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The Other Side of “Human Error” Dr Carl Horsley, Critical Care Complex, Middlemore Hospital Resilience in Healthcare

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Page 1: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

The Other Side of “Human Error”

Dr Carl Horsley, Critical Care Complex, Middlemore Hospital

Resilience in Healthcare

Page 2: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

Patient

Safety

Page 3: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

Staff

Safety

Page 4: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate
Page 5: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

Outline

The current model of safety

The problems with the current model

A new view of safety

How it changes the way we work

Page 6: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

The Aim of Safety

That as few things as possible go wrong

Page 7: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

The Current View of Safety – Safety I

Normal functioning(compliance)

Acceptable outcomes(successes)

Unwanted transition (sudden or gradual)

Malfunctioning(non-compliance)

Unacceptable outcomes(failures)

Hollnagel E. Safety-I and Safety-II; the past and future of safety management 2014

Page 8: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

The Swiss Cheese Model

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Find and Fix

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Compliance

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More

Defenses

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Safety: A non expert viewpointPeople

are a

liability

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to follow the rules

Your Hospital

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Work-As-Imagined

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Safety - IDefinition of safety That as few things as possible go wrong

Safety management principle Reactive; responds when something happens orsomething is deemed an unacceptable risk

View of the human factor in safety Humans are predominantly seen as a liability or hazard

Accident investigations Accidents are caused by failures and malfunctions. The purpose of investigations is to identify the causes.

Risk Assessment Accidents are caused by failures and malfunctions.The purpose of investigations is to identify the causes and contributory factors

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Reactive

Retrospective

Biased

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Limits Learning About Our Systems

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Page 19: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

What We Focus On Matters…

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“Things that never happened before happen all the time”

Scott D. Sagan “The Limits of Safety”

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CreatesBrittleness

Hides the sources of Adaptability andInnovation

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Safety vs Productivity

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Healthcare Worker Patient and family

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Page 25: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

Starlings by Elbow 2008

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Work-As-Done

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Hollnagel The ETTO Priciple: Efficiency Thoroughness Tradeoff 2009

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The New View – Safety II

Performanceadjustments

Acceptable outcomes(successes)

Unacceptable outcomes(failures)

Hollnagel E. Safety-I and Safety-II; the past and future of safety management 2014

Page 29: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

The system only succeeds because people/teams

are able to adjust to meet the conditions of work

Page 30: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

Ghaferi 2009

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Complexity is the problem…

People are the solution

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The New Aim of Safety

That as many things as possible go right

Page 33: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

Safety - IIDefinition of safety That as many things as possible go right

Safety management principle Proactive, continuously trying to anticipate developments and events

View of the human factor in safety

Humans are seen as a resource necessary for system flexibility and resilience

Accident investigations The purpose of an investigation is to understand how things usually go right as a basis for explaining how things occasionally go wrong

Risk Assessment To understand the conditions where performance variability can become difficult or impossible to monitor and control

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What Does This Mean For How We Work?

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Are you making failureless likely?

Or usual success

more likely?

1. Understand Success and Failure

Come From the Same Source

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Work as

Done

Work as Imagined

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2. Learn from all events

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Build in time for

reflection

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3. Build Resilient Teams and Systems

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Not this…

Page 41: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

Resilience

is the ability of the team/system to

monitor and adjust performance to achieve its goals,

under expected and unexpected conditions.

Page 42: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

“The system must be both prepared and prepared to be unprepared”

J. Paries Resilience Engineering in Practice 2011

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Anticipate How Things Might Fail

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Page 45: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

The Law of Requisite Variety

“The greater the variety of responses,

the greater the variety of conditions the system can cope with”

First Law of Cybernetics: Ashby, 1956

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Requisite VarietyRequisite Variety

Page 47: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

Middlemore Hospital,Counties Manukau District Health Board

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A Common Framework

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Build a Shared Understanding

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Leadership and Active Followership

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Speaking Up

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Resilience

Page 53: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

Focus on Learning

Why did that seem the right thing

to do at the time?

Dekker A Field Guide to Understanding Human Error 2014

Page 54: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

Demonstrate

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“Interwoven into the daily”

Reinforce and Model

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What Changes Have You Seen?

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Improved Team Organising

“We are less dependent on individual experience now that people work together better, and have a bit more of an expectation about how things will go, that we will talk about what we are expecting.”

(Nurse, CCC)

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Structured Variability

Knowing the normal, so you can tell when it’s not

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Some Surprises

Followers help leaders lead

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Enrt

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Proactive Safety Behaviours

“So, for me the difference is sharing that worst case scenario saying “I don’t think that is going to happen”, “this would be the worst thing”, “what I think is going to happen here is”, “it would be terrific if this happened”.

I think that has allowed people to relax a little bit and focus on good care rather than everything being a surprise.”

(Doctor CCC)

Page 62: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

Psychological Safety

“The whole culture has changed and I think it has become a really focused group effort department with everyone looking out for each other and working for each other and with each other.”

(Nurse, CCC)

Page 63: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

Psychological safety

Google “Project Aristotle”

A shared belief held by the team

that the team is safe for

interpersonal risk taking

Page 64: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

Improved Psychological Safety

More effective

More engaged

Safer

(Edmondson 1999, Nembhard and Edmondson 2006)

Page 65: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

What Else Have We Seen?

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Page 67: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

Contributing Factors

•Lack of valve/cap on the access device

•Student nurse supervision

•Patient's condition

•Patient position

Page 68: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

What helped get a fast response ?

•Personal: Reading and talking to people helped to gain insight into identifying the signs/symptoms; always think and prepare for the worst possible outcome/scenario

• Environment: Bedspace was tidy; emergency bell and equipment were within reach (only one pendant has emergency buttons - extra time to reach for the bell on the other side of the patient's bed would have cost valuable time).

Page 69: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

What helped during and after the event?

• Team came promptly

• Self-introduction during rounds helped to identify team leader

• Plan of care was clearly stated

• Patient progress and staff followed up by team

• Reassurance and support offered by team

• "no blame" culture helped to debrief and hold open discussions to allow others to learn from this

• Debriefing with different members of staff

• Family meeting with team leader and staff

Page 70: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

Other Ideas?

•Multiple voices and questions asked by different team members while primary nurse was attempting to bag patient. Suggest for other team members to take over ventilation to free primary nurse for a clear, concise SBAR to the team leader

•Potential scenario for focus day/students on orientation/graduate RNs

Page 71: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

Family response ?

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A Change of Perspective

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How Does This Fit With CCDM?

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Right staff, right place, right care

Page 75: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

“The mind, once stretched by a new idea, never regains its original dimensions”

Oliver Wendell Holmes

Page 76: Resilience in Healthcare - Tas · Safety - II Definition of safety That as many things as possible go right Safety management principle Proactive, continuously trying to anticipate

Team Resilience

Helmer Zijdel

Pam Culverwell

Sunetra Chan

Susan Archibald

Steve Kirby

Andrew Gilhooly

Sue Takarei

Sheeja Joseph

Eve Christophers

Reena Patel

Catherine Hocking

Kylie Julian

Carl Horsley

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Resilient Healthcare Network

From Safety-I to Safety-II: A White Paper

Hollnagel, Wears, Braithwaite 2015

Websitehttp://www.resilienthealthcare.net

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Discussions, Arguments, Questions…

@HorsleyCarl

[email protected]