richard e webber financial disclosure report for 2009

8/3/2019 Richard E Webber Financial Disclosure Report for 2009

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A o 1 0 I FINANCIAL DISCLOSURE REPORT Report Reqviredby theEthics

in Government Act of 1978

t ~ e v . 1 / 2 o l 0 [ FOR CALENDAR YEAR 2009 (~ U.sC app. ~

1, Person R eporting [last name, first, middle initial) 2, Court or Organization 3. Date o1" Report

Webber, E. Richard Eastern District of Missouri 05/03120 I0

4. Title (Article III judges indicate active or senior status; 5a. Report Type [check appropriate ~’pe) 6, Reporting Periodmaglstrate judges indicate full- or part-time)

[] Nomination, Date 01/01/2009

U.S. District .fudge - Active Senior [] Initial [] Annual [] Final to

! 2/31/2009

5b. [] Amended Report

7. Chambers or Office Address 8. On the basis of the information contained in thi~ Report and anymodifications pertaining thcreto~ it is, in my opinion, in complinnce

U.S. Distr~ct Courtwith applicable laws and regulations.

l 1 1 S. T~nth St,, Suit~ 12 S

St. Louis, lVIO 63102Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed~ Complete all parts,checking the NONE box for each part where you have no reportable informat ion. Sign on last page.

I. P O S I T I O N S . ~ U e p o ~ n g individual only; see pp. 9-13 of filing instructions~)

~ N O N E (No reportable positions.)

POSITION NA,M~ OF ORGANIZATION/ENTITY

1. Partner Eureka Land Company (see VIll)

1 1 . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of fi,ng instrucNons.)

N O N E (No reportab le agreemen ts . )

D A T E P~TIES AND TE~S

1.



FINAN CIAL DISCLOSURE REPORT IN .... I" P .....Reporting Date of Report

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I I I . N O N - I N V E S T M E N T I N C O M E . f ~ ,p o , t ~ n g individual and spouse; seepp. 17-24 of filing instructions.)

A. Flier’s Non-Investment Income

--’] NONE (’No reportable non-investment income.)

DATE S Q URCE AND TYP E I N C O ME(yours, not spouse’s)

1,2009 Missouri State Judicial Retirement $54,268.00

2.

3.

4.

I B , S p o u s e ’ s N o n - l n v e s tm e n t I n c o m e - if you were married during any portion of the repor t ing year, complete th is sect ion.

(Dollar amount not required except for honorario.)

D NONE (No reportable non-investment income.)

DATE S O URCE AND TYP E

I. 2009 State af Missouri Teacher Retirement .....

2.

3.

4.

I V . R E I M B U R S E M E N T S - tra~,portQtio,,(Itwludes "d~ose to spouse aud dep endent children; see pp, 25-27 o filling instructions.)

N O N E (No reportab le reimbursemen ts . )

SO U R C E DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1.

2.

3.

4.

5.



FI N A N C I A L D I S C L O S U R E R E PO R T~ .... f P e r so n R e p o r t i n g

I

D a t e o f R e p o r t

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~ NONE ~o repo~able g~s.)

SOURCE DESCRIPTION VALUE

1. David C. Pratt St. Louis Cardinals B~ebal! Tickets $3,500.00

2.

3.

4.

5.

~ N O N E (No reportable liabilities.)

C~DITOR DESCR~TION VALUE CODE

t. ~.S. Bank Mo~gage ~n Condominium L

2.

4.

5.



FINANCIAL DISCLOSURE REPORT n a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r t

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V I I . I N V E S T M E N T S a n d T R U S T S -~ . co~e , ~ .~ . ~ . .~ocao . . a .a~dr . ,~o~e o /~o~ ~ Z ~ , ,~ . ~ , ~ , ~ * ~ U , ,~ ; ~ . ~ - ~ 0 of filing instrucaon$.)

NONE (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s income d~ng Gross value at end [ Ten,actions during reposing p~

(includingt~l .....) ........ ~Ting~edod o f repo~ngper i od [ . . . . . . . . . .

~ q 3 - . . . . . . . 7-, (2T "- I ~ ......................~~ .................

[

e x e m p t f r o m p r i o r d i sc l o s u r e Code I d i v . , r e n k C o d e 2 Me~od buy sell, ]m~d~ :: C~e 2 I Code I buyer/seller( A - H ) o r i n t . ) ( J - P ) C~e 3 r e d e m p l o n ) ] ~ (J-p) i (A-H)

( Q - W ) ~, : eansact

1. U.S. Savings Bonds None J T

2,’ Trans~efica Life Ins. Co. A Dividend K T

3. State Fa~ Life Ins. A Dividend J T

4, State Farm Life Ins. A Dividend J T

i 5 . State Farm L ife Ins. (SeeVll[) A Dividend Redeemed 08/17109 K E

6. Lincoln Financial (See VIII) A Dividend J T

7. Penn Mutual Life Ins. (See VIII) B Dividend K T

8. Savings Acct U.S. Bank A Interest J T

9. Penn Mutual Life Ins. (See VIII) A D ividend Redeemed 08/17/09 J

1 0 . State Teacher Retirement (See VIII) D Interest Redeemed 08/17/09 K

l 1 . Commerce B ank/Savings A Interest Closed 09101/09 J A

1 2 . Commerce B ank/Savings A Interest Closed 09101/09 J A

1 3 . Davis N.Y. Class C A Dividend J T

1 4 . Oppenheimer Global Class C A Dividend J T

1 5 . American Growth Fund - Class C A Dividend J T

1 6 . Royal Alliance - Snn A mqrica Trust C Dividend K T

1 7 . Federated K aufmann small cap A Dividend J T

1. Income Gair~ Codes: A ~$1,000 or less B =$ 1,001 . $ 2,500 C =$ 2,501 ÷ $ 5.000 D =$ 5.00I . $ 15,000 E =$15,001 - $50.000(see Columa~ B I and D4) F =$ 50,001 - $ 100,000 G =$ 100,001 - $ 1,000,000 H ] =$ 1 ,0 00 ,0 01 - $ 5 .0 00 .6 00 H 2 =M or e t ha n $ 5 ,0 00 ,0 0 0

2. Valu~ Ct~des J =$ 15,000 or les~ K =$ 15.001 - $50,000 L =$50,0OI - $100.000 M =$100,001 - $250.000

(See Columns C1 a~d D 3} N -$ 250,001 - $ 500,~90 O -.$ 500.001 - $ 1,000.000 P I ~$1,000,001 - $5,000.000 P2 =$5,000.001 - $25.000.000

P3 =$25,000,0OI - $50,000,000 P4 =More than $50.00~.0003. Value Method Codes Q =Appraisal R ~Cost (Real Eslate Only) S =Assessment T =Cash Market

(See Colutrtn C2) U :Book Value V -Other W =Estimated



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V I I . I N V E S T M E N T S a n d T R U S T S --income, value, t ....... t ions ( Includes those of sp . . . . . .

d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f f i l in g i n s t r u c t i o n & )

NONE (No reportable income, assets, or transactions.)

A. B. C. [ D.D e s c r i p t i o n o f A s s e t s Income during Gross value at end [ T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(including trust assets) r e p or t i n g p er io d o f r e p or t in g p er i o d

( I ) I ( 2 ) ( 1 ) (2 ) [ (I ) (2 ) (3 ) (4) ] (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t Amount] T y p e ( e . g . , Value Value [ T y p e ( e . g ., D a t e Value GainI I d e n t i t y o f

e x e m p t f r o m p r i o r d i s c l o s u r e Code I d i v . , r e n t , Code 2 M e t h o d buy, sell, m m / d d / y y Code 2 C o d e 1 buyer/seller( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W )[ t r a n s a c t i o n )

1 8 . Fedc;rated Inter-Continental Fund C (See A Dividend J TVIII)

1 9 . Oppenheimer Capital Income Fund A Dividend J T

20. Lincoln Financial Group - American Legacy A Dividend J T

I I I - 1

2 1 . Lincoln Financial Group - American Legacy A Dividend J TIII-2

22. Bank of Kirksville - CD #1 A Interest K T

23. Bank ofK irksville - CD #2 (S ee Vlll) A Interest J T

2 4 . Bank,of Kirksville - CD #3 A Interest K T " "

. 25. Bank of Kirksville - Farm Acct #1 1/2 A Interest J Uinterest (See V III)

26. Bank ofK.irksville - Farm Acct CD#I I/2 A Interest J T Bu y 07/16/09 Jinterest

2 7 . Bank of Kirksville - Farm Acct CD#2 1/2 A Interest J T Bu y 07/16/09 Jinterest

28. Ba~ ofK irksville - Farm Acc t CDs - 1/2 A Interest K Tinterest (See V III)

2 9 . Franklin Templeton US Gov’t Sec. B Dividend L TFund-Class A

30. 1/2 interest in real estate / Scotland County, C Inheritance M WMissouri

31. Federated Stock and Muni Advantage Fund A Dividend J T

3 2 . Blanchard and Company A Dividend Sold 03/10/09 J A

33. Federated Growth Strategies A Dividend J T

3 4 . American Balanced Fund - Class C A Dividend J T

1. Income Gain Codes: A =$ 1,000 or less B ~$1,001 - $ 2,500 C =S2,501 - $5,000 D =$5,001 - $! 5,000 E =$15.001 - $50,000(See Coluntr~s BI and D 4) F =$50.001 - $100,000 G =$100,0~1 - $1,000,000 HI =St .000,001 - $5,000,000 H2 =More than $5,000,000

2. Value Codes J =$ 15,000 or less K =$ 15,001 - $ 50,000 L =$ 50.001 - $100,000 M =$ 100,001 - $250,000(See Columns C ) and D3) N =$250,001 - $500,000 O =S 50 0, 00 1 - $1 ,0 00 ,0 00 P 1 ~ $ 1, 00 0, 00 1 - $ 5,0 00 ,0 00 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 . $50.000.000 P4 =More than $50.000.0003. Value Method Codes Q = A p p r a i s a l R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V =Other W =Estimated



FINANCIAL DISCLOSURE REPORT I N a m e O f P e r s o n R e p o r t in g D a t e o f R e p o r t

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VII. INVESTMENTS and TRUSTS - i . . . . . , v a t . e , t . . . . .~ i o . s a . ~ . a e s t h o s e o ~ o ~ , ~ . a ~ p ~ . a . ~ , ~ t ~ . ~ ;

NONE ~o repo~able income, ~sets, or transactions.)

D e s c r i p t io n o f A s s e ~ Income during ~Gross value at end Transactions during re~ing

(including t~s~ a~e~) reposing period of r~o~ing pefod

r~.~"~x)"~e=~.~t ~o~tI r~e.~. , [ w~ I v.~.~ T ~ < e . ~ . , [ Oa~ Iv~"~

k’H)I or int.) ] ( J - P )I Code3

r e d e m p t i o n ) [ [ (J-P) (A-H) i ( i f p r i v a t e

3 5 . C o n d o m i n i ~ L a ke o f t he O ~ r k s , C ~ d e n D R e n t M RCoun t, Lake O~rk MO

36. Federated Stock and M~i Advantage A Di~dend J TAccount (2nd)

37 . John H anc~k B Di~dend K T

38. Eaton Vance - Tax Managed Dividend A Dividend J TIncome Fund

39. Eaton Vance Tax Managed Equity Account A Dividend K T(Class C)

40. AIlianz NFJ Dividend Value Fund (See A Dividend Sold l 1 / 3 0 1 0 9 JvI~)

41. Fidelity Advisory Mid Cap II A Dividend J T

42. American Fund - Euro Paeitic Growth Fund A Dividend J TClass A

43. American Fund - Growth Fund of America A Dividend J T

44. American Fund - Investment Co of America A Dividend J T

45. Prudential Jemerson Resources A Dividend J T

46. Thoruburg International Va~ue Fund C A Dividend J T

47 . Thomburg International [l A Dividend J T

48. Templeton GlobaIBond Fund A Interest J T Bu y 12/31/09 J

I. Income Gain Codes: A =$ 1,000 or Icsg B =$ 1,001 - $2.500 C =$2.501 - $5.000 D =$ 5,001 - $15.090 E =$15,091 - $50,01~

3. Value Mc~od C~es Q =Appraisal R =Cost (Real Es~te Only) S =Assessment T =C~sh M~rket



FINANCIAL DISCLOSURE REPORT ~ a m e o f P e r s o n R e p o r l in g D s t ~ o f R e p o r t

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V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . a,~i,~,,pu,,o, rR,~,or~)

Personal Information: Name -Emest R. Webber, Jr. (a~’k/a E. Richard Webber)

Section VII:

Line 6: Name c hanged from Jefferson Pilot Financial to Lincoln Financial.

Lines 9 and 10:~Life Insurance and T eacher Ret i rement were payab e to--on death

Line 18: Th is is same tired incorrectly identified last year as Federated Koffmatm sm all cap.

Line 23: Bank of Kirksville CD#3 from last year’s report line 25 was consolidated with Bank of K irksvitle CD # 2 from last year’s report line 24. Combined CDsnow listed ou line 23, CD #2.

Lines 25, 26, 27 and 28: (Lines 27, 28 and 29 fi’om last year’s r~ne 27 was bank account and lines 28 and 29 represented certicates of deposit.)Each of these Farm Accou nts are owned half by me and half by from time of purchase. On this year’s form, line 25 is a bank account and lines 26 and 27are certificates of deposit purchased 07 /16,r2009. Line 28 represents certificates of deposit formerly listed under lines 28 and 29.

Lines 35: This property was purchased in March. 2005 lbr $ 135,000 and was included on the appropriate report for that year. The property is located in Camden

CounW., Missouri.

Last year’s report line 37 was listed as Penn Mum’a] Life Insurance and was mistakenly listed twice on that report. There was only one Penn Mutual Life Insurancepolicy on the life of’~~



FINANCIAL DISCLOSURE REPORT N . m ~ o f P e r s o n Reporl ing D.~e of Repot ,

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IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions of 5 U .S.C. app. § 501 et. seq., 5 U.S.C. § 73 53, and J udicial Conference regulations.

NOTE: ANY INDIVIDUA L WH O KNOVCINGLY AND W ILFULLY FALSIFIES OR FAILS TO FILE TH IS REPORT MAY BE SUBJECT TO CIVIl .AND CRIMINAL S ANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial DisclosureAdm inistrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.W ashington, D.C. 20544

richard e webber financial disclosure report for 2009

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