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REVISTA PAN AMERICAN PANAMERICANA JOURNAL OF DE SALUD PÚBLICA PUBLIC HEALTH Supplementary material to: Shield KD, Monteiro M, Roerecke M, Smith B, Rehm J. Alcohol consumption and burden of disease in the Americas in 2012: implications for alcohol policy. Rev Panam Salud Publica. 2015;38(6):442-9. This material formed part of the original submission and has been peer reviewed. We post it as supplied by the authors. Material suplementario / Supplementary material / Material supplementar

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REVISTA PAN AMERICANPANAMERICANA JOURNAL OFDE SALUD PÚBLICA PUBLIC HEAL TH

Supplementary material to: Shield KD, Monteiro M, Roerecke M, Smith B,Rehm J. Alcohol consumption and burden ofdisease in the Americas in 2012: implications foralcohol policy. Rev Panam Salud Publica.2015;38(6):442-9.

This material formed part of the original submission and has been peer reviewed.We post it as supplied by the authors.

Material suplement ario / Supplement ary material / Material supplement ar

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Web Appendix. Inf ormation on alcohol consumption data, and methods used to calculate the

Methods

Alcohol exposure estimates

Total, recorded, unrecorded and tourist adult per capita consumption (in litres of pure alcohol)

were obtained by country from 1961 to 2012 (beverage specific data on recorded alcohol

consumption was available from 1961 to 2010). Recorded consumption is alcohol that is tracked

by governments through production, sales and taxation statistics, market research firms serving

the alcoholic beverage industry, and the United Nations Food and Agriculture Organization.

Unrecorded consumption is alcohol that is not tracked through the statistics of recorded

consumption, and can originate from a variety of sources, including, for example, surrogate

alcohol (alcohol not officially intended for consumption) (see (1) for the sources of unrecorded

alcohol consumption). Data for unrecorded alcohol consumption are usually obtained from a

variety of sources, including government-monitoring data, surveys and expert judgments (2).

Tourist per capita consumption of alcohol represents both cross-border trade and the amount of

alcohol consumed by foreign tourists (accounting for the amount of alcohol consumed by the

countries’ inhabitants when they travel outside their own country). Data on tourist consumption is

estimated using tourist visa data and data from special sales taxes or measures of alcoholic

beverages sold to tourists (if implemented in a country).

Prevalence of both current abstainers (made up of both lifetime abstainers (people who have

never consumed a standard drink of alcohol) and former drinkers (people who have consumed a

standard drink of alcohol but have not done so in the past year) and of current drinkers (those who

have consumed alcohol in the past year) were obtained by triangulating survey data with data

obtained from a regression analysis of all published survey data found through a systematic

review (3).

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alcohol - population- attributable f ractions

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The pattern of alcohol consumption was measured through the prevalence of heavy episodic

drinking and the pattern of drinking (POD) scores. The POD scores capture six different aspects

of drinking: (i) the usual quantity of alcohol consumed per drinking occasion; (ii) the prevalence

and frequency of festive drinking; (iii) the proportion of drinking events when drinkers become

intoxicated; (iv) the proportion of drinkers who drink daily or nearly every day; (v) the frequency

of drinking with meals and outside of meals; and (vi) the prevalence of drinking in public places.

Data on these variables were collected through a key informant survey, with the POD scores

being validated from previous pattern of drinking scores measured at the global level (3).

Specifically, the data from the key informant survey are aggregated and scaled from 1 to 5 (1

representing the least risky drinking pattern and 5 representing the most risky drinking pattern)

and missing information is then imputed by expert opinion.

Alcohol consumption among current drinkers was modelled by triangulating total adult per capita

consumption data with survey data to correct for the inconsistent and severe undercoverage of

population alcohol consumption when measured by population alcohol surveys (as compared to a

more accurate source of adult per capita consumption data). The distribution of alcohol

consumption was modelled using a Gamma distribution, which Rehm and colleagues and Kehoe

and colleagues found best describes the population distribution of alcohol consumption (4, 5). To

describe the distribution of alcohol consumption by age and sex, the relative alcohol consumption

amounts by age and sex (as obtained from population surveys (3)) were combined with

population data and per capita consumption of alcohol data to estimate the mean alcohol

consumption by age and sex. The standard deviation of the alcohol consumption distribution was

modelled according to Rehm and colleagues, who observed that the standard deviation of a

population alcohol consumption distribution could be predicted using the mean of the alcohol

consumption distribution (4).

Shield et al. • Alcohol consumption and burden of disease in the Americas SUPPLEMENTARY MATERIAL

38(6), 2015Rev Panam Salud Publica 3

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Alcohol-attributable burden calculations for 2012

For diseases and injuries where alcohol is a component cause (i.e. alcohol increases the risk for

the disease or injury, but is not a necessary cause), the alcohol population-attributable fraction

(PAF) combines information on the prevalence of current drinkers, former drinkers and lifetime

abstainers, the distribution of alcohol consumption among current drinkers, and the relative risk

(RR) for a disease for current drinkers and former drinkers as compared to lifetime abstainers. For

most diseases casually related to alcohol, the alcohol PAF is estimated using the formula:

(Formula 1)

𝑃𝐴𝐹!

=𝑃!"#$%"&$_!"#$!%&'(# + 𝑃!"#$%#_!"#$%&"'𝑅𝑅!_!"#$%#  !"#$%&"' 𝑃 𝑥 !"##$%&  !"#$%&"'𝑅𝑅!(𝑥)!"##$!"_!"#$%&"'𝑑𝑥 − 1

!"#!!

𝑃!"#$%"&$_!"#$!%&'(# + 𝑃!"#$%#_!"#$%&"'𝑅𝑅!_!"#$%#  !"#$%&"' 𝑃 𝑥 !"##$%&  !"#$%&"'𝑅𝑅!(𝑥)!"##$%&_!"#$%&"'𝑑𝑥!"#!!

where Plifetime_abstainers, Pformer_drinkers and Pcurrent_drinkers represent the prevalence of lifetime abstainers,

former drinkers and current drinkers respectively, x represents the average daily alcohol

consumption in grams of pure alcohol per day, and RRi_former drinkers and RRi(x)current_drinkers represent

the RR for disease i for former drinkers and current drinkers respectively. For a list of the

diseases for which alcohol PAFs were modelled, and for the sources of the RR functions, see

Table A1.

 Table A1. Sources of Relative Risk functions by ICD-10 Code.*

Conditions ICD 10 Code New WHO code Old WHO code Sources for Relative Risks

Infectious and parasitic diseases

Tuberculosis A15-A19 3 IA1 (6); for causal relationship see: (7)

Human immunodeficiency virus/ Acquired immune deficiency syndrome

B20-B24 10 IA3

(8)

Malignant neoplasms 61 IIA

Mouth and oropharynx cancers C00-C14 62 IIA1 (9, 10) (based on Relative Risks from (11))

Esophageal cancer C15 63 IIA2

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Table A1. Sources of Relative Risk functions by ICD-10 Code.*

Conditions ICD 10 Code New WHO code Old WHO code Sources for Relative Risks

Liver cancer C22 66 IIA5

Laryngeal cancer C32 78 Breast cancer C50 70 IIA9

Colon cancer C18 65 IIA4

Rectal cancer C20 Diabetes Diabetes mellitus E10-E14 80 IIC (12) Neuro-psychiatric conditions

Alcoholic psychoses (part of AUD)

F10.0, F10.3-F10.9

86 IIE4

100% AAF per definition

Alcohol abuse (part of AUD) F10.1 100% AAF per definition

Alcohol dependence (part of AUD) F10.2 100% AAF per definition

Epilepsy G40-G41 97 IIF3 (13) Cardiovascular disease 110 IIH

Hypertensive disease I10-I15 112 IIH2 (14)

Ischemic heart disease I20-I25 113 IIH3 (15) for volume, (16) for pattern

Cardiac arrhythmias I47-I49 116 IIH6 (17)

Ischemic stroke I60-I62 114 IIH4 (18)

Hemorrhagic and other non-ischemic stroke I63-I66 114 IIH4 (18)

Digestive diseases 121 IIJ

Cirrhosis of the liver K70, K74 123 IIJ2 (19)

Acute and chronic pancreatitis K85, K86.1 125 (20)

Respiratory infections

Pneumonia J10.0, J11.0, J12-J15, J18 39 IB1 (21)

Conditions arising during the prenatal period

Low birth weight: as defined by the global burden of disease P05-P07 50 ID1 (22)

Unintentional injuries 152 IIIA

Motor vehicle accidents § 153 IIIA1 (23) for Relative Risk, methodology adopted from (24) Poisonings X40-X49 154 IIIA2

Falls W00-W19 155 IIIA3

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Table A1. Sources of Relative Risk functions by ICD-10 Code.*

Conditions ICD 10 Code New WHO code Old WHO code Sources for Relative Risks

Fires X00-X09 156 IIIA4

Drowning W65-W74 157 IIIA5

Other Unintentional injuries

†Rest of V-series and W20-

W64, W 75-W99, X10-X39, X50-X59, Y40-Y86, Y88, and

Y89

159 IIIA7

Intentional injuries 160 IIIB

Self-inflicted injuries X60-X84 and Y87.0 161 IIIB1 (23) for Relative Risk,

methodology adopted from (24)

Homicide X85-Y09, Y87.1 162 IIIB2

§ V021–V029, V031–V039, V041–V049, V092, V093, V123–V129, V133–V139, V143–V149, V194–V196, V203–V209, V213–V219, V223–V229, V233–V239, V243–V249,V253–V259, V263–V269, V273– V279, V283–V289, V294–V299, V304–V309, V314–V319, V324–V329, V334–V339, V344–V349, V354–V359, V364–V369, V374–V379, V384–V389, V394–V399, V404–V409, V414–V419, V424–V429, V434–V439, V444–V449, V454–V459, V464– V469, V474–V479, V484–V489, V494–V499, V504–V509, V514–V519, V524–V529, V534–V539, V544–V549, V554–V559, V564–V569, V574–V579, V584–V589, V594–V599, V604–V609, V614–V619, V624–V629, V634–V639, V644–V649, V654– V659, V664–V669, V674–V679, V684–V689, V694–V699, V704–V709, V714–V719, V724–V729, V734–V739, V744–V749, V754–V759, V764–V769, V774–V779, V784–V789, V794–V799, V803–V805, V811, V821, V830–V833, V840–V843, V850– V853, V860–V863, V870–V878, V892. †Rest of V = V-series MINUS §. *For Russia and similar countries, Russia-specific RR functions were used (see (3) for RR function descriptions).

 Low birth weight attributable to alcohol consumption

To estimate the mortality and morbidity due to low birth weight attributable to alcohol

consumption, we modelled the alcohol consumption of pregnant women who drank the

same amount of alcohol as pre-pregnancy and the alcohol consumption of pregnant

women who drank less (see (3) for data sources). The alcohol PAFs for low birth weight

were calculated as follows:

𝑃𝐴𝐹 =𝑃!"#$!%&'( + 𝑃!"## 𝑥 𝑅𝑅 𝑥 𝑑𝑥 +   𝑃!"#$ 𝑥 𝑅𝑅 𝑥 𝑑𝑥!"#

!! − 1!"#!!

𝑃!"#$!%&'( + 𝑃!"## 𝑥 𝑅𝑅 𝑥 𝑑𝑥 +   𝑃!"#$ 𝑥 𝑅𝑅 𝑥 𝑑𝑥!"#!!

!"#!!

SUPPLEMENTARY MATERIAL Shield et al. • Alcohol consumption and burden of disease in the Americas

Rev Panam Salud Publica 38(6), 2015 66

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where Pabstainer is the prevalence of women who abstained from consuming alcohol while

pregnant, Psame represents the prevalence of pregnant women who consumed the same

amount of alcohol as pre-pregnancy, and Pless represents the prevalence of pregnant

women who consumed less alcohol than they did pre-pregnancy. RR represents the

relative risk for low birth weight given an alcohol consumption amount of (x).

HIV/AIDS deaths attributable to alcohol consumption

HIV/AIDS mortality attributable to alcohol consumption was calculated using

methodology outlined by Gmel and colleagues (8). This method estimates the HIV/AIDS

mortality as a result of non-adherence to medication due to alcohol consumption by combining

HIV/AIDS mortality data, the prevalence of people who require Highly Active Anti-Retroviral

Treatment (HAART) and who are also receiving this treatment (obtained from the 2006 Report

on the Global AIDS Epidemic (25)), the mortality rate among those individuals who receive

HAART and those who do not (26), the rate of deaths for those who adhere to HAART and for

those who do not (27), and the hazard of not adhering to HAART if you are a current drinker as

compared to a lifetime abstainer (28).

Ischemic heart disease attributable to alcohol consumption

The risk of ischemic heart disease mortality and morbidity is impacted by average volume of

alcohol consumption and the patterns of drinking. Thus, data on average alcohol consumption and

binge alcohol consumption were used to estimate the alcohol PAF for ischemic heart disease

mortality and morbidity attributable to alcohol consumption (29, 30). For modelling the mortality

and morbidity from ischemic heart disease that was attributable to alcohol consumption, we used

an age dependent RR function ((15); see also (31) or (32) for similar results) for all individuals

who did not engage in episodic or chronic heavy drinking. For people with at least one heavy

Shield et al. • Alcohol consumption and burden of disease in the Americas SUPPLEMENTARY MATERIAL

38(6), 2015Rev Panam Salud Publica 7

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episodic drinking occasion (defined as drinking occasions where men consume 5 standard drinks

or more (the equivalent of consuming 60 grams of pure alcohol or more during one drinking

occasion) and where women consume 4 standard drinks or more (the equivalent of consuming 48

grams of pure alcohol or more during one drinking occasion)) per month, we assumed there was

no cardio-protective effect (16) and, thus, these people were assigned a relative risk of 1.

Injuries attributable to alcohol consumption

The morbidity from injuries attributable to alcohol consumption was estimated according to

methodology outlined by Shield and colleagues (33). This calculation method uses data on

alcohol consumption during both normal drinking days and during binge drinking days. For

modelling the number of injuries attributable to alcohol consumption, we used data on the

prevalence of current drinkers, the prevalence of binge drinkers, and the frequency of binge

drinking. The risk relationship between alcohol consumption and injuries was obtained from the

meta-analysis performed by Taylor and colleagues (23) and from metabolism data (24)

(metabolism data were used to calculate the period of time during a drinking occasion when a

person was at risk for an injury).

The alcohol PAFs for intentional and unintentional injuries attributable to alcohol consumption

were calculated as follows:

𝑃𝐴𝐹 =𝑃!"#$!%&'(# + 𝑃!"##$%&(!"!!!"#$%)𝑅𝑅!"##$%&(!"!!!"#$%) + 𝑃!"##$%&(!"#$%)𝑅𝑅!!""#$%(!"#$%) − 1𝑃!"#$!%&'(# + 𝑃!"##$%&(!"!!!"#$%)𝑅𝑅!"##$%&(!"!!!"#$%) + 𝑃!"##$%&(!"#$%)𝑅𝑅!"##$%&(!"#$%)

where Pabstainer represents the prevalence of current abstainers, and Pcurrent(binge) and Pcurrent(non-binge)

are the prevalence of current drinkers who engage in binge drinking and the prevalence of current

drinkers who do not engage in binge drinking, respectively. The RRs for current drinkers who

engage in binge drinking and for current drinkers who do not engage in binge drinking were

calculated separately as follows:

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8 38(6), 2015 Rev Panam Salud Publica

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𝑅𝑅!"##$%& !"!!!"#$% = 𝑅𝑅!"#$!%# 𝑥!"#$!%#!!"!!!"#$% − 1 ∗ 𝑃!"!!!"#$!!"#$ + 1

and

𝑅𝑅!"##$%&(!"#$%) = 𝑅𝑅!"#$!%#(𝑥!"#$!%#!!"!!!"#$%) − 1 ∗ 𝑃!"!!!"#$%_!"#$ + 𝑅𝑅!"#$%(𝑥!"#$%) − 1

∗ 𝑃!"#$%_!"#$

where

𝑅𝑅!"#$!%# 𝑥!"#$!%#!!"!!!"#$% = 𝑃!"#"$%&'( 𝑥!"#$!%#!!"!!!"#$% ∗ 𝑅𝑅!"#$%& 𝑥!"#$!%#!!"!!!"#$% − 1 + 1

and

𝑅𝑅!"#$% 𝑥!"#$% = 𝑃!"#"$%&'( 𝑥!"#$% ∗ 𝑅𝑅!"#$%!& 𝑥!"#$% − 1 + 1

In the above formulae, Pdayatrisk represents the proportion of a day at risk, and RRinjury is the

relative risk for injury given an amount of alcohol consumed (xbinge alcohol consumption during

heavy episodic drinking occasions and xaverage-non-binge alcohol consumption during average non-

heavy episodic drinking days). Pdayatrisk is calculated based on the average rate at which alcohol is

metabolized, thereby corresponding to the time during which the blood alcohol level is

sufficiently elevated to increase the risk of injury. Pbinge_days and Pnon-binge_days represent the

proportion of heavy episodic drinking days and non-binge drinking days among binge drinkers

respectively.

The above-presented alcohol PAFs were determined based on injury RR estimates that were

calculated using samples of emergency room patients. In the case of injury mortality alcohol

PAFs, the alcohol PAF for morbidity from non-motor vehicle accidents was multiplied by 9/4 and

the alcohol PAF for morbidity from motor vehicle accidents was multiplied by 3/2. These

multiplication factors were based on two studies that compared blood alcohol levels of

emergency room patients with blood alcohol levels obtained from coroners’ reports of patients

who died from an injury (34, 35).

Shield et al. • Alcohol consumption and burden of disease in the Americas SUPPLEMENTARY MATERIAL

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For women, the alcohol PAF for motor vehicle accidents was calculated by multiplying the

alcohol PAF for motor vehicle accidents for men by the product of the per capita consumption of

alcohol for women divided by the per capita consumption of alcohol for men. This imputation

method was performed since the RR function for motor vehicle accidents is considered valid for

men only (36).

Regions

Table A2. World Health Organization (WHO) sub-regional classification of countries in the Americas according to childhood and adult mortality WHO sub-region* Countries  A (Very low childhood and very low adult mortality rates) Canada,  Cuba,  United  States  of  America  

B (Low childhood and low adult mortality rates)

Antigua  and  Barbuda,  Argentina,  Bahamas,  Barbados,  Belize,  Brazil,  Chile,  Colombia,  Costa  Rica,  Dominica,  Dominican  Republic,  El  Salvador,  Grenada,  Guyana,  Honduras,  Jamaica,  Mexico,  Panama,  Paraguay,  Saint  Kitts  and  Nevis,  Saint  Lucia,  Saint  Vincent  and  the  Grenadines,  Suriname,  Trinidad  and  Tobago,  Uruguay,  Venezuela  (Bolivarian  Republic  of)  

D (High childhood and high adult mortality)

Bolivia  (Plurinational  State  of),  Ecuador  Guatemala,  Haiti,  Nicaragua,  Peru  

* Regional subgroups defined by the World Health Organization (37) based on the rates of childhood and adult mortality

SUPPLEMENTARY MATERIAL Shield et al. • Alcohol consumption and burden of disease in the Americas

Rev Panam Salud Publica 38(6), 2015 10

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Results

Figure A1. Recorded adult per capita consumption of alcohol (litres of pure alcohol) in the Americas for sub-regions A, B, and D from 1961 to 2010

Figure A2. Alcohol-attributable DALYs lost per 1,000 people for (A) women and (B) men in the Americas in 2012

0"

2"

4"

6"

8"

10"

12"

1960" 1965" 1970" 1975" 1980" 1985" 1990" 1995" 2000" 2005" 2010"

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Americas"3"sub3region"A" Americas"3"sub3region"B" Americas"3"sub3region"D" Americas" World"

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Alcohol(a*ributable"DALYs"per"1000"people""

Shield et al. • Alcohol consumption and burden of disease in the Americas SUPPLEMENTARY MATERIAL

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Reference  List    

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