1

San Jose Chapter

February 7th Chapter Luncheon mdash Foreign Corrupt Practices Act A year in review what to expect and how to get ready

2

A Look Ahead mdash Upcoming Luncheon Topics 3

Cybersecurity Auditing in an Unsecure World mdash2 Day Training

4

IIA CIA Classes 5

Current Events Social Media and Networking 6

Internal Audit Job Postings and National Educa-tion Learning and Training

7

Certification Corner 8

Governance 9

INSIDE THIS ISSUE

2

San Jose Chapter February 2018mdashNewsletter

February 2018 Luncheon

Wednesday February 7th 2018

1130AM mdash 1200PM Lunch and Networking 1200PM mdash 130 PM Program

Biltmore Santa Clara mdash 2151 Laurelwood Rd Santa Clara CA 95054

FCPA A Year in review - What to expect and how to get ready

In this session Join Miles Ripley and Desi Ivanova from EYrsquos Fraud Investigation practice will discuss recent

FCPA developments current enforcement priorities and what to expect in the coming year They will high-

light takeaways from enforcement actions and discuss what this means for the companyrsquos front-line gatekeep-

ers including internal audit and compliance The discussion will also cover common bribery schemes how to

recognize red flags and what questions to ask the increased importance of performing anti-corruption pro-

gram and risk assessments and conducting continuous monitoring for problematic activity and the role of In-

ternal Audit in internal investigations and the resulting remediation efforts

Speaker Bios

Miles Ripley ndash EY Partner Fraud Investigation amp Dispute Services Miles is a PartnerPrincipal in EYrsquos Fraud Investigation amp Dispute Services practice He has more than 15

years of forensic accounting investigation and compliance experience specializing in accounting fraud brib-

ery and corruption integrity diligence and asset recovery investigations Miles has conducted investigations

around the globe during criminal and insolvency proceedings and presented findings to regulators including

Department of Justice (ldquoDOJrdquo) and Securities Exchange Commission (ldquoSECrdquo) In addition Miles has signifi-

cant experience in assisting clients with the design implementation and monitoring of anti-fraud and anti-

corruption compliance programs including conducting integrity diligence third party compliance audits risk

assessments and anti-corruption monitoring

Desi Ivanova ndash EY Sr Manager Investigations amp Compliance

Desi has spent the past 10 years of her career with the forensic investigations practice of EY where she spe-

cializes in Foreign Corrupt Practices Act (FCPA) anti-corruption and anti-bribery compliance services and

foreign bribery investigations She has led many investigations risk assessments compli-

ance audits and transaction due diligence reviews for clients from different industries in-

cluding pharmaceutical and medical device retail and consumer goods technology finan-

cial services aerospace and defense and manufacturing

3

San Jose Chapter February 2018mdashNewsletter

Upcoming Luncheon Topics

bull February 7th FCPA A year in Review mdash Register Here bull March 7th Common Controls Framework

bull April 4th mdash Cyber the next wave

The IIA San Jose Chapter is focused on practical and beneficial discussion topics across all levels from staff to CAE

2

San Jose Chapter February 2018mdashNewsletter

February 2018 Luncheon

Wednesday February 7th 2018

1130AM mdash 1200PM Lunch and Networking 1200PM mdash 130 PM Program

Biltmore Santa Clara mdash 2151 Laurelwood Rd Santa Clara CA 95054

FCPA A Year in review - What to expect and how to get ready

In this session Join Miles Ripley and Desi Ivanova from EYrsquos Fraud Investigation practice will discuss recent

FCPA developments current enforcement priorities and what to expect in the coming year They will high-

light takeaways from enforcement actions and discuss what this means for the companyrsquos front-line gatekeep-

ers including internal audit and compliance The discussion will also cover common bribery schemes how to

recognize red flags and what questions to ask the increased importance of performing anti-corruption pro-

gram and risk assessments and conducting continuous monitoring for problematic activity and the role of In-

ternal Audit in internal investigations and the resulting remediation efforts

Speaker Bios

Miles Ripley ndash EY Partner Fraud Investigation amp Dispute Services Miles is a PartnerPrincipal in EYrsquos Fraud Investigation amp Dispute Services practice He has more than 15

years of forensic accounting investigation and compliance experience specializing in accounting fraud brib-

ery and corruption integrity diligence and asset recovery investigations Miles has conducted investigations

around the globe during criminal and insolvency proceedings and presented findings to regulators including

Department of Justice (ldquoDOJrdquo) and Securities Exchange Commission (ldquoSECrdquo) In addition Miles has signifi-

cant experience in assisting clients with the design implementation and monitoring of anti-fraud and anti-

corruption compliance programs including conducting integrity diligence third party compliance audits risk

assessments and anti-corruption monitoring

Desi Ivanova ndash EY Sr Manager Investigations amp Compliance

Desi has spent the past 10 years of her career with the forensic investigations practice of EY where she spe-

cializes in Foreign Corrupt Practices Act (FCPA) anti-corruption and anti-bribery compliance services and

foreign bribery investigations She has led many investigations risk assessments compli-

ance audits and transaction due diligence reviews for clients from different industries in-

cluding pharmaceutical and medical device retail and consumer goods technology finan-

cial services aerospace and defense and manufacturing

3

San Jose Chapter February 2018mdashNewsletter

Upcoming Luncheon Topics

bull February 7th FCPA A year in Review mdash Register Here bull March 7th Common Controls Framework

bull April 4th mdash Cyber the next wave

The IIA San Jose Chapter is focused on practical and beneficial discussion topics across all levels from staff to CAE

3

San Jose Chapter February 2018mdashNewsletter

Upcoming Luncheon Topics

bull February 7th FCPA A year in Review mdash Register Here bull March 7th Common Controls Framework

bull April 4th mdash Cyber the next wave

The IIA San Jose Chapter is focused on practical and beneficial discussion topics across all levels from staff to CAE

4

April 25th ndash 26th 2018 (Wed ndash Thurs) 830AM ndash 500PM

We are happy to announce the topics for the 2018 2-day joint training seminar

We hope you can join us to contribute your perspectives to help make this training a success

Meals and 16 CPE hours will be provided for each attendee

Cost for the Training will be $590per person for the 2 days (meals included)

~ Registration link ~ CLICK HERE TO REGISTER

Cybersecurity Auditing in an Unsecure World

Location

Maxim Integrated Products HQ

Jack Gifford Event Center

160 Rio Robles San Jose CA 95134

JO

INT

IIA

2-D

AY

TR

AIN

ING

SE

MIN

AR

Cybersecurity Auditing in an Unsecure World

$54 million mdash thatrsquos the average cost of a data breach to a US-based company Itrsquos no surprise

then that cybersecurity is a hot topic and a major challenge in internal auditing today Cybersecuri-

ty is as much of a business risk as it is a security one making it critical for internal auditors to de-

velop the skill set needed to take on these challenges In this course you will develop an understanding of cybersecurity concepts that can be used to fa-

cilitate integrated audit efforts within your organization Developed with and facilitated by leading

industry experts this course will examine preventive detective and corrective controls and how to

apply the audit process to a cloud environment You will also be exposed to the mobile environ-

ment and cyber standards as well as learn how to audit common security solutions Course Objectives

bull Define cybersecurity from an audit perspective including an understanding of its scope limi-

tions and how to measure effectiveness

bull Identify the purpose of preventive detective and corrective controls

bull Understand cyber liability insurance and its impact on cybersecurity

bull Understand cyber standards state notification laws and how they affect an organization

bull Understand how to assess an organizationrsquos cyber capabilities from an attacker perspective

using threat modeling

bull Assess cybersecurity risks and controls related to using cloud providers or third-party ven-

dors

Link to IIA Training Website (including course outline) Cybersecurity Auditing in an Unsecure World

5

San Jose Chapter February 2018mdashNewsletter

2018 San Jose IIA CIA Exam Prep Courses

The San Jose IIA chapter plans to offer CIA exam review courses during the first half of 2018 to help you prepare for your exam They will be taught by Vicki McIntyre CIA CPE CFSA CRMA and will take place on weekdays from 830am ndash 445pm on the following dates

bull Part 1 Mon and Tues February 26 and 27 2018 (httpswwweventbritecome2018-cia-exam-

review-classes-section-1-and-all-three-sections-registration-41370514322) bull Part 2 Mon and Tues March 19 and 20 2018 httpswwweventbritecome2018-cia-exam-review

-classes-section-2-registration-41370606598

bull Part 3 Mon and Tues April 23 and 24 2018 and Mon and Tues May 14 and 15 2018 https

wwweventbritecome2018-cia-exam-review-classes-section-3-registration-41370642706

All classes will take place at the ServiceNow facility at 2225 Lawson Lane Santa Clara CA 95054 Classes will meet in Building A Lunch will not be provided but can be purchased onsite Participants are required to use the IIArsquos CIA Learning Materials These are included in the course price (If you already have the V4 or V5 CIA Learning System materials please contact agilmoreallengmailcom)

Register now at (httpswwweventbritecome2018-cia-exam-review-classes-section-1-and-all-

three-sections-registration-41370514322)

The Certified Internal Auditorreg (CIAreg) designation is the only globally accepted certification for internal auditors and remains the standard by which individuals demonstrate their competency and profes-sionalism in the internal auditing field Candidates leave the program enriched with educational expe-rience information and business tools that can be applied immediately in any organization or busi-ness environment The CIA exam is available through computer -based testing allowing you to test year-round at more than 500 locations worldwide

About the Instructor Vicki McIntyre CIA CPA CFSA CRMA is the President FirstPlus Resolutions Inc Vicki has taught the comprehensive course using the IIAs CIA Learning System numerous times through Chapman University UC Davis and Rice University to federal government agencies and Fortune 500 companies as well as overview courses at numerous IIA International and Regional Conferences including the All-Star conference As a 20+ year IIA volunteer leader Vicki has been a 2-time chap-ter President District Representative and District Advisor and chaired the IIAs Chapter Relations Committee for 25 years

6

San Jose Chapter February 2018mdashNewsletter

Can You contribute

The IIAmdashSan Jose Chapter

is always looking for content

job postings etc for our

monthly newsletter

Please reach out HERE

if you have content to con-

tribute

Social Media

Visit the Institute of Internal Auditors

San Jose Chapter LinkedIn Group

Here

Join our LinkedIn Group and be the first

to access the following

1 Interesting Articles

2 IIA San Jose News

3 Luncheon and Seminars

4 QampA Sessions with the Board of the IIAmdash

San Jose

participate in a QampA session with the

Board of the IIAmdashSan Jose

IIA San Jose Transition to E-Touches

We are working to move communications to the IIA centralized E-Touches Tool

What does this mean for members bull IIA communications may take on a different appearance bull Payment and registration options may change

Please bear with us while we make this transition to benefit our members

7

Internal Audit Jobs

Note Your local IIA posts jobs as a

courtesy to its members and the

community however we do not

endorse or vouch for these em-

ployers in any way

Check out more details on the

IIA San Jose website under Careers

Senior Internal Auditor mdashPatelco Pleasanton CA Forensic AuditormdashGoogle Sunnyvale CA VP of Internal Audit mdash Ellie Mae Pleasanton CA

Cost Price Analyst mdash Livermore

CA

IIA Convenient Learning Platforms

The IIAs learning solutions meet the needs of audit practitioners regard-

less of travel schedule training budg-et learning style or experience level

Our multiple learning platforms make it easy for you to fit training into your

busy schedule

Seminars Multi-day training events that offer a variety of classroom-style courses eLearning Facilitated courses offered via the Internet in shorter sessions over multi-ple days Members-only Webinars inter-active multi-day online eWorkshops on various topics offering multiple session flexibility On-site Training Customizable courses for five or more attendees presented at the organizations location or delivered virtually You cant get much more conven-ient than having IIA on-site training come to you with its portfolio of more than 60 courses that can be customized and deliv-ered live or virtually to groups of five or more at your organization

Conferences Multi-day multi-track train-ing events that draw practitioners from around the world

San Jose Chapter February 2018mdashNewsletter

8

CERTIFICATIONS CORNER

Unlock Your Door to Opportunity with IIA Global Certifications

The IIA offers a comprehensive certifi-cation portfolio for internal auditors that can serve as the key to unlocking your next opportunity within the profession enhancing your credibility and adding clout to your resume There are many reasons to earn an official IIA certifica-tion designation Whether its the hallmark designation of internal audit mdash the Certified Internal Auditorreg (CIAreg) designation mdash or one of our four specialty industry certifi-cations obtaining a certification is professionalism defined Earning your certification is like having a key to the vast world of opportunities the profession of internal auditing offers

placed in the palm of your hand It can open doors you did not even know ex-isted as the three or four letters that now follow your name will make one powerful statement about the expertise you bring to the table

Interested in becoming certi-fied The following are six (6) easy steps to Certifica-tion (1) Decide which Certifi-cation is right for you (2)Determine your eligibility and skill level (3) Register for the Exam (4) Prepare for the Exam (5) Take the Exam

(6) Receive your Certificate To learn more about IIA Global Certifi-cations go to wwwtheiiaorgcertification or click on any of the spe-cific certification icons below

EARNING YOUR CERTI-

FICATION IS LIKE

HAVING A KEY TO THE

VAST WORLD OF

OPPORTUNITIES THE

PROFESSION OFFERS

CIA Important Change

to Education

Requirements

The IIArsquos Global Board of

Directors recently ap-

proved an alternate path to

eligibility for the Certified

Internal Auditor designa-

tion for candidates who do

not have a bachelorrsquos de-

gree from an accredited

university

Candidates may now be-

come eligible for the CIA

subject to approval if they

possess either

bull 2 years of post-

secondary education

and 5 years of verified

experience in internal

auditing or its equiva-

lent

bull 7 years of verified ex-

perience in internal

audit or its equivalent

As it becomes available

more information will be

posted on the IIA Certifica-

tions website so check

back for updates and de-

tails

NASBA The San Jose Chapter of the Institute of Internal Auditors is registered with the National Association of State Boards of Accountancy (NASBA) as a spon-sor of continuing profession-al education on the National Registry of CPE Sponsors State boards of accountancy have final authority on the acceptance of individual courses for CPE credit Complaints regarding registered spon-sors may be submitted to the N-tional Registry of CPE Sponsors through its website

wwwlearningmarketorg

9

GOVERNANCE

Institute of Internal Auditors San Jose Chapter

Chapter Officers Name E-mail

Chapter President David Coulombe (Juniper Networks) dcoulombejunipernet

1st Vice President- Programs Nauzer Gotla (Space Systems Loral) NauzerGotlasslmdacom

2nd Vice President- Seminars Jerome Anonuevo (Maxim) je-romeanonuevomaximintegratedcom

3rd Vice President - Communications Jonathan Jayasinghe (Grant Thornton) Jonathanjayasingheiiagmailcom

Secretary Jennifer Izzarelli (Workday) jenniferizzarelliyahoocom

Treasurer Urmi Vora (Logitech) urmi13gmailcom

Committee Chair Name E-mail

Assistant Treasurer Jennifer Koo (PWC) jenniferkoopwccom

Academic Relations Chair Wendy Roberts (Fortinet) wrobertsfortinetcom

Certifications Chair Alisanne Gilmore Allen (Accretive) agilmoreallengmailcom

Membership Chair Lav Pachauri (Juniper Networks) lavpachaurijunipernet Research Chair Ed Pitts edwardcpittscomcastnet

Communications - Social Events Chair Jay Swaminathan (SOAProjects) jaysoaprojectscom

Programs Coordinator Paul Baysa (SOAProjects) paulbaysagmailcom

Chapter Audit Committee Chair Gennadiy Vernikov (Arista Networks) gennadiyvvgmailcom

MMT Administrator Lav Pachauri (Juniper Networks) lavpachaurijunipernet

Web Site Administrator George Chiu (Applied Materials) George_Chiuamatcom

Nominating Committee Andrew WheatleyDavid Coulombe AndrewwheatleyServiceNowcom

BOG Members Name E-mail

Board of Governors (2016) Herzel Ashkenazi (Xilinx) herzelashkenazixilinxcom

Board of Governors (2016) Alisanne Gilmore-Allen (Accretive) agilmoreallengmailcom

Board of Governors (2016) Farah Faruqui (PWC) farahfaruquiuspwccom

Board of Governors (2016) Mark Gosling (Palo Alto Networks) mgoslingpaloaltonetworkscom

Board of Governors (2016) Wendy Roberts (Fortinet) wrobertsfortinetcom

Board of Governors (2016) Gus Shea (VMware) gsheavmwarecom

Board of Governors (2016) Jeff Olson (Intuit) Jeff_Olsonintuitcom

Board of Governors (2016) Steven Proctor (Flex) stevenproctorflextronicscom

Board of Governors (2016) Michelle Stillman DeBella (HP Enter-prise)

Michelledebellahpecom

Board of Governors (2016) Jean Chun (Applied Materials) Jean_Chunamatcom

Board of Governors (2016) Ed Pitts edwardcpittscomcastnet

Board of Governors (2016) Steve Fineberg (Moss Adams) stephenfinebergmossadamscom

Board of Governors ndash Past President Andrew Wheatley (ServiceNow) AndrewWheatleyServiceNowcom