rcm modelling uncertainties in rcm with dempster shaffer approach

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Modelling of Uncertainties in Modelling of Uncertainties in Reliability Centred Maintenance Reliability Centred Maintenance a Dempster a Dempster - - Shafer Approach Shafer Approach Uwe Kay Rakowsky, Ulrike Gocht Uwe Kay Rakowsky, Ulrike Gocht University of Wuppertal, Germany University of Wuppertal, Germany University of Applied Sciences University of Applied Sciences Zittau/G Zittau/Gö rlitz rlitz , Germany , Germany

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Page 1: Rcm modelling uncertainties in rcm with dempster shaffer approach

Modelling of Uncertainties in Modelling of Uncertainties in

Reliability Centred Maintenance Reliability Centred Maintenance ––

a Dempstera Dempster--Shafer ApproachShafer Approach

Uwe Kay Rakowsky, Ulrike GochtUwe Kay Rakowsky, Ulrike Gocht

University of Wuppertal, GermanyUniversity of Wuppertal, Germany

University of Applied Sciences University of Applied Sciences Zittau/GZittau/Göörlitzrlitz, Germany, Germany

Page 2: Rcm modelling uncertainties in rcm with dempster shaffer approach

Rakowsky & Gocht Uncertainties in RCM – Dempster-Shafer Approach

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Reliability Centred MaintenanceReliability Centred MaintenanceIntroductionIntroduction

Objective

RCM →→→→ find a suitable maintenance strategy

DS-RCM →→→→ express uncertainties of experts in reasoning

DS-RCM →→→→ give weighted recommendations during the RCM process

What’s new?

Evidence measures belief and plausibility are applied instead of

→→→→ either “yes” or “no” decisions

→→→→ probabilities ( ESREL 98)

→→→→ fuzzy membership functions ( ESREL 98)

What’s not new? RCM process conducted

RCM diagram applied

Fundamentals of the Dempster-Shafer Theory ( Proceedings)

Intro

Outro

RCM Application|

Tailoring a DS Approach|

Page 3: Rcm modelling uncertainties in rcm with dempster shaffer approach

Rakowsky & Gocht Uncertainties in RCM – Dempster-Shafer Approach

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Reliability Centred MaintenanceReliability Centred MaintenanceBrief IntroductionBrief Introduction

Detailed Introduction

IEC 60300-3-11

Proceedings →→→→ references

Five Steps of the RCM Process Step – Establishing an expert group

Step – Functional breakdown of the system

Step – Collecting of data

Step – Tailoring & applying the RCM decision diagram

Step – Documenting results

Intro

Outro

RCM Application|

Tailoring a DS Approach|

Page 4: Rcm modelling uncertainties in rcm with dempster shaffer approach

Rakowsky & Gocht Uncertainties in RCM – Dempster-Shafer Approach

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The RCM Decision DiagramThe RCM Decision DiagramBrief IntroductionBrief Introduction

RCM Decision Diagram – Objective

Find a suitable strategy →→→→ component, module, system Framework of eight questions, six strategies

Testabilityof failure

Detectabilityof a failure

Scheduled maintenance

Periodical tests

Cond basedmaintenance

yes

First linemaintenance

Correctivemaintenance

First linemaint

First linemaint, alone?

Significantconsequences

Other reasonsfor prev maint

nonoyesyesno

yes no no yes

yes

yes

no

yes

nono Find abetter design

Cond basedmaint effective

Increasingfailure rate

Intro

Outro

RCM Application|

Tailoring a DS Approach|

Page 5: Rcm modelling uncertainties in rcm with dempster shaffer approach

Rakowsky & Gocht Uncertainties in RCM – Dempster-Shafer Approach

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The RCM Decision DiagramThe RCM Decision DiagramBrief IntroductionBrief Introduction

Note

Example →→→→ mix of Det Norske Veritas & Marintek [] Tailor the diagram to your needs!

Testabilityof failure

Detectabilityof a failure

Scheduled maintenance

Periodical tests

Cond basedmaintenance

yes

First linemaintenance

Correctivemaintenance

First linemaint

First linemaint, alone?

Significantconsequences

Other reasonsfor prev maint

nonoyesyesno

yes no no yes

yes

yes

no

yes

nono Find abetter design

Cond basedmaint effective

Increasingfailure rate

Intro

Outro

RCM Application|

Tailoring a DS Approach|

Page 6: Rcm modelling uncertainties in rcm with dempster shaffer approach

Rakowsky & Gocht Uncertainties in RCM – Dempster-Shafer Approach

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Testabilityof failure

Detectabilityof a failure

Scheduled maintenance

Periodical tests

Cond basedmaintenance

yes

First linemaintenance

Correctivemaintenance

First linemaint

First linemaint, alone?

Significantconsequences

Other reasonsfor prev maint

nonoyesyesno

yes no no yes

yes

yes

no

yes

nono Find abetter design

Cond basedmaint effective

Increasingfailure rate

The Qualitative ApproachThe Qualitative ApproachBrief IntroductionBrief Introduction

Drawbacks of Qualitative RCM

Expert group →→→→ consensus required

“Yes” or “no” →→→→ no percentage answer

Any doubt? →→→→ no quantification of doubt

No weighted recommendations →→→→ no ranking of strategies

Intro

Outro

RCM Application|

Tailoring a DS Approach|

Page 7: Rcm modelling uncertainties in rcm with dempster shaffer approach

Rakowsky & Gocht Uncertainties in RCM – Dempster-Shafer Approach

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The Probabilistic ApproachThe Probabilistic ApproachBrief Introduction to Brief Introduction to pp--RCMRCM

Introducing Probabilities

Decision variable xi, i = 1, …, 8 (eight questions/decisions)

“yes” →→→→ xi = 1, “no” →→→→ xi = 0

Expected value pi

Some Interpretations of pi

Probability that an expert answers “yes” to question i

Degree of an expert's belief that “yes” is the right decision

Mean value for decision i resulting from questioning many experts

Expected value of the binomial distributed decision variable xi

Results ri

Decision variable ri, i = 1, …, 6 (six maintenance strategies)

Apply the Event Tree method

r1 = (p1 + q1⋅p2)(q3 + p3⋅q4) q5⋅p6 , …, r6 = q1⋅q2 ←←←← DS-RCM

Page 8: Rcm modelling uncertainties in rcm with dempster shaffer approach

Rakowsky & Gocht Uncertainties in RCM – Dempster-Shafer Approach

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Tailoring a DempsterTailoring a Dempster--Shafer RCMShafer RCMModellingModelling

Scenario

Frame of discernment

Hypotheses

Data sources

Pieces of evidence

Frame of Discernment Only one single question/decision is considered

Representation →→→→ universal set Ω

Intro

Outro

RCM Application|

Tailoring a DS Approach|

Page 9: Rcm modelling uncertainties in rcm with dempster shaffer approach

Rakowsky & Gocht Uncertainties in RCM – Dempster-Shafer Approach

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The ScenarioThe ScenarioModellingModelling

Scenario

Frame of discernment

Hypotheses

Data sources

Pieces of evidence

Hypotheses

Single hypothesis →→→→ one answer to a question

→ “yes”, “no”, or “uncertain”

Hypotheses →→→→ unique and not overlapping and mutually exclusive

Universal set Ω represents →→→→ Ω = “yes”, “no”, “uncertain”

Subsets of Ω →→→→ single or conjunctions of hypotheses

Set of all subsets →→→→ power set 2Ω

Intro

Outro

RCM Application|

Tailoring a DS Approach|

Page 10: Rcm modelling uncertainties in rcm with dempster shaffer approach

Rakowsky & Gocht Uncertainties in RCM – Dempster-Shafer Approach

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The ScenarioThe ScenarioModellingModelling

Scenario

Frame of discernment

Hypotheses

Data sources

Pieces of evidence

Data Sources Expert group

→→→→ e.g. service eng., maintenance personnel, system eng., reliability eng.

Task →→→→ give subjective quantifiable statements

Basis →→→→ data, intuition & experience

Intro

Outro

RCM Application|

Tailoring a DS Approach|

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Rakowsky & Gocht Uncertainties in RCM – Dempster-Shafer Approach

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The ScenarioThe ScenarioModellingModelling

Scenario

Frame of discernment

Hypotheses

Data sources

Pieces of evidence

Pieces of Evidence

Piece of evidence →→→→ expert judgement

Assignment: piece evidence →→→→ hypothesis

Assignment strength →→→→ quantified by m

Intro

Outro

RCM Application|

Tailoring a DS Approach|

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Rakowsky & Gocht Uncertainties in RCM – Dempster-Shafer Approach

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The ScenarioThe ScenarioModellingModelling

Scenario

Frame of discernment

Hypotheses

Data sources

Pieces of evidence

Pieces of Evidence

Piece of evidence →→→→ expert judgement (data, intuition & experience) Assignment

(evidence →→→→ hypothesis) corresponds to (cause → consequence) Assignment

(1 p-of-e) assigned to (1 hypothesis or 1 set of hypotheses)

(different p-of-e) may not be assigned to (same hypothesis nor set)

Quantification

strength of implication →→→→ m(A)

Page 13: Rcm modelling uncertainties in rcm with dempster shaffer approach

Rakowsky & Gocht Uncertainties in RCM – Dempster-Shafer Approach

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Page 14: Rcm modelling uncertainties in rcm with dempster shaffer approach

Rakowsky & Gocht Uncertainties in RCM – Dempster-Shafer Approach

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Intro

Outro

RCM Application|

Tailoring a DS Approach|

Sets

Ω universal set

A ⊆⊆⊆⊆ Ω set, contains a single hypothesis or a set of hypotheses

Basic Assignment

m, m(A) quantifies if the element belongs exactly to the set A

m: 2Ω→→→→[0, 1] mapping

ΣA⊆⊆⊆⊆Ωm(A)=1 all statements of an expert are normalised

m(A) > 0 focal element

m(∅∅∅∅) = 0 simplicity (not required)

Differences in Properties to Probabilities

m(Ω) = 1 not required

m(A) vs. m(¬A) no relationship

If A ⊂ B ⊆⊆⊆⊆ Ω, then m(A) ≤ m(B) not required

FundamentalsFundamentalsThe DempsterThe Dempster--Shafer CalculusShafer Calculus

This is noThis is no

probability mappingprobability mapping

Again & again, theseAgain & again, these

are NO probabilitiesare NO probabilities

Page 15: Rcm modelling uncertainties in rcm with dempster shaffer approach

Rakowsky & Gocht Uncertainties in RCM – Dempster-Shafer Approach

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Evidential FunctionsEvidential FunctionsDempsterDempster--Shafer CalculusShafer Calculus

Belief Measure bel(A)

Belief is the degree of evidence

that the element in question belongs to the set A

as well as to the various special subsets of A.

Plausibility Measure pl(A)

Plausibility is the degree of evidence

that the element in question belongs to the set A

or to any of its subsets or to any set that overlaps with A.

0

Plausibility pl(A)

1

Belief bel(A)

Uncertainty

Doubt 1 – bel(A)

Disbelief 1 – pl(A)

∑ ≠⊆= φBAB mbel ; )()( BA

∑ ≠∩= φAB mpl )()( BA

Intro

Outro

RCM Application|

Tailoring a DS Approach|

Page 16: Rcm modelling uncertainties in rcm with dempster shaffer approach

Rakowsky & Gocht Uncertainties in RCM – Dempster-Shafer Approach

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RCM Example

Condition-based maintenance effective:

Do methods exist for

effective condition monitoring

so that an item failure

can be avoided?

Two answers

Two experts (example)

→→→→ two statements

Expert AssessmentExpert AssessmentRCM ApplicationRCM Application

Cond.-basedmaintenance

effective?

YesYes

NoNo

Expert1

Expert1

Expert

2

Expert

2

Intro

Outro

RCM Application|

Tailoring a DS Approach|

Page 17: Rcm modelling uncertainties in rcm with dempster shaffer approach

Rakowsky & Gocht Uncertainties in RCM – Dempster-Shafer Approach

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Input

Statements →→→→ “yes”, “no”, or “uncertain”

Quantification →→→→ basic assignments

Input & OutputInput & OutputRCM ApplicationRCM Application

Cond.-basedmaintenance

effective?

Yes 0.6

No 0.3

Unc 0.1

Yes 0.6

No 0.3

Unc 0.1

Yes 0.5

No 0.3

Unc 0.2

Yes 0.5

No 0.3

Unc 0.2

YesYes

NoNo

Intro

Outro

RCM Application|

Tailoring a DS Approach|

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Rakowsky & Gocht Uncertainties in RCM – Dempster-Shafer Approach

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Input

Statements →→→→ “yes”, “no”, or “uncertain”

Quantification →→→→ basic assignments

Output Values of evidential functions

Certainty

→→→→ 70% in “yes”

→→→→ 27% in “no” Uncertainty

→→→→ 3%

Input & OutputInput & OutputRCM ApplicationRCM Application

Cond.-basedmaintenance

effective?

Yes 0.6

No 0.3

Unc 0.1

Yes 0.6

No 0.3

Unc 0.1

Yes 0.5

No 0.3

Unc 0.2

Yes 0.5

No 0.3

Unc 0.2

Yesbel 0.70

pl 0.73

Yesbel 0.70

pl 0.73

No bel 0.27

pl 0.30

No bel 0.27

pl 0.30

Intro

Outro

RCM Application|

Tailoring a DS Approach|

Page 19: Rcm modelling uncertainties in rcm with dempster shaffer approach

Rakowsky & Gocht Uncertainties in RCM – Dempster-Shafer Approach

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Complements

Belief in “yes” versus

doubt in “yes” ≡≡≡≡ plausibility of “no” Plausibility of “yes” versus

disbelief in “yes” ≡≡≡≡ belief in “no”

ComplementsComplementsRCM ApplicationRCM Application

Yesbel 0.70

pl 0.73

Yesbel 0.70

pl 0.73

Cond.-basedmaintenance

effective?

Yes 0.6

No 0.3

Unc 0.1

Yes 0.6

No 0.3

Unc 0.1

Yes 0.5

No 0.3

Unc 0.2

Yes 0.5

No 0.3

Unc 0.2No

bel 0.27

pl 0.30

No bel 0.27

pl 0.30

Intro

Outro

RCM Application|

Tailoring a DS Approach|

Page 20: Rcm modelling uncertainties in rcm with dempster shaffer approach

Rakowsky & Gocht Uncertainties in RCM – Dempster-Shafer Approach

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Weighted RecommendationsWeighted RecommendationsRCM ApplicationRCM Application

Input

Eight results of every “yes” or “no” decision

→→→→ values of evidential functions bel and pl

Calculus

Interval arithmetic →→→→ proceedings (easily)

Output Six weighted recommendations on maintenance strategies

Example, periodical testing bel = 0.51, pl = 0.62

Testabilityof failure

Detectabilityof a failure

Scheduled maintenance

Periodical tests

Cond basedmaintenance

yes

First linemaintenance

Correctivemaintenance

First linemaint

First linemaint, alone?

Significantconsequences

Other reasonsfor prev maint

nonoyesyesno

yes no no yes

yes

yes

no

yes

nono Find abetter design

Cond basedmaint effective

Increasingfailure rate

Intro

Outro

RCM Application|

Tailoring a DS Approach|

Page 21: Rcm modelling uncertainties in rcm with dempster shaffer approach

Rakowsky & Gocht Uncertainties in RCM – Dempster-Shafer Approach

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ConclusionConclusionOutroductionOutroduction

Comments on the Methods

Probabilistic, fuzzy-, and Dempster-Shafer RCM →→→→ hardly comparable

Prob →→→→ one-dimensional value

Fuzzy →→→→ graph, peak, results depend on defuzzification method

DS →→→→ interval, no peak

Comments on the Results Results are close to each other

Results based on

→→→→ different interpretations Interpretations based on

→→→→ different theoretical concepts

Testabilityof failure

Detectabilityof a failure

Scheduled maintenance

Periodical tests

Cond basedmaintenance

yes

First linemaintenance

Correctivemaintenance

First linemaint

First linemaint, alone?

Significantconsequences

Other reasonsfor prev maint

nonoyesyesno

yes no no yes

yes

yes

no

yes

nono Find abetter design

Cond basedmaint effective

Increasingfailure rate

Intro

Outro

RCM Application|

Tailoring a DS Approach|

Page 22: Rcm modelling uncertainties in rcm with dempster shaffer approach

Rakowsky & Gocht Uncertainties in RCM – Dempster-Shafer Approach

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ConclusionConclusionOutroductionOutroduction

Even more Comments

DS calculus →→→→ easy to apply →→→→ less than one page

Experts feel more comfortable →→→→ degrees instead “yes” or “no”

Not forced to single strategy →→→→ second best?

etc. →→→→

DS-RCM offers a different kind of flavour to the maintenance analyst

Testabilityof failure

Detectabilityof a failure

Scheduled maintenance

Periodical tests

Cond basedmaintenance

yes

First linemaintenance

Correctivemaintenance

First linemaint

First linemaint, alone?

Significantconsequences

Other reasonsfor prev maint

nonoyesyesno

yes no no yes

yes

yes

no

yes

nono Find abetter design

Cond basedmaint effective

Increasingfailure rate

Intro

Outro

RCM Application|

Tailoring a DS Approach|

Page 23: Rcm modelling uncertainties in rcm with dempster shaffer approach

Modelling of Uncertainties in Modelling of Uncertainties in

Reliability Centred Maintenance Reliability Centred Maintenance ––

a Dempstera Dempster--Shafer ApproachShafer Approach

Uwe Kay Rakowsky, Ulrike GochtUwe Kay Rakowsky, Ulrike Gocht

University of Wuppertal, GermanyUniversity of Wuppertal, Germany

University of Applied Sciences University of Applied Sciences Zittau/GZittau/Göörlitzrlitz, Germany, Germany