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Research Article Collaborative Concept Mapping: Connecting with Research Team Capacities Linda De George-Walker 1 and Mark A. Tyler 2 1 School of Human, Health and Social Sciences, Central Queensland University, Locked Bag 3333, Bundaberg, QLD 4670, Australia 2 School of Education and Professional Studies, Griffith University, Mt Gravatt Campus, 176 Messines Ridge Road, Mt Gravatt Brisbane, QLD 4122, Australia Correspondence should be addressed to Mark A. Tyler; m.tyler@griffith.edu.au Received 19 November 2013; Accepted 30 March 2014; Published 1 June 2014 Academic Editor: Bernhard Schmidt-Hertha Copyright © 2014 L. De George-Walker and M. A. Tyler. is is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited. Concept mapping has generally been used as a means to increase the depth and breadth of understanding within a particular knowledge domain or discipline. In this paper we trace the deployment of collaborative concept mapping by a research team in higher education and analyse its effectiveness using the crime metaphor of motive, means, and opportunity. is case study exemplifies two iterations of the research team’s collaborative concept map and shows how the process of the construction of such maps enabled the opportunity for team dialogue and coconstruction that was focused, hands-on, and visual. e concept mapping process provided the team with a meaning-making mechanism through which to share understandings and explore the team’s potential capacities. 1. Introduction In an effort to address the quality and impact of research, higher education institutions have invested in research capac- ity building initiatives including those that leverage the expertise and relationships within research collaborations and teams. Yet, the various methods and tools appropriate for understanding and building research capacity within research teams remain underexplored. is paper reports on a case study of a collaborative concept mapping process (CCM) with an educational research team located at a regional Australian university. We argue that collaborative concept mapping is an exercise that embodies effective capac- ity building processes by enabling exploration, articulation, and negotiation of shared motives and opportunities for research team development. We undertake this journey by first conceptualising capac- ity and the building of research capacity as it appears in the literature. We then move to CCM and argue how it is well suited as a capacity building process. Next we introduce the case study per se, summarise the research team’s first expe- rience with CCM, and highlight and explore the refinements made with the team’s second attempt. e paper culminates with an analysis of CCM as a capacity building process in relation to the means, motives, and opportunity framework of Britton as deployed by James and Wrigley [1]. 1.1. Conceptualising Capacity Building. Broadly, capacity building stimulates desired development and change for individuals, organisations, and communities. Yet, capacity building has an intangibility that “makes it the stuff of myth or magic” [2, page 210]. First, capacity building as a concept has been described as a mysterious, elusive, confused, and misinterpreted, with numerous definitions present in the literature [14]. Further, capacity building is considered to be undertheorised [3]. Harrow [2], however, concluded that although “the concept appears theoretically homeless,” it is not necessarily atheoretical having found “temporary accom- modation in a variety of literature” (page 226), for example, capacity building features in the literature on community development [4, 5]; international aid [1, 3]; public manage- ment and social policy [2, 6]; health policy and practice [7, 8]; and educational research [9, 10]. Accordingly, capacity Hindawi Publishing Corporation Education Research International Volume 2014, Article ID 836068, 10 pages http://dx.doi.org/10.1155/2014/836068

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Page 1: Research Article Collaborative Concept Mapping: Connecting ...downloads.hindawi.com/journals/edri/2014/836068.pdf · Collaborative Concept Mapping: Connecting with Research Team Capacities

Research ArticleCollaborative Concept Mapping: Connecting with ResearchTeam Capacities

Linda De George-Walker1 and Mark A. Tyler2

1 School of Human, Health and Social Sciences, Central Queensland University, Locked Bag 3333, Bundaberg, QLD 4670, Australia2 School of Education and Professional Studies, Griffith University, Mt Gravatt Campus, 176 Messines Ridge Road,Mt Gravatt Brisbane, QLD 4122, Australia

Correspondence should be addressed to Mark A. Tyler; [email protected]

Received 19 November 2013; Accepted 30 March 2014; Published 1 June 2014

Academic Editor: Bernhard Schmidt-Hertha

Copyright © 2014 L. De George-Walker and M. A. Tyler. This is an open access article distributed under the Creative CommonsAttribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work isproperly cited.

Concept mapping has generally been used as a means to increase the depth and breadth of understanding within a particularknowledge domain or discipline. In this paper we trace the deployment of collaborative concept mapping by a research teamin higher education and analyse its effectiveness using the crime metaphor of motive, means, and opportunity. This case studyexemplifies two iterations of the research team’s collaborative concept map and shows how the process of the construction of suchmaps enabled the opportunity for team dialogue and coconstruction that was focused, hands-on, and visual. The concept mappingprocess provided the team with a meaning-making mechanism through which to share understandings and explore the team’spotential capacities.

1. Introduction

In an effort to address the quality and impact of research,higher education institutions have invested in research capac-ity building initiatives including those that leverage theexpertise and relationships within research collaborationsand teams. Yet, the various methods and tools appropriatefor understanding and building research capacity withinresearch teams remain underexplored. This paper reportson a case study of a collaborative concept mapping process(CCM) with an educational research team located at aregional Australian university. We argue that collaborativeconceptmapping is an exercise that embodies effective capac-ity building processes by enabling exploration, articulation,and negotiation of shared motives and opportunities forresearch team development.

We undertake this journey by first conceptualising capac-ity and the building of research capacity as it appears in theliterature. We then move to CCM and argue how it is wellsuited as a capacity building process. Next we introduce thecase study per se, summarise the research team’s first expe-rience with CCM, and highlight and explore the refinements

made with the team’s second attempt. The paper culminateswith an analysis of CCM as a capacity building process inrelation to the means, motives, and opportunity frameworkof Britton as deployed by James and Wrigley [1].

1.1. Conceptualising Capacity Building. Broadly, capacitybuilding stimulates desired development and change forindividuals, organisations, and communities. Yet, capacitybuilding has an intangibility that “makes it the stuff of mythor magic” [2, page 210]. First, capacity building as a concepthas been described as a mysterious, elusive, confused, andmisinterpreted, with numerous definitions present in theliterature [1–4]. Further, capacity building is considered tobe undertheorised [3]. Harrow [2], however, concluded thatalthough “the concept appears theoretically homeless,” it isnot necessarily atheoretical having found “temporary accom-modation in a variety of literature” (page 226), for example,capacity building features in the literature on communitydevelopment [4, 5]; international aid [1, 3]; public manage-ment and social policy [2, 6]; health policy and practice[7, 8]; and educational research [9, 10]. Accordingly, capacity

Hindawi Publishing CorporationEducation Research InternationalVolume 2014, Article ID 836068, 10 pageshttp://dx.doi.org/10.1155/2014/836068

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building has been variously theorised, for example, by meansof stewardship theory (e.g., [2]), social capital theories (e.g.,[11]), developmental systems theories, such as Bronfenbren-ner’s bioecological model (e.g., [8]), and transformationalleadership (e.g., [5]). Given the range of contexts and concep-tualisations it is hardly surprising that a single encapsulatingdefinition and theory of capacity building remains elusive.Rather than considering this as an undesired situation tobe rectified, definitional and theoretical eclecticism can beargued as necessary for the application of capacity buildingacross the varied contexts in which it has been deployed.

Nomatter which definition, theory and conceptual lens isused to frame capacity building; a critical question remains:what is effective capacity building? James and Wrigley [1],adopting the crimemetaphor of Britton, identify that effectivecapacity building in aid-based contexts requires attention tomotive,means, and opportunity.

Analysing CCM by using this framework does offer asleuthing kind of subtext to the development of greaterunderstanding in relation to the happenings within andas a result of the process. In this case we are focusedon the three aspects surrounding the doing of CCM andits relationship to the individuals involved (their motives),possibilities for actions (opportunities), and its effective-ness as a method (means). Specifically, motive here refersto individual, organisational, and community desire andincentives for change, including the construction of sharedstakeholders’ understandings about the nature of capacitybuilding [1, 12]. Opportunity refers to translating the workof capacity building into action and the availability of therequired resources and support to do so; and means refersto methods for capacity building. Based on their review ofinternational aid work, James and Wrigley [1, page ii] notethat effective capacity building methods are those that

(i) retain and develop ownership;(ii) are people-centred and relational;(iii) engage with peoples’ values and emotions;(iv) use experiential approaches where appropriate;(v) explicitly adapt to context and culture.

Similarly, others have noted that capacity building methodsare a means rather than an end [12] and are necessar-ily relational “nurturing relatively stable patterns of socialrelations” [13] to empower “the potential of people to acttogether for a common community good” [4, page 38].Effective capacity building methods are thus heterogeneous,process-oriented, and sociocultural practices that privilegeand leverage relationships.

1.2. Building Research Capacity. In response to increasedpressures in recent decades to improve research qualityand impact, the international higher education sector hassought to build research capacity with various internal andcross-institutional initiatives implemented in the UK, USA,Australia, New Zealand, Scandinavia, and West Africa [15].These initiatives have included institutional research pol-icy development and investment in research infrastructure.

Other initiatives recognise that in addition to administra-tive and resourcing enablers for research activity, buildingresearch capacity requires building researcher capacity. Oneresponse to this has been researcher development pro-grams that include technical skills training in areas suchas research design and methods and proposal and grantwriting [16]. Sterland [17], however, cautions that capacitybuilding approaches that are reliant on skills developmentrisk being too generic and may be unable to take account ofspecific context, stages and needs; may focus on immediateoutcomes at the expense of longer term processes; and fostera simplified view of capacity building as components or partsdisconnected from a whole organisation or context.

Some institutional research capacity building responseshave consequently incorporated tailored research skills devel-opment activities within collaborative research networksand teams [15, 18–20]. For example, in the developmentalmodel of Wary and Wallace [21], researcher skills are builtvia research-related activities occurring within a mentoringmodel.While there is clearly value in peer and teamprocessesfor researcher development, there are also numerous chal-lenges for collaborative and team research contexts, includingfailure to develop shared understandings about the motives,goals, frameworks, and ways of operating with regard to gov-ernance, communication, and conflict management [16, 20,22]. While the research capacity building literature identifiesthe nature of the problems to be addressed within teamsand collaborations and highlights that solutions are ideallytailored and leverage social and relational practices in settingssuch as meetings and retreats, explicit methods and tools forfostering and understanding research capacity within teamsand collaborations remain underexplored [23, 24].

In this paper, we will illuminate and add more substanceto the myth and magic of capacity building as it relates toacademic research team development and will argue thatcollaborative conceptmapping, a process of conceptmappingwith small groups typically used for educational purposes[25, 26], is a valuable capacity building process for researchcollaborations. After reviewing what collaborative conceptmapping is and the pertinent literature, we will present acase study on the use of collaborative concept mappingwith an education research team. The aim of this casestudy research was (a) to describe the process and outcomesof the collaborative concept mapping method as the teammembers attempted to make explicit their theorising aboutteam processes related to the direction and success of theteam and (b) to analyse the capacity building potential ofcollaborative concept mapping in research contexts using theaforementioned motives, means, and opportunities frame-work as described by James and Wrigley [1] using Britton’sconceptualisation.

2. Collaborative Concept Mapping

Concept mapping is the process of creating concept mapsor diagrams that organise, represent, and create knowledge.Concept mapping can be utilised by individuals or smallgroups, the latter being typically referred to as collaborative

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concept mapping (CCM) [27]. The stages of CCM proceedin the same manner as individual concept mapping, asdescribed by Novak and Canas [26]. First, a clear context andknowledge domain is established by posing a focus questionthat is to be addressed during the concept mapping. Thenaround 20 key concepts are generated by participants inresponse to the focus question and are placed in a central“parking lot.” An initial concept map is created from theparking lot concepts (although not all concepts must beused), arranging them in an hierarchal order from the mostgeneral to the most specific concepts and creating cross-linkswith linking words to form propositions. “Propositions arestatements about some object or event in the universe, eithernaturally occurring or constructed. Propositions containtwo or more concepts connected using linking words orphrases to form a meaningful statement” [26, page 1]. Theprocess is a dynamic one, with the position of conceptsand the cross-links able to be rearranged as necessary, andthe map is always open to revision and “is never finished”[26, page 12].

Novak and Gowin [27] undertook seminal work on con-cept mapping demonstrating that conceptmapping strategiesenabled students to control the outcomes of certain educationengagements. Through the process of sharing meaning withthe teacher, and making concepts and connections explicit,students were shown to develop clearer pathways to theknowledge they were trying to capture.Watt [28], Chittenden[29], and Kuhn and Davidson [30] all reported instancesof using this technique to increase learning toward deeperunderstanding. Novak and Canas [26] suggest that conceptmapping operates as a form of discovery learning.

Basque and Lavoie [25] reviewed 39 studies dating fromthe late 1980s that specifically investigated CCM. They citedevidence that CCM when compared with individual con-cept mapping produced better quality concept maps andbenefited learning (e.g., [31, 32]). Further, they reportedon studies showing that interactions observed during CCMwere consistent with features of scientific discourse andincluded elaborated exchanges, coconstruction of meaning,and formation of alliances (e.g., [33, 34]). Similarly, vanBoxtelet al. [35] contend that the integrated conceptual frameworkor map that develops as part of the process of CCM provokesand supports discourse and elaboration, while enabling self-determined meaning making and personal reflection on anindividual’s (mis)understandings. Webb et al. [36] notedthat the conditions of CCM that enable productive learninginclude opportunities for the clarification of understanding,content relevance, timeliness, and sufficient elaborations forthe correction of misconceptions. More recently, Zwaal andOtting [37] found that groups who used concept mapping inthe process of problem based learning “were more satisfiedwith the execution of. . .the decision-making process, and thecommunication within the group” (page 104), although intheir study there was no conclusive evidence of increasingthe group’s ability to generate learning goals in relation toproblems. Altogether, CCM studies have indicated that theprocess extends concept mapping processes and outcomesfrom individual learning to socially constructed meaningmaking.

3. Case Study

3.1. Background. The Capacity Building Research Network(CBRNetwork) is a multidisciplinary educational researchteam located in Australian regional university. The researchexperience of the 17 members of the CBRNetwork varies andincludes research higher degree students, early- and mid-career researchers, and senior researchers working in a broadrange of research interest areas pertaining to education andlearning. Across this diversity of researcher interests andexpertise exists a shared team focus on “capacity-building foremerging global, national and regional/community futures”which “encompasses sustainable and innovative practices,learning and development, lifelong learning and the devel-opment of self-determined communities” (“CBRNetwork”,n.d.).

Five months after the formation of the research team in2009, we facilitated an initial CCM exercise with the originalsmaller team of six researchers [14].The purpose of the CCMactivity was to assist the team to explore and document themeaning and operation of teamworkwithin the newly formedteam. Accordingly, team members responded to the focusquestion of “How do we team?” and several complete propo-sitions were evident in the partially completed concept mapthat emerged from the process (Figure 1), for example, (theconcepts are in italics and linking words are nonitalicised):

(i) values are forgiveness, recognition, responsibility, reci-procity, trust, and respect;

(ii) authenticity, a requirement to establish and extendtrust;

(iii) flexibility is lifelong learning is learning about newviewpoints and values is learning from others [14, page65].

There were also some unexplored or only partially completedpropositions, concepts, and links, most notably build capitaland capacity and shared responsibility.

Towards the end of 2011, the research team successfullyapplied for formal status as a Faculty Research Centre,and as a consequence the membership of the team grewfrom seven to 17 members. Around this time, membersexpressed interest in revisiting the CCM exercise withthe expanded team. Before proceeding with another CCMprocess, a formal and formative evaluation of the previ-ous CCM process was conducted using an anonymous 10-question online survey as documented in de George-Walkerand Tyler [9]. The questions focused on member viewsabout the value, challenges, and limitations of CCM forexploring concepts around teaming and the degree to whichthe propositions that emerged from the previous processreflected the current values, goals, and practices of the team.The ten team members who responded to the survey werepositive about the CCM process and the overall positionemerging from the survey was that CCM was a dynamicdialogical and visual tool that enabled individual reflection,collective coconstruction, and documentation of notions ofteam identity and teaming practices and facilitated a positiveteam climate. Also pertinent was the position that some

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Figure 1: The first collaborative concept map produced by the research team. From “Collaborative concept mapping: an education researchteam leveraging their collaborative efforts” [14, page 66]. Reproduced and adapted with permission of publisher.

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additional needs of the team were not addressed in the initialCCM process; for example, there was limited explorationof the concepts of capacity, capacity building (as featuredin the team name), leadership, and creativity and practicalteam processes such as communication and mechanismsfor achievement of research goals. All survey respondents,including original and newer team members, indicated thatit would be very useful to use CCM again with the expandedteam membership to document and build shared notionsaround teamwork and to explore the other identified issues.Hence, a second culminating CCM exercise was conductedwith the CBRNetwork in 2012 and is documented in the nextsections.

3.2. CCM Process and Outcomes. The second CCM exercisewas again facilitated by the authors of this paper, who at thattime had become adjunct members of the team after takingup positions at other universities. Eight members of theteam, not including the authors, participated in the processwith a range of research experience from novice to expertresearchers. Five participants were newer members and hadnot participated in the first CCM process. The CCM processoccurred onsite at the regional campus where the majorityof team members were located. The process occurred overa three-hour period with a 30-minute break around midwaythrough the process.

The process began with the facilitators providing anoverview of concept maps and the process of CCM and sum-marising the first CCM process and outcomes as overviewedin the previous section. Acknowledged by the group wasthat in the previous map there was a lack of prepositionsand verbs that left certain agreed upon concepts unfinalisedas propositions. For example, in Figure 1, the concepts talk,dialogue, hetroglossia, and unfinalisability are linked, butthis link remains unspecified. Hence, these concepts do notmake a knowledge proposition. The group was encouragedto focus in this CCM exercise on the building of completepropositions. The hierarchal ilk of the exercise was alsoreiterated noting that the top concept was to be shapedfrom the question, which was again initially concerned withnotions of teamwork but was extended with the agreementof the group to include a focus on research outcomes uponwhich team funding was contingent: “How do we team inorder to meet CBRNetwork’s key performance indicators?”

The CCM process initially proceeded in a typical manneras outlined earlier in this paper. A parking lot was establishedand individuals contributed concepts by talking in varioussized groups, comparing ideas and reviewing. Approximately42 concepts were generated in 10 minutes. The facilitatorsthen requested the group review a large number of concepts,and if appropriate, to group them under similar themesand label them with an overarching concept. This invitedthe group to observe any repetition in concepts and whatthis might mean with regard to the importance of variousconcepts and also to begin considering the hierarchicaland cross-linked nature of the generated concepts. Thebroader concepts that emerged during this theming stagewere management, mentoring, networking, academic writing

and publishing, personal growth, capacity building, constraints,profile, lateral thinking, and outcomes and outputs. Taking theexample of management, some of the concepts identified bythe group as subordinate concepts were shared leadership,strategic planning, long-term goals, prioritising, setting limits,identifying opportunities, cost-benefit analysis, project man-agement, budget, administrative support, corporate support,and sharing resources.

Next, participants were invited to begin assembling theconcept map on the whiteboard using the sticky notes andwhiteboard markers to record the cross-links and linkingwords. A team member volunteered as the scribe and beganmoving the concepts around on a large whiteboard whilstothers looked on and engaged in general discussion aboutthese concepts and suggested changes. The team initiallychose the concept of teaming as one of the top conceptsbut quickly moved on to discuss notions of leadership andhow itmight be distinguished from governance. One complexproposition began to arise as the team attempted to link theoutcomes from the discussions of teaming and leadership ina concept map:

team develops strategic direction that guidesgovernance, which is done by management com-mittee that reports to Faculty/University policywhich impactsmanagement committee.

Another branch of the map formed by the participantsoffered an incomplete proposition: team needs motivation.Motivation was then connected to strategic direction butwithout a joining preposition. Motivation was identified byone teammember as nonconcrete and argued what was reallysought by the teamwas the driver ormachinery ofmotivationfor research. In brief discussion about the “what” of research,the different paradigms of research were acknowledged andit was identified that for this team, research produced changeand informed practice. The suggestion made was that thescholarship of capacity building might be the motivationaldriver for the team’s practice-oriented research.

The unfolding concept map was then abandoned by thegroup and a question was written on the board “What iscapacity building?” After some discussion it was agreed bythe group that the scholarship of capacity building shouldbe the central component to the somewhat slippery notionimbedded in the group’s doing—which is also the primarynomenclature in the group’s name. With this epiphany,scholarship of capacity building (S of CB) was chosen as acentral component of a new map that departed from thetypical concept map form and took the form of a circlewith other concepts circling the central position of S of CB.The concepts of profile, PhD, writing, and external fundswere interconnected with prepositions to make a seeminglymeaningful set of propositions and the concept map beganto look more like a conceptual model. Nevertheless, usefulpropositions emerged; for example, the S of CB attracts PhD(students); the S of CB develops profile that enhances andattracts external funds.

The scribe then reconstituted this “map” into a set ofconcentric circles with SB of C at the center. The conceptof relationships was closest to the center, and external funds,

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PhDs, and outputs (writing and publishing) in the next circle,with profile being the furthest, were removed from the center.No propositions were built within this figure. This figure wasthen again reconceptualised by the participants into a three-dimensional cone shape with the “pointy end” housing thecentral concept of the S of CB (Figure 2). The cone figure wasplaced horizontally to fit the confinements of the white board,but its positioning was intended as vertical, reflecting thehierarchal tenant of concept mapping. At the base of the conewas profile. The skin of the cone carried the verbs producesand enhances, seemingly producing the proposition: S ofCB produces and enhances profile. Other concepts—outputs,PhDs, and external funds—were positioned centrally on thecone and just below the “skin” in between S of CB andprofile. These were linked to other concepts, still written onsticky notes and linked by the phrase “are developed by.”These links produced the proposition that outputs, PhDs,and external funds are developed by mentoring, coauthoring,engagement, professional conversations, according to her/hisactivity, cross-disciplinary connections, support, and flexibility.A central core to the cone was prominent running from topto bottom with the concept of relationships written on it. Thecore too had a thin skin labelled as governance. The core orrelationships was connected by an arrow to what appearedas an important proposition for the team: S of CB is moreproductive when relational. It is noted that this figure may beinterpreted as a model. Nevertheless, we continue to use thenomenclature of “conceptmap.”This is because the figure wasnamed as a concept map by the team and second it displaysmany of the characteristics of a concept map; for example, itis hierarchal and knowledge propositions are clearly evident.

3.3. Analysis of CCM as a Capacity Building Process. Thedata used for the analysisof CCM as a capacity buildingprocess included the completed concept map (Figure 2),photographs of the concepts, and maps that were createdon the sticky notes and whiteboard as the process unfolded,an audio recording of the session, a note form transcriptionof the audio recording that assisted in navigating the audiorecording during the process of the analysis, and the authors’own observations during the session. A thematic contentanalysis of the data was conducted according to the means,motives, and opportunity framework of Britton that JamesandWrigley [1] had deployed.The researchers were, however,also open to unexpected themes that might be evident in thedata.

3.3.1. Motive and Opportunities. James andWrigley [1] arguethat for effective aid-based capacity building, there must bean adequate internalmotive for change and development, andthis necessarily involves exploration, articulation, and nego-tiation of a clear and consensual “prize” among stakeholders.They note the importance of leadership for development andchange, but shared motivation and purpose is an essentialelement for effective capacity building and is “assisted whenpeople feel they have had the opportunity to contributemeaningfully to the identification of both the need to changeand the appropriate ways forward” (page 10). Developing

shared purpose and motivation involves unearthing andaddressing individual and shared values, beliefs, agendas, andinterests; matters that can often be complex, emotion-laden,and challenging to discuss, let alone reaching consensus on.We argue that to successfully build the capacities of researchteams there must be a shared motive and that CCM isa valuable tool that enables exploration, articulation, andnegotiation of purpose.

First, with regard to shared purpose for this team, itwas clear from their participation in and evaluation ofthe first CCM process that the team had a strong sharedmotive to understand team processes as they applied totheir future direction as a research team and to revisitthe topic with the expanded membership to allow voicesand views of newer members to be heard. The team alsohad a shared commitment to capacity building research asevidenced in the team name and shared goals in the formof key performance indicators around publication outputs,grant applications, and successes and attracting researchhigher degree students. What was less clear for the team wasa shared conceptual framework guiding their approach toteam research activities. This was a concern raised regularlyduring team meetings and in the evaluation of the first CCMprocess and had been identified by the team as weaknessthey needed to resolve in order to fully function and tosuccessfully achieve their research goals. The issue was suchthat it prompted the team to commission a discussion paperabout the various conceptualisations of capacity building anda possible direction for the team. The way forward on thisissue had, however, continued to elude the team and the lackof a clear conceptualisation of capacity building was againraised during this CCM process as a barrier to the teamachieving their goals and establishing their profile in thecapacity building field.

As noted earlier in the description of this CCM process,there was a fundamental and shared philosophical shift evi-dent as the team focused their efforts towards understandingthe meaning of the scholarship of capacity building. Upuntil this point the team was at an impasse, recognisingthe need for shared resolution of this conceptual block, butstruggling with how to move forward in a manner thatwould be inclusive of all team member’s skills, knowledge,philosophies, and abilities. As a result of this CCMprocess theteam agreed that the diversity of theoretical and conceptualframeworks the teammembers contributed was a strength intheir approach to the understanding and the application ofcapacity building and that settling for one conceptualisationof capacity building was not only unnecessary, but also wouldpotentially limit the team. Further, the team agreed that therelational nature of capacity building was fundamental totheir scholarship of capacity building, which is clearly evidentin the concept map (Figure 2) with the propositions that theS of CB produces and enhances relationships; the S of CBis relational and relationships are developed by mentoring,coauthoring, engagement, professional conversation, eachaccording to his or her own activities, cross-disciplinaryconnections, support, and flexibility.

This team’s development of shared understandings of themeaning of the scholarship of capacity building and the value

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Teaming toachieve our KPIs

Scholarship ofcapacity building

Bold:Linking words and phrases

Concepts

Relational

Capacity building

The scholarship of capacity building

Focuses on

DrivesBrings us together in

is more productive whenRelationships

MentoringCo-authoringEngagementProfessional conversationEach according to her/his activitiesCrossdiciplinery connectionsSupportFlexibility

are developed by

EnhancesProduces

Rela

tions

hips

Gov

erna

nce

Gov

erna

nce

Outputs(publicationsexternal funds)

Profile

Figure 2: The second collaborative concept map produced by the research team.

of an eclectic conceptualisation of capacity building appearedto strengthen their sense of collective motive and purpose.The importance of a common bond, mindset, or frameworkhas been identified in the literature as not only adding to thedepth of scholarly work but also building team spirit, trust,and collegiality [38, 39]. Further, embracing of definitional,conceptual, and theoretical eclecticism in regard to capacitybuilding appears necessary for this team to successfully applyand research capacity building across the varied contexts withwhich it engages [40].

James and Wrigley [1] in their discussion of motives forcapacity building caution against externally driven develop-ment note that there will be little incentive for stakeholdersto be involved in this situation. This research team wascognisant of the external systemic drivers for the achievementof research outcomes, namely, ongoing Faculty funding beingcontingent upon achieving the key performance indicators.The Faculty role can be viewed as similar to the fundingdonor role in aid-based capacity building endeavours in thatdonors may view capacity building in terms of ambitious

short-term goals and their owns needs for accountability inthe form of proposals, reports, and financial managementprocesses. Similar to the notion of “systemic disincentives”for capacity building that James and Wrigley identify inthe aid-system, the team did refer to the characteristics ofinstitutional administration and reporting requirements thatmay be barriers to the achievement of the research goals andnoted that the time spent on these tasks can take away fromthe work of producing publications, applying for grants, anddeveloping the partnerships often necessary to progress theseoutcomes. James and Wrigley contend that an appreciationof these restraints is important, so these can be directlyaddressed. During the CCM process, the discussion aboutthe difference between governance and leadership assistedthe team to identify the importance of the team’s governanceto “shield” and deflect certain Faculty and organisationalrequirements (such as financial reporting) from those atthe “coal face,” so they can get on with the business ofachieving the key performance indicators. Here we can seethe strength of the team’s internal (versus external) motive

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for development towards achieving their goals and how theycan acknowledge the importance of, but not succumb to,institutional pressures.

In the process of clarifying and negotiating a sharedconceptualisation of the scholarship of capacity building,and also the differences between leadership and governance,the team was able to reach some consensus on previouslytroubling issues and identify the importance of harnessingthe diversity of members and the team governance processestowards achieving team goals and establishing the teamas a valuable presence in the field of capacity building.However, many capacity building efforts fail because of lackof time or resourcing for ongoing processes, legitimacy, orencouragement to implement change [1]. This team was wellaware of these challenges and recognised similar challenges,namely, uncertainty of funding and time poor researchers, asrisk factors for successful implementation.

3.3.2. Method. As described in the literature review, JamesandWrigley [1] note that effective capacity building methodsare those that retain and develop ownership, are people-centered and relational, engage with peoples’ values andemotions, use experiential approaches where appropriate,and explicitly adapt to context and culture. We argue thatthe CCM process, through the opportunity for elaborateddialogue and coconstruction in the context of a focused,hands-on, and visual meaning making activity, embodies allof these characteristics and provided this research team witha mechanism through which the “prize” of a shared motiveand understanding of the opportunities could be explored,articulated, negotiated, and also documented in the form ofthe concept map.

TheCCMprocess thus has potential as a capacity buildingmethod or tool, yet as with all tools, the CCM facilitator,whether internal or external to the group, must be sufficientlyskilled in the same ways that James and Wrigley [1] notethat capacity building accomplices must be skilled. That is,they must be able to foster participant ownership of theprocess; encourage dialogue and reflection; manage emo-tions, tensions, and power dynamics; and be culturally andcontextually sensitive [1]. James and Wrigley also refer to theimportance of balancing structure and flexibility, an issuewhich was highly pertinent during this case study as the con-ceptmap did not take the shape typical of a conceptmap. Hadwe, as facilitators, insisted on the typical concept map format,one of the key tenets of effective capacity building approaches,that they retain and develop ownership for participantswouldhave been lost. Sterland [17] observed that “it is criticalthat practitioners take the point of departure. . . [and] adapttheir methods and facilitation during each capacity buildingprocess” (page 4). And in the end the shape of themap did nothinder the development of clear propositions that reflectedthe groups shared conceptualisation of capacity building andmotives.

4. Conclusion

In this paper we have given an account of one academicresearch team’s attempt to use CCM, typically an educational

tool, to conceptualise andmake explicit the “how” of develop-ing their research capacity. The efficacy of the CCM processfor capacity building was further scrutinised using the aid-based motive, means, and opportunity framework [1]. Thecase study nature of this inquiry means it is not possibleto generalise the findings about the process and outcomesto other research teams. The richness of the findings has,however, allowed for an in-depth exploratory study of thenovel application of CCM and supported the potential ofCCM as a tool for building research team capacity.

The findings of this study indicated that features ofthe CCM method are characteristic of those identified asnecessary for effective capacity building processes; that is,the process is an experiential one that develops ownership,is people-centred and relational, engages with peoples’ valuesand emotions, and can adapt to context and culture. CCM inthis case study enabled shared exploration, articulation, andnegotiation of intentions and opportunities for the researchteam and produced a collective concept map that conceptu-alised and documented this—a map that is a bold artefact ofpurpose whose focused intent yet offers a shared constructfor critical reflection. What the map highlighted was aclear motive and purpose by team members to understandtheir team and commit to shared research goals, such asincreasing publication outputs and attracting research higherdegree students, but the map also documented a sharedcommitment by the team members to the capacity buildingof the individuals, groups, and communities with which theyresearch and to the scholarship of capacity building. In termsof opportunity, using the CCMprocess enabled, among otherthings, an accepting appreciation of possible constraints andthe opportunities to deal openly with troubling concerns,for example, the tensions that arose between leadership andgovernance. The use of CCM to leverage the expertise andrelationships within research teams for building researchcapacity is highly significant, particularly when we considerhow it focused effort and intent into a collaborative, reasoned,and balanced response to the research imperative.

Conflict of Interests

The authors declare that there is no conflict of interestsregarding the publication of this paper.

Acknowledgment

The authors wish to acknowledge the members of theCapacity Building Research Network (CBRNetwork) whoparticipated in the collaborative concept mapping processreported in this paper.

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Education Research International 9

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