory Form a Preplanning Resource” (Bachman, 1998). Bachman brought out the

fact that many fire departments are not making good use of this information, and the Tier

II forms “can provide valuable site-specific information” (Bachman, 1998, p. 182). In

her master thesis, “Implementation of Federal Programs at the Local Level: An

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Examination of SARA Title III Local Emergency Planning Committees and Project

Impact” Kompanik (2001) also discusses the fact that local government agencies are not

taking full advantage of EPCRA.

Another federal hazardous materials law, know as HCS, was developed by OSHA

to address concerns about hazardous materials in the workplace. HCS focus is directed

toward employees right-to-know and does not require a business to report information

about their hazardous materials to a local fire department. However, OSH Act

“encourages states to develop and operate their own job safety and health plans” (OSHA,

2000, p. 18). This provision allows a state to implement their own plans, providing the

plans are at least as effective as HCS.

North Carolina is one of several states approved by the federal government to

administer their own job safety and health plans. North Carolina’s plan is not just

concerned about employees being informed about the hazardous materials used or stored

in a facility, it is also concerned that the fire department is informed. North Carolina’s

plan addresses what Eric Bachman discusses in his article “ Common Preincident

Intelligence Failures,” that if a fire department is not “inventorying, identifying, and

analyzing your hazards, you’re going to be caught off guard and unprepared” (Bachman,

2003, p. 165). NC RTK Act requires businesses to provide information about their

hazardous materials to the local fire department when certain threshold quantities of

hazardous materials in use or storage have been reached (NC Gen. Stat. Ch. 95 § 191 &

194, 1994). Information that includes the types and quantities of hazardous materials

being used or stored at a facility is valuable; and with this type of pre-incident

intelligence, a fire department will be better prepared to provide an effective response.

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Considering that there are both federal and state reporting requirements for a

business to provide hazardous materials information to a fire department, the next step

would be identifying those businesses not in compliance with EPCRA and NC RTK Act.

The method used to identify the businesses not in compliance with the two laws are not

within the scope of this research project, but it must be kept in mind that many of the

businesses may not be aware of the requirements. Once notified that they were not it

compliance with EPCRA or NC RTK Act, many of the businesses will voluntarily

comply with the reporting requirements while others may require punitive action.

Another matter that must be taken into consideration is managing the information

once it is submitted. A record management system must be in place to record the

hazardous materials information in a format that can be used by emergency responders.

In the article, “HTLM – Based Preplans,” Cook (2001) discusses different types of pre-

incident planning storage systems. Cook points out that “notebooks and accordion files

take up a lot of room….which can prove cumbersome while sitting in the cab responding

to a call” (Cook, 2001, p. 61). Cook also discussed how computers are becoming the

storage medium of choice for pre-incident plans and can make organizing and accessing

the information easier. However, the author also brought out the fact that “many

software programs require several steps to access needed information…” (Cook, 2001, p.

61). Although computers provide a storage medium that is conducive to organizing pre-

incident planning information, the number of steps that it takes to access information can

slow down the information’s retrieval time.

In the article, “Top gear: Strathclyde’s New Vehicle Mounted Data Management

Systems,” the author, also points out “only a computerized system could cope with the

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amount of data …” (Ord, 2001, p. 33) needed by firefighters for analyzing risk

information problems. Keeping these two articles in mind, the search for record

management systems with an initial focus on pre-incident planning capabilities was

limited to computer-based systems. Five products were identified for evaluation.

The first product that was evaluated was FDonScene. FDonScene is designed as

an incident management tool. The web page that contains occupancy information only

provides NFPA 704 hazard rating numbers. The hazard numbers provide very little in

the way of information. Although the hazard rating numbers provide the degree of

physical, health, fire, or reactivity hazard of the hazardous materials located inside of the

building, the program does not provide the types or amounts of hazardous materials.

Without knowing the type and amounts of the hazardous materials, firefighters are

hampered in their ability to make informed decisions.

Although the types and amounts of hazardous materials can be entered so they

will appear in the Occupancy Information section, it must be entered free style or a

template must first be created. Without the use of a template for data entry, there would

be no consistency in how the information appears when displayed. The lack of pre-

designed data entry fields for this information underscores that the focus of this program

is not towards accessing hazardous materials information. Hazardous materials

information is not readily available and there is no grouping of this information. A fire

department would be required to create their own hazardous material web pages if they

wanted more of a focus in this area.

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In summary, FDonScene is directed more towards incident commanders and

scene management. The focus is on deploying and monitoring resources and not as a tool

for responding units to access information about hazardous materials.

The second solution that was evaluated was FIREHOUSE Software.

FIREHOUSE Software is designed as a fire department’s record management system. It

is designed to track the department’s activities and generate pre-designed reports using

the information that has been entered. Although FIREHOUSE Software has a pre-

incident planning component that includes hazardous materials information, the

information is not presented in a manner that lends itself to quick extraction. Although

navigation between modules is not difficult, the Chemical Inventory’s screen layout and

grouping of information makes filtering through the information awkward.

FIREHOUSE Software is designed to manage large amounts of information while

providing a fire department with a complete record management system. The amount of

information that can be entered about a building such as the last inspection and violation

history is valuable; however, it is not critical when responding to an emergency.

FIREHOUSE Software provides a complete records management package. However, the

design of its pre-incident planning module does not take into consideration that its target

audience would be emergency responders.

The third solution that was evaluated was E-Plan. E-Plan is easy to use and

provides information in a clear and concise manner. It allows quick access to

information that a first-arriving engine company would need about hazardous materials

and provides more complex and detailed information that would be needed to manage a

large hazardous materials incident. Navigating between screens is easy, the grouping of

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information is conducive to decision making and the information is to the point and easy

to read.

E-Plan was designed with a focus on accessing information about hazardous

materials and being able to apply that information in a limited timeframe to a specific

location. Although someone may argue that there is no such thing as too much

information, if the information is not properly organized it can be overwhelming. This

program does an excellent job of organizing a tremendous amount of information in a

manner that can be utilized by units responding to an emergency.

The fourth product that was evaluated was CAMEO. CAMEO is designed to

assist emergency managers and responders with planning and managing hazardous

material emergencies. CAMEO provides a wealth of information and would be very

beneficial in managing a sizable hazardous material incident. However, it took a lot of

surfing to find the information and was not as easy to navigate as other programs.

Although CAMEO is very capable of planning for and managing major hazardous

material incidents, it did not readily provide general information about the types and

amounts of hazardous materials located in a facility along with basic types of supporting

data.

The last solution to be evaluated was First Look Pro 2.0. The information in First

Look Pro 2.0 was easy to access and would be beneficial to any incident commander or

units responding to an emergency. Navigating between modules and accessing the

information in a module is straightforward. The information in the different modules is

easy to read and is grouped together in a manner that is not distracting and lends itself to

extraction. First Look Pro 2.0’s focus is on pre-incident planning, which includes type,

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quantity, and location of hazardous materials. However, it did not provide a lot of

supporting data about hazardous materials.

The literature suggested that information about the hazardous materials located at

a facility must be available to emergency responders. The information must be easily

accessed, and it must be presented in a format that is easy for an emergency responder to

use. The information must not only contain the location, types, and quantities of the

hazardous materials, but information about its physical properties, reactivity, toxicity,

evacuation distances, etc. must also be available. The two systems that provide the most

hazardous materials information are E-Plan and CAMEO.

Considering that the HFD maintains a response time of less than five minutes to

any given location within its jurisdiction, priority must be given to the amount of time it

takes to access information. Another factor that must be considered is the grouping of

information and if this grouping would be conducive to making decisions. Considering

these two factors, E-Plan has a distinct advantage over the other programs. However,

keeping in mind the suggestion from NFPA 1620, Recommended Practice for Pre-

Incident Planning, “It cannot be understated that the pre-incident plan user should have

the final say in the format” (NFPA 1620, 1998, p. D-2). In other words, the final decision

on which product would be better suited for the HFD should be left to the firefighters that

respond to emergencies.

The question now arises about how other fire departments keep records and

access information about hazardous materials that are used or stored within their

jurisdiction. The feedback form that was sent to other fire departments yielded results

that reflected information brought out in the literature review by the various authors. The

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20 fire departments that returned the feedback form all collected inventory records

detailing the types and quantities of hazardous materials within their jurisdiction.

The majority of the departments maintain their records both electronically and on

paper, although both versions were not always available to the responding units. The

retrieval time for information obtained from paper records took longer than accessing the

information electronically. After considering Cook’s and Ord’s articles about

computerized storage systems, the results from the feedback forms about retrieval times

are no surprise.

Aside from the type and quantities of hazardous materials, most of the additional

information that the fire departments have available with their hazardous materials

inventory records is limited. In most cases, the additional information focused on the

MSDS, the Department of Transportation’s Emergency Response Guidebook, and the

United Nations/Department of Transportation identification numbers. Although the

additional information was limited, most of the departments felt that it was adequate for

the responding units. The additional information just mentioned should be considered the

minimum that a program has to offer. The importance of having Internet capabilities that

allows access to sites such as the EPA, the Untied States National Response Team, up-to-

date weather information, and Geographic Information System mapping cannot be

discounted.

The organizational implications of the study results indicate that the HFD must

move forward with providing computers in their vehicles. The computers will need to

accommodate a pre-incident planning program. They must also provide wireless

connections to the Internet, which will allow a responding unit access to Internet sites

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that pertain to hazardous materials. Pursuing a record management system where

responding units can only access paper hazardous material inventory records would not

be in the best interest of the HFD.

Recommendations

Keeping in mind that NC RTK Act’s threshold quantities for reporting

information to the fire department is lower than EPCRA, the first recommendation is to

contact the Occupational Safety and Health Division of the North Carolina Department of

Labor and find out what type of assistance they can provide. They should have an

education specialist on staff that may be able provide some suggestions and assistance in

contacting business owners and educating the business owners about NC RTK Act. At a

minimum, they should have brochures and pamphlets that can be given to the business

owners that use or store hazardous materials.

The second recommendation is that the HFD moves forward with selecting a

computer based pre-incident planning program with a focus on hazardous materials. A

committee, comprised of firefighters that would be using the product, should be selected

to make the final recommendation. Out of the five programs that I evaluated, only two

should be considered for further review. The two systems are E-Plan and CAMEO. If

neither of these programs is acceptable to the selection committee, then other products

should be identified and evaluated. However, only systems that allow electronic access

to hazardous materials inventory records with supporting data should be considered.

The third recommendation is to involve the City’s Information Technology

Department. The department head will need to be educated about the importance of pre-

incident planning and the need for a computer based pre-incident planning program. The

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department head, or designee, should be involved in the selection of the computers for the

vehicles and their installation. They will have an integral part in maintaining the

computers and their support cannot be overlooked.

The fourth recommendation is to start gathering information about the cost of the

computers and the cost of installing them in the vehicles. The dollar amount will need to

be included in the budget process, or funds will not be available to purchase the

computers or for their installation. This is another area where the support of the

Information Technology Department is important.

The fifth recommendation is to evaluate the HFD’s current standard operating

procedures for pre-incident planning. The current standard operation procedures for pre-

incident planning will need to be reviewed and recommendations made on revising the

procedures to incorporate the use of a computer based pre-incident planning program and

entering information about hazardous materials.

The final recommendation is for the Fire Chief to appoint someone to oversee the

project. This person will need to develop goals and objectives with dates for certain tasks

to be completed. This person should also consider the overall computer literacy of the

HFD. Individuals that are lacking in this area should be encouraged and provided with

assistance in obtaining the necessary skills it will take to enter and access electronic

information.

In conclusion, based on the findings of this research project, the HFD should take

the necessary steps for collecting information about the types and amounts of hazardous

materials used or stored in facilities located within its jurisdiction. This task has been

delegated to the HFD by the HEOM. A review of the literature eliminates any doubt that

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this information should be available to fire department units responding to an emergency.

To further underscore the importance of this type of information, EPCRA and NC RTK

Act has established threshold quantities for hazardous materials that, when reached, must

be reported to the fire department.

Future researchers may wish to explore the computer literacy of a fire department

and how this affects their members’ abilities to enter information into a database and

access the information during an emergency.

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References

Bachman, Eric G. (1998, March). Tier II chemical inventory form a preplanning

resource. Fire Engineering, 182-186.

Bachman, Eric G. (2003, March). Common preincident intelligence failures. Fire

Engineering, 165-170.

Barr, Robert C. & Eversole, John M. (Eds.). (2003). The Fire Chief’s Handbook

(6th ed.). Tulsa, OK: PennWell Corporation.

Bullock, Jane A. & Haddow, George D. (2003). Introduction to Emergency

Management. New York, NY: Butterworth Heinemann.

City of Hickory. (2002). Emergency Operations Manual. Hickory, NC: Author.

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Supp. 1994).

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impact. Unpublished master’s thesis, University of Delaware, Disaster Research Center.

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Emergency Management. Emmitsburg, MD: Author.

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Incident Planning (NFPA 1620). Quincy, MA: Author.

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guide (Publication No. NRT-1). Washington, DC: Author.

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act [Brochure]. Raleigh, NC: Author.

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community [Brochure]. Cincinnati, OH: Author.

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Appendix A

Cover Letter for Record Management System

Fire Prevention Bureau City of Hickory

76 North Center Street Hickory, NC 28601

(828) 323-7522 Fax (828) 323-7476

DATE NAME POSITION ADDRESS Dear NAME: I would like to take this opportunity to introduce myself. My name is Greg Rohr and I am a Deputy Chief at the Hickory Fire Department located in North Carolina. I am currently enrolled in the National Fire Academy’s Executive Fire Officer Program. As a participant in this program, I am required to complete an applied research project. The purpose of my project is to identify a record management system with an initial focus on hazardous materials pre-incident planning capabilities that allows access by emergency responders to information about the types, amounts, and supporting data of the hazardous materials used or stored at a facility. I have enclosed a survey that is needed to complete the research portion of the project. I would appreciate your assistance in having the appropriate member of your fire department complete the survey and return it as soon as possible. I have also enclosed a self-addressed stamped envelope that can be used to return the survey. If you would like to review the results of the survey or have any questions, please do not hesitate to contact me. Thank you for your cooperation. Sincerely, Greg A. Rohr Deputy Chief Enclosures: Records Management Feedback Form Self-addressed stamped envelope

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Appendix B

Records Management Feedback Form The following questions are related to records management for hazardous materials. Please answer the questions to the best of your ability. A comment section has been provided at the end of the form for any additional information or explanation of the information you have provided. PLEASE PRINT Name: _________________________________ Title: _________________________ Fire Department: _________________________ Telephone: (____) ______________ 1. Does your department collect inventory records detailing types and quantities of

hazardous materials stored in buildings within your jurisdiction?

Yes ____ No ____ 2. Are the inventory records of hazardous materials maintained electronically or on

paper?

Electronically _____ Paper _____ Both _____ 3. If records are maintained on paper, where are they located?

_____________________________________________________________________

_____________________________________________________________________

4. If records are maintained electronically, what program do you use?

Cameo ____ E-Plan ____ Fieldsoft ____ FireZone ____ Firehouse ____

Other (please specify)___________________________________________________ 5. When responding to an incident can the responding units access the hazardous

materials inventory records? Yes ____ No ____

6. If the responding units can access the hazardous materials inventory records, are the records electronic or paper copies?

Electronic ____ Paper ____ Both ____

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7. If the responding units can access the hazardous materials inventory records electronically, what storage medium is used?

Hard drive on apparatus computer ____ CD/DVD ____ Wireless ____

Other (please specify) __________________________________________________

8. When responding to an incident, how quickly can inventory records of the hazardous materials be accessed?

Electronic Records Paper Records Under 5 minutes _____ Under 5 minutes _____ Between 5-10 minutes _____ Between 5-10 minutes _____ Between 11-15 minutes _____ Between 11-15 minutes _____ Above 15 minute _____ Above 15 minute _____

9. In the event of an emergency, who has access to either the electronic or paper

records? _____________________________________________________________________

_____________________________________________________________________ 10. Aside from hazardous materials type and quantity, what additional information is

available in your inventory records about the material that could help you mitigate an incident involving the chemical?

Material Safety Data Sheet _____ UN/DOT Number _____

Emergency Response Guide Information _____ Other (please specify) ___________

11. Do you consider the hazardous chemical information you have available for retrieval sufficient in an emergency?

Yes ____ No ____

12. If the answer to Question 11 is no, what additional information is needed?

_____________________________________________________________________

_____________________________________________________________________ 13. Based on its performance when responding to emergencies that involve hazardous

materials, do you consider your department’s record management system adequate?

Yes ____ No ____ 13. Comments: (use reverse side of paper if necessary)

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Appendix C

Participating Fire Departments

SENT BACK A RESPONSE

Albany Department of Fire & Emergency Services, Albany, NY

Charlotte Fire Department, Charlotte, NC

City of Atlanta Fire Department, Atlanta, GA

City of Memphis Fire Department, Memphis, TN

City of Miami – Department of Fire & Rescue, Miami, FL

City of Raleigh Fire Department, Raleigh, NC

Corpus Christi Fire Department, Corpus Christi, TX

Dallas Fire & Rescue, Dallas, TX

El Dorado Fire Department, El Dorado, TX

Oklahoma City Fire Department, Oklahoma City, OK

Philadelphia Fire Department, Philadelphia, PA

Phoenix Fire Department, Phoenix, AZ

Pittsburgh Bureau of Fire, Pittsburgh, PA

Plano Fire Department, Plane, TX

Portland Fire & Rescue, Portland, OR

Portland Maine Fire Department, Portland, ME

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Sacramento City Fire Department, Sacramento, CA

San Diego Fire & Rescue Department, San Diego, CA

Town of Cary Fire Department, Cary, NC

Tucson Fire Department, Tucson, AZ

DID NOT RESPOND

Baton Rouge Fire Department, Baton Rouge, LA

Boston Fire Department, Boston, MA

City of Tulsa Fire Department, Tulsa, OK

Columbia Fire & Rescue, Columbia, SC

Denver Fire Department, Denver, CO

Greensboro Fire Department, Greensboro, NC

Houston Fire Department, Houston, TX

Nashville Fire Department, Nashville, TN

New Orleans Fire Department, New Orleans, LA

Orlando Fire Department, Orlando, FL

Tampa Fire & Rescue, Tampa, FL

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Appendix D

Availability of Hazardous Materials Inventory Records To Responding Units

Fire departments Storage medium Availability Storage medium available

Dept. 1 B Y B

Dept. 2 B Y B

Dept. 3 B Y E

Dept. 4 P Y P

Dept. 5 B Y P

Dept. 6 P N -

Dept. 7 B Y E

Dept. 8 B Y P

Dept. 9 B Y E

Dept. 10 P Y P

Dept. 11 B Y E

Dept. 12 B Y B

Dept. 13 B N -

Dept. 14 P N -

Dept. 15 B N -

Dept. 16 B Y E

Dept. 17 B Y E

Dept. 18 E Y E

Dept. 19 P Y P

Dept. 20 B Y E

Note. Y = yes response; N = no response; E = electronic; P = paper; B = electronic and

paper.

Dashes indicate that information was not furnished or did not apply.

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Appendix E

Retrieval Time of Hazardous Materials Inventory Records

Fire departments

Storage

medium available

Retrieval time

for electronic records

Retrieval time

for paper records Dept. 1 B Under 5 min. -

Dept. 2 B Under 5 min. Under 5 min.

Dept. 3 E Under 5 min. -

Dept. 4 P - 11 to 15 min.

Dept. 5 P - 5 to 10 min.

Dept. 7 E 5 to 10 min. -

Dept. 8 P Under 5 min.

Dept. 9 E Under 5 min. -

Dept. 10 P - Under 5 min.

Dept. 11 E Under 5 min. -

Dept. 12 B Under 5 min. -

Dept. 16 E Under 5 min. -

Dept. 17 E Under 5 min. -

Dept. 18 E 5 to 10 min. -

Dept. 19 P - 5 to 10 min.

Dept. 20 E Under 5 min. -

Note. Y = yes response; N = no response; E = electronic; P = paper; B = electronic and

paper.

Dashes indicate that information was not furnished or did not apply.