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    The Impact of the Far Right onCitizenship Policy in Europe:Explaining Continuity and Change

    Marc Morje Howard

    Over the past decade, the empirical study of national citizenship policies has emerged as

    a fast-growing area of research. This article contributes to that literature by focusing on

    the question of continuity and change in the 11 historically restrictive countries within

    the 15 older member-states of the European Union. It explains why six of the countries

    have liberalised their citizenship policies since the 1980s, whereas five have not. The

    article develops an explanation that focuses on the politics of citizenship. The main

    finding is that, while citizenship liberalisation is more likely to occur with a leftist

    government, the most important factor is the relative strength of far-right parties, which

    can serve to mobilise latent anti-immigrant public opinion, and thereby trump the

    pressures for liberalisation.

    Keywords: Citizenship; Immigration; Public Mobilisation; Far Right; Europe

    Introduction

    In the last ten years the empirical study of national citizenship policies has emerged

    as a fast-growing area of research (Aleinikoff and Klusmeyer 2000, 2001, 2002;

    Baubock et al. 2006; Hansen and Weil 2001, 2002; Howard 2005, 2006; Joppke2008; Vink 2005). The boundary of citizenship allows rich states to draw a line that

    separates their citizens from potential immigrants from poor countries, and to

    create internal distinctions between citizens and foreign residents*by associating

    certain rights and privileges with national citizenship (Brubaker 1992). Despite

    predictions about the disappearance or decreased importance of national citizenship

    (Sassen 1996, 1998; Soysal 1994), distinctions between citizens and foreigners

    remain an essential and enduring feature of modern life*whether in terms of

    Marc Morje Howard is Associate Professor in the Department of Government at Georgetown University.Correspondence to: Dr M.M. Howard, Dept of Government, Georgetown University, 681 ICC Washington, DC

    20036, USA. E-mail: [email protected].

    ISSN 1369-183X print/ISSN 1469-9451 online/10/050735-17 # 2010 Taylor & Francis

    DOI: 10.1080/13691831003763922

    Journal of Ethnic and Migration Studies

    Vol. 36, No. 5, May 2010, pp. 735751

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    politics and elections, welfare-state benefits, public-sector employment, social

    integration, or demographics and pension systems*even in the supra-national

    European Union (Howard 2006). In fact, many EU states have recently been

    revising and adapting their laws and policies that determine who can become a

    national citizen and under what conditions.This article contributes to this burgeoning literature by exploring the question of

    continuity and change in national citizenship policies. It focuses in particular on the

    11 historically restrictive countries within the 15 older member-states of the EU,

    and seeks to explain why Finland, Germany, Luxembourg, the Netherlands, Portugal

    and Sweden have liberalised their citizenship policies since the 1980s, whereas

    Austria, Denmark, Greece, Italy and Spain have not. In other words, the four

    historically liberal countries within the EU-15*Belgium, France, Ireland and the

    UK*are excluded from our analysis for the very simple reason that, since their

    citizenship policies were already liberal, the question of liberalisation does not applyto them in the same way.

    In order to address this question, I develop an argument that emphasises the

    politics of citizenship. This political explanation stresses not only whether parties of

    the left or the right have been in power, but also the extent to which the issue of

    citizenship became a contentious and politicised issue that received wider public

    debate and mobilisation. I then consider arguments and hypotheses*adapted from

    the broader literature on comparative immigration*that emphasise economic and

    socio-economic factors (GPD per capita, economic growth and unemployment),

    demographics (the number and percentage of immigrants) and public opinion(measuring anti-immigrant sentiment).

    After presenting the arguments, I turn to an empirical analysis that evaluates the

    bivariate relationships between each of the hypotheses and citizenship liberalisation.

    The results show that the alternative factors do not work out empirically, but the

    association between the political factors and citizenship liberalisation is very strong.

    In short, while citizenship liberalisation is more likely to occur when the left is in

    power, the most important factor is the relative strength of far-right parties, which

    can serve to mobilise latent anti-immigrant public opinion and thereby trump the

    pressures for liberalisation. Although this cross-national analysis remains limited tofairly rigid measures on a common set of factors, it helps to show the broad patterns

    involved and to explain why some of the restrictive countries liberalised, while others

    remained restrictive.

    A New Citizenship Policy Index (CPI)

    The Citizenship Policy Index (CPI) that constitutes the empirical starting-point of

    this article represents a significant improvement over a version that I published in

    two previous articles (Howard 2005, 2006). Whereas the earlier CPI was based on my

    own coding of the citizenship laws on a few key elements of citizenship policy, thenew CPI draws on the tremendous research*by individual country experts, within a

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    common methodological framework*that went into a major project known as

    NATAC.1 It also incorporates a very recent development that most studies of

    comparative citizenship have not yet dealt with systematically, namely the new

    language and civic integration requirements that a number of countries have

    mandated as a condition for naturalisation (Jacobs and Rea 2007; Joppke 2008).Like the earlier version, the new CPI consists of the simple aggregation of the

    following three factors:

    . whether or not a country grants jus soli* i.e. whether or not children of non-

    citizens who are born in a countrys territory can acquire that countrys citizenship

    (either immediately at birth or automatically after a certain number of years

    residence);

    . the minimum length of its residency requirement for naturalisation (for both

    immigrants themselves and immigrant spouses who are married to citizens); and. whether or not naturalised immigrants are allowed to hold dual citizenship.

    Each component is scored on a 02 scale, yielding a 06-point range for the

    total index.

    Although space limitations preclude a full description and presentation of all the

    scores, the new CPI now includes several more-fine-grained distinctions, along with

    better contextual information, thus yielding a final index that is more precise and

    accurate. More specifically, on jus soli, the new index now allows for more options, in

    two respects: first, it captures both jus soliat birth and jus soliafter birth (whereas the

    old CPI only measured jus soli at birth), with separate scores for both of these

    elements ofjus soli, along with a final score that is the average of the two; second, for

    jus soli at birth, it provides several intermediate scores between 0 and 2 points,

    corresponding to the strictness of the parental residency requirement and whether or

    not a country allows so-called double jus soli.

    The coding of naturalisation requirements is also much more precise in the new

    CPI. It now considers both the requirements for an individual immigrant to become

    a naturalised citizen (which I refer to as immigrant naturalisation) and those for an

    immigrant who is married to a citizen (spousal naturalisation). These are the two

    most common ways for an immigrant to acquire a countrys citizenship. In addition,

    the new score penalises countries that have added civic integration requirements*

    such as mandatory language and civics tests*that add restrictions to naturalisation.

    It also uses actual naturalisation rates as a check to ensure that the relative

    inclusiveness or restrictiveness of the policies are also reflected in the extent of people

    really naturalising, by reducing (to different degrees) the scores of countries with low

    levels of naturalisation rates.

    The final component of the CPI*dual citizenship for immigrants*still gives 2

    points for countries that have no restrictions on allowing immigrants to retain

    their prior citizenship upon naturalisation, and 0 points for those which expresslyforbid it. But it now gives intermediate scores to countries that have a large

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    number of dual citizenships in practice, have created numerous and explicit

    exceptions to the formal prohibition on dual citizenship, or do not require proof

    of renunciation of the prior citizenship, thereby not really enforcing its official

    ban on dual citizenship. These scores are then corrected, or reduced, by the same

    naturalisation rates criterion described above.2 Overall, the new CPI provides a

    much more refined and accurate index that allows us to assess and compare the

    citizenship policies across countries.

    In order to conduct an analysis of the presence or absence ofchange, it is important

    to start with two clearly defined points in time as benchmarks. One, which I call the

    1980s, is admittedly somewhat arbitrary, but that time period can serve as a general

    proxy for previous laws and traditions. Indeed, in most cases, the laws in the 1980s

    were identical to*or closely in line with*the historical origins of each countrys laws

    (Hanson and Weil 2001). Using this general label allows us to account for any changes

    that may have occurred at any time during that decade.3 The second point in time is

    the contemporary period, based on existing laws and practices at the end of 2008.

    Comparison of the two time periods*using the same methodological criteria*allows

    us to explore the causes of both liberalising change and restrictive continuity.

    Turning to the empirical results of the new CPI, Table 1 shows the country scores for

    the EU-15*with the countries ordered from lowest to highest in terms of their total

    CPI score*on each of the three components in the 1980s; Table 2 presents the same

    scores for the contemporary period. Each table distinguishes between three groups of

    countries, depending on whether their citizenship policies can be characterised as

    restrictive (scores between 0 and 1.5), medium (over 1.5 but less than 4) or liberal

    (4 and above).4 Both tables show a great deal of variation on each of the three CPI

    Table 1. The three main components of citizenship policies for the EU-15 in the 1980s

    Country Jus soli

    (02)

    Naturalisationrequirements

    (02)

    Dual citizenshipfor immigrants

    (02)CPI SCORE

    (06)

    Restrictive

    Germany 0.00 0.00 0.00 0.00

    Austria 0.00 0.50 0.00 0.50Luxembourg 0.00 0.50 0.00 0.50Italy 0.00 0.72 0.00 0.72Greece 0.00 0.00 1.25 1.25Spain 0.50 0.75 0.00 1.25Denmark 0.00 1.43 0.00 1.43

    Medium Finland 0.00 1.72 0.00 1.72

    Sweden 0.00 1.72 0.00 1.72Portugal 0.75 0.00 1.00 1.75Netherlands 1.50 1.22 0.00 2.72

    Liberal France 1.50 1.22 1.50 4.22

    Ireland 2.00 1.11 1.25 4.36

    Belgium 1.50 1.75 1.75 5.00UK 1.75 1.72 2.00 5.47

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    components, as the scores span the full spectrum of the 02 range on just about all of

    them. The total scores also display wide variation in both time periods.

    Table 1 shows that seven countries (Austria, Denmark, Germany, Greece, Italy,

    Luxembourg and Spain) could be characterised as historically restrictive in the

    1980s, although obviously some were more so than others. Finland, the Netherlands,

    Portugal and Sweden were in the medium category, though with differentcombinations of scores distinguishing the Nordic and non-Nordic countries. Finally,

    the four-country group of Belgium, France, Ireland and the UK constituted the

    historically liberal category, with quite inclusive scores on all three components of

    the CPI. Overall, the table indicates that the historical variation in citizenship policies

    in what later became the EU-15 was very pronounced.

    This historical pattern was rather rapidly undone, however, over the next decade or

    two. As Table 2 shows, five of the seven countries (Austria, Denmark, Greece, Italy

    and Spain) still remain in the restrictive category, while Germany and Luxembourg

    moved up to the medium group. At the same time, Finland, the Netherlands,Portugal and Sweden all moved up from medium to liberal. As a result, a slight

    majority of the EU-15 can now be considered to have liberal citizenship policies.

    Figure 1 compares the two time periods more explicitly, showing the overall CPI

    scores both in the 1980s and at the end of 2008. The figure shows that most of the

    countries displayed relatively small changes of less than 1 point, but six countries

    saw their CPI scores liberalise considerably. The Netherlands increased by 1.5,

    Luxembourg by 1.75,5 Germany by just over 2 points, Portugal and Finland by

    more than 2.5 points and Sweden by 3.75 points. The only country that moved

    markedly in a negative direction was Denmark, dropping from 1.43 to 0 on account

    Table 2. The three main components of citizenship policies for the EU-15 in 2008

    Country Jus soli

    (02)

    Naturalisationrequirements

    (02)

    Dual citizenshipfor immigrants

    (02)CPI SCORE

    (06)

    Restrictive Austria 0.00 0.00 0.00 0.00

    Denmark 0.00 0.00 0.00 0.00Greece 0.00 0.00 1.00 1.00Spain 0.50 0.38 0.50 1.38Italy 0.00 0.25 1.25 1.50

    Med.

    Germany 0.75 0.54 0.75 2.04Luxembourg 1.00 0.00 1.25 2.25

    Liberal

    Netherlands 1.50 1.22 1.50 4.22Finland 1.00 1.32 2.00 4.32Portugal 1.75 1.07 1.50 4.32Ireland 2.00 1.36 1.50 4.86France 1.50 1.47 2.00 4.97UK 1.75 1.22 2.00 4.97Sweden 1.50 1.72 2.00 5.22Belgium 1.50 2.00 2.00 5.50

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    of its lengthening of the residency requirement for both immigrant and spousal

    naturalisation, as well as new citizenship and language tests.

    Looking at the changes in aggregate, a comparison of the overall scores from the

    1980s to the end of 2008 shows that the average score increased from 2.17 to 3.12*

    corresponding to quite a large change. In other words, within the EU-15 as a whole,

    the recent liberalisation of citizenship policies is undeniable. And in this sense, it isclear that a relative convergence of citizenship policies has taken place. However,

    whether this becomes an absolute convergence*in the sense of reaching a single,

    common policy, as with so many other areas of institutional harmonisation within

    the EU*is still very uncertain, and appears unlikely in the foreseeable future (Joppke

    1999). Indeed, although the cross-national differences are not nearly as vast as they

    were a few decades ago, they remain quite wide.

    Figure 1 also shows how the EU-15 countries can be grouped into three particular

    types. The first group, at the bottom of the figure, consists of countries that have

    displayed restrictive continuity, meaning that their historically restrictive citizenship

    policies have remained impervious to the liberalising trends of the past decades. The

    six countries in the second group, liberalising change, have all liberalised their

    citizenship policies considerably since the 1980s*increasing their CPI scores by at

    least 1.5 points and in most cases much more*thus moving up to either the

    medium or the liberal category as a result. Finally, the historically liberal countries

    are at the top but, since by definition they cannot be considered cases of restrictive

    continuity or liberalising change, they are not included in the analysis that follows.

    Having established an empirical baseline that shows the extent of continuity and

    change since the 1980s, we can now turn to causal analysis. Why have some countries

    liberalised, while others have resisted the pressures of liberalisation and remainedquite restrictive? Can one identify common patterns that apply across countries,

    Figure 1. Citizenship Policy Index, 1980s and 2008

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    despite the national idiosyncrasies that inevitably apply to policy-making? In each

    case, the decisive actors who actually determine citizenship policy are, of course,

    domestic political elites and political parties, but they do not act without constraints.

    What, then, are the factors that have influenced them, and how have they functioned?

    The Argument: The Politics of Citizenship

    In order to address these important questions, I introduce a perspective that I call the

    politics of citizenship. I seek to understand how political actors have navigated

    the potentially treacherous waters on this volatile issue, how they have dealt with the

    various pressures for both liberalisation and restrictiveness, and how they have

    attempted to implement their choices into new laws and policies. Although it is

    certainly possible that lack of change simply represents a form of institutional inertia*

    where the old policies continue to persist simply because they already existed*I arguethat elites have pursued conscious strategies and fought open battles, and that these

    contingent political factors were decisive in shaping citizenship policy change.

    Latent Liberalising Pressures

    Since the social science literature on comparative citizenship is still quite recent, there

    exist few off the shelf theories, hypotheses and measures that can readily be

    incorporated into empirical analysis. Instead, one can look to the related and more

    long-standing literature on immigration to find arguments that have been used toexplain policy change. As it turns out, the immigration field is much stronger on

    providing theoretical reasons for liberalisation than for restrictiveness. Indeed, several

    arguments have been developed to explain increasing liberalisation, with some

    emphasising global causes and others stressing domestic factors. On the global level,

    scholars have stressed economic globalisation (Sassen 1996, 1998), neo-functional

    economic cooperation (Philip 1994), and new norms ofpostnational human rights

    (Soysal 1994), to explain liberalisation. And on the domestic level, scholars have

    considered interest-group politics*whereby organised groups and businesses often

    exert influence quietly on policy-makers to expand immigration (Freeman 1992)*or

    domestic courts and the judicial system in general, which have often sided with

    immigrants, thereby putting added pressure on political elites to adjust the policies

    themselves (Joppke 1998).

    Despite the quite different points of emphasis, each of these arguments has the

    expectation of increasing liberalisation across the countries of the EU. Indeed,

    scholars have usually applied them with a broad sweep to the entire advanced

    industrialised world, rather than as a differentiated source of variation between

    countries. In other words, according to these arguments, the entire region of Europe

    should have liberalised.

    In some senses, the empirical baseline presented above provides support for thesearguments, since most of the countries that changed became more liberal in their

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    attribution of citizenship. But these arguments do not help us account for the

    countries that did not liberalise. What can explain the lack of liberalisation in some

    countries? This perspective has been less explored in a literature that primarily

    focuses on (and predicts) liberalisation.6

    While these latent liberalising pressures are certainly real and influential, they in

    fact only tell part of the story, for on the other side lies an important latent pressure

    for restrictiveness: public opinion. Indeed, a common and perhaps unifying feature

    throughout the EU is the strong hostility to immigrants on the part of many, if not

    most, Europeans (Norris 2005; Schain et al. 2002). For example, Figure 2 presents the

    data on the 11 relevant countries7 from a 2000 Eurobarometer survey, which included

    the following five anti-immigrant statements, with which respondents could either

    tend to agree or tend to disagree:

    . The presence of people from these minority groups is a cause of insecurity.

    . The presence of people from these minority groups increases unemployment in

    [country].

    . There is a limit to how many people of other races, religions or cultures a society

    can accept.

    . [Our country] has reached its limits; if there were to be more people belonging to

    these minority groups we would have problems.

    . People belonging to these minority groups are so different, they can never be fully

    accepted members of [nationality] society.

    The figure shows the average percentage of respondents who tend to agree with these

    five statements. As it turns out, over 40 per cent of people in all countries, and in

    most cases substantially over 50 per cent, agree with these very harsh statements.8

    Figure 2. Average agreement rate with five anti-immigrant statements

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    What is particularly noteworthy about the figure is that, while the scores are certainly

    not uniform or identical across countries, the variation is fairly limited. Anti-

    immigrant sentiment seems to be consistently high throughout the region.

    As a result, it seems clear that*in contrast to the latent pressures for liberalisation

    identified above*anti-immigrant public opinion serves as a latent pressure for

    restrictiveness. The question, of course, is whether*or, more precisely, where*it has

    an influence. For if political outcomes were a direct implementation of the popular

    will, liberalisation would not have occurred in most countries, if at all. Indeed, as

    Douglas Massey (1999: 313) writes, Most citizens [ . . .] are poorly organised and

    politically apathetic, leaving immigration policies to be determined quietly by well-

    financed and better-organised special interests operating through bureaucratic

    channels. On the other hand, if public opinion were entirely irrelevant, liberalisation

    might have already occurred everywhere, since the liberalising pressures are often

    more direct and better organised (Cornelius et al. 2004). The key question, therefore,

    is how political decision-makers in individual countries respond to the common

    pressures of liberalisation and restrictiveness in order to implement policy.

    Figure 3 and 4 attempt to answer this question, and to provide a crystallisation of

    my argument about the politics of citizenship. Figure 3 recaps the various latent

    pressures on each side, showing that the increasing demographic change within

    Europe, the rise of new international norms, the long-standing impact of interest

    groups, and the role of the courts all provide pressures on political decision-makers

    to liberalise their citizenship policies. On the other side, of course, public opinion

    remains staunchly and consistently anti-immigrant.

    Latent pressures Latent pressures for liberalisation: for restrictiveness:

    Decision-makers(political elitesand politicalparties in thegovernment)

    Public opinion(anti-immigrant andxenophobicsentiments in thepopulation)

    Demographictransformation(increasing numbers offoreigners, de factocontinent of immigration)

    Courts and judges(judicial system generallysupports the rights ofimmigrants)

    Interest groups(businesses, employerassociations, immigrantgroups)

    International norms(human rights,modernising toEuropean standards)

    Figure 3. Latent pressure on national citizenship policies

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    The Mobilisation of Anti-Immigrant Sentiment

    So far this only explains pressures that are latent; in other words, they are in the

    background without necessarily being active or dominant. But is there a mechanismthrough which we can determine which types of pressure lead to which outcomes?

    Figure 4 presents my two-part political model for explaining why citizenship

    liberalisation generally does or does not occur. Part 1 draws on Christian Joppkes

    argument about the distinctive politics of centre-left and centre-right governments on

    citizenship issues. As Joppke (2003) shows, leftist governments are typically in favour of

    increasing the citizenship rights of immigrants (which he calls de-ethnicisation),

    whereas right-of-centre governments want to resist such impulses while simultaneously

    expanding the countrys connections to its emigres (which he calls re-ethnicisation).

    In other words, the expectation is that citizenship liberalisation will be much morelikely to occur if a leftist government is in power. In that case, liberalisation is possible

    (though certainly not guaranteed), whereas if a centre-right government is in place,

    liberalisation remains unlikely (though not impossible).

    Joppkes argument is largely supported by the fact that, of the six countries that

    liberalised their citizenship policies, Finland, Germany, Portugal and Sweden all had

    left-of-centre governments at the time the reform was passed, and the Netherlands

    had multiple grand coalition governments that included the Social Democrats; only

    Luxembourg had a centre-right government. In other words, one can argue that the

    first step applies to five of the six cases in question, and that having a leftistgovernment is more of a necessary than a sufficient condition for citizenship

    liberalisation.

    The more important part of the argument on Figure 4*and the particular

    contribution of this analysis*is Part 2. It focuses on the latent pressure for

    restrictiveness provided by public opinion, and asks whether this anti-immigrant

    sentiment becomes activated politically. In other words, the issue is not whether a

    centre-left or a centre-right government is in power, but whether the farright is active

    and mobilised on the issue of immigration and citizenship reform.9 This can happen

    either in the form of a successful far-right party, a popular movement or a

    referendum of some kind on the issue of immigration or citizenship. If this is thecase, then liberalisation will essentially be blocked, since no government (whether on

    Liberalisation unlikelyNo

    Part 1: Is a leftist government in power?Yes

    Liberalisation possible

    Liberalisation unlikelyPart 2 : Does anti-immigrant public opinion Yes

    become activated, either by a strongfar-right party or by public mobilisation? No

    Liberalisation possible

    Figure 4. A two-part political model for explaining citizenship liberalisation

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    the left or right) will be able to overcome the intensity of this mobilisation, because it

    has so much resonance in the population. In other words, politicians can easily

    overlook public opinion when it remains dormant, restricted to private beliefs about

    an issue; but once that sentiment becomes mobilised politically, politicians can only

    ignore it at their own peril (Givens and Luedtke 2004). If there is no far-rightmobilisation, however, then citizenship liberalisation is possible as an outcome. In

    short, the mobilisation of anti-immigrant sentiment can essentially trump the

    liberalising pressures and a leftist government, and thereby block liberalisation.

    Operationalisation of the Argument

    As with many concepts in social science, it is often easier to define a term and spell

    out an argument in abstract language than it is to assign clear and systematic

    measures based on existing data from the real world. The activation of anti-immigrant public opinion is difficult to measure using data that can apply to all of

    the relevant countries. Mobilising events such as referenda or petition campaigns are

    not only relatively rare, but they are also very context-specific, thereby defying a

    common measure that could be applied across countries. The best systematic

    operationalisation of this concept captures the electoral support that far-right

    parties*those whose main platform emphasises opposition to immigration and

    immigrants*have received. Although this measure does not cover all aspects of the

    concept explained above, it does get at the core of it. I therefore incorporate a

    measure of the average electoral strength of far-right parties in national elections ineach country between 1992 and 2006.10

    Before turning to a more causal analysis of the relationship between the factors

    identified in my political model and the variation in the occurrence of citizenship

    liberalisation, we need to address some possible alternative arguments that could

    account for that variation.

    Alternative Explanations

    In this section, I briefly discuss some alternative arguments that derive primarily from

    the literature on immigration. These arguments lead to hypotheses that emphasise

    economic and socio-economic factors, demographics and public opinion (Givens and

    Luedtke 2005).

    The field of political economy has established many powerful relationships

    between economic factors and political outcomes. Although these types of argument

    have not been applied specifically to citizenship policy, it seems plausible that there

    would be a meaningful relationship between variation in either economic levels or

    economic growth and the liberalisation in citizenship laws. The expectation would

    therefore be that countries with more successful economies*as indicated by either

    higher levels of GDP per capitaor by higher levels of annual growth*would be morelikely to have the extra margin to afford citizenship liberalisation, since they would

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    have more resources available to absorb a greater number of immigrants as new

    citizens.

    An important socio-economic factor that often enters into discussions about

    immigration is the unemployment rate. It is typically assumed that countries with

    lower unemployment rates can more easily absorb new workers (and citizens) thanthose which cannot fully employ their own populations already.

    Since the practice of citizenship acquisition depends in part on the extent to which

    immigrants live in a given country, it seems logical that there would be a connection

    between these two factors. In principle, the greater the number of foreigners living in

    a country, the greater the pressure on that countrys policy-makers to liberalise the

    granting of citizenship. I include two measures of this factor: the raw number of

    immigrants, which of course is much higher in the larger countries; and the

    percentage of foreigners within the overall resident population.

    A final alternative explanation incorporates public opinion as an explanatoryfactor. According to this approach, the policies chosen by elites in power should

    reflect the views and preferences of their constituents. Countries whose citizens

    display relatively low levels of anti-immigrant sentiments should be more likely to

    liberalise their citizenship policies, whereas high levels of xenophobia should be

    linked to continuing restrictiveness. There are many possible survey measures of anti-

    immigrant sentiment, and indeed the results can easily shift from one question to the

    next, depending on how each question is phrased. In the analysis below, I include the

    composite measures shown above, based on the 2000 Eurobarometer survey.

    Evaluating the Evidence

    Having introduced a series of arguments that emphasise a variety of different possible

    causal factors, we can now turn to the empirical evidence. Since the N of 11

    countries is too small for multivariate statistical analysis, we must rely on bivariate

    relationships between each of the variables and the outcome to be explained, namely

    the change in CPI scores from the 1980s to the end of 2008.

    Table 3 puts all of the competing explanations together*with the alternative

    explanations at the top*

    summarising the expected direction, and showing thecorrelation and statistical significance for each hypothesis. It shows the regression

    results for all seven separate bivariate regressions and makes clear that several of the

    alternative arguments actually have the opposite of the predicted sign, and none of

    them even comes close to statistical significance. In contrast, the support for far-right

    parties has the strongest of the relationships with CPI liberalisation, with the expected

    sign and a relatively strong correlation of (.50 and*given the small sample size*a

    reasonably high level of statistical significance.

    Figure 5 shows three clear clusters of countries:

    . Austria, Denmark and Italy, which have very high levels of far-right support anddid not liberalise their citizenship laws;

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    . the six liberalising countries, all of which had low levels of support for far-right

    parties at the time of citizenship liberalisation;

    .

    Greece and Spain, the two countries with weak far-right movements yet still noliberalisation.

    In short, as predicted by Part 2 of the political model from Figure 4, liberalisation

    has only occurred without the presence of a significant far-right party or

    movement. And when such a party flourished, the pressures for liberalisation

    were effectively blocked.

    The cases of Greece and Spain, which have not liberalised, help to draw

    attention to an important feature of my argument about the importance of far-

    right parties. While the presence of a strong anti-immigrant movement seems to

    be a necessary and sufficient factor that prevents citizenship liberalisation, the

    absence of the far right is a necessary but not sufficient condition for

    liberalisation. In other words, given the current constellation of political forces,

    Table 3. Bivariate correlations between country-level factors and citizenshipliberalisation

    Variable Expected direction Correlation Significance N

    GDP per capita ' .10 .38 11Economic growth ' (.03 .46 11Unemployment ( (.10 .38 11Number of foreigners ' (.06 .43 11Percentage of foreigners ' (.03 .47 11Anti-immigrant sentiment ( (.25 .23 11Support for far-right parties ( (.50 .06 11

    Figure 5. The relationship between far-right parties and CPI change

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    there is probably a much greater chance for liberalisation in Spain and Greece

    than there is in Austria or Denmark.

    Conclusion

    Although this measure of the mobilisation of anti-immigrant sentiment is probably

    the best single indicator available, it only captures part of the larger political story.

    The reaction of more mainstream conservative parties to the challenge of the far-

    rights message can be just as effective in blocking liberalisation. And public referenda

    and other forms of social mobilisation, which are not captured by the far-right

    measure, can in some ways result in more rapid and decisive restrictions than the

    standard process of elite and party politics. For example, this alternate form of far-

    right pressure was critical to citizenship developments in the case of Germany, where

    anti-immigrant public opinion was activated through a massive petition campaign,rather than a far-right party (such parties are closely watched and often banned in

    Germany), and which led to a restrictive backlash that diluted the extent of

    citizenship liberalisation in 2000.

    Moreover, looking for a moment at the historically liberal countries, the case of

    Ireland highlights the role of public mobilisation outside party politics. Although

    Ireland does not have an organised far-right movement, proponents of restrictions

    on citizenship acquisition succeeded in implementing a controversial referendum,

    which passed overwhelmingly (with 80 per cent support) in June 2004, to limit

    the jus soli rights of the children of non-citizens, so that children born on Irishsoil can only receive Irish citizenship if at least one of their parents has resided in

    Ireland or the UK for three of the previous four years.11 This remarkable

    development shows the tremendous salience of this issue when it becomes publicly

    mobilised*and the result is almost always change in the direction of restrictive-

    ness. The same phenomenon has occurred repeatedly in Switzerland (which is not

    an EU member-state, and therefore not included as a case in this study), where

    voters have consistently rejected referenda that would have liberalised the

    extremely restrictive Swiss citizenship law.

    Finally, expanding the analysis further to include other historically liberal countries,

    we see that Belgium and France*both of which have fairly strong far-right movements,

    with 19922006 average far-right returns of 12.3 and 13 per cent respectively*have

    seen immigration and citizenship emerge as highly polarising political issues. These two

    countries have either experienced (in the case of France in the mid-1990s) or are

    currently experiencing (in the case of Belgium) some tinkering with their citizenship

    laws as a result of the pressure of the far right.

    In short, while the evidence above shows that my argument about the impact of

    far-right parties helps to account for whether or not liberalising change has

    occurred, it certainly does not provide the final word on the topic of citizenship

    policies and how they have adjusted to new pressures and circumstances. Muchmore analysis and evidence are needed. But the cross-national comparison in this

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    article provides a valuable starting-point for understanding the complex social and

    political processes involved.

    Notes[1] The NATAC project, also called the The acquisition of nationality in EU Member States:

    rules, practices and quantitative developments, was directed by Rainer Baubock and

    funded primarily by the European Commission. Its findings have been published by

    Amsterdam University Press in two volumes (Baubock et al. 2006), which provide the

    most detailed, comprehensive and systematic analyses of citizenship policies in the

    EU-15 that exist to date, thus representing a tremendous resource to scholars in

    this area.

    [2] Although technically the reduction should be applied strictly to naturalisation

    requirements, in my view the application of a liberal dual-citizenship policy is ultimately

    meaningless if very few people can actually become citizens. It is therefore important toadjust the scores to reflect the possibility for immigrants to actually benefit from these

    policies. The result is a more sensitive and meaningful final score on dual citizenship for

    immigrants.

    [3] In a sense, therefore, the effective cut-off date for this time period is 1990.

    [4] Note that my use of the word liberal in this article is mainly with reference to the issue of

    citizenship policies, not to the various meanings and traditions associated with the concept

    of liberalism. In other words, the categories liberal and restrictive are essentially measures

    of the inclusiveness of each countrys citizenship policies.

    [5] Luxembourgs liberalisation process took place in two steps. The 2001 reforms reduced the

    residency requirement from ten to five years, while also adding a new language requirement.

    The 2008 change eliminated the renunciation requirement, thus allowing dual citizenship forimmigrants, while also increasing the residency requirement for immigrants and spouses to

    seven years and adding to the civic integration requirements. Both changes represent

    liberalisation, but with some restrictive movement as well.

    [6] For one important exception, see Money (1999).

    [7] Note that I am still excluding the four historically liberal countries, because this article

    focuses on liberalisation. In actual fact the results for Belgium, France, Ireland and the UK

    are not at all different from the other EU countries in terms of their high levels of anti-

    immigrant sentiment.

    [8] Data from the 2002 European Social Survey paint a similar picture, showing high levels of

    anti-immigrant sentiment throughout the EU countries (Sides and Citrin 2007).

    [9] Note that I use the term far right to refer to what others sometimes call the radical right or

    extreme right.

    [10] For the six countries that liberalised, the average far-right scores go up to the year of

    citizenship liberalisation, since the strength of the far right afterthe change has gone through

    is no longer relevant to the question of liberalisation. Indeed, in some countries such as the

    Netherlands, the far right became much stronger after the law was liberalised, precisely in

    opposition to that law.

    [11] However, it should be pointed out that, while the new law is certainly more restrictive than it

    was previously, Ireland still grants jus soli, and in fact is still more liberal than most other

    countries*such as Germany*which have lengthier residency requirements for the parents

    of children born in the host country, and which sometimes include employmentrequirements that many poorer immigrants do not fulfill.

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