root cause analysis

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Root Cause Analysis

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Root Cause Analysis class

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Page 1: Root cause analysis

Root Cause Analysis

Page 2: Root cause analysis

Solving a ProblemOBJECTIVES:

- Methods for Using Data - Cause and Effect Analysis

Page 3: Root cause analysis

Drilling Down to the Cause

Page 4: Root cause analysis

What is Root Cause Analysis?

DEFINEMEASUREANALYZEIMPROVECONTROL

-Structured approach-To identify and change-To prevent recurrence-To identify Lessons to be learned-To achieve better consequences

Page 5: Root cause analysis

Fixing the symptomsProblem Logged by Pilot Ground Crew Action• Left, inside, main tire almost needs replacement

• Almost replaced left, inside, main tire

• Something Loose in cockpit • Something tightened in cockpit• Evidence of leak on right main landing gear

• Evidence removed• #3 Engine missing • Engine found on wing after brief search• Noise coming from under the instrument

panel. Sounds like a midget with a hammer.

• Took hammer away from midget• DME volume set to more believable level

• DME Volume is unbelievably loud

Page 6: Root cause analysis

Visualizing the Problem

Page 7: Root cause analysis

Pareto Principle

80%

20%Loose wire

Oversized actuator pins

New

Operator T

raining

Dam

aged motor

Softw

are Issue

0

1

2

3

4

5

6

7

8

Page 8: Root cause analysis

CAUSE AND EFFECT

Problem

Methods

Material

Manpower

Machine

Environment Pareto Chart

Page 9: Root cause analysis

Example

Loose Wires

Methods

Material

Manpower

Machine

EnvironmentPareto Chart

Page 10: Root cause analysis

Brainstorming

Investigate the Root CauseMethod of “throwing out” any possible idea that anyone on the team thinks could be the cause.

Guidelines:

• Record all ideas

• No Judgment (there are no “bad” ideas.

• Combine like ideas

• Rank in order of likelihood

Note: Say the first thing you think of.

Rules:

One thought at a time

Don’t interrupt

Don’t criticize

Don’t discuss / analyze

Build on ideas

Record the ideas

Collect as many ideas as you can

Page 11: Root cause analysis

Brainstorming

Investigate the Root CauseMethod of “throwing out” any possible idea that anyone on the team thinks could be the cause.

Guidelines:

• Record all ideas

• No Judgment (there are no “bad” ideas.

• Combine like ideas

• Rank in order of likelihood

Note: Say the first thing you think of.

Rules:

One thought at a time

Don’t interrupt

Don’t criticize

Don’t discuss / analyze

Build on ideas

Record the ideas

Collect as many ideas as you can

Page 12: Root cause analysis

Review Group Findings

Page 13: Root cause analysis

Example

Loose Wires

Methods

Cause

Material

Manpower

Machine

Environment

Cause

CauseCause

Page 14: Root cause analysis

CAUSE AND EFFECT5 Why Analysis

Page 15: Root cause analysis

The Titanic: a simple example

April 8, 2023 15

The Titanic Sinks

EFFECT

CAUSE

Why did the Titanic sink?

Page 16: Root cause analysis

April 8, 2023 16

The Titanic Sinks

Bulkheads Fill w/Water, ship

loses buoyancy

EFFECT

CAUSE

Why did the bulkheads fill with water?

Page 17: Root cause analysis

April 8, 2023 17

The Titanic Sinks

Bulkheads Fill

w/Water, ship loses buoyancy

Seams of the ship open up

EFFECT

CAUSE

Why did the seams open up?

Page 18: Root cause analysis

April 8, 2023 18

The Titanic Sinks

Bulkheads Fill w/Water,

ship loses buoyancy

Seams of the ship open up

Rivet Heads Shear

EFFECT

CAUSE

Why did the rivets shear?

Page 19: Root cause analysis

April 8, 2023 19

The Titanic Sinks

Bulkheads Fill w/Water, ship loses buoyancy

Seams of the ship open up

Side Impacts Iceberg; shear force applied along side of

ship

Rivet Heads Shear

EFFECT

CAUSE

Why did the titanic hit the

iceberg?

Page 20: Root cause analysis

April 8, 2023 20

The Titanic Sinks

Bulkheads Fill w/Water, ship loses buoyancy

Seams of the ship open up

Rivet Heads Shear

Side Impacts Iceberg; shear force applied along side of

shipEFFECT

CAUSESystemic Causes

Titanic sailing too fast for conditions

Captain ignores iceberg

warningsWhite Star pushes for record crossing

time

Dark & overcast conditions reduce

visibility

Lookouts See Iceberg too late; swerve to avoid

Page 21: Root cause analysis

Applying the 5 WhysA Machine is leaking coolant

Why? Because the seal has broken

Why? Because the machine is overheating

Why? Because the air filter is clogged

Why? Because there isn’t a maintenance check

Why? Because a procedure wasn’t developed

Page 22: Root cause analysis

Applying the 5 Whys to the Loose Wires scenario

Group Exercise

Page 23: Root cause analysis

Applying the 5 Whys to the Loose Wires scenario

Group Exercise

Page 24: Root cause analysis

Applying the 5 Whys to the Loose Wires scenario

Group Exercise

Page 25: Root cause analysis

Review Group Findings

Page 26: Root cause analysis

The Goal of 5 Why Analysis

Page 27: Root cause analysis

In conclusion

Questions?

Page 28: Root cause analysis

Questions?