removals of licensed persons/registered institutions ... · united simsen forex dealers limited...

REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 06/2017

CE Name CE No. Licence Type Types of Regulated Activity

BNP Paribas Capital (Asia Pacific) Limited AEO798 Licensed Corporation 1, 6

City Credit Capital (HK) Limited (trading as CIX Markets) AZF530 Licensed Corporation 3

Principal Global Investors (Asia) Limited ABH456 Licensed Corporation 1, 4

Standard & Poor's Investment Advisory Services (HK) Limited AVO897 Licensed Corporation 4

Strategic Investment Advisors (H.K.) Limited BEW391 Licensed Corporation 4

United Simsen Forex Dealers Limited ACK963 Licensed Corporation 3

ANG Eric Teck Chin AZS632 Licensed Representative 1, 4

AOKI Daiju BDJ806 Licensed Representative 4

ARUNA - AZC819 Licensed Representative 1, 2

AU Shek Chun BHC313 Licensed Representative 1

AW Soon Beng, Michael AGC164 Licensed Representative 6

BANNIGAN Julian Paul AMN747 Licensed Representative 1, 4

BERKANE LAVAUD Chiraz AXG036 Licensed Representative 1, 2

BHALA Monil Ramgopal APU838 Licensed Representative 1

BHOJWANI Sharan Bhagwan AXD237 Licensed Representative 1, 4

BOLDT-CHRISTMAS Martin ANG433 Licensed Representative 9

BROSNAN Damien A AMJ112 Licensed Representative 6

CASALI Daniel Aidan APV574 Licensed Representative 9

CHAI Wei BDI856 Licensed Representative 1, 4

CHAN Chi Long Ronald BHC980 Licensed Representative 1, 2, 4, 5

CHAN Hiu Wai, Terry AVH959 Licensed Representative 1

CHAN Kam Ha, Rosanna AAA564 Licensed Representative 1

CHAN Kit, Connie BFK750 Licensed Representative 1

CHAN Kwan Leong, Kilian AOL329 Licensed Representative 1, 2

CHAN Lim Tak, Teresa AXC310 Licensed Representative 1

CHAN Man Ka BIC451 Licensed Representative 1, 4

CHAN Po Kei ADW721 Licensed Representative 1, 2

CHAN Siu Ho BIM672 Licensed Representative 1, 6

CHAN Siu Ling BDL628 Licensed Representative 1, 2

CHAN Wing Han, Ivy AIZ238 Licensed Representative 1, 4, 6

CHAN Wing Kwong, Vivian BEE812 Licensed Representative 1

CHAN Yan Yan BFA436 Licensed Representative 1

CHAN Yin Lam AGD989 Licensed Representative 1

CHAN Yin Yin AME419 Licensed Representative 1

CHAN Yu Ching ADU091 Licensed Representative 1, 2

CHANG Yifan BHW898 Licensed Representative 1

CHAU Lester Rory Kwok Chung ACR631 Licensed Representative 1

CHAU Ling ANU529 Licensed Representative 1, 2, 4

CHAU Yuk Ling AGW045 Licensed Representative 3

CHEN Emily BBN893 Licensed Representative 4, 9

CHEN Fei AYB045 Licensed Representative 4, 9

CHEN Mengli BBT854 Licensed Representative 1, 4, 9

CHEN Wei Hua AZL826 Licensed Representative 9

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CHEN Xiao AVA602 Licensed Representative 1, 6

CHEN Ziran AYP087 Licensed Representative 1

CHENG Chi Ling, Elaine BGS661 Licensed Representative 1, 9

CHENG Fuk Kam, David AUE238 Licensed Representative 3

CHENG Pak Suet ABT078 Licensed Representative 1

CHENG Shing, Fiona BBQ328 Licensed Representative 1

CHENG Tai Wai, David ARO960 Licensed Representative 1, 6

CHENG Toi Fan BJO847 Licensed Representative 6

CHEONG Yuen Teck BFT121 Licensed Representative 1, 6

CHESHIER Scott Colin BHP094 Licensed Representative 1

CHEUNG Kai Cho BFQ076 Licensed Representative 1

CHEUNG Kong Ting BGW864 Licensed Representative 9

CHEUNG Tsz Yim BGK790 Licensed Representative 1

CHEUNG Yan Wing, Laurence ANK908 Licensed Representative 1

CHICKLES Colin Dean AFM686 Licensed Representative 4, 9

CHIN Hung I ADT385 Licensed Representative 6

CHING Hing Ling AGM567 Licensed Representative 1

CHIU Tsz Kwan Ricky BHF611 Licensed Representative 1

CHO Kevin BGB221 Licensed Representative 4, 6

CHOI Fung Yee ABJ812 Licensed Representative 1, 4

CHONG Jessie Wen Sze AYA627 Licensed Representative 1

CHONG Kam Chung ABE474 Licensed Representative 1

CHU Ki Bun ABE809 Licensed Representative 1

CHU Wai Ming BDB872 Licensed Representative 1

CHUI Shuk Yee AJI244 Licensed Representative 4

CHUNG Chi Kin, Kenneth ARB660 Licensed Representative 1, 4, 6

CHUNG Ka Yuk AVP287 Licensed Representative 1

CONLEY Richard Adrian AQK261 Licensed Representative 1, 2, 7

DE WITT Robert N ATI034 Licensed Representative 1, 2

DU Ruo Wei BFC868 Licensed Representative 1

DU Yiwei BFV970 Licensed Representative 1

EVANGELISTA Jacqui Anne Kelly Lucas BAB538 Licensed Representative 4

FAN Mei Kei Maggie BGP119 Licensed Representative 1

FAN Xinyi BFA099 Licensed Representative 1, 4

FENDER Darren Michael ALL042 Licensed Representative 1

FENG Yuanting BIG599 Licensed Representative 1, 6

FIELDS Daniel Mays AVG800 Licensed Representative 9

FIELDS Laura Michelle AYM219 Licensed Representative 9

FLORENS Cedric Jean Paul ALC177 Licensed Representative 1, 2

FONG Dig Kwan, Laurence AAJ182 Licensed Representative 1

FU Pingchuan BHL810 Licensed Representative 1, 4

FUGMAN Harrison Daniel BEF074 Licensed Representative 1, 2

FUNG Kin Tung AKI222 Licensed Representative 4, 9

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FUNG Kit Sing AXC105 Licensed Representative 1, 2

FUNG Nim Yan ATY784 Licensed Representative 1

FUNG Paak Khui APZ423 Licensed Representative 4, 9

FUNG Wai Ping ADO628 Licensed Representative 1

GORDON Amy Shelagh BBE604 Licensed Representative 9

GREEN Robert Oliver Henry BHG945 Licensed Representative 1

GREGORY-ROBERTS Simon Arnold John APW359 Licensed Representative 2

GU Wen BGU267 Licensed Representative 4, 9

GUIMARAES LEMOS MARTINS Danilo BGI631 Licensed Representative 9

GUO Chenxi BFZ327 Licensed Representative 9

GUO Yan AZL267 Licensed Representative 6

HAN Yun BHU841 Licensed Representative 2

HANNIGAN William Joseph BCY164 Licensed Representative 1, 4

HARHARAH Hoda Binte Awad ANY024 Licensed Representative 1, 4

HE Yuan BGG431 Licensed Representative 1

HE Yunfei ARP954 Licensed Representative 1, 2

HO Hsiang Ming ACD346 Licensed Representative 9

HO Hung Tim, Chester AEI999 Licensed Representative 1, 6

HOU Yingxuan AWA022 Licensed Representative 1, 4, 6

HU Andrea Xiao AZG727 Licensed Representative 1, 2

HUANG Jingyuan BEE296 Licensed Representative 1, 4, 6

HUANG Qijun ANR779 Licensed Representative 9

INOUE Keita BFZ504 Licensed Representative 1

JASSAUD EB BESSOT Carine, Florence, Jeanne, Julie BDE480 Licensed Representative 1, 2

JIA Tianlin BEK762 Licensed Representative 3

JIA Yanping BDY739 Licensed Representative 1

JOSHI Sujeet BIW779 Licensed Representative 1, 4

KAM Hung Kee ABF483 Licensed Representative 1, 2

KANG Le BFH967 Licensed Representative 1, 2

KEUNG Ching BIJ179 Licensed Representative 1, 4, 9

KHAIMSON Evgeni ARP463 Licensed Representative 1, 7

KIU Wai Ling, Rosita ABS760 Licensed Representative 1, 2

KO Lek Man BHR800 Licensed Representative 3

KONG Cheung On ANQ033 Licensed Representative 1, 9

KOSCIUSZKO Stefan Henry BFE682 Licensed Representative 4, 9

KUNG Chi Wai AEA291 Licensed Representative 1, 2

KWAN Man Fong, Christa BHY854 Licensed Representative 1

KWOK Hau Wei AAF976 Licensed Representative 1

KWOK Siu See, Irene ANY055 Licensed Representative 1, 4

LAI Hon AAA199 Licensed Representative 1

LAI Man Kit BGA391 Licensed Representative 4

LAM Tsz Kit BJE766 Licensed Representative 6

LAN Dong AQF151 Licensed Representative 1, 4, 6

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LANG Erik Joseph ARO688 Licensed Representative 4, 9

LAU Hiu Wing BIC883 Licensed Representative 1, 2

LAU Jik Sa BHC699 Licensed Representative 1

LAU Keng Man AGW063 Licensed Representative 1

LAU King Mun, Aileen AEF970 Licensed Representative 1

LAU Tsz Pun, Ravan AVA615 Licensed Representative 1

LAW Chi Kin Peter BAH727 Licensed Representative 1

LAW Yat Man ACC748 Licensed Representative 1

LEE Chi Sau, Giselle ACA198 Licensed Representative 1, 4

LEE Chi Shing, Perry APH987 Licensed Representative 1

LEE Hin Cheung BDV278 Licensed Representative 4

LEE Joanshien, Johanne AOI966 Licensed Representative 1, 4

LEE Koon Wong BEC791 Licensed Representative 2, 5

LEE Kwok Keung AGO381 Licensed Representative 1, 4, 9

LEE Tan Mei BIJ842 Licensed Representative 1, 2

LEE Wang Tak, Paul ASQ170 Licensed Representative 1, 2

LEE Yi Ching AWX835 Licensed Representative 4, 9

LEE Yik Long ARG942 Licensed Representative 1, 2, 4

LEUNG Chong BHH990 Licensed Representative 1, 4, 9

LEUNG Kin Man ARR823 Licensed Representative 2

LEUNG Man Hay, Raymond AVD535 Licensed Representative 1

LEUNG Oon Chung BHJ195 Licensed Representative 1, 9

LEUNG Wing Ying, Stephanie ANG578 Licensed Representative 9

LEUNG Yiu Kwong, Patrick AAW120 Licensed Representative 1, 4

LI Chun Man AOB484 Licensed Representative 1, 4

LI Kwok Yin AOY769 Licensed Representative 1, 2, 3, 4

LI Pui Han AXS832 Licensed Representative 3

LI Wai Shue BEZ484 Licensed Representative 1

LI Xudong AFO892 Licensed Representative 1

LI Yixia BGB573 Licensed Representative 4

LIN Ruohan BCB480 Licensed Representative 1, 4, 9

LIN Ruoxuan BDH522 Licensed Representative 1, 2

LIU Chen BHF316 Licensed Representative 1, 4

LIU Chun Kit BHT789 Licensed Representative 1

LIU Yingying BEV302 Licensed Representative 9

LIU Zelin BDW704 Licensed Representative 1, 4, 6

LO Yung Wai ADT037 Licensed Representative 1, 2

LOK Chi Wai BCL644 Licensed Representative 1

LU Wenjie AYK619 Licensed Representative 4

LU Yu-Hsien BII911 Licensed Representative 4

LUK Kit Yiu, Kitty AAC597 Licensed Representative 1

LUO Ran BIO497 Licensed Representative 1, 4

MA Siu Kay BDH471 Licensed Representative 1, 2

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MAES Nicolas Georges Paul Francois APF037 Licensed Representative 2

MAI Ellie BHI916 Licensed Representative 4, 9

MAK Wing Yin AVJ291 Licensed Representative 1, 2

MAU Mei Chu, Julie AAD623 Licensed Representative 1, 2

MCCARTHY Sophie Joanna BBR226 Licensed Representative 1, 2

MICHELI Marjorie Estelle BIS401 Licensed Representative 1

MINTZ Nathan Keith AQT165 Licensed Representative 1, 2, 4

NAMBA Isao BAP183 Licensed Representative 1, 2

NG Ching Wai BHH340 Licensed Representative 1, 2

NG Chun Pong AOG832 Licensed Representative 1

NG Chung Tim, Richard AAF442 Licensed Representative 1

NG Fan Pang ALT738 Licensed Representative 3

NG Jason W H AWD539 Licensed Representative 9

NG Justin Chun-hoy BHW620 Licensed Representative 4

NG Kwok Cheong, Victor ALB485 Licensed Representative 1, 2

NG Kwok Lam APM132 Licensed Representative 1, 2

NG Mei Yuk ATB546 Licensed Representative 1

NG Yvonne Pui Shan AHY080 Licensed Representative 1, 4, 9

NINOMIYA Hideaki AYK792 Licensed Representative 9

NUNOMURA Yukio AZV570 Licensed Representative 4

OH Boon Cheong AOE139 Licensed Representative 1

ORLY Christophe Yann Olivier BCO233 Licensed Representative 1, 4

PAK Matthew BHI963 Licensed Representative 1

PANDHI Rahul BJA015 Licensed Representative 1, 2

PANG Fuk Kwan, Carol BGA806 Licensed Representative 1

PANG Kwok Che AZP111 Licensed Representative 9

PANIZZA Stephen Thomas ANQ426 Licensed Representative 1, 6

PARK Eun Young AVT464 Licensed Representative 1, 4, 9

POON Tat Fung BHV384 Licensed Representative 6

PUN Yiu Candy Alice ASP010 Licensed Representative 1, 4, 6

QIAN Hao BHC779 Licensed Representative 9

RASTOMJEE Cyrus Russi ATS154 Licensed Representative 1

RATHI Alpa BHF237 Licensed Representative 9

RICHTER Steven Anthony ARL336 Licensed Representative 9

RITTER Bradley Scott BHL109 Licensed Representative 1

RUMBLE Lawrence Nicholas BCV893 Licensed Representative 1, 4, 6

SCHAEDLER Peter Karl BAF049 Licensed Representative 1, 4, 9

SHAM Ka Lok BER999 Licensed Representative 1

SHEA Sze Ying, Cindia APC875 Licensed Representative 1

SHIEH Jung-Sheng BFJ713 Licensed Representative 9

SHU Hon Tak BAN047 Licensed Representative 1

SHU Xiaoling BEB659 Licensed Representative 1, 4

SIETTE Juliet BBK303 Licensed Representative 1, 6

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SO Wing Shan, Kennie AAH046 Licensed Representative 1, 4

SPENCE Andrew Charles ANV216 Licensed Representative 9

SU Chin-Chih ALZ165 Licensed Representative 1

SUEN Avis AFM301 Licensed Representative 1

SUEN Ho Fai BHH167 Licensed Representative 1

SUTHERLAND Matthew Sebastian AGZ498 Licensed Representative 1, 4, 9

TAM Siu Po AAY749 Licensed Representative 1

TAM Wai Ching AAD679 Licensed Representative 1, 2

TAM Yin Yee, Angela ADW266 Licensed Representative 1

TAN En Mien, Nathanael BEG369 Licensed Representative 6

TANG Dapeng BIG551 Licensed Representative 1

TANG Oi Ling, Lisa AHX166 Licensed Representative 1, 4

TANG Ying Kaw AEP658 Licensed Representative 1

TIAN Hao BBU456 Licensed Representative 1, 4

TJANDRA Ricky BBW310 Licensed Representative 4, 9

TONG Siu Fung AXX719 Licensed Representative 1, 2

TSANG Choi Kwan AHR016 Licensed Representative 1, 4

TSANG Hing Lun AEP115 Licensed Representative 1, 2, 4, 5, 9

TSANG Kin Leung AYJ300 Licensed Representative 1, 4, 9

TSANG Wai Nam BEZ756 Licensed Representative 1, 2

TSOI Ho AWK311 Licensed Representative 1, 4

TSUI Wing Hon BDF574 Licensed Representative 1, 2

U Hing Choi AAA634 Licensed Representative 1

VALADAO Mark Paul ALZ929 Licensed Representative 1, 4, 5

WAKI Shuichiro AVM809 Licensed Representative 1, 2

WALDMEIER Rafael BDQ755 Licensed Representative 4

WANG Shuhua BJC950 Licensed Representative 1, 4, 9

WANG Yuxuan AVS196 Licensed Representative 9

WEI Ta Ming AXX695 Licensed Representative 1, 4

WEI Yangkun BID176 Licensed Representative 1, 4, 6

WONG Chim BFE349 Licensed Representative 3

WONG Chung Kei, Jackie AFI655 Licensed Representative 1, 4, 9

WONG Hei Yu BHY617 Licensed Representative 6

WONG Hok Man AXI665 Licensed Representative 1

WONG Ji Lam BAT878 Licensed Representative 4, 9

WONG Ka Hong AIH625 Licensed Representative 1, 2

WONG Kin Hing AJJ716 Licensed Representative 1, 4

WONG King Man, Kenny ADH538 Licensed Representative 1, 2

WONG Man Yee AZT572 Licensed Representative 1, 4

WONG Sau Yee AOY024 Licensed Representative 1

WONG Sharnie Wing San APA130 Licensed Representative 4

WONG Shuk Ching AXK426 Licensed Representative 4

WONG Ting Fung, Dan ATB836 Licensed Representative 1

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WONG Tze Kiu AWZ409 Licensed Representative 1

WONG Wai Leung BHF570 Licensed Representative 1

WONG Wai Shan AUA951 Licensed Representative 1, 6

WONG Wing On BEA130 Licensed Representative 1, 9

WOO Hoi Wai BEI868 Licensed Representative 1, 4

WRIGGE Gert Christof BFD876 Licensed Representative 1, 4

WU Gang BFK318 Licensed Representative 4, 9

WU Hao BHP492 Licensed Representative 1, 4, 9

WU Hin Wa AZD616 Licensed Representative 1, 9

WU Maojiang BGY984 Licensed Representative 1

WU Shing Yan BHI026 Licensed Representative 1

WU Yichao AVI107 Licensed Representative 4

WU Yifeng BIR524 Licensed Representative 1, 2, 4

WU Yilin BBT482 Licensed Representative 1

XIAO Xuan BGK417 Licensed Representative 1

XIONG Zheqian BBM355 Licensed Representative 4, 9

XU Di BGV261 Licensed Representative 6

XU Jing BFH776 Licensed Representative 1, 2

XU Lele BFI957 Licensed Representative 1, 2

XU Yiting BGX248 Licensed Representative 4

YAM Wai Chung AGK072 Licensed Representative 1

YAM Yin Chuk BHL705 Licensed Representative 1, 4

YANG Zhiqi BFX329 Licensed Representative 1

YAU Man Yan ASC922 Licensed Representative 1

YE Shun Yan ARU534 Licensed Representative 1, 4, 9

YEN Yi Ming BFK343 Licensed Representative 1, 2

YEUNG Ka Ki BAP392 Licensed Representative 1, 2

YEUNG Wai Fun AMI310 Licensed Representative 9

YIN Huiyun BGB003 Licensed Representative 9

YIP Ho Wa BDQ090 Licensed Representative 1

YIP Tsz Kin Joe AXU899 Licensed Representative 4, 9

YIP Ying Kei AMM130 Licensed Representative 1

YIU Kwok To BGZ156 Licensed Representative 1, 2, 4, 5

YOO Ji Hye ARO820 Licensed Representative 4, 9

YOUNG Bryan Joseph BGU540 Licensed Representative 9

YU Chung Yui BER413 Licensed Representative 1

YU Man AUW725 Licensed Representative 1

YUEN Chih Wei, Peter APR958 Licensed Representative 1

YUEN Yik Ting, Dicky ASO312 Licensed Representative 1

ZHANG Li BFI933 Licensed Representative 1, 6

ZHANG Ruikang BGM436 Licensed Representative 1, 4, 6

ZHANG Suhan BHU271 Licensed Representative 1, 4

ZHANG Wei AVI825 Licensed Representative 6

of 21



ZHAO Chang Sheng BBE123 Licensed Representative 6

ZHAO Yining BGC425 Licensed Representative 1, 4, 9

ZHONG Hua BDV500 Licensed Representative 1, 2

ZHOU Kai AVT474 Licensed Representative 6

ZHU Xiaodan BCE756 Licensed Representative 4

ZOU Hao ASM068 Licensed Representative 4, 9

BANNON Deborah Mary AIK991 Licensed Representative - Responsible Officer 1, 4

CHAN Chi Hung ALZ821 Licensed Representative - Responsible Officer 1

CHAN Ka Hung ATL821 Licensed Representative - Responsible Officer 2

CHAN Tak Yin AAI391 Licensed Representative - Responsible Officer 9

CHAU Choi Lam ARJ516 Licensed Representative - Responsible Officer 4, 6

CHEUK Charmaine AOI873 Licensed Representative - Responsible Officer 4, 9

CHIU Yue Seng ALG329 Licensed Representative - Responsible Officer 6

CHU Ren Yee, Alexander AJG057 Licensed Representative - Responsible Officer 1, 4

CHUNG Kwok Wai, Kelvin AAJ492 Licensed Representative - Responsible Officer 3

DE OLIVEIRA E SILVA Luiz Fernando AXZ814 Licensed Representative - Responsible Officer 1, 4

EKINS Daniel William ART880 Licensed Representative - Responsible Officer 1, 4, 9

EKUE Serge Rolland, Eric AWR554 Licensed Representative - Responsible Officer 1, 2, 4, 5

FEI John Xiang AFT411 Licensed Representative - Responsible Officer 1, 6

FENG Yue AWD853 Licensed Representative - Responsible Officer 9

FICHEUX Veronique Marcelle ACC804 Licensed Representative - Responsible Officer 1, 4, 9

FUNG Kin Ming AFY788 Licensed Representative - Responsible Officer 1

GALLOWAY Christopher Andrew BCN392 Licensed Representative - Responsible Officer 4

GAO Shan BHL812 Licensed Representative - Responsible Officer 9

HUNG Siu Woon, Pauline AJJ497 Licensed Representative - Responsible Officer 1, 4

JU Sung Cheol ANT438 Licensed Representative - Responsible Officer 1, 4, 9

KANNOO Hiroshi BGB601 Licensed Representative - Responsible Officer 1

KAWANISHI Miki AVM803 Licensed Representative - Responsible Officer 1, 2

KENNAWAY Grant Lindsay BEJ958 Licensed Representative - Responsible Officer 4

KOBAYASHI Kenza Alexandra BCN223 Licensed Representative - Responsible Officer 4

KWAN Yat Tung, David AGT675 Licensed Representative - Responsible Officer 1, 2

KWOK Gary Yan Kuen AJD893 Licensed Representative - Responsible Officer 1, 4, 6

LAI Sin Wan, Jenny ACS303 Licensed Representative - Responsible Officer 1

LAU Kam Shing, Alex ACW590 Licensed Representative - Responsible Officer 1

LAWIN Scott Martin AMW614 Licensed Representative - Responsible Officer 1, 2, 9

LEO Kelsey Yin-Mee BEM333 Licensed Representative - Responsible Officer 9

LEUNG Wing Ying, Stephanie ANG578 Licensed Representative - Responsible Officer 1

LUO Ning Ning, Linda AHD909 Licensed Representative - Responsible Officer 9

MA Kin Kan AIG559 Licensed Representative - Responsible Officer 1, 4, 9

MA Pei-Chin AQY193 Licensed Representative - Responsible Officer 1, 4

MASUDA Yusuke ABS922 Licensed Representative - Responsible Officer 4, 9

MEHTA Ravi AXI712 Licensed Representative - Responsible Officer 9

NASH-WEBBER Andrew James AIB371 Licensed Representative - Responsible Officer 4, 9

of 21



NG Hong Wing ADU475 Licensed Representative - Responsible Officer 1, 4

ONG Lee Wah AEJ639 Licensed Representative - Responsible Officer 1, 4

PAINTER Shelly Marie AYT816 Licensed Representative - Responsible Officer 1, 4

PEH Chek Leng APB335 Licensed Representative - Responsible Officer 9

PENG Haobiao AOB527 Licensed Representative - Responsible Officer 1, 2, 4

PO On Ki, Angela AFN913 Licensed Representative - Responsible Officer 9

ROSENFELD Faith BHU902 Licensed Representative - Responsible Officer 9

SCHUTES Jeffery John BBZ168 Licensed Representative - Responsible Officer 1, 4

SHIU Yik Hung AEP548 Licensed Representative - Responsible Officer 1

SINN Yee Man, Elizabeth ACH959 Licensed Representative - Responsible Officer 9

SMITH Michael Thomas AGL937 Licensed Representative - Responsible Officer 6

SOONG Benjamin Man-Ben BAH530 Licensed Representative - Responsible Officer 4

STOFFELS-DE SAINT-GEORGES Isabelle Blanche Francoise AXT261 Licensed Representative - Responsible Officer 9

SWAIN Nicholas David AOL242 Licensed Representative - Responsible Officer 9

TAKEDA Yoshiki AXZ310 Licensed Representative - Responsible Officer 1, 4, 9

TENG Wei AMC295 Licensed Representative - Responsible Officer 4, 9

TOMARAS Christos BDQ708 Licensed Representative - Responsible Officer 1, 6

TONG Chan Kit AWT950 Licensed Representative - Responsible Officer 1, 4

TSE Po Shing, Andy AFC125 Licensed Representative - Responsible Officer 4

TSE Wai Yik APN832 Licensed Representative - Responsible Officer 6

VAUGHAN John Patrick AEA660 Licensed Representative - Responsible Officer 1, 2

WADHWA Sundeep AYW784 Licensed Representative - Responsible Officer 1, 4, 9

WALDMEIER Rafael BDQ755 Licensed Representative - Responsible Officer 9

WONG Man Yee, Wendy ADQ858 Licensed Representative - Responsible Officer 1

WU Mimi Yu Ching AES151 Licensed Representative - Responsible Officer 9

YEH Brian Shih-Heng AUT710 Licensed Representative - Responsible Officer 9

YOON Brian Steven AMH573 Licensed Representative - Responsible Officer 1, 2, 4

YOSHIDA Kenichi ADX343 Licensed Representative - Responsible Officer 1

YUEN Kin Wong ADG918 Licensed Representative - Responsible Officer 1, 4

ZHENG Xi AXK221 Licensed Representative - Responsible Officer 4, 9

AGOSTINI John Edward Cobcroft AGN388 Licensed Representative (Provisional Licence) 1

AO Man ANT251 Licensed Representative (Provisional Licence) 1, 4

AU Ka Ying BJP290 Licensed Representative (Provisional Licence) 9

BALDING Jeremy Andrew BJN274 Licensed Representative (Provisional Licence) 1

BEAUGRAND Sacha Elie BJP216 Licensed Representative (Provisional Licence) 1

CAI Min BJD809 Licensed Representative (Provisional Licence) 1, 4

CAI Yulong AXT416 Licensed Representative (Provisional Licence) 1, 6

CARRARA Victoria Kim Eleonore BJR825 Licensed Representative (Provisional Licence) 1, 2

CHAN Albert ARL119 Licensed Representative (Provisional Licence) 3

CHAN Chi Hang BJM363 Licensed Representative (Provisional Licence) 1, 2

CHAN Eric Yuet Phong BJL971 Licensed Representative (Provisional Licence) 4, 9

CHAN Hiu Kwan Rebecca BJO783 Licensed Representative (Provisional Licence) 1, 2, 9

CHAN Tat Yin BJP055 Licensed Representative (Provisional Licence) 6

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CHAN Tsz Kam BJP431 Licensed Representative (Provisional Licence) 6

CHAN Tsz Kwan BJM225 Licensed Representative (Provisional Licence) 1

CHAN Tsz Ling BJM399 Licensed Representative (Provisional Licence) 4, 9

CHAN Wai Sun BJG673 Licensed Representative (Provisional Licence) 6

CHAN Yee Kiu BJL884 Licensed Representative (Provisional Licence) 6

CHANG Huili BJC906 Licensed Representative (Provisional Licence) 1, 4

CHANG Jason AOR636 Licensed Representative (Provisional Licence) 1

CHAU Cho Lin BJR645 Licensed Representative (Provisional Licence) 1

CHAU Kong San AYR628 Licensed Representative (Provisional Licence) 9

CHAU Yin Wai BJN487 Licensed Representative (Provisional Licence) 1, 2, 4

CHEN Hsiang-Ju AQY429 Licensed Representative (Provisional Licence) 1, 2

CHEN Jianing BBE592 Licensed Representative (Provisional Licence) 4

CHEN Le BJI827 Licensed Representative (Provisional Licence) 1

CHEN Mingwei BJO679 Licensed Representative (Provisional Licence) 1

CHEN YUEZHI BJD176 Licensed Representative (Provisional Licence) 1, 4, 6

CHEN Zhe BJQ823 Licensed Representative (Provisional Licence) 4, 9

CHEN Zhizhong BAV692 Licensed Representative (Provisional Licence) 4

CHENG Chiu BJM355 Licensed Representative (Provisional Licence) 1, 2

CHENG Man Man BJM105 Licensed Representative (Provisional Licence) 1

CHENG Pui Ki, Hildi BJN999 Licensed Representative (Provisional Licence) 1, 4, 9

CHEUK Jonathan Loang BJP587 Licensed Representative (Provisional Licence) 1, 2, 4, 5

CHEUNG Chun Ho ATW460 Licensed Representative (Provisional Licence) 1, 4

CHEUNG Ka Ho BJQ006 Licensed Representative (Provisional Licence) 1

CHEUNG Ka Man BJM101 Licensed Representative (Provisional Licence) 1, 4, 6

CHIA Shaw Ming BJM103 Licensed Representative (Provisional Licence) 1, 4, 6

CHIN Brian Fong BJL659 Licensed Representative (Provisional Licence) 9

CHIU Wai Lung BJM086 Licensed Representative (Provisional Licence) 1, 4

CHOW Kwun Chung BJN275 Licensed Representative (Provisional Licence) 10

CHU Chia Hsien ADC440 Licensed Representative (Provisional Licence) 1, 2, 4

CHU King Tin BJL958 Licensed Representative (Provisional Licence) 1, 2

CHU Wing See, Winnie BJP793 Licensed Representative (Provisional Licence) 1, 4

CUI Yue BJB858 Licensed Representative (Provisional Licence) 1, 4, 6

DAI Wen BFI915 Licensed Representative (Provisional Licence) 4

DENG Suk Yee, Florence AIG234 Licensed Representative (Provisional Licence) 1

DENUIT Richard AWY094 Licensed Representative (Provisional Licence) 1

DING Fangya BJN368 Licensed Representative (Provisional Licence) 1, 2, 4

DOWNING Christopher Thomas BJC238 Licensed Representative (Provisional Licence) 1, 4, 9

DU CHAO BJP470 Licensed Representative (Provisional Licence) 1

FALK Matthew Benjamin BJQ469 Licensed Representative (Provisional Licence) 1, 2

FAN Xinyi BAX677 Licensed Representative (Provisional Licence) 4, 9

FENG Jin BEN176 Licensed Representative (Provisional Licence) 1, 6

FIORENTINO Fabrizia BJJ495 Licensed Representative (Provisional Licence) 1, 4, 6

FOK Ka Chun BGW829 Licensed Representative (Provisional Licence) 1, 6

of 21



FOLAND Steven Robert ACH758 Licensed Representative (Provisional Licence) 1, 4, 6

FONG Sze Yuen Cindy BJQ429 Licensed Representative (Provisional Licence) 1, 2

FU Chak BJL314 Licensed Representative (Provisional Licence) 4, 9

FU Chun Fai William BJG731 Licensed Representative (Provisional Licence) 1

FU Huifang BJK796 Licensed Representative (Provisional Licence) 4

FU Tsz Hei BGA854 Licensed Representative (Provisional Licence) 2

FURQUIM PEREIRA NETO FILHO Ricardo BJR960 Licensed Representative (Provisional Licence) 1, 2

GAY Benny BJP468 Licensed Representative (Provisional Licence) 1, 4

GAZMARARIAN Lucy BJL815 Licensed Representative (Provisional Licence) 4, 9

GU Rougang BDE608 Licensed Representative (Provisional Licence) 4

GU Yuanmin BJP645 Licensed Representative (Provisional Licence) 1, 4

GUAN Yiwei BJI811 Licensed Representative (Provisional Licence) 1

GUO Xiaowen BJN369 Licensed Representative (Provisional Licence) 1, 2

HAN Seok Won BJL308 Licensed Representative (Provisional Licence) 10

HARIDAS Lakshmi BJM259 Licensed Representative (Provisional Licence) 1, 2, 7

HAYASHI Kanoka BJM117 Licensed Representative (Provisional Licence) 1, 2

HE Ruiying BJP497 Licensed Representative (Provisional Licence) 4

HE Xuanlai BJI746 Licensed Representative (Provisional Licence) 4, 9

HIRUKAWA Shuichi BJN929 Licensed Representative (Provisional Licence) 9

HO Wing Hin, Derek BJN288 Licensed Representative (Provisional Licence) 6

HOU Haiqi BJL554 Licensed Representative (Provisional Licence) 1

HSU Li Chu BJO067 Licensed Representative (Provisional Licence) 1

HU Xiang BJD775 Licensed Representative (Provisional Licence) 1

HUANG Dizhou BJN286 Licensed Representative (Provisional Licence) 1, 4, 9

HUANG Qun AJD330 Licensed Representative (Provisional Licence) 1, 4, 6

HUANG Shaoming BJO025 Licensed Representative (Provisional Licence) 4

HUANG Tiantian BJD389 Licensed Representative (Provisional Licence) 1, 6

HUANG Xiaoyan BJM070 Licensed Representative (Provisional Licence) 1

HUANG Yongyan BJM118 Licensed Representative (Provisional Licence) 4, 9

HUI Ka Yu BJM332 Licensed Representative (Provisional Licence) 1, 4, 9

ITO Kensuke BJN293 Licensed Representative (Provisional Licence) 1, 4, 6

IU Kwan Nam BJL967 Licensed Representative (Provisional Licence) 1, 2

JAKEWAY Craig BJQ449 Licensed Representative (Provisional Licence) 1, 2, 4, 5

JI Zhe BJK888 Licensed Representative (Provisional Licence) 1, 4, 9

JIANG Shan AZY927 Licensed Representative (Provisional Licence) 1

JIN Cheng BJL079 Licensed Representative (Provisional Licence) 1, 4, 6

KAHELIN Antti BJM373 Licensed Representative (Provisional Licence) 1, 2

KIM Jin Wook BJL072 Licensed Representative (Provisional Licence) 4

KOBAYASHI Yosuke BJM372 Licensed Representative (Provisional Licence) 1

KOJODJOJO Perry BJP469 Licensed Representative (Provisional Licence) 5

KONG Li Yi, Lorraine AXE884 Licensed Representative (Provisional Licence) 6

KUANG Jianyi BJO471 Licensed Representative (Provisional Licence) 1, 2, 3, 4

LAI Yu Shing Maximilian BJP442 Licensed Representative (Provisional Licence) 1, 2

of 21



LAM Ka Ho BJP817 Licensed Representative (Provisional Licence) 1, 2, 4, 5

LAM Mee Chong Phyllis BJM071 Licensed Representative (Provisional Licence) 1

LAM Ryan Pui Yu BJP988 Licensed Representative (Provisional Licence) 1, 4, 9

LAM Wa Pan BJM387 Licensed Representative (Provisional Licence) 2

LAM Wing Hang BEZ541 Licensed Representative (Provisional Licence) 4

LAM Yim, Sharon AIN991 Licensed Representative (Provisional Licence) 4

LATRECHE Hamid BJL725 Licensed Representative (Provisional Licence) 1, 2

LAU Wing Yung BJN578 Licensed Representative (Provisional Licence) 1

LAU YIN TING BJO108 Licensed Representative (Provisional Licence) 1

LEE Han Bit BJM388 Licensed Representative (Provisional Licence) 1

LEE Hing Cheung BJP245 Licensed Representative (Provisional Licence) 1, 4

LEE Ji Won BJO040 Licensed Representative (Provisional Licence) 1, 2

LEE Kelly BJN273 Licensed Representative (Provisional Licence) 9

LEE Sze Wan BJP002 Licensed Representative (Provisional Licence) 9

LEE Yuen Mei BJM393 Licensed Representative (Provisional Licence) 1, 2

LEUNG Ho Kiu BJB931 Licensed Representative (Provisional Licence) 1, 6

LEUNG Ka Wai AOK606 Licensed Representative (Provisional Licence) 1, 4, 5

LEUNG Ping Sin BJM228 Licensed Representative (Provisional Licence) 1

LEUNG Pui Yan AFY194 Licensed Representative (Provisional Licence) 1

LEUNG Yuk Sim, Corinna AJD996 Licensed Representative (Provisional Licence) 1

LEVIN James Scott BJP455 Licensed Representative (Provisional Licence) 1, 9

LI Cheuk On BIK016 Licensed Representative (Provisional Licence) 1, 2

LI Gaosheng BJL824 Licensed Representative (Provisional Licence) 9

LI Hong BJD743 Licensed Representative (Provisional Licence) 1, 4, 9

LI Jian BJG355 Licensed Representative (Provisional Licence) 1

LI Jiayin BJO848 Licensed Representative (Provisional Licence) 1, 4, 9

LI Junzhou BFE782 Licensed Representative (Provisional Licence) 4

LI Ran BJQ223 Licensed Representative (Provisional Licence) 1, 4, 6

LI Yingshu BJH261 Licensed Representative (Provisional Licence) 1, 4, 6

LIANG Xin AUQ994 Licensed Representative (Provisional Licence) 1, 2

LIAO Debbie Vida BJO070 Licensed Representative (Provisional Licence) 1

LIE Lai Heung BJL082 Licensed Representative (Provisional Licence) 1

LIM Yang Kind BJP487 Licensed Representative (Provisional Licence) 6

LIN Chi Yu BJO319 Licensed Representative (Provisional Licence) 1, 2

LIN Daxin BJL237 Licensed Representative (Provisional Licence) 1, 4, 6

LIN Jen Min AQR696 Licensed Representative (Provisional Licence) 1, 4, 9

LIN Kun BJM245 Licensed Representative (Provisional Licence) 1, 4

LIN Shaoxing BJI216 Licensed Representative (Provisional Licence) 1, 2, 6

LIN Wei-Ting BAC188 Licensed Representative (Provisional Licence) 1

LIN Xiangli BJP018 Licensed Representative (Provisional Licence) 1, 6

LIN Zhuxuan, Alex BJL303 Licensed Representative (Provisional Licence) 1, 2

LIU Ying BHK372 Licensed Representative (Provisional Licence) 1, 4

LIU liu BIV300 Licensed Representative (Provisional Licence) 1, 4, 6

of 21



LIU Siqi BJC916 Licensed Representative (Provisional Licence) 1, 6

LIU Song BJO256 Licensed Representative (Provisional Licence) 1

LIU Yan BJO206 Licensed Representative (Provisional Licence) 1, 6

LIU Yaping AUX497 Licensed Representative (Provisional Licence) 1, 4, 6

LO Jun Hao BJP802 Licensed Representative (Provisional Licence) 6

LO Kar Chung William BJM127 Licensed Representative (Provisional Licence) 1, 2

LU Pin Shyan BJQ824 Licensed Representative (Provisional Licence) 4, 9

LU Renqing BJO520 Licensed Representative (Provisional Licence) 1, 4

LU Yanjin BJK854 Licensed Representative (Provisional Licence) 4

LU Yu BBE946 Licensed Representative (Provisional Licence) 4, 9

MA Jianwei BDO483 Licensed Representative (Provisional Licence) 1, 6

MA Wan Ki Karsic BJO062 Licensed Representative (Provisional Licence) 1, 6

MA Yanting BJH264 Licensed Representative (Provisional Licence) 1, 2

MAAYOUFI Sofiane AOH908 Licensed Representative (Provisional Licence) 1, 2, 4, 5

MAI Yingqi BJN547 Licensed Representative (Provisional Licence) 4, 9

MARTIN JUN BJO396 Licensed Representative (Provisional Licence) 6

MCGREAL Nicola Joy BJR426 Licensed Representative (Provisional Licence) 1, 2, 9

MCSKIMMING Ross John BJD972 Licensed Representative (Provisional Licence) 1

MENG Fan En BJO509 Licensed Representative (Provisional Licence) 1, 4, 6

MIAO Gang BJL397 Licensed Representative (Provisional Licence) 1, 4, 9

MIAO Kai BJL961 Licensed Representative (Provisional Licence) 1

MIZUNO Hikaru AXV981 Licensed Representative (Provisional Licence) 4

MO Taiping BJC918 Licensed Representative (Provisional Licence) 1, 6

MONTANARI Marco ATI145 Licensed Representative (Provisional Licence) 1, 4

NACKTER Lars Bertil BBZ482 Licensed Representative (Provisional Licence) 5

NARIKIYO Kosuke BHB744 Licensed Representative (Provisional Licence) 4

NG Chi Fung ASN562 Licensed Representative (Provisional Licence) 4

NG Derrick Ming Tsun BJO308 Licensed Representative (Provisional Licence) 1, 6

NG Kwong Man AME704 Licensed Representative (Provisional Licence) 1, 2, 7

NG Yin Hang BJP217 Licensed Representative (Provisional Licence) 6

NG Yuen Yung, Rachel BJL704 Licensed Representative (Provisional Licence) 1, 4

NI Yujing BJI213 Licensed Representative (Provisional Licence) 4

NOMURA Shingo BJN129 Licensed Representative (Provisional Licence) 1

OH Min Suk BJO636 Licensed Representative (Provisional Licence) 1, 6

OLIVE Thierry Charles Lucien BJL891 Licensed Representative (Provisional Licence) 1, 6

ONG Kian Kiat, Joyce BJL336 Licensed Representative (Provisional Licence) 10

OU-YANG Leung Yuen BJP853 Licensed Representative (Provisional Licence) 1, 2

PAL Suneil BJI764 Licensed Representative (Provisional Licence) 1

PANG Jun Keng BJP439 Licensed Representative (Provisional Licence) 1

PARK Daye BJO621 Licensed Representative (Provisional Licence) 4

PASCOE Simon James BJP618 Licensed Representative (Provisional Licence) 1, 2

PENG CHI CHAO BJL700 Licensed Representative (Provisional Licence) 1

POON Chun Man BJM235 Licensed Representative (Provisional Licence) 1, 4

of 21



QIAO Lepeng BJL075 Licensed Representative (Provisional Licence) 1

RANDON Theophile Maxime BJJ384 Licensed Representative (Provisional Licence) 1, 4

RAVIOLI Christine Marie-madeleine AQQ023 Licensed Representative (Provisional Licence) 4, 9

REN GUANG BJG140 Licensed Representative (Provisional Licence) 1, 6

RESOVAC DENIS BJG376 Licensed Representative (Provisional Licence) 1, 4

RHEW Byong Wi BJM113 Licensed Representative (Provisional Licence) 1, 4, 6

SALEMBIER David H. E. APV923 Licensed Representative (Provisional Licence) 1, 2

SENGUPTA Amit BJO508 Licensed Representative (Provisional Licence) 1, 4

SEONG KI YONG BJO816 Licensed Representative (Provisional Licence) 5

SHI Wenchao BET955 Licensed Representative (Provisional Licence) 1

SHI Xiaofeng BJJ358 Licensed Representative (Provisional Licence) 1, 4, 6

SHI Xingxing BJM224 Licensed Representative (Provisional Licence) 1, 4

SHIN Hansol BJP632 Licensed Representative (Provisional Licence) 1, 4, 6

SHRUBB Anthony BJN763 Licensed Representative (Provisional Licence) 1, 4

SHUM Tin Tak Felix BJP220 Licensed Representative (Provisional Licence) 1

SITBON Raphael Georges BJK527 Licensed Representative (Provisional Licence) 1, 2, 4, 5

SKIDELL Melissa Ann BJO017 Licensed Representative (Provisional Licence) 1

SO Fung Kwan BJO667 Licensed Representative (Provisional Licence) 1, 2

SONG Yajie BJQ364 Licensed Representative (Provisional Licence) 1, 2

SOON Dominic Chee Hoong ASU503 Licensed Representative (Provisional Licence) 9

SPELMAN Daryl Martin BJP631 Licensed Representative (Provisional Licence) 1, 2

STEWART Robert James BJL206 Licensed Representative (Provisional Licence) 1, 2

STREATFIELD David Alan AVI634 Licensed Representative (Provisional Licence) 1, 4

SUE James BJP241 Licensed Representative (Provisional Licence) 9

SUN Jiannan BJC785 Licensed Representative (Provisional Licence) 1, 4, 9

SUN Lu BJL347 Licensed Representative (Provisional Licence) 4

SUN Yan BJN166 Licensed Representative (Provisional Licence) 1

SZE Chi Yeung, Vincent BJK389 Licensed Representative (Provisional Licence) 1, 2

SZE Shun Fai BJP009 Licensed Representative (Provisional Licence) 1, 4, 6

TAKAKU Hirofumi AXI172 Licensed Representative (Provisional Licence) 1, 2

TAM Ronald Hon Sum AVV845 Licensed Representative (Provisional Licence) 1, 2

TAMPI Sai Krishna BJO320 Licensed Representative (Provisional Licence) 1

TAN Zengying BJM090 Licensed Representative (Provisional Licence) 1, 4

TANG Kar Ming APR814 Licensed Representative (Provisional Licence) 1

THUN Lung Lung BJO239 Licensed Representative (Provisional Licence) 1

TIAN Fengcheng BJP219 Licensed Representative (Provisional Licence) 1, 4

TONG XIAO BJL736 Licensed Representative (Provisional Licence) 9

TSAI Ti-yun ASF961 Licensed Representative (Provisional Licence) 4

TSE Yu Ting BJL687 Licensed Representative (Provisional Licence) 1

TSUI Chun Man Benjamin BJQ007 Licensed Representative (Provisional Licence) 1, 4, 9

TSUI Wan Li BFF150 Licensed Representative (Provisional Licence) 9

UEJIMA Eiji BJM098 Licensed Representative (Provisional Licence) 1

WADA Yosuke BJP050 Licensed Representative (Provisional Licence) 1, 4, 6

of 21



WAN Ching Pong APP030 Licensed Representative (Provisional Licence) 1, 4, 9

WAN Yuk Wa BJL666 Licensed Representative (Provisional Licence) 6

WAN Ziying BJL539 Licensed Representative (Provisional Licence) 1, 2

WANG Chunhuan BJK864 Licensed Representative (Provisional Licence) 4

WANG Junlai BCL625 Licensed Representative (Provisional Licence) 4, 9

WANG Lianqing BJI251 Licensed Representative (Provisional Licence) 4

WANG Menghai BJG487 Licensed Representative (Provisional Licence) 1, 4, 9

WANG Mingkai BJN945 Licensed Representative (Provisional Licence) 1

WANG Qi BJN322 Licensed Representative (Provisional Licence) 4, 9

WANG Tian BJP485 Licensed Representative (Provisional Licence) 1, 4

WANG Yu BJR695 Licensed Representative (Provisional Licence) 1

WANG YUE BJD659 Licensed Representative (Provisional Licence) 10

WEI Chuyang BGC776 Licensed Representative (Provisional Licence) 1

WILLS David Richard ANE567 Licensed Representative (Provisional Licence) 9

WONG Cheung Kwan BJO393 Licensed Representative (Provisional Licence) 1, 6

WONG Chi Hang BJK881 Licensed Representative (Provisional Licence) 1, 2

WONG Chun Ki BJN531 Licensed Representative (Provisional Licence) 1

WONG Hsien Sheng BJH450 Licensed Representative (Provisional Licence) 1

WONG Ka Wai Jeff BJN836 Licensed Representative (Provisional Licence) 1, 6

WONG Kei Yiu BAM964 Licensed Representative (Provisional Licence) 1, 2, 4, 9

WONG Kwok Keung ACC472 Licensed Representative (Provisional Licence) 1

WONG Lai Wan BJP486 Licensed Representative (Provisional Licence) 1

WONG Long Yin, Victor BJL686 Licensed Representative (Provisional Licence) 1, 4, 9

WONG Shu Xian Melanie BJM260 Licensed Representative (Provisional Licence) 1, 4

WONG Sin Yan Ishtar BJN165 Licensed Representative (Provisional Licence) 1, 4

WONG Wai Man, Angel BJO200 Licensed Representative (Provisional Licence) 1

WONG Wan Kin AVM904 Licensed Representative (Provisional Licence) 1, 6

WONG Yuen On BJJ550 Licensed Representative (Provisional Licence) 1, 2

WOOD Mark R APJ663 Licensed Representative (Provisional Licence) 1, 2

WU Jun Jie BJO386 Licensed Representative (Provisional Licence) 1, 2

WU Kelvin Kwan Hoe BAL988 Licensed Representative (Provisional Licence) 4, 9

WU Xueni BJI146 Licensed Representative (Provisional Licence) 1

XIA Tao BJE654 Licensed Representative (Provisional Licence) 6

XIAO Di BJL679 Licensed Representative (Provisional Licence) 1, 4

XIE Haoxi BJC332 Licensed Representative (Provisional Licence) 4

XIE Jingxin BJC937 Licensed Representative (Provisional Licence) 1, 6

XIN Yimo BJP596 Licensed Representative (Provisional Licence) 1, 6

XU Jiewei BJI366 Licensed Representative (Provisional Licence) 10

XU Ke BJH116 Licensed Representative (Provisional Licence) 1, 6

XU Weixiang BJM252 Licensed Representative (Provisional Licence) 9

XUAN CONG BJQ083 Licensed Representative (Provisional Licence) 1, 2

XUE Bing BHZ669 Licensed Representative (Provisional Licence) 1, 4, 6

YAMADA Kiyoshi BJK435 Licensed Representative (Provisional Licence) 1, 2, 4

of 21



YAN Jie BJC920 Licensed Representative (Provisional Licence) 1, 6

YAN Ming Cheung AEA354 Licensed Representative (Provisional Licence) 1, 2

YANG Hongjie BJO795 Licensed Representative (Provisional Licence) 1, 4, 6

YANG Qichen BJQ842 Licensed Representative (Provisional Licence) 1

YANG Siqi BJN135 Licensed Representative (Provisional Licence) 4

YANG Yichao BJH752 Licensed Representative (Provisional Licence) 1, 6

YEUNG Shuk Yi Rita BJP441 Licensed Representative (Provisional Licence) 1, 4

YIN Hanzhang BFX694 Licensed Representative (Provisional Licence) 5

YIN Lei BAV723 Licensed Representative (Provisional Licence) 4

YIP Hei Kan BJI575 Licensed Representative (Provisional Licence) 1

YIP Pui Man BJP647 Licensed Representative (Provisional Licence) 1, 4, 9

YOON Jerry Chan AHA576 Licensed Representative (Provisional Licence) 1

YOSHIDA GENKI BJJ183 Licensed Representative (Provisional Licence) 1, 4, 6

YU Bin BJL677 Licensed Representative (Provisional Licence) 1, 4, 9

YU Xinran BJM100 Licensed Representative (Provisional Licence) 1, 4, 6

YU XUEWEN BJL609 Licensed Representative (Provisional Licence) 4

YU Yue BJO203 Licensed Representative (Provisional Licence) 1, 4

YUAN Xiongfei BJN153 Licensed Representative (Provisional Licence) 1, 6

YUAN Yang BJM102 Licensed Representative (Provisional Licence) 1, 4, 6

YUE Hiu Ying, Tiffany BJL887 Licensed Representative (Provisional Licence) 1, 4, 9

ZHANG Hui AOX819 Licensed Representative (Provisional Licence) 1, 6

ZHANG Jie BJL754 Licensed Representative (Provisional Licence) 4, 9

ZHANG Min BJO850 Licensed Representative (Provisional Licence) 1

ZHANG Wenze BJI412 Licensed Representative (Provisional Licence) 1, 4, 6

ZHANG Yi BJK737 Licensed Representative (Provisional Licence) 1, 4

ZHANG Zezheng BJM190 Licensed Representative (Provisional Licence) 4

ZHAO Mengtian BCV515 Licensed Representative (Provisional Licence) 1, 2

ZHAO xinyuan BJL915 Licensed Representative (Provisional Licence) 4

ZHENG Haomin BJS887 Licensed Representative (Provisional Licence) 1, 4

ZHOU Shiyi BGR107 Licensed Representative (Provisional Licence) 4

ZHOU Zhi AKU303 Licensed Representative (Provisional Licence) 1, 6

ZHOU Zhihao AQR080 Licensed Representative (Provisional Licence) 1

ZHU Bingqian BJP475 Licensed Representative (Provisional Licence) 4

ZHU Huilong BJO521 Licensed Representative (Provisional Licence) 1, 4

ZHU Judy BJO607 Licensed Representative (Provisional Licence) 1

ZHU Wen Hong Alessandro BJO766 Licensed Representative (Provisional Licence) 4, 9

ZHU Ye BBB592 Licensed Representative (Provisional Licence) 1, 6

ADEWALE Amanda Patricia BBO925 Licensed Representative (Temporary Licence) 1

AGARWAL Anand ASL813 Licensed Representative (Temporary Licence) 1, 2

ARIYOSHI Akira BJQ383 Licensed Representative (Temporary Licence) 1

ARORA Rohit ART681 Licensed Representative (Temporary Licence) 4

AUREL-SMITH Timothy Charles BGO735 Licensed Representative (Temporary Licence) 1

BALASUBRAMANIAM Venkatesh BDT263 Licensed Representative (Temporary Licence) 4

of 21



BARATON Xavier Francois AVC110 Licensed Representative (Temporary Licence) 1

BARBER GLENN JAMES BJN562 Licensed Representative (Temporary Licence) 1

BARUS Felicia Asrinanda AUT955 Licensed Representative (Temporary Licence) 4

BARUS Felicia Asrinanda AUT955 Licensed Representative (Temporary Licence) 4

BASU Sougata BHZ553 Licensed Representative (Temporary Licence) 1

BEATON Nicholas David BFF377 Licensed Representative (Temporary Licence) 1

BECKER William Joseph BAI191 Licensed Representative (Temporary Licence) 1

BEHERA Roshan Raj ARP091 Licensed Representative (Temporary Licence) 1, 4

BI Yan BJS087 Licensed Representative (Temporary Licence) 1, 2

BOSWELL Jeffrey BIM799 Licensed Representative (Temporary Licence) 4

BRENNAN Anthony Paul BDU992 Licensed Representative (Temporary Licence) 4

BRUN Steven BFG531 Licensed Representative (Temporary Licence) 1

BRUNNER Anais Roxane BJP592 Licensed Representative (Temporary Licence) 1, 4

BUCKINGHAM Thomas Andrew BFH456 Licensed Representative (Temporary Licence) 4

BURTNICK Douglas Allen BJQ179 Licensed Representative (Temporary Licence) 1

CABAL Bill Kristoffer BJS895 Licensed Representative (Temporary Licence) 1, 4, 6

CALIO Joseph Evan BBJ690 Licensed Representative (Temporary Licence) 1, 4

CAMPOS DIAZ Adrian Giancarlo BHD137 Licensed Representative (Temporary Licence) 1

CARRIER Michael Roger BDL874 Licensed Representative (Temporary Licence) 1, 4

CHAN Ling Tung, Kristy BFT513 Licensed Representative (Temporary Licence) 1

CHAPMAN-SMITH Mark Stuart BJR674 Licensed Representative (Temporary Licence) 1

CHATLEY Gaurav BJR843 Licensed Representative (Temporary Licence) 1

CHAWLA Vanshika BJP272 Licensed Representative (Temporary Licence) 1, 2

CHEEVAVICHAWALKUL Amornrat AOX756 Licensed Representative (Temporary Licence) 4

CHEN James Rui Hang BBN107 Licensed Representative (Temporary Licence) 1

CHEN Lan BIQ901 Licensed Representative (Temporary Licence) 4

CHENG Robin Shiang ATD727 Licensed Representative (Temporary Licence) 1, 4

CHENG Yihan BGL603 Licensed Representative (Temporary Licence) 4

CHHUGANI Gautam Prakash BIO676 Licensed Representative (Temporary Licence) 4

CHIA Jackie Shu Min BIG318 Licensed Representative (Temporary Licence) 1, 2

CHO Jihyong AUD274 Licensed Representative (Temporary Licence) 1

CHOI Eric BDH357 Licensed Representative (Temporary Licence) 4

CHONG Wen Bin Melvin BFZ492 Licensed Representative (Temporary Licence) 1, 2

CHOTALIYA Dharmendra Jadavji BJP588 Licensed Representative (Temporary Licence) 1

CHUA Kah Meng, Adrian AWD992 Licensed Representative (Temporary Licence) 4

COE Nigel Edward BDO199 Licensed Representative (Temporary Licence) 1, 4

CONLEY Richard Adrian AQK261 Licensed Representative (Temporary Licence) 1, 2

CORK Jenna Louise AVS375 Licensed Representative (Temporary Licence) 1

CUI Xiaoyan BGG222 Licensed Representative (Temporary Licence) 4

CURLEY Marcus Christopher BFR251 Licensed Representative (Temporary Licence) 4

DADAWALA Sanjena BFE624 Licensed Representative (Temporary Licence) 4

DARK Adrian John BFA326 Licensed Representative (Temporary Licence) 4

DAYAL Ajay Ashokkumar BJO252 Licensed Representative (Temporary Licence) 1

of 21



DEAN Leon Arthur BJQ974 Licensed Representative (Temporary Licence) 1

DEB Abhinandan BJQ825 Licensed Representative (Temporary Licence) 1, 4

DIETZ Andrew Todd BJT514 Licensed Representative (Temporary Licence) 1

DRUCE James Anthony Stephen BGE144 Licensed Representative (Temporary Licence) 4

DRYER Katharine Grace BDI393 Licensed Representative (Temporary Licence) 1

DUFF Thomas Hunter BJU626 Licensed Representative (Temporary Licence) 1, 4

ENGEL Olivia Jane BIL522 Licensed Representative (Temporary Licence) 1, 4, 5

ENOMOTO Takashi BAZ545 Licensed Representative (Temporary Licence) 1, 4

FALZON SANT MANDUCA Mark Andrew BIK048 Licensed Representative (Temporary Licence) 1, 4

FANG Chenjun BJQ180 Licensed Representative (Temporary Licence) 4

FARLEY Daniel Patrick BJR810 Licensed Representative (Temporary Licence) 1, 4, 5

FOODEY David Nicholas AQS670 Licensed Representative (Temporary Licence) 1

GARDENER Christopher Francis BFE631 Licensed Representative (Temporary Licence) 1

GARDINER Wade Patrick AVV241 Licensed Representative (Temporary Licence) 4

GASQUERES Eric Yuya Francis ATI745 Licensed Representative (Temporary Licence) 1, 2

GILL Barry John BHP725 Licensed Representative (Temporary Licence) 1, 4

GLEESON David Luke BDL878 Licensed Representative (Temporary Licence) 1, 4

GOH Si Xian BFO633 Licensed Representative (Temporary Licence) 4

GOLTSMAN Michael BEO564 Licensed Representative (Temporary Licence) 4

GORDON-SMITH Clifford Ian BJQ973 Licensed Representative (Temporary Licence) 1

GRAHAM Colin Walsh BEC790 Licensed Representative (Temporary Licence) 4

GUNTURU Advait Dattatreya BJG617 Licensed Representative (Temporary Licence) 1, 2

GUTHRIE Drew Anthony BJR823 Licensed Representative (Temporary Licence) 1

HAMILTON James Douglas Ross BJR845 Licensed Representative (Temporary Licence) 1

HASHIMOTO Takashi BIJ499 Licensed Representative (Temporary Licence) 4

HIRAKAWA Mikio BBT553 Licensed Representative (Temporary Licence) 1, 4

HIRATA Shingo AYG042 Licensed Representative (Temporary Licence) 4

HIRATA Shingo AYG042 Licensed Representative (Temporary Licence) 4

HOMAN Daniel Thomas Fox BJU733 Licensed Representative (Temporary Licence) 4

HU Chang BJR685 Licensed Representative (Temporary Licence) 4

HWANG Seung Hyun AVA346 Licensed Representative (Temporary Licence) 1

IGARASHI Takehiko BJR912 Licensed Representative (Temporary Licence) 1

IKEDA Atsushi BEM322 Licensed Representative (Temporary Licence) 4

Ishank Kumar BGP169 Licensed Representative (Temporary Licence) 4

ISHINO Masahiko BGZ614 Licensed Representative (Temporary Licence) 4

JAIN Vivek Pawankumar AYE976 Licensed Representative (Temporary Licence) 1, 2

JAMISON Mark William BJP057 Licensed Representative (Temporary Licence) 1, 2

JONAS Adam Michael BGR023 Licensed Representative (Temporary Licence) 1, 4

JOSHI Deepak AZI921 Licensed Representative (Temporary Licence) 1, 2

KANG Puay Ju BJB545 Licensed Representative (Temporary Licence) 1

KARUNAKARAN Kishore Lakshman BJT495 Licensed Representative (Temporary Licence) 1, 4, 5

KEDIA Sahil Sudhir AZW848 Licensed Representative (Temporary Licence) 1, 4

KENNEDY Michael Thomas BJR957 Licensed Representative (Temporary Licence) 1

of 21



KHAN Samrad Ali BJF104 Licensed Representative (Temporary Licence) 1, 2

KIM Hyeong Kyun BFF354 Licensed Representative (Temporary Licence) 1

KIM Jinwoo BGY980 Licensed Representative (Temporary Licence) 4

KIM Minkyu BEO107 Licensed Representative (Temporary Licence) 1

KIM Tae-Woon BCO962 Licensed Representative (Temporary Licence) 1

KINGETSU Erika BJQ532 Licensed Representative (Temporary Licence) 1

KIPPING Bryan Edward ACR175 Licensed Representative (Temporary Licence) 1

KOESTERICH Russell Jared BHP721 Licensed Representative (Temporary Licence) 1, 4

KOK Wai Fai BJQ184 Licensed Representative (Temporary Licence) 4

KROTTHAPALLI Radha BJG221 Licensed Representative (Temporary Licence) 1

KUHNERT Gregory John AST321 Licensed Representative (Temporary Licence) 4

KUMAR SHALEEN BJQ605 Licensed Representative (Temporary Licence) 4

LACY Brett John BJR924 Licensed Representative (Temporary Licence) 1, 6

LAUGHLIN Justin John AWV278 Licensed Representative (Temporary Licence) 2, 5

LEAHY Timothy James AWB788 Licensed Representative (Temporary Licence) 1

LEE Lo-Tzu AVN430 Licensed Representative (Temporary Licence) 1

LEE Tien Soon BJT065 Licensed Representative (Temporary Licence) 1, 4

LIE Vivi Handoyo BEN583 Licensed Representative (Temporary Licence) 4

LIM Shan-Jia, Alvin AZW886 Licensed Representative (Temporary Licence) 1, 4

LIN Li-Chun BIG303 Licensed Representative (Temporary Licence) 4

LIN Li-Chun BIG303 Licensed Representative (Temporary Licence) 4

LIN Ming-De BEC282 Licensed Representative (Temporary Licence) 1, 4

LIU Yaokun BJI665 Licensed Representative (Temporary Licence) 4

LLOYD David BEF285 Licensed Representative (Temporary Licence) 4

LOH Sin Niew BJC093 Licensed Representative (Temporary Licence) 1

LOPEZ Todd Damon BJP602 Licensed Representative (Temporary Licence) 1

LU Zhicheng BJR690 Licensed Representative (Temporary Licence) 4

MADDOCKS James Robert Kirkby BBU657 Licensed Representative (Temporary Licence) 1, 2

MARTIN Troy Richard William BHG437 Licensed Representative (Temporary Licence) 1

MCCOY Debra Renee BHB630 Licensed Representative (Temporary Licence) 1, 4

MCDONALD Graeme Antony ALA712 Licensed Representative (Temporary Licence) 4

MCFARLANE Matthew James BJR923 Licensed Representative (Temporary Licence) 1, 6

MCHUGH Michael Sean BJR979 Licensed Representative (Temporary Licence) 1, 4

MEHRA Deepak BJG362 Licensed Representative (Temporary Licence) 1

MIURA Nobuyoshi BDU297 Licensed Representative (Temporary Licence) 4

MOHAMED TAUFIK Mohamed Belqaizi Bin BJQ971 Licensed Representative (Temporary Licence) 1

MONTMAUR Valerie BJT508 Licensed Representative (Temporary Licence) 10

MOOKIM Sanjay Kumar AUW976 Licensed Representative (Temporary Licence) 1, 4

MOREEN Gabriel Philip BIE853 Licensed Representative (Temporary Licence) 1, 4

MORII Yuki BJT160 Licensed Representative (Temporary Licence) 1

NA PATTALOONG Natchutha BIO006 Licensed Representative (Temporary Licence) 4

NARUSAWA Koh AZK463 Licensed Representative (Temporary Licence) 1

NG Jinghua Eugene BJC723 Licensed Representative (Temporary Licence) 1, 2

of 21



NICHOLAS Adrian Joseph BJR390 Licensed Representative (Temporary Licence) 1

NISHIMURA Keitaro AYT962 Licensed Representative (Temporary Licence) 1

NISHIMURA Rika BHB795 Licensed Representative (Temporary Licence) 1

NOWAK Brian Thomas BAW836 Licensed Representative (Temporary Licence) 1, 4

ONG Choon Keong BEV987 Licensed Representative (Temporary Licence) 1, 4

OUYANG Lianzi BJP598 Licensed Representative (Temporary Licence) 1

PACAN Maxime, Jacques, Francois BFP547 Licensed Representative (Temporary Licence) 1, 4

PARK Jung Mi AWL531 Licensed Representative (Temporary Licence) 1, 4

PECK Julian Michael Henry BJR227 Licensed Representative (Temporary Licence) 1, 6

PETROVCIK Kevin Patrick AZL215 Licensed Representative (Temporary Licence) 1, 4

PODRUG Frane BDH801 Licensed Representative (Temporary Licence) 1, 4

RAFFERTY Simon Michael BJQ663 Licensed Representative (Temporary Licence) 1, 4

RASTOGI Abhishek AYB018 Licensed Representative (Temporary Licence) 1

RAZZAK Aisha Khanum BJR576 Licensed Representative (Temporary Licence) 1, 2

REDBOURN Paul Robert AFQ906 Licensed Representative (Temporary Licence) 1

RIGBY Jonathon BAG214 Licensed Representative (Temporary Licence) 4

ROBERTSON Andrew John BJV071 Licensed Representative (Temporary Licence) 1

ROBINSON Geoffrey Robert Anthony BHX552 Licensed Representative (Temporary Licence) 4

RUDLAND Michael James BJD156 Licensed Representative (Temporary Licence) 1, 2

SAWADA Shogo BII582 Licensed Representative (Temporary Licence) 1

SEMARK Richard Mark BIG719 Licensed Representative (Temporary Licence) 1

SEMARK Richard Mark BIG719 Licensed Representative (Temporary Licence) 1

SEOW Chi Yip BJS157 Licensed Representative (Temporary Licence) 1, 4, 6

SHAH Amish Chandrakant AUW978 Licensed Representative (Temporary Licence) 1, 4

SHARMA Naveen Prakash ANW221 Licensed Representative (Temporary Licence) 1, 2

SHARMA Naveen Prakash ANW221 Licensed Representative (Temporary Licence) 1, 2

SHIRVAIKAR Ashwin Vassant BFK476 Licensed Representative (Temporary Licence) 4

SIMPSON Angus John BJQ600 Licensed Representative (Temporary Licence) 4

SINHA Ashutosh ALF351 Licensed Representative (Temporary Licence) 1

SIOW Jia Keen BCC461 Licensed Representative (Temporary Licence) 4

SIRIPASSORN Kritapas BDQ319 Licensed Representative (Temporary Licence) 4

SLORER Ole Henry BEJ870 Licensed Representative (Temporary Licence) 1, 4

SUN MATTISON Linda Wu BBF677 Licensed Representative (Temporary Licence) 4

SUN Xiaoyu BJQ630 Licensed Representative (Temporary Licence) 4

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