preparation and properties of fully esterified erythritol
TRANSCRIPT
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Research Article
Preparation and properties of fully esterified erythritol
Panayiotis V. Ioannou, Maria A. Lala and Gerasimos M. Tsivgoulis
Department of Chemistry, University of Patras, Patras, Greece
Pure tetraesters of erythritol with C10, C12, C14, C16, C18 saturated, and C18:1 unsaturated (oleoyl) fatty
acyl chains have been prepared for the first time and characterized using the acylating systems fatty acid/
N,N0-dicyclohexylcarbodiimide/4-dimethylaminopyridine (DMAP), fatty acid anhydride/DMAP, fatty
acyl chloride/pyridine, and fatty acyl chloride/boron trifluoride etherate. For the first three systems the
yields were in the range of 80–90% while the fatty acyl chloride/pyridine system has the advantage of
lower cost. The fatty acyl chloride/boron trifluoride etherate system gave lower (ca 70%) yields of the
tetraesters. The tetraesters of erythritol may have applications analogues to those of triglycerides. In
addition, new applications can be envisaged for these compounds, as a result of their differences in
physical, chemical, and biochemical properties compared to triglycerides.
Practical applications: The tetraesters of erythritol with saturated fatty acyl chains may have appli-
cations analogous to those of saturated triglycerides. However, tetraesters with unsaturated fatty acid
chains may have greater prospects of having industrial uses after doing chemistry on the carbon–carbon
double bonds.
Keywords: Acylations / Erythritol / Fatty acid anhydrides / Fatty acyl chlorides
Received: October 20, 2010 / Revised: February 15, 2011 / Accepted: June 1, 2011
DOI: 10.1002/ejlt.201000508
: Supporting information available online
1 Introduction
Simple triglycerides, e.g., tristearin, tripalmitin, etc., are well
known esters of glycerol of animal and vegetable origin [1]
having interesting physicochemical and biochemical proper-
ties [2]. Unsaturated triglycerides of plant origin can be
manipulated, after their isolation and purification, to give
useful products, e.g., polymeric materials [3].
From the tetritols, meso-erythritol and D- and L-threitols,
erythritol occurs widely in nature, e.g., in foods, microorgan-
isms, animals, and humans, although in very small amounts.
It can be produced from corn or wheat starch via fermenta-
tion of the enzymatic hydrolysis of glucose by microorgan-
isms, and it is not toxic for human use, e.g., as a low calorie
sweetener [4].
It is of interest that only two tetraesters of erythritol are
known in pure state: the tetrabenzoate, prepared from eryth-
ritol and benzoyl chloride (1:5 mole ratio) in pyridine, m.p.
1888C [5] and the tetraacetate, prepared from erythritol
tetranitrate, acetic anhydride, and 100% sulfuric acid, m.p.
86–888C [6]. Usually, the simple tetraesters of erythritol
were obtained as mixtures when erythritol reacted with
palmitoyl or stearoyl chlorides using different mole
ratios [7]. At 200–2508C, erythritol and palmitic acid under
various mole ratios again gave mixtures containing differing
proportions of tetrapalmitate [7]. The reactions of
decanoic (capric), dodecanoic (lauric), tetradecanoic
(myristic), hexadecanoic (palmitic), and octadecanoic (stea-
ric) acids with erythritol under 1:1.25 mole ratio at 1608C/
440 Torr to 2008C/20 Torr gave (by TLC analysis) all nine
positional isomers of mono-, di-, tri-, and tetra-esters of
erythritol as well as esters of cis and trans 3,4-dihydroxyte-
trahydrofuran [8].
Correspondence: Prof. Panayiotis V. Ioannou, Department of Chemistry,
University of Patras, Patras, Greece
E-mail: [email protected]
Fax: þ30 2610 997118
Abbreviations: DCC, N,N0-dicyclohexylcarbodiimide; DHU, 1,3-
dicyclohexylurea; DMAP, 4-dimethylaminopyridine; py, pyridine; peth,
petroleum ether; RCOCl, fatty acyl chloride; RCOOH, fatty acid;
(RCO)2O, fatty acid anhydride
Eur. J. Lipid Sci. Technol. 2011, 113, 1357–1362 1357
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The tetraesters of pentaerythritol were prepared by heat-
ing pentaerythritol and fatty acids (1:8 mole ratio) at 1808Cfor 40 h [9].
Approaching the insolubility problem of erythritol in all
common organic solvents from a practical (i.e., cost) and
scientific (i.e., yields and purity) point of view, we note that
the esterification, RCOOH þ R0OH > RCOOR0 þ H2O,
even when the reactants are in one phase is a slow reaction
and reaches equilibrium. However, activation of the acid or
the alcohol can accelerate this reaction. For example, acti-
vation of the carboxylic acid so that it can undergo a faster
nucleophilic attack on the carbonyl group [10] can be done by
protonation [11].
On the other hand, the yields of the final esters can be
increased by removing the water or by using excess of the
alcohol. Also, higher yields have been obtained by conversion
of the acid to an acyl chloride which can be further activated
by pyridine or Et3N or 4-dimethylaminopyridine (DMAP)
[12, 13], or conversion of the acid to its anhydride which can
further be activated by, especially, DMAP [12, 13].
However, in the anhydride procedure, half of the acid is
wasted. In order to alleviate this drawback, researchers,
notably Khorana, introduced the acylation with the free
fatty acid in the presence of DCC which activates the
carboxylic acid but not the alcohol [14]. In spite of this, this
reaction as well has the drawback that N-acylureas are also
[15] or exclusively [16] obtained. Suppression of the
N-acylurea formation was achieved by using DMAP as a
catalyst [17] or 4-(dimethylamino)pyridinium 4-toluenesul-
fonate [18]. There are other, less frequently used, esterifica-
tion methods, e.g., conversion of the acid to mixed (organic–
inorganic) anhydride or to 2-acyloxy-1-methylpyridinium
salts [10].
Alternatively, esterification yields can be increased by
replacing the alcohol, e.g., with an alkyl halide R0X(which then suffers nucleophilic attack by the carboxyl or
carboxylate group [10]) or with the R0O-PPh3þ derivative
(the Mitsunobu reaction [19, 20]) but the last reaction is not
applicable to polyols having vicinal –OH groups [21].
31
OCOR
OCOR
RCOO
RCOO
2
RCOO
RCOO
RCOORCOO
RCOO OCOR
OCOR
In this paper we report on the preparation of meso-eryth-
ritol tetraesters 1 using four acylating systems: RCOOH/DCC
(N,N0-dicyclohexylcarbodiimide)/DMAP, (RCO)2O/DMAP,
RCOCl/py, and RCOCl/BF3 � Et2O, as well as a glycerol
triester 2 and pentaerythritol tetraesters 3 for evaluation of
the acylation times and yields. The tetraoleoyl ester 1was also
prepared and some experiments were done on the double
bonds.
2 Materials and methods
2.1 Materials
meso-Erythritol (Aldrich) was finely ground in an agate mor-
tar and then dried in vacuum over phosphorus pentoxide.
Pentaerythritol was from Fluka, boron trifluoride etherate,
dry glycerol, DMAP, and saturated fatty acid chlorides were
from Aldrich and were used as received. Oleoyl chloride
(Merck) was redistilled (colorless oil, b.p. 150–1558C/
0.35 mmHg). The fatty acid anhydrides were prepared from
fatty acids and DCC (Aldrich) according to Lapidot et al.
[22], they were pure by IR [23] and used without recrystal-
lization. Silica gel 60H for TLC and silica gel 60 for column
chromatography were from Merck. Dichloromethane, dime-
thylformamide, and redistilled pyridine were kept over A4
molecular sieves. The other solvents were of Analytical grade.
2.2 Methods
TLCs were run on microslides and the spots were made
visible by spraying with 35% sulfuric acid and charring. IR
spectra were taken in KBr disks on a Perkin-Elmer, model
16PC FT-IR spectrometer, while 1H NMR (at 400 MHz)
and 13C NMR (at 100 MHz) spectra were obtained on a
Bruker, model DPX Avance, spectrometer. Elemental
analyses were done by the Centre of Instrumental
Analyses, University of Patras, Patras, Greece.
Representative procedures for the acylation of erythritol,
glycerol, and pentaerythritol with RCOOH/DCC/DMAP,
(RCO)2O/DMAP, RCOCl/py, and RCOCl/BF3 � Et2Oand spectroscopic data of the products are provided as sup-
porting information. Yields, melting points, and elemental
analyses are presented in Table 1
3 Results and discussion
3.1 The acylation of meso-erythritol
Erythritol is practically insoluble in CH2Cl2 and CHCl3(which is the best solvent for acylations, e.g., with
(RCO)2O/DMAP [25]), and it has a slight solubility in
DMF (�150 mL/g) and in pyridine (40 mL/g [1]). The last
two solvents, although convenient for small scale acylations,
become expensive and difficult to remove when in large
amounts. The coarse crystals of erythritol do not react easily
and finely ground erythritol, too, is completely acylated slowly
(�6–7 days) at room temperature (RT). In all acylations we
carried out, the acylating systems were only in slight excess.
With RCOOH/DCC/DMAP the acylation of erythritol
either in CH2Cl2 or in DMF always produced some N-acy-
lurea which lower the yields, Table 1. The tetrastearate 1,
being sparingly soluble in CH2Cl2, co-precipitates with
DHU, but it is separated from DHU by extraction with
CHCl3. In order to obtain pure products 1 and 3 with this
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acylating system the removal ofN-acylurea is done by recrys-
tallization from methanol, followed by a recrystallization
from acetone, Table 1. With (RCO)2O/DMAP as acylating
system the yields were�90%, Table 1, but its disadvantage is
that half of the acid is lost. The acylation of an alcohol with
RCOCl/py should be done at low temperatures because of the
possible formation of by-products (e.g., chlorinated ones) by
analogy to the tosylation of an alcohol [26] and acylation by
RCOCl of sn-glycero-3-phosphorylcholine [27]. The acyla-
tion of erythritol by oleoyl chloride was done at RT but with
very slow addition of the oleoyl chloride. In this preparation
we encountered severe emulsification in the washing steps
and the removal of the excess of the formed oleic acid was
not efficient. It was, however, removed during the
column chromatographic isolation of 1 (R ¼ C17H33). The
yields are satisfactory, Table 1, except in the case of
1 (R ¼ C9H19) where portion of lipid was lost in the recrys-
tallization step.
The so-called ‘‘boron trifluoride-alcohol complexes’’ in
excess alcohol have been used for the esterification of carbox-
ylic acids [28, 29]. Because this system is not suitable for the
acylation of erythritol, we turned to the RCOCl/
BF3 � Et2O system which was used by Darin et al. [30] to
acylate ferrocene (a Friedel–Crafts ketone synthesis reac-
tion). As shown in Table 1, with this system the yields are
inferior, e.g., with pentaerythritol with four primary –OH
groups. Moreover, the case of erythritol points toward dimin-
ished ability to acylate the secondary –OH group(s). In this
system the true catalyst is the Hþ because its removal by zinc
dust further diminished the yields.
Table 1. Reaction conditions for the complete acylation of meso-erythritol, glycerol, and pentaerythritol according to the acylated system
and data of the produced esters
Substrate
Acylating
system
R of the
acylating
agent
Reaction
solvent
Reaction
conditions
Yield
(%)
Melting
point
(8C)
Molecular
formula Mr
Elemental analyses
Calcd (Found)
C H
Erythritol A C17H35 CH2Cl2 RT/6 days 82 87–88a) C76H146O8 1187.97 76.84
(76.59)
12.39
(12.59)
C15H31 CH2Cl2 RT/16 days 56j) 82–84b) C68H130O8 1075.72 75.92
(76.28)
12.18
(11.92)
Erythritol B C13H27 DMF/CH2Cl2 1.5/5 Reflux/18 h 81 74–75c) C60H114O8 963.54 74.79
(74.86)
11.93
(11.70)
C11H23 DMF/CH2Cl2 RT/3 days 89 66–68d) C52H98O8 851.33 73.36
(73.31)
11.60
(11.57)
Erythritol C C17H33 CH2Cl2 RT/6 days 82 Liquid C76H138O8 1179.86 77.36
(77.40)
11.79
(11.92)
C11H23 CH2Cl2 RT/6 days 88 67–68d)
C9H19 CH2Cl2 RT/6 days 60 56–58d) C44H82O8 739.10 71.50
(71.40)
11.18
(11.23)
Erythritol D C15H31 CH2Cl2 RT/7 days 74 71–72e)
Glycerol C C17H35 Pyridine RT/9 days 72 70–72f),k)
Pentaerythritol A C17H35 CH2Cl2 RT/6 days 78 76–78g),l)
Pentaerythritol C C17H35 CH2Cl2 RT/7 days 100 75–76h)
Pentaerythritol D C15H31 CH2Cl2 RT/7 days 47 69–71i),m)
Acylating systems: A, RCOOH/DCC/DMAP; B, (RCO)2O/DMAP; C, RCOCl/pyridine; D, RCOCl/BF3 � Et2O. The fatty acid anhydrides
or chlorides were in slight excess.
Recrystallization solvents for the crude product:a) (a) 50 mL MeOH/g, (b) 250 mL Me2CO/gb) 100 mL Me2CO/gc) 60 mL Me2CO/gd) 20 mL Me2CO/ge) Twice recrystallized (100 mL Me2CO/g); still impure by m.p.f) 40 mL Me2CO/g of product pre-purified by column chromatographyg) (a) 60 mL MeOH/g, (b) 200 mL Me2CO/gh) 50 mL Me2CO/g without removing py � HCli) 55 mL Me2CO/gj) Not pulverized erythritolk) m.p. 728C [24]l) m.p. 76–778C [9]m) m.p. 69.5–708C [9]
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Pure products with saturated acyl chains 1 were obtained
by recrystallization from acetone in quantities shown in
Table 1. The purity was checked by TLC (CHCl3/MeOH
20:1, Rf 0.77; Et2O/peth 1:3, Rf 0.70) and1H NMR (Section
3.2). The tetraoleoyl 1 being an oil could only be purified by
column chromatography, where the oleic acid impurity was
totally removed.
3.2 Properties of the esters 1, 2, and 3
All tetraesters 1 with saturated fatty acyl chains examined are
soluble in CHCl3 and, except for 1 (R ¼ C17H35), are also
soluble inCH2Cl2. They are sparingly soluble in Et2O, except
1 (R ¼ C9H19) which is quite soluble. They are insoluble in
acetone at RT but soluble in boiling acetone and they were
recrystallized from this solvent, Table 1. All are insoluble in
DMF, 95% EtOH, and MeOH at RT. In warm MeOH and
95% EtOH 1 (R ¼ C9H19) is soluble. The tetraoleoyl 1 is
insoluble in DMF, MeOH and 95% EtOH.
The melting points of the tetraesters of meso-erythritol 1
all having even number of carbon atoms in their acyl chain are
higher, Fig. 1, than those of the tetraesters of pentaerythritol 3
with both even and odd carbon atoms in their chain [9]. The
triesters of glycerol 2 havemelting points [1, 31] quite close to
those of the corresponding esters 3. Interestingly, the tetraa-
cetate ester of 1 melts at 86–888C [6], quite out of the trend
seen in Table 1, and is about the same as the melting point of
the tetraacetate ester 3 (84–868C) [9]. For the esters 3 the
melting points decreased from the tetraacetate to tetrapen-
tanoate (m.p. �148C) and then increased [9].
The solid state IR spectra of the tetraesters 1
(R ¼ C17H35, C15H31, and C13H27) showed the carbonyl
absorption as a single band at 1730 cm�1 while in 1 with
R ¼ C11H23 and C9H19 this band was split into two, 1738
and 1726 cm�1, with equal intensities, Fig. 2A, due to
RCOOCH2– and to RCOOCH<, respectively. In the IR
spectra of the prepared 2 and 3 the carbonyl absorption
was at 1736 cm�1. The IR spectrum of the oily tetraester
1 showed very weak absorptions for the C––C stretching
(1685 cm�1) and ––CH bending (1407 and 692 cm�1) but
a characteristic ––CH stretching (3004 cm�1) of medium
intensity. These bands were absent in the octabrominated
derivative.
The 1H NMR spectra of the tetraesters 1 with saturated
fatty acyl chains in CDCl3 showed sharp absorptions,
Fig. 2B. The RCOOCH peak is somewhat broad at
5.271 ppm, while the RCOOCH2 protons resonate as a pair
of doublet of doublets at 4.34 ppm (except for R ¼ C9H19
which resonates at 4.30 ppm) and 4.14 ppm. This splitting,
seen in many kinds of lipids is probably due to a non-equal
shielding of the geminal protons caused by the orientation of
the CH2–OCOR bond [32]. The tristearin 2 in CDCl3
Figure 1. Capillarymelting points of tetraesters ofmeso-erythritol 1
(cycle) (this work) compared to the tetraesters of pentaerythritol 3
with an even (solid rectangle) and odd (solid triangle) carbon atoms
in each acyl chain [9] and to triglycerides 2 (solid cycle) [1, 31]. The
melting points of the tetraacetates of 1 and 3 were well out of the
curves: 86–888C [6] and 84–858C [9], respectively. Our m.p. for 2
(R ¼ C17H35) (þ) is quite close to that of the literature (solid cycle).
Figure 2. (A) the IR (KBr) spectrumof the tetraester 1 (R ¼ C11H23)
showing two bands for the carbonyl stretching. (B) Part of the1H NMR (CDCl3) spectrum of 1 (R ¼ C17H35) showing the well
resolved glycerol backbone and the RCH2COO– hydrogens. (C)
The 13C NMR spectrum of 1 (R ¼ C15H31). The four carbonyl car-
bons are not separated because of the meso-erythritol backbone.
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showed the RCOOCH proton as an 7-plet at 5.264 while the
RCOOCH2 protons gave the above mentioned pattern cen-
tered at 4.30 and 4.14 ppm. Such a pattern was not observed
in the spectra of 3where the RCOOCH2 protons resonated as
a sharp singlet at 4.106 ppm. The 1H NMR spectrum of the
tetraoleoyl 1 showed a multiplet at 5.34 ppm, due to
–CH2–CH ¼ CH–CH2– protons, well separated from the
multiplet at 5.37 ppm due to the two RCOOCH protons.
As expected, the 1H NMR spectrum of its octabromo deriva-
tive, obtained from bromination of the tetraoleoyl 1, showed
no absorbance at 5.34 ppm, while the new absorbance at
4.22 ppm is assigned to the CH2CHBrCHBrCH2 protons.
The 13C NMR spectrum, obtained for 1 (R ¼ C15H31),
Fig. 2C, showed only one signal for each carbon of the
molecule due to its symmetry. The 13C NMR spectrum of
the tetraoleoyl 1 showed the expected absorptions for the
carbons of the double bond (129.71 and 130.02) and the
methylene carbons attached directly to this double bond
(27.23 and 27.19). The remaining signals in the spectrum
are similar to that of the tetrapalmitate ester 1. Finally, in the13C NMR spectrum of the octabromo derivative of the tet-
raoleoyl 1, the alkene carbon signals at 129.71 and 130.02
completely disappeared and two new absorptions at 59.71
and 59.80 appeared assigned to the CH2CHBrCHBrCH2
carbons.
Attempts at obtaining crystals suitable for X-rays by crys-
tallization from acetone were not successful. Thus, the esters
1 (R ¼ C17H35 and R ¼ C13H27) gave cotton-like and fluffy
precipitates, respectively, while the esters 1 (R ¼ C11H23 and
R ¼ C9H19) gave crystals that were not suitable for X-rays.
The ester 3 (R ¼ C17H35) gave a cotton-like precipitate while
that of 3 (R ¼ C15H31) gave crystals not suitable for X-rays.
Preliminary experiments at epoxidation of tetraoleoyl 1 as
a suspension in absolute ethanol by dropwise addition of a
solution of m-chloroperbenzoic acid in absolute ethanol and
work up gave, by TLC (Et2O/peth 1:3) many spots with Rf
values starting from �0 up to 0.75 (Rf of starting material in
the above system 0.83). Column chromatography of the oily
mixture gave fractions which were analyzed by electrospray
mass spectra. The mass spectra of all of these fractions
showed that they were not pure compounds but mixtures
even in cases where one spot was detectable by TLC.
According to the mass spectrum, the tetraepoxidized tetrao-
leoyl 1 was the main product of the fraction with Rf value of
�0.07 (Et2O/peth 1:3). Therefore, this reaction requires a
more detailed investigation in order to increase the yields by
suppressing the formation of by-products. In sharp contrast
to the epoxidation, the bromination of the unsaturated 1 was
smooth and quantitative.
4 Conclusions
Four acylating systems were tried for the acylation of the
dichloromethane-insoluble meso-erythritol in order to see
their efficacy in terms of reaction time and yields. From them,
clearly inferior is the RCOCl/BF3 � Et2O acylating system
which gave low yields and showed diminished capability to
acylate a secondary hydroxyl group. Ranking the other three
systems, Table 1, for the rate of acylation was not possible
because the progress could not be followed byTLCdue to the
uncertainty of when all secondary hydroxyl groups of eryth-
ritol had reacted but the RCOCl/py acylating system seems
both simpler and efficient. For practical uses unsaturated
tetraesters of erythritol may be more useful than the saturated
ones and if the stereochemistry is not significant tetritol
mixtures (erythritol plus threitols) can be prepared via epox-
idation/hydrolysis of the much cheaper 1,3-butadiene.
Saturated tetraesters, can have applications analogous or
even different to saturated triglycerides based on their
physical, chemical, and biochemical properties.
5 Note added in proof
During the revision of this paper, we came across a paper by
Sari et al. [33] where it is claimed that they prepared the
tetrastearoyl and tetrapalmitoyl esters of erythritol without
stating degrees of purification, yields and elemental analyses
of the products. Moreover, their data (melting points and 1H
NMR spectra) are inconsistent with the claimed compounds.
The IR spectra cannot differentiate between, e.g., esters of
erythritol and ethylene glycol.Data which differentiate between
these esters are shown in this paper (Table 1 and Fig. 2).
The authors have declared no conflict of interest.
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