radio access network architecture

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    RADIO ACCESS NETWORK

     ARCHITECTURE

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    5.1 System Architecture

    5.2 UTRAN Architecture

    5.3 General Protocol Model for UTRAN Terrestrial

    Interfaces5.4 Iu, The UTRAN–CN Interface

    5.5 UTRAN Internal Interfaces

    5.6 UTRAN Enhancements and Evolution

    5.7 UTRAN CN Architecture and Evolution

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    5.1 SYSTEM ARCHITECTURE

    Functional network elementsUser Equipment (UE)

    interfaces with user and radio interfaceRadio Access Network (RAN, UMTS Terrestrial RAN

    = UTRAN)handles all radio-related functionality

    Core Network

    switches and routes calls and data connections

    to external networks

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    PLMN (Public Land Mobile Network)operated by a single operator

    distinguished from each other with unique identities

    operational either on their own or together with other

    sub-networks

    connected to other PLMNs as well as to other types of

    network, such as ISDN, PSTN, the Internet, etc.

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    UE consists of two partsMobile Equipment (ME)

    the radio terminal used for radio communication

    over Uu interfaceUMTS Subscriber Identity Module (USIM)

    a smartcard that holds the subscriber identityperforms authentication algorithms

    stores authentication and encryption keyssome subscription information that is needed at theterminal

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    UTRAN consists of two elementsNode B

    converts data flow between Iub and Uu interfacesparticipates in radio resource management

    Radio Network Controller (RNC)

    owns and controls radio resources in its domainthe service access point (SAP) for all services that

    UTRAN provides the CNe.g., management of connections to UE

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    Main elements of CN

    a) HLR (Home Location Register)

    b) MSC/VLR (Mobile Services Switching Centre/VisitorLocation Register)

    c) GMSC (Gateway MSC)

    d) SGSN (Serving GPRS (General Packet Radio Service)

    Support Node)

    e) GGSN (Gateway GPRS Support Node)

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    (a) HLR (Home Location Register)a database located in user’s home system that stores

    the master copy of user’s service profile

    service profile consists of, e.g.,

    information on allowed services, forbidden

    roaming areas

    supplementary service information such as

    status of call forwarding and the call

    forwarding number

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    it is created when a new user subscribes to the

    system, and remains stored as long as the

    subscription is active

    for the purpose of routing incoming transactions to

    UE (e.g. calls or short messages)HLR also stores the UE location on the level of

    MSC/VLR and/or SGSN

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    (b) MSC/VLR (Mobile Services SwitchingCentre/Visitor Location Register)◦ the switch (MSC) and database (VLR) that serve theUE in its current location for Circuit Switched (CS)

    services◦ the part of the network that is accessed via MSC/VLRis often referred to as CS domain

    ◦ MSC

    used to switch CS transactions

    ◦ VLR holds a copy of the visiting user’s service

    profile, as well as more precise information on

    the UE’s location within the serving system

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    (c) GMSC (Gateway MSC)the switch at the point where UMTS PLMN is

    connected to external CS networks

    all incoming and outgoing CS connections go through

    GMSC

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    (d) SGSN (Serving GPRS (General Packet Radio

    Service) Support Node)functionality is similar to that of MSC/VLR but is

    typically used for Packet Switched (PS) services

    the part of the network that is accessed via SGSN isoften referred to as PS domain

    (e) GGSN (Gateway GPRS Support Node)functionality is close to that of GMSC but is in

    relation to PS services

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    External networks can be divided into two groupsCS networks

    provide circuit-switched connections, like the existing telephony

    serviceISDN and PSTN are examples of CS networks

    PS networksprovide connections for packet data services

    Internet is one example of a PS network

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    Main open interfacesCu interface

    the electrical interface between USIM smartcard

    and MEUu interface

    the WCDMA radio interface

    the interface through which UE accesses the fixed

    part of the systemthe most important open interface in UMTS

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    Iu interface

    connects UTRAN to CN

    Iur interface

    allows soft handover between RNCsIub interface

    connects a Node B and an RNC

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    5.2 UTRAN ARCHITECTURE

    5.2.1 Radio Network Controller

    5.2.2 Node B (Base Station)

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    UTRANconsists of one or more Radio Network Sub-systems (RNS)

    RNSa subnetwork within UTRAN

    consists of one Radio Network Controller (RNC) and one or

    more Node Bs

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    RNCsmay be connected to each other via Iur interface

    RNCs and Node Bs are connected with Iub interface Main characteristics of UTRAN

    support of UTRA and all related functionalitysupport soft handover and WCDMA-specific Radio ResourceManagement algorithms

    use of ATM transport as the main transport mechanism inUTRAN

    use of IP-based transport as the alternative transportmechanism in UTRAN from Release 5 onwards

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    5.2.1 RADIO NETWORK

    CONTROLLER

    RNC (Radio Network Controller)the network element responsible for radio resources control

    of UTRAN

    it interfaces CN (normally to one MSC and one SGSN)

    terminates RRC (Radio Resource Control) protocol that

    defines the messages and procedures between mobile and

    UTRANit logically corresponds to the GSM BSC

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    註: RADIORESOURCECONTROL

    Radio Resource Control (RRC) messagesthe major part of the control signaling between UE and

    UTRAN

    carry all parameters required to set up, modify and release

    Layer 2 and Layer 1 protocol entities

    The mobility of user equipment in the connected mode

    is controlled by RRC signalingmeasurements, handovers, cell updates, etc.

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    3GPP BEARERS FOR SUPPORTING

    PACKET-SWITCHED SERVICES

    UTRAN   CN

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    TRAFFIC BEARERS STRUCTURE SUPPORTING

    PACKET-SWITCHED SERVICES

    3GPP Bearera dedicated path between mobile and its serving GGSN

    for a mobile to send or receive packets over a 3GPP PS CN

    a 3GPP Bearer in a UMTS network would be a UMTS

    Bearer

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    Constructed by concatenating

    Radio Access Bearer (RAB)

    connects a mobile over a RAN to the edge of

    CN (i.e., a SGSN)

    CN Bearer

    carries user traffic between the edge of CN

    and a GGSN

    SIGNALINGANDTRAFFIC

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    SIGNALING AND TRAFFIC

    CONNECTIONS BETWEEN MOBILE

     AND SGSN

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    The signaling connection between mobile and SGSN isconstructed by concatenating

    Signaling Radio Bearerbetween mobile and RAN (e.g., the RNC in UTRAN)

    Iu Signaling Bearerbetween RAN and SGSN

    Signaling and traffic connections between mobile and SGSNRadio Resource Control (RRC) connectionRadio Access Network Application Part (RANAP)connection

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    Radio Resource Control (RRC) connectionincludes Signaling Radio Bearers and Traffic Radio

    Bearers for the same mobile

    used to establish, maintain, and release Radio

    Bearersa mobile will use a common RRC connection to carry

    signaling and user traffic for both PS and CS services

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    Radio Access Network Application Part (RANAP)

    connectionincludes I

    u Signaling Bearers and I

    u Traffic Bearers

    for the same mobile

    used to establish, maintain, modify, change, andrelease all these I

    u Bearers

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    5.2.1.1 LOGICAL ROLE OF THE RNC

    The RNC controlling one Node B is indicated as

    the Controlling RNC (CRNC) of Node B

    Controlling RNCresponsible for load and congestion control of its own

    cells

    executes admission control for new radio links

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    In case one mobile–UTRAN connection uses

    resources from more than one RNS (due to

    handover), the RNCs involved have two separate

    logical roles

    Serving RNC (SRNC)

    Drift RNC (DRNC)

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    Serving RNCSRNC for one mobile is the RNC that terminates boththe Iu link for the transport of user data and thecorresponding RANAP (RAN Application Part)signaling to/from the core network

    SRNC also terminates the Radio Resource ControlSignaling, that is the signaling protocol between theUE and UTRAN

    it performs L2 processing of the data to/from theradio interface

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    basic Radio Resource Management operations are

    executed in SRNC

    map Radio Access Bearer (RAB) parameters into

    air interface transport channel parameters

    handover decisionouter loop power control

    one UE connected to UTRAN has one and only one

    SRNC

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    Drift RNCDRNC is any RNC, other than the SRNC, that

    controls cells used by the mobile

    DRNC does not perform L2 processing of the user

    plane data, but routes the data transparentlybetween Iub and Iur interfaces

    one UE may have zero, one or more DRNCs

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    5.2.2 NODE B (BASE STATION)

    Main function of Node B◦ perform the air interface L1 processing, e.g.,

    channel coding and interleaving rate adaptation

    spreading also performs some basic Radio ResourceManagement operations, e.g.inner loop power control

    It logically corresponds to the GSM Base Station

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    註:INTERLEAVING

    The transmission of pulses from two or more

    digital sources in time-division sequence over a

    single path

    53GENERALPROTOCOLMODEL

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    5.3 GENERAL PROTOCOL MODEL

    FOR UTRAN TERRESTRIAL

    INTERFACES

    5.3.1 General

    5.3.2 Horizontal Layers

    5.3.3 Vertical Planes

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    5.3.1 GENERAL

    The general protocol model for UTRAN

    terrestrial interfacesthe layers and planes are logically independent of

    each other

    parts of the protocol structure may be changed in thefuture while other parts remain intact

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    5.3.2 HORIZONTAL LAYERS

    The protocol structure consists of two main layersRadio network layer

    Transport network layer

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    5.3.3 VERTICAL PLANES

    5.3.3.1 Control Plane

    5.3.3.2 User Plane

    5.3.3.3 Transport Network Control Plane

    5.3.3.4 Transport Network User Plane

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    5.3.3.1 CONTROL PLANE

    Control Planeused for all UMTS-specific control signalingincludes two parts

    application protocol

    RANAP (RAN application part) in IuRNSAP (RNS application part) in IurNBAP (Node B application part) in Iub

    signaling bearertransport the application protocol messages

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     Application protocol is used forsetting up bearers to UE, i.e.

    radio access bearer in Iu

    radio link in Iur and Iub

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    5.3.3.2 USER PLANE

    User Plane

    transport all information sent and received by the

    user, such as

    coded voice in a voice call

    packets in an Internet connection

    includes two parts

    data stream(s)

    data bearer(s) for data stream(s)

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    5.3.3.3 TRANSPORT NETWORK

    CONTROL PLANE

    Used for all control signaling within transport layer

    Does not include any radio network layer information

    Includes ALCAP (Access Link Control Application

    Part) protocol used to set up the transport bearers(data bearer) for user plane

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    Includes signaling bearer needed for ALCAP

    Transport network control planeacts between control plane and user plane

    makes it possible for application protocol in radio

    network control plane to be completely independent of

    the technology selected for data bearer in user plane

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    5.3.3.4 TRANSPORT NETWORK USER

    PLANE

    Transport Network User Planedata bearer(s) in user plane

    signaling bearer(s) for application protocol

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    5.4 IU, THE UTRAN–CN INTERFACE

    5.4.1 Protocol Structure for Iu CS

    5.4.2 Protocol Structure for Iu PS

    5.4.3 RANAP Protocol

    5.4.4 Iu User Plane Protocol5.4.5 Protocol Structure of Iu BC, and the SABP

    Protocol

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    Iu interfacean open interface that divides the system into radio-

    specific UTRAN and CN

    handles switching, routing and service control

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    Iu can have two main different instances and one

    additional instanceIu CS

    connect UTRAN to Circuit Switched (CS) CN

    Iu PS

    connect UTRAN to Packet Switched (PS) CN

    Iu BC (Broadcast)

    support Cell Broadcast Servicesconnect UTRAN to the Broadcast domain of CN

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    5.4.1 PROTOCOL STRUCTURE FOR IU

    CS

    5.4.1.1 Iu CS Control Plane Protocol Stack

    5.4.1.2 Iu CS Transport Network Control Plane

    Protocol Stack

    5.4.1.3 Iu CS User Plane Protocol Stack

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    The following figuredepicts the Iu CS overall protocol structure

    the three planes in the Iu interface share a common

     ATM (Asynchronous Transfer Mode) transport

    physical layer is the interface to physical mediumoptical fiber

    radio link

    copper cable

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    5.4.1.1 Iu CS CONTROL PLANE

    PROTOCOL STACK

    Control Plane protocol stack consists of RANAP,

    on top of Broadband (BB) SS7 (Signaling System

    #7) protocols

    The applicable layers are

    Signaling Connection Control Part (SCCP)

    Message Transfer Part (MTP3-b)

    SAAL-NNI (Signaling ATM Adaptation Layer

    for Network to Network Interfaces)

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    註: SS7

    MTP (Message Transfer Part,訊息轉送部 ) SS7的第一層為信號數據鏈路層 (Signaling Data Link

    Level)又稱為實體層 (Phsi!al Level)定義信號鏈路之實體、電氣與功,!"#實體

    鏈路$送 SS7信號 SS7的第%層為信號鏈路層 (Signaling Link Level)&' SS7信號訊息(實體層)$送的*+,

    SS7的第-層為信號.路層 (Signaling Net"#rkLevel)

    /0信號訊息120信號.路 MTP$%&

    "#訊息3送、45,6訊789的訊號鏈:20、;

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    SCCP:>? ISUP@ABA之C=# ISDN%UP (ISUP)DEABA的信號FG (Signaling

    C#nne!ti#n)

    #.2、HIJK與LC=M9 (N SP功O )DE信

    號FG#PQRS (User)(TUVJK )與LC=M (SPW )9DE信號FG,*XFY送UVZ[,\]R^_送`

    a

    #PQbcRS部 (User Part)DE信號FGdR

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     TCAPCfg (Transa!ti#n Ca'a&ilitiesh TC)i稱CfgjR部 (Transa!ti#n Ca'a&ilities A''li!ati#nParth TCAP)

    ( SS7.路JklmjR層 (A''li!ati#n Laer)J的一njRoVpq (A''li!ati#n Servi!e EleenthASE)

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    r的"# SS7.路J之信號sWB信號sW9t電路FGuv訊息的Y送

    為wx之9的LyjR"#一z{oV|T

    C=}與C=}9t電路FGuv訊息的C=C=}B.路oVJKZ[~•號€‚ (|T

    *oV號€ )ƒ*„ TCAP…"#的oVQ†‡

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    SAAL-NNI is further divided intoService Specific Coordination Function

    (SSCF)

    Service Specific Connection Oriented

    Protocol (SSCOP)

     ATM Adaptation Layer 5 (AAL) layers

    SSCF and SSCOP layers

    designed for signaling transport in ATM

    networks

    take care of signaling connectionmanagement

     AAL5 is used for segmenting the data to

     ATM cells

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    註:

    SSC+ (Servi!e S'e!i,! C##r-inati#n +.n!ti#n)為ˆ定oV>‰功Š‹ UNI (User%t#%Net"#rk Interfa!e)與 NNI

    (Net"#rk%t#%Net"#rk Interfa!e)ŒŽ20 (!#nne!ti#n anageent)與鏈:

    ‘ (link stat.s)’20 SSCOP (Servi!e S'e!i,! C#nne!ti#n Oriente-

    Pr#t#!#l)

    為ˆ定oVŽ:“”6訊>定,"#*+的訊號Yo

    V

    Š‹–—˜™、š送}™、Ž˜™與›œž’

    Ÿ SSCOPY送Z[,T¡¢Z[£¤›œ,*Ÿš送}™Q¥¦›œh§"#)層6訊>定*+的Y

    oV

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    註: ATM IN /RIE+

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    註: AAL0 AND AAL1

     Above the ATM layer we usually find an ATMadaptation layer (AAL)

     AALprocess the data from higher layers for ATMtransmission

    segment the data into 48-byte chunks and reassemblethe original data frames on the receiving side

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    Five different AALs (0, 1, 2, 3/4, and 5) AAL0

    no adaptation is neededthe other adaptation layers have different propertiesbased on three parametersreal-time requirementsconstant or variable bit rateconnection-oriented or connectionless datatransfer

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    I. interfa!e .ses t"# AALs AAL0

    ¨©ˆª為«©DEŽ (!#nne!ti#n%#riente-servi!es)、¬Y (real%tie -ata streas)1

    t®定的Y¯° (varia&le &it rate, 2/R),±²RQY送³´µ的¶·Z[

    ¸n³´µ的¶·Z[Y¯°¹]®定,º»¼

    ¸n½¾的¿À,]Á\N…ÂÃ,ÄÅoV«©¬

    {Y,±Rm AAL0的YoV

    AAL1¨©的ˆª為Æ«DEŽ、t¬Y!1t®定

    的Y¯°

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    5.4.1.2 IU CS TRANSPORT NETWORK

    CONTROL PLANE PROTOCOL STACK

    Transport Network Control Plane protocol

    stack consists of

    Signaling Protocol on top of BB SS7

    protocols for setting up AAL2 connections (Q.2630.1 [Q.aal2

    CS1])

    adaptation layer (Q.2150.1 [AAL2

    Signaling Transport Converter for

    MTP3b])

    BB SS7 are those described above

    without SCCP layer

    5413IUCSUSERPLANE

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    5.4.1.3 IU CS USER PLANE

    PROTOCOL STACK

     A dedicated AAL2 connection is reserved for each

    individual CS service

    Iu User Plane Protocol residing directly on top of AAL2

    542PROTOCOLSTRUCTUREFORIU

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    5.4.2 PROTOCOL STRUCTURE FOR IU

    PS

    5.4.2.1 Iu PS Control Plane Protocol Stack

    5.4.2.2 Iu PS Transport Network Control Plane Protocol

    Stack

    5.4.2.3 Iu PS User Plane Protocol Stack

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    The following figuredepicts Iu PS protocol

    structure

    a common ATM transport is

    applied for both User Planeand Control Plane

    the physical layer is as

    specified for Iu CS

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    5421IUPSCONTROLPLANE

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    5.4.2.1 IU PS CONTROL PLANE

    PROTOCOL STACK

    Control Plane protocol stackconsists of

    RANAP

    signaling bearers

    BB SS7-based signaling beareran alternative IP-based

    signaling bearer

    SCCP layer is used for both

    bearer

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    IP-based signaling bearer consistsof

    M3UA (SS7 MTP3 – User

     Adaptation Layer)

    SCTP (Stream Control

    Transmission Protocol)

    designed for signaling

    transport in the Internet

    ensure reliable, in-sequence

    transport of messages withcongestion control

    IP (Internet Protocol)

     AAL5 (common to both

    alternatives)

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    註:

    SCTP (R+C 034)"#*+的YoV,¨©Ç(m

    I.PSȾ_•mÉÊ的 IP.路ËÌJ,¹*±Rm IPv5與 IPv4

    "#–—˜™、š送}™,!#)層M$UA一nÍ定*+的YȾ

    M$UAÎm SCTP,"#)層 SCCP訊號Y送}™

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    SCCPÏÐ!MTP$•為wÑ層的6訊>定

    為ÒÓŸ IPi ATM’6訊>定,(bÑ層"#一nÅÔMTP$的6

    訊>定,!ÕÒÓ_•(Ö×6訊>定)

    RANAPÐعÆ/0›œgwÙÚ…N送Û的訊息ܺݦ&F$,¬bÑ層6訊>定 (Trans'#rtNet"#rk Laer)«N/0›œg

    T SSCOP與 SCTPÞN›œž與Z[š送}™

    5422IUPSTRANSPORTNETWORK

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    5.4.2.2 IU PS TRANSPORT NETWORK

    CONTROL PLANE PROTOCOL STACK

    Transport Network Control Plane is not appliedto Iu PS

    Setting up of GTP tunnelrequires an identifier for the tunnel and IP addresses

    for both directionsthese are already included in RANAP RAB

     Assignment messages

    5423IUPSUSERPLANE

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    5.4.2.3 IU PS USER PLANE

    PROTOCOL STACK

    Iu PS User Planemultiple packet data flows are

    multiplexed on one or several AAL5

    PVCs (Permanent Virtual Circuit)

    GTP-U (User Plane part of GPRS

    Tunneling Protocol) is the

    multiplexing layer that provides

    identities for individual packet data

    flow

    each flow uses UDP connectionlesstransport and IP addressing

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    5.4.3 RANAP PROTOCOL

    RANAPdefines interactions between RNS and CN

    the signaling protocol in Iu that contains all the

    control information specified for Radio Network Layer

    implemented by various RANAP ElementaryProcedures (EP)

    each RANAP function may require execution of one or

    more EPs

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    three classes of EPclass 1 EP

    request and response (failure or success)

    class 2 EP

    request without response

    class 3 EP

    request and possibility for one or more

    responses

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    RANAP functionsrelocation

    RAB (Radio Access Bearer) management

    Iu release

    report unsuccessfully transmitted datacommon ID management

    paging

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    management of tracingUE–CN signaling transfer

    security mode control

    management of overload

    resetlocation reporting

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    RANAP FUNCTION--

    Relocation:handles both SRNS relocation and

    hard handover (including inter-system case

    to/from GSM)

    SRNS relocationthe serving RNS functionality is relocated

    from one RNS to another without changing the

    radio resources and without interrupting the

    user data flow

    prerequisite:all Radio Links are already in

    the same DRNC that is the target for the

    relocation

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    Inter-RNS hard handoverrelocate the serving RNS functionality from

    one RNS to another and to change the radio

    resources correspondingly by a hard handover

    in Uu interfaceprerequisite:UE is at the border of the

    source and target cells

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    RANAP FUNCTION--

    RAB (Radio Access Bearer) management:combinesall RAB handling

    RAB set-up

    modification of the characteristics of an existing

    RABclearing an existing RAB

    Iu release

    releases all resources (Signaling link and U-Plane)

    from a given instance of Iu related to the specifiedUE

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    RANAP FUNCTION--

    Reporting unsuccessfully transmitted dataallows CN to update its charging records with

    information from UTRAN if part of the data sent was

    not successfully sent to UE

    Common ID managementthe permanent identification of the UE is sent fromCN to UTRAN to allow paging coordination frompossibly two different CN domains

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    RANAP FUNCTION--

    Pagingused by CN to page an idle UE for a UE terminating

    service request, such as a voice call

    a paging message is sent from CN to UTRAN with

    the UE common identification (permanent Id) andthe paging area

    UTRAN will either use an existing signaling

    connection, if one exists, to send the page to UE or

    broadcast the paging in the requested area

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    RANAP FUNCTION--

    Management of tracingCN may, for operation and maintenance purposes,

    request UTRAN to start recording all activity related

    to a specific UE–UTRAN connection

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    RANAP FUNCTION--

    UE–CN signaling transfertransfer of the first UE message from UE to UTRAN

    example

    a response to paging

    a request of a UE-originated calla registration to a new area

    it also initiates the signaling connection for Iu

    direct transfer

    used for carrying all consecutive signalingmessages over the Iu signaling connection in both

    uplink and downlink directions

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    RANAP FUNCTION--

    Security mode controlused to set the ciphering or integrity checking on or

    off

    when ciphering is on

    the signaling and user data connections in theradio interface are encrypted with a secret key

    algorithm 

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    when integrity checking is onan integrity checksum, further secured with a

    secret key, is added to some or all of the Radio

    Interface signaling messages

    this ensures that the communication partner has not

    changed, and the content of the information has not

    been altered

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    RANAP FUNCTION--

    Management of overloadcontrol the load over Iu interface against overload due

    example, to process overload at the CN or UTRAN

    a simple mechanism is applied that allows

    stepwise reduction of the load and its stepwiseresumption6(Jßà的 )šáâã 7, triggered by a timer

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    RANAP FUNCTION--

    Resetreset the CN or the UTRAN side of Iu interface in

    error situations

    one end of the Iu may indicate to the other end that it

    is recovering from a restart, and the other end canremove all previously established connections

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    RANAP FUNCTION--

    Location reportingallows CN to receive information on the location of a

    given UE

    includes two elementary procedures

    control the location reporting in RNCsend the actual report to CN

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    5.4.4 IU USER PLANE PROTOCOL

    Iu User Plane protocolin the Radio Network Layer of Iu User

    Plane

    defined to be independent of CN

    domain

    purposecarry user data related to RABs over

    Iu interface

    the protocol performs either a fully

    transparent operation, or framing for

    user data segments

    the protocol also performs some basic

    control signaling to be used for

    initialization and online control

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    the protocol has two modestransparent mode

    Ðع]ºäåæç>定èé,亦即上層所傳送的

    通訊協定會直接加上GTP-Uèéà送Û,Iu FPÐ

    ع]äåæçZ[

    applied for RABs that assume fully transparent

    operation

    support mode

    …"#的Y>定,Šê¯°˜™與9ë™,*

    Rmìí real-time的î·Yfor predefined SDU (Service Data Unit) sizes

    performs framing of user data into segments of

    predefined size

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    the SDU sizes typically correspond to AMR (Adaptive Multirate Codec) speechframes, or

    the frame sizes derived from the data rate of aCS data call

    control procedures for initialization and ratecontrol are defined, and a functionality isspecified for indicating the quality of the framebased, for example, on CRC from radio interface

    5.4.5 PROTOCOL STRUCTURE OF IU

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    BC, AND THE SABP PROTOCOL

    Iu BC interfaceconnects RNC in UTRAN with the broadcast domain

    of Core Network, namely with Cell Broadcast Centre

    used to define Cell Broadcast information that is

    transmitted to mobile user via Cell Broadcast Servicee.g. name of city/region visualized on the mobile

    phone display

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    Iu BC is a control plane only interfacethe protocol structure of Iu BC is shown as follows

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    SABP (Service Area Broadcast Protocol)provides the capability for Cell Broadcast

    Centre in CN to define, modify and

    remove cell broadcast messages from RNC

    SABP has the following functions

    message handling

    broadcast of new messages

    amendment6¥¦ 7 of existing broadcast

    messages

    prevention of broadcasting of specific

    messages

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    load handlingresponsible for determining the loading of the broadcast

    channels at any particular point in time

    resetpermits CBC to end broadcasting in one or more Service

     Areas

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    5.5 UTRAN INTERNAL INTERFACES

    5.5.1 RNC–RNC Interface (Iur Interface) and theRNSAP Signaling

    5.5.2 RNC–Node B Interface and the NBAP

    Signaling

    5.5.1 RNC–RNC INTERFACE (IUR

    INTERFACE)ANDTHERNSAP

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    INTERFACE) AND THE RNSAP

    SIGNALLING5.5.1.1 Iur1:Support of the Basic Inter-RNCMobility

    5.5.1.2 Iur2:Support of Dedicated Channel

    Traffic

    5.5.1.3 Iur3:Support of Common Channel Traffic

    5.5.1.4 Iur4:Support of Global Resource

    Management

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    The following figure shows the protocol stack of RNCto RNC interface (Iur interface)

    Iur interface provides four distinct functions

    support of basic inter-RNC mobility (Iur1)

    support of dedicated channel traffic (Iur2)support of common channel traffic (Iur3)

    support of global resource management (Iur4)

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    5.5.1.1 IUR1:SUPPORT OF THE

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    BASIC INTER-RNC MOBILITY

    This functionality requires the basic module ofRNSAP signalingprovides the functionality needed for the mobility of

    the user between two RNCs

    does not support the exchange of any user data traffic

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    If this module is not implementedthe only way for a user connected to UTRAN via

    RNS1 to utilize a cell in RNS2 is to disconnect itself

    temporarily from UTRAN (release the RRC

    connection)

    The functions offered by Iur basic module includesupport of SRNC relocation

    support of inter-RNC cell and UTRAN registration

    area update

    support of inter-RNC packet paging

    reporting of protocol errors

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    Since this functionality does not involve user datatraffic across IurUser Plane and Transport Network Control Plane

    protocols are not needed

    5.5.1.2 IUR2:SUPPORT OF

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    DEDICATED CHANNEL TRAFFIC

    This functionalityrequires dedicated channel module of RNSAP signaling

    allows dedicated and shared channel traffic between two

    RNCs

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    This functionality requires alsoUser Plane Frame Protocol (FP) for dedicated and

    shared channel

    Transport Network Control Plane protocol (Q.2630.1

    [Q.aal2 CS1]) used for the set-up of transport

    connections (AAL2 connections)

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    Frame Protocol for dedicatedchannels (DCH FP) defines the

    structure ofthe data frames carrying the user

    data

    the control frames used to exchange

    measurements and control

    information

    Frame Protocol for common

    channels (CCH FP) describesthe User plane procedure for the

    shared channel

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    The functions offered by Iur DCH moduleestablishment, modification and release of the dedicated

    and shared channel in DRNC due to handovers in dedicated

    channel state

    set-up and release of dedicated transport connections across

    Iur interfacetransfer of DCH Transport Blocks between SRNC and

    DRNC

    management of the radio links in DRNS via

    dedicated measurement report procedurespower setting procedures

    compress mode control procedures

    5.5.1.3 IUR3:SUPPORT OF

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    COMMON CHANNEL TRAFFIC

    This functionalityallows the handling of common channel (i.e. RACH, FACH

    and CPCH) data streams across Iur interface

    Note

    CPCH:Common Packet CHannelRACH:Random Access CHannel

    FACH:Forward Access CHannel

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    It requiresCommon Transport Channel module of RNSAP

    protocol

    Iur Common Transport Channel Frame Protocol

    (CCH FP)

    If signaled AAL2 connections are usedQ.2630.1 [Q.aal2 CS1] signaling protocol of the

    Transport Network Control Plane is needed

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    The functions offered by Iur common transportchannel moduleset-up and release of the transport connection across

    Iur for common channel data streams

    splitting of the MAC layer between SRNC (MAC-d)and DRNC (MAC-c)

    flow control between MAC-d and MAC-c

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    註:

    Œ/0Y6ï的MAC層*ð;為MAC的-nñ層MAC%&

    ŒP©òó (&r#a-!ast)的ôõ6ï (l#gi!al !hannel)BjöuB的Y6ï (trans'#rt !hannel)

    ( UEÜNMAC%&層

    ( N#-e /)NŒ¸n !ell的MAC%&層

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    MAC%-Œ20÷l (-e-i!ate-)6ï( UEÜN一nMAC%-層( SRNC)NŒ¸nUE的MAC%-層

    MAC%!8shŒ/0(一z (!##n)與ø< (share-)6ïJ的Z訊

    ( UE)ÜNMAC%!8sh層( CRNC (C#ntr#lling RNC))NŒ一n !ell的

    MAC%!8sh層

    5.5.1.4 IUR4:SUPPORT OF GLOBAL

    RESOURCEMANAGEMENT

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    RESOURCE MANAGEMENT

    This provides signaling to support enhancedradio resource management and O&M featuresacross Iur interface

    The function is considered optional

    This function has been introduced in subsequentreleases for the support ofcommon radio resource management between RNCsadvanced positioning methodsIur optimization

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    The functions offered by Iur global resourcemoduletransfer of cell information and measurements

    between two RNCs

    transfer of positioning parameters between controllertransfer of Node B timing information between two

    RNCs

    5.5.2 RNC–NODE B INTERFACE

    ANDTHENBAPSIGNALING

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     AND THE NBAP SIGNALING

    5.5.2.1 Common NBAP and the Logical O&M5.5.2.2 Dedicated NBAP

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    Figure 5.10 shows the protocol stack of RNC–Node B interface (Iub interface)

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    Figure 5.11 shows the logical model of Node Bseen from the controlling RNC

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    Figure 5.11 Logical Model of Node B

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    Logical model of Node B includes

    the logical resources provided by Node B to UTRAN (via

    Controlling RNC) - depicted as "cells" which include the

    following physical channel resources

    DPCH (Dedicated Physical Channel)

    PDSCH (Physical Downlink Shared Channel)

    PUSCH (Physical Uplink Shared Channel)

    the dedicated channels which have been established on Node

    Bthe common transport channels that Node B provides to RNC

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    Elements of the logical model1. Node B Communication Contexts for dedicated and

    shared channels

    corresponds to all the dedicated resources

    that are necessary for a user in dedicatedmode and using dedicated and/or shared

    channels as restricted to a given Node B

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    attributes (not exhaustive)list of Cells where dedicated and/or shared

    physical resources are used

    list of DCH which are mapped on the

    dedicated physical resources for that Node BCommunication Context

    list of DSCH and USCH [TDD] which are

    used by the respective UE

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    the complete DCH characteristics for eachDCH, identified by its DCH-identifier

    the complete Transport Channel

    characteristics for each DSCH and USCH,

    identified by its Shared Channel identifierlist of Iub DCH Data Ports

    list of Iub DSCH Data ports and Iub USCH

    data ports

    FDD – up to one Iub TFCI2 Data Port

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    for each Iub DCH Data Port, thecorresponding DCH and cells which are

    carried on this data port

    for each Iub DSCH and USCH data port, the

    corresponding DSCH or USCH and cellswhich serve that DSCH or USCH

    physical layer parameters (outer loop power

    control, etc)

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    2. Common Transport Channel

    configured in Node B, on request of CRNC

    attributes (not exhaustive) Type (RACH, CPCH [FDD], FACH, DSCH,USCH [TDD], PCH)

     Associated Iub RACH Data Port for aRACH, Iub CPCH Data Port for a CPCH

    [FDD], Iub FACH Data Port for a FACH, IubPCH Data Port for PCH

    Physical parameters

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    3. Transport network logical resources

    3.1 Node B Control Port

    Functionality

    exchange the signaling information for

    the logical O&M of Node B

    the creation of Node B Communication

    Contexts

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    the configuration of the common transportchannels that Node B provides in a given

    cell

    PCH and BCH control information

    between the RNC and the Node BNode B Control Port corresponds to one

    signaling bearer between the controlling

    RNC and the Node B

    There is one Node B Control Port per Node B

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    3.2 Communication Control Portused to send the procedures for controlling theconnections between radio links and Iub DCH

    data ports from RNC to Node B for control of NodeB Communication Contexts

    one signaling bearer between RNC and Node Bcan at most correspond to one CommunicationControl Port

    Node B may have multiple CommunicationControl Ports (one per Traffic Termination Point)

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    3.3 Traffic Termination Point

    represents DCH, DSCH and USCH [TDD] data

    streams belonging to one or more Node B

    Communication Contexts (UE contexts), which arecontrolled via one Communication Control Port

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    3.4 Iub RACH Data Port3.5 Iub CPCH Data Port [FDD]

    3.6 Iub FACH Data Port

    3.7 Iub PCH Data Port

    3.8 Iub FDD TFCI2 Data Port

    3.9 Iub DSCH Data Port

    3.10 Iub TDD USCH Data Port

    3.11 Iub DCH Data Port

    5.5.2.1 COMMON NBAP AND THE

    LOGICALO&M

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    LOGICAL O&M

    Iub interface signaling (NBAP, Node B Application Part) is divided into two essential

    componentscommon NBAP

    defines the signaling procedures across thecommon signaling link

    dedicated NBAP

    used in the dedicated signaling link

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    User Plane Iub frame protocols

    define

    the structures of the frames

    the basic inband control

    procedures for every type of

    transport channel (i.e. for

    every type of data port of the

    model)

    Q.2630.1 [Q.aal2 CS1] signaling

    used for dynamic

    management of AAL2

    connections used in User

    Plane

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    Common NBAP (C-NBAP) proceduresused for the signaling that is not related to one

    specific UE context already existing in Node B

    defines all the procedures for the logical O&M

    (Operation and Maintenance) of Node B

    such as configuration and fault management

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    Main functions of Common NBAPset-up of the first radio link of one UE, and selectionof the traffic termination point

    cell configurationhandling of the RACH/FACH/CPCH and PCH

    channelsinitialization and reporting of Cell or Node B specificmeasurement

    Location Measurement Unit (LMU) controlfault management

    5522DEDICATEDNBAP

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    5.5.2.2 DEDICATED NBAP

    When the RNC requests the first radio link forone UE via C-NBAP Radio Link Set-up procedureNode B assigns a traffic termination point for the

    handling of this UE context

    every subsequent signaling related to this mobile is

    exchanged with dedicated NBAP (D-NBAP)

    procedures across the dedicated control port of the

    given Traffic Termination Point

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    Main functions of the Dedicated NBAPaddition, release and reconfiguration of radio links

    for one UE context

    handling of dedicated and shared channels

    handling of softer combininginitialization and reporting of radio link specific

    measurement

    radio link fault management

    5.6 UTRAN ENHANCEMENTS

    ANDEVOLUTION

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     AND EVOLUTION

    5.6.1 IP Transport in UTRAN5.6.2 Iu Flex

    5.6.3 Stand Alone SMLC and Iupc Interface

    5.6.4 Interworking between GERAN and UTRAN,

    and the Iur-g Interface

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    Release’99 UTRAN architecturedefines the basic set of network elements andinterface protocols for the support of Release ’99WCDMA radio interface

    Enhancement of the Release’99 UTRAN

    architecturesupport new WCDMA radio interface features toprovide a more efficient, scalable and robust 3GPPsystem architecture

    Four most significant additions to the UTRAN

    architecture introduced in Release 5 aredescribed in the subsequent sections

    5.6.1IPTRANSPORTINUTRAN

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    5.6.1 IP TRANSPORT IN UTRAN

     ATMthe transport technology used in the first release ofUTRAN

    IP transportintroduced in Release 5

    In addition to the initially defined option of AAL2/ATM, user plane FP frames can also beconveyedover UDP/IP protocols on Iur/Iub

    over RTP/UDP/IP protocols in Iu CS interface

    5.6.2IUFLEX

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    5.6.2 IU FLEX Release’99 architecture presented

    in Figure 5.3

    only one MSC and one SGSN

    connected to RNC

    i.e. only one Iu PS and Iu CS

    interface in the RNC

    Iu flex (flexible)

    allows one RNC to have more

    than one Iu PS and Iu CS

    interface instances with the

    core Main benefits of this feature

    possible load sharing between

    core network nodes

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    5.6.3 STAND ALONE SMLC AND

    IUPC INTERFACE

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    U C N R C

    Location-based servicesexpected to be a very important source of

    revenue for mobile operators

    a number of different applications are expected

    to be available and largely usedUTRAN architecture includes a stand alone

    Serving Mobile Location Centre (stand alone

    SMLC, or, simply, SAS)

    a new network element for handling ofpositioning measurements and calculation of

    the mobile station position

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    SASconnected to RNC via Iupc interface

    Positioning Calculation Application Part (PCAP) is

    the L3 protocol used for RNC-SAS signaling

    SAS performs the following procedures

    provides positioning (GPS related) data to

    RNC

    performs the position calculation function for

    UE assisted GPS

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    SAS and Iupc interface are optional elementsIupc

    the first version, supported only Assisted GPS

    later versions, support for other positioning methods

    5.6.4 INTERWORKING BETWEEN

    GERAN AND UTRAN, AND THE IUR-G

    INTERFACE

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    INTERFACE

    Iu interfacescheduled to be part of the GSM/EDGE Radio Access

    Network (GERAN) in GERAN Release 5

    allows reusing 3G Core Network also for GSM/EDGE radio

    interface (and frequency band), but also allows a more

    optimized interworking between the two radio technologies

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    EffectRNSAP basic mobility module is enhanced to allow

    the mobility to and from GERAN cells in the target

    and the source

    RNSAP global module is enhanced in order to allow

    GERAN cells measurements to be exchanged betweencontrollers

    allows a Common Radio Resource Management

    (CRRM) between UTRAN and GERAN radios

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    Iur-g interfacerefer to the above-mentioned set of Iur functionalities

    that are utilized also by GERAN

    5.7 UMTS CORE NETWORK

     ARCHITECTURE AND EVOLUTION

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    5.7.1 Release’99 Core Network Elements5.7.2 Release 5 Core Network and IP Multimedia

    Sub-system

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    UMTS radio interface, WCDMAa bigger step in radio access evolution from GSMnetworks

    UMTS core networkdid not experience major changes in 3GPP Release’99

    specificationRelease’99 structure was inherited from GSMcore networkboth UTRAN and GERAN based radio access networkconnect to the same core network

    5.7.1 RELEASE ’99 CORE NETWORK

    ELEMENTS

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    Two domains of Release’99 core networkCircuit Switched (CS) domainPacket Switched (PS) domain

    The division comes from the differentrequirements for datadepending on whether it is real time (circuitswitched) or non-real time (packet data)

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    Figure 5.12Release’99 core network

    structure with both CS and

    PS domains

    Registers

    HLR, VLR, EIRService Control Point

    (SCP)

    the link for providing a

    particular service to end

    user

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    CS domain has the following elementsMobile Switching Centre (MSC), including Visitor

    Location Register (VLR)

    Gateway MSC (GMSC)

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    PS domain has the following

    elementsServing GPRS Support

    Node (SGSN)

    covers similar functions

    as MSC for packet data,

    including VLR typefunctionality

    Gateway GPRS Support

    Node (GGSN)

    connects PS core

    network to othernetworks, e.g. to the

    Internet

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    In addition to the two domains, the networkneeds various registers for proper operationHome Location Register (HLR)

    Equipment Identity Register (EIR)

    contains the information related to theterminal equipment

    can be used to, e.g., prevent a specific terminal

    from accessing the network

    5.7.2 RELEASE 5 CORE NETWORK

     AND IP MULTIMEDIA SUB-SYSTEM

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    Release 4 included the change in core network CSdomainMSC was divided into MSC server and MediaGateway (MGW)

    GMSC was divided into GMSC server and MGW

    Release 5contains the first phase of IP Multimedia Sub-system(IMS)

    this will enable a standardized approach for IP-basedservice provision via PS domain

    l

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    Release 6

    enhance IMS to allow theprovision of services similar to CS

    domain services from PS domain

    Release 5 architecture is presented

    in Figure 5.13

    Home Subscriber Server (HSS)

    shown as an independent item

    Session Initiation Protocol (SIP)

    the key protocol between

    terminal and IMS

    the basis for IMS-related

    signaling

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    MSC or GMSC server

    takes care of the control functionality asMSC or GMSC, respectively

    user data goes via Media Gateway (MGW) one MSC/GMCS server can control multipleMGWsthis allows better scalability of the network

    when data rates increase with new dataservices

    in this case, only the number of MGWsneeds to be increased

    MGW performs actual switching for user data

    and network interworking processing

    e.g., echo cancellation or speech decoding/

    encoding

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    IMS includes the following key

    elementsMedia Resource Function (MRF)

    controls media stream resourcesor mixes different mediastreams

    Call Session Control Function(CSCF)the first contact point toterminal in the IMS (as a proxy)

    handling of session statesacting as a firewall towardsother operator’s networks

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    Media Gateway Control Function

    (MGCF)handle protocol conversions

    control a service coming via CS

    domain and perform processing in

    an MGW, e.g. for echo cancellation