POSITION NAME OF ORGANIZATION/ENTITY

------·· -------------

;o ()) = (.._

e- c= 0

-----

Report Required hy the Ethics FINANCIAL DISCLOSURE REPORT AO ID in Government Act of 1978Rw. 112010 FOR CALENDAR YEAR 2009 (5 USC. 11pp. §§ 101-111)

1. Person Reporting (last name. first, middle initial)

REINHARDT, STEPHEN R.

2. Cuurt or OrganiL.ation

US COURT OF APPEALS - 9TH CIRCUIT

3. Date of Report

06/J0/20!0

4. Title (Article Jll judges md1cate active or senior status; m:tg1stratcjudges lndicilte full- or part-time)

US CIRCUIT JUDGE (ACTIVE)

Sa. Report Type (check appropna!e type)

D Noniina(ion, Date

D lnt1ial [Z] Annual D Final

Sb. D AnicnJi:d Repon

6. Reporting Period

01/01/2009

10

12/31/2009

'1. Cbatnbers or Office Address

312 NORTH SPRING STREET ROO 1747 LOS ANGELES, CA 9Cl012

R. On the b:uis of the information contained in this Report and any uun.lificalion pnlaining then-to, it is, in my opiuion, in compliance wjth applicable Jaws and regulations.

Revic\o\'·ing Office...- H:ate

l/'1PORTANT NOTES: The instructions accompanying tlrisform must be followed Complete all parts, checking the J\'ONE box for each part where you have no reportal>fe informatfon. Sign 011 last page.

J. POSITIONS. (Reponing individuo/ only; supp. 9-JJ of filing instructions.)

D NONE (No reportable positions ).

I. TRUSTEE TRUST #I - TRUST- EXEMPT C

2. TRUSTEE TRUST 112 TRUST - NON-EXEMPT C

3. TRUSTEE TRUST #3 - LIVING TRUST DTD 4121/95

!"-..>Cl4. c:::>

5.

J J. AG REE J\;JENTS, (Reporting indfriduol <>nly; supp. 14-16 of filing instructions.)

GZJ NONE (No repurtable agre.:ments.)

C"J , ...

C.fl-:'°: c::··

r; : o:: .,., . . ..... \

() ..,

.c

)>

0 .r::

rn

-n

<. rn 0

I.

2.

---·--

PARTIES AND TERMS

3.

Reinhardt, Stephen R.

SOURCE

-----------------·--- ------

SOl

------

---------

SOlJRCF

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------ --· -----

FINANCIAL DISCLOSURE REPORT

Page 2 of 12

Name of Prrson Reporting

REINllARDT, STEPIIEN R. 06/I 0/2010

HJ. NON-INVESTMENT INCOME. (Repor1ing indfriJual anJ spouu; supp. 17-14 of filing imtructions.)

A. Filer's Non-Investment Income

[{] NONE (No reportable non-investment income.)

AND TYPE

I.

2.

3.

lNCOME (yours, not spouse's)

4.

n. Spousl" s Non-I nYl'St men I Income Ifyou "'ere married during any ponit•n of the rqH>rting year, complete this sei"liOfL-

(Dollar amount nOI requiredn.ceplfor honorari.1.)

D NONE (No reportable non-im·estmenl income.)

JRCE AND TYPE

l. 2009 ACLU FOUNDATION OF SO CALIFORNJA - WAGES

2.2009 AMERICAN CIVIL LHlERTIES UNION INC OF SO CALIFORNIA - WAGES ·-·· - --

3. 1/16/2009 ESTATE OF - EXECUTRIX FEES

4. ----- --

JV. RE.IMBlJH.SEJ\1ENTS -- tran.<purlutilm. loJging.jooJ, mtertainment

D NONE (No reportable rcimburscmems.)

I. DEPARTMENT OF JUSTICE

2 AMERICAN CONSTITUTION SOCIETY

3 AMERICAN

CONSTITUTION SOCIETY

4. SAN FRANCISCO TRIAi.

I .A WYERS ASSOCIATION

5. --------

J/ 1511l9 - 3/1 8/1)9

J/3 I /09 - .J/3.· 09

6/18/09 - 6.'21. 0<)

I 012/09 - I 0/ J/09

----·

l,OC!\TION

\VAS! llNGTON D.C.

llARVARD UNIVERSITY ·CAMBRIDGE, MASSACllUSElTS

WASlllNGTON DC.

SAN FRANCISCO

PURPOSE

SPEAKING

ENGAGEMENT

SPEAKING

ENGAGEMENT

SPEAK I NG ENGAGEMENT

SPEAKING

ENGAGEMENT

ITEMS PAID OR PROVIDED

AIRFARE, LODGING AND

TRANSPORTATION

AIRFARE, LODGING AND

TRANSPORTATION

AIRh\RE

AIRFARE, LODGING AND TRANSPORTATION

CREDTTOR DESCRIPTION

VALUE

VALUE CODE

FINANCIAL DISCLOSURE REPORT

Page 3of12

Name of Person Reporting

REINllARnT, STEPllEN R.

Date of Rtport

06/10/2010

V. GJFTS. (Includes those In spouse and dependent chi/Oren; see pp. 18-31 of filing instructiuns.J

[ZJ NONE (No reportable gifts.)

SOURCE DESCRIPTJON

I.

2.

J.

4.

5.

\7]. LIABILITIES. (lnclud.s tlio<e of.<pf>use and J,pmdenl rl•ildren; see pp. 31-33 ojjiling inslru<"lions.)

[Z] NONE (No reportable liabilities.)

I.

2.

3.

4.

5.

!

6

I

I

I --

(J) (2) (I)

I

;

i I

A.

! Code l • di,., rent,

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 4of12 REINHARDT, STEPHEN R. 06/10/2010

Vll. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes thou of spouse and uepcndent children: see rp. 11.6n0Jfilinc instructions.)

NONE (No reportable income, assets, or transactions.) D ll c. D.r--

Description of Assets Jncome durmg Gross value al end Transactions during reporting period (including trust assets) reporting period ofreponing period 1

(I) (2) (2) (3) · (4)

i (5)

Identity of Tn>e(e.g .. rla.cc ''(X)" after each asset Date Value GainValueAmount : Type {e.g., Value iCot.le 2 Mc thud buy. ell, 11111vdd/yy CoJe2 Code I buyer/sellerexempt from prior disclo.surc . (A-II) orint.) (J.P) Codc3 rcdcmpl ion) (.J-P) (A·ll) (if private

trans.action)iQ-W)

I.

2.

3_

4.

5.

7.

8.

9.

IO.

II.

12.

13.

14.

15.

16.

17.

BROKERAGE ACCOUNT #I -CNB 100

- CNI Cl I ARTER FOS - CALIF TAX EXEMPT HJ INSTL CL #242 I

- FEDERATED AMERICAN LEADERS f D CL C(FALCX) I

- FEDERATED CLOVER VALUE FD CL C(VFCCX) l

- GOLDMAN SACHS FINL SQR TSRY fl> #506 I

CITY NATIONAL CHECKING ACCOUNTS

UNION DANK CHECKING

BROKERAGE ACCOUNT 112 - CNR 500

- CNI Cll/\RTEJl FDS -CALIF TAX EXEMPT FD INSTL CL #242 2

- GOLDMAN SACHS FINL SQR TREAS FD 506.468 2

- GOLDMAN SACHS FINL SQR TREAS FD 11506. 6R 2

- COLUMBIA LIFEGO.i\L BALANCED GROWTll FD C 2

- COLUMBIA LIFEGO/\L BALANCED GROWTH FD 2

ElROKERAC;E ACCOUNT #3 - CNB 400

- GOLDMAN SACHS FINL SQR TREAS FD #5 06, 468 3

- CALI!' ST GENL OBLIG .li 1/09

BERK ELY C AL!F UNI.SCI! DlST G 0 J. 000% 811109

A Dividend

A Dividend

A Dividend

None

None

A Dividend

A Dividend

/\ Dividend

A lnteresl

B Interest

L

J

M

K

0

Solrl

Merged (with line 4)

T

T Huy

T

T

C:Jo.<ecl

Sold

Ruy

Sold

Buy(acld"I)

f\1crgcd (with line liJ'I)

T

Matured

l\fatured

2009 J A

09118/09 L

09/18/09 L

2009 J

4/30/()lj K

2009 K A

2009 K

0412 li09 K A

OJ!J lll)9 J

4/17109

3/l /09 J A

811/()9 L /\

See Note 8, pan VIII

Sec Note l, part VIII

See Note &. parl Vlll

See Nole 8, pan VIII

See next line for sale

See Note 2, pan VIII

See Note 2, p3rt V Ill

r- I lr1t'(11 l'.(; un Codes: A =Ji.fJOUor less B "'11,001 - S2. l'O C -S!.501. S5.000 D •Sl.O<Jl - SlS.(l(l(l (\cc Colum11'S IJJ ornd fH) f •S.lll.001 -1100,000 (i """'SJOO,CKll -Sl,()(){l,000 111 -S1.ooo_(l()t. S).000.000 11!. ..-M01c tha:l S'i.00 ).000

I -: V<tlue C0<fr J SIS.fiOOorkss K "'SIS,l:-01 -S50.000 L ,_,_S 0.001 - \ lflll.000 M =)I00,001 - S250,00tl tSrc (.\-,Jumns Cl l1nd DJJ N S251l.fJOl - 1500.000 0 •SSW,001 -Jl,OOQ,0()0 Pl "'-11,(iOO,OOl SS. 000. 000 P2 =.S5,()(){),00I - ')25.000,00CJ-

PJ -=S25,lill0,00l -150,000.000 N =f\fore than c;5{1,1,){10.tl(-0 J v 1l11c . kthnd Codr-; 0 · Arrr:m.1! R ·C\, (!<cal l·. talc Duly) s :\S\CSSmCnl

(Sn: Columr1 t.: ) lJ -l\0<'!. Val11c V -O:hcr \'i ·l:.<.1ima1elf

i

-

')'

I

I

I

I

I

I

I

I

I

I

I

I

i I

!

!

Namr or Person Rt"por-ting Hate of lleport FINANCIAL DISCLOSURE REPORT Page 5of12 REINHARDT, STEPHEN R. 06/I0/2010

VII. INVESTMENTS and TRUSTS -- incom•. •atue, transactions anc1udes thetsc of spouse and aepcnden1 children: supp. 14-60 offiting instrucrions.J

D NONE (No reportable income, assets, or transactions.) . ...

A.

Description of Assets . ) --, :om uring i-:'° ' " · ..��=----(including trusi assets} reporting period of reponir.g p riod ...

(I) - (2)-- ----(,) (2) (3) (4) (5) llate

mmldd!yy Value

Ce<lc 2

{l-1')

Gain Code I

(A-II)

ldrn1ity of

buyer/seller (if private

transaction)

(2) (I) Place "'(X)" oiler ea<h asse1 Amount Type (e.g., Value Value Type (e.g.,Iexempt from prior <li.3clo ure Code I div., rcnl, C0<.k 2 Meihod buy, sril.(A-H) or int) i (JP)

redemption)l- d .

18. - Tl !REE VALLEYS MUN WTR DlST C D Interest Matured ALIF I 1/1/09

0.

Transactions during reporting period

-·· 11/1/09 M A

19.

20.

21.

22.

-).

2•1.

25.

26.

27.

28.

29.

30.

31.

32.

33.

- UNIVERSITY CALIF REV 5 000% 5/15/10

- GLENDALE CALIF ELEC WKS REV 5.750% 2/1/12

- SACRAMENTO CALIF MUN UTIL

11/15/12

- GOLDEN ST TOB CALIF 5.500% 611143

- UNIVERSITY ARK UNIV REV 5.000% I 2i!/09

-ARIZ SCH FACS BRD CTFS PAR TN 5.00% 9/1/12

- OPPENHEIMER TNTL BOND FD CL A

- LOS ANGELES CNTY CA SANTN DST

5.00% 10/1/1 I

- PUERTO RICO COMWLTll G 0 5.125% 7/1/30

- CALIF ST ECONO 4.000'>'(. 71li09

- CALIF ST ECONO 4.000% 711/09

ACACIA PARTNERS, L.P.

POETIC LICENSE PARTNERS. LP

BROKERAGE ACCOUNT #4 - CNB 200

- GOLDMAN SACHS FINL S()R TREAS FD #506, 468 4

c Interest l T

D Interest M T

B Interest l T

c Interest l T

c Interest Matured

c Interest l T

E Dividend N T Bny (add'I)

B Interest L T Buy

A Interest K T Buy

A Interest Buy

Matured

ll1 Dis1riht1tiun M u Distributed

(part)

None Pl u Buy

A Dividend J T

12/1/09 L

12131/09 J

4/1/09 L

4/J/09 K

2/4!0? K

711109 K

2009 Pl

7117/09 Pl

A

A

A

Sec next line for sale

Sec Note 9, part VIII

'34. - TURLOCK CALIF IRR DlST REV B Interest Matured 111/09 K A5.00(1% 111.'0'J

I I

I

I. ln..:t•mc: G:t1JJ CpJc:r i\ -$1,Ut.HJ 01 lcs B •ll,Olll · Si,500 C :S2,S1il. SUlf.0 V =Sl.001 - Sl5.000 ,S 15.lJ!l I - S50,000

( 5ci.: Column'> BI a1H.l lH) F ...:\50.001 • S JOO,rinn G · 1100,00I .:,1,000,000 HI -ll,ll00.001 -S .000.000 i12 =M1wc 1h.an S5.000,000 1. \ i\luc Code'! J =SD,000 or k:. K -SI 5.001 - S50,000 L -sso.001 . uoo.ooo M =S tl\O,OO t -5250.000

(Set <.ul nrn> Cl and DJ) :--J 1250.IM.Jl • S500,fKJ1l O =$100.001. Sl.000.000 tit ""11.ooo.1)0J. ss.000.000 P:? •SS.000,00l • S.25,l)(>O,lOO PJ -S25.MO,fJOI. S<.O,Otl0,001) r.:t """Mor..: than S50,000.000

3 Val11c M tlh1J C...>,k!i. <)·"Arr1J1..:?t >r(.\"f t (R a! l-.-;t:ilc Ooly) S•As'.'ie<;<;menl T =Cash Marl..t""l ISt:cC:o!umnC2} U ·l\..1'1k\'aluc V ..-oun·r W ='[sltmatcd

---

--(!-)

-- 1·

I

------�_J __ _

I

I

I

I

:

!

i

transac1ion)

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Dare or Report

06/10/2010REINHARDT, STEPHEN R. Page 6of12

V 1]. IN VEST 1\-1ENTS 3 U d TR lJ STS -- incnme, "a/ue, rrunsacri<ms (lndude> thou of spouse and dependent c/tildren; supp. 34-60 of fili11g in.uructions.)

0 NONE (No reportable income, assets, or transactions.) A.

Description of Assets(including trust assets)

Place "(X)" after each assetexempt from prior disclo:o.ure

D. 1Income during Gru» v uc at e-::--1 Transactions duri reportmg pcriud ·

of reporur.g pcnod reporting period

(I) ·1 (2) (I) 12) (2) (3) (4) (5) -

'· Amounl T c (e.g., Value Type (e.g.. OnieValue Value Gain ldcnlity of Code buy, sell. , mm/dd'yy Code 2 Code buyer/selkrI div.• r nt... Code 2 Method I(A-II) (A-11) (if privatercdcmp1ion). orinl.) (l·Pl (J-P)Code 3

(Q-W)

·ORANGE CNTY CAL!f TIU'o/S SALE B Interest K T35. TAX 2/15/10 I I

I 36. - SAN DlEGO COMM COLLEGE 811/10 A Interest K

37. -CALIF ST PUB WKS BRD 11/li24

38. BROKERAGE ACCOUNT #5 - CNB 300

39. -CNJ CHARTER FDS 5

40. ·GOLDMAN SACHS FINL SQR TREAS FD #506, 468 5

41. JOHN HANCOCK LIFE INS CO. -ANNUITY

42. SYMETRA LIFE INS CO - ANNUITY

43. BROKERAGE ACCOUNT #6 - MERRILL LYNCH IRA- P48

44. - Mi LYNCll RETIREMENT RSRVS CL 6

! 45. - BLACKROCK SMALL CAP 6

46. - BLACKROCK LARGE CAP 6

47. - llLACKHOCK LARGE CAP 6

48. - BLACKROCK FUNDAMENTAL 6

49. - BLACKROCK INTER.i"IATIONAL 6

50. - BLACKROCK BASIC 6

51. - BLACKROCK VALUE 6

B

A

D

Interest

Dividend L

Distribution M

None K

J

J

T

Sold

Sold

T Buy

w

T

T

Sold

Sold

T Buy

Sold

Sold

Sold

Sold

11/1/09 K A

2009 L A

2009 L

4123109 J A

4123109 J A

4/23109 J

4/23'09 J A

4123109 J A

4/23109 J A

4123/09 J A

See Note R. part VIII

Sec Note 8, part VIII

I

-11,00 1 S2. 0flI. lot:umc G111n Cude A-Sl,OOOm k.-.s B - C '==S .'iOi · $5,000 D ...S5,00J $15,000 -(Sec Column.'> Bl and {}4} F •S50,00I ·SlOtl,[>-00 0 -SI00,001 ST,000,000 Ill ··· Sl .Ooo,oot . S5,000,000 JI:? .. Mun: lhan S5,000.000

J ::.$15,0()()nr Ins - M 0$ I 00,00 · 1250,0002 V3lUC' Codes K · s1s.001 sst1.ooo L -!50.00 I - ! 100.000 l N =Sll0,001 · $500.00o 0 -!500,001 - Sl.000,f > Pl 0!5,UU0.001- $25,000.000 (Sec Cl.llumns Cl an<l 03} Pi "11.0"0.0lll - !S.000,Dl'lPl "'S25,000,00I - S50,000,000 r4 =-More 1h:i1l .S.50.000,000

l Value M tti..KI Cod,!!> Q ....,\ppr.ii..;,I H -C\· 1 jRc<.11 h.1 ..cd)r.!y) S "'"·Asscs n11.:nt \' -\)t"1t'.r (Si.:cCulumo C2) U ..1.l Vl,.k V.1luc:- w..,,rmm.11.:d

__

I

(5)

__

-

(Q-W)

N3mt of Pt:rson Reporting Datt- of Rrport FINANCIAL DISCLOSURE REPORT

Page 7of12 REINHARDT, STEPHEN R. 06/10/2010

VI I. I NV ESTMENTS and TRUSTS -incnm•. vatu•, transactions 11nctut1es 1hvse of spouse ant1 dependent cnut1,rn; ,., PP· 11-60 of filin11 insmwions.J

0 NONE (No reportable income, assets, or transactions.)

-,-----A ll. c. Description of Assets lncome during Gross value at C;'ld · 1(including rrusl ass(:ts) I reporting period of re-portU1g period

Place "(X)" af1er each asset liA Znl T 2[eg 1-Valuc Value ex.empt from prior disclosure Code I div., ren1. Code 2 MethodJ_:·ll) I

(2)

or int) (J-Pi Codc3

Jl D.

Tran ctions during reporting period

- __-- - l - - ·-·--l--- I ( I) (2) I (3) (4)

Type (e g.. Date Value Garn ldcnti1y of Ibuy. >tll. mm'dd!yy Code 2 Code I buyer/seller

redemption) -- r (J-P) (1\-11) (if private

transaction)I II

52. - [lLACKROCK SHORT TERM 6 Sold 4/23/09 J A

53. - BLACKROCK 1 l lGf l JNCOME 6 Sold 4/23/09 J A

54. - RLACKROCK TOTAL RETURN 6 Sold 4/23/09 J A

55. -Al>IERJCAN CENTURY FllND 6 J T Buy 4/23/09 J

56. - AMERJCAN GROWTH rUND 6

57. -CALVERT SHORT DURATlON FD 6

5R. - DEi .AW ARE CORP BD 6

59. - FPA NEW INCOME FD 6

60. - HARTFORD CAPITAL FD 6

61. - JFNNJSON VALUE FD 6

62. - METROPOl .ITAN WERS TTL FD o

63. -T ROWE PRICE US TSY FD 6

64. - TCW TOTAL RETUKN rD (,

r,5_ -ALLIANZ Nf'J DIV FD 6

66. -ALLIANZ NFJ DIV FD 6

67. - DWS CAPITAL GROWTH FD 6

6 . - DWS C APIT Al. GROWTII FD 6

J

J

J

J

J

J

]

J

J

T Huy

T Buy

T Buy

T Buy

T Buy

T Buy

T Buy

T Buy

T Buy

Buy

Sold

Buy

Sold

4/23/09 J

4/23109 J

10/6/09 J

4123109 J

10/6/09 J

10/6/09 J

4/23/09 J

4123109 J

4123109 J

4/23/09 J

1016/09 J B

4/23/09 J

10/6109 J A

See next line for sale

See nel<L line for sale

I l11Cl'l1l• G:lin Ce>1k) A .n\IJ)(l(l tir le\ n =Sl,001 -\2."00 c -$1501 - ss.ooo D =SI.POI - !15,000 E =!IVXll - Sl0.000tSn· Cl'IHtllllS n I ;u1<l IY.1 F -s o.001 - s1rm,rliro G ... $100,Dil! - S l ,OOO. f)I)(! 111 = S 1,fJl)(J,oOJ - S5,fX'10,())0 ll2 :i:.More 1h:in S5,000,000

l \':-thu: l'o1ks J :.115,000 or Ir-.;\ K =!15.(l(ll - SIO,lX<l L. =S O.IJOI - SI00,000 M •1100.001 -1250,000ISec Cnlu11111s CI i!C<.l D.l) N S250,00I - S500,0tJtl 0 •·Sl00,001 - su;>0_0()(1 Pl =Sl.'I00.001 - S5,£1fJO.WO P2 =Sl,000,001 - 125,000,000 -

P3 ..,SB,OoO,OOJ - 1'i<J,000,000 P4 =Mnre tht1n \ 0,000.000 J V.d11ci\lc1hr1JCnJr'i Q =.-\ppraL dl H =Cost (Re.al ht:irr Only) S =As ·s nwnl T :..oCashMarktl

($t·:.· Ct1lumn C2) 1J ::f\ook V.:ili.10: v .:.Othc1 W-:-f:stim •c,t

I

p_e_ri_uJ ____ " _r r_c_portmg- e d--1 I

rnm'ddlyy redemption) l T

-- - ---

"'Arp1 m .

I :

FINANCIAL DISCLOSURE REPORT Page 8of12

Name of Person Reporting Date or Report

R.F:INllARDT, STEPHEN R. 06110/2010

VII. INVESTMENTS and TRUSTS - income••• 1, ... transactions rrnc1ut1cs 1h'"' of spouse anu t1epent1en1ehut1m•: ,., pp. N-60 of Jilin:: inr1ructio11s.>

D NONE (No reportable income, assets, or transactions.)

A. Description of Assets

(incJuding 1rus1 asset:>)

Pince "(X)" after each ll >:-.cl

exempt from rrior <lisclo.sure

B. C. D. Income <luring Gros vaJue at er.d j Transactions dunng reporting period

n:poning _ ___ . __

Amount Type (e g.. Value Value Type (e.g. Date Value Gain CuJ · l div.. rent, Code 2 Method buy, sell, Code 2 Code I ' (A-H)

I or int.) (J-P) Code 3 (l P) (A-H)I (I) (2) (I)

I (2)

(I) (2) I (3) 1 (4)

----�- ()=.:'""� - - i

(5) IUenLity of

huycr/sclkr

(ifpriv:ltC

transaction) ____ !

69. - LOOMIS SAYLES BO FD 6

70. - LOOMIS SAYLES BD FD 6

! 71. BROKERAGE ACCOUNT 117 - MERRILL LYNCH IRA -A68

72. - RETIREMENT SERVICES CL 7

I 13. - ML TREND FOLLOWING 7

74. BROKERAGE ACCOUNT #8 - M/L YNCH ACLU DFD COMP IRREV TR -#C08

75. - CMA MONEY FUND 8

76. - BLACKROCK LARGE CAP 8

77. - l3LACKROCK LARGE CAP 8

78. -BLACK ROCK INl'L1\ TION 8

79. - BLACKROCK TNFLATIO"J R

80. - BLACKROCK l;LOl.lAL SMALL CAP 8

81. - ULAC:KlWCK (iLOUAL SMALL CAI' 8

82. -BLACKROCK BD PORTFOl.lO, FORM ERL y INT rm II INST 8

83. - BLACKROCK FUNDAMENTAL 8

84. - BLACKROCK FUNDAMENTAL 8

85. - IlLACKROCK GLOUAL 8

I !u< orne G;un Ctxks A -\1.0UOor Ins (See Cl)lumns n I :mJ D:I)

2 Value Codes {See Columm CJ an<l OJ)

l V:ilue kthc>,I (\1Jcs ($cc Column C1)

F -S50,00t - 1iXl,MO J ""'".-; 15,000 or les3 N - S2''it1,(IO\. S5fl(i,Or)J

l'J "'S.°!5,0(/0,00J ,\ (JJJO(J,(l\)f.I

Q .-I U "'ilo..>1- V;ilu1.:

K

K

K

L

K

ll =11.001 -12,500 (i.-S\00,001 - SIJr00,000 K =SIS,£101 - S50,000 0 =S500JXl! - Sl,000.000

R =Cost (Re:il fa:1m:- Only) V · ()1hc1

Buy

Sold

Merged (with line 43)

Merged(with line 43)

Sold

T

T Buy (add'!)

Sold(part)

T Buy (add' I)

Sold(pan)

Buy (add'))

Sold

T Sold(pa1t)

T Iluy

Sold

(part)

Sold

C =S2,501 - 15 .000 Ill ··11.000,00! • 15,0ilO/MJO L =\50,001 - S!OO,UOO

l'I =Sl.000,001 -S5.000,f100

r4 =More th,1n S fl,000.000

S=<AS CSSl'l}(:fl1 W =Esh1nalcd

4/23109 J

1016/09 J [l

6/15/09 K

6/15/09

6/4/09 K A

4124109 J

10/28/09 K A

10/28/09 K

4!24i09 J A

4/24/09 J

10/28/09 K c

4/24/09 J A

4124109 K

10/28/09 K c

4/24/09 K A

D•l5.00l-$15.f.{)Q ll2 =Mon: tb3r. S5,000.000 M 1100,001 -1250.000 Pl =15.(J(>0,001 - 125,000,(JW

T =Cash J\.farke1

Sec next line for sale

See Nole 3, part VIII

See Note 3, part VIII

See Note 4, port VIII

Name change - see rulumnA

t =11 ).l•ll - s 50.000

----·

I m-1, Co<lc

nsacll n)

!

! --,

:

'91.

i

i I i \

L T '

'

E=Sl5.0o1! $5(1/JOO ·1

FINANCIAL DISCLOSURE REPORT

Page 9 of 12

N:ame of Penon Reporting

REINHARDT, STEPHEN R.

Date of Report

06/10/2010

VII. INVESTMENTS and TRUSTS -- im·Qm•, ...1ue, lrunsodion> (Includes thou of spouu om/dependmt children; SU PP· 14-60 of filing in ..,ru,·tfons.)

D NONE (No reportable income, assets, or transactions.)

I ----·-A. c. D.

Description of Assets Income durjng j' Gross value at end Transactions during reporting period T-n:----· (including trust osseL;) '

I rrponing period ofreponing periodI (I) (2) - (I} - ·1 (i> (4) (5)

Type (e.g.. Valu<·Amount Type (e.g., v 11 )c 1 v e Date I Gain Identity ofPlace "(X)" af\er each "'set Code I I div., rent, Code 2 Metl1od buy, sell. :mm/dd/yy 2 Code I bu)cr/seller jexempt from prior disc lo.sure I I (A-H) or int) (J-P) Code J rcdcmphon) (J-P) (A-II) {1fprwate1

(Q-V.) J_ ··- .

86. - BLACKROCK EQUITY DIVIDEND 8

87. - BLACKROCK GLOBAL ALLOCATION 8

88. - BLACKROCK GNMA INST 8

89. MERRILI, L YNCll -NA llONWIDE ACHIEVER ANNUITY

(Y) 90. BROKERAGE ACCOUNT #9 - MERRIL L

LYNCH 390

- AIG ANNUITY - SUN POLARIS PROTECTOR 9 (Y)

92. - AMERICAN GROWTH FUND 9

. 93. - AMERJCAN GROWTH FUND 9

94. - BLACK ROCK LARGE CAP 9

95. - BLACK ROCK CALIFORNIA 9

I 96. ·EATON VANCE NTL LTD 9

197 - EA TON VANCE AMT FREE 9

93. - EATON VANCE AMT FRFE 9

99. - FJDELITY ADV MUNI 9

100. - FRANKLIN FED INTER TERM 9

101. - FRANKLIN FED INTER TERt-.19

102. ·HARTFORD CAPlTAL 9

L

K

M

K

J

I(

K

K

K

K

J

Buy(add'l)

T Sold(part)

T Buy

T

T Buy

Sold(part)

T Buy

T Buy

T Buy

T Buy

Soldipan)

T Buy

T Buy

Sold(pan)

T Buy

4/24/09 K

10/28/09 K c

10128/09 K

4128109 J

10/6/09 J A

4128/09 J

4/28/09 K

4128109 K

4/28/09 K

10/6/09 J A

4/28/09 K

4/24/[)') K

J0/6/(19 J A

1016109 J

See Note 5, part V!ll

See Note 5, part VIII

,

'... .. - -·

-I. Income Garn Codes A ...51,nOOt11 less B -.\J .001 · '[:!,500 c =\2YH - ss.ono 0=15.001 1 15. fillO

(See Columns U I and D·1) I· •S\fl.001 - SI00.000 <I ==SI00,1101. Sl,Oofl.000 Ill "S 1.000.fXll - $5.llOO.(XlO 112 .:::More than $'),(.M)0,000 2. V;due Codes I==\ I .01>11 or len K "SI I/IOI .)10.!W>O I · 50.001 1100.000 M .:..JI00.001 · $2'i0.000-

II

{See CotunmsC I and ll. J N · 1110.001 • SllXl.flOO O•l\()(l,CX>l · ll.Ol<l,000 1'1 '"·SJ,()IJO,hOJ S\000,000 P2 =-$5,000,001 . S2.'i,000,000 l'l =lli.000.001. SIO.ll00.000 f'.I =More 1h.in 15fl.0i)(J,000

J V.,fuc McthoJ CoJC'!; (S::c (\1lumn Cl)

R :.Co'il {Real i·..,1.1lrOrily) S =As cssmt<nt T =Ca<> J\forkc1Q =-Arpra1sal u .· u,)Ol,; \'ah1c V ·Olhcr W=r:.,1i1natcd

I

i

' J,

I I

I

:�:101ting:�: : n

A.

Code I 1· div., rcn1,

D•I< of Rrport N1me or Penon Reporting FINANCIAL DISCLOSURE REPORT

Page 10of12 REINHARDT, STEPHEN R. 06/10/2010

VII. INVESTMENTS and TR u STS - income. value, transactions (ln<iudes those of spouse anti dependent children; SU PP· 34-60 of filing instruction.<.)

D NONE (No reportable income, assets, or transactions.)

-·· -··

Dcscnption of Assets

B.

Gross v c a1 end r Transaclions dun'. reporting pcrilldIncome during (including tru t assets) reporting period .. ·

(5);Ii Typ l:eg., : :c Identity of l!rnm'ddJyy I V e 1l n;;u t r Typ 2ie g.•PJacc "(X)" aft:r each asset

exempt from prior disclosure buyalsdler(1fpriv.ate

Code 2 Method buy, sell. Code 2 Code I . (A-H) orint.); (J·P) Code 3 ; rcdemp:ion) {J-P) (A·ll)

'(Q-W) trnns::ictmn) __L I

_

103. -JENNISON VALUE FD 9

j 104. -JPMORGAN TAX AWARE9

105. - ALLIANZ NFJ DIVIDEND 9

106. -ALLIANZ NFJ DIVIDEND 9

107. - DWS CAPITAL GR WTH 9

108. . DWS CAPITAL GRWTH 9

109. . COl.Ul'vlBIA LJFEGOAL BALANCED

GROWTH FD9

I 10. MERRJLL L YNCll CHECKING CMA MONEY FUND

Ill. BANK OF THE WEST CHECKING I

I 12. TRUST Ill -TRUST- EXEMPT C

llWSI #2-I I 13. TRUST - NON-EXEMPT C

A

A

E

D

J

K

Interest J

Interest L

Distribution

Dimibu1ion

T 13uy

T 13uy

Duy

Sold

Buy

Sold

Sold

T

T

10/6/09 J

4/28109 K

4/28/09 J

10.'6/0') K H

4128/09 J

1016/09 J B

4/22/09 M A

See next line for sale

See next line for sale

Sec Note 2, part VJJI

Sec Nole I 0, pm1 VIII

Sec Note I I, part Vlll

Sec Nole 6, part VIJJ

Sec Note 7, part Vlll

l Irieom.: C.1111 CoJ.: . A ""Sl.000 nr less B •ll.001 - S:?, 00 c •12,501 • ll.000 [) •$5.001. 115,(1(;) I-. •)15,001 • !50.lliA1 (Sl'l' L"olurnm Bl and D4) r =S o.001 - SJOo,uoo G ,...$100,001 - SI ,ooo.ono 111 -s1 .ooo.001 - ll.O<Xl,O< l H2 =More lfum S ,000.000

2 V,1lur Codes J :..S 15,000 i)r less i; •115.001·150,000 L•SS0.001-1100,000 M .. . ·s100.Q.'J 1 -12rn.ooo (Sec Cv/:intm Cl anJ 0)) N · SHOJlfll - Sl00.0<'1 0 •SS00.001 • 11.000.t>O<> Pt · $1.0!XJ,(l{JI - SS,000,1)(1() P'2 •'S5,000,00I • $25,0flll,0(�1

P.l =U .C«•.001 - S50.0o0,M!) r .. ,_Mure 1h:rn $50,000,()()()

J Vah1l· k1hotl C<.Jt'.ll. Q=Appr:mOJI R :rC<1 1 (Rl'al E'ilatc Onl1) S-'Asst"ssmcnt T •Cash M<1rh1 l:>ee ColumoC2) U Boolr. Vhluc V 01hcr W ·E,;timated

- . i

Name of Person Repor1ing Oare of Rtport FINANCIAL DISCLOSURE REPORT

Page 11 of 12 REINllARDT, STEPHEN R. 06/10/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndjcoteportnfReport)

NOTE I: Part VII, line 4 - Federated American Leaders Fund became Federated Clover Value Fund as a resull of a merger. Thus, no "buy" entry on line 4, column 1, section D ..

NOTE 2: Part VII, lines l 2, 13 aml I 09 - Columbia l. i fcgoal Fund was transferred to brokerage account #9 prior to it's 2009 sak. Sec line I 09 for sale.

NOTE 3: Part VII, lines 71 and 72 - Brokerage account 117 was closed and the IRA funds were rolled into brokerage account #6. Brokerage account #6 is reflected on lines 43 (header line only). through line 70.

NOTE 4: Part VII, line 74 - There is no year end value rclkctcd 011 this line. This l ine is a header line only for brokerage account 118, with respect 10 the assets listed on lines 75 thorough 88. In the prior year 2008, the year end value of this brokerage account was inadvertently reflected on both the header line and within each asset detail that followed. Thus in 2008, the year end value of this brokerage accounr was in effect , doubled up. The line reference for where this occuned is part VII, lme 69 of the 2008 report.

NOTE 5: Part VII, lines 89 and 91 - The Nariunwidc annutiy on line 89 was acquired by way of an exchange that occurred in 2008. TI1e AIG Sun Polaris annuity from line 91 was exchanged for the Nationwide annuiry on 10/22/08, but rhc 2008 report still reflected it as AIG Sun Polaris al year end 2008 (see part VII, line 79 of the 1008 r<port). Nu cash income from the annuiry was received in 2009.

Trust Excmpr C contain.< hrokcragc account 113, CNB 400 reflected on lines 14 (header line only) through 29. The trust also holds the pa1tnership mtcresLs "'Acacia Partners. l.P and Poetic License Partners, LP, on lines 30 and 31. NOTE 6: Part VII, line 11 •

NOTE 7: Part VII, line 113 - Trust Non-Exempt C contains brokerage account #5 CNB 300 reflected on lines 38 (header line only) through 40.

NOTE&: Part VU, lines 2, 5. 9, IO. 39 and 40, under Sccrinn n, column 2 - l'or Goldman Sachs Financial Sqr funds 506 and 468, as well as CNI Charter Fund>. the date 2009 was reflected because there was no 'pecific date to disclose. These are money market sweep accounts where buys and sells occur throughout the year.

NOTE 9: Part VII, line 30, section D, column l - For Acacia Partners. because distributions occurred throughout the year, there was no specific date to disclose.

NOTE JO: Part VII, line 110 - This checking account was inadvertently omitted from the 2008 disclosure repon.

NOTE 11: Part VII, line 111 - This checking acrnunt was inadvertently omitted from the 2008 disclosure repon.

--- --- -----

Name of Person Reporting Dal• of Report FINANCIAL DISCLOSURE REPORT

Page 12of12 REINHARDT, STEPHEN R. 06/10/2010

JX. CERTJFICATJON.

I certify that all informatio n given above (including information pertaining to my spouse and minor or depend enI children, if any) is accurate, true, and comp let e to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory pro isions permitting non-disclosure.

J further certify that earned Income from outside employment and honoraria and the acce ptance of gifts which have been reported are in ·

compliance with the pro\'isions of S U.S.C. app. § 501 ct. seq., S U.S.C. § 7353, and Judicial Conference regularions.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFJF:S OR FAILS TO FILF. THIS REPORT MAY BE SUB.JECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

HUNG INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-30 I One Columbus Circle, N.E. Washington, D.C. 20544

Signature__;