quality tolerance limits - · pdf file©eucrof, d. chase, m. garot 3 london, 22 may 2012...
TRANSCRIPT
1 London, 22 May 2012 © EUCROF, D. Chase, M. Garot
Workshop GCP IWG - Interested Parties on the Reflection Paper on Risk Based Quality Management in Clinical Trials
EMA
London
22 May 2012
Dr. Dagmar Chase, Vice President EUCROF
Dr. Michèle Garot, EUCROF Representative
Quality Tolerance Limits
2 London, 22 May 2012 © EUCROF, D. Chase, M. Garot
Outline
Tolerance Limits in Clinical Trials - Introduction
- Examples of different types
- Definitions
What tolerance limits mean for clinical trials
- Areas
- Per protocol vs per GCP
- Who will set them up?
- When will they be set up?
- Where will they be set up?
What we might gain
Limitations and Challenges
3 London, 22 May 2012 © EUCROF, D. Chase, M. Garot
Tolerance Limits – Examples
Value Driven
Upper Limit
Lower Limit
SpecificationAcceptableQuality
Range
Different types
• Zero tolerance Measurement exactly 60 min post dosing
• One sided tolerance Minimum infusion duration of one hourDatabase acceptance: 99,5 % correctnessSAE Reporting: immediately 24 hrs
Control visit: Day 7 + 1 day
• Two sided - symmetric Control visit: day 14 +/- 2 days
• Two sided - asymmetric Drug accountability: 85% – 105 %
Combination of different types over time might be applicable
4 London, 22 May 2012 © EUCROF, D. Chase, M. Garot
Tolerance Limits – Examples
Event Driven
Occurrence of an unwanted event / situation
Recurrence of an unwanted event / situation
….
Trigger an
action plan
(mitigation) or
FULL STOP
Missed or latereporting of an SAE
Caution!
Be aware
and inform
5 London, 22 May 2012 © EUCROF, D. Chase, M. Garot
Tolerance Limits – Examples
Event Driven
Occurrence of an unwanted event / situation
Recurrence of an unwanted event / situation
….
Trigger an
action plan
(mitigation) or
FULL STOP
Caution!
Be aware
and inform
Missed or latereporting of an SAE
6 London, 22 May 2012 © EUCROF, D. Chase, M. Garot
Tolerance Limits – Examples
Event Driven
Occurrence of an unwanted event / situation
Recurrence of an unwanted event / situation
….
Trigger an
action plan
(mitigation) or
FULL STOP
Caution!
Be aware
and inform
RandomisationError
7 London, 22 May 2012 © EUCROF, D. Chase, M. Garot
• Source data not complete
according to specification
• Randomization
error
Tolerance Limits – Examples
Event Driven
Occurrence of an unwanted event / situation
Recurrence of an unwanted event / situation
….
Trigger an
action plan
(mitigation) or
FULL STOP
Caution!
Be aware
and inform
8 London, 22 May 2012 © EUCROF, D. Chase, M. Garot
Example:
Distribution / Threshold Driven
Premature terminations above protocol average
Is there an unusuallyhigh drop-out rate at any site?
* * * * * * * *
Threshold:1.3 x Ø
Clinical Trial Centers
Protocol Ø
Risk Indicator: Premature termination of patients
Measures the drop-out rate per site against the protocol average
Av
era
ge
dro
p-o
ut
pe
r p
ati
en
t fo
r a
sit
e
ag
ain
st
the
pro
toc
ol
av
era
ge
Ref.: Beat Widler
9 London, 22 May 2012 © EUCROF, D. Chase, M. Garot
Definitions
Tolerance
The unwanted but acceptable deviation from a desired dimension. The tighter the tolerance, the greater the cost to
“manufacture the part”(Ref.: www.toolingu.com)
Tolerance Limit
In quality control, the limiting values between which measurements must lie if an article is to be acceptable, … . (Ref.: OECD)
Design Space
The multidimensional combination and interaction of
input variables and process parameters that have been demonstrated to provide assurance of quality (Ref.: ICH-Q8)
10 London, 22 May 2012 © EUCROF, D. Chase, M. Garot
Outline
Tolerance Limits in Clinical Trials - Introduction
- Examples of different types
- Definitions
What tolerance limits mean for clinical trials
- Areas
- Per protocol vs per GCP
- Who will set them up?
- When will they be set up?
- Where will they be set up?
What we might gain
Limitations and Challenges
11 London, 22 May 2012 © EUCROF, D. Chase, M. Garot
Areas of Tolerance Limits
Trial Management(Decision Making)
Metrics / Trigger Setting
• Monitoring• Monitoring visit frequency• Extent SDV• Extent central monitoring
• Data management• Query rate• Query turn around time• DB validation
• Safety• Missed or late SAE reporting
• IMP management• Temperature excursions
• Randomization / blinding issues
Implementation/Tracking/Controlling(Decision Making / Changing)
• Status reports, event / protocoldeviation review, data distributions
• Change Trial Procedures• Change Data Specifications
Trial Procedures
(Compliance)
Protocol
GCP / Reg. Requ. / SOPs Efficacy Parameters
Trial Data(Specifications)
• Measurement/ Collection (Precision, Accuracy)
• Timing• Recording / transcription
• Consider importance inrelation to trial objectives
• Input for trial procedures
Safety Parameters
Other Data, e.g., Inclusion / ExclusionCriteria
• On-site Monitoring• SDV (ICF, Data)• IMP management• Sample management• SAE reporting• Investigator File• Randomization and blinding• Facilities and equipment• Site personnel qualification
• Central Oversight• Safety / efficacy data review• Centralized monitoring• Reconciliation of data from
different systems (Clinical DB, CTMS, IxRS, lab data, safety DB…)• Edit checks (Data management)• Data distributions (Statistics)
12 London, 22 May 2012 © EUCROF, D. Chase, M. Garot
Tolerance Limits:
Per protocol vs per GCP
Examples from protocol
Acceptable time windows for study assessments (visits) are as follows : Screening, D1-3: zero;D7 + 1 day; D14 ± 2 days; D28 ± 2 days; D42 ± 7 days; Day 84 ± 7 days; Every 4 Weeks until EOT / Day 180 ± 7 days;
Blood sampling for PK sub-study, performed either on Day 7 or preferably Day 14
The patient will be given a minimum of 24hrs to consider and confirm participation by signing the IC
Average frequency of monitoring visits to each site will be linked to the presence of actively participating patients and is likely to be approximately every 6 weeks at sites with actively participating patients
Protocol
Protocol
GCP /
Protocol
GCP /
Protocol
13 London, 22 May 2012 © EUCROF, D. Chase, M. Garot
Tolerance Limits:Who will set them up?
When will they be set up?
Trial Management(Decision Making)Trial Procedures
(Compliance)Trial Data
(Specifications)
Sponsor
Dev. Program Lead
Pre-clinicalGMP
Medical / ExpertsBiostatistician
Investigator
MDRadiologist
LabCentral services
Pharmacy
Sponsor (CRO)
Clinical Trial Manager
(GCP Expertise)
Independent
Committees
Before FSI During run-timeDuring Trial /
Protocol Design
Sponsor (CRO)
Clinical Trial Manager(GCP Expertise)MonitoringSafetyIndep. CommitteesGMPData ManagementEDCIxRSBiostatistician
14 London, 22 May 2012 © EUCROF, D. Chase, M. Garot
Ris
k M
an
ag
em
en
t T
oo
ls
RISK REVIEW
Ris
k C
om
mu
nic
atio
n
Output: Final (Risk Management)Report
Inititiate Risk BasedQuality Management Process
Are the Risksacceptable
no
yes
Collect (new) Information(Systems, Dev. Program,
Clinical Trial)
Report onRisk Control
Define Risk MitigationAccording to Acceptance
Level and Write/Revise RM Plan
Identify, Analyseand Evaluate Risks
Implement (Revised) Risk Mitigation Plan
TrialOngoing
no
yes
Review Events
RISK ASSESSMENT
RISK CONTROL
Lessons learned
from other trials
Tolerance
Limits
Setting /
Monitoring
15 London, 22 May 2012 © EUCROF, D. Chase, M. Garot
SOPs
SOPs
Tolerance Limits:
Where will they be set up?
Trial Management(Decision Making)Trial Procedures
(Compliance)
Protocol
Trial Data(Specifications)
Trial specific
Plans• Monitoring
• IMP Management
• Data Management
• Statistical Analysis
• Safety
• CRO Oversight
• Audit
…
• Quality Manual
(Risk Mitigation
Plan, RMP)
Amendments/
Updates to
• Protocol
• Trial specific
plans
• Quality Manual
(RMP)
Quality Report
(Risk Management
Report)
16 London, 22 May 2012 © EUCROF, D. Chase, M. Garot
Outline
Tolerance Limits in Clinical Trials - Introduction
- Examples of different types
- Definitions
What tolerance limits mean for clinical trials
- Areas
- Per protocol vs per GCP
- Who will set them up?
- When will they be set up?
- Where will they be set up?
What we might gain
Limitations and Challenges
17 London, 22 May 2012 © EUCROF, D. Chase, M. Garot
What we might gain
Simplified processes and procedures where justified
Improved practicability, protocol and GCP compliance
Increased focus on risks/ protocol deviations which may impact subject safety and study objectives
Less protocol deviations and possibly less protocol amendments
Higher quality plus
Cost Savings
• Simplification
• Practicability
• Increased
robustness
Use of resources where
they are really needed
18 London, 22 May 2012 © EUCROF, D. Chase, M. Garot
Limitations and Challenges
Scientific validity
- Medical
- Statistical (power of the trial)
Subjects’ safety
Qualified personnel
Integrated systems / tools / real time data capture
Resistance to change at Sponsor / CRO
Acceptance of sponsor decisions regarding
tolerance limits by regulators ? ? ?
Thorough documentation of the decision making
19 London, 22 May 2012 © EUCROF, D. Chase, M. Garot
Thank you very much for your attention