C9NG HOA xA H91CHU NGHiA VI~TNAMDc?c I~p - Tl;I'do - Hanh phuc

56:.9.H ...I2016/CV-PCV/v: CBrr Nghj quyet HDQTve'viecpha: hanhttai phieu doanh nghi?p Ui'n 4 nom 2076

Tp.H6 Chi Minh, ngay).ltthdng AA nom 2076

Kfnh gui: - Uy ban Chung Khoan Nha Nu'6'c- SO' Giao Dich Chung Khoan Hit Nc?i- SO' Giao Djch Chung Khoan TP. Ho Chf Minh

Ten conq tyMa chung khoan

Tru sCichfnh

Dien thoaiNguai thuc hien CBnDien thoai di d¢ngDien thoai co quan

CONG'TV CO PHAN CHUNG KHOAN RONG VI~T (VDSC)VDSLau 1-2-3-4 Tea nha Viet Dragon, 141 Nguyen Du, Phuang Ben Thanh,Ouan 1,TP.HCM.08:6.299.2006Onq Nguyen Hieu0913832473

Fax: 08.6.291.7986Chuc Vl,J: Tong Glarn doc

08-62992006 (ext: 1345)

LOSIithong tin cong bo D 24 h D Yeu cau It]' Bat thuonq D Dinh ky

N¢i dung thong tin ccnq bo

Cong bo Nghl quyet cua H¢i dang quan tr] ve viec phat hanh trai phieu doanh nqhiep Lan 4nam 2016 cua Cong ty Co ph an Chung khoan Rang Viet.

Toan van Nghi quyet duoc dang tili tal dla chi website: www.vdsc.com.vn

Chung toi xin cam ket cac thong tin conq bo tren day 121dung 51,{ that va hoan toan ch!u trach nhi~mtruoc phap lu~t ve n¢i dung cac thong tin da eong bo.

Dfnh kern:- Nghi quyet 56 15/2016/NQ-HDQT ngay 24/11/2016.

Ndi nhan:- Nhv tren;- LVu VT, Pc.

RONGVIET CQNG HOA xA HQI CHU NGHiA VI~T NAMD<?c I~p -Tlf do - Hanh phucSECURITIES

So: \5 /2016/NQ-H8QTTp.Ho Chi Minh, ngayL~ thong II nom 2076

NGH~QUYETV/v thong qua phot hant: Trai phieu doanh nghi~p Lan 4 riam 2076

HOI DONG QUAN TRICONG TY c6 PHAN CHUNG KHOAN RONG VI~T

EMu Ie To cbuc va Hoot c10ngcua Conq ty Co phtin ChUng kho6n Rang viet;Bien ban h9P Hoi c10ngouar: tri ngay ~A./).1./2016.

Dieu 1: Thong qua viec phat hanh Tra: phieu doanh nqhiep Uin 4 narn 2016 cua Conq ty Cophan Chung khoan RonqVi~t nhu sau:

To chuc phat hanhl.oai trai phieu Ch2lOban:M~nh qla trai phieu:

So luqng trai phieu chao banTong gia tr] trai phieu chao banGia chao ban

Ceng ty Co phan Chung khoan Rang Vi~tTrai phieu khonq chuyen doi khonq c6 tal san1.000.000dong/trai phieu,

300.000 trai phieu.

300.000.000.000(Satram ty) dong.100% rnenh gia.

Dieu 2: Thong qua noi dung Phuong an phat hanh Trai phieu doanh nqhiep Lan4 narn 2016cua Conq ty Co phan Chung khoan RongVi~t (dfnh kem).

Dieu 3: Uyquyen cho Tong giam doc thuc hi~n caccong vi~c sau:

- Trien khai thljc hi~n viec chao ban thea phuong an da duqc phe duy~t sao cho vi~chuy d¢ng von cua Cong ty duQ'cthuc hi~n m¢t cach hqp phap va dung quy djnh.

- Tim kiem va Ilja ch<;mdOi tuqng chao ban; quyet djnh muc lai suat Cl,lthe doi voiWng Nha dau tu; lap phuong an su dl,lng tien chi tiet thu dUQ'cW dqt chao ban co lQ'inhat cho Cong ty.

- Luach<;mthai diem thich hQ'p,co loi nhat de trien khai phuong an chao ban; va hoantat cac thu tuc lien quan de thljc hi~n phuong an chao ban da dUQ'cH8QT thongqua.

- Ky ket cac hQ'pdong va cac tai lieu khac lien quan den vi~c chao ban phu hQ'pvaiQuy che hoat d¢ng va 8ieu I~C6ng ty.

- ThljC hi~n cac van de khac co lien quan phu hop vai cac quy djnh cua phap lu~t va8ieu I~Cong ty.

f>ieu 4: Trach nhiern pho bien quan triet va trien khai thuc hien Nqh] Ouyet nay.

- Hoi dong qulin tri thong nhat giao cho Tong qlarn doc chiu trach nhiern pho bien,trien khai thuc hien thea tinh than Ngh! quyet nay.

- Nqh] quyet nay c6 hleu Il/C ke W nqay kyo

Dfnh kern:- Phuong an PHTPdoanh nghi~p Lan4 narn 2016.No'i nhan:

Nhudieu 4;- H8QT, BKS ("de bier")- LUuVP.TG8.

RONGVlETSECURITIES

· , ..

I. GIO'ITHI~U TO CHaC PHAT HANH

1. TOM TAr QuA TRiNH HiNH THANH vA PHAT TRIENa. Ten c6ng ty :CONGTV COPHAN CHUNG KHOAN RONGVI~T

b. Ten tieng Anh: VIET DRAGON SECURITIESCORPORATION

c. Ten viet ti3t :VDSC

d. Von dieu I~ : 700.000.000.000 dong (Baytram ty dong)

e. Tru sa chfnh :Tang 1-2-3-4,Taa nhaViet Dragon,50 141 Nguyen Du,Ouan 1,TP.HCM

f. So di~n thcai : (08) 62992006 - Fax: (08) 6291 7986

g. Website : www.vdsc.com.vn - Email: vdsc@vdsc.com.vn

C6ng ty Co phdn Chung khoan Hong Vi~t (Rang Viet) la mot trong nhCtng c6ng ty chung khoanhang dau tal th] trucnq tai chfnh Vi~t Nam, heat dQng tren tat ca G3c Iinh vue kinh doanh chungkhoan bao gam: M6i gioi chung khoan: TL1van Tai chfnh va dau tL1chtrnq khcan: Tu doanh chungkhoan: Bao lanh phat hanh chirnq khoan: LL1uky chirnq khoan,

2. HOJ;\Tf>QNG KINH DOANH cAc NAM GJ\N NHAT

Nam 2014 Nam 2015Chi tieuGia tr] (1.000 VND) Gia tr] (1.000 VND)

Tong tai san 1.100.635.742 1.251.169.537N9'ngan han 757.517.521 537.615.102N9'dal han 656.941 621.983Von chu sa hCtu 342.461.280 713.554.435Doanh thu thuan 228.608.068 126.457.536L9'inhuan sau thue 105.232.113 20.893.025ROE 30,73% 2,93%ROA 9,56% 1,67%

Nguan: 8CTekiem nom 2074 va 20 75cua Rang Vi~t

Chi tieu DVT 31/12/2015 Theo Thong tu 226 va 165

TY I~ an toan tal chfnh % 613,71 Tren 180%

TY I~ tong no/von chu sa hCtu Lan 0,42 Kh6ng VL19'tqua 3 Ian

N9'ngan han/tal san ngan han Lan 0,31 Toi da bang 1

GTCLcua tai san co dinh/von dieu I~ % 1,35% Kh6ng VL19'tqua 50%

Gia tri co phieu chL1aNYlVon C5H % 9,09% Kh6ng vL19'tqua 20%

CONG TY CO PHAN CHLfNG KHOAN RONGVIET - Viet Dragon Tower, 141 Nguyen Du, Quan 1,Tp. H6 Chi MinhTel: +84 8 6299 2006 . Fax:+84 8 6291 7986 Ernail: infO(1!'vdsc.com.vn. Web: www.vdsc.com.vn

II. CO SO PHAp LYt. ce so phap Iy

-- Luat doanh nqhiep 56 68/2014/QH13 dl1qeQu6e h9i rurcc Conq hca xa hoi chu nghTaViet Namthong qua nqay 26/11/2014;

- l.uat Chung khoan 56 70/2006/QH11 nqay 29/06/2006, Luat sua doi bo sung mot 56 dieu cuaLu~t chung khoan 56 62/201 O/QH 12 nqay 24/11/2010.

- Nghj djnh 58/2012/N8-CP ng~y 20107/2012 cua Chfnh phu ve quy dlnh chi tiet mot 56 dieu cuaLuat CKva l.uat sua doi bo sung Luat Chung khcan,

- Nghj dlnh 56 60/2015/N8-Cp nqay 26/06/2015 ve sua doi, bo sung m9t 56 dieu cua Nghjd!nh58/2012/N8-CP nqay 20107/2012.

- Nqh] dinh 90/2011 IN8-CP ngay 14/10/2011 cuaChfnh phu ve phat hanh trai phieu doanh nqhiep.

- Thong tu 56 211/2012ffi-BTC nqay 05/12/2012 Huonq dan thuc hien mot 56 dieu cua Ngh! d!nh90/2011 IND9-CP ngay 14/10/2011 cua Chfnh phu ve phat hanh trai phieu doanh nqhiep,

- Thong t11155/2015ffi-BTC nqay 06/10/2015 hucnq dan Cong b6 thong tin tren TICK.

- 8ieu I~to chucva heat d9n9 euaCongty co phanChung khoanRangVi~t.

2. f)h~uki~nphat himh trai phieu

Theo quy d!nh t<;li8ieu 13,Ngh! d!nh 90/2011/N8-CP ngay 14/10/2011 euaThu tl1ang ehfnh phUve vi¢epMt hanh trai phieu doanh nghi~p.Theo d6, dieu ki~nde phat hanh trai phieu dl1<;>,equy dinh nhl1sau:

STT Caedieu ki~n phat himh R6NG VI~T Ghi ehu

La doanh nghi~p thuge d6i tl1<;>,ngquy d!nh t<;li1khoim 18ieu 5 Ngh! djnh 90/2011/N8-CP. 8ap ung Ghi ehu 1

2 C6 thai gian hO<;ltd9n9 t6i thieu la 01 nam ke W8ap ung Ghi ehu 2ngay doanh nghi~p ehfnh thue di vao hO<;ltd9n9.

3 C6 bao eao tai ehfnh eua nam lien ke trl1ae nam phat8ap ung Ghi ehu 3hanh dl1<;>,ekiem toan bdi t6 ehue kiem toan ctgeI~p.

Bao eao tai ehfnh dl1qe kil~mtoan eua doanh nghi¢p4 pMt hanh phai la bao eao kiem toan neu y kien chap 8ap ung Ghi eM 4

thu~n toan phan.

5 Ket qua hO<;ltd9n9 san xuat, kinh doanh nam lien ke8ap ung Ghi ehu 5nam phM hanh phai e6 lai.

8ap ung cae yeu cau ve ty I~ an toan von va cae h<;ln

6 ehe khae ve bao dam an toan hO<;ltd9n9 ctoi vai8ap ung Ghi ehu 6nganh nghe kinh doanh e6 dieu kien quy djnh t<;li

phap lu~t ehuyen nganh.

7 C6 phl10ng an phat hanh trai phieu ctl1<;>,et6 ehue, ea8ap ung Ghi ehu 7nhan e6 tham quyen thOng qua.

eONG TY e6 PHAN CHUNG KHOAN RONGVI~T - Viet Dra90n Tower, 141 Nguyen Du, Qu~n 1,Tp. HCiChi MinhTel: +84 8 6299 2006 - Fax:+8486291 7986 Email: info@vdsc.com.vn - Web: www.vdsc.com.vn

, "

Dien giai:

Ghi chu 1: L09i hlnh doanh nghi~p cua to chirc phat hanh 121"cong ty co pharr".

Ghi chu 2: Conq ty Co phan Chung khoan Rang Vi~t duoc thanh lap va heat o(lng thea Giayphep so 32/UBCK-GPHDKDdo Chu tich Uy ban Chung khoan Nha nuoc eapngay21/12/2006,

Ghi chu 3: Bao cao tal chfnh narn 2014 cua Cong ty OU9'ckiern toan bai Conq ty TNHH Ernst&Young Vi~t Nam.

Ghi chu 4: Bao cao tai ehfnh ducc kiem toan phai neu 'I kien chap thuan toan phan,

Ghi chu 5: Bao cao tai ehfnh eua narn lien ke narn phat hanh c6 lai.

Ghi chu 6: Doanh nqhiep phat hanh trai phieu phai dap ung cac yeu eau ve ty I~ an toan von vacac han ehe khac ve bao dam an toan heat d(lng ooi vai nqanh nghe kinh doanh e6 dieu kienquy ojnh t9i phap lu~t ve chung khoan.

Ghi ehu 7: Phuong an phat hanh trai phieu OU9'eH(li oong quan trj eua Cong ty thong qua theaquy ojnh t9i Khoan 3,Dieu 14,Nghj dinh 90/2011/ND-CP.

3. Tham quyen phe duy~tphat himh trai phieu

Theo khoan 3, Dieu 14, Nghj djnh 90/2011/ND-CP: Tham quyen phe duy~t phuong an phat hanhtrai phieu 121D9i h(li dong co dong ho~c H¢i dong quan trj can eu VaGDieu I~ doanh nghi~p.

4. N<}idung Phuong an phat himh trai phieu:

Dieu 14, Nghj ojnh 90/2011/ND-CP: Phuong an phat hanh trai phieu phai bao gam cae n(li dung coban sau:

a. Thong tin chung ve nganh nghe, linh Vl,{Ckinh doanh, tlnh hlnh tai chfnh va ket qua h09t d¢ngkinh doanh eua doanh nghi~p;

b. Ml,lcofch phat hanh trai phieu va phuong an su dl,lng von phat hanh trai phieu;

c. Khoi IU9'ng,I09i hlnh, ky h9n, lai suat danh nghTatrai phieu dl,{kien phat h~lnh;

d. Phuong thuc phat hanh trai phieu va cae t6 ehue tham gia bao lanh phat hanh, bao lanh thanhtoan, 09i 1'1 phat hanh, 09i 1'1 thanh toan goc, lai trai phieu;

e. Kehogeh bo trf nguon va phuong thue thanh toan goe, lai trai phieu;

f. Caccam ket khae doi vai chu So' hO'utrai phieu.

5. Phat himh trai phieu cho nhieu dQ1 phat himh t~i th! truang trong nuac

Theo quy ojnh t9i Dieu 4, Thong tu 211/2012ffi-BTC HUang dan Nghi, djnh 90/2011/ND-CP quyojnh phat hanh trai phieu eho nhieu o9't nhU5au:

a. Dap ung dieu ki~n quy djnh t9i Dieu 13eua Nghj djnh 5090/2011/ND-CP;

b. C6 nhu eau huy o(lng von lam 'nhieu o9't phu h9'Pvai dlf an oau tu ho~e ke hO~lChsan xuat kinhdoanh eua doanh nghi~p;

c. PhUong an phat hanh trai phieu phai neu ra doi tU9'ng, so IU9'ng d9't phat hanh, gia trj phathanh va thai gian dlf kien phat hanh euaWng 09't.

d. Khoang each giO'aeacd9't phat hanh toi da khong qua 12 thang. TrUong h9'Pcaed9't phat h~lnha cac nam tili chfnh khac nhau, doanh nghi~p phat hanh phai lam thu tl,le phat hanh mai.

~i@= f"~,1G T'PHA!',i KHI

G VII

CONG TY PHAN CHUNG KHOAN RONGVI~T - Viet Dragon Tower, 141 Nguyen Du, Qu,ln J ,Tp, He Chi MinhTel: +84 8 62992006 - Fax: -1-84 8 6291 7986 Email: info(i!"vdsc.com.vn - Web: www.vdsc.com.vn

------------- - -

6. Phuonq thirc phat hanh:

Theo quy dinh tal Khoan 3, 8ieu 5, Thong tu 2ll/20l2ffi-BTC Huang dan Nghi dinh 90/20ll/N8-CPquy dinh Phucnq thuc phat hanh thong qua dai Iy phat hanh Tra: phieu nhu sau:

fJ{li Iy phat himh tral phieu

a. Tuy thea tfnh chat cua viec phat hanh trai phieu, doanh nqhiep phat hanh lua chon d<,liIy dudieu ki~n de lam dlch Vl,1dai Iy phat hanh ho<lc aong thili lam aCJiIy phat hanh va aCJiIy thanhtodn liii, goc tral phieu.

b. 80i tuonq tham gia dal Iy ph~t hanhqom cac conq ty chunq khoan, to chtrc tfn dunq va cacdinh che tai chfnh khac duoc phep cung cap dich vu dai Iy phat hanh theo quy dlnh cua phapluat hien hanh,

7. Quy djnh ve mua I~iTrai phh~utru'ae h~n

8ieu 22, Nghj djnh 90/20ll/N8-CP quy djnh mua l<,IiTrai phieu truac h<,lnnhu sau:

a. Doanh nghi~p phat hanh chi duc;1cthl/c hi~n mua l<,Iitrai phieu truac h<,ln,ho~c hoan doi traiphieu de cO'cau l<,Iinc;1,khi c6 phuO'ng an mua l<,Iiho~c hoan doi duc;1ccap c6 tham quyen pheduy~t tren cO'sa thoa thu~n giCtadoanh nghi~p phat hanh va chu sa hCtutrai phieu.

b. To chuc, ca ~han c6 tham quyen phe duy~t, chap thu~n phuO'ng an phat hanh trai phieu cOngchfnh la to chuc, ca nhan c6 tham quyen phe duy~t, chap thu~n phuO'ng an mua l<,Iiho~c hoandoi trai phieu.

8. Quy djnh ve dieu ki~nmua Trai phh~udoanh nghi~p ella To ehue tin dl;lng

fJie'u ki~n aoi vai to chue tin d,!ng, eNngdn hang mlae ngoai mua trai phieu doanh nghi~p

Theo quy djnh t<,li8ieu 5, Thong tv 28/2011 ITI-NHNN ngay 01 thang 09 nam 2011 quy djnh Tochue tfn dl,1ng,Chi nhanh Ngan hang nuae ngoai mua Trai phieu doanh nghi~p khi e6 du caedil~u ki~n:

a. La ngan hang thuO'ng m<,li,eong ty tai ehfnh ho~e chi nhanh ngan hang nuae ngoai dL1c;1ethanhI~p va hO<,ltd(lng thea quy dinh cua Lu~t Caeto ehue tfn dl,1ng.

b. Trong giay phep thanh I~p va hO<,ltd(lng do Ngan hang Nha nuae Vi~t Nam cap e6 ghi n(li dungmua trai phieu doanh nghi~p.

c. 8am bao cae ty I~ bao dam an toan trong hO<,ltd(lng eua to ehue tfn dl,1ng,chi nhanh nganhang nuae ngoai thea quy djnh eua Ngan hang Nha nuac Vi~t Nam.

d. C6 He thong va thl/e hi~n xep h<,lngtfn dl,1ngn(li b(l, trong d6 e6 xep h<,lngtfn dl,1ngdoi vaidoanh nghiep phat hanh trai phieu.

e. Ban hanh Quy dinh ve mua trai phieu doanh nghi~p phu hc;1Pquy djnh t<,liThong tu nay va caequy dinh eua phap lu~t lien quan, trong d6 e6 n(li dung: Quy trinh, thu tl,1etham djnh va quyetdjnh mua trai phieu; traeh nhf~m va tham quyen eua ea nhan, dO'n vi trong vi~e xet duy~t,quyet djnh mua trai phieu; cae 10<,liva d~e diem trai phieu dUc;1e to ehue tfn dl,1ng,chi nhanhnuae ngoai mua; dieu ki~n eua trai phieu doanh nghi~p ma to ehue tfn dl,1ng,chi nhanh nganhang nuac ngoai mua; cae ehfnh saehva giai h<,lnquan Iy tfn dl,1ng,h~ thong do luang va quantrj rui ro, bi~n phap va quy trlnh xU'Iy rui ro; thl/e hi~n cae ty I~ bao dam an toan trong hO<,ltdQng kinh doanh; kiem soat nQi bQhO<,ltc]Qngmua trai phieu.

(aNG TV COPHAN CHliNG KHOAN RONGVIET - Viet Dragon Tower, 141 Nguyen Du, Quan 1,Tp. 1-16Chi MinhTel: +84862992006 - Fax: -1-8486291 7986 Email: info@vdsc.com.vn - Web: www.vdsc.com.vn

, ,

Giui han mua trai phieu doanh nghi~p

a, Tong rnirc dau tL1VaGtrai phieu doanh nqhlep dL1Q'ctfnh VaGtong muc dL1no cap tfn dunq doivai mot khach hang, doi voi mot khach hang va nquo] co lien quan thea quy dinh tal 8ieu 128l.uat Cacto chuc tfn dunq va cac quy dinh co lien quan cua Ngi!ln hang Nha nuoc Viet Narn,

b. To chuc tfn dunq, chi nhanh nqan hang nuoc nqoai quy dinh ClJ the cac giai han mua tral phieudoanh nqhiep: Mua tra] phieu cua mot doanh nqhiep phat hanh: mua trai phieu cua mot doanhnghi~p phat hanh va doanh nqhiep lien quan phat hanh: rnua trai phleu doanh nqhiep co baodam, khonq co bao dam; mua trai phieu doanh nqhiep vai rnuc arch de ban, de dau tL1va giG'den nqay dao han,

9. Trlnh tu thuc hi~m:

Xay dl,1ngPhL1O'ngan phat hanh

H8QT18H8C8 thong qua PhL1O'ngan phat hanh trai phieu chi tiet

Cong b6 thong tin trL1ackhi thl,1chi~n phat hanh thea quy dinh Lu~t chung khoan va quydinh ve phat hanh trai phieu,

Thong baa phat hanh trai phieu doanh nghi~p cho Be'?tai Chfnh

Nha dau tL1dang ky va ne'?ptien mua trai phieu

Tong hQ'pva bao cao ve ket qua phat hanh

2

3

4

5

6

III. PHUONG AN PHAT HANH TRAI PHIEU

To chuc phat hanh

LO<:litrai phieu chao ban:

Ten trai phieu

Ma trai phieu

: C6ng ty Co philn Chung khoan Rong Vi~t

:Trai phieu khong chuyen doi khong co tai san dam baa.

:Trai phieu khong chuyen doi Cong ty Cophan Chung khoan RongVi~t.

: VDS_BOND.300.842016.

M~nh gia trai phieu: : 1.000,000dong/trai phieu.

So 1L1Q'ngtrai phieu chao ban : 300.000 trai phieu.

Tong gia tri trai phieu chao ban : 300.000.000.000 (Batram ty) dong.

Gia chao ban

Cachthuc chao ban

Ky h<:ln(Ngay dao h<:ln)

LO<:litien t~ phat hanh

Hlnh thuc trai phieu

PhL10ngthuc chao ban

PhL10ngthucphathanh

: 100% m~nh gia

: Chia lam nhieu dQ't phat hanh nhL1ngt6i da khong qua 12 thang vathl,1chi~n hoan tat trong nam 2016,

: 01 nam keW ngay phat hanh Trai Phieu t<:limoi dQ'tphat hanh.

: 8ong>Vi~t Nam.

: Ghi so.

: Chaoban rieng Ie.

: Thong qua d<:liIy phat hanh,Theo do, To chuc phat hanh sedong thai lad<:liIy phat hanh Trai phieu va d<:liIy thanh toan g6c, lai Trai Phieu.

CONGTV c6 PHAN CH(fNG KHOAN RONGVI~T - Viet Dragon Tower, 141 Nguyen Du, Quan 1,Tp. Ho Chi MinhTel: +84 8 62992006 - Fax:+84 8 6291 79B6Email: info@vdsc.com.vn - Web: www.vdsc.com.vn

-------------------------------------- ... --

Doi tucnq chao ban

Thai gian phat hanh

: Cac dinh che tai chfnh, to chirc tin dunq tal Vi~t Nam, cac to chuc, ca nhanc6 nhu cau mua Trai phieu.

: Trong narn 2016, sau khi hoan tat cac thu tuc phap Iy thea quy dinh.

Thanh toan goc va lai Trai phieu : - Tien goc Tral Phieu se duoc thanh toan mot Ian khi dao han,

Tien lai Trai Phieu se dLf<;>'cthanh toan theo ky tfnh lai.

Ky tfnh lai

Lai suat

Chuyen nhLfqng trai phieu

Mua l<;Iitrai phieu trLfoc h,:ln

Ml,lc dfch Slf dl,lng von

To chuc Bao lanh thanh toan(neu c6)

Lu~t dieu chinh

:Tien lai se dLfqc thanh toan dinh ky 01 thang/lan hoac 03 thang/lan.

Luu ¥: Neu nqay thanh toan trunq vao nqay nghi, ngay Ie thl vlec thanhtoari>se dLf<;>'Cthuc hi~n vao nqay lam viec tiep theo.

: Lai suat co dinh toi da khonq qua 9,5%lmlm cho den nqay dao han

Trai Phieu. Muc lai suat Cl,l the giao cho Tong Giam doc quyet dinh

tren co sa thLfong ILfqng voi Nha dau tLft<;li moi dqt phat hanh.

: Trai phieu dLf<;>'ctlj do chuyen nhLf<;>,ngke W ngay hoan thanh dqt chao

ban theo quy dinh ..

: Tuy thuQc vaG tlnh hlnh san xuat kinh doanh va kha nang ve von, To chuc

phat hanh c6 the thljc hi~n mua l<;IimQt phan ho~c toan bQTrai phieu da

phat hanh trLfoc khi dao h<;ln.Cl,l the, NgLfai sa hCtuTrai Phieu dLfqc quyenyeu cau To chuc phat hanh mua l<;Ii:

Toi da 50% so ILfqng Trai Phieu da phat hanh sau 03 thang ke Wngay phat hanh;

Va 100% so ILf<;>,ngTrai Phieu da phat hanh trong thai gian 06 thangtiep thea keW ngay phat hanh.

: Tong so tien dlj kien thu dLfqc W dqt chao ban khoang 300 tY dong.

Tong so tien dlj kien thu dLfqc W dqt chao ban se dLfqc can doi Slf dl,lng

cho cac hO<;ltdQng giao dich ky quy, tlj doanh/bao lanh phat hanh, tham

gia hO<;ltdQng thi trLfang trai phieu tuy theo dieu ki~n thi trLfang de baodam ml,lCtieu slf dl,lng von d<;lthi~u qua cao nhat.

: HQi dong quan tr! giao cho Tong Giam doc tim kiem, Ilja ch9n va

quyet d!nh To chuc Bao lanh thanh toan cho Trai phieu phat hanh dqtnay (neu c6).

: Lu~t Vi~t Nam.

Uy quyen cho Tong Giam doc cac nhi~m Vl,l sau:

De dam bao Slj thanh cong cua dqt chao ban, HQi dong quan tr! giao cho cho Tong Giam doc thljc hi~nnhCtng nhi~m Vl,l sau:

• Giao cho Tong Giam doc trien khai thljc hi~n vi~c chao ban theo phLfong an da dLfqc phe duy~t saocho vi~c huy dQng von cua Cong ty dLfqc thljc hi~n mQt cach hqp phap va dung quy d!nh.

• nm kiem va Ilja ch9n doi tLfqng chao ban Ct,Jthe; quyet dinh muc lai suat ct,Jthe doi voi Wng Nhadau tLf; I~p phLfcmg an slf dl,lng tien chi tiet thu dLfqc W dqt chao ban c6 Iqi nhat cho Cong ty.

• Llja ch9n thai diem thfch hqp, c6 Iqi nhat de trien khai phLfong an chao ban; va hoan tat cac thu tl,lClien quan de thljC hi~n phLfong an chao ban da dLfqc HDQT thong qua.

CONGTY CO PHAN CHUNG KHOAN RONGVI~T - Viet Dragon Tower, 141 Nguyen Du, Quan Up.HCiChi MinhTel: +84862992006 - Fax:+8486291 7986 Email: info@vdsc.com.vn - Web: www.vdsc.com.vn

• Ky ket cac h9'Pdong va cac tal lieu khac lien quan den viec chao ban phu h9'Pvoi Quy che heatd¢ng va Dietl I~Conq ty.

Cac van de khac lien quan khac phu h9'Pvoi cac quy dinh cua phap luat va Dieu I~Conq ty .•

IV. KE HOJ;\CH KINH DOANH vA so TRi NGUON TRA N<;1:

Narn 2016 la narn cot moe lich su cua Rang Viet khi da dl19'Ctang von len 700 ty dong, tlnh hlnh taichfnh dl19'Ccai thien. VI v~y, tat ca cac manq heat d¢ng cua RangVi~t can dl19'Ctap trung, day nhanhtee d¢ phat trien mot eachvuot b?c.

Nhan dinh th] truonq trong narn 2016 va 2017 se c6 nhieu chuyer: bien tich cue nho cacyeu to vi mephat trien va on dinh, cac rnuc tieu cua RangViet dL19'cxac dinh nhu sau:

Cac rnuc tieu:

LC?'inhuan sau thue: Phan dau dat mire LNSTkhoang 80 ty dong, co Wc cho co dong la 8%

HOi\lt dc?ng kinh doanh moi giai:

r8l Th! phan toan th! trl10ng d<:,t3%, trong d6:

+ SanHSX: 3,5%

+ SanHNX: 1,7%

+ SanUpCom: 2%

HOi\lt dc?ng DVCK: rai tr9' tai chfnh: dl1n9' d<:,tmuc 900 - 1000 tY.

HOi\lt dc?ng Dau tu': h<:,nmuc dau tL1300ty, phan bo linh ho<:,tva h9'P Iy thea cac ITnhVl!Ckhacnhau nham phan tan rui ro va d<:,thi~u qua ROIky vong W muc 16 -18%.

HOi\lt dc?ng Ngfm himg dau tu': Ho<:,td¢ng IBphan dau dat muc 15 ty dong

Nhu cau von: Nhu cau von vay cho hOi\lt dc?ng tai trC?'va tV doanh: 550 - 600 ty dong.

Ke hOi\lch tai chinh nam 2016

Voi cac dl! bao th! trL10ngcho nam toi cung ket qua da d<:,tdl19'Cclla Rang Vi~t trong nam 2015 keho<:,chtai chfnh 2016 dl19'cxay dl1ng nhl1sau:

,~,;)l)

1

Don v! tfnh: tri~u dong

Tong doanh thu 126.458 232.000 183%

Moi gioi chung khoan 37.510 68.600 182%

D!ch vl,l tai chfnh 48.645 94.000 193%

Dau tl1 tai chfnh 25.735 49.500 192%

Ngan hang dau tl1 6.238 9.200 147%

Doanh thu khac 8.330 10.700 128%

Tong chi phi 114.759 152.000 132%

LC?'inhu~ntru'acthue 12.386 80.000 646%

Lc;tinhu~n sau thue 20.893 65.800 315%

2

3

4

CONGTY CO PHAN CHliNG KHOAN RONGVIET - Viet Dragon Tower, 141 Nguyen Du, Ouan 1,Tp. H6 Chi MinhTel: +84 8 62.992006 ..Fax: +848629'1 79136[rnail: info@vdsc.com.vrl - Web www.vdsc.com.vn

Ket qua hoat dQng 10 thanq dau narn 2016Don v] tinh: trieu dong

1 To doanh thu 232.000 195.673 84,34 %

68.600 41.043 59,82%

Dich 94.000 86.468 91,98%

8au tu tal chinh 49.500 49.111 99,21%

9.200 8.040 87,39%

Daanh thu khac 10.700 11.012 102,91%2 Ton 152.000 140.738 92,59 %3 Ton 80.000 54.935 68,66 %

V. L¢ TRINH CONGVI~C otr KIENTHlfC HI~N

Thai gian thuc hi~nStt NQi dung Cong vi~c

Bat dau Ketthuc

1 Xay dlJng Phuong an phat hanh, Nqay D ; Ngay D +1.............. ................................................~..--~ ............-. ..........................._ ....... ........... ...............-........~.-.....--...........-.-...-. ................_ ........._ ... .......................

2 H8QT thong qua Phuong an phat hanh trai phieu. ; Nqay D+2 I Ngay D+7........................................

3 Cang bo thong tin truce khi thuc hien phat hanh thea quyNqay D+7 Ngay D+8

djnh l.uat chung khoan va quy dinh ve phat hanh trai phieu.

4 Thong baa phat hanh Trai phieu cha 89 Tal Chinh. Nqay D+8 Nqay D+8

5 Nha dau tv dang ky va nap tien mua trai phieu, NgayD+10 Ngay D+15

6 Tong h9'Pva baa cao ve ket qua phat hanh. NgayD+16

TP.HCM,Ngay)~.thang)l.nam 2016

G KHOAN RONGVI~T

_-

CONGTV co PHAN CHUNG KHOAN RONGVI~T - Viet Draqon Tower, 141 Nguyen Du, Ouan 1.Tp. Ho Chi MinhTel: +84862992006 - Fax: +8486291 7986 Email: info@vdsc.com.vn - Web: www.vdsc.com.vn

C9NG HOA xA H91 CHU NGHiA VI~T NAM

Dc}eI~p - Tl! do - Hanh phuc

Tp.Ha ChfMinh, ngay14thdng-1-t nam2016

~ - ~ ~BAN HQP HQI eONG QUAN TRI

I. Thanh phan tham dl! phien hop gom e6:

Hoi dong quan tri:

1. Ong Tran L~ Nguyen: - Chu tich HDQT

2. Ong Nguyen Mien Tuan: - Ph6 Chu tjch HDQT

3. Ong Nguyen Thuc Vinh: - Thanh vien H9i dong quan tr]

4. Ong Kelly Wong: - Thanh vien H9i dong quan tr]

5. Ong Ton That Dien Khoa: - Thanh vien H9i dong quan tr]

6. Ba Nguyen NO'Tuong Oanh: - Thanh vlen H9i dong quan tri

7. Ong Nguyen Hieu: - Thanh vi en H9i dong quart tri kiern Tong qiarn d6c

Tong 56 thanh vien HDQT tham du la 7 tren tong 56 7 thanh vien HDQT. CU9C h9P HDQT tien hanhhop I~ thea quy dinh.

II. Nc}idung euc}chop

Thong qua viec phat hanh Trai phieu doanh nghi~p Ian 4 narn 2016 cua Cong ty Co phan Chungkhoan Rang Viet,

III. Quyet d!nh cua HQi dong quan tr]:

Tren CCJ 56 ban bac thao luan, cac thanh vien H9i dong quan tr] duoc quyen bieu quyet th6ngnhat vot ty I~ tan thanh 100% cac n9i dung sau:

1. Th6ng nhat thong qua phat himh Trai phieu doanh nghi~p Ian 4 nam 2016 cua Cong ty nhusau:

To chuc phat hanh

LO(,iitrai phieu chao ban:

M~nh gia trai phieu:

56 lt1qng trai phieu chao ban

Tong gia tri trai phieu chao ban

Gia chao ban

C6ng ty Co phan Chung khoan Rong Vi~t

Trai phieu kh6ng chuyen doi, khong c6 tai san dam bao.

1.000.000 dong/trai phieu.

300.000 trai phieu.

300.000.000.000 (Ba tram ty) dong.

100% m~nh gia.

2. Thong nhat thong qua n9i dung Phuong an phat hanh Trai phieu doanh nqhiep Ian 4 nam 2016

cua C6ng ty Co phan Chung khoan Rang Viet.

3. Thong nhat uy quyen eho Tong qiarn doc thuc hi~n cac conq viec sau:

_ Trien khai thuc hien vlec chao ban thea phucnq an da duoc phe duyet sao eho viec huy d9n9von cua C6ng ty dL19'ethuc hien mot eachh9'Pphap va dung quy dlnh.

_ Tim kiern va tua chon doi tU9'ng chao ban; quyet dinh mue lai suat ell the doi vO'iWng Nha dautL1; I~p phuong an sLidunq tien chi tiet thu duoc W dot chao ban e6 19'inhat eho Cong ty.

_ l.ua chon thai diem thfeh h9'P,e6 19'inhat de trien khai phuonq an chao ban; va hoan tat cac thutuc lien quan de thuc hien phucnq an chao ban da dU9'eH8QT thong qua.

_ Ky ket cac hop dang va cactal li~u khac lien quan den viec chao ban phu h9'Pvel Quy ehe heatd9n9 va 8ieu I~C6ng ty.

_ Thl,(ehi~n caevan de khaee6 lien quan phu h9'Pvoi quy djnh euaphap lu~t va 8ieu I~C6ng ty.

Bien ban dU9'eI~pVaGngay llLthang )( nam 2016.

Dfnh kern:_ To trlnh eua Tong Giam doc ve vi~e xin y kien th6ng qua phL10ngan phat hanh trai phieu

doanh nghiep Ian 4 nam 2016 euaC6ng ty RangVi~t._ Phuong an phat hanh trai phieu doanh nghi~p Ian 4 nam 2016 eua C6ng ty Co phan Chung

khoan Rang Vi~t.- _.... .,

HQI DONG QUAN TRI

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