richard a schell financial disclosure report for 2010

8/3/2019 Richard A Schell Financial Disclosure Report for 2010

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I AO 10Rev. 1/2011 FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010 Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. I01-111)I. Person Rep or t ing ( las t name, f i r s t , midd le i n i t i a l )SCH E L L , R I CH A R D A .

4. Tit le (Art ic le III judges ind icate ac t ive or senior s ta tus;magistrate judges indicate full- or par~-t ime)U. S. D IST R I CT J UD GE - A CT I VE

7. Chambers or Off ice AddressU.S. COURTHOUSE7 9 4 0 P R E S T O N R O A DPLAN O, T EX AS 7 5024

2. Court or OrganizationU.S. DISTRICT COURT, EDTEX

3. Date of R e p o r t0 4 1 1 2 1 2 0 1 1

5a. Report Type (check appropriate type)] N o m i n a t i o n , Date[] Initial [] Annual [] Final5b. [] Amended Report8.On the basis of the information contained in this Report and anymodifications pertaining thereto, it i~, in my opinion, in compliancew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

R e v i e w i n g O f f i c e r D a t e

6. Report ing Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,checking the NON E box for each part where you have no re portable information. Sign on last pag~

I . P O S I T I O N S . C R e p o r a n g i , d i v i d u a l o n l y ; s e , p p . 9 - 1 3 of filing instructlon~)D (No reportablepositions.)ONE

POSITION1. Vi s i ti n g P r o f e s s o r2.

NAME OF ORGANIZATION/ENTITYSMU Dedman School of Law

I I . A G R E E M E N T S . t R ~ p o r n n g ind iv idual on ly ; seepp . 14-16 o f f i l ing in s t ruc t ions . )[~] N O N E (No reportable agreements.)

D A T E PARTIES AND TERM S


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FINANCIAL DISCLOSURE REPORTPage 2 o f 7

N a m e o f P e r so n R e p o r t i n gS C H E L L , R IC H A R D A .

D a t e o f R e p o r t04/12/201 I

I II . N O N - I N V E S T M E N T I N C O M E . tRepo,a,g individual and spouse; see pp. 17-24 of filing instructions.)A. Filers Non-Investm ent Incom e

D N O N E non-investment income.)N o reportableD A TE S O U R C E AN D T Y P E INCOME( y o u r s , n o t s p o u s e s )

1. 2010 S MU De d m a n S choo l o f La w - t e a ch i ng $24,000.002.3.4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were marr ied during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)D A T E SOURCE AND TYPE

I.2.3.4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmenL(Includes those to spouse and dependent children: see pp. 25-27 of f!l ing instructions.)

N O N E ( A ro repor tab le re imbursements . )SOURCE DATES LOCATION

1.2.3.4.

5.

PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTPage 3 of 7

N a m e o f P e r s o n R e p o r t i n gSCHELL, RICHARD A.

D a t e o f R e p o r t04/12/201 I

V . G I F T S . a n c l ,, d e s ,h o s o t o s ,o ~ e ~ n d d e p e n d e n t children; see pp. 2 8 - 3 1 of filing in~truction~.)N O N E (No reportable gifts.)

S O U R C E1.2.3.

4.

5.

DESCRIPTION VALUE

V I . L I A B I L I T 1 E S . a n c l u d e s th o s e o l s p o u , e ~ n d d e ~ , e n d e n ~ children; set p p . 3 2 - 3 3 of filing instruction&)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1.2.

3.

4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPOR TPage 4 o f 7

~ a m e o f P e r s o n Repor t ingS C H E L L , R I C H A R D A .

Date of Repor t04/12/2011

V I I . I N V E S T M E N T S a n d T R U S T S - ~ . c o m e , , o l u e , ~ . . .. t ~ o ~ (Inclu d e s t h o s e of s p o u s e a n d dependent children; see p p . 3 4 - 6 0 of filing i n s t r u c t i o n s . )N O N E (No reportable income, assets, or transactions.)

A. DoD e s , 3 r i p t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s )

P l a c e " ( X ) " a f t e r e a c h a s s e te x e m p t f r o m p r i o r d i s c l o s u r e

I n c o m e d u r i n g G r o s s v a l u e a t e n dr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(t) (2) (l) (2) (I) (2) (3) (4) (5 )A m o u n t T y pe ( e . g . , Value Value T y p e ( e . g . , D a t e Value G a i n I d e n t i t y o fC o d e I d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l , m m / d d ~ , y C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

A Interes t

A Interes tK T

Closed 03/29/10 MI. Cha se B a nk2. B a nk o f Am e r i ca3. C o mmun i ty T r us t Ban k4.5. Ca pi t a l O ne B a n k6. W e l l s Fa rgo B a nk7. B P - c o m m o n s t o c k8. Va ngu a rd To t a l S t ock Ma rke t9. V a n g u a r d M i d c a p

1 0 . Ally ( f o r mer ly G MAC ) Deman d N o tesI 1 . Acreag e - E l l i s Co. , IX1 2 . Fidel ty IRA: Diversi f ied Internat ional Fund1 3 . Fi d e l t y IRA: S m a l l Ca p S t ock Fu nd1 4 . Fidelty IRA: Capital Appreciation Fund1 5 . Fidelty IRA: Contrafund1 6 . F ide l ty IR A: G in n ie Mae F un d1 7 . F ide l ty I R A: Div iden d G r o wth F un d

B Interes t O pen 04/16/10 M

A Interes t M TA Interes t K T

A Di v i d e nd K TA Di v i d e nd K TA Dividen d K TA Interes t J T

N o n e J WA Dividen d J T

N o n e J TA Dividen d J TA Di v i d e nd J TA Di v i d e nd J TA Di v i d e nd J T

Closed 10/15/10 MO p e n 10/25/10 M

Bu y 06/25/10 K

I. Income Gain Codes: A = $1,000 o r les s B = $1,001 - $2 ,500 C ~ $2 ,501 - $5 ,000 D =$5,001 - $15,000( S e e C ol u mns B I a n d D 4 ) F =$50.001. $109.000 G =$10 0.00 1 - $1.0 00.1~ 0 I11 =$1,00 0.0 ~1 - $5 .00 0.00 0 112 =M ore than $5.00 0.0 002. Va lue Co des J = $15.000 o Ice s K = $15.0O I - $50 .00~ L ~ $50.0~ 1 . $100,000 M =$104).001 - $250.000

( S ee C o l u mns C I and D 3 ) N = $2 50 .0 01 - $ 500 .0 00 O = $5 00,001 - $1,000 ,0 00 PI =$1,000,001 - $5.000,000 P2 =$5.00),001 - $25,000.00~P3 =$25.000.001 - $50.000.000 P4 =More than $50.000.000

3. V a l ue M e t ho d Co de s Q =Appraisal R =Cost (Real [ .stale Only) S = Asse ssme n t T =C as h Mar ke t( S c C o l u mn C 2 ) U =B ook Val u e V ~O~her W = Es t i ma t e d

E = $ 1 5 . 0 0 1 - $ 5 0 .0 0 0


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FINANCIAL DISCLOSURE REPORTPage 5 o f 7

N a m e o f P e r s o n R e p o r t i n gSCHELL, RICHARD A.

D a t e o f R e p o r t04/12/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i .... e , v a l u e , ~ a ~ a a i o t ~ (1.eludes those of s p o u s e a . d depe.dent childrem see p p . 3 4 - 6 0 o f f i l l n g i . s t r u c t l o n ~ )[] N O N E ( N o reportable income, assets, or transactions.)

A. B. D.Description of Assets Income dur ing Transactions during reporting period

( i n c l u d i n g t a - u s t a s s e t s ) r e p o r t i n g p e r i o d(I) (2)

! A m o u n t T y p e ( e . g .,Code I d i v . , r e n t ,( A - H ) or i n t . )

P l a c e " C A ) " a f t e r e a c h a s se texempt from prior disclosure

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(I) (2)V a lu e V a lu e

C o d e 2 M e t h o d( J - P ) C o d e 3

(I ) (2) (3) (4) (5 )T y p e ( e . g ., D a t e Value Gain l d e n t i ~ y o f

buy, sell , m m / d d / y y Code 2 Co de I buyer / se l le rr e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

1 8 .

1 9 .

20 .

Fidelty IRA: Real Estate Incom e FundFidelty IRA: Value Fund

A Dividend

A Dividend

J

J

T

T

1. In co m e Gain Co des : A = $1,000 or less B = $1,001 - $2 ,500 C -$2.501 - $5,000 D =$5.0OI - $15.000(See Columns B 1 and 1)4) F = $50,001 - $ 109,090 G = $100,001 - $ 1,000.000 I I I = $ 1 . 0 0 0 ,0 0 1 - $ 5 . 0 O O . t X ) O 1 1 2 = M o r e th a n $ 5 . 0 0 0 . O 0 0

2. Va lu e Cod ~ J =$15.000 or less K = $ 1 5 , 0 O I - $ 5 0 . 1 )0 0 L = $ 5 0 . 0 O I - $ 1 0 0 . 0O O M = $1 00. 0O I - $250 ,000(Se e Colu m ~ CI a nd D3) N =$250.001 - $500,000 0 =$500,0OI - $1,000,000 PI -$1,000.0OI - $5,000.O00 P 2 = $ 5 , 1 ~ 0 0 . 0 O I - $ 2 5 , 0 0 0 . 0 0 0

P3 = $25,000.0O I - $50.000.0~ O P 4 = M ore than $50.000.0003. V a l ue M e t ho d Co de s Q =Appeaisal R =:Cost (Real Estate Only) S = Asse ssme n t T = Ca sh M a rk c~( S ee C o l u mn C 2 ) U =B ook Val u e V - - - 4 ~ h c r W -E s t i mat ed

E = $ 1 5 , 0 0 1 - $ 5 0 . 0 ( 1 0


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FINANCIAL DISCLOSURE REPORTP a g e 6 o f 7Name o f Pe rs on Repor t ingS C H E L L , R I CH A R D A .

Date of Reporl04/12/201

V II I. A DD IT I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . andica,epar~of,epo,~


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FINANCIAL DISCLOSURE REPORTPage 7 of 7

Na m e o f P e r s o n R e p o r t i n gS C H E L L , R I C H A R D A .

Date of Repor t04/12/2011

IX. CERTIFICATION.I c e r ti f y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i s

a c c u r a t e , t ru e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s wh i c h h a v e b e e n r e p o r t e d a r e i n

c om pl i anc e wi t h t he p r ov i s i on s o f 5 U .S .C . app . 501 e t . s eq ., 5 U .S.C . 7353 , and Ju d i c i a l C onf e r e nc e r eg u l a t i ons .

Signature: S[ RICHARD A. SCHELL

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U LL Y F A L S I F IE S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LAND CRIMINAL S ANCTIO NS (5 U.S .C. a pp . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsS u i t e 2 - 3 0 1One Columb us Circle, N.E.W ash ington, D.C. 20544

richard a schell financial disclosure report for 2010

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