process maps v 4 - noaa...change in high risk indicator (gmd‐3) march 4, 2020 5 asap...
TRANSCRIPT
GMD‐1 Review, Obligation, Approval and Award Offer GMD‐2 Administrative Amendment – Date Changes GMD‐3 Change in High Risk Indicator GMD‐4 Closeout Workflow
GMD Process Mapsv 4.26
Last Updated: March 4, 2020
For a step by step tutorial of this process map, please reference the following:
https://www.corporateservices.noaa.gov/grantsonline/Documents/Grants_Management_Training_May2016.pdf
https://www.corporateservices.noaa.gov/grantsonline/Documents/Closeout_Processing.pdf
Version 4.26
March 4, 2020
Federal Employee (including GMD) Grants Online Document
Process Map Key
Multiple Grants Online DocumentsGrantee
Grants Online Hard Stop Codes
HS = “Vendor and Funding”HSP = “Vendor and Funding – POST”HSFP = “Funding Only ‐ POST”HSV = “Vendor Only”HSF = “Funding Only”
“Interface” User
VV = Vendor Transaction – ValidateVC = Vendor Transaction - CreateP = Procurement Request TransactionO = Obligation TransactionC = Closeout TransactionSN = SF-270 – Non-ASAP TransactionSA = SF-270 – ASAP Transaction
Reviewers
CBS Interface Task
Important Note
Alternate Path
ContinueProcess Step
Notification
Version 4.26
March 4, 2020GMD Review, Obligation, Approval and Award Offer (GMD‐1)
1Grants
Specialist
8Grants Officer
7Forward to
Grants Officer
2Complete GMD
Checklist
4Complete CD‐450/451
3GMD Checklist
5CD‐450/451
6Award File Final StatePO Checklist, NEPA,
Procurement Request,GMD Documents
9Review
CD‐450/451
O
“Review Award File” Task is placed into Grants Specialist’s Inbox when FPO forwards Award File.A task also goes to Public Affairs (based on the Bureau Threshold*) to attach Press Release. (Canceled if no action taken as of GO approval ‐Step 10.)
*Bureau Threshold: (IF EDA, all Grants) / (IF Census, no Grants) OR (IF Other Bureau > $500,000 Only)
Done
Done
11CBS 1st/2nd Approver/
CBS Interface
Validation Successful
O
HS
13Grants Officer
14Record Grants Officer Approval
Nightly Upload to MARS
Nightly Upload to CBS DW for ARRAFile generation for FAADS/USASpending
Accept
Award Files cannot be signed by Grants Officer if there is a
pending amendment.
10Initiate AwardObligation
HSP
25Accept/Decline
END
CD‐450 – Closeout Process or CD‐451 – De‐ob Process(Declined Workflow ‐See DA‐1 and DA‐2)
Decline
AUTOMATED TASK
16ASAP
Authorization
18Clear
Award File
17Bureau OLIA
(OLA)
19Department
OLIA
20Clear
Award File
*AUTOMATED TASK (based on Data
Warehouse Records, not CBS Interface)
ASAP Only
AUTOMATED TASK
6aForward to
Optional Reviewer
6bFALD/OIG/
Director
6cReview Award
File
6dGrants
Specialist
24View
Award Details
23Recipient Authorized
Representative
15ASAP
Authorizer
21Finance Office
22ASAP
Certification
12CBS 1st/2nd Approval
Version 4.26
March 4, 2020Administrative Amendment – Date Changes (GMD‐2)
15Unapproved profile update
Non‐Funded Amendment
1Grants Specialist
2Search for Awards
via theAwards Tab
3Select link for Amendment
and complete Required fields
9Accept/DeclineAmd
11Initiate Ob Mod
4Grants Specialist
51.) Review Amendment2.) Forward to Grants Officer
6Grants Officer
7Approve Amd/
Modify Date(s) in Grants Online
8Recipient
Authorized Rep
9aGrants Officer
9bAcknowledge Decline (Grants Online
date change(s) are rolled back.)
10Grants Online Sys Admin
O
12CBS 1st/2nd Approver/
CBS Interface
13CBS 1st/2nd Approval –
Date Extension
14ASAP
Authorizer
END
Step 10 – If error, send notification to Grants Online Sys Admin. Will investigate
and restart manually as needed.
1. Nightly Upload to CBS DW for ARRA2. File generation for FAADS/USASpending
Accept
Decline
OOHSP
Version 4.26
March 4, 2020Change in High Risk Indicator (GMD‐3)
5ASAP
Deauthorization
(NOAA ASAP Recipients Only)
1Grants Specialist
2Search for Orgs
Via the Awards Tab
3Select link for Org ID, modify high risk flag,
then save.*
4ASAP Authorizer
8ASAP Authorizer
9Approve ASAP Profile Change
7ASAP
De‐Certification
11ASAP
Authorization
10ASAP Authorizer
13ASAP
Certification
* ASAP Certification Task has been automated
Set Authorize Remaining Balance
Flag
May need Error Notifier
FROM High Risk
TO High Risk
SA
6Finance Office
12Finance Office
Do Steps 4‐9 only if Vendor is ASAPSteps 4‐9 are ALL MANUAL
EACH Step is completed once for One or Multiple Awards
Do Steps 10‐13 only if Vendor is ASAP EACH Step is Completed once for one or multiple awards
* Note: The High Risk flag can only be updated after all pending actions are complete. An Award File In Process will prevent changing of the High Risk flag.
Version 4.26
March 4, 2020
ASAP with Funds Only
Automated Task for Interfaced Only Awards
EDA Only
Closeout Workflow (GMD‐4)
1Grantee
2aSubmit Final
Progress Report
2bSubmit Final
Financial Report
3bAccept
4bAccept
4Grants
Specialist
3aFinal PPR
4aFinal SF‐425
Note: An email notification is sent to the Grants Specialist notifying them that the final documents are in and closeout can begin.
5
Only If Funds Remain
Only If Funds Remain Or If Reconciliation Box Is Checked
14Review De-Ob
Memo
18Approve De‐ob Memo
11Initiate Financial Closeout
29Initiate
Administrative (Manual) Closeout
6Grants
Specialist
12De‐obligation
Memo
13Finance Reviewer
17Grants Officer
30Grants Officer
31Administrative
(Manual) Closeout
Date‐Stamp
END
24ASAP
Certification23
Finance Office
Step 31 is dependent upon completion of Step 10 or 28
22ASAP
De‐authorization21
ASAP Authorizer
Administrative (Manual)Closeout
C C
C
HSP
28Financial Closeout
Date‐Stamp
25CBS 1st/2nd Approver/
CBS Interface*
26De‐obligate
Funds
ENDFinancial Closeout
HSP
7Initiate Financial Closeout
(Zero Dollar Award)
9Grants Officer
ENDFinancial Closeout10
Approve De‐ob Memo
8De‐obligation
Memo
* 2 steps for NOAA CBS1 step for NIST CBS
3FPO
15EDA
Director
16Approve
Step 22 includes creating the ASAP Profile for Non‐Interfaced Awards
27Grants OnlineSystem Admin