roger w titus financial disclosure report for 2009

8/3/2019 Roger W Titus Financial Disclosure Report for 2009

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, ~ o / 0 FINANCIAL DISCLOSURE REPORT R e p o , t R e q , ,i r e d b y t h e E t h i c sin Government Act of ! 978R e v . 1 /2 0 1 0 FOR CALENDAR YEAR 2009 t~ u.s.c, a p p . 1ol-xx~1. Person Reporting (last name, first, middle initial) 2. Court or Organization 3. Dire o[ ReportTITUS, ROGER W. U.S. DISTRICT COURT, MARYLMqD 05/01/2010

4. Title (Article [11 judges indicate act,ve or senior status; 5a. R eport T )T ~ (check appropfiatc type) 6. Reporting Periodmagistr~te judges iiadicate fall- or parl-tune)~ Nomination. Date 01/01/2009U.S. DISTPdCTJUDGE-ACTIVE ~ Initial [] A:mual [] Final to12/31/20095b. [] Amended Report

7. Chambers or Office A ddress 8. On the basis of the inform ation contained In this R eport and anymodif ications per tain ing thereto , it is, in my opinion, in complianceUNI[ED STATES COLrRTHOUSE with applicable laws and regulations.6500 CIIERRYWOOD LANEGREENBELT, MD 20770 Reviewing Off icer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NON E box for each pa r t where),ou have no reportable information. Sign on las t l~age-

I . P O S I T I O N S . m , ~ o ,~ , g ~i,i~,aonty: see ~,. ~-~ o/~ i ~ , , ~ , i o ~ )[~ N O N E (No reportable positior~s.)

POSITION NAME OF ORGANIZATION/ENTITY1. VICE PRESIDENT PROPERTY OWNERS ASSOCIATION OF DEEP CREEK LAKE,

"-

I I . A G R E E M E N T S . c ~ , ~ o , i . ~ individual only; see pp. 14-16 o.filling in*tractlons.)NONE (No reportable agreements.)

DA T E PA R T IES A ND T ERM SI.


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Name of Per~n Reporting [ Da,~e of Repo~F INANCIAL D ISCLO S URE REP O RT IIage 2 of 9! II. NON-INV ESTM ENT INCOM E. ~o,a~ i~,.~z~,,,~.~,:A. Filers Non-Investm ent Income

NONE (No reportable non-investment income.)DATE SO U R C E A N D T Y P E I N C O M E(yours, not spouses)

~ ..

3.

4.

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were rnarried during any port2on of the reporting year, carapl~te th~ section-(Dollar amount not required ~c,~pt for honoraria.)

~] NONE (No reportable non-investment income.)I)A T E SQI.JR CE A N D T YP E

1.20(D MON~IGOMERY COLrNTY BOARD OF APPEAI

2.

3.

4.

"~;~v. R E I M B U R S E M E N T S -( Im ludes tho~-e to ~l,O~e t~ delwn~nt children, see pp 25-27 of f i l ing i~t~ctit~ )

NONE (No r~Tortable reimbursemenZ~.)~ ~ LOCATION PURPOSE ITEMS PA IDOR PRODDED

1.

3.

5.


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Name of Person Repor~ng I Date of ReportF I N A N C I A L p a g e 3 o f 9 D I S C L O S U R E R E P O R T rn us, R O G E R W.t

0 5 ! 0 1 . ; 2 0 1 0

~ NONE bVo rcTmrtable g~Bs.)SOURCE DESCRIPTION VALU~

2.

3.4.

V I . L I A B I L I T I E S . a.~t.~ tho~ o s~ ..... a dependent children; ste pp. ~2-33 of fd ing indirections)N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE1.

2.

3.4.

5.


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FINANCIAL DISCLOSURE REPORTPage 4 of 9 TITUS, ROGER W. 05/01i20|0

---] N O N E (No reFortable income, assets, or transactions.)-- - A. B, ~ C, "---- ~- -- D.

Descnptio. of Assets Income dining i Gross value at end Transactions during reporting pe~"lodlincluding r.ms~ assets} reporting period i of reporting period

PIaco"(X)" aRer each asset Amount : Type (~.g., Value V alue T ypeex~ml:)t f~om prior disclosure I (..ode 1 div rent buyer/seller(J-P) Code 3 I redemption) (J-P) (A -H ) (if private(Q-W) i I i rrat~sact on)

I. BANK OF AMER1CA ACCOUNTS C Interest M T

2. CITIBANK ACCOUNTS A Interest K T

3. MERRILL LYNCH BANK USA B Interest L TACCOUNT

4. IIIFS COMMON STOCK 13 Dividend O T Sold 02/04/09 K D(part)5. Sold 05/08/09 K D( p a r t )6 Sokl 06/23/09 J A

(part)7. Sold 06/24/09 J A( p a r t )8. Sold 06/26/09 J L:

(P~)9. Sold 07;01/09 K D

(part)10. Sold 07/09:09 J A~ p a r t )I 1 . AT&T COMMON STOCK B Dividend K T

1 2 . CMA TAX EXEMPT MUTUA I, FUND A Dividend K T1 3 . MDX BX TAX-FREE BOND FUND C Dividend L T14. PRTXX MUTUAL FUND D Dividend M T

1 5 . T R V LX M U T U A LFU N D B Dividend M T1 6 . DWS TECHNOLOGY FUND A MUTU Al. A Distribution J T Donated

FUND (part)1 7 . WSttBX MUTUA L FUND IN 1RA A Dividend L T

(S ~ Co lu mt) s C[ and I)3) N =$250.001 - $500,000 O =$500,001 - $ I ,D00,000 Pl =$l,O00,).~! -$5.000 D00 12 =$5,ff00,(J~l - $25,0(J0.00~)


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FINANCIAL DISCLOSURE REPORT [ N .... f r e ,~ , o R e p ~ n gPage 5 of 9 I "rrrus, ~O~ER W.0 5 / 0 ~ / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i . e o ~ , . , ~ o , , , . . . . ~ o . ~ a , , e l~a~s those o f sp . . . . ,ut a~e.aent ehita, en: see p~NONE ~o reportable income, assets, or transactions.)

~ A. I B. C. D.~ Deception of Asse~ ] Income d~ng Gross value at end Tra~clio~ d~g re.grog period[ (including t~st ..... ) [(:~i~f~

offending ~ri~ P l a c e " ( X ) " a f t e r e a c h ~ s e t A ~ ( g., Value V alue Ty~ (e.g., V~ue G a i n IdentiU ~f] exempt ~om prior disclos~

] C o d e I ~ [ d v, ~ ~, C o d e 2 ~ Method b u y , s e l l , m~d~ C~e 2 C o d e 1 buyer/seller(A4~ [ or int.) 0-P) i Code 3 redemption) (J-P) (A40~ _ (Q - W )

1 8 . PRRXX ~AL E~ ~ I~ D Dividend M T

1 9 . PRTXX MUTU AL FUND IN IRA E Dividend O T

2 0 . LMVTX MUTU AL FUND IN IRA D Dividend L T

2 1 . VFINX IVIUTUAL FUND IN IRA A Dividend M T

2 2 . VANTAGEPOINTASSET ALLOCATION C Dividend M TMUTUA L FUND 1N DEFERRED COMP23. VA NTAGEPOINT GROWTII MUTU AL D Dividend M TFUND IN DEFERKED COMP PLA N2 4 . VA NTAGEPOINTGROWTH & INCOME D Dividend L TMUTU AL FU ND IN DEFERRED COMPPL2 5 . VT FIDELITY CONTRAFUND MUTUA L E Dividend L TFUND IN DEFERRED COMP PLAN

2 6 . T. ROWE PRICE LIMITED TERM BOND B Dividend K TFUND IN LIFE INS. POLICY2 7 . PUT NAM INCOME FUND IN LIFE l]qS. B Dividend K TPOLICY2 8 . T. ROWE PRICE PERSONAL STRAT. C Dividend K TBA L. FUND IN LIFE INS. POLICY2 9 . PUTNAM NEW V ALUE MUTUAL FUND A Dividend K TIN LIFE INSURANCE POLICY3 0 . SERIES 1 UNITED STATES SAV INGS A Interest K TBONDS3 I. MONTGOMERY COUNTY, MARYLANE A Dividend J TDEFERRED COMPENSATIONACCOUNT

3 2 . -BGI LIFEPATH 2020 FUND A Dividend J T

3 3 . -SSGA S&P 500 INDEX FUND A Dividend .I T3 4 . -SEI STABL E ASSET FUND A Dividend J T

I, Income Gain Codes: A =$1,000 or less B =$1.001 - $2,500 C =52.501 - $5,000 D =$5,1)01 - $15.000 E =$15.001 - $50.000(Se Colum ns B I and D4) F ~550.001 - 5100.000 G =$100,00l - 51,000.000 tll =51.000.001 - $5.000.000 112 =More than $5.0(~0.000( S e e C o l u m n s C I a n d D 3 ) N = $ 2 5 0 , 0 0 1 - $ 5 0 0 , 0 0 0 O = $ 5 0 0 , 0 0 1 - $ 1 ,0 0 0 , 1 ) ~ 3 0 P I ~ $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 6 0 , 0 0 0 1 2 = $ 5 , 0 ~ 0 ,0 0 1 - $ 2 5 , 0 0 0 ,0 0 0

(Sc Column C2) U =B ook Val ue V =O~her W =Estimated


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FINANCIAL D ISCLOSURE REPORT N .... lP .....Reporting DatofRep~rlPage 6 of 9 TITUS, ROGER W. 05/01/2010

V II. INVESTMENTS and TR USTS - ~ ....... o~, , . t ransact ions ( lncludes those o f spo . . . . . nd d~.penden , ch i ldren; seepp . 34-60 o f fd ing ins truc t ions -)~ NONE (No reportable income, assets, or transactions.)

Descr ipt ion of Assels Income dur ing Gross va lue at end Tran~ct ious dur ing repor t i r~g per iod(including trust assets) reporting period of repo rting period

: (2) (1) (2j :: ~3) (4) (5)Place "(X)" af ter each asset Amount i Type (e.g., ~ Value Value Type (e.g., Dale [ Value Gain Identity ofexempt from prior disclosure Code I ] div.. rent, Code 2 Method buy, sell, ] mmJd~.byy ! Code 2 Code I buycHseI/er(A-H) i orint) (l-P) Code3 redemption) [ [ (J-P) [(A-H) (if private

35. -GOLDMAN SACHS SHOR[" A Dividend J TGOVERNMENT BOND FUND

36. -ItARTFORD BOND FUND A Dividend l T

3 7 . -LEGG M ASON [FORMERLY SMITH A Dividend J TBAR NEY] APPRECIATION FUND3 8 . -ttARTFOP,.D CAPITAL APPRECIATION A Dividend J T

3 9 . MONTGOMERY MONEY MAK ERS B Dividend K TIN-VESTMENT CLUB140. -AFL

4|. -CX Sold 1 1 / 1 6 1 0 9 J4 2 . -GE Sold 09/21/09 J4 3 . - G N V C

44 . - L I R S

4 5 . - N A N L X Sold 01/08/09 J46 . -NI3L

47 . -ORCL

48 . -PA~ .X

4 9. -CREE

50 . -SMBL Sold 09/21/09

51 . -TROW


7/9

F I N A N C I A L D I S C L O S U R E R E P O R T I T I TU S , R O G E R W .[ 05/0In010 Iage 7 of 9N O N E (No reportable income, assets, or transactions.)

D~cnption of Asse~ Income d~ng Gross value at en~ Transactions doting rc~ing ~tSod(including ~st ~e~) [ re~g ~riod of reining

Place "(X)" after each asset ~ount ~ Typ (e.g., V~ue Value T~ (g., D a t e Value Ga~ ldenti~ ofexempt ffo~ p~or disclo~r . Code I div., ~ Ct~e 2 Method buy, sell, mngd~~" [ C~e 2 ~ Code I buyer!seller

i ( A d D orim) O - P ) Code3 r c d c m p t i o n ) [ (J-P) [ ( A - H ) 0fpnvate~ ~ (Q-W) 1 Wa~action}

5 2 . -CFSG5 3 . -UNIt

1 5 4 -HSTX Sp/noff(from line 44)55. -CCH B uy 01,28/09 J

5 6 . -POT B uy 10/07/09

5 7 . - R . P M B uy 01/08/09 J

5 8 . SWVXX IN ROLLOVER IRA E Dividend L I"5 9 . EBS IN ROLLOVERIRA A Dividend J T


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Name of P erson Report ing Date of ReportFINANCIAL DISCLOSURE REPORT a " IT u s , R O G E R W . 0 5 / 0 1 / 2 0 1 0Page 8 of 9VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


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N a m e o f P e r ~ n R c p o r t in g ] D a t e o f R e p o r tFINANCIAL D I SCLO SU R E REP O RTI TITUS, rO~Er w.age 9 of 9 0 S ! 0 1 ~ 0 1 0

IX. CERTIFICATION.I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

provisions permitting nun-disclosure.1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in

compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

s~

NOTE: ANY INDIVIDUA L W IIO KNOWINGLY AND WILFU LLY FALSIFIES OR FALL S TO FILE Ti llS REPORT MAY BE SUB JECT TO CIVILAND CRIblINAL SA NCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Conunittee on Financial DisclosureAd ministrative Ol~ce of the Un ited States CourtsSuite 2-301One Colum bus Circle, N.E.W ashington, D.C. 20544

roger w titus financial disclosure report for 2009

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