rohs technical file creation webinar slides
DESCRIPTION
Assent Compliance www.assentcompliance.com provides free informational webinars for the latest in REACH, RoHS, Conflict Mineral and other restricted substances. Assent Compliance with offices in Canada, US and EU provides consulting services and compliance software to businesses that must comply with local, national or global environmental regulations. Visit Assent Compliance for more information.TRANSCRIPT
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c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
ROHS IITechnical File creaTion
assenT compliance
Krystal Noseworthy-BaKer pHone: 613.882.1429
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c u s T o m s o l u T i o n s f o r c o m p l i a n c y [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
INTROduCTION TO ASSENT COMPLIANCEassenT compliance
•Consulting
•GlobalRequirements
•ComplianceStrategies
•RegulatoryInterpretationsandImpacts
• IT
•CloudComputing
•ApplicationDesign
•Operations
• ProgramImplementation
•DataManagement
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c u s T o m s o l u T i o n s f o r c o m p l i a n c y [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
AgENdA•Requirements
•RoHSrecast(RoHSII)
•DoCs
•TechnicalFile
•DueDiligenceandTesting
•TechnicalFileSample
• Enforcement
•Demonstration
•Q&A
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
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REquIREMENTSroHs ii overview•DIRECTIVE2011/65/EUOFTHEEUROPEANPARLIAMENTANDOFTHECOUNCILof8Juneontherestrictionoftheuseofcertainhazardoussubstancesinelectricalandelectronicequipment(recast)
• PublishedintheOfficialJournaloftheEuropeanUnion:July 2011
• InEffect: July 21, 2011
• IntoMemberStatelaw:January 2, 2013
• PreviousRoHSDirective(2002/95/EC)repealed: January 3, 2013
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REquIREMENTSroHs ii – new producTs in scope
Medical Devices: 22 July 2014
ConsumerMonitoringandControlInstruments:
22 July 2014
InVitroDiagnosticDevices:22 July 2016
ProfessionalMonitoringandControlInstruments:
22 July 2017
Category11(other)Equipment:
22 July 2019
TODAY23 May 2012
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
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REquIREMENTSroHs ii and THe ce mark•CEMarkingDirective
•DoC,TechnicalFile,CEMark
» Declaration of Conformity:
•DecisionNo768/2008/EC
• FormatintheRoHSrecast,AnnexVI
» Technical file:
•ModuleAofDecisionNo768/2008/EC
» CE Mark:
•Directive93/68/EECof22July1993
• SubjecttoArticle30ofRegulation(EC)No765/2008.
•Applicableto:
» FinishedproductsinscopeofRoHSrecast
» PlacedonthemarketafterJanuary2,2013
• ForthoseproductsalreadyunderscopeofRoHS
• Forthenewproductsunderscope,thepreviousslideprovidesthedates
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
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REquIREMENTSroHs ii responsibiliTies
manufacTurer imporTer
EUDeclarationofConformity EUDeclarationofConformityfrommanufactureronrecord
TechnicalFile Ensuremanufacturerhascompletedthetechnicalfile
CEMarking EnsureCEMarkisaffixedtotheproduct
Productmarking(brandname,serialnumber,contactinformation)
Ensuremanufacturerhascompletedrequiredproductmarking
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
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REquIREMENTSdeclaraTion of conformiTyGeneralRequirements:
1. No…(uniqueidentificationoftheEEE):
2. Nameandaddressofthemanufacturerorhisauthorisedrepresentative:
3. Thisdeclarationofconformityisissuedunderthesoleresponsibilityofthemanufacturer(orinstaller):
4. Objectofthedeclaration(identificationofEEEallowingtraceability.Itmayincludeaphoto-graph,whereappropriate):
5. TheobjectofthedeclarationdescribedaboveisinconformitywithDirective2011/65/EUoftheEuropeanParliamentandoftheCouncilof8June2011ontherestrictionoftheuseofcertainhazardoussubstancesinelectricalandelectronicequipment(recast)
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
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6. Whereapplicable,referencestotherelevantharmonisedstandardsusedorreferencestothetechnicalspecificationsinrelationtowhichconformityisdeclared:
7. Additionalinformation:
signaTure:
•Signed for and on behalf of:
• (place and date of issue):
• (name, function) (signature):
DeclarationmustbetranslatedintothelanguageorlanguagesrequiredbytheMemberStateofthemarketonwhichtheproductisplacedormadeavailableANDsafetyin-structionsmustbeinalanguagethatcanbeeasilyunderstoodineverycountryintheEUinwhichtheproductissold.
NOTE:
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
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REquIREMENTSTecHnical file•BasedonModuleAofDECISIONNo768/2008/EC
•Has to contain at least the following elements:
• ageneraldescription of the product,
• conceptual design and manufacturing drawings and schemes of components, sub-assemblies, circuits, etc.
•descriptions and explanations necessary for the understanding of those drawings and schemes and the operation of the product,
• a list of the harmonised standards and/or other relevant technical specifications the references of which have been published in the Official Journal of the European Union, applied in full or in part, and descriptions of the solutions adopted to meet the essential requirements of the legislative instrument where those harmonised
• standards have not been applied. In the event of partly applied harmonised standards, the technical documentation shall specify the parts which have been applied,
• results of design calculations made, examinations carried out, etc., and
• test reports.
•The documentation shall make it possible to assess the product’s conformity to the relevant requirements, and shall include an adequate analysis and assessment of the risk
• EN50581–StandardforEUTechnicalFiles–Invotingstage
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REquIREMENTSTecHnical file – en 50581 Technical documentation for the assessment of electrical and electronic products with respect to the restriction of hazardous substances
•Combination of:
•RoHSRecast(Directive2011/65/EU)
•ModuleAofDecision768/2008
• IEC62476–Guidanceforevaluationofproductswithrespecttosubstance-userestric-tionsinelectricalandelectronicproducts[ExistedPrevioustoRoHSRecast]
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
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•Status:
•Atvotingstage
•Originalschedule
» Officialannouncementin6monthsfromratificationvote
» Ineffectin12months
•Acceleratedschedule[Proposed]
» Announcementin3monthsfromratificationvote
» Ineffectin6months
• EssentiallytheitemscoveredunderModuleAofDecision768/2008(previousslide)arecoveredinthisstandard
•Morein-depthcoverageoncethestandardisofficiallyreleased
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
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REquIREMENTSTecHnical file – en 50581BeyondEN50581,itshouldnotbeexpectedthattherewillbesignificantlymoredetailfromtheEUCommission.OfficialstatementbytheEUCommissionregardingRoHSrecast:
…as a general rule and in the interests of legal certainty, it is inappropriate for the Commission to make interpretative statements on legislative texts, which should be comprehensible in themselves.
…note that it is in any event for the Court of Justice alone to provide authoritative interpretations as to the meaning of Union law.
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
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REquIREMENTSTecHnical file – en 50581
FOUR MAJOR TASKS:
•Determinetheinformationneeded
•Collecttheinformation
•Evaluate the information for:
• qualityandtrustworthiness
•whethertoincludethedocumentationinthetechnicalfile
• Ensurethatthetechnicaldocumentationremainsvalid
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
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duE dILIgENCE ANd TESTINgwHaT is THeir role in roHs ii compliance –specifically THe TecHnical file?Determination of Necessary Information
• Assesswhattypesofdocumentsarerequiredbasedonsubstancepresenceriskandsupplierrisk
•Technicaljudgementallowed
Collection of Information
•Typesofalloweddocumentation
» Supplierdeclarations
» MaterialDeclarations
» Analyticaltestresults
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
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duE dILIgENCE ANd TESTINgwHaT is THeir role in roHs ii compliance –specifically THe TecHnical file?EvaluationofData
•Mandatory for Manufacturers
•Requirementsinclude:
• Establishproceduresforevaluatingcollectedinformation/documentation
•Evaluatewhether each part, component, ormaterialmeets thematerials restriction re-quirementsofRoHSRecast
• Evaluate whether the document is of sufficient quality to include in the technicaldocumentation
» Criteriamet=Included
» Criterianotmet=furthercorrectiveactionsoranalysis
EnsuringValidityofData•Requirements:
• periodicreviewofthedocumentscontainedinthetechnicaldocumentationtoensurethattheyarestillvalid;
• technicaldocumentationmustreflectanychangestomaterials,partsorsub-assemblies
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
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duE dILIgENCE ANd TESTINgwHaT is THeir role in roHs ii compliance –specifically THe TecHnical file?
STANDARD PRACTICE:
•AnnualUpdates–withtheAnnualAudit!
• SignificantProductChanges=UpdateFile
•CompletenessintheTechnicalFile:
•Consumables
•OutofScopeParts
•NotpartoftheRoHSComplianceTHEREFOREnotrequiredtobeincluded
» Recommendedthattheoutofscopeandconsumablepartsarefootnoted
Technical Files – In Practice…
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
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duE dILIgENCE ANd TESTINg – EN 62321wHaT is THeir role in roHs ii compliance –specifically THe TecHnical file?
Electrotechnical products – Determination of levels of six regulated substances (lead, mercury, cadmium, hexavalent chromium, polybrominated biphenyls, and polybrominated diphenyl ethers)
• EUStandardforRoHStesting
•NotMandatory…HOWEVER:
» Mosteffectivemethodofriskmanagement
» Usually less costly than alternative (further/increased) supplier data gatheringand/orcorrectiveactionmethods
» Testingtoanestablishedstandardallowsyoutoquoteitinthefile=lendscredibility
• If you have done it right, others don’t have to!
•RecommendedtohaveatleastscantestingtoEN62321:2009intechnicalfile
» XRF
c u s T o m s o l u T i o n s f o r c o m p l i a n c e [ r e a c H | r o H s | c p s i a | r s l | p r o p 6 5 ]
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MATERIAL DECLARATION SHEET
No. Construction Element Material Group Report Note
1 Element Ink + Ceramic B
2 Back plate 263 Copper alloy A
3 Back plate 220 Copper alloy A
4 Wire Copper Alloy A
5 Mold compound Various A
Note A: RoHS compliance. Note B: ROHS Compliant By Exemption 5 (lead in glass of electronic components)
Requirement:
Contain Pb Hg Cr+6 PBB and PBDE< 0.1 % (1000 ppm) by weight.Contain Cd < 0.01 % (100 ppm) by weight
BOURNS TRIMPOT ELECTRONICAS, LIMITADA *CE/2010/22946*
DEL CURCE A SAN ANTONIO DE BELEN AUTOPISTA CANAS-150 MTSAL OESTE HEREDIA, COSTA RICA.
Test Report No. : CE/2010/22946 Date : 2010/02/24 Page : 4 of 5
PBB/PBDE analytical FLOW CHART
First testing process
Optional screen process
Confirmation process
Sample
Screen analysis
Issue Report
Sample pretreatment
Sample extraction/Soxhlet method
Concentrate/DiluteExtracted solution
Analysis by GC/MS
Filter
1) Name of the person who made measurement: Roman Wong2) Name of the person in charge of measurement: Shinjyh Chen
SGS Taiwan Ltd.台灣檢驗科技股份有限公司 Chemical-Taipei 33 WuChyuan Road, Wuku Industrial Zone, Taipei County, Taiwan /台北縣五股工業區五權路33號 t + 886 (02)2299 3279 f + 886 (02)2299 3237 www.sgs.com
Member of the SGS Group (SGS SA)
Unless otherwise stated the results shown in this test report refer only to the sample(s) tested. This test report cannot be reproduced, except in full, without prior written permission of the Company.除非另有說明,此報告結果僅對測試之樣品負責。本報告未經本公司書面許可,不可部分複製。This Test Report is issued by the Company under its General Conditions of Service printed overleaf or available on request and accessible at http://www.sgs.com/terms_and_conditions.htm. Attention is drawn to the limitation of liability, indemnification and jurisdiction issues defined therein. Any holder of this Test Report is advised that information contained hereon reflects the Company’s findings at the time of its intervention only and within the limits of Client’s instructions, if any. The Company’s sole responsibility is to its Client and this document does not exonerate parties to a transaction from exercising all their rights and obligations under the transaction documents. Any unauthorized alteration, forgery or falsification of the content or appearance of this document is unlawful and offenders may be prosecuted to the fullest extent of the law.
DEL CURCE A SAN ANTONIO DE BELEN AUTOPISTA CANAS-150 MTSAL OESTE HEREDIA, COSTA RICA.
*CE/2010/22946*
Test Report No. : CE/2010/22946 Date : 2010/02/24 Page : 3 of 5
BOURNS TRIMPOT ELECTRONICAS, LIMITADA
1) These samples were dissolved totally by pre-conditioning method according to below flow chart.(Cr6+ test method excluded)
2) Name of the person who made measurement: Climbgreat Yang3) Name of the person in charge of measurement: Troy Chang
Cr6+
Sample Material Digestion Acid
Steel, copper, aluminum, solder Aqua regia, HNO3, HCl, HF, H2O2
Glass HNO3/HF
Gold, platinum, palladium, ceramic Aqua regia
Silver HNO3
Plastic H2SO4, H2O2, HNO3, HCl
Others Any acid to total digestion
Pb、Cd
Solution
ICP-AES
Acid digestion by suitable aciddepended on different samplematerial (as below table)
Filtration
Residue
1) Alkali Fusion2) HCl to dissolve
Sample Measurement
Cutting / Preparation
Microwave digestion with
HNO3/HCl/HF
Heat to appropriate
temperature to extract
Cool, filter digestate
through filter
Add diphenyl-carbazide for
color development
measure the absorbance
at 540 nm by UV-VIS
Add appropriate amount of
digestion reagent
Hg
SGS Taiwan Ltd.台灣檢驗科技股份有限公司 Chemical-Taipei 33 WuChyuan Road, Wuku Industrial Zone, Taipei County, Taiwan /台北縣五股工業區五權路33號 t + 886 (02)2299 3279 f + 886 (02)2299 3237 www.sgs.com
Member of the SGS Group (SGS SA)
Unless otherwise stated the results shown in this test report refer only to the sample(s) tested. This test report cannot be reproduced, except in full, without prior written permission of the Company.除非另有說明,此報告結果僅對測試之樣品負責。本報告未經本公司書面許可,不可部分複製。This Test Report is issued by the Company under its General Conditions of Service printed overleaf or available on request and accessible at http://www.sgs.com/terms_and_conditions.htm. Attention is drawn to the limitation of liability, indemnification and jurisdiction issues defined therein. Any holder of this Test Report is advised that information contained hereon reflects the Company’s findings at the time of its intervention only and within the limits of Client’s instructions, if any. The Company’s sole responsibility is to its Client and this document does not exonerate parties to a transaction from exercising all their rights and obligations under the transaction documents. Any unauthorized alteration, forgery or falsification of the content or appearance of this document is unlawful and offenders may be prosecuted to the fullest extent of the law.
Bourns Trimpot Electronicas, Limitada Del Cruce a San Antonio de Belen
Autopista Cañas - 150 Mts Al Oeste Heredia, Costa Rica
Power Resistor RoHS Test Report
MODEL: PWR263S
** End of Report **
BOURNS TRIMPOT ELECTRONICAS, LIMITADA *CE/2010/22946*
DEL CURCE A SAN ANTONIO DE BELEN AUTOPISTA CANAS-150 MTSAL OESTE HEREDIA, COSTA RICA.
Test Report No. : CE/2010/22946 Date : 2010/02/24 Page : 5 of 5
SGS Taiwan Ltd.台灣檢驗科技股份有限公司 Chemical-Taipei 33 WuChyuan Road, Wuku Industrial Zone, Taipei County, Taiwan /台北縣五股工業區五權路33號 t + 886 (02)2299 3279 f + 886 (02)2299 3237 www.sgs.com
Member of the SGS Group (SGS SA)
Unless otherwise stated the results shown in this test report refer only to the sample(s) tested. This test report cannot be reproduced, except in full, without prior written permission of the Company.除非另有說明,此報告結果僅對測試之樣品負責。本報告未經本公司書面許可,不可部分複製。This Test Report is issued by the Company under its General Conditions of Service printed overleaf or available on request and accessible at http://www.sgs.com/terms_and_conditions.htm. Attention is drawn to the limitation of liability, indemnification and jurisdiction issues defined therein. Any holder of this Test Report is advised that information contained hereon reflects the Company’s findings at the time of its intervention only and within the limits of Client’s instructions, if any. The Company’s sole responsibility is to its Client and this document does not exonerate parties to a transaction from exercising all their rights and obligations under the transaction documents. Any unauthorized alteration, forgery or falsification of the content or appearance of this document is unlawful and offenders may be prosecuted to the fullest extent of the law.
duE dILIgENCE ANd TESTINg – EN 62321declaraTion and TesT reporT sample review
ResultNo.1n.d. 2
2520 2n.d. 2n.d. 2
n.d. -n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. -n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5n.d. 5
Hexavalent Chromium Cr(VI) byalkaline extractionSum of PBBs
Hexabromobiphenyl
Heptabromodiphenyl ether
Pentabromodiphenyl ether
NO.1 : MIXED ALL PARTS
Heptabromobiphenyl
(4)
Lead (Pb)Mercury (Hg) (3)
(2)
Monobromobiphenyl
Tribromobiphenyl
Octabromodiphenyl ether
Decabromobiphenyl
Pentabromobiphenyl
Tetrabromodiphenyl ether
Monobromodiphenyl ether
Tetrabromobiphenyl
Dibromodiphenyl ether
Nonabromobiphenyl
(1)Cadmium (Cd)
Dibromobiphenyl
Test Item (s): Method(Refer to)
MDL
Test Report No. : CE/2010/22946 Date : 2010/02/24 Page : 2 of 5
Octabromobiphenyl
2. n.d. = Not Detected
Tribromodiphenyl ether
Sum of PBDEs
Hexabromodiphenyl ether
TEST PART DESCRIPTION:
Decabromodiphenyl etherNonabromodiphenyl ether
(5)
4. "-" = Not Regulated
BOURNS TRIMPOT ELECTRONICAS, LIMITADA *CE/2010/22946*
Test results by chemical method (Unit: mg/kg)
DEL CURCE A SAN ANTONIO DE BELEN AUTOPISTA CANAS-150 MTSAL OESTE HEREDIA, COSTA RICA.
5. The sample(s) was/were analyzed on behalf of the applicant as mixing sample in one testing.The above result(s) was/were only given as the informality value.
3. MDL = Method Detection Limit
Note: 1. mg/kg = ppm; 0.1wt% = 1000ppm
SGS Taiwan Ltd.台灣檢驗科技股份有限公司 Chemical-Taipei 33 WuChyuan Road, Wuku Industrial Zone, Taipei County, Taiwan /台北縣五股工業區五權路33號 t + 886 (02)2299 3279 f + 886 (02)2299 3237 www.sgs.com
Member of the SGS Group (SGS SA)
Unless otherwise stated the results shown in this test report refer only to the sample(s) tested. This test report cannot be reproduced, except in full, without prior written permission of the Company.除非另有說明,此報告結果僅對測試之樣品負責。本報告未經本公司書面許可,不可部分複製。This Test Report is issued by the Company under its General Conditions of Service printed overleaf or available on request and accessible at http://www.sgs.com/terms_and_conditions.htm. Attention is drawn to the limitation of liability, indemnification and jurisdiction issues defined therein. Any holder of this Test Report is advised that information contained hereon reflects the Company’s findings at the time of its intervention only and within the limits of Client’s instructions, if any. The Company’s sole responsibility is to its Client and this document does not exonerate parties to a transaction from exercising all their rights and obligations under the transaction documents. Any unauthorized alteration, forgery or falsification of the content or appearance of this document is unlawful and offenders may be prosecuted to the fullest extent of the law.
Sample Description :Style/Item No. :Sample Receiving Date :Testing Period :
============================================================================================
Test Requested :
Test Method :
(1)(2)(3)(4)(5)
Test Result(s) :
Determination of Cadmium by ICP-AES.
Please refer to next page(s).
Determination of Lead by ICP-AES.Determination of Mercury by ICP-AES.Determination of Hexavalent Chromium by UV/Vis Spectrometry.Determination of PBB and PBDE by GC/MS.
2010/02/11 TO 2010/02/24
THICKFILM POWER RESISTORS/ELEMENT
In accordance with the RoHS Directive 2002/95/EC, and its amendmentdirectives.
With reference to IEC 62321: 2008Procedures for the Determination of Levels of Regulated Substances inElectrotechnical Products.
Test Report
2010/02/11
BOURNS MODELS PWR263, PWR163, PWR220T, PWR221T
*CE/2010/22946*
No. : CE/2010/22946 Date : 2010/02/24 Page : 1 of 5
BOURNS TRIMPOT ELECTRONICAS, LIMITADADEL CURCE A SAN ANTONIO DE BELEN AUTOPISTA CANAS-150 MTSAL OESTE HEREDIA, COSTA RICA.
The following sample(s) was/were submitted and identified by/on behalf of the client as :
SGS Taiwan Ltd.台灣檢驗科技股份有限公司 Chemical-Taipei 33 WuChyuan Road, Wuku Industrial Zone, Taipei County, Taiwan /台北縣五股工業區五權路33號 t + 886 (02)2299 3279 f + 886 (02)2299 3237 www.sgs.com
Member of the SGS Group (SGS SA)
Unless otherwise stated the results shown in this test report refer only to the sample(s) tested. This test report cannot be reproduced, except in full, without prior written permission of the Company.除非另有說明,此報告結果僅對測試之樣品負責。本報告未經本公司書面許可,不可部分複製。This Test Report is issued by the Company under its General Conditions of Service printed overleaf or available on request and accessible at http://www.sgs.com/terms_and_conditions.htm. Attention is drawn to the limitation of liability, indemnification and jurisdiction issues defined therein. Any holder of this Test Report is advised that information contained hereon reflects the Company’s findings at the time of its intervention only and within the limits of Client’s instructions, if any. The Company’s sole responsibility is to its Client and this document does not exonerate parties to a transaction from exercising all their rights and obligations under the transaction documents. Any unauthorized alteration, forgery or falsification of the content or appearance of this document is unlawful and offenders may be prosecuted to the fullest extent of the law.
• DirectiveStated• StandardStated• Dates• Signature• Thislabisfairlywellknown• ProductIdentificationisveryclear
review poinTs
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ASSENTCOMPLIANCE
456 Seastrom St. Twin Falls, ID 83301
October 13, 2011 Certificate of ComplianceEuropean Union Directive 2002/95/EC
Restriction of Hazardous Substances
Any Seastrom part number, produced by Seastrom Manufacturing Co., Inc. that meets the following conditions is classified as compliant in accordance with European Union Directive 2002/95/EC (RoHS).
Material: Any of the materials listed below without a process/finish.
Non-Metals: Delrin (Acetal) Epoxy Glass
(Fiberglass) Fluorocarbon (Viton) Fluorosilicone Kapton KEL-F (PCTFE)
Mica Mylar Neoprene Nitrile (Buna-N) Nylatron Nylon Phenolic
Polyethylene PVC (Polyvinyl Chloride) Santoprene Silicone Teflon
Vulcanized Fibre
Metals: Brass Copper Beryllium Copper
Phosphorus Bronze Cold Rolled Steel Spring Steel
Stainless Steel Steel Titanium
The following base materials contain > 0.1% lead, but are exempt under note 6 of the Directive’s Annex: 12L14 Steel (0.35% of weight max) C - 360 Brass Rod (3.7% of weight max)
Process/Finish: Any Seastrom part number produced with a process/finish listed below is compliant under the Directive, unless the base material is Aluminum. (Contact Seastrom for Aluminum part status)
Compliant Process/Finish: Denoted @ end of part # as: Less Finish -LF Sulfuric Anodize, Type II -A2 Hard Anodize, Type III -A3 Black Oxide -BO Passivate -P Phosphate -PH Electrolytic Nickel Plate -N Silver Plate -S Tin Plate -T1 Tin Dip -T2 Zinc Plate, Type I (Blue) -Z1 Zinc Plate, Type III (Clear) -Z3 Designated Electroless Nickel Plate (RoHS Compliance must be requested by customer)
Sincerely,
Maegan Melton Brad Mohr Quality Engineer Process Engineer
456 Seastrom St. Twin Falls, ID 83301
October 13, 2011 Certificate of Non-Compliance
European Union Directive 2002/95/EC Restriction of Hazardous Substances
The following materials and processes used at Seastrom Manufacturing Co., Inc. have been classified as Non-Compliant in accordance with the European Union Directive 2002/95/EC (RoHS). This Directive, however, does not affect the use of parts in applications outside of the Directive’s specified countries.
Non-Compliant Process/Finish
Process/Finish: Denoted @ end of part # as: Chemical Film Finish -CF Hexavalent Chromium Finish -CHR Cadmium -C1, -C2 Chrome -CHR 60/40 Tin Lead Finish -TL1, -TL2 Zinc Plate, Type II (Yellow) -Z2 Chromatic Anodize, Type I -A1 Standard Electroless Nickel Plating (can be RoHS compliant if specified by customer on order)
Non-Compliant Materials: 2011 Aluminum Rod (primarily used in shoulder washers, spacers, and washers with thin side walls.) For Aluminum parts, please contact Seastrom at [email protected] to see if Aluminum 2011 is used for a specified part. Sincerely,
Maegan Melton Brad Mohr Quality Engineer Process Engineer
Seastrom Manufacturing Co., Inc. is Certified ISO 9001:2000 and AS9100:2004
duE dILIgENCE ANd TESTINg – EN 62321declaraTion and TesT reporT sample review
• DirectiveStated• Notethatthisisinaccordancewiththe“original”RoHSandnottherecasthoweveryouwillalsonotethatmostoftheimportantelementsareincluded
• Regulatorywordingmaybeslightlydifferentbutthedeclarationspeakstoit!• Highlightsnon-compliantandcompliantparts/processes/finishes
• Includespart#denotations• Exemptions(asapplicable)• Dated• SignatureandFunction• Letterhead• Contactforfurtherinformation
review poinTs
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ASSENTCOMPLIANCE
RoHS DIRECTIVE 2011/65/EU MATERIALDECLARATION CERTIFICATE
Linear Technology Corporation certifies the deliverable products, when ordered as lead-free meet the RoHS DIRECTIVE2011/65/EU.
• Restriction of the use of certain hazardous substances in electrical and electronic equipment (Recast) does not pertain toLinear Technology Corporation.
• Linear Technology Corporation also complies with: People’s Republic of China RoHS Directive EIS SJ/T11364-2006
RoHS Definitions:• Concentration limit of 0.1% by mass (1000 PPM) in homogeneous material for Lead (Pb), Mercury (Hg),
Hexavalent Chromium (Cr), Polybrominated Biphenyl (PBB), Polybrominated Diphenyl Ether (PBDE),Decabromodiphenyl Ether (Deca-BDE), Toluene, Trichlorobenzene, and Hexabromocyclododecane (HBCDD),Bis (2-ethylhexyl) phthalate (DEHP), Butyl benzyl phthalate (BBP), Dibutylphthalate (DBP)
• Concentration limit of 0.01% by mass (100 PPM) of homogeneous material for Cadmium (Cd)
• Concentration limit of 0.005% by mass (50 PPM) for Perfluorooctane Sulfonates (PFOS)
RoHS Exemption:• Products in the TO-220, DDPAK, SOT223 and TO247 packages are currently assembled with a Soft Solder Die Attach material
containing Lead (Pb). Article 4, Annex 7a (>85% Lead, Pb, in high melting point solders) exempts this material at this time.The Chinese RoHS EFUP Logo 2 applies when these packages are shipped to the People’s Republic of China.
• The micro modules products contain lead in the glass frit. Article 4, Annex 7(c)-1, (electronic components containing lead in aglass or ceramic other than dielectric ceramic in capacitors, e.g. piezoelectronic devices, or in a glass or ceramic matrix compound.The Chinese RoHS EFUP Logo 2 applies when these packages are shipped to the People’s Republic of China.
Substances of Concern:• Antimony Trioxide, Sb2O3 (CAS# 1309-64-4) and Bromine, Br (CAS# 10097-32-2) are used as a flame retardant in mold
compound in several products. Linear Technology Corporation is evaluating and qualifying new mold compounds that containno Sb2O3, or Br. Once qualified these products will be considered Halogen-Free.
• Polyvinyl Chloride (PVC) – in shipping tubes, CAS #9002-86-2. The tubes are reused 2 times then recycled.
• Linear Technology Corporation products do not contain or have termination finishes of Pure Lead or Pure Zinc.
Linear Technology Corporation’s Device Material Declaration concentrations are estimated and are derived from engineeringcalculations.
Linear Technology Corporation has a lifetime warranty on all our products, with Linear Technology Corporation standard liabilitylimited to the replacement of confirmed defective products. Linear Technology Corporation’s ongoing Environmental Program willhelp ensure we are in compliance with our customer’s environmental needs.
_____________________________________________________
Paul ChantalatVice President, Quality and ReliabilityLINEAR TECHNOLOGY CORPORATION ACCEPTS NO DUTY TO NOTIFY USERS OF THIS DECLARATION OFUPDATES OR CHANGES TO THIS DECLARATION.
LTC Revision 7 February 3, 2012CONTACT INFORMATION:Name: Bobbi Bennett Title: QA Specification Review Manager and Product Environmental Specialist Email: [email protected]
Linear Technology Corporation, 1630 McCarthy Blvd, Milpitas, CA 95035-7417, 408-432-1900
1630 McCarthy BoulevardMilpitas, CA 95035-7417
duE dILIgENCE ANd TESTINg – EN 62321declaraTion and TesT reporT sample review
• DirectiveStated• RoHSrecast
» Doesnotincludethespecificregulatorywording(asindicatedintheearlierslide)
• Confusingwording• CertifiesthatitmeetsthedirectiveHOWEVER
» Restriction of the use of certain hazardous substances in electrical and electronic equipment (Recast) does not pertain to Linear Technology Corporation.
• Exemptions(asapplicable)• Dated• SignatureandFunction• Letterhead• Contactforfurtherinformation• Thefinalstatementdoesnotprovideconfidenceinthelong-termcompliance
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ASSENTCOMPLIANCE
duE dILIgENCE ANd TESTINg – EN 62321declaraTion and TesT reporT sample review
• DirectiveStated• Notethatthisisinaccordancewiththe“original”RoHS
• Exemptionissimplystatedasexceptionwithnodetail• Dated• NoSignatureorFunction• Letterhead• Contactforfurtherinformation
review poinTs
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ASSENTCOMPLIANCE
ENfORCEMENT•DeclarationofConformity
• Easydiagnosisofcompliance
•TechnicalFile
•MemberStateEnforcementAgency’s–firstlineofdefense
•RoHSmaterialrestrictionsareMUCHeasierandlessdestructivetotestforthanREACH
•BeAWARE
• Fines–memberstatebymemberstate
• StuckatCustoms
•RejectedatCustoms
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ASSENTCOMPLIANCE
quESTIONS?PleasesubmityourquestionsinwritingusingtheQ&Atoolalongthetopmenutoolbar.
AnyquestionsnotaddressedduringtheQ&Aportionofthiswebinarwillbeaddressedinprivatecorrespondenceafterthewebinar.