rock mass behaviour under seismic loading in a deep mine ... · in this study, techniques used to...

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121 The Journal of The South African Institute of Mining and Metallurgy MARCH/APRIL 2000 Introduction In this study we seek to apply techniques used by earthquake engineers to design earthquake-resistant structures to the rockburst problem. These techniques involve the prediction of ground motion at the site of the structure, and the design or reinforcement of the structure to reduce the amplification of motion at resonant frequencies. One of the most important problems encountered in earthquake seismology is the prediction of ground motion parameters at the site of interest. The classical approach is to evaluate peak ground velocity as a function of distance between source and station (R) and magnitude of seismic event (M) (Kaiser 1 ). In this type of relation, the stress drop of the seismic event (∆σ) may replace magnitude, as stress drop relates directly to peak ground velocity (McGarr et al. 2 ). Analysis of seismically-induced falls of ground at East Rand Proprietary Mine show that damage occurred where predicted peak ground velocities were as little as 0.005 m/s, and that much damage occurred at predicted peak ground velocities smaller than 1 m/s (Cichowicz 3 ). Similar low values of predicted peak ground velocity at sites of damage were noted by Butler and Van Aswegen 4 . These peak ground velocities were predicted by a V max (∆σ,R) relationship applicable for seismic stations located in solid rock. However, the presence of the free surface, fractured rock surrounding the excavations, and the geometry of the excavation influence the ground motion at the excavation wall. These phenomena can cause unusual amplification of ground motion parameters at the site (Durrheim et al. 5 ). Observation and analysis of seismic motion in the rock surrounding a stope Field observations A three-dimensional seismic array installed in the 93E4 panel, Tau Tona Mine, provided a unique opportunity to examine the change in the waveform close to an underground opening (Milev et al. 6 ). Five three-component Rock mass behaviour under seismic loading in a deep mine environment: implications for stope support by A. Cichowicz*, A.M. Milev and R.J. Durrheim Synopsis In this study, techniques used to design earthquake-resistant structures are applied to the deep-level mining environment. Earthquake engineers seek to identify the cause of potentially damaging resonance, and design or reinforce structures to reduce these effects. Similar techniques have been used to analyse the dynamic behaviour of the rock mass surrounding a stope in a deep South African gold mine. A three-dimensional seismic array installed in a stope at Tau Tona Mine (previously Western Deep Levels, East Mine) provided an opportunity to examine the evolution of the wave field close to an underground opening. A set of three-component geophones installed in a borehole above the panel revealed the development of surface waves as wave fronts reached the excavation, and an array of vertical component geophones fixed to the hangingwall provided a two-dimensional map of site effects. While the collected data do not include damaging seismic events, quantitative analysis enabled phenomena which could lead to damage, to be recognized. In the vicinity of the excavation, the energy of the seismic signal is generally transformed from high frequency to low frequency. It was found that seismic events with relatively high corner frequency (150 Hz–200 Hz) usually excite several modes of vibration (30 Hz to 110 Hz), while events with low corner frequency (30 Hz–50 Hz) do not always excite higher modes of vibration in the structure. This implies that the rock mass around the excavation is a complex medium, and should be studied using the multi-degree-of-freedom model. A strong structural effect (due to the excavation shape) was revealed as a low frequency coda wave (at 40 Hz and 60–70 Hz), well developed on the skin of the hangingwall. A strong site effect was revealed by changes in signal properties between hangingwall geophones, exhibiting strong resonances around 160 Hz and in the range 200 Hz to 300 Hz. * Department of Geophysics, University of the Witwatersrand, ISS International, P.O. Box 2083, Welkom 9460. CSIR: Division of Mining Technology, P.O. Box 91230, Auckland Park 2006. © The South African Institute of Mining and Metallurgy, 2000. SA ISSN 0038–223X/3.00 + 0.00. Paper received Jan. 1999; revised paper received Aug. 1999.

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Page 1: Rock mass behaviour under seismic loading in a deep mine ... · In this study, techniques used to design earthquake-resistant structures are applied to the deep-level mining environment

▲121The Journal of The South African Institute of Mining and Metallurgy MARCH/APRIL 2000

Introduction

In this study we seek to apply techniques usedby earthquake engineers to designearthquake-resistant structures to therockburst problem. These techniques involvethe prediction of ground motion at the site ofthe structure, and the design or reinforcementof the structure to reduce the amplification ofmotion at resonant frequencies.

One of the most important problemsencountered in earthquake seismology is theprediction of ground motion parameters at the

site of interest. The classical approach is toevaluate peak ground velocity as a function ofdistance between source and station (R) andmagnitude of seismic event (M) (Kaiser1). Inthis type of relation, the stress drop of theseismic event (∆σ) may replace magnitude, asstress drop relates directly to peak groundvelocity (McGarr et al.2). Analysis ofseismically-induced falls of ground at EastRand Proprietary Mine show that damageoccurred where predicted peak groundvelocities were as little as 0.005 m/s, and thatmuch damage occurred at predicted peakground velocities smaller than 1 m/s(Cichowicz3). Similar low values of predictedpeak ground velocity at sites of damage werenoted by Butler and Van Aswegen4. Thesepeak ground velocities were predicted by aVmax (∆σ,R) relationship applicable for seismicstations located in solid rock. However, thepresence of the free surface, fractured rocksurrounding the excavations, and thegeometry of the excavation influence theground motion at the excavation wall. Thesephenomena can cause unusual amplification ofground motion parameters at the site(Durrheim et al.5).

Observation and analysis of seismicmotion in the rock surrounding a stope

Field observations

A three-dimensional seismic array installed inthe 93E4 panel, Tau Tona Mine, provided aunique opportunity to examine the change inthe waveform close to an undergroundopening (Milev et al.6). Five three-component

Rock mass behaviour under seismicloading in a deep mine environment:implications for stope supportby A. Cichowicz*, A.M. Milev† and R.J. Durrheim†

Synopsis

In this study, techniques used to design earthquake-resistantstructures are applied to the deep-level mining environment.Earthquake engineers seek to identify the cause of potentiallydamaging resonance, and design or reinforce structures to reducethese effects. Similar techniques have been used to analyse thedynamic behaviour of the rock mass surrounding a stope in a deepSouth African gold mine.

A three-dimensional seismic array installed in a stope at TauTona Mine (previously Western Deep Levels, East Mine) providedan opportunity to examine the evolution of the wave field close toan underground opening. A set of three-component geophonesinstalled in a borehole above the panel revealed the development ofsurface waves as wave fronts reached the excavation, and an arrayof vertical component geophones fixed to the hangingwall provideda two-dimensional map of site effects. While the collected data donot include damaging seismic events, quantitative analysis enabledphenomena which could lead to damage, to be recognized.

In the vicinity of the excavation, the energy of the seismicsignal is generally transformed from high frequency to lowfrequency. It was found that seismic events with relatively highcorner frequency (150 Hz–200 Hz) usually excite several modes ofvibration (30 Hz to 110 Hz), while events with low cornerfrequency (30 Hz–50 Hz) do not always excite higher modes ofvibration in the structure. This implies that the rock mass aroundthe excavation is a complex medium, and should be studied usingthe multi-degree-of-freedom model.

A strong structural effect (due to the excavation shape) wasrevealed as a low frequency coda wave (at 40 Hz and 60–70 Hz),well developed on the skin of the hangingwall. A strong site effectwas revealed by changes in signal properties between hangingwallgeophones, exhibiting strong resonances around 160 Hz and in therange 200 Hz to 300 Hz.

* Department of Geophysics, University of theWitwatersrand, ISS International, P.O. Box 2083,Welkom 9460.

† CSIR: Division of Mining Technology, P.O. Box91230, Auckland Park 2006.

© The South African Institute of Mining andMetallurgy, 2000. SA ISSN 0038–223X/3.00 +0.00. Paper received Jan. 1999; revised paperreceived Aug. 1999.

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Rock mass behaviour under seismic loading in a deep mine environment

sets of geophones were installed in a borehole (Figure 1).The signal of the top station (‘A’ in Figure 1) was dominatedby a resonant frequency, probably due to inadequategrouting. The data from this site was excluded from furtheranalysis. The deepest set used in the analysis (station B) waslocated at a depth of 6.5 m. The shallowest set (station E)was at a depth of 0.5 m. Stations C and D were locatedbetween station B and station E, 2 m apart. Five vertical-component geophones were fixed to the skin of thehangingwall in the vicinity of the borehole mouth, over anarea of roughly 3 m x 3 m. Additionally, two verticalgeophones were installed on the footwall. The geophones onthe skin of the hangingwall and on the footwall wereconnected to the Ground Motion Monitor (GMM), while thosegeophones in the borehole were connected to a PortableSeismic System (PSS) (Hagan et al.7, Daehnke et al.8). Some100 seismic events in the lower range of the magnitude scalewere used in this study. After adjustment of time andamplitude scales of both systems, it was possible to comparethe waveforms recorded in the vertical borehole array withthe corresponding waveforms recorded on the skin of theexcavation.

Identification of body and surface wavesSeismograms from the vertical borehole array (Figure 2)

122 MARCH/APRIL 2000 The Journal of The South African Institute of Mining and Metallurgy

Figure 1—Plan and sectional view of 3 D micro-seismic array installedat Tau Tona Mine; stations A, B, C, D and E are deployed in a borehole 10 m into the hangingwall; geophones 2, 3, 4, 5, and 6, are installed onthe skin of the hangingwall in the vicinity of the borehole; geophones 7 and 8 are installed on the footwall

Figure 2—Seismograms (for the same event) recorded by the borehole array (Portable Seismic System). Stations B, C, D and E are located from the top to the bottom of the borehole. The amplitudes are in mm/s

Station DStation B

Station EStation C

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show well-developed P- and S-waves groups, followed bylow frequency surface waves. There are several points in timewhere the amplitude of the body wave groups show a sharpchange in phase. These points are associated with newarrivals. This indicates that the structure of the medium israther complex, and that the seismic events are located closeto the three-dimensional array. The stations B and C havealmost identical waveforms. A simple extrapolation from thewaveform of station C to the waveform of station D or stationE is difficult, because the last-mentioned stations haveadditional impulses associated with the latter part of the bodywave groups. This complication could be associated with thepresence of the Green Bar (Schweitzer et al.9).

The geophone array shows the development of surfacewaves as the wave front reaches the excavation. A well-developed low frequency coda is observed on and near theskin of the hangingwall (Figure 2, Station E). The absence ofstrong coda waves in seismograms recorded at the top of theborehole indicates that these waves propagate primarily closeto the stope, and can be categorized as surface (probablyRayleigh) waves. High frequency body wave energy ispartially converted to low frequency surface wave energy.The partition of energy depends on factors such as thefrequency content and location of the seismic event. It isimportant to note that the surface wave amplitude can begreater than the body wave amplitude in the skin of thehangingwall.

Two-dimensional mapping of the site effect

The vertical ground motion recorded on the skin of thehangingwall is used to produce a two-dimensional map ofthe site effect (Figure 3). Geophone 2, which has beeninstalled close to the borehole as an extension to the verticalarray, shows a waveform very similar to that of station E.Geophones 2, 3 and 6 are similar in character, whilegeophones 4 and 5 show strong site effects. The ratio of thepeak ground motion recorded on the skin of the hangingwall(geophones 2, 3 and 6) to the corresponding peak value inthe solid rock, has been calculated for a number of seismicevents. The peak particle velocity recorded on the skin was0.7 to 4.5 times greater than the peak particle velocityrecorded in the solid rock. The amplification factor dependson the dominant frequency of the seismic signal. The lowerthe corner frequency of a seismic event, the stronger theamplification on the hangingwall skin.

Decomposition of source, structural and site effects

Spectral analysis was carried out on all records to identify theinfluence of the excavation (the ‘structure’), and local effectssuch as variations in the intensity of fracturing or theinfluence of support elements (the ‘site’), on the seismicwavefield. The first task was to identify the corner frequencyof the source using seismograms recorded by the boreholearray. The horizontal components of body waves of station Bwere used to calculate the corner frequency of the seismicsource (see the second column of Table I)

Spectra of the vertical components of the borehole arraywere obtained separately for the body and the surface wavegroups. The frequency of the spectral peaks are tabulated inTable I. The body wave group has a systematic peak around70 Hz, which does not relate to corner frequency of the

seismic source. The spectrum of station D has severalconsistent peaks, which could be related to the interaction ofthe seismic wave with the Green Bar. Station E often showedamplification at 140 Hz. The surface wave spectrum, thatcarries information about structure, usually has two strongpeaks at 40 Hz and 60–70 Hz.

In the time domain, the peak amplitude of the verticalcomponent of the surface waves increases 3 to 4 fold fromstation B to station E. A significant difference between thespectral amplitude at station B and station E is to beexpected. On average, the peaks in the spectrum at station Eare about 3 to 4 times stronger than the peaks in thespectrum at station B. Figure 4 shows a systematic increasein the amplitude of the 70–80 Hz peak as the stationsapproach the skin of the excavation.

The geophones fixed to the hanging- and footwall wereused to study structural and site effects. The spectrum ofstation B, situated 6.5 m into the hangingwall, was used as areference. The spectral peaks observed at several points onthe hangingwall, and not at station B, are considered to bedue to the structural effect (Table II). The structure producesseveral spectral peaks, with resonance at 30 Hz and 60 Hzobserved most frequently. All seismic events do not,however, excite all possible resonance frequencies. Thelocation of seismic events with regard to the position of therecording site appears to affect the induced resonance.

The seismic array fixed to the hangingwall was used tostudy the site effect. Geophones 4 and 5 show strong siteeffects for all events. Geophone 5 has strong resonance at160 Hz, while geophone 4 usually has several peaks around160 Hz and 300 Hz. At geophone 3, a 160 Hz peak isobserved, but it is very small. No site effects are observed atgeophones 2 and 6. A band pass Butterworth filter (120Hz–250 Hz) was applied to data from geophones 4 and 5 tostudy the character of the resonance signal in the timedomain. At geophone 4, the resonance signal is strong at thearrival of the surface wave group, and then quickly decays.At geophone 5 the sequence of impulses is distributed acrossthe entire seismogram (see Figure 3) although its amplitudeis smaller than at geophone 4.

In some cases the records from the footwall site(geophones 7) display relatively strong surface waves notobserved at the hangingwall sites. In one case, the footwallsite had a very strong signal around 300 Hz, but no surfacewave was observed.

Multi-degree-of-freedom analysis

A method for the time-domain identification of linear multi-degree-of-freedom structural dynamic systems was outlinedby Cichowicz and Durrheim10 and Cichowicz et al.11. Seismicrecords of a single input and single output are sufficient todetermine the transfer function between seismic sensorsinstalled in the solid rock and at the skin of the hangingwall.The transfer function is parameterized as a series of dampedoscillators, and is determined in a time domain inversionprocess. This approach has an additional benefit of beingable to show how the structural and site effect developduring ground motion caused by a seismic event.

Data from the borehole array show at least three differentphases. Two phases are observed in the shear wave groupand a third phase is associated with surface waves. A model

Rock mass behaviour under seismic loading in a deep mine environment

▲123The Journal of The South African Institute of Mining and Metallurgy MARCH/APRIL 2000

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Rock mass behaviour under seismic loading in a deep mine environment

124 MARCH/APRIL 2000 The Journal of The South African Institute of Mining and Metallurgy

Figure 3—Seismograms (for the same event) recorded by the surface array (Ground Motion Monitor). Geophones 2, 3, 4, 5 and 6 are installed on the skin ofthe hangingwall and geophone 7 is installed on the footwall. The amplitudes are in mm/s

Geophone 2

Geophone 3

Geophone 4

Time [s]

Time [s]

Time [s]

Geophone 5

Geophone 6

Geophone 7

Time [s]

Time [s]

Time [s]

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of the transfer function obtained at the end of a seismogrammatches the recorded seismogram reasonably well, but abetter match is observed by using a separate transferfunction for each of the three intervals of the seismogram.

Data from the hangingwall array are modelled reasonablywell with a single transfer function. This indicates that theinteraction between blocks in the hangingwall can bemodelled using several damped oscillators. Figure 5 showsthe sum of three modal responses calculated at the time0.105 s, for the transfer function derived between geophones6 and 5. The calculated and the real model of ground motionhave a good correlation. The spectra of the real output, thecalculated output, and the transfer function betweengeophone 6 and geophone 5 is shown in Figure 6. Resonanceat 160 Hz is present, but is very weak.

Interpretation of structural and site effects

Wave groups were classified as surface (Rayleigh) waveswhen the following features were present: arrival after the S-

wave; frequency content much lower than body waves; and adecrease in amplitude with the distance from the skin (freesurface) of the underground excavation. Surface waves wereidentified on virtually all seismograms recorded at thehangingwall, footwall, and the borehole stations.

A number of different researchers have confirmed thatthe dominant frequency of the Rayleigh waves is stronglydependent on the variation of shear wave velocity with depthat the site (e.g. Murphy and Shah12). The characteristicdominant frequency fh in the layer can be approximated bythe following Equation:

where: VS is an average shear wave velocity in the layer andH denotes the depth to the first significant discontinuity thecoefficient of 2.3 was used for surface wave motion. In this

f V Hh s= ( )/ .2 3

Rock mass behaviour under seismic loading in a deep mine environment

▲125The Journal of The South African Institute of Mining and Metallurgy MARCH/APRIL 2000

Table I

Spectral peaks from the borehole array (Portable Seismic System). The peaks without letters indicate that amplification was observed at all stations, letter D or E indicates that the peak was observed only at that particular station

Event Corner Surface WaveNumber frequency Body Wave Peaks Peaks

f0 [Hz] [Hz] [Hz]

5243 120–180 105 (200 280 400)D 40 705361 200 70–80 (220 400)D 45 605384 120–200 60 40 705509 200 70–80 140E (180 280 350)D 50 80D 90D5634 100–200 70–80 140E (180 280 350)D 45 80D 90D5635 200–350 70–80 140E (200 280 350)D 40 60

Figure 4—Amplitude spectra of the surface waves for events recordedby the borehole array. The spectra from stations B and C are marked bya solid line; the spectrum from station D is marked by a dashed-dot lineand spectrum from station E is marked by a dotted line

Table II

Spectral peaks observed at the skin of the hangingwall (geophones 2, 3 and 6), the peaks are marked with the symbol ‘*’

Event Spectral Peak [Hz]

no. 30 40 50 60 70 80 90 100 110 120

3 *7* * * * *14 * * *25 * * * * *26 *37 * * * * * *38 * * * *42 * * * *43 * * *45 * * * *48 * * *59 * *64 * * *72 * * * *75 *83 *88 * *89 * * * *

Figure 5—The sum of three modal responses calculated from thetransfer function at the time 0.105 s (solid line); and the real groundmotion at geophone 5 (dashed line), for transfer function betweengeophones 6 and 5

Frequency [Hz]

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Rock mass behaviour under seismic loading in a deep mine environment

study the dominant frequencies of surface waves pulses werefound to be 40 Hz, 70 Hz and 90 Hz.

Some recent measurements done on the skin of theexcavation indicated very low velocities of propagation in thefractured zone around the excavation (Adams13, Spottis-woode et al.14). If VS is assumed to be 1100 m/s near thesurface the corresponding layer thicknesses are approxi-mately 12 m, 7 m and 5 m, respectively. The 2 m thick GreenBar is situated about 0.5 m into the hangingwall, and couldaccount for the higher frequency peaks.

Photoelastic experiments (Daehnke et al.15) andnumerical modelling (Hildyard et al.16) provide insight intothe interaction of the seismic wave field and the stope. Threemodels were investigated:

➤ A stope situated in a homogeneous medium➤ A stope surrounded by fracture-softened material,

where the interface between the softened and bulkmaterial is bonded

➤ A stope situated within a softened material, with anon-cohesive material interface.

Surface waves were generated in all cases. The amount ofenergy converted to surface waves was increased by thepresence of softened material, and increased further by thepresence of a non-cohesive parting plane, as energy was‘trapped’ within the hanging- and footwall beam in the formof reflected shear waves.

There are other explanations for the complex character ofthe surface waves. Lateral changes in the shear wave velocitycould lead to the refraction of Rayleigh waves. Alternatively,vertical discontinuities could reflect the surface waves,causing them to propagate back and forth. The complicatedstructure of the recorded Rayleigh waves makes it impossibleto identify vertical discontinuity using a small number ofstations (Meier et al.17).

The site effect can be explained by a local contrast inmedium properties, for example, the contrast in propertiesbetween the Green Bar and the quartzite, or differences infracture intensity. The site effect is not observed at geophone2 and geophone 6 indicating that the width of the inhomo-

geneity is less than two metres. The length of the inhomo-geneity is not known, due to the limited span of the array.

One-dimensional model

A one-dimensional model is commonly applied to estimatethe thickness of the layer causing resonance (H=Vs/4fh,where the coefficient of 4 was used for body wave motion).Assuming one-dimensional resonance at 160 Hz and Vs =1100 m/s, a layer thickness of about 1.7 m is obtained. Theone-dimensional interpretation must be rejected, in this caseas geophone 2 and 6 do not show similar resonancefrequencies, and lie within 2 m of the geophones exhibitingsite effects.

Sine-shaped inclusion model

Using a numerical approach, Bard and Bouchon18 showedthat the two-dimensional resonant frequency and theamplification factor for a two-dimensional inclusion differssubstantially from the one-dimensional case. The transferfunction for different sites on the surface above a sine-shaped structure exhibits specific resonance patterns, withthe following characteristics:

➤ The two-dimensional resonance is controlled by theshape ratio of the inclusion (thickness to half-lengthratio). The effect of the impedance contrast isinsignificant

➤ The amplification is the largest above the inclusioncentre, and decays toward the edges.

Interpretation of the observed pattern of resonance peaksand the duration of the resonance in terms of the ‘sine-shaped inclusion’ model indicates that geophone 5 is in thecentre of the inhomogeneity, geophone 4 is off centre, andgeophone 3 is at the edge.

Rectangular inclusion model

The following approximate empirical Equation, Bard andBouchon18 gives the resonant frequency of a soft rectangularinclusion (two-dimensional resonance):

where: f0 is the SV fundamental resonance frequency and fhis the one-dimensional resonant frequency. The estimation ofthe inclusion thickness, H, using the two-dimensionalresonance, requires knowledge of the length of the inclusion,2L. Table III presents several options of a possible inclusionthickness, H, and length, 2L. The geometry of surfaceseismic array and observation of the site effect (geophones, 4and 5) indicates that the inclusion can not be wider than 2 m. As the model is only two-dimensional, the width does

f f H Lh021 2 9= + ( ). /

126 MARCH/APRIL 2000 The Journal of The South African Institute of Mining and Metallurgy

Figure 6—Observed (solid line) and calculated (dashed line) spectra forgeophone 5. The third curve represents the transfer function in thefrequency domain between geophones 6 and 5

Table III

A number of possible inclusion thickness, H,and length, 2L, for a resonance frequency of 160 Hz

H/L fh [Hz] H [m] L [m]

0.8 63 12 150.6 80 9 160.4 104 7 180.2 138 5 25

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not come into the Equation. The calculated lengths (Table III)are strikingly large in comparison to the maximum inclusionwidth of 2 m.

Natural resonance model—structural effect

The resonance of the excavation itself (natural resonance)could be another possible explanation for the site effectpattern. The fact that stronger site effects (spectral peaks) areobserved at the sites located in the central part of theexcavation (geophones 5 and 4) supports this claim.Numerical modelling is needed to support or reject theconcept of natural resonance of the excavation.

Conclusions

A comparison of the seismograms recorded in a boreholedrilled into the stope hangingwall with seismograms recordedon the skin of the hangingwall quantifies the influence of anunderground excavation on the ground motion parameters.The geophone array placed in the borehole providesinformation about the seismic source and structural effect,while the array fixed to the hangingwall provides informationabout the structural and the site effect.

Structural effect

➤ The peak ground motion is up to five-fold greater onthe skin of the hangingwall than 6.5 m in the solidrock. The spectral peak associated with structuralresonance can be up to ten times greater than thesignal within solid rock.

➤ The amplitude of the low frequency signal of thesurface wave can be greater than that of the bodywave. This low frequency signal is created by thestructural effect. A low velocity layer around theexcavation with a non-cohesive material interface orvertical discontinuity around the excavation can beresponsible for the creation of the strong low frequencysignal.

➤ The broad spectrum of possible modal resonance (30Hz, 50 Hz, 60 Hz, 80 Hz and 110 Hz) indicates thatthe structures surrounding the deep stope are complex.

Site effect

➤ The site effect appeared as a strong amplification ofselected frequencies at two (of five) geophones fixed tothe stope hangingwall.

➤ The observed pattern in time and frequency domainsuggests that a two-dimensional inclusion isresponsible for the site effect. Amplification associatedwith a two-dimensional inclusion may be extremelylarge. As a consequence, these phenomena should betaken into account during the assessment of the localseismic hazard.

➤ The resonance of the excavation itself (naturalresonance) could be another possible explanation forthe site effect pattern. The fact that stronger site effects(spectral peaks) are observed at the sites located in thecentral part of the excavation supports this interpre-tation.

Implications for stope support

This study is a first attempt to apply the techniques used byearthquake engineers to the design of rockburst-resistantexcavations. We have shown that measurements ofseismically-induced ground motion made in the rocksurrounding an excavation and on the walls of theexcavation are amenable to analysis using these techniques.The interpretation of the observations is still ambiguous dueto the limited size of the seismic array, and lack of experiencein applying these techniques to the undergroundenvironment.

In general terms, the ‘structural effect’ is controlled byfeatures such as the excavation geometry, regional supportsystems such as pillars and backfill, bedding plane partings,and the extent of the fracture envelope. The ‘site effect’ iscontrolled by local features such as the intensity offracturing, and the zone of influence of support elementssuch as props and packs.

Earthquake engineers seek to minimize risk by predictingexpected ground motions, and designing structures towithstand the expected shaking. Structures are carefullyanalysed to ensure that dangerous resonance is not induced,and reinforcing or energy-absorbing elements are introduced.Similar concepts are already used in mine design andsupport, although the rock mass forming the undergroundstructure is often an extremely variable medium. Theeffective transfer of earthquake engineering concepts to thefield of rock engineering could lead to significant advances indesign of rockburst-resistant excavations.

Acknowledgements

This work was part of the research programme supported bySIMRAC under the project GAP 530. We would like to thankthe management of Tau Tona Mine for permission to carryout this experiment and Mr R.J. Stewart for the use of theborehole seismic data.

References

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Rock mass behaviour under seismic loading in a deep mine environment

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128 MARCH/APRIL 2000 The Journal of The South African Institute of Mining and Metallurgy

At the recent graduation ceremony at the Cape Technikon,Professor Francis Petersen was honoured with theResearcher of the Year award.

Francis Petersen, MEng, PhD, graduated from theUniversity of Stellenbosch, and joined the Cape Technikonin 1991. He was promoted to Associate Director and Head ofChemical Engineering in 1995. His unique researchprogramme has produced 27 refereed articles in scientificjournals, 43 published and 55 unpublished local andinternational conference paper presentations, and numerousresearch reports. Francis has successfully supervised 13postgraduate students and a further 11 Master’s studentsare currently enjoying his research guidance.

This Y-rated NRF scientist has not only attractedsubstantial state funding for his registered SeparationsTechnology Activity Area, but industry has also supportedhis problem-solving research surpassing the R3 millionmark.

He is an active member of various professionalcommittees and is a member of the board of Mintek. ◆

* Issued by Patricia Speedie, Specialist: Public Relations,Mintek, Private Bag X3015, Randburg, 2125. Tel: (011) 709-4111, Fax: (011) 709-4326.

Professor wins research award*