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Sandwell and West Birmingham WRES Report and Action Plan 1.1. Executive Summary The main purpose of the Workforce Race Equality Standard (WRES) is to help local and national NHS organisations to review their data against the nine WRES indicators and to produce an action plan to improve the workplace experiences of Black, Asian and Minority Ethnic (BAME) staff. The WRES also places an obligation on NHS organisations to improve BAME representation at Board level. In 2014, NHS England and the NHS Equality and Diversity Council agreed action to ensure employees from BAME backgrounds have equal access to career opportunities and receive fair treatment in the workplace. The WRES was introduced and implemented as mandatory for NHS Trusts in April 2015. This report provides an update to the Governing Body on overall progress made against the WRES report since its previous publication in 2017/18. This report also provides an action plan against the nine workforce indicators when compared with the baseline data for 2017/19. To also provide assurance to NHS England, the CCG is required to publish its WRES report and Action Plan on its website. 1.2 Background The NHS Workforce Race Equality Standard (WRES) was made available to the NHS from April 2015 and was included within the NHS standard contract from 2015. WRES baseline data has been provided and published by the NHS from 1 st July 2015. The main purpose of the WRES is to help local and national NHS organisations to review their data against the nine WRES indicators and to produce an action plan to improve the workplace experiences of Black, Asian and Ethnic Minority (BAME) staff. The WRES also places an obligation on NHS organisations to improve BAME representation at Board level. As such, the ‘business case’ for race equality in the NHS, and for the WRES, is now a powerful one and the WRES provides a real impetus for NHS organisations to improve workforce race equality for the benefit of staff and patients. For the purpose of this report BAME is defined as anyone who comes from a visible ethnic minority background e.g. White & Black, Asian, Black African, Caribbean, Chinese. Please see 2011 census data categories in Appendix 1. 1.2.1 The WRES Reporting Tool The WRES is a tool designed for both providers of NHS services (including NHS and independent providers of NHS services) and NHS Commissioners. It can also be applied to national healthcare bodies, many of whom are also implementing and using the WRES.

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Page 1: Sandwell and West Birmingham WRES Report and Action Plan … · 2019-09-02 · Sandwell and West Birmingham WRES Report and Action Plan 1.1. Executive Summary The main purpose of

Sandwell and West Birmingham WRES Report and Action Plan

1.1. Executive Summary

The main purpose of the Workforce Race Equality Standard (WRES) is to help local and

national NHS organisations to review their data against the nine WRES indicators and to

produce an action plan to improve the workplace experiences of Black, Asian and Minority

Ethnic (BAME) staff. The WRES also places an obligation on NHS organisations to improve

BAME representation at Board level.

In 2014, NHS England and the NHS Equality and Diversity Council agreed action to ensure

employees from BAME backgrounds have equal access to career opportunities and receive

fair treatment in the workplace. The WRES was introduced and implemented as mandatory

for NHS Trusts in April 2015.

This report provides an update to the Governing Body on overall progress made against the

WRES report since its previous publication in 2017/18. This report also provides an action

plan against the nine workforce indicators when compared with the baseline data for 2017/19.

To also provide assurance to NHS England, the CCG is required to publish its WRES report

and Action Plan on its website.

1.2 Background

The NHS Workforce Race Equality Standard (WRES) was made available to the NHS from

April 2015 and was included within the NHS standard contract from 2015. WRES baseline

data has been provided and published by the NHS from 1st July 2015.

The main purpose of the WRES is to help local and national NHS organisations to review their

data against the nine WRES indicators and to produce an action plan to improve the workplace

experiences of Black, Asian and Ethnic Minority (BAME) staff. The WRES also places an

obligation on NHS organisations to improve BAME representation at Board level. As such, the

‘business case’ for race equality in the NHS, and for the WRES, is now a powerful one and

the WRES provides a real impetus for NHS organisations to improve workforce race equality

for the benefit of staff and patients.

For the purpose of this report BAME is defined as anyone who comes from a visible ethnic

minority background e.g. White & Black, Asian, Black African, Caribbean, Chinese. Please

see 2011 census data categories in Appendix 1.

1.2.1 The WRES Reporting Tool

The WRES is a tool designed for both providers of NHS services (including NHS and

independent providers of NHS services) and NHS Commissioners. It can also be applied to

national healthcare bodies, many of whom are also implementing and using the WRES.

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As a Clinical Commissioning Groups (CCGs) Sandwell and West Birmingham CCG

(SWBCCG) have two roles in relation to the WRES. We are commissioners of NHS services

and we are also employers. In both roles, our work is shaped by key statutory requirements

and policy drivers including those arising from:

▪ The NHS Constitution;

▪ The Equality Act (2010) and the Public Sector Equality Duty

▪ The NHS standard contract and associated documents

▪ The CCG Improvement and Assessment Framework

In addition to the NHS standard contract, the CCG Improvement and Assessment Framework

also requires us as a CCG to give assurance to NHS England that our providers are

implementing and using the WRES. As a consequence, implementing the WRES and working

on its results and subsequent action plans is a part of contract monitoring and negotiation

between Sandwell and West Birmingham CCGs and our provider organisations.

1.3 The Nine WRES Indicators

With over one million employees, the NHS is mandated to show progress against several

indicators of workforce equality, including a specific indicator to address the low numbers of

BAME board members across the organisation.

Appendix 2 reveals the nine WRES indicators the NHS organisations must report against on

an annual basis, which are based on existing data sources such as Electronic Staff Records

(ESR) and the NHS Staff Survey results.

In order to assist with the implementation of the WRES, as a CCG we are required to: -

▪ Collect data on our workforce

▪ Carry out data analyses

▪ Produce an annual report

▪ Report on the WRES and produce an action plan

1.4 WRES 2017/18 – Key Findings

Appendix 3 provides the WRES reporting template for Sandwell and West Birmingham CCG

for 2017/18, which has been completed by the Senior HR and OD Business Partner.

Where WRES indicator data has been unavailable/incomplete, or where low percentage

figures are at risk of identifying individual members of staff, the CCG has been unable publish

the data within the reporting template. This has been considered in the WRES action plan for

2017/18.

Having compared the results of the WRES information and action plan for the last two

consecutive years, the following key areas are highlighted below.

Data Analysis in Relation to the Local Demographic

The overall WRES data from Sandwell and West Birmingham CCG for 2017/2018 indicates

that our CCG is not fully representative of the community it serves, particularly in relation to

its workforce profile at senior levels.

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The table below reveals that the Sandwell and West Birmingham region has a relatively

diverse population with approximately 26% of its residents deriving from a BAME background.

The highest proportion of BAME staff living in the Sandwell and West Birmingham Region is

of Asian Indian origin at 12% with the lowest number being of Black British origin at 6%.

In comparing the local demographic with the SWBCCG, BAME staff members make up

34.17% of the workforce which suggests a higher proportion of BAME employees employed

with the CCG when compared to those living within the locality. The purpose of the report is

to present an overview of SWBCCG’s performance against the nine indicators, the analysis

which is as follows: -

WRES INDICATOR 1 – Staff Bandings

WRES Indicator 1 requires our CCG to carry out an analysis of the percentage of Black Asian

and Minority Ethnic Staff in each of the AFC Bands 1-9 and Very Senior Managers (VSM)

roles (including executive Board members) compared with the percentage of staff in the overall

workforce. In addition, as part of this analysis there is a requirement to undertake a separate

examination of clinical and non-clinical staff1.

Indicator 1 - Results

The data reveals that when compared with 2017/18 results, there has been an increase in

BAME employees occupying roles within Bands 2, 3, 5 and 6. However during the same

period, there has been decrease in the number of BAME Staff occupying roles within Bands

1, 3, 4 7 and 8a. More positively there has been an increase in BAME staff occupying roles

between in Bands 8b and 8c. In contrast however there are no BAME employees at Very

Senior Management (VSM) level.

Clinical and Non-Clinical Breakdown

1 Clinical Staff includes any member of staff from a clinical background /discipline e.g. Doctors, Nurses, HealthCare Scientists, Pharmacists, Radiographers. Non-clinical means any member of staff in an Administrative and Clerical role e.g. HR manager, Communication and Engagement Lead.

12% 8%

6%

50%

24%

Sandwell and West BirminghamPopulation Breakdown

Asian Indian

Asian Pakistani

Black British /Caribbean

White

Other Groups

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In comparing results for clinical and non-clinical employees, at 46%, BAME staff make up

almost half of the clinical workforce, although there has been a 2% decrease when compared

to the 2017/18 results. In comparison, during the same period, non-clinical BAME employees

make up less than one third of the organisation. At 27%, this figure remains the same as the

previous reporting year.

Given that Sandwell and West Birmingham CCG has a BAME population of 26%, the CCG

staffing demographic overall is wholly representative of the community it serves.

Nevertheless, some investigation is required to ascertain whether there is an underlying issue

with recruitment, and selection of BAME candidates into more senior roles, which does not

reflect the diversity of the Sandwell and West Birmingham region.

NHS Improvement Commentary

Whilst the SWBCCG structure is representative of a traditional hierarchal model, the senior

management composition is much less diverse. NHS Improvement recognises that the

composition of leadership should not only include the best range of talent, skill sets and

experience available, but it should also broadly reflect those who work in the CCG

organisations and the community it serves.

WRES 2 INDICATOR – Recruitment

This indicator analyses the relative likelihood of BAME staff being appointed following

shortlisting. Whilst 2017/18 recruitment data revealed that White staff are twice as likely to be

appointed from shortlisting when compared to BAME, there has been some significant

improvement during 2018/19 as the data revealed that the proportion of BAME staff likely to

be appointed from shortlisting has increased to 0.06 percent; a figure which is higher than the

national average of 1.45.

EDC Commentary

The NHS Equality and Diversity Council has revealed that nationally, the relative likelihood of

White applicants being appointed from shortlisting across all posts when compared to BAME

employees is 1.45 greater2. Whilst the CCG has exceeded this target, we are a relatively small

workforce population when compared to larger NHS establishments and actions will need to

be taken to close disparities, particularly at more senior levels.

WRES INDICATOR 3 – Staff Entering the Formal Disciplinary Process.

This indicator measures the relative likelihood of staff entering the formal disciplinary process

as measured by entry into a formal disciplinary investigation (based on data from a 2-year

rolling average of current and previous year).

2 Workforce Race Equality Standard 2018

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Whilst it is reported that nationally that BAME staff are 1.24 times more likely to enter the

formal disciplinary process3, as no staff have been subject to any disciplinary action during

this period, there is no data to report on.

WRES INDICATOR 4 – Relative Likelihood of staff Accessing Non-Mandatory Training

Whilst the 2017/18 data revealed that relative likelihood of white staff accessing non

mandatory study leave and non-mandatory corporate training was 1.1 and 1.15 times greater

respectively, this gap has narrowed significantly when comparing 2018/19 data.

It is important to note that whilst White staff accessed 8% and 10% respectively more non

mandatory study leave and corporate training during 2018/19 compared to BAME staff when

analysing the wider SWBCCG population, proportionally per ethnic breakdown the gap is

much narrower. Further analysis of the data revel drilling down with BAME staff accessing

0.17% more non mandatory study leave and corporate training when compared to their white

counterparts.

It is important to note that, not only have the gaps narrowed significantly; overall SWBCCG

is performing better when compared to the national average which is reported to be 1.15 in

favour of white staff.

WRES INDICATOR 5 - Bullying and harassment from Patients, Relatives or the Public

Given the relatively low number of SWBCCG staff having direct contact from Patients,

Relatives or the Public, this WRES indicator has not been reported on. Nationally 28.7%

BAME staff reported bullying and Bullying and harassment from Patients, Relatives or the

Public which is slightly higher than the 27.7% figure reported by White staff.

WRES INDICATOR 6 - Bullying and harassment from Staff

Whilst the 2017/18 data revealed that the relative likelihood of staff experiencing bullying and

harassment from staff and colleagues was 0.2 times greater for BAME Staff, 2018/19, data

revealed that 12.59% of staff reported4 that they had personally experienced bullying or

harassment in the workplace.

Of those that reported bullying and harassment, three staff members disclosed their BAME

background whereas other respondents did not disclose their ethnicity. Whilst the data reveals

that BAME staff are 17% more likely to experience bullying and harassment, this result needs

to be taken into context given that a larger majority of respondents did not disclose their ethnic

background.

Furthermore, it is difficult to drill down on this indicator any further as the SWBCCG staff survey

analyses bullying and harassing behaviour in its entirety and does not separate race.

Furthermore, the data is unable to reveal if the perpetrators are more likely to be a line

manager, team member(s) or colleagues. Nevertheless, the reported bulling and harassing

figures revealed at the CCG are lower than the national average which currently stands at

29%.

3 Workforce Race Equality Standard – 2018 Data Analysis Report 4 Staff that completed the staff survey

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WRES INDICATOR 7 – Equal Opportunities for Career Progression

The CCG did not ask this question as part of the local staff survey and consequently there is

no data to report on. However, in reviewing the national picture, 72% of BAME staff believe

that they are provided with equal opportunities for career progression or promotion which is a

slight decrease on the 2017 national figure of 76%.

WRES INDICATOR 8 – Discrimination

This indicator measures the relative likelihood of staff experiencing discrimination at work from

a manager, team leader or other colleague. This data is based on information gleaned from

the local staff survey.

Of the 145 staff who answered this question in the staff 17 (11.72%) reported that they had

witnessed or personally experienced discrimination from a manager, team leader or other

colleague. Of the 17 staff who reported discrimination, 7 (46.67%) reported that the

discrimination was due to race. Of those that reported race discrimination, two staff members

identified as BAME, however the other respondents did not disclose their ethnicity. Whilst the

data reveals that BAME staff are 29% more likely to experience discrimination, this result

needs to be taken into context given that a large majority of respondents did not disclose their

ethnic background.

Nationally, the percentage of staff that experienced discrimination in the last 12 months has

increased from 13.8% to 15.0%, almost double the 6.6% figure reported by White staff.

WRES INDICATOR 9 – Board Membership

The data reveals that BAME staff are proportionally less represented at board level by 20%,

whereas white staff are 4.15% less represented at board level. It is important to note that

these figures are not wholly accurate as 16 members (7%) of the board have not disclosed

their ethnic group.

When compared to the national picture, 7.4% of board members are from a BAME background

however is significantly lower compared to 19.1% of in the total BAME workforce in NHS trusts.

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SUMMARY OF RESULTS

The purpose of the WRES Reporting is to analyse the annual workforce data, to highlight and

trends and hotspots and to recommend action plans to address unwanted variation between

staff groups. A number of measures are being introduced to ensure continuous embedding of

equality measures; the details of which are highlighted below.

Networking Groups

HR assumes regular attendance and representation at regional STP networking groups,

working collaboratively and sharing best practice that will maximise opportunities to advance

equality of opportunity.

Recruitment

Whilst there do not appear to be barriers to joining SWBCCG, BAME staff are less likely, to be recruited or promoted into senior roles. However, it is important that staff can look at their leaders and see themselves represented in more senior positions across the workforce pipeline. To identify and understand the underlying reasons for this underperformance, a root cause

analysis should be considered to understand this underperformance and remedial actions

implemented.

The CCG may benefit from learning from the achievement of other organisations5 who regard

their organisational success on the desire to meet the needs of their diverse customers, to be

an employer of choice and the desire to create a strong corporate reputation and community

profile.

CIPD recommend taking recruitment a stage further by involving multiple selectors in the

candidate review process but preventing each individual from seeing each other’s feedback –

a technique which is generally favoured by those keen to ensure genuine independent thinking

among selectors.6 Research into tried and tested practices of successful recruitment practices

will be undertaken with a view to making recommendations for robust governance measure to

the OD Committee and Governing Body to ensure continued best practice.

Nevertheless, SWBCCG has taken active steps in meeting WRES priorities. These are

highlighted as follows: -

BAME Staff Accessing Non-Mandatory Training

The CCG actively encourages under-represented staff groups to access learning and development opportunities including the NHS Stepping Up and Ready Now Leadership Academy programmes that address national BAME under-representation in senior positions.

5 The Lloyds’s Group is increasingly recognised as an industry leader in promoting diversity and has won a number of national and international endorsements and awards. In addition, Aetna a leading diversified health care benefits company with its long-standing commitment to diversity has led to national recognition of the organisation as a leader in diversity management, together with their acquisition of a number of prestigious diversity awards 6 https://www.personneltoday.com/hr/promoting-diversity-through-recruitment/

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Furthermore, the CCG implemented the Equality and Diversity business fundamentals training

for its workforce to ensure they understand their legal duties and know how to discharge them

in the delivery of their roles.

On a wider level, the CCG delivered a programme of Unconscious Bias training for staff the

purpose being to promote greater awareness particularly in relation diversity on interview

selection panels.

Staff Inclusion Network

As a result, the analysis as detailed, SWBCCG is currently developing an organisation

development plan to address the gaps revealed.

As a starting point, SWBCC has launched a Staff Inclusion Network. The purpose of the

inclusion group is to promote equality and diversity across the CCG and take appropriate

action to address inequalities for the benefit all CCG employees. Whilst the Network is in its

infancy the Committee has made some strides in developing an inclusivity agenda and

promoting inclusive practice.

Furthermore, the Human Resources team regularly revises, refreshes and scrutinises HR

policies including Bullying and Harassment, PDR as well as Recruitment and Selection to

ensure SWBCCG remains legally compliant.

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WRES ACTION PLAN

WRES Indicator Action Plan Timeline

Indicator 1: Percentage of staff in each of the AfC Bands 1-9 and VSM (including executive Board members) compared with the percentage of staff in the overall workforce: non-clinical and clinical staff calculated separately.

Through coaching, recruitment and selection training and lunch and learns, to make career planning an integral part of the appraisal so that as a matter of course a career plan is developed, linked to personal development objectives and consideration of 'on the job' development opportunities: secondments and projects. To also recognise and challenge BAME cultures which prevents them from putting themselves forward for more senior roles. To also publicise success stories of BAME staff and who are in senior leadership positions to demonstrate what can be achieved.

Ongoing, reviewing on a quarterly basis

Indicator 2: Relative likelihood of staff being appointed from shortlisting across all posts.

As part of the Beyond Fundamentals OD Programme, a selection of CCG staff have undertaken in-house Recruitment and Section training where the importance of diversity and includes learning outcomes, particularly in relation to the Equality Act 2010, direct and indirect discrimination The Staff Inclusion Network has recommended that the Recruitment and Selection Policy includes guidance that all recruitment panels as far as practicably possible are gender and ethnically diverse. HR to monitor and detect any unfair bias in decisions taken by line managers and to respond accordingly. HR to actively promote the CCG’s values and Behaviours through Recruitment procedure, Induction and training sessions.

Ongoing, reviewing on a quarterly basis

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Indicator 3: Relative likelihood of staff entering the formal disciplinary process, as measured by entry into a formal disciplinary investigation, based on data from a two-year rolling average of the current year and the previous year.

To undertake regular analysis of themes, and demographical data on staff member entering the process.

Ongoing, reviewing on a quarterly basis

Indicator 4: Relative likelihood of staff accessing non-mandatory training and CPD. (CPD includes professional development courses as well as training for the unqualified workforce.) The figures are based on the number of applications received by the Learning & Development Team.

Take active steps to ensure there is an increase in staff access in NHS Leadership Programmes including (Nye Bevan, Mary Seacole and Stepping up Programme. All staff are actively encouraged to attend the OD Growing you Programmes which underpins the principals of personal development, growth and personal resilience.

Ongoing, reviewing on a quarterly basis

Indicator 5: Percentage of staff experiencing harassment, bullying or abuse from patients, relatives or the public in last 12 months.

To roll out training for Listening Ears Champions which will enable employees to raise issues confidentially to a trained champion. Where required, HR to educate and coach line managers in early identification and intervention of bullying, harassment concerns.

Roll out training by December 2019

Indicator 6: Percentage of staff experiencing harassment, bullying or abuse from staff in

To rerun unconscious bias training for anyone with responsibility for addressing bullying or harassment issues by patients, relative or the public against staff.

Roll out training by March 2020.

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Indicator 7: Percentage believing that trust provides equal opportunities for career progression/ promotion.

Where required, engage with BAME staff to gain their views on equality of opportunity through targeted communication and engagement. The Senior HR & OD Business Partner will continue to at attend Staff Inclusion Network Meetings to discuss issues and agree any actions raised.

Ongoing dialogue from various mechanisms such as OD Committee, Staff Council and the Staff inclusion Network.

Indicator 8: In the last 12 months have you personally experienced discrimination at work from any of the following? Manager/team leader or other colleagues

Engage with BAME staff to gain their views on discrimination in the CCG / staff survey. Produce an action plan based on evidence and general viewpoints.

Ongoing dialogue from various mechanisms such as OD Committee, Staff Council and the Staff inclusion Network.

Indicator 9: Percentage difference between the organisations’ Board voting membership and its overall workforce.

It is understood that the voting board is diverse, although many of the members did not disclose their ethnicity. Steps will be taken to remedy this to provide a more accurate analysis of this indicator. Furthermore, there is scheduled to be a change in the Board in December 2019.

Evaluation of current position by December 2019.

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Conclusion

SWBCCG is committed to using to using data, intelligence and real stories to understand and respond

to any issues of inequality which may occur. Where there is also scope for improvement, the CCG will

use Networks and wider groups to raise such issues of inequality and will provide scope for

improvement through support and guidance, empowering BAME staff, as well as the wider workforce

to drive change throughout the organisation and as such, developing a reputation as an employer of

choice.

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APPENDICES

Appendix 1

White Mixed/multiple ethnic groups

Asian/Asian British Black/ African/Caribbean/ Black British

English/ Welsh/Scottish/ Northern Irish/British

White & Black African Indian African

Irish White & Black Caribbean

Pakistani Caribbean

Gypsy or Irish Traveller White & Asian Bangladeshi Any other black background

Any other White Background

Any other mixed background

Chinese

Any other Asian Background

Other ethnic group

Arab

Any other ethnic group

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Appendix 2

Table A

Nine WRES Indicators:

Workforce indicators For each of these four workforce indicators, compare the data for White and BAME staff

1. Percentage of staff in each of the AfC Bands 1-9 and VSM (including executive

Board members) compared with the percentage of staff in the overall workforce

Note: Organisations should undertake this calculation separately for non-clinical

and for clinical staff.

2. Relative likelihood of staff being appointed from shortlisting across all posts.

3. Relative likelihood of BAME staff entering the formal disciplinary process compared

to that of white staff. Note: This indicator will be based on data from a two-year rolling average of the current year and the previous year.7

4. Relative likelihood of staff accessing non-mandatory training and CPD.

National NHS Staff Survey indicators (or equivalent)

For each of the four staff survey indicators, compare the outcomes of the responses for White and BAME staff.

5. KF 25. Percentage of staff experiencing harassment, bullying or abuse from

patients, relatives or the public in last 12 months.

6. KF 26. Percentage of staff experiencing harassment, bullying or abuse from staff in last 12 months.

7. KF 21. Percentage believing that trust provides equal opportunities for career progression or promotion.

8. Q17. In the last 12 months have you personally experienced discrimination at work from any of the following? b) Manager/team leader or other colleagues.

Board representation indicator

For this indicator, compare the difference for White and BAME staff.

9. Percentage difference between the organisations’ Board voting membership and its overall workforce. Note: Only voting members of the Board should be included when considering this indicator.

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Appendix 3 – WRES DATA 2018/19

Workforce Profile

2018/19 2017/2018

Ethnic Group Number Percentage Ethnic Group Number Percentage

BAME 80 35% BAME 64 29.63

White 134 58% White 124 57.41

undisclosed 16 7% undisclosed 28 12.96

WRES INDICATOR 1

2018/19 2017/2018

BAME % White % Undisclosed % BAME %

Band 1* 1 0.43% 0 0.00% 0.00% Band 1 3 1.50%

Band 2 5 2.17% 0 0.00% 0.00% Band 2 1 0.50%

Band 3 4 1.74% 9 3.91% 0.00% Band 3 4 2.01%

Band 4 3 1.30% 9 3.91% 0.43% Band 4 5 2.51%

Band 5 2 0.87% 14 6.09% 1 0.00% Band 5 5 2.51%

Band 6 13 5.65% 8 3.48% 1 0.43% Band 6 8 4.02%

Band 7 13 5.65% 27 11.74% 2 0.87% Band 7 14 7.03%

Band 8a 10 4.35% 15 6.52% 1 0.43% Band 8a 10 5.02%

Band 8b 7 3.04% 16 6.96% 1 0.43% Band 8b 5 2.51%

Band 8c 3 1.30% 6 2.61% 0.00% Band 8c 1 0.50%

Band 8d 0 0.00% 8 3.48% 0.00% Band 8d 2 1.00%

Band 9 0 0.00% 1 0.43% 0.00% Band 9 0 0.00%

VSM 0 0.00% 2 0.87% 2 0.87% VSM 0 0.00%

Specials 19 8.26% 19 8.26% 8 3.48% Specials

Total 80 134 16

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Total number of Staff (including Governing Body Members) = 230

Clinical Breakdown

2018/2019 2017/18

Profile number percentage Number Percentage

BAME 43 46% 32 48%

White 36 37% 34 51%

Undeclared 16 17% 1 1.5%

Non-Clinical Breakdown

2018/2019 2017/18

Profile BAME number BAME percentage Number Percentage

BAME 37 27% 36 27%

White 98 73% 91 69%

Undeclared 0 0 5 4%

WRES INDICATOR 2

This indicator measures the relative likelihood of staff being appointed from shortlisting.

2018/19 2017/2018

Ethnic Group Number Appointed Ratio Ethnic Group Number Percentage Ratio

BAME 53 17 0.32% BAME 197 46.30% 0.07%

White 70 18 0.26% White 211 49.60% 0.07%

undisclosed 4 2 0.50% undisclosed 17 4%

Total 127 37 425

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Highlights

The proportion of BAME staff likely to be appointed from shortlisting is 0.06% greater.

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WRES INDICATOR 3

This indicator measures the relative likelihood of staff entering the formal disciplinary process as measured by entry into a formal disciplinary investigation

(based on data from a 2-year rolling average of current and previous year).

2018/19 2017/2018

Ethnic Group Number of Disciplinaries

Percentage Ratio Ethnic Group Number of Disciplinaries

Percentage Ratio

BAME BAME 0 BAME 0 0

White White 0 White 1 0.008%

undisclosed undisclosed 0 undisclosed 0

Total 0

Note: -

As no staff have been subject to any disciplinary action during this period, there is no data to report on.

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WRES INDICATOR 4

This indicator measures the relative likelihood of staff accessing non mandatory training and CPD.

2018/19 2017/2018

Ethnic Group (number per

group)

Non-Mandatory Study Leave

% of whole

number of employees

Non-mandatory Corporate Training*

% Of whole

number of employees

Proportion of staff per

ethnic group

Ethnic Group Non-Mandatory Study Leave

% of whole

number of employees

Non-mandatory Corporate Training

%

BAME (80) 27 11.74% 31 13.48% 33.75% BAME 14 20.58% 14 (20.58%)

White (134) 45 19.57% 54 23.48% 33.58% White 28 22.4% 29 (23.2%)

undisclosed 0 0.00% 0 0.00% n/a undisclosed 1 16.6% n/a n/a

The relative likelihood of BAME staff accessing non mandatory study leave and corporate training is 0.07% more.

Relative likelihood of white staff accessing non mandatory study

leave = 1.1 times greater.

Relative likelihood of white staff accessing non mandatory corporate training is 1.15 times greater.

*This represents a sample of the staff numbers of have accessed non mandatory corporate training during 2018/19.

Highlights

Whilst overall, white staff accessed more 8% and 10% respectively more non mandatory study leave and corporate training when considering the wider

population, proportionally per ethnic breakdown the gap is much narrower with BAME staff accessing 0.17% more non mandatory study leave and corporate

training when compared to their white counterparts.

WRES INDICATOR 5

This WRES indicator measures the percentage of staff who have reported experiencing harassment, bullying or abuse from patients, relatives or the public

in the last 12 months. As the CCG did not ask this question as part of the local staff survey, there is no data to report on.

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WRES INDICATOR 6

This indicator measures the relative likelihood of staff experiencing harassment, bullying or abuse from staff in the last 12 months. This data is based on

information gleaned from the local staff survey.

2018/19 2017/2018

Ethnic Group Number % Ratio Number % Ratio

BAME 3 17% 17% BAME 5 62.5% 0.22%

White 0 0% % White 3 37.5% 0.044

undisclosed 15 83% % undisclosed 0 0 0

18 The likelihood of staff experiencing bullying and harassment is 0.2 times greater for BAME Staff.

Highlights

Overall 82% of the CCG staffing complement completed the staff survey.

Of the 143 staff who completed the staff survey 18 (12.59%) reported that they had personally experienced bullying or harassment in the workplace. Of those

18 responses, 8 reported (42.11%) the behaviour had been a one-off incident whilst 11 (57.89%) reported the behaviours had occurred over a period of time.

Of those that reported bullying and harassment, three staff members identified as BAME, however the other respondents did not disclose their ethnicity.

Whilst the data reveals that BAME staff are 17% more likely to experience bullying and harassment, this result needs to be taken into context given that the

larger majority of respondents did not disclose their ethnic background.

WRES INDICATOR 7

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This indicator asks if employees believe the organisation provides equal opportunities for career progression and promotion. As the CCG did not ask this

question as part of the local staff survey, there is no data to report on.

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WRES INDICATOR 8

This indicator measures the relative likelihood of staff experiencing discrimination at work from a manager, team leader or other colleague. This data is

based on information gleaned from the local staff survey.

Overall 82% of the CCG staffing complement completed the staff survey

2018/19 2017/2018

Ethnic Group Number % Ratio Ethnic Group Number % Ratio

BAME 2 29% 29% BAME 5 62.5% 0.22%

White 0 0 0% White 3 37.5% 0.044

undisclosed 5 71% 71% undisclosed 0 0 0

*For the purpose of this exercise, discrimination based on race was analysed more closely than the other Equality stands.

Of the 145 staff who answered this question in the staff 17 (11.72%) reported that they had witnessed or personally experienced discrimination from a

manager, team leader or other colleague. Of the 17 staff who reported discrimination, 7 (46.67%) reported that the discrimination was due to race. Of those

that reported race discrimination, two staff members identified as BAME, however the other respondents did not disclose their ethnicity. Whilst the data

reveals that BAME staff are 29% more likely to experience discrimination, this result needs to be taken into context given that the larger majority of

respondents did not disclose their ethnic background.

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WRES INDICATOR 9

This indicator measures the percentage difference between the organisation’s Governing Body voting membership and its overall workforce.

2018/19 2017/2018

Ethnic Group

Voting Board Headcount

Voting Board % Staff numbers % Difference in representation

with ethnic group

Ethnic Group Voting Board Number

% Ratio

BAME 2 15.38% 80 35% -20% BAME 10 45.45%

White 7 53.85% 134 58% -4.15% White 12 54.54%

undisclosed 4 30.77% 16 7% undisclosed 0

Highlights

The data reveals that BAME staff are proportionally less represented at board level by 20%, whereas white staff are 4.15% less represented at board level.

It is important to note that these figures are not wholly accurate as 16 members (7%) of the board have not disclosed their ethnic group.

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