predictive models and data linkage

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© Nuffield Trust Predictive Models and Data Linkage Sharing international experience: Linking disease registry information and predictive modelling to improve quality and efficiency September 2012 Martin Bardsley Head of Research The Nuffield Trust

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Page 1: Predictive Models and data linkage

© Nuffield Trust

Predictive Models and Data Linkage Sharing international experience: Linking disease registry information and predictive modelling to improve quality and efficiency

September 2012

Martin Bardsley Head of Research The Nuffield Trust

Page 2: Predictive Models and data linkage

© Nuffield Trust

Applications of predictive risk in the UK

• Case finding for people at high risk of admission seen as increasingly important for people with LTCs and complex conditions

• Examples of predicting across health and social care

• Scope to make the most of linked data sets in describing care pathways

• Evaluation and risk adjustment

Page 3: Predictive Models and data linkage

© Nuffield Trust

Predictive risk and case finding

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Page 4: Predictive Models and data linkage

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Predictive modelling in UK

• BMJ in paper* in 2002 showed Kaiser Permanente in California seemed to provide higher-quality healthcare than the NHS at a lower cost. Kaiser identify high risk people in their population and manage them intensively to avoid admissions

• • Modelling aims to identify people at risk of high costs in future • Relies on exploiting existing information

+ve: systematic; not costly data collections; fit into existing systems -ve: information collected may not be predictive

• *Getting more for their dollar: a comparison of the NHS with California's Kaiser Permanente BMJ 2002;324:135-143

Page 5: Predictive Models and data linkage

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Predictive Models Identify who will be where on next year’s Kaiser Pyramid

Page 6: Predictive Models and data linkage

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Regression to the mean: Change in average number of emergency bed days

Predictive models try to identify people here

Page 7: Predictive Models and data linkage

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Extending models beyond healthcare

Page 8: Predictive Models and data linkage

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Information flows

Page 9: Predictive Models and data linkage

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Protecting individuals identities

Page 10: Predictive Models and data linkage

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Looking at and individuals history of care One person’s story

Page 11: Predictive Models and data linkage

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Model Risk threshold PPV (%) Sensitivity (%) PARR (England) 50 65.3 54.3

70 77.4 17.8

80 84.3 8.1

SPARRA (Scotland) 50 59.4 18.0

70 76.1 3.3

S Care model (Pooled £1K)

50

70

55

60

19

10

Typical accuracy models currently used to predict hospital admission

Page 12: Predictive Models and data linkage

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Range of case finding models available

SPARRA PARR (++) SPARRA MD Combined Predictive Model PRISM PEONY AHI Risk adjuster LACE ACGs (John Hopkins) MARA (Milliman Advanced Risk

Adjuster) DxCGs (Verisk) Dr Foster Intelligence SCOPE RISC (United Health Group)

Variants on basic admission/readmission predictions: Short term readmissions Social care costs Condition specific tools

Page 13: Predictive Models and data linkage

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Wider applications of linked data

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Page 14: Predictive Models and data linkage

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Using the data available

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Testing for gaps in care

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North West e-lab

Page 17: Predictive Models and data linkage

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Accident and emergency 350,000 records

Outpatients 1,680,000 records

Inpatients 360,000 records

Social care 240,000 records

Community matrons 20,000 records

GPs 60 practices 48.5 million records

Relative size of data sets collected For one WSD area

March 2011

Page 18: Predictive Models and data linkage

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Data linkage Social & secondary care interface

Page 19: Predictive Models and data linkage

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Inpatient and Social Care costs per person in final year of life by age band over two lines

£0

£2,000

£4,000

£6,000

£8,000

£10,000

£12,000

40 50 60 70 80 90 100

Age Band

Social care

Hospital IP care

SC+ Hosp

Page 20: Predictive Models and data linkage

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Number of inpatient admissions (with 95% confidence intervals) per person by age according to type of social care received

Bardsley M, Georghiou T, Chassin L, Lewis G, Steventon A, and Dixon J. Overlap of hospital use and social care in older people in England J Health Serv Res Policy jhsrp.2011.010171; published ahead of print 23 February 2012,

Page 21: Predictive Models and data linkage

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Describing patterns of social care around cancer diagnosis. Linkage to cancer registry

Page 22: Predictive Models and data linkage

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What was the average cost of hospital care?

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GP visits around cancer diagnosis

Page 24: Predictive Models and data linkage

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Risk adjustment and Evaluation a. Prospective Trials b. Retrospective evaluations

© Nuffield Trust

Page 25: Predictive Models and data linkage

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Using risk scores within a randomised trial

March 2011

Ensuring even mix of patients Analysis by risk subgroup

Page 26: Predictive Models and data linkage

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Information flows for this analysis

Secondary Uses Service

GP

Community systems

Social care

Local operational systems

Encrypted client-event based

Encrypted client-event based

Encrypted client-event based

Encrypted client-event based

Link to create Combined Model

Nuffield Trust Linked datasets Hospital

Episodes Statistics

Encrypted client-event based

HES-ONS mortality data

Encrypted client-event based

Page 27: Predictive Models and data linkage

© Nuffield Trust

Distribution of Combined Model risk scores Importance of risk adjustment

General population

Top 0.5%

0.5% - 5%

5% - 20%

20% - 100%

WSD participants

Top 10%

10% - 45%

45% - 85%

85% - 100%

Very high risk High risk Moderate risk Low risk

Page 28: Predictive Models and data linkage

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Exploiting admin data within an RCT- trends in emergency hospital admissions

Start of trial

Able to chart hospital use before recruitment

Page 29: Predictive Models and data linkage

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Linked data in RCTS

• Enables larger sample sizes as its relatively cheap information

• Able to generate multiple outcome measures

• Track patient histories before baseline – and inform risk adjustment

• Generate intermediate points

• BUT • Constrained by type of information collected and quality

• May exclude care from some sectors

Page 30: Predictive Models and data linkage

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Retrospective evaluations The Partnership for Older People Projects (POPPs)

“We recommend expanding the Partnerships for Older People Projects (POPPs) approach to prevention across all local authorities and PCTs.”

•£60m investment by DH with aim to: “shift resources and culture away from institutional and hospital- based crisis care” •146 interventions piloted in 29 sites. •National evaluation of whole programme found £1.20 saving in bed days per £1 spent.

Page 31: Predictive Models and data linkage

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From the 146 interventions offered under POPP, we selected 8 for an in-depth study of hospital use

Support workers for community matrons Intermediate care service with generic workers Integrated health and social care teams Out-of-hours and daytime response service

+ 4 different short term assessment and signposting services

Page 32: Predictive Models and data linkage

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Our preferred option for this evaluation: link participants to HES through a trusted third party

March 2011

Collate files and add NHS numbers

Derive HES ID

Collate patient lists

Patient identifiers (e.g. NHS number)

Trial information (e.g. start and end date)

Non-patient identifiable keys (e.g. HES ID, pseudonymised NHS number)

Participating sites Information Centre

Nuffield Trust

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Prevalence of health diagnoses categories in intervention and control groups

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Overcoming regression to the mean using a control group

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Overcoming regression to the mean using a control group

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Overcoming regression to the mean using a control group

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Overcoming regression to the mean using a control group

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Control Intervention

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Impact of eight different interventions on hospital use

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Summary

• Predictive modelling practical case finding tool for identifying high risk patients

• Possible to screen large populations using existing data

• Scope to extend linkage over time and across data sets to give a broader view of patients’ journey

• Large data sets can be used in both prospective studies (RCTs) and enable retrospective analyses using matched controls

• Biggest weakness with existing administrative data is the limited level of clinical information – yet greater use of clinical records, audits and registries is possible

Page 40: Predictive Models and data linkage

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