regtecheurope2016final

Media Partners:

Register online at www.regtechevent.com, call us on +44 (0)20 3696 2920 or email [email protected]

THIS FOCUSED ONE DAY AGENDA WILL:

Adedayo Banwo VP Legal Deutsche Bank

Ruth Wandhofer Global Head of Regulatory & Market Strategy Citibank

Stephane Malrait MD Global Head of Financial Markets eCommerce ING

Fred Tingey Head of Regulatory Architecture BNP Paribas

Dan Turnbull Head of the Competition in Banking Services Unit HM Treasury

Peter Lancos Chief of Staff for Digital HSBC

FEATURED SPEAKERS

Register by August 19th and save £120 with the early Bird!

The European RegTech Congress

October 12, 2016 • London, UK

Look at the current barriers to regtech development and how they are they being overcome

Address how RegTech can operate within and harmonize with legacy systems and processes

Interpret new rules, creating a single view and minimising uncertainty

Understand the success criteria for good global data management

Share how institutions are getting to grips with the complexity of reporting and minimising compliance costs

Discuss the practicalities of mapping future rules to current operating models and identifying gaps

Discuss moving from a reactive to proactive ‘common response’ stance and the inherent competitive advantage efficient RegTech brings

Look at how regulations such as MIFID will affect current systems

REGULATORY SPENDING IS CURRENTLY 0.7% OF UK GDP

“The British Bankers’ Association (BBA) estimates that its members are collectively spending at least £5 billion annually on core financial crime compliance, including enhanced systems and controls and recruitment of staff.”

In the wake of Brexit the financial industry is reviewing how it manages regulatory change. The need for strong comprehensive proactive regulatory change management has never been so critical

The European RegTech Congress

Welcome to

October 12, 2016 • London, UK

Dear Colleague,

On the 24th of June, Europe awoke to the news that the British public had voted to leave the European Union, for regulators and Financial Institutions adding to the pre-existing struggle to keep the pace with changing regulations and operations across jurisdictions, the need for efficiency and clarity from technological solutions was already pressing, and now it has never been greater.

RegTech is taking centre stage with the FCA call for input coming in November 2015, and the March budget of that year revealing their and the Prudential Regulatory Authority’s willingness to work towards the adoption of RegTech. It is clear now is the time to get sides round the table to realise how this technology can make business cheaper, safer and more efficient.

So join your peers on October 12th in London to discuss where and how RegTech can really save your business time and money, and how harmonization can take place.

Speakers including, PJ Di Giammarino from JWG, Peter Lancos of HSBC and Dan Turnbull from the Treasury, will be making the case for adoption, highlighting what the business cases are and where strategy meets with implementation. Key topics include;

• When it comes to reducing regulatory compliance costs what is best practice?

• Which innovative technologies present real substantial opportunities for compliance?

• How Regtech is being used across departments and asset classes

• How Regtech can be integrated into a legacy environment

As banks regularly spend upwards of $1 billion with attempts to meet regulatory requirements, and the fact that banks now have many thousands of compliance staff globally, the financial and man hour cost is clear. So ensure that you have everything in place to bring maximum efficiency to your business and join us at the European RegTech Congress.

I look forward to seeing you and mapping out the future of regulation and compliance for your business.

Kind Regards,

Saul Chambers Event Director Kisaco Research

Register by August 19th and

save £120 with the early Bird!

WHO WILL YOU MEET?

FINANCIAL INSTITUTIONSGlobal Heads and VPs of Regulation and Compliance,

Innovation, Research & Development,

Enterprise Platforms, Data Management,

Heads of Digital and Chief Technology

Officers

EMERGING REGTECH

START-UPS President, Founder, CEO, Chief Revenue

Officer, Chief Operating Officer, Heads and VPs of

Sales and Business Development

TECHNOLOGY PROVIDERS

Global Heads and VPs of Product Development,

Sales and Business Development

PLUS, SENIOR LEADERSHIP FROM

• Regulatory Bodies • Law Firms

• Professional Services • Government

Representatives and Policy Makers

• Investors and VCs



PJ Di Giammarino CEO JWG GROUP LTD

Adedayo Banwo VP Legal DEUTSCHE BANK

Ruth Wandhofer Global Head of Regulatory & Market Strategy CITIBANK

Chad Guisani Head of Transaction Reporting Compliance STANDARD CHARTERED

Stephane Malrait MD Global Head of Financial Markets eCommerce ING

Diana Paredes CEO SUADE

Rory McClaren CTO DEUTSCHE BOERSE

Sonal Rattan EMEA Head of RegTech HSBC

Taras Chaban CEO SYBENETIX

Donald Gillies Founder PASSFORT

Anthony Pereira Founder PERCENTILE

Jan-Maarten Mulder FinTech Investor & former MD ABN AMRO

Adrian Poole Head of Financial Services GOOGLE

Nigel Solkhon Director Regional Head Execution to Custody Product, Citibank; CEO ISITC EUROPE

Fred Tingey Head of Regulatory Architecture BNP PARIBAS

Dan Turnbull Head of the Competition in Banking Services Unit HM TREASURY

Sian Jones Founder EDCAB

Mali Marafina Advocate TECH LONDON ADVOCATES

Liam Smith Head of Market Supervision and Surveillance LONDON STOCK EXCHANGE GROUP

Rob Morgan Managing Director of Technology and Operations AFME

Peter Lancos Chief of Staff for Digital HSBC

Steve French Head of Regulatory Strategy and Product ICAP

Stamos Fokianos Managing Director, Global Head eBusiness CRÉDIT AGRICOLE

Senior Speaker FCA (Invited)

FEATURED SPEAKERS


08:30 Registration

09:00 Chairperson’s Opening of Conference:

09:10 State of RegTech Today PJ uses the unique access and insight JWG

has into the world’s of financial institutions and regulators to reveal the trends JWG are seeing in the RegTech ecosystem. PJ will take us through the ins and outs of RegTech’s use in the financial services, from why the top banks are looking at it, what the implications of looming regulation could be, to why the regulators, known for traditionally playing it safe, are throwing themselves behind this technology,

PJ Di Giammarino, CEO, JWG GROUP

09:50 Harmonisation and Interoperability Across RegTech Platforms

Fred will talk us through the work he is currently doing at BNP Paribas to provide an IT structure that will support their RegTech requirements. Fred’s position of Head of Regulatory Architecture at an international bank, allows him to not only give telling insight into how Financial Institutions can solve their silo issues, but also address the ubiquitous theme of how to create efficiency savings within complex legacy environments and how to optimise the current systems in place with the use of RegTech technology.

Fred Tingey, Head of Regulatory Architecture, BNP PARIBAS

10:30 Using RegTech Across Asset Classes Stéphane Malrait is Managing Director and

Global Head of E-Commerce for Financial Markets at ING. Using his years of experience operating as a head of E-Commerce and markets Stephane will discuss how he is seeing the rise of RegTech and how it’s applications can and must be serviceable across asset classes. Through FX to Fixed Income and Equities, Stephane will illustrate the how and why RegTech can operate across asset classes, where the regulation overlaps, which regulations can be tackled first and which may take a little longer.

Stephane Malrait, MD Global Head of Financial Markets eCommerce, ING

11.10 Morning Networking Break

CONCURRENT TRACK SESSIONS BEGIN

TRACK A TRACK B

11:40 PANEL: Build or Buy Many existing Regulation and Compliance solution providers often providing ‘stock’ or ‘out of the box’ solutions to Financial Institutions, that are often not completely suited to that institutions need. Our expert panel from across the industry discuss the cases for and against in house projects, what the buy procurement process should look like and to what extent tailoring ‘out-of-the-box’ solutions is viable.Sonal Rattan, EMEA Head of RegTech, HSBCDiana Paredes, CEO, SUADERory McLaren, CTO, DEUTSCHE BOERSE

PANEL: MiFid IIWith the Markets in Financial Instruments Directive II due in January 2018 it is often the front and centre focus for Financial Institutions setting their Regulation and Compliance strategies for the next five years altering many processes they operate within. Including discussions on how MiFID changes will effect existing systems and where overlaps can be used to create efficiency savings, above all the panel will give an in depth look to what the RegTech industry is doing to help the transition to MiFID and how these solutions can operate with existing elements.

Anthony Pereira, Founder, PERCENTILESteve French, Head of Regulatory Strategy and Product, ICAP

“The biggest compliance burden is actually the cumulative effect of overlapping regulations which do not share coordinated timelines or well-aligned agendas.”

- Mark Robinson, Research Analyst, JWG

“UN estimates amount of money laundered annually ranges between 2 and 5% of global GDP”

MAIN AGENDA Wednesday, 12th October, 2016


MAIN AGENDA • Wednesday, 12th October, 2016 continued

12.20 PANEL: Blockchain and RegTech As possibly the biggest exponent of the FinTech movement, Blockchain is something we should all be familiar with. In this session our panel will discuss how moving to the Blockchain could enhance regulators and banks efficiency, allowing regulators to essentially plug themselves in to the mainframe. Alongside a warning on the regulatory issues that Banks adopting it may face and an overview of the stance regulators are currently taking with the technology.Ruth Wandhofer, Global Head of Regulatory & Market Strategy, CITIBANKSian Jones, Founder, EDCAB Rob Morgan, Managing Director of Technology and Operations, AFME

PANEL: AML and KYC With such a large proportion of compliance spend focussing on AML and KYC, alongside it often being one most problematic and complicated areas to build truly faultless solutions, AML and KYC is an area deserving of greater attention. Our panel will discuss the current steps being taken to eradicate money laundering and fraud. Discussing key work being done in the field, the improvements AI and Big Data allow, decoding the regulators stance, as well as a warning on how getting your strategy wrong can really affect your business. Donald Gillies, Founder, PASSFORT

13.00 Networking Lunch

14.15 Brexit and Your Compliance Strategy

Nigel Solkhon, a Director at Citi and CEO of ISITC discusses the implications as he sees them arising from Brexit and discusses the importance of forming a complete and wide-ranging strategy for RegTech that is able to deal with the certain regulatory overload. From his position at ISITC he’s perfectly placed to understand the need to develop a collective cross-market response as firms scramble to deal with corresponding Brexit issues. Along with discussing best practice going forward and the need for budgeting at a time of great uncertainty, Nigel’s is a must see talk for those of looking to what Brexit will bring. Nigel Solkhon, Director Regional Head Execution to Custody Product, Citibank; CEO, ISITC EUROPE

Data ManagementAdrian Poole, Google’s Head of Financial Services, gives us a great view of the work being done both within Google’s Financial Services department and around the organisation, to protect and enable data to be as powerful as it can. With Data Management climbing the list of importance on every regulators agenda, it has never been so important to ensure your data is managed correctly, to make sure it is both secure, easily pulled and organised all at once. Adrian discusses how data management is everyday becoming more apart of compliance and the steps that are being taken to make it efficient as possible. Adrian Poole, Head of Financial Services, GOOGLE

14:55 PANEL: Putting RegTech on the Global Agenda

Our expert panel from Global Financial Institutions will discuss their experiences working across regulatory jurisdictions and the issues surrounding implementation of a RegTech Strategy that doesn’t take into account an international viewpoint. It is a point often overlooked, but that is incredibly costly not to take account of. Peter Lancos, Chief of Staff for Digital, HSBC Liam Smith, Head of Market Supervision and Surveillance, LONDON STOCK EXCHANGE GROUPStamos Fokianos, Managing Director, Global Head eBusiness, CRÉDIT AGRICOLE

PANEL: Regulation Transaction and Fund Reporting

Transaction and Fund Reporting can often be one of the most arduous and time consuming areas of compliance, with the shear mass of paperwork and duplicates often building to overwhelming levels, it’s easy to see how mistakes and issues can arise. In this panel we discuss which regulation from MiFid to Emir do we need to be aware of, how best we can plumb RegTech into the existing infrastructure we have and what is really required to overcome the levels of complexity and minimise the costs.Chad Guisani, Head of Transaction Reporting Compliance, STANDARD CHARTERED Adedayo Banwo, VP Legal, DEUTSCHE BANK

15.35 Afternoon Networking Break


16.00 PANEL: An Investors View of Adoption Our panel use their years of experience

investing in Fintech and working in financial institutions, to map out the path to adoption. This discussion around the various use cases and applications, giving an investors view, into which applications make the most sense, which are low hanging fruit and which will take longer to adopt, judgements made after years of following market trends and a depth of inside industry knowledge.

Jan-Maarten Mulder, FinTech Investor & former MD, ABN AMRO

Mali Marafina, Advocate, TECH LONDON ADVOCATES

16:40 How RegTech affects Competition in Banking

Dan Turnbull heads up the looking into competition in banking at Her Majesty’s Treasury. Using the wealth of experience, he has gained talking to banks, regulators and RegTech providers Dan will discuss the key issues effecting competition as he and the Treasury see them. With such astronomical costs occurring from regulation and compliance it is clear that there can be a competitive advantage drawn from efficient systems, Dan will highlight where he sees these advantages occurring and where there is greater strength in standard solutions. The talk is a must see to gain further insight into the financial and business cases RegTech can offer.

Dan Turnbull, Head of the Competition in Banking Services Unit, HM TREASURY

17:20 Conference Close

Far from the typical ‘meet-and-greet’ exhibition experience, you – as a sponsor or exhibitor – will be positioned as a partner of the event with a focus on the benefits of your product and brand, rather than just a name on an exhibition list.

With our extensive marketing experience and strategy, your partnership with the conference will grant you a sponsorship package that is an

extension and enhancement of your current marketing and branding efforts.

Ask us about the different ways you can get involved. Contact Stephen Swarray to find out more about each package by emailing at [email protected] or by calling +44 (0)20 3696 2920.

Interested in Brand Solution Opportunities?

MAIN AGENDA • Wednesday, 12th October, 2016 continued

Media Partners:

“The key challenge for government, industry and regulators is to continue to ensure the regulatory environment fosters the best of financial innovation”

- Christopher Woolard, Director of Strategy and Competition, FCA

“We estimate that Citi’s staff involved in control functions, both direct and indirect, is nearly 30,000” - Citi Co-President James A. Forese


PRICING AND REGISTRATION

EASY WAYS TO REGISTER

ONLINE: www.regtechevent.com

BY PHONE: +44 (0)20 3696 29202

Pricing Information

Venue Information

Exchanges, Technology & Service Providers Financial Institutions*

Early Bird! Register by 19th August 2016 £1,249.00 + VAT £1079.00 + VAT

Standard Rates £1399.00 + VAT £1199.00 + VAT

Book a Team to Save More! (For Financial Institutions ONLY) Email [email protected] to claim this rate

2 Delegates £1598 (Saves £800)

3 Delegates £1798 (Saves £1799)

Please check website for venue and accommodation details.

Book a Team to Save More! (For All Other Attendees)

Book a Team of 3+ Save an Additional 10% Off



ALL Passes Includes

RegTech Congress 3

Access to All Networking Breaks 3

Lunch and Refreshments 3

Complimentary Articles and Content 3

* Professionals looking to implement RegTech in their current organisations.

Payment Terms for the Conference:• All prices are in GBP• All Early Bird discount prices, including Group Discounts,

must be paid in full by deadlines provided above.

• All discount offers cannot be combined with any other offer.• Please view our Cancellation Policy.

Kisaco Research works with the early adopters and leaders of growth markets in driving their respective industries forward and in providing the right knowledge, learning and social

opportunities to stimulate business growth quickly and effectively.

Kisaco Research produces, designs and hosts B2B industry conferences and exhibitions. Our platforms are neutral, so that our attendees get the right information from the most relevant people.

Our level of research ensures the topics and products we offer are of utmost relevance and timeliness; our 30+ years of combined experience in the event industry means we have an unmatched level of strategic social engineering onsite.

Join our conferences to ensure you benefit from the high-quality knowledge, learning and networking opportunities. Find out more about our upcoming events by emailing [email protected].

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