removals of licensed persons/registered institutions … · 2015-01-02 · agarwal ashish azw911...

REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 12/2014

CE Name CE No. Licence Type Types of Regulated Activity

Alceda Asia Limited BAO403 Licensed Corporation 1, 4

BOCI Asset Management Limited ACC584 Licensed Corporation 1, 4, 5, 9

Capital Research Company AFA645 Licensed Corporation 9

Essence International Financial Holdings Limited ADS612 Licensed Corporation 1

Gottex Fund Management (Hong Kong) Limited AMJ805 Licensed Corporation 9

Korea Investment Management Asia Limited ASY651 Licensed Corporation 1, 4, 9

Octuple (Hong Kong) Limited AYJ871 Licensed Corporation 9

PDT Partners (HK) Limited AZI967 Licensed Corporation 9

Prince Capital Management Limited AQI380 Licensed Corporation 4, 9

RPS Investment Limited AEI870 Licensed Corporation 1

Shun Loong Futures Limited AAX444 Licensed Corporation 2

SK Securities Hong Kong Limited AYJ674 Licensed Corporation 1, 6

Sun Yi Company Limited AQE451 Licensed Corporation 2

Tenacity Partners Limited AVH224 Licensed Corporation 1, 4, 9

TT International (London) Limited AQX013 Licensed Corporation 9

Tyche Group Limited AGW133 Licensed Corporation 4, 9

WEBB Hong Kong Limited BBZ354 Licensed Corporation 1, 2

- Navita AWA227 Licensed Representative 1, 2

AGARWAL Amit ALY688 Licensed Representative 1

AGARWAL Ashish AZW911 Licensed Representative 1, 2

AGDAMAG Sandra Chanco ATW322 Licensed Representative 1

AMIR Faridah BDJ450 Licensed Representative 1, 4, 9

BANDY Kristian Therese BAG212 Licensed Representative 4

BANSAL Mamta ATJ463 Licensed Representative 1, 2

BAO Jingyi BBU790 Licensed Representative 1, 4

BARNES IV Edwin Alonzo ATT837 Licensed Representative 1, 2

BEATTIE Russell William ALI346 Licensed Representative 1, 2

BENDALL Mark Adrian ASI295 Licensed Representative 1

BERCHTOLD GREGORY MICHAEL BBS591 Licensed Representative 1, 6

BLECHSTEIN Annett ALT771 Licensed Representative 4

BOOKOUT Thomas Roger ADU702 Licensed Representative 4

BRADER-ELLIS Alice Maria APO038 Licensed Representative 1, 4, 9

BUT Yuet Yee AXT589 Licensed Representative 1, 4

BUTLER Gabriel Joseph AOY181 Licensed Representative 1, 2, 4, 5, 7

CAO Hui AVM093 Licensed Representative 4

CAO John AKW734 Licensed Representative 1, 6

CHAI Nan AWQ109 Licensed Representative 1, 6

CHAN Cambie Kam Pui BBD735 Licensed Representative 4, 9

CHAN Chun Hin BCO771 Licensed Representative 1, 2

CHAN Chung Kin AGD788 Licensed Representative 1

CHAN Derrick BDE476 Licensed Representative 1, 4

CHAN Eddy Cheng-Chuan ANH886 Licensed Representative 1, 4, 6

CHAN Hiu Kei AXG762 Licensed Representative 1, 6

CHAN Ho Yan, Ada AFH091 Licensed Representative 1

CHAN Hoi Fan AGB682 Licensed Representative 1, 2

CHAN Hugo Hiu Fung AXR610 Licensed Representative 1, 4, 6

CHAN Joseph Oscar AZM996 Licensed Representative 1, 4

CHAN Ka Cheong AWL330 Licensed Representative 1

CHAN Ka Keung AEU617 Licensed Representative 1

CHAN Ka Lai ALS375 Licensed Representative 1

CHAN Ka Yip AHD697 Licensed Representative 1, 2

CHAN Kai Chung ATN127 Licensed Representative 1, 2

CHAN Kin Ming BCY572 Licensed Representative 1

CHAN Kwai Fung AYI186 Licensed Representative 1

CHAN Kwok Wa BCF804 Licensed Representative 1

CHAN Lai Ping, Carolina ANA832 Licensed Representative 1, 2

CHAN Man Ling, Jackie BCI524 Licensed Representative 1

CHAN Ming Lok BBI094 Licensed Representative 1

CHAN Pui Ka ARR599 Licensed Representative 1, 6

CHAN Shui King AVT441 Licensed Representative 1, 4

CHAN Terence Sai Kid ALN663 Licensed Representative 1, 2

CHAN Wai Kin ATR859 Licensed Representative 1, 2

CHAN Yuen Kwan AWL095 Licensed Representative 1, 9

CHANG Andrew Inhyuk AMJ738 Licensed Representative 9

CHANG Yuan AST179 Licensed Representative 4, 9

CHANG Yung-yin ANP997 Licensed Representative 1, 2, 4, 5

CHEN Hong AGN022 Licensed Representative 4, 9

CHEN Mu-Hsuan AWI094 Licensed Representative 1, 4, 9

CHEN Qian AYH384 Licensed Representative 4

CHEN Wei BBS499 Licensed Representative 1

CHEN Xiaqin BBS470 Licensed Representative 1, 2, 9

CHEN Yi Chieh AXH170 Licensed Representative 10

CHEN Yilu AOS433 Licensed Representative 1, 6

CHEN Yin BAC534 Licensed Representative 6

CHEN Yue BAA910 Licensed Representative 1, 6

CHEN Yunze BAH718 Licensed Representative 6

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CHENG Ki Sum AXU779 Licensed Representative 1, 9

CHENG Lai Hing AHS838 Licensed Representative 1

CHENG Sau Har, Stella AFR496 Licensed Representative 1

CHENG Sau Sze, Philip AEP675 Licensed Representative 1

CHENG Shing Wai AWX138 Licensed Representative 1, 2

CHENG Ta-cheng BCV149 Licensed Representative 1, 4

CHEONG Seok Mo BAK934 Licensed Representative 4, 9

CHEUNG Chun Wai AYT961 Licensed Representative 1

CHEUNG Hoi Cheung, Tony ARV302 Licensed Representative 1

CHEUNG King Lung AQC875 Licensed Representative 3

CHEUNG Suet Kam AYZ450 Licensed Representative 1

CHEUNG Tsz Ming BBB497 Licensed Representative 1, 4

CHIANG Kuang An BBK318 Licensed Representative 1, 6

CHIK Tsz Wai BBZ388 Licensed Representative 1

CHIM Ting Ting, Elaine AHD904 Licensed Representative 1, 2

CHIN Hung Tung BCQ140 Licensed Representative 9

CHOI Hing Tai AEH565 Licensed Representative 1, 2

CHOI Man Wing AOV139 Licensed Representative 1

CHOI Pang Fei ARO662 Licensed Representative 1

CHOI Pomjin BDG911 Licensed Representative 1, 4, 6

CHOI Quinton AOV905 Licensed Representative 1, 6

CHOI Shuk Yi BBV014 Licensed Representative 1

CHOI Wai Ching, Carmen AMK228 Licensed Representative 4, 9

CHOI Young Wook BBI865 Licensed Representative 9

CHOU Tsz Mei BAM430 Licensed Representative 6

CHOW Lai Yee BDJ562 Licensed Representative 1, 2

CHOW Tak Chun, Alfred AER298 Licensed Representative 1

CHOW Yick Ky BAU417 Licensed Representative 1, 4, 9

CHOY Hoi Yan APX164 Licensed Representative 1, 2

CHU Chun Kit BBJ199 Licensed Representative 1, 9

CHU Hon Chiu ARI991 Licensed Representative 4, 9

CHU Siu Pan AEU606 Licensed Representative 1

CHU Wai Shan, Tiana AIZ257 Licensed Representative 1

CHUAH Hong Leng AXD735 Licensed Representative 1, 4, 9

CHUANG Ya-lan ANQ246 Licensed Representative 1, 2, 4, 5

CHUI Garvey Wen-xi BBS693 Licensed Representative 1, 2

CHUN Jongbo BDR033 Licensed Representative 1, 2

CHUN Michelle Young-min BBE979 Licensed Representative 3

CHUNG Howard Hau AUZ502 Licensed Representative 1, 6

CHUNG Wai Shun AGD767 Licensed Representative 1

CHUNG Yiu Yan Elaine AVG630 Licensed Representative 1, 2

CHUNG Yu Hang BDC811 Licensed Representative 1, 4

COLVIN Scott John BBM297 Licensed Representative 1, 4, 6

DAIMER Andreas Roland Baldur AZF864 Licensed Representative 1, 4, 6

DEMEKHINA Kateryna AVF431 Licensed Representative 1, 4, 9

DOONG Chui Yee, Wendy AEU516 Licensed Representative 1, 2, 4

DORE James Anthony AML303 Licensed Representative 1, 2

DORSETT William Robertson BAD879 Licensed Representative 1, 2

DUAN Xiongfei ATL403 Licensed Representative 4, 9

DYUS Hugh Gordon ABM824 Licensed Representative 1, 4, 9

FAHLIN Anders Jimmy AZF343 Licensed Representative 9

FAN Chao BCK235 Licensed Representative 1, 6

FENG Xue AQA574 Licensed Representative 4

FENG Yahui BAA252 Licensed Representative 1, 2

FOK Po Suen Felix AYF096 Licensed Representative 1

FONG Shuk Yee AML637 Licensed Representative 1, 2

FOO Sung Way Nigel AVY265 Licensed Representative 4, 9

FORSMAN Elisabeth Wang BCW890 Licensed Representative 1, 4

FOX Katherine Louise Alban ANE040 Licensed Representative 1, 2

FUNG Hon Kau, Nelson AEM745 Licensed Representative 1

FUNG Shuk Man AVF222 Licensed Representative 4

FUNG Shun Kam ABA629 Licensed Representative 1

GELBER Randy Scott ACR602 Licensed Representative 1, 4, 6

GONG Tiancheng AYO608 Licensed Representative 4

GRUTZNER Hans Christopher BBB475 Licensed Representative 1, 4, 6

HA Ka Yan ANK949 Licensed Representative 1, 4, 9

HA Suk Yee AIZ645 Licensed Representative 1

HAO Yafei APL464 Licensed Representative 1

HART Matthew Edward AUI290 Licensed Representative 1, 4

HAVRANEK Olivia Margaret BAX468 Licensed Representative 1, 2

HE Li AUL729 Licensed Representative 1, 6

HE Rusi AVH508 Licensed Representative 1, 4

HE Yuming AVC261 Licensed Representative 1, 6

HENZE Frank AWQ625 Licensed Representative 1, 4

HERRON Andrew Clarke BAV571 Licensed Representative 1, 4, 9

HILTON Vanessa Catherine AXH204 Licensed Representative 1, 2, 7

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HO Carmen BBJ878 Licensed Representative 1

HO Chin Kuen BBQ492 Licensed Representative 1

HO Goldie Lok Sum AVS902 Licensed Representative 1, 2

HO Jeffrey Lit Wun AZP198 Licensed Representative 1, 2

HO Mei Yi, Helen AFV082 Licensed Representative 1

HO Oi King AEP670 Licensed Representative 1

HO Ping Nga, Derek AFU158 Licensed Representative 1, 4

HO Pui Yu BBT276 Licensed Representative 9

HO Shuet Ling, Grace ASC851 Licensed Representative 1

HONG Shi BAL535 Licensed Representative 1, 2

HORN Thomas Marshall AGC021 Licensed Representative 1, 2, 6

HSIAO Tung-Jen AYQ115 Licensed Representative 1

HSIEH Wai Sum, Tiffany BBA757 Licensed Representative 1

HSUEH Ching Ling BAG265 Licensed Representative 1

HU Jin BAB456 Licensed Representative 1

HUANG Aobo AZC764 Licensed Representative 6

HUANG Chi Chen AWL536 Licensed Representative 1

HUANG Hongjun AYV266 Licensed Representative 2

HUANG Jiaying ALF260 Licensed Representative 4

HUANG Qi AXW973 Licensed Representative 4

HUEN Kam Yin ARE733 Licensed Representative 1

HUI Sheung Yin, Daniel AGC425 Licensed Representative 4, 9

HUI Yan Ming, Samuel BAU265 Licensed Representative 1, 2

HUI Yee Yung, Stephen ACV831 Licensed Representative 1, 4

HUNG Mei Yuk AOD439 Licensed Representative 1

HUNT Heather Anne BAD850 Licensed Representative 1, 6

IP Lai Ki Rachel AZG028 Licensed Representative 4, 9

IP Lai Mei, Millie AEP646 Licensed Representative 1

IP Tai Yui AQM667 Licensed Representative 1

JACKSON Joseph Lawrence ADB876 Licensed Representative 1

JAMAUX Pierrick BDC125 Licensed Representative 1, 2

JEONG Joseph Chu AEY997 Licensed Representative 1

JIN Dayong BBJ693 Licensed Representative 1

JOHNSON Kendall Murfree AXH202 Licensed Representative 1

JUNG Jae Young BEB755 Licensed Representative 1

KALOGIROU Paul Robert ANQ257 Licensed Representative 4

KAM Man Wai BBK676 Licensed Representative 1, 2

KAN Mei Ki, Maggie BBA273 Licensed Representative 1

KEMPER Moritz ART683 Licensed Representative 4

KEUNG Kevin Shun-ben BAH498 Licensed Representative 1, 6

KHAN Asad Rahman AUS963 Licensed Representative 1

KHARE Vipin APW216 Licensed Representative 1

KIANG Kam Pui BBN271 Licensed Representative 1

KIM Dosung AZV602 Licensed Representative 1

KIM Janet Jung In ATO846 Licensed Representative 1, 6

KITAMURA Issei AQQ028 Licensed Representative 4

KO Chi Chiu AUB463 Licensed Representative 1

KO Lok Ling BAF268 Licensed Representative 4

KO Wai Lam AOS065 Licensed Representative 1, 4

KU Kwan, Patrick AUR318 Licensed Representative 1, 6

KUANG Zheng AVS739 Licensed Representative 1

KWAK Hyunjoo ATN279 Licensed Representative 1, 6

KWAN Chi Keung ANQ087 Licensed Representative 1

KWAN Hoi Ngai, Michael ANT542 Licensed Representative 3

KWAN Michael Cheuk Kin BAC515 Licensed Representative 9

KWOK Chi Wah AAA601 Licensed Representative 1, 2

KWOK Chi Wai ANA838 Licensed Representative 1, 4, 9

KWOK Chor Ming AAB838 Licensed Representative 1

KWOK Samuel Ming Sum AVL823 Licensed Representative 4

LAI Hon Wa, David BCY715 Licensed Representative 1, 2

LAI Kwun Yan AVA756 Licensed Representative 1

LAI Wing Nok AOS644 Licensed Representative 1, 4

LAM Cham ARA670 Licensed Representative 1, 4

LAM Che Chuen AGJ652 Licensed Representative 1

LAM Hoi Yan ASD448 Licensed Representative 4

LAM Ka Kit BBE483 Licensed Representative 1

LAM Long Tin AYQ835 Licensed Representative 1, 2

LAM Lung, Edward AXE055 Licensed Representative 1, 4

LAM Nga Man BBJ929 Licensed Representative 1

LAM Shau Ting, Loretta ALQ408 Licensed Representative 1

LAM Shuk Ki BAH890 Licensed Representative 1

LAM Sze Man AXT415 Licensed Representative 2

LAM Wai Chun ASM382 Licensed Representative 3

LAU Chun Ming BDD494 Licensed Representative 1, 4

LAU Guo Qiang BCR970 Licensed Representative 10

LAU Raymond AJK499 Licensed Representative 1, 2

of 14



LAU Sau Fung AVA603 Licensed Representative 1

LAU Suk Yu AAG214 Licensed Representative 1, 2

LAU Yee Man, Fanita AAC708 Licensed Representative 1

LAU Ying Tung ATD665 Licensed Representative 1, 6

LAW Yin Ping, Sandy ADB146 Licensed Representative 9

LEE Hsin Yin AXO430 Licensed Representative 1, 2

LEE Jae Woo AZK202 Licensed Representative 10

LEE James ARE814 Licensed Representative 9

LEE Ka Kit, Carrie AIL104 Licensed Representative 1

LEE Ka Lim AXG753 Licensed Representative 1, 4, 5

LEE Man Chi, Helen APF824 Licensed Representative 4

LEE Rebecca AXO695 Licensed Representative 1, 6

LEE Sau Kuen, Dora ADC635 Licensed Representative 1, 6

LEE Sze Ting BCD051 Licensed Representative 1

LEE Wang Kwong AFS914 Licensed Representative 1, 6

LEE Wing Kea, Peggy ADH933 Licensed Representative 1, 2

LEUNG Felix Tingtsun AXV405 Licensed Representative 1, 6

LEUNG Kai Pong BCG375 Licensed Representative 2, 3

LEUNG King Sin, Yolanda AGO053 Licensed Representative 1

LEUNG Po Yee, Jessie AEM468 Licensed Representative 1, 2

LEUNG Pui Ming ALQ818 Licensed Representative 1

LEUNG Wilton Wing-Chun AYI713 Licensed Representative 6

LEUNG Wing Kin AGJ948 Licensed Representative 1, 3

LEUNG Yuk Shan AVL828 Licensed Representative 1

LEVEN Hans Johan AGR742 Licensed Representative 1

LEWIS Jared AYD197 Licensed Representative 1, 2

LI Chi Lung AZL751 Licensed Representative 1

LI Ci BDR232 Licensed Representative 1

LI Hongpeng AWT344 Licensed Representative 4

LI Kok Kan BCZ817 Licensed Representative 4

LI Lai Yee AIP435 Licensed Representative 1

LI Lok Yin AXL864 Licensed Representative 1

LI Minwen BCM903 Licensed Representative 1, 2, 4, 9

LI Wendy Jing Yi AXS064 Licensed Representative 1, 9

LI Xiang BAA898 Licensed Representative 1, 6

LI Yiu Wing AXH939 Licensed Representative 1, 4

LI Yuen Ching ALA762 Licensed Representative 1

LI Zhilei BBT881 Licensed Representative 1

LI Zhongxia ATM959 Licensed Representative 1, 6

LIANG Zibin BBT510 Licensed Representative 1, 2

LIAO Xiaolong AOS344 Licensed Representative 9

LIEU Elisa AQV790 Licensed Representative 1, 4, 5

LIM Fung Teck Ivan AYW366 Licensed Representative 1, 6

LIN Mei-shu BAD773 Licensed Representative 1, 4

LIN Tiyuan AUZ758 Licensed Representative 1, 2

LIN Ya-ling ANP999 Licensed Representative 1, 2, 4, 5

LIN Zhuangsheng BBA908 Licensed Representative 9

LING Hing Cheung AWN388 Licensed Representative 1

LIU Chun-tien ASD619 Licensed Representative 1, 6

LIU Kwok Chuen AOB584 Licensed Representative 1

LIU Ngo Tin BAD781 Licensed Representative 1

LIU Qi BAC158 Licensed Representative 1, 6

LIU Yifei APK030 Licensed Representative 1, 4, 9

LIU Ying ATO768 Licensed Representative 1, 4, 6

LIU Yu AYH745 Licensed Representative 1, 6

LIU Yuwen ANQ964 Licensed Representative 6

LIU Zihe BAA896 Licensed Representative 1, 6

LO Yi Wa, Eva BAT888 Licensed Representative 1

LOBEGEIGER Philip ALP744 Licensed Representative 1, 2

LU Jeffrey Jiefei BAA395 Licensed Representative 1, 6

LU Liqin AMJ802 Licensed Representative 6

LU Yang AXX706 Licensed Representative 1, 4

LU Zhong Yi BAB138 Licensed Representative 1, 4, 6

LUI Ho Yeung ASP477 Licensed Representative 1

LUK Yiu Hang AEV949 Licensed Representative 1

LUO Ziyin BBU296 Licensed Representative 1

LYNCH Michael Joseph AYW249 Licensed Representative 4

MA Chao BBS855 Licensed Representative 1, 2

MA Chin Hung AAW169 Licensed Representative 1

MA Kam Chuen AAW418 Licensed Representative 1

MAALIKOUM Abdelouahd AZU652 Licensed Representative 1

MAHOMED Ferheen ANG990 Licensed Representative 1

MANSE Alexander Patrick BAC089 Licensed Representative 1

MANSURI Arif Ahmedbhai AQJ550 Licensed Representative 1, 2

MARCUS Jacob Daniel AZG025 Licensed Representative 1, 4

MATSUZAKI Akio APB475 Licensed Representative 1, 9

of 14



MCGANN Carl Nelson AMB206 Licensed Representative 9

MEI Qianwen BAH855 Licensed Representative 1, 4, 9

MI Yezhou AOB434 Licensed Representative 4

MIKOSHIBA Shiro ARG492 Licensed Representative 4

MILLER James Ian Mac Gregor AWH546 Licensed Representative 1, 2

MIU Cheong Lam AVD087 Licensed Representative 1, 2

MOHI-UDDIN Syed Mansoor AYU637 Licensed Representative 4

MOK Ka Yee, Lydia ASD450 Licensed Representative 1

NEWMAN Neil Lionel ABF170 Licensed Representative 1, 4

NG Chun Nok AXL883 Licensed Representative 1

NG Ka Lun, Galant ASH960 Licensed Representative 4

NG Ka Yu AWX222 Licensed Representative 1

NG Kai Yui BDJ956 Licensed Representative 1, 2

NG Kit Yee AGJ861 Licensed Representative 1

NG Wai Ming, Anthony ALI459 Licensed Representative 1

NI Xiaochun BAA082 Licensed Representative 1, 4

NICHOLSON John Marshall AID049 Licensed Representative 4

NING Hoi Wah BAU476 Licensed Representative 1

NORTH Michael Joseph BBH684 Licensed Representative 2

OHARA Ren AXX088 Licensed Representative 1

OHIRA Yuko AGJ778 Licensed Representative 1

ONG Alvin Ying Yi BBT696 Licensed Representative 1, 4, 9

OO Xiaohui, Alvina APH870 Licensed Representative 1

O'SHEA Daniel John AQD326 Licensed Representative 1

O'SULLIVAN Denis Patrick AJD522 Licensed Representative 1, 2

OUYANG YIFENG BBS674 Licensed Representative 1, 6

PADMANABHAN Yogesh AXZ061 Licensed Representative 4, 9

PANG Kun Lai AFT331 Licensed Representative 1

PARRY Giles Hubert AHN533 Licensed Representative 1

PARTNOW Philip BBE388 Licensed Representative 6

PATEL Amit AOT743 Licensed Representative 1

PEACOCK Trey Jamal BBP299 Licensed Representative 1, 2

PEELE Benjamin Jason Sebastian AZY139 Licensed Representative 1

PELANT Heather Leigh BAE886 Licensed Representative 1, 4, 9

PENG Suiqing AWY557 Licensed Representative 2

PHANUSSOPAKUL Pattawan BBU886 Licensed Representative 4

PLIMACK Andrew Michael ALL240 Licensed Representative 1, 2, 7

POERWANTO Sharon Christine ARD330 Licensed Representative 1

POLGE DE COMBRET Marguerite Prune C. AUV736 Licensed Representative 6

POON Geoffrey ABS047 Licensed Representative 2

POON Kai On APK763 Licensed Representative 1

POON Kin Lung BAF832 Licensed Representative 1, 2

POON Yee Yan AWD508 Licensed Representative 1

PUTNAM David Paul AFU548 Licensed Representative 1, 4, 6

RADZKI Michael AUE954 Licensed Representative 1, 2, 4, 5

RIGAUD Emmanuel Andre Marie AXD845 Licensed Representative 1

ROCHE Thomas Damian AVD836 Licensed Representative 2, 5

SAM Wan Yiu AQY762 Licensed Representative 1, 2

SHAM Estee M.Y. BBR085 Licensed Representative 1

SHAM Ying Wah AFZ230 Licensed Representative 1

SHEN Chun Yu BAH994 Licensed Representative 1, 4, 9

SHEN Danni AZQ353 Licensed Representative 6

SHORI Tanuj APW426 Licensed Representative 4

SHUM Cheuk On BCV532 Licensed Representative 1

SINGH Raj Kumar AYD306 Licensed Representative 1, 9

SIU Chi Ming AJE017 Licensed Representative 6

SIU Kai Yung BBN902 Licensed Representative 1

SIU Yie Tai ARG185 Licensed Representative 1, 4, 9

SO Adam Chunfung AMJ236 Licensed Representative 1, 6

SO Han Meng Julian APR795 Licensed Representative 1, 6

SO Ming Tak, Ivan ARO134 Licensed Representative 1, 4, 9

SO Tung Yin, Quincy BAB304 Licensed Representative 10

SO Wai Yin, Irene AFY986 Licensed Representative 4, 9

SO Yin Ping, Edna AEV757 Licensed Representative 1

SONG Yuxi BCC505 Licensed Representative 1, 6

SOOD Nishant AUG268 Licensed Representative 1, 4

STUEDLEIN Maximilian E AVA044 Licensed Representative 1

SU Su-hsuan AXQ581 Licensed Representative 4, 9

SUN Ping BBJ614 Licensed Representative 1, 4, 9

SUN Wei AVI019 Licensed Representative 1, 6

SUN Yining BBU710 Licensed Representative 1, 6

SUNG Joseph Chieh AXY856 Licensed Representative 1, 6

SZE Cho Man, Colin AAE164 Licensed Representative 1, 2

TABBUSH Daniel Lawrence ANK169 Licensed Representative 4

TAI Yeuk Yu ARE354 Licensed Representative 1, 4

TAM Ces'ario Selwyn AUN337 Licensed Representative 1, 2

of 14



TAM Kevin Kinwing AVU956 Licensed Representative 1

TAM Lap Hang, Eli AOO211 Licensed Representative 1

TAM LAU Chi San, Tina AER306 Licensed Representative 1

TAN Qizhi Eugene AYQ698 Licensed Representative 6

TANG Justin Pakson ATY280 Licensed Representative 4

TANG Kwan Hap APC869 Licensed Representative 1, 2

TANG May See, Michelle AWW061 Licensed Representative 1, 4, 9

TANG Nui On, Doris AFI591 Licensed Representative 1

TANG Pey-Shiuan BAD857 Licensed Representative 1, 6

TANG Po King, Winnie AEV695 Licensed Representative 1

TANG Siu Kwan, Joan ANN279 Licensed Representative 1, 2, 4, 9

TANG Wing Wo, Stanley AEE789 Licensed Representative 1

TANUJAYA TJIOENG Johny AWN206 Licensed Representative 1

TENG An Chi BAA908 Licensed Representative 1, 6

THOMAS Sarah Margaret BDP499 Licensed Representative 1

TITHERINGTON Richard Edward ABF493 Licensed Representative 4, 5, 9

TOM Edward ANF158 Licensed Representative 1, 2, 7

TONG Hing Yuen, Michael AAE077 Licensed Representative 2, 3

TONG Kwok Fai Alferd AWC510 Licensed Representative 1

TREACY Shaun Reginald AWO648 Licensed Representative 6

TSANG Chun Kit Terence BEF388 Licensed Representative 1, 6

TSANG Thomas Cheuk Man AWM801 Licensed Representative 1, 4, 6

TSE Albert Yeuk Kuk AUQ329 Licensed Representative 1, 6

TSE Maria AKN224 Licensed Representative 1, 6

TSUI Hoi Lam, Olivia APU631 Licensed Representative 1

TSUI Lai Chu, Estella AQM547 Licensed Representative 1

TSUI Po Tai BCK197 Licensed Representative 1, 2

TSUI Wai Hin Erwin AZR721 Licensed Representative 1, 4, 9

URQUHART David Stuart ADQ869 Licensed Representative 4, 9

VERMA Abhishek AVH168 Licensed Representative 1, 2

WAH Chun BBN718 Licensed Representative 1, 2

WAI Man Chik BAN002 Licensed Representative 1, 4

WAI Tan Ha AYC170 Licensed Representative 1, 9

WALKER Alicia AWD560 Licensed Representative 1, 2

WAN Chung Chui BCK716 Licensed Representative 1, 4, 9

WAN Hoi Yan BBJ820 Licensed Representative 1

WAN Ka Kit BCX907 Licensed Representative 1

WANG Jin BAD901 Licensed Representative 1, 4

WANG Jingchong ARN060 Licensed Representative 1, 2

WANG Meng-Heng AXZ495 Licensed Representative 1, 4

WANG Peng BBN741 Licensed Representative 4

WANG Ruiqi ASP497 Licensed Representative 1

WANG Wentao BAB124 Licensed Representative 1, 6

WANG Xiaojie ARB168 Licensed Representative 1

WANG Yan AWM002 Licensed Representative 1, 4, 9

WANG Yingchuan AQE314 Licensed Representative 1, 2

WANG Zun AXV674 Licensed Representative 1, 9

WAT Hiu Ching AMZ188 Licensed Representative 4, 9

WATANABE Hiroaki AEJ688 Licensed Representative 1, 7

WEI Qiang AMH021 Licensed Representative 4

WEN Yisi BAD892 Licensed Representative 4

WHITECROSS Stuart James AVX037 Licensed Representative 9

WILLS Thomas Duncan BDJ185 Licensed Representative 1

WONG Arthur Siu On AFP365 Licensed Representative 4

WONG Chi Man BCZ174 Licensed Representative 1, 4

WONG Chi Tat AWE140 Licensed Representative 1

WONG Ching Wai BBR459 Licensed Representative 1, 4

WONG Chun ANL995 Licensed Representative 1, 2

WONG Chung AZM828 Licensed Representative 1, 4, 6

WONG Fu Lung AQR002 Licensed Representative 1

WONG Hing Kin AFO849 Licensed Representative 1

WONG Ho AGT954 Licensed Representative 1

WONG Ka Fat, Alfred ALI463 Licensed Representative 1

WONG Ka Man AFQ602 Licensed Representative 1, 2

WONG Kin Man AAH570 Licensed Representative 1, 2

WONG Kit Fong AOT921 Licensed Representative 9

WONG Kwei Hoi BDJ773 Licensed Representative 1, 4

WONG Kwok Keung ALL320 Licensed Representative 1, 2

WONG Lin Shing ABN519 Licensed Representative 1

WONG Ngai Wang AQJ820 Licensed Representative 1

WONG On Kay, Angel AEI267 Licensed Representative 9

WONG Shing Chi AOS348 Licensed Representative 1, 4, 9

WONG Shun Leung AYW732 Licensed Representative 6

WONG Siu Lam Osman AYS377 Licensed Representative 9

WONG Sze Yuen AZW205 Licensed Representative 1, 2, 4, 5

WONG Wing See AXZ982 Licensed Representative 1, 6

of 14



WOO Chun Hey, Adrian ASP237 Licensed Representative 1, 2, 3

WU Yongqiang BBS875 Licensed Representative 1

XIA Ping AMQ948 Licensed Representative 4

YAM Tsz Chun AQC811 Licensed Representative 4

YAN Hao AVV975 Licensed Representative 1

YAN Men Hin AZF773 Licensed Representative 1, 2

YAN Shuk Ching, Vanessa AKO763 Licensed Representative 1, 4, 9

YANG Bei AVV546 Licensed Representative 1, 6

YANG Jin Ho BAA909 Licensed Representative 1, 6

YANG Nanxiang AYJ777 Licensed Representative 4

YANG Xiaoxia BAM743 Licensed Representative 4

YAO Angelina See Mun AJD521 Licensed Representative 1, 4, 9

YAO Qianlin BDW164 Licensed Representative 1

YAP Soon Yeong BDY740 Licensed Representative 1

YAU Hiu Na APY321 Licensed Representative 1, 2, 4

YAU Lai Ying Kinnie AYY814 Licensed Representative 1, 4, 9

YEUNG Ming Him ANL003 Licensed Representative 1

YEUNG Ming Hung ATP156 Licensed Representative 1

YEUNG Wing Yan BAS651 Licensed Representative 1, 2

YIM Pui Shan, Kiev ARL113 Licensed Representative 1, 2

YIP Chi Yan, Christopher ALF219 Licensed Representative 4, 9

YIP Chin Wai AGD611 Licensed Representative 1

YIP Ka Lam AJA184 Licensed Representative 1

YIP Sai Man, Simon AQB141 Licensed Representative 1, 2, 5

YIU Chi Chung ACR621 Licensed Representative 1, 4

YONES Douglas Michael AZF234 Licensed Representative 1, 4

YU Chun Wai ATC259 Licensed Representative 1, 2

YU Hechen BBV022 Licensed Representative 1, 6

YU Hing Chun ARP333 Licensed Representative 1, 2

YU Pui Tak AOY583 Licensed Representative 9

YU Tsz Sam Jimmy BAM997 Licensed Representative 3

YUAN Ningyao BAV325 Licensed Representative 1, 4, 6

YUNG Ching Yee AXA297 Licensed Representative 1

YUNG Ka Man AQS663 Licensed Representative 1, 6

YUNG Tak Man AHK660 Licensed Representative 1

ZENG Ailing ASX602 Licensed Representative 1, 2

ZHANG Chi AXK997 Licensed Representative 4

ZHANG Chi BBH323 Licensed Representative 1, 6

ZHANG Jianbo BAC021 Licensed Representative 1, 6

ZHANG Lu ANM130 Licensed Representative 6

ZHANG Qing ANH014 Licensed Representative 6

ZHANG Weijia BAX844 Licensed Representative 1

ZHANG Xu BDO680 Licensed Representative 1, 6

ZHANG Yanyu AZB678 Licensed Representative 1, 4, 6, 9

ZHANG Zhixiang AVA347 Licensed Representative 4, 9

ZHANG Zong Yuan AXZ965 Licensed Representative 6

ZHAO Kainan AVN246 Licensed Representative 1, 6

ZHAO Yu AWL739 Licensed Representative 6

ZHEN Huan BBX831 Licensed Representative 4, 9

ZHOU Chao AMB660 Licensed Representative 9

ZHOU Peng AUS211 Licensed Representative 6

ZHU Chen AYY540 Licensed Representative 1, 4, 6

ZHU Xinyuan BDF469 Licensed Representative 9

ZONENSHINE Moshe Mark AUP714 Licensed Representative 9

BECZAK Thaddeus Thomas ABB731 Licensed Representative - Responsible Officer 1, 4, 6

BENDALL Mark Adrian ASI295 Licensed Representative - Responsible Officer 6

CAMBRIDGE Grant Lewis AKO830 Licensed Representative - Responsible Officer 9

CAMPENON Bruno Jacques ASN690 Licensed Representative - Responsible Officer 1

CHAE Michael Soo-Hyun AWT445 Licensed Representative - Responsible Officer 1, 4

CHAN Henry AMR204 Licensed Representative - Responsible Officer 1, 2, 4

CHAN Hing Wah AET272 Licensed Representative - Responsible Officer 1, 2, 4, 9

CHAN Kit Man, Edmund AAJ256 Licensed Representative - Responsible Officer 1, 4, 9

CHAN Kwok Leung, Dennis AEO546 Licensed Representative - Responsible Officer 1, 4

CHAN Ming Sun, Jonathan AGH221 Licensed Representative - Responsible Officer 4, 6, 9

CHEN Edward Shi ADR552 Licensed Representative - Responsible Officer 9

CHENG Gang AUX584 Licensed Representative - Responsible Officer 1, 6

CHEUNG Chi Hoi ASE655 Licensed Representative - Responsible Officer 5

CHOI Soung Min AWE420 Licensed Representative - Responsible Officer 1, 4

CUI Xueying BAR201 Licensed Representative - Responsible Officer 1, 4, 9

DUXFIELD Robin Malcolm AQQ553 Licensed Representative - Responsible Officer 9

FOSTER Jennifer Leahy APG262 Licensed Representative - Responsible Officer 9

FUJII Ken ABM992 Licensed Representative - Responsible Officer 1, 2

HAO Biing Chyun AYJ873 Licensed Representative - Responsible Officer 9

HENZE Frank AWQ625 Licensed Representative - Responsible Officer 6

HO Cheuk Yin AFR193 Licensed Representative - Responsible Officer 6

HONDA Noriko ACS403 Licensed Representative - Responsible Officer 9

of 14



HUANG Bo-Kai AKY607 Licensed Representative - Responsible Officer 1

HWANG Yi Shui ADC374 Licensed Representative - Responsible Officer 4, 9

JIANG Meijun AYY594 Licensed Representative - Responsible Officer 1, 4, 9

KATAOKA Yasuaki ABA844 Licensed Representative - Responsible Officer 1, 2, 4

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ZHU Junliang BEN145 Licensed Representative (Provisional Licence) 1, 4

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ZHUANG Xiaomeng BEL946 Licensed Representative (Provisional Licence) 4

ABE Kenji BEO560 Licensed Representative (Temporary Licence) 4

ARYA Vivek BEN904 Licensed Representative (Temporary Licence) 1, 4

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