sarah scaife foundation 251113452 2011 0872017fsearchable

., Form 990-PF Return of Private Foundation

or Section 4947(a)(1) Nonexempt Charitable Trust Treated as a Private Foundation

OMB No 1 545-0052

Oepartmenl of lhe Treasury Internal Revenue Serv,ce Note. The foundation ma be able to use a co of this return to sat1sf state re ortin re u1rements ~11 F d or ca en ar year 2011 or tax year beginning '

2011 , an en mg ' 20

Name of foundation A Employer identification number

SARAH SCAIFE FOUNDATION INCORPORATED 25-1113452

Number and street (or P O box number 1f ma1l 1s not dehvered to street address) Room/suite B Telephone number (see instructions)

301 GRANT STREET (412) 392-2900

ONE OXFORD CENTRE 3900

City or town, state, and ZIP code c If exemption apphcat1on 15 ... o pending, check here .. . . . . .

PITTSBURGH, PA 15219

G Check all that apply: - Initial return - Initial return of a former public charity D 1 Foreign orgamzabons, check here ... o Final return Amended return 2 Foreign orgamzations meeting the - - 85% test. check here and attach ... o Address change Name change computahon ........

H Check type of organization: ~ Section 501(cr11 exempt private foundation E If private foundation status was terminated D n Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation under section 507(b)(1)(A). check here • 1Ji-

I Fair market value of all assets at end J Accounting method:l!] Cash LJ Accrual F If the foundation 1s in a 60-month terrmnat,on D of year (from Part II, col (c), /me D Other (specify)---------------------- under sect,on 507(b)(1)(B), check here • 1Ji-

16) IJi-$ 263,578,943. (Part /, column (d) must be on cash basis) . . Analysis of Revenue and Expenses (The {d) Disbursements total of amounts in columns (b), (c), and (d) (a) Revenue and (b) Net investment (c) Adjusted net for charitable

*** may not necessarrly equal the amounts m expenses per income income purposes column (a) (see instructions) J books leash basis onlvl

1 Contnbut,on~s. grants. etc. receM!d (attach schedule) •

2 Ch k IJi,, X 1f the foundation 1s not required to ec attach Sch B • • , • , • • • •

3 Interest on savings and temporary cash investments

4 Dividends and interest from secunt1es 7,891,839 7,891,839. ATCH 1 Sa Gross rents • • , • • • • • , • • • • • • • •

b Net rental income or (loss)

QI 6a Net gain or (loss) from sale of assets not on line 10 7,398,527 ATCH 19 :::, b Gross sales pnce for all 53,636,005. c QI assets on lme 6a > 7 Capital gain nee~:art IV lme 2) • 7,398,527. QI

Net short-term I ap1tal ~f Cf~ V[D . . 8

9 Income mod1f1oatrohs • • • • • • • .-~-10 a

Gm" ""' l't!l'I .1 ~ and allowances • ~, • • • - - -b Less Costofg ~ Id _'1UlJ l'J l'J ZOJZ y c Grnss p,01,t oc ,(J~---'"'"""''l . .. ~

11 Other income Kattac G@Jf N,. LJ T. -289,913. -279,093. ATCH 2 12 Total. Add Imes 1 throuah 1 ~ •••• .. ·-·- 15,000,453. 15, 011, 273.

13 Compensation of officers, directors, trustees, etc 678,434. 111,847. 566,587

14 Other employee salaries and wages .. 247,460. 1,384. 246,076 C/1

312,729. 38,245. 274,484 QI 15 Pension plans, employee benefits C/1 .... c

Legal fees (attach schedule) l\'.fS:J:i . .3. 3,631. 3,631 [ 16a )( b Accounting fees (attach schedulef:~". 4

•• 57,430. 28,715. 28,715

QI c Other professional fees (attach schedule),"": 445,066. 229,066. 216,000 ;? c,i 17 Interest •••••••••••••••••• ... C/1 18 *' 135,500. Taxes (attach schedule) (see instroct,ons) , • • • • • c 1,813. - 19 Deprec1at1on (attach schedule) and depletion. E 244,803. 29, 938. 214,865 20 Occupancy. , ••••••• , ••

21 Travel, conferences, and meetings • 54,827. 54,827 c c,i 22 Printing and publ1cat1ons .......... Cl !: 23 Other expenses (attach schedule) ~ 'I'.C.H, ? . 61, 619. 6,922. 54,697

~ 24 Total operating and administrative expenses_

0

QI Add Imes 13 through 23 2,243,312. 446,117. 1,659,882 Q. ..........

25 Contributions, gifts, grants paid • • • • • • • 13,111,500. 15,581,500

26 Total excenses and disbursements Add Imes 24 and 25 15,354,812. 446,117. ( 17,241,382

27 Subtract lme 26 from hne 12

a Excess of revenue over expenses and disbursements .. -354,359.

b Net Investment Income (1f negative, enter -0-) 14,565,156.

c Adjusted net Income (1f negative enter -0-) ••

*ATCH 5 JSA ** ATCH 6 Forrn990-PF(2011)tf

0180312-00002 l:f it( ATCH 18 \

For Paperwork Reduction Act Notice, see Instructions. 1E

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Form 990-PF (2011) SARAH SCAIFE FOUNDATION INCORPORATED 25-1113452

II.Diii Attached schedules and amounts 1n the Beginning of year End of year

Balance Sheets description column should be for end-of-year amounts only (See instructions ) (a) Book Value (b) Book Value

1 Cash - non-1nterest-beanng , • • .... 35,605. 27,204.

2 Savings and temporary cash investments , • • • • • • 8,484,523. 4,865,295.

3 Accounts receivable .... ------------------------Less allowance for doubtful accounts .... -------------

4 Pledges receivable .... ------------------------Less allowance for doubtful accounts .... -------------

5 Grants receivable ....... . . . . . . . . . . . . . . 6 Receivables due from officers, directors, trustees, and other

d1squahf1ed persons (attach schedule) (see 1nstruct1ons) • . . 7 Other notes and loans receivable (attach schedule) .... _____

Less allowance for doubtful accounts .... -------------U) 8 Inventories for sale or use .................. ai 9 Prepaid expenses and deferred charges • • • • • l\.:r~J:I. .8. 7,886. 7,909. U)

~ 10 a Investments - US. and state government obllgat1ons (attach schedule),*,* 23,803,598. 19,821,936.

b Investments - corporate stock (attach schedule) ?\'.l'~fl. ;L 9. 131,029,569. 130,759,007.

c Investments - corporate bonds (attach schedule)!\,T,C,H, ,1,1, 5,091,690. 8,069,010. 11 Investments - land, buildings, ... and equipment basis ------------------Less accumulated deprec1at1on ....

(attach schedule) - - - - - - - - - - - - - - - - - - -12 Investments - mortgage loans ................ 13 Investments - other (attach schedule) ••••• ~'.!'91' . t? . 12,533,157. 14,611,219. 14 Land, bu~d,ngs, and .... ATCH 12A 835, 364, equ1pme t bas,s _____ ---- ___ ------

Less accumulated deprec1at1on.... ATCH 12A 82 8, 07 5, 7,200. 7,289. (attach schedule) - ---- ------ ____ -- ___ 15 Other assets (describe ~ ____________________ )

16 Total assets (to be completed by all filers - see the instructions Also, see page 1, item I) , 180,993,228. 178,168,869.

17 Accounts payable and accrued expenses •

18 Grants payable . . . . ........ 7,957,500. 5,487,500. U) 19 Deferred revenue Cl> . . . . ..... . . . ~ 20 Loans from officers, directors, trustees, and other disqualified persons :c 21 Mortgages and other notes payable (attach schedule) • • • • cu ::i 22 Other hab1hties (describe ... --------- ---------- )

23 Total liabilities {add lines 17 through 22) •• ... . . . . . 7,957,500. 5,487,500.

Foundations that follow SFAS 117, check here .... ~ and complete lines 24 through 26 and lines 30 and 31.

U) 173,035,728. 172,681,369. Cl> 24 Unrestricted , , , ... C,) r::

25 Temporarily restricted cu .. . . . . . . . . . . . iii m 26 Permanently restricted , , .......... . . 'C Foundations that do not follow SFAS 117, r:: ... o ::,

check here and complete lines 27 through 31. LL ... 27 Capital stock, trust principal, or current funds • 0 ... . ..

U) 28 Paid-in or caprtal surplus, or land, bldg , and equipment fund ai ..

g: 29 Retained earnings, acaJmulated income, endowment, or other funds , <(

30 Total net assets or fund balances (see instructions) ••• 173,035,728. 172,681,369. - .. Cl> z 31 Total liabilities and net assets/fund balances (see

1nstruct1ons) •• , ................... . . . 180,993,228. 178,168,869.

•:. ,--..•11• Analysis of Chanaes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with

end-of-year figure reported on pnor year's return) • .. . . . 2 Enter amount from Part I, line 27a . . . . .. . . . . . . 3 Other increases not included in hne 2 (1tem12e) ..,. -------------------------------------4 Add Imes 1, 2, and 3 .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . .. . .... 5 Decreases not included m hne 2 (itemize) ....

6 Total net assets or fund balances at end of vear (line 4 minus hne 5) - Part II, column (b), line 30 . .... **ATCH 9

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1 2 3

4

5 6

(c) Fair Market Value 27,204

4,865,295

7,909 20,247,387

214,104,316 8,196,330

16,123,213

7,289

263,578,943

173,035,728 -354,359

172,681,369

172,681,369 Form 990-PF (2011)


Form 990-PF (2011) •:.: .. -... - Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kmd(s) of property sold (e g , real estate, (b) How (c) Date (d) Date sold acquired acquired

2-story brick warehouse, or common stock, 200 shs MLC Co ) P-Purchase (mo., day, yr ) (mo , day, yr ) D-Oonatoon

1a SEE ATTACHMENT 19 b

c d

e

(e) Gross sales price (f) Deprec1at1on allowed (g) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (g)

a b c d

e Complete onlv for assets showmo oam in column !hl and owned bv the foundation on 12/31/69 (I) Gains (Col (h) gain minus

(i) FM V as of 12/31/69 U) Adjusted basis (kl Excess of col (1) col (k), but not less than -0-) or as of 12/31/69 over col rn. 11 any Losses (from col (h))

a b

c d

e

2 Capital gain net income or (net capital loss) { If gain, also enter m Part I, line 7 } If (loss), enter -0- in Part I, hne 7 2 7,398,527.

3 Net short-term capital gain or (loss) as defined m sections 1222(5) and (6)

If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- m} 3 0 Part I, hne 8 ..........................................

•~u··- Qualification Under Section 4940(el for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subJect to the section 4940(a) tax on net investment income )

If section 4940(d)(2) applies, leave this part blank

Was the foundation liable for the section 4942 tax on the distributable amount of any year 1n the base period? If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount m each column for each vear; see the instructions before makim anv entries. (a) (b) (c) Base penod years

Oves[K)No

(d) 01stnbut1on rat,o

Calendar year (or tax year beginning 1n) Adjusted qualifying d1stnbut1ons Net value of nonchantable-use assets (col (b) dMded by col (cl)

2010 15,801,171. 238,028,993. 0.066383

2009 15,829,884. 222, 911, 082. 0.071014

2008 17,907,507. 273,355,399. 0.065510

2007 18,576,842. 308,584,077. 0.060200

2006 17,204,970. 288,509,138. 0.059634

2 Total of hne 1, column (d) 2 0.322741 ..................................... 3 Average d1stribut1on ratio for the 5-year base period - d1v1de the total on line 2 by 5, or by the

number of years the foundation has been in existence 1f less than 5 years 3 0.064548 ...........

4 Enter the net value of noncharitable-use assets for 2011 from Part X, hne 5 4 258,236,025. ... . . . . .. 5 Multiply lme 4 by hne 3 5 16,668,619. ................... . . . . . . . . . . .. . . . . .. 6 Enter 1 % of net investment income (1% of Part I, hne 27b). 6 145,652. ....................

7 Add Imes 5 and 6 7 16, 814 t 271. ................. . . . . . . . . . . . . . ... . . . . . ...

8 Enter qualifying d1stribut1ons from Part XII, hne 4. . . . ... 8 17,241,382. . . . . . . . . . . .... . ... If line 8 1s equal to or greater than line 7, check the box m Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

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Form 990-PF (2011 l

0180312-00002


•:J;li&•H Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions)

Date of ruling or determination letter _______________ (attach copy of letter If necessary - see Instructions)

b Domestic foundations that meet the section 4940(e) requirements m Part V, check 1 14 5, 652.

1 a Exempt operating foundations descnbed ,n section 4940(d)(2), check here ~ LJ and enter "NIA" on hne 1 ••• }

here ~ ~ and enter 1 % of Part I, hne 27b • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of

Part I, hne 12, col (b)

2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)

3

4

5

6

Add Imes 1 and 2 • • • • • • • • • • • • • • • • • • . • • • • • • • • • • • • • • • • • • • • • Subtitle A (income) tax (domestic section 4947(a)( 1) trusts and taxable foundations only Others enter -0-)

Tax based on investment income. Subtract hne 4 from hne 3 If zero or less, enter -O

Cred1ts/Payments

a 2011 estimated tax payments and 2010 overpayment credited to 2011.

b Exempt foreign organizations - tax withheld at source •••••••

c Tax paid with appl1callon for extension of time to file (Form 8868).

d Backup w1thhold1ng erroneously withheld ••••••••••••

6a

6b

6c

6d

151,500.

2

3 145,652. 4 0

5 145,652.

7 Total credits and payments Add Imes 6a through 6d ••••••••••••••••••••••

B Enter any penalty for underpayment of estimated tax. Check here D 1f Form 2220 1s attached

9 Tax due. If the total of Imes 5 and 8 1s more than hne 7, enter amount owed ••••••••••

. . l--'1'--1------1_5_1_;_, 5_o_o_.

1 o Overpayment. If line 7 1s more than the total of hnes 5 and 8, enter the amount overpaid • • • • 11 Enter the amount of hne 1 O to be Credited to 2012 estimated tax ~ 5 , 8 4 8 • •::r.li!a•.4l!'J,w Statements Reqardinq Activities

B

~ 9

~ 10

Refunded • 11

5,848.

1 a During the tax year, did the foundation attempt to influence any national, state, or local leg1slat1on or did 1t part1c1pate Yes No

or intervene m any poht1cal campaign? • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • ,__1_a--+---+--X-

b Did 11 spend more than $100 during the year (either directly or md1rectly) for pol1llcal purposes (see page 19 of the

instructions for defm1t1on)? • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • l-'1....:b'-1-____ x_

If the answer is "Yes· to 1a or 1b, attach a detailed descnpt1on of the act1v11tes and copies of any matenals published or

d1stnbuted by the foundation m connection with the act1v11tes

c Did the foundation file Form 1120-POL for this year? • • • • • • • • • • • • • • • • •••

d Enter the amount (1f any) of tax on political expenditures (section 4955) imposed during the year (1) On the foundation ~ $ (2) On foundation managers ~ $ __________ _

e Enter the reimbursement (1f any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers ~ $ ___________ _

2 Has the foundation engaged m any act1v1lles that have not preV1ously been reported to the IRS?.

If "Yes.• attach a detailed descnpt,on of the act1v1t1es

3 Has the foundation made any changes, not previously reported to the IRS, in ,ts governing

incorporation, or bylaws, or other similar instruments? If "Yes,• attach a conformed copy of the changes

4a Did the foundation have unrelated business gross income of $1,000 or more dunng the year?.

b If "Yes," has 1t filed a tax return on Form 990-T for this year? ••••••••••••••••

s Was there a hqu1dat1on, termination, d1ssolut1on, or substantial contraction during the year? ••

If ''Yes," attach the statement reqwred by General lnstruclton T

6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) sat1sf1ed either

• By language ,n the governing instrument, or

.

instrument, articles of

• By state leg1slat1on that effectively amends the governing instrument so that no mandatory directions that

conflict with the state law remain m the governing instrument? • • • • • • • • • • • • • • • • • • • • • • • • • • • • • •

7 Did the foundation have at least $5,000 m assets at any time during the year? If "Yes,• complete Parl II, col (c), and Parl XV

Ba Enter the states to which the foundation reports or with which 1t 1s registered (see instructions) ~ PA,

b If the answer 1s "Yes" to hne 7, has the foundation furnished a copy of Form 990-PF to the Attorney General

1c x

2 x

3 x

4a x

4b x

5 x

6 x 7 x

(or designate) of each state as required by General Instruction G? If "No,• attach explanation. • • • • • • • • • • • • • • • • • ~B :.b-+-_x __ _

9 Is the foundation cla1m1ng status as a private operating foundation within the meaning of section 4942())(3) or

4942())(5) for calendar year 2011 or the taxable year beginning m 2011 (see instructions for Part XIV)? If "Yes,• complete

Parl XIV. • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • . ••••••••••••••••••

10 Did any persons become substantial contributors during the tax year? If ''Yes.• attach a schedule ltstmg thetr names

and addresses • • • • • • • • • • • • • • • • • • • • •

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9 x

10 x Form 990-PF (2011)

Form 990-PF (2011) SARAH SCAIFE FOUNDATION INCORPORATED 25-1113452 l::.t<iii&TJll'f•W Statements Regarding Activities (continued)

11 At any time during the year, did the foundation, directly or indirectly, own a controlled ent.'ty within the

meaning of section 512(b)( 13)? If "Yes," attach schedule (see instructions) 11 x . . . . . . . .................. 12 Did the foundation make a d1stribut1on to a donor advised fund over which the foundation or a disqualified

person had advisory privileges? If ''Yes," attach statement (see instructions) 12 x .................... 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? •••.• 13 x

Website address .... N/A

14 Thebooksareincareof .... SARAH SCAIFE FOUNDATION INC. Telephoneno.... 412-392-2900

Located at .... 301 _ GRANT STREET,_ SUITE 3900, _ PITTSBURGH, _PA--------- ZIP+ 4 .... 15219 _______ _

Section 494 7(a)( 1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here • • • • • • • • • • • • . • . • • • .... LJ and enter the amount of tax-exempt interest received or accrued during the year ••••••••••••••• , • • ....1~1~5~1--~-~--

15

16 At any time during calendar year 2011, did the foundation have an interest in or a signature or other authority

over a bank. securities. or other financial account in a foreign country? • • • • • • • • • • • • • • • • • • • • • • • • • •

See the instructions for exceptions and f1l1ng requirements for Form ID F 90-22 1 If "Yes," enter the name of

the fore1an countrv ....

•::.t<•···~11:1:• Statements Regarding Activities for Which Form 4720 May Be Required File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

1 a During the year did the foundation (either directly or indirectly)

0Yes (1) Engage in the sale or exchange, or leasing of property with a d1squahf1ed person? •••••••

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept 1t from)

disqualified person? • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • •

(3) Furnish goods, services, or fac1hbes to (or accept them from) a d1squahfied person? ••••••

(4) Pay compensation to, or pay or reimburse the elC!)enses of, a d1squahfied person? J\T\'.=~ .l~ . &.

~ ~Yes • Yes ;s X Yes

~No

~

No

No

No

(5) Transfer any income or assets to a d1squalif1ed person (or make any of either available for

the benefit or use of a d1squahfied person)?. • • • • • • • • • • • • • • • • • • • • • • • • • • D Yes ~ No

(6) Agree to pay money or property to a government official? (Exception. Check "No" 1f the

foundation agreed to make a grant to or to employ the off1c1al for a period after

termination of government service, 1f terminating within 90 days). • • • • • • • • • • • • • • • D Yes ~ No

b If any answer 1s "Yes" to 1a(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53 4941 (d)-3 or in a current notice regarding disaster assistance (see instructions)? • • • • • • • • • • • • • • • • •

Organizations relying on a current notice regarding disaster assistance check here • • • • • • • • • • • • • • .... D c Did the foundation engage in a prior year 1n any of the acts described in 1a, other than excepted acts, that

were not corrected before the first day of the tax year beginning in 2011? •••••

2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(J)(3) or 4942(J)(5))

a At the end of tax year 2011, did the foundation have any undistributed income (hnes 6d and

6e, Part XIII) for tax year(s) beginning before 2011?. • • • • • • • • • • • • • • • • • • • • • • • • D Yes ~ No If "Yes," hst the years .... __________ , _________ . ________ , _______ _

b Are there any years listed in 2a for which the foundation 1s not applying the prov1s1ons of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to

all years listed. answer "No" and attach statement - see instructions) ••••••••••••••••••

c If the prov1s1ons of section 4942(a)(2) are being applied to any of the years listed in 2a, hst the years here

.... __________ ·--------- ·-------- ·--------3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise

at any time during the year? • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • D Yes ~ No

b If "Yes," did 1t have excess business holdings in 2011 as a result of (1) any purchase by the foundation or

d1squal1f1ed persons after May 26. 1969, (2) the lapse of the 5-year period (or longer period approved by the

Comm1ss1oner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3) the lapse of

the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the

16

1b

1c

2b

Yes No x

Yes No

x

x

foundation had excess business holdings m 2011 ) • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • t---"3~b-+---1~-

4a Did the foundation invest during the year any amount in a manner that would Jeopardize its charitable purposes? •••••••

b Did the foundation make any investment in a prior year (but after December 31, 1969) that could Jeopardize its

charitable ouroose that had not been removed from 1eooardv before the first dav of the tax vear beainnina in 2011? •

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------- -- -- --

4a x

4b x Form 990-PF (2011)


•~ 1~•·•11!1:• Statements Regarding Activities for Which Form 4720 May Be Required (continued) 5 a During the year did the foundation pay or incur any amount to

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?

(2) Influence the outcome of any spec1f1c public election (see section 4955), or to

directly or indirectly, any voter reg1strat1on drive? •••••••••••••••••••

(3) Provide a grant to an ind1v1dual for travel, study, or other s1m1lar purposes? •••••••

carry

. .

..

OYes

on,

BYes Yes

(4) Provide a grant to an organization other than a charitable, etc, organization described in

section 509(a)(1), (2), or (3), or section 4940{d)(2)? (see instructions) • • • • • • • • • • • • • • D Yes

IT] No

IT] No

[BNo

IT] No

(5) Provide for any purpose other than rel1g1ous, charitable, sc1ent1fic, literary, or educational

purposes, or for the prevention of cruelty to children or animals?. • • • • • • • • • • • • • • • • D Yes IT] No

b If any answer 1s ''Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53 4945 or in a current notice regarding disaster assistance {see instructions)? • • • • • • • • • • • • • f---'SC...:b'--l1--+---

0rgan1zat1ons relying on a current notice regarding disaster assistance check here. • • • • • • • • • • • • • • ~ D c If the answer 1s ''Yes" to question 5a{4), does the foundation claim exemption from the tax

because 1t maintained expenditure respons1b11ity for the grant? • • • • • • • • • • • • • • • • • • • D Yes D No

If "Yes.· attach the statement requ,red by Regulations section 53 4945-S(d)

6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums

on a personal benefit contract?. • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • D Yes IT] No

b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? •••••

If "Yes" to 6b, file Form 8870 • • • • • • • i---.:.6..c.b-+---+--x-

7 a At any time during the tax year. was the foundation a party to a proh1b1ted tax shelter transaction? • • D Yes IT] No

b If "Yes," did the foundation receive any proceeds or have any net income attributable to the transaction? • • • • • • • • • • • • 7 b

•~•·1111 Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).

(a) Name and address (b) Title, and average be,) Compensation (d) Contnbutoons to (e) Expense account,

hours per week not paid, enter employee benefrt plans other allowances devoted to oosrt1on -0-1 and deferred comoensabon

-------------------------------------ATTACHMENT 13 678,434. 92,500.

-------------------------------------

-------------------------------------

-------------------------------------

0

2 Compensation of five highest-paid employees (other than those included on line 1 - see instructions). If none, enter "NONE."

(a) Name and address of each employee paid more than $50,000

ATTACHMENT 14

Total number of other emolovees oa1d over $50 000 ••

JSA

1E1460 1 000

77270J 700P 8/7/2012 1:01:42 PM

(b) Title, and average hours per week

devoted to posrt1on

V 11-5

(c) Compensation

128,700.

(d) Contributions to employee benefrt

plans and deferred compensation

26,594.

0180312-00002

(e) Expense account, other allowances

.... ~I

0

0 Form 990-PF (2011)

SARAH SCAIFE FOUNDATION INCORPORATED 25-1113452 Form 990-PF (2011)

l)fii9jj1 Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE."

(a) Name and address of each person paid more than $50,000 (b) Type of seMce (c) Compensation

ATTACHMENT 15

Total number of others rece1vma over $50,000 for professional seMces ...................... ....

1@1f!i.i Summary of Direct Charitable Activities

List the foundation's four largest direct charrtable acllv1lles dunng the tax year Include relevant stat1st1cal information such as the number of orgemzat1ons and other benefic1anes served, conferences convened, research papers produced, etc

1_NOT_APPLICABLE ___________________________________________________________ _

2

3 __________________________________________________________________________ _

4

•~··-=• Summary of Program-Related Investments (see mstruct1ons) Describe the two largest program-related investments made by the foundation dunng the tax year on lines 1 and 2 1_NOT_APPLICABLE ___________________________________________________________ _

2 __________________________________________________________________________ _

All other program-related investments See 1nstruct1ons

3_NONE----------------------------------------------------------------------

Total. Add lines 1 throucih 3 .............................................. ....

JSA

1E1465 1 ooo 77270J 700P 8/7/2012 1:01:42 PM V 11-5 0180312-00002

445,412.

0

El<penses

Amount

Form 990-PF (2011)


Form 990-PF (2011)

1@Q Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

1 Fair market value of assets not used (or held for use) directly m carry mg out charitable, etc . purposes

a Average monthly fair market value of securities. 1a 262,142,299. . . . . .. . .. b Average of monthly cash balances .. 1b 26,254. .. . . . . . . . . c Fair market value of all other assets (see instructions) 1c

d Total (add Imes 1 a. b, and c) .•. 1d 262,168,553. . . . . . . . . . . . . . . ..... .... e Reduction claimed for blockage or other factors reported on lines 1a and

1 c (attach detailed explanation) ...•.••.•••..•••..•.• I 1 e I 2 Acqu1s1t1on indebtedness applicable to line 1 assets 2 ... . .. . . . . . . . ......... 3 Subtract hne 2 from line 1d 3 262,168,553. ... . . . . . . . . . . . . . . .. . . . . ... . . . . . . . . . . . 4 Cash deemed held for charitable act1v1t1es. Enter 1 112 % of hne 3 (for greater amount, see

instructions) •.• 4 3,932,528.

5 Net value of nonch~rit~bie:~~ ~s~~t~. S~btract i1rie. 4° from 0

1ine 3. Ent~r· h~re ·a~d on" P0

art v."hrie" 4" .• 5 258,236,025.

6 Minimum investment return. Enter 5% of hne 5 .......................... . . 6 12, 911, 801. ·~· .. --~· Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here ..,_ and do not complete this part )

Minimum investment return from Part X, line 6 .•••..••.•... 2a Tax on investment income for 2011 from Part VI, hne 5 •.•••••.

b Income tax for 2011. (This does not include the tax from Part VI) ••• c Add Imes 2a and 2b

. • • • . . • • • • • • • • • 1--1--,f-- ____ 1_2__:_, _9_1_1..:..., _8_0_1_. 2a 145,652.

2b

. • • • . • . • • • • • • • i-=2c.::c-+---------1-4_5..:...,_6_5_2_. 3 Distributable amount before adjustments. Subtract line 2c from line 1 3 12,766,149.

4

5 Recoveries of amounts treated as qualifying distributions Add Imes 3 and 4

4 80,000. ......................... I--.;._+- _______ .;._ __ 5 12,846,149.

6 Deduction from distributable amount (see instructions) • . • • • • • • • • • • • • • • • • • • • • • • 1--Sc..-+-----------7 Distributable amount as adjusted. Subtract line 6 from hne 5 Enter here and on Part XIII,

line 1 7 12,846,149.

1@i3jl Qualifying Distributions (see instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes a Expenses, contributions, gifts, etc. - total from Part I, column (d), line 26 •••••••••••••..•. 1--1_a ______ 1_7_;,_2_4_1_,_3_8_2_.

b Program-related investments - total from Part IX-8 ..•..••••••••••••••.••••••••. 1--1_b-+-----------2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

3

4

5

6

a b

JSA

purposes. • . • • . • • • • • . • . . • • •••••.••••••..••••••••••..••••••• 2

Amounts set aside for spec1f1c charitable projects that satisfy the 3a Su1tab11ity test (prior IRS approval required) . • . •.••••••••••••••••••••

Cash distribution test (attach the required schedule) .•..••••••••••••••••• • •.• i-.;;;.3.::.b4-________ _

Qualifying distributions. Add Imes 1 a through 3b Enter here and on Part V, hne 8, and Part XIII, hne 4 •••. 1--4-+-- ____ 1_7_,_2_4_1_, _3_8_2_. Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income.

Enter 1 % of Part I, line 27b (see 1nstruct1ons). • • . . • • • . • • • • • • • ••••••••••••.•• 1-5=--+-------1_4_5..:..., _6_5_2_. Adjusted qualifying distributions. Subtract line 5 from line 4. • • • • • • ••••••••••.•••• '--6-~ ____ 1_7_,_0_9_5_,_7_3_0_. Note. The amount on line 6 will be used in Part V, column (b), m subsequent years when calculating whether the foundation

qualifies for the section 4940(e) reduction of tax m those years.

Fem, 990-PF (2011)

1E1470 1 000

77270J 700P 8/7/2012 1:01:42 PM V 11-5 0180312-00002

SARAH SCAIFE FOUNDATION INCORPORATED

Form 990-PF (2011)

•::r.lil •.• jl. Undistributed Income (see 1nstruct1ons)

1 Distributable amount for 2011 from Part XI,

line 7 ...................... 2 Und1stnbuted income, 1f any, as of the end of 2011

a Enter amount for 2010 only .......... b Totalforpnoryears 20~.20~.20~

3 E>icess d1stribut1ons carryover, 1f any, to 2011

a From 2006 3,187,117.

b From 2007 3,733,910.

c From 2008 4,389,989.

d From 2009 4,827,740.

e From 2010 4,187,129.

f Total of Imes 3a through e . . ......... 4 Qualifying d1stribut1ons for 2011 from Part XII,

lme4 .... $ 17,241,382 .

a Applied to 2010, but not more than line 2a •••

b Applied to undistributed income of prior years (Election required - see instructions) •••••••

c Treated as d1stribut1ons out of corpus (Election required - see instructions) • • • • • • • • •

d Applied to 2011 distributable amount ..... e Remaining amount distributed out of corpus ..

5 E>icess d1stribut1ons carryover applied to 2011 • (If an amount appears m column (d), the same amount must be shown m column (a))

6 Enter the net total of each column as indicated below:

a Corpus Add Imes 3f, 4c, and 4e Subtract line 5

b Prior years' undistributed income Subtract line 4b from line 2b ......... . . . . .

c Enter the amount of prior years' undistributed income for which a notice of def1c1ency has been issued, or on which the section 4942(a) tax has been previously assessed • • ... . . . ....

d Subtract line 6c from line 6b. Taxable amount - see 1nstruct1ons . . ... . . . ....

e Undistributed income for 2010 Subtract line 4a from hne 2a Taxable amount - see instructions ..................

f Undistributed income for 2011 Subtract Imes 4d and 5 from hne 1 This amount must be distributed in 2012 ..............

7 Amounts treated as d1stribut1ons out of corpus to sallsfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) ..

8 E>icess d1stribut1ons carryover from 2006 not applied on line 5 or hne 7 (see 1nstruct1ons) • • •

9 Excess distributions carryover to 2012. Subtract Imes 7 and 8 from hne 6a .......

10 Analysis of hne 9

a Excess from 2007 3,733,910.

b Excess from 2008 4,389,989.

c Excess from 2009 4,827,740.

d Excess from 2010 4,187,129. e Excess from 2011 4,395,233.

JSA

1E1480 1 000

(a) Corpus

20,325,885.

4,395,233.

24,721,118.

3,187,117.

21,534,001.

77270J 700P 8/7/2012 1:01:42 PM V 11-5

(b) (c) Years prior to 2010 2010

0180312-00002

25-1113452

(di 2011

12,846,149.

12,846,149.

Form 990-PF (2011)

Fonn 990-PF (2011) SARAH SCAIFE FOUNDATION INCORPORATED 25-1113452 E ·~·--··~,. Private OperatinQ Foundations see 1nstruct1ons and Part VII-A, question 9) NOT APPLICABL

1a If the foundation has received a ruling or determination letter that ,t 1s a private operating I foundation, and the ruling 1s effective for 2011, enter the date of the ruling. • • . . . • • . • • • • ....

b Check box to indicate whether the foundation 1s a private operating foundation described in section I I 4942())(3) or I I 4942())(5)

2a Enter the lesser of the ao- Tax year Prior 3 years (e) Total

Justed net income from Part (a) 2011 (b) 2010 (c) 2009 (d) 2008 I or the minimum investment return from Part X for each year hsted .. . ...

b 85% of hne 2a .... c Qualifying d1stnbubons from Part

XII, line 4 for each year listed

d Amounts included m line 2c not used directly tor actNe conduct

of exempt act1vrt1es • . . . . e Quallfy1ng d1stnbubons made

directly for actrve conduct of

exempt act1vibes Subtract hne 2d from line 2c ....

3 Complete 3a, b, or c for the alternabve test relted upon

a ·Assets'" altematJve test - enter

( 1 ) Value of all assets ... (2) Value of assets quallfy1ng

under secbon 4942Q)(3)(BW). • • • •

b '"EndCMmenr alternative test-

enter 2/3 of minimum invest-

ment return shown m Part X. l 1ne 6 for each year I 1sted ..

c '"Support" alternative test. enter

(1) Total support other than gross investment income (interest, dlVldends, rents, payments on secunties loans (section 512(a)(S)). or royalbes) •

(2) Support from general pubhc and 5 or more exempt organizations as prOVlded m section 4942 OJ(J)(B)(nQ • . . . . .

(3) Largest amount of sup-port from an exempt organ1zabon .....

( 4) Gross investment ,ncoma •

•::.r.,~ ...... Supplementary Information (Co!"'plete this part only if the foundation had $5,000 or more in assets at any time during the year - see instructions.)

1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation

before the close of any tax year (but only 1f they have contributed more than $5,000). (See section 507(d)(2))

N/A b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the

ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

N/A 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here.,. D if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the foundation makes gifts, grants, etc (see instructions) to individuals or organizations under other cond1t1ons, complete items 2a, b, c, and d.

a The narnP ;icfrfrpc,.c,. ;incf IAIPnhnnP n11mhPr nf the person to whom apphcat,ons should be addressed. SEE ATTACHMENT 16

b The form in which applications should be submitted and information and materials they should include

SEE ATTACHMENT 16 c Any subm1sst0n deadlines

SEE ATTACHMENT 16 d Any restrictions or ltm,tations on awards, such as by geographical areas, charitable fields, kinds of instttut1ons, or other

factors SEE ATTACHMENT 16

JSA 1E1490 1 000

Form 990-PF (2011)

77270J 700P 8/7/2012 1:01:42 PM V 11-5 0180312-00002

SARAH SCAIFE FOUNDATION INCORPORATED 25-1113452 Fonn 990-PF (2011)

1:fijij'4 Supplementary Information (continued) 3 G t d C t

0

b f P 0 d D th Y rans an on r1 u1ons a, urmg e ear or A 1pprove d f F or uture p avment Rec1p1ent If rec1p1ent is an tndMdual, Founda11on Purpose of grant or show any relationship to status of Amount

Name and address (home or business) any foundation manager rec1p1ent contnbullon

or substantial contnbutor

a Paid dunng the year

SE E ATTACHMENT 16, 17, & 20

Total . . . . . . . . . . . . . . . . . . . . . . . .. . .. . . . . . . .. .. . ......... ..... 3a 15,581,500 .

b Approved for future payment

SE E ATTACHMENT 16, 17, & 20

Total . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . ... . . . . . . . . . . .... ..... 3b 5,487,500 . Form 990-PF (2011)

JSA 1E1491 1 000

77270J 700P 8/7/2012 1:01:42 PM V 11-5 0180312-00002


Form 990-PF (2011)

-~ •• - .... ,JI~·· Analysis of Income-Producing Activities Enter gross amounts unless otherwise indicated Unrelated business income

(a)

1 Program service revenue Business code

a

b

c

d

e

f

g Fees and contracts from government agencies

2 Membership dues and assessments ..... 3 Interest on saV1ngs and temporary cash mvestments

4 D1v1dends and interest from securities . . .. 5 Net rental income or (loss) from real estate

a Debt-financed property • • • • • • • •

b Not debt-financed property • • • • • •

6 Net rental income or (loss) from personal property

7 Other investment income ......... 8 Gain or (loss) from sales of assets other than inventory

9 Net income or (loss) from special events .. 1 O Gross profit or (loss) from sales of inventory. 11 Other revenue a

b VENTURE FUND INC. 900099

c OTHER INCOME

d GRANT REFUND REVENUE

e

12 Subtotal Add columns (b), (d), and (e) .... 13 Total. Add hne 12, columns (b), (d), and (e) ••••••• ( See worksheet in hne 13 instructions to verify calculations )

(b) Amount

10,820.

10,820.

Excluded by section 512, 513, or 514

(c) (d)

Exclusion code Amount

14 7,891,839.

18 7,398,527.

14 -381,138.

14 405.

01 80,000.

14,989,633.

13

•:.t:••--•,..il :• Relationship of Activities to the Accomplishment of Exempt Purposes

(e) Related or exempt function income

(See instructions l

15,000,453.

Line No. Explain below how each act1v1ty for which income 1s reported m column (e) of Part XVI-A contributed importantly to the

.... accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes). (See instructions)

JSA Form 990-PF (2011) 1E1492 1 000

77270J 700P 8/7/2012 1:01:42 PM V 11-5 0180312-00002

Form 990-PF(2011) SARAH SCAIFE FOUNDATION INCORPORATED 25-1113452

1:fflWjj Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

1 Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

a Transfers from the reporting foundation to a noncharitable exempt organization of (1) Cash ••..

(2) Other assets .•••••....••.•.•••••.•. b Other transactions

( 1) Sales of assets to a noncharitable exempt organization . . . •• (2) Purchases of assets from a noncharrtable exempt organization . (3) Rental of fac1ht1es, equipment. or other assets •

(4) Reimbursement arrangements ••••••••••.•....•• (5) Loans or loan guarantees •.•.•...•••••••.••.•• (6) Performance of services or membership or fundra1smg solicrtat1ons

c Sharing of fac11it1es, equipment, mailing hsts, other assets, or paid employees •

Yes No

1 al1 l x 1al2l x

1 bl1 I x 1 bl21 x 1 b13l x 1b14l x 1 bl51 x 1 bl6l x

1c x d If the answer to any of the above 1s "Yes," complete the following schedule. Column (b) should always show the fair market

value of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line no (bl Amount involved (c) Name ol nonchantable exempt organization (d) Description of transfers, transactions, and shaMg arrangements N/A N/A

2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt orgamzallons described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527? •••.••.•••••• D Yes [Kl No

b If "Yes " com lete the followin schedule. (a) Name of organ12at1on (b) Type of organ12at1on (c) Description of relat1onsh1p

Under pe ties of pef)ury, I declare that I have examu,ed this return, 1ndud1ng accompanying sd"'ledules and statements, and to the best of my knowledge and belief, 1t 1s true, correct, complete Oeclar of preparer (other than taxpayer) 1s based o all mformat1on of which preparer has any knowledge

Sign Here ~ W , IO (l.- ~ ?(2..€.5 II) it """1') May the IRS d,scuss this return

with the preparer shown below

(see l'lstructJons)7 [Klves DNo Paid Print/Type prep~r·s name • P~er's signature

.f ~/.h.J ~ l) _ b ~ A \::>; r,H //'I ~ Preparer Firm's name ~ GRANT THORNTON LLP Use Only Firm's address~ 2001 MARKET STREET, SUITE 3100

JSA

1E1493 2 000

PHILADELPHIA, PA

77270J 700P 8/7/2012 1:01:42 PM V 11-5

Title

Date Check If PTIN

~ 9. '/Z.. se1f-emp1oyect Poo '5 32 3 'SS Firm's EIN ~ 36-6055558

19103 Phone no 215-561-42 00 Form 990-PF (2011)

0180312-00002


FORM 990PF, PART I - DIVIDENDS AND INTEREST FROM SECURITIES

DESCRIPTION

INTEREST INCOME DIVIDEND INCOME

77270J 700P 8/7/2012

TOTAL

1:01:42 PM V 11-5

REVENUE AND

EXPENSES PER BOOKS

1,515,729. 6,376,110.

7~839.

0180312-00002

25-1113452

ATTACHMENT 1

NET INVESTMENT

INCOME

1,515,729. 6,376,110.

7~839.

ATTACHMENT 1


FORM 990PF, PART I - OTHER INCOME

DESCRIPTION VENTURE INCOME GRANT REFUND PARTNERSHIP INCOME OTHER INCOME

TOTALS

77270J 700P 8/7/2012 1:01:42 PM V 11-5

REVENUE AND

EXPENSES PER BOOKS

-370,318. 80,000.

405.

-289L913.

0180312-00002

25-1113452

ATTACHMENT 2

NET INVESTMENT

INCOME -370,318.

80,000. 10,820.

405.

-279L093.

ATTACHMENT 2


FORM 990PF, PART I - LEGAL FEES

DESCRIPTION

LEGAL FEES

TOTALS

REVENUE AND

EXPENSES PER BOOKS

3,631.

3_,_6_31.

NET INVESTMENT

INCOME

77270J 700P 8/7/2012 1:01:42 PM V 11-5 0180312-00002

ATTACHMENT 3

ADJUSTED NET

INCOME

25-1113452

CHARITABLE PURPOSES

3,631.

3L631.

ATTACHMENT 3


ATTACHMENT 4

FORM 990PF, PART I - ACCOUNTING FEES

REVENUE AND NET ADJUSTED

EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES

AUDIT, COMPLIANCE, AND TAX SRV 57,430. 28,715. 28,715.

TOTALS 57 430. 28, 71~ 28 715.

ATTACHMENT 4 77270J 700P 8/7/2012 1:01:42 PM V 11-5 0180312-00002


ATTACHMENT 5

FORM 990PF, PART I - OTHER PROFESSIONAL FEES

REVENUE AND NET

EXPENSES INVESTMENT CHARITABLE DESCRIPTION PER BOOKS INCOME PURPOSES

FISCAL AGENT FEES 229,066. 229,066. CONSULTING 216,000. 216,000.

TOTALS 445,066. ~~2~2 9, 0 6 6. 216,000.

ATTACHMENT 5 77270J 700P 8/7/2012 1:01:42 PM V 11-5 0180312-00002


FORM 990PF, PART I - TAXES

DESCRIPTION

FEDERAL EXCISE TAX

TOTALS

REVENUE AND

EXPENSES PER BOOKS

135,500.

135,500.

25-1113452

ATTACHMENT 6

77270J 700P 8/7/2012 1:01:42 PM V 11-5 0180312-00002


FORM 990PF, PART I - OTHER EXPENSES

DESCRIPTION COMPUTER MAINTENANCE INSURANCE DUES & SUBSCRIPTIONS OFFICE EXPENSES OFFICE TEMP TELEPHONE

TOTALS

REVENUE AND

EXPENSES PER BOOKS

219. 18,960.

4,808. 25,577.

6,629. 5,426.

61L619.

NET INVESTMENT

INCOME

2,319.

3,128. 811. 664.

6L922.

77270J 700P 8/7/2012 1:01:42 PM V 11-5 0180312-00002

25-1113452

ATTACHMENT 7

CHARITABLE PURPOSES

219. 16,641.

4,808. 22,449.

5,818. 4,762.

54L697.

ATTACHMENT 7


ATTACHMENT 8

FORM 990PF, PART II - PREPAID EXPENSES AND DEFERRED CHARGES

DESCRIPTION

PREPAID INSURANCE

TOTALS

77270J 700P 8/7/2012 1:01:42 PM V 11-5

ENDING BOOK VALUE

7,909.

7L909.

0180312-00002

ENDING FMV

7,909.

7L909.

25-1113452

ATTACHMENT 8


FORM 990PF, PART II - U.S. AND STATE OBLIGATIONS

DESCRIPTION

GOVERNMENT SECURITIES SEE ATTACHMENT 21

US OBLIGATIONS TOTAL

77270J 700P 8/7/2012 1:01:42 PM V 11-5

ATTACHMENT 9

ENDING BOOK VALUE

19,821,936.

19J2]._,936.

0180312-00002

ENDING FMV

20,247,387.

20,247,387.

25-1113452

ATTACHMENT 9


FORM 990PF, PART II - CORPORATE STOCK

DESCRIPTION

COMMON STOCK INVESTMENTS SEE ATTACHMENT 21

77270J 700P 8/7/2012

TOTALS

1:01:42 PM V 11-5

ATTACHMENT 10

ENDING BOOK VALUE

130,759,007.

130,759,007.

0180312-00002

ENDING FMV

214,104,316.

214,104,316.

,

25-1113452

ATTACHMENT 10


FORM 990PF, PART II - CORPORATE BONDS

DESCRIPTION

CORPORATE BOND INVESTMENTS SEE ATTACHMENT 21

TOTALS

77270J 700P 8/7/2012 1:01:42 PM V 11-5

ATTACHMENT 11

ENDING BOOK VALUE

8,069,010.

8,069,010.

0180312-00002

ENDING FMV

8,196,330.

8,196,330.

25-1113452

ATTACHMENT 11


FORM 990PF, PART II - OTHER INVESTMENTS

DESCRIPTION

VENTURE FUNDS {ATCH 21) MUTUAL FUNDS {ATCH 21) BOND FUND {ATCH 21)

77270J 700P 8/7/2012

TOTALS

1:01:42 PM V 11-5

ATTACHMENT 12

ENDING BOOK VALUE

2,670,742. 1,005,713.

10,934,764.

14,611,219.

0180312-00002

ENDING FMV

2,509,938. 2,226,250.

11,387,025.

16,123,213.

25-1113452

ATTACHMENT 12


FEDERAL FOOTNOTES

ATTACHMENT 12A

PART I, LINE 19 - DEPRECIATION EXPENSE PART II, LINE 14 - LAND, BUILDINGS, AND EQUIPMENT PART II, LINE 14 - ACCUMULATED DEPRECIATION

DESCRIPTION

LEASEHOLD IMPROVEMENTS OFFICE EQUIPMENT

SUBTOTAL FIXED ASSETS LESS: ACCUMULATED DEPRECIATION

NET FIXED ASSETS

AMOUNT

25-1113452

318,107 517,257

835,364 (828,075)

7,289

DEPRECIATION AND AMORTIZATION EXPENSE FOR 12/31/11 WAS $1,813.

77270J 700P 8/7/2012 1:01:42 PM V 11-5 0180312-0000


FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES

NAME AND ADDRESS

RICHARD M. SCAIFE 301 GRANT STREET ONE OXFORD CENTRE, SUITE 3900 PITTSBURGH, PA 15219-6401

MICHAEL W. GLEBA 301 GRANT STREET ONE OXFORD CENTRE, SUITE 3900 PITTSBURGH, PA 15219-6401

BARBARA L. SLANEY 301 GRANT STREET ONE OXFORD CENTRE, SUITE 3900 PITTSBURGH, PA 15219-6401

R. DANIEL MCMICHAEL 301 GRANT STREET ONE OXFORD CENTRE, SUITE 3900 PITTSBURGH, PA 15219-6401

YVONNE MARIE BLY 301 GRANT STREET ONE OXFORD CENTRE, SUITE 3900 PITTSBURGH, PA 15219-6401

TITLE AND AVERAGE HOURS PER WEEK DEVOTED TO POSITION

CHAIRMAN/TRUSTEE 3.00

PRESIDENT/TRUSTEE 32.00

VP/TREASURER 32.00

SECRETARY 3.00

ASST. TREASURER 32.00

COMPENSATION

0

286,667.

288,667.

0

62,600.

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25-1113452

ATTACHMENT 13

CONTRIBUTIONS EXPENSE ACCT TO EMPLOYEE BENEFIT PLANS

0

39,200.

39,200.

0

14,100.

AND OTHER ALLOWANCES

0

0

0

0

0

ATTACHMENT 13



NAME AND ADDRESS

T. KENNETH CRIBB, JR. 301 GRANT STREET ONE OXFORD CENTRE, SUITE 3900 PITTSBURGH, PA 15219-6401

EDWIN J. FEULNER, JR. 301 GRANT STREET ONE OXFORD CENTRE, SUITE 3900 PITTSBURGH, PA 15219-6401

ALLAN H. MELTZER 301 GRANT STREET ONE OXFORD CENTRE, SUITE 3900 PITTSBURGH, PA 15219-6401

E. VAN R. MILBURY 301 GRANT STREET ONE OXFORD CENTRE, SUITE 3900 PITTSBURGH, PA 15219-6401

ROGER W. ROBINSON, JR. 301 GRANT STREET ONE OXFORD CENTRE, SUITE 3900 PITTSBURGH, PA 15219-6401


TRUSTEE 3.00

TRUSTEE 3.00

TRUSTEE 3.00

TRUSTEE 3.00

TRUSTEE 3.00

COMPENSATION

6,000.

6,000.

4,500.

3,000.

6,000.

77270J 700P 8/7/2012 1:01:42 PM V 11-5 0180312-00002

25-1113452

ATTACHMENT 13 (CONT'D)


0

0

0

0

0


0

0

0

0

0

ATTACHMENT 13



NAME AND ADDRESS

JAMES C. RODDEY 301 GRANT STREET ONE OXFORD CENTRE, SUITE 3900 PITTSBURGH, PA 15219-6401

JAMES M. WALTON 301 GRANT STREET ONE OXFORD CENTRE, SUITE 3900 PITTSBURGH, PA 15219-6401

ARTHUR P. ZIEGLER, JR. 301 GRANT STREET ONE OXFORD CENTRE, SUITE 3900 PITTSBURGH, PA 15219-6401


TRUSTEE 3.00

TRUSTEE 1. 00

TRUSTEE 3.00

GRAND TOTALS

COMPENSATION

6,000.

3,000.

6,000.

678dl..i_.

77270J 700P 8/7/2012 1:01:42 PM V 11-5 0180312-00002

25-1113452

ATTACHMENT 13 (CONT'D)


0

0

0

92 500.


0

0

0

0

ATTACHMENT 13


990PF, PART VIII - COMPENSATION OF THE FIVE HIGHEST PAID EMPLOYEES

NAME AND ADDRESS

MATTHEW GROLL 301 GRANT STREET ONE OXFORD CENTRE, SUITE 3900 PITTSBURGH, PA 15219

COLLEN XENAKIS 301 GRANT STREET ONE OXFORD CENTRE, SUITE 3900 PITTSBURGH, PA 15219

TITLE AND AVERAGE HOURS PER WEEK

DEVOTED TO POSITION

EMPLOYEE 12.00

EMPLOYEE 22.00

TOTAL COMPENSATION

COMPENSATION

74,250.

54,450.

128L700.

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25-1113452

ATTACHMENT 14

CONTRIBUTIONS EXPENSE ACCT TO EMPLOYEE AND OTHER

BENEFIT PLANS ALLOWANCES

14,700. 0

11,894. 0

26L594. 0

ATTACHMENT 14


990PF, PART VIII- COMPENSATION OF THE FIVE HIGHEST PAID PROFESSIONALS

ATTACHMENT 15

NAME AND ADDRESS TYPE OF SERVICE COMPENSATION

OXFORD DEVELOPMENT COMPANY/GRANT ST. FACILITY RENTAL 229,412. ONE OXFORD CTR-PLAZA LEVEL, 301 GRANT ST PITTSBURGH, PA 15219

R. DANIEL MCMICHAEL CONSULTING 216,000. 825 MOREWOOD AVE., STE. H-1 PITTSBURGH, PA 15213

TOTAL COMPENSATION 445,412.

77270J 700P 8/7/2012 1:01:42 PM V 11-5 0180312-00002


FEDERAL FOOTNOTES

ATTACHMENT 16


ONE OXFORD CENTRE 301 GRANT STREET, SUITE 3900 PITTSBURGH, PENNSYLVANIA 15219-6401 412-392-2900

ANNUAL REPORT

25-1113452

"THE SARAH SCAIFE FOUNDATION'S GRANT PROGRAM IS PRIMARILY DIRECTED TOWARD PUBLIC POLICY PROGRAMS THAT ADDRESS MAJOR DOMESTIC AND INTERNATIONAL ISSUES. THERE ARE NO GEOGRAPHICAL RESTRICTIONS. THE FOUNDATION DOES NOT MAKE GRANTS TO INDIVIDUALS FOR ANY PURPOSE OR TO NATIONALLY-ORGANIZED FUNDRAISING GROUPS. PROPOSALS FOR THE FOLLOWING ARE USUALLY DECLINED: EVENT SPONSORSHIPS, ENDOWMENTS, CAPITAL CAMPAIGNS, RENOVATIONS, OR GOVERNMENT AGENCIES."

"INITIAL INQUIRIES TO THE FOUNDATION SHOULD BE IN LETTER FORM SIGNED BY THE ORGANIZATION'S PRESIDENT, OR AUTHORIZED REPRESENTATIVE, AND HAVE THE APPROVAL OF THE ORGANIZATION'S BOARD OF DIRECTORS. THE LETTER SHOULD INCLUDE A CONCISE DESCRIPTION OF THE SPECIFIC PROGRAM FOR WHICH FUNDS ARE REQUESTED, AND A PROGRAM BUDGET AND TIMETABLE. ACCOMPANYING INFORMATION SHOULD INCLUDE A COPY OF THE LATEST AUDITED FINANCIAL STATEMENTS ( OR FORM 990); AND ANNUAL REPORT; CURRENT BUDGET; LIST OF OFFICERS AND DIRECTORS AND THEIR MAJOR AFFILIATIONS; AND A COPY OF THE CURRENT DETERMINATION LETTER FROM THE INTERNAL REVENUE SERVICE EVIDENCING TAX-EXEMPT STATUS UNDER SECTIONS 501 (C) (3) OF THE IRS CODE. ADDITIONAL INFORMATION MAY BE REQUESTED, IF

NEEDED, FOR FURTHER EVALUATION."

"THE FOUNDATION MEETS IN FEBRUARY, MAY, SEPTEMBER, AND NOVEMBER TO CONSIDER GRANTS. HOWEVER, REQUESTS MAY BE SUBMITTED AT ANY TIME AND WILL BE ACTED UPON AS EXPEDITIOUSLY AS POSSIBLE."

REQUESTS SHOULD BE ADDRESSED TO:

MICHAEL W. GLEBA PRESIDENT SARAH SCAIFE FOUNDATION ONE OXFORD CENTRE 301 GRANT STREET, SUITE 3900 PITTSBURGH, PA 15219-6401

77270J 700P 8/7/2012 1:01:42 PM V 11-5 0180312-0000


FEDERAL FOOTNOTES

ATTACHMENT 17

GRANTS PAID & APPROVED:

ALL OF THE GRANTEES SHOWN ON THE ATTACHED STATEMENT OF GRANTS ARE EXEMPT UNDER THE INTERNAL REVENUE CODE (IRC) SECTION 501(C) (3), AND HAVE THE STATUS OF PUBLIC CHARITIES WITHIN THE MEANING OF IRC SECTION 509 (A) (1) OR (2).

77270J 700P 8/7/2012 1:01:42 PM V 11-5 0180312-0000


FEDERAL FOOTNOTES

ATTACHMENT 18

ALLOCATION OF EXPENSES IN PART I:

COMPENSATION OF OFFICERS, TRUSTEES, AND OTHER EMPLOYEES, AS WELL AS THE RELATED EMPLOYEE BENEFITS ARE ALLOCATED BASED ON TIME SPENT IN CARRYING OUT THE FOUNDATION'S EXEMPT PURPOSE VERSUS TIME SPENT IN THE PRODUCTION OF INCOME. PROFESSIONAL FEES ARE ALLOCATED BASED ON THE NATURE OF SERVICES PERFORMED FOR THE FOUNDATION. ALL OTHER EXPENSES ARE PRO-RATED BASED ON THE SALARY EXPENSE AND THE FOUNDATION'S ESTIMATES, WITH THE EXCEPTION OF INVESTMENT EXPENSES, WHICH ARE DIRECTLY RELATED TO PRODUCING INCOME.

77270J 700P 8/7/2012 1:01:42 PM V 11-5 0180312-0000


SCHEDULE OF GAINS {LOSSES) FOR TAX ON INVESTMENT INCOME FOR THE YEAR ENDED DECEMBER 31, 2011

(a) (b) (c) (d) (e) (f) (h) (i) (ij (k) (I) (m) Losses from

How Cost or Fair Market column 0) Acquired Other Basis Value as of and gains

Kind of P-Purchase Date Date Sold/ Gross and Expense Gain (loss) December AdJUSted Excess of 0) (excess (i)

~ Description D-Donated Acquired Matured Sales Price ___Qf_§.ale m 1ess ca> ~ cost Basis ~ _O_\{_e_r_ffi).

Security US Treasury Note p 12/31110 01104111 $ 268,781 $ 274,537 $ (5,756) NIA NIA NIA $ (5,756)

Security Treasury Inflation Services p 03116104 01111111 385,172 315,957 69,215 NIA NIA NIA 69,215

Security Unrted States Treasury p 11124110 01/11/11 119,1n 123,346 (4,169) NIA NIA NIA (4, 169)

Notes

Security Treasury Inflation Services p 03/16104 01/14111 642,264 526,595 115,669 NIA NIA NIA 115,669

Security United States Treasury p 11124/10 01114111 114,503 117,984 (3,481) NIA N/A N/A (3,481)

Notes

Security Federal Home Loan p 02/18/09 01/18/11 12,389 12,731 (342) N/A NIA NIA (342)

Mortgage Corp

Security Federal Home Loan p 02/16/09 01118/11 11,983 12,381 (398) NIA NIA NIA (398)

Mortgage Corp.

Secunty GMNA p 04/30/09 01/18/11 696 696 N/A NIA NIA

Security United States Treasury p 11fl4/10 01119111 201,871 209,153 (l .282) NIA NIA NIA (7.282)

Notes

Secunty United States Treasury p 11/24110 01/20/11 123,445 128,709 (5,264) NIA NIA N/A (5,264)

Notes

Security South Carolina Electric & p 04/10/01 02/01/11 1,000,000 1,026,180 (26,180) NIA NIA NIA (26, 180)

Gas Co

Secunty Treasury Inflation Services p 03116/04 02/04/11 640,398 526,595 113,803 NIA NIA NIA 113,803

Secunty Treasury Inflation Services p 03/16/04 02/09/11 382,582 315,957 66,625 NIA NIA NIA 66,625

Security Federal Home Loan p 02/18109 02/15111 14,967 15,381 (414) NIA NIA NIA (414)

Mortgage Corp.

Secunty Federal Home Loan p 02/18/09 02/15/11 11,164 11,536 (3n) NIA NIA NIA (372)

Mortgage Corp

Secunty Wells Fargo p 04/20110 02/15/11 75,n9 75,506 273 NIA NIA N/A 273

ATTACHMENT 19 ( I of 7)


SCHEDULE OF GAINS (LOSSES) FOR TAX ON INVESTMENT INCOME FOR THE YEAR ENDED DECEMBER 31, 2011

(a) (b) (c) (d) (e) (f) (g) (h) (i) G) (k) (Q Losses from

How Cost or Fair Market column (j) Acquired Other Basis Value asof and gains

Kind of P-Purchase Date Date/Sold Gross and Expense Gain Ooss) December Adjusted Expense of 0) (excess(~

~ Description 0-Donated Acquired Matured Sales Price of Sale (f) less Ch} 31. 1969 Cost Basis over {k) _J)yerJill

Security US Treasury Note p 10/14/03 02/15/11 1,700,000 1,821,856 (121,856) N/A NIA NIA (121,856)

Security GMNA p 04/30/09 02/16111 699 699 NIA NIA NIA

Secunty Freddie Mac p 04/27110 02/16111 231,329 226.703 4,626 NIA NIA NIA 4,626

Security Treasury Inflation Services p 11/24/10 02/16111 318,111 251,133 66,978 NIA NIA NIA 66,978

Secunty Invesco Ltd. p 11/24108 02/18/11 3,527,737 1,409,225 2, 118,512 N/A N/A N/A 2, 118,512

Secunty Baxter International Inc. p 09/18/09 02/18111 1,693,786 1,884,366 (190,580) NIA NIA N/A (190,580)

Security The Gap, Inc. p 05/22/09 02/18111 2,391,386 1,702,609 688,n7 NIA NIA NIA 688,7n

Security 3M Co. p 05/21110 02/18111 2,134,451 1,810,449 324,002 NIA N/A NIA 324,002

Secunty General Electric Capital p 04/23/10 02/22111 200,000 208,974 (8,974) NIA NIA N/A (8,974)

Corp.

Security Bank NS Halifax p 12/20/10 02/23/11 233,933 234,312 (379) N/A N/A NIA (379)

Security General Electnc: Capital p 12/21/10 02/23111 228,302 230,792 (2,490) NIA N/A NIA (2.490)

Corp.

Secunty US Treasury Note p 02/18/11 02/25/11 21,043 20,866 1n NIA NIA NIA 1n

Secunty United States Treasury p 11/24110 02/28/11 410,125 429,031 (18,906) NIA NIA NIA (18,906)

Notes

Security US Treasury Note p 01/14111 02/28/11 237,433 237,644 (211) N/A NIA N/A (211)

Secunty Treasury Inflation Services p 12/02/10 03103/11 221,887 225,023 (3,136) NIA N/A N/A (3, 136)

Security GMNA p 04/01/09 03/11111 458,n4 444,084 14,640 NIA NIA NIA 14,640

Security Treasury Inflation Services p 04126/04 03/11111 246,317 190,861 55,456 NIA NIA NIA 55,456

Secunty Federal Home Loan p 02/18/09 03/15111 9,421 9,681 (260) NIA NIA NIA (260)

Mortgage Corp.

Secunty Federal Home loan p 02/18/09 03/15111 9,863 10,191 (328) NIA NIA NIA (328)

Mortgage Corp ATTACHMENT 19

(2 of 7)



(a) (b) (c) (d) (e) (f) (g) (h) (Q G) (k) (I) Losses from


Kind of P-Purchase Date Date/Sold Gross and Expense Gain (loss) December Adj1,Jsted Expense of (j) (excess (Q ~ Description 0-Donated Acquired Matured Sales Price of Sale (f) less (h) 31, 1969 Cost Basis over(k) _____Q)/__ellill

Secunty GMNA p 04101109 03/16111 41,999 41,999 NIA NIA NIA

Security Banc America Comml. p 03122/11 04112/11 9,an 9,904 (227) NIA NIA NIA (227) Mortgage. Inc.

Security Federal Home Loan p 02/18/09 04/15111 8,659 Mortgage Corp.

8,899 (240) NIA NIA NIA (240)

Security Federal Home Loan p 02/18109 04/15/11 7,549 7,800 (251) NIA NIA NIA (251) Mortgage Corp.

Securrty Freddie Mac p 03/16104 04/20111 2,117,520 2,180,064 (62,544) NIA NIA NIA (62,544)

Security Hewlett-Packard Co p 04/21110 04125/11 106,414 107,499 (1,085) NIA NIA NIA (1,085)

Secunty Banc America Comm I. p 03/22/11 05111111 12,084 12,367 (283) NIA NIA NIA (283) Mortgage Inc

Security Federal Home Loan p 02118/09 05116111 8,137 8,362 (225) NIA NIA NIA (225) Mortgage Corp.

Secunty Federal Home Loan p 02/18/09 05116/11 6,634 6,855 (221) NIA NIA NIA (221) Mortgage Corp.

Secunty Chrysler Financial Auto p 04/29111 05117111 14,232 14,417 (185) NIA NIA NIA (185)

Secunty US Treasury Note p 01114111 05118/11 141,269 141,575 (306) NIA NIA NIA (306)

Security ConocoPhillips p 09119/10 05119111 1,752,479 1,332,933 419,546 NIA NIA NIA 419,546 07/28/10

Security Emerson Electric Corp. p 02/19/10 05119/11 2, 126, 198 1,864,635 261,563 NIA NIA NIA 261,563

Security Entergy Corp. p 11/16/07 05/19/11 1,378,902 2,289,408 (910,506) NIA N/A NIA (910,506)

Security FactSet Research Systems, p 05/21107 05119/11 1, 135,719 682,260 453,459 NIA NIA NIA 453,459 Inc

Security Johnson & Johnson p 03/11/02 05119111 2,247,104 2,167,057 80,047 NIA NIA NIA 80,047

Secunty Microchip Technology, Inc. p 09/22/06 05119111 670,170 524,641 145,529 NIA NIA NIA 145,529

Security VF Corp. p 05/16/08 05119111 2,235,591 1,680,441 555,150 NIA NIA NIA 555,150

ATTACHMENT 19 (3 of 7)



(a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k) (I) Losses from

How Cost or Fair Market column {j) Acquired Other Basis Value as of and gains

Kmdof P-Purchase Date Date/Sold Gross and Expense Gain Ooss) December Adjusted Expense of 0) (excess {i) Property Description D-Don5!ted As;gui~ Matured Sales Erice QfSale m less (h} 31, 1969 Cost Ba:1il! over Ck} _oyeL(ffi

Security US Treasury Note p 01114111 06/01/11 211,813 212,363 (550) NIA N/A NIA (550)

Security Banc America Comm!. p 03/22/11 06/13/11 3,195 Mortgage, Inc.

3,270 (75) NIA NIA NIA (75)

Security Federal Home Loan p 02/18/09 06/15111 7,945 8,165 (220) NIA NIA N/A (220) Mortgage Corp.

Security Federal Home Loan p 02118109 06/15111 6,391 6,603 (212) NIA NIA NIA (212) Mortgage Corp.

Security Chrysler Financial Auto p 04/29111 06/16/11 14,976 15, 171 (195) NIA NIA N/A (195)

Security US Treasury Note p 01114111 07101111 220,902 220,310 592 NIA NIA NIA 592

Security Banc America Comml p 03/22/11 07/11111 2,016 2,064 (48) NIA NIA NIA (48) Mortgage, Inc.

Security Federal Home Loan p 02/18/09 07/15/11 8,844 9,089 (245) N/A N/A NIA (245) Mortgage Corp.

Seamty Federal Home Loan p 02/18109 07/15/11 6,878 7,106 (228) NIA N/A NIA (228) Mortgage Corp.

Security Chrysler Financial Auto p 04/29/11 07/18/11 13,739 13,917 (178) NIA N/A N/A (178)

Security Banc America Comm!. p 03/22/11 08111/11 10,097 10,334 (237) NIA N/A N/A (237) Mortgage, Inc

Security US Treasury Note p 12102/04 08/15/11 2,400,000 2,530,781 (130,781) NIA NIA NIA (130,781)

Security Federal Home Loan p 02118/09 08115111 9,832 10,104 (272) N/A NIA NIA (272) Mortgage Corp.

Security Federal Home Loan p 02/18/09 08/1$/11 5,788 5,981 (193) NIA NIA NIA (193) Mortgage Corp

Security Chrysler Financial Auto p 04/29111 08/16(11 13,505 13,680 (175) NIA NIA NIA (175)

Security US Treasury Note p 06/30/11 08/29111 256,3n 239,499 16,878 NIA NIA NIA 16,878 04124110

ATTACHMENT 19 (4 of 7)



{a) {b) {c) {d) {e) (f) {g) {h) {i) 0) {k) {I) Losses from


Kind of P-Purchase Date Date/Sold Gross and Expense Gain {loss) December Adjusted Expense of 0) (excess (i) ~ Description P:Qonated Acquired Matured Sales Price of Sale m less Ch) ~ Cost Basis ~ _____ID&.r..ffi)_

Secunty US Treasury Note p 02/03/11 09101111 $ 401,875 $ 400,564 $ 1,311 NIA NIA NIA $ 1,311

Secunty US Treasury Note p 08/30111 09113111 205,259 195,034 10,225 NIA NIA NIA 10,225 11/24110

Security Banc America Comml. p 03122/11 09113111 29,767 30,465 (698) NIA NIA NIA (698) Mortgage, Inc

Security US Treasury Note p 11/30110 09115111 294,968 287,825 7,143 NIA NIA NIA 7,143

Secunty Federal Home Loan p 02/18109 09115/11 9,873 10,146 {273) NIA N/A NIA {273) Mortgage Corp.

Security Federal Home Loan p 02/18/09 09/15111 7,539 7,790 {251) NIA NIA NIA {251) Mortgage Corp.

Secunty Chrysler Financial Auto p 04/29/11 09/16/11 14,574 14,764 (190) NIA NIA NIA (190)

Security Ecolab, Inc. p 09/25107 09/21111 956,313 852,881 103,432 NIA NIA NIA 103,432

Security FactSet Research Systems, p 05/21/07 09/21111 2,436,568 1,802,600 633,968 NIA NIA NIA 633,968 Inc.

Security 3M Company p 06107/05 09/21111 1,no,612 1,694,025 76,587 NIA NIA NIA 76,587 05/21110

Security Banc America Mortgage, p 03/22/11 10112/11 60,038 61,445 (1,407) NIA NIA NIA (1,407) Inc.

Security Federal Home Loan p 02/18/09 10117111 8,341 8,572 {231) NIA NIA NIA (231) Mortgage Corp.

Secunty Federal Home Loan p 02/18109 10117111 6,183 6,388 {205) NIA NIA NIA {205) Mortgage Corp.

Security Chrysler Financial Auto p 04129/11 10/18/11 13,531 13,707 (176) NIA NIA NIA (176)

Secunty US Treasury Note p 12/16110 10/28111 254,316 254,464 {148) NIA NIA NIA {148)

ATTACHMENT 19 (5 of7)


SCHEDULE OF GAINS {LOSSES) FOR TAX ON INVESTMENT INCOME FOR THE YEAR ENDED DECEMBER 31, 2011

(a) (b) (c) (d) (e) (f) (g) (h) rn 0) (k) (I) Losses from

How Cost or FairMancet- CX>lumn (j) Acquired Other Basis Value asof and gains

Kmd of P-Purchase Date Date/Sold Gross and Expense Gain (loss) December Adjusted Expense of {j) (excess (i) ~ Description D--Oonated AQguired Matured Sales Price of Sale m less (hl 31. 1969 Cost Basis over {kl __ oveillll

Security US Treasury Note p 011141/11 11101111 $ 100,383 $ 101,125 $ (742) NIA NIA NIA $ (742)

Secunty US Treasury Note p 11/30110 11101/11 335,852 333,843 2,009 NIA NIA NIA 2,009 02125111 12/16110

Security Sovereign Bank p 03124/11 11/02/11 181,006 183,362 (2,356) NIA NIA NIA (2,356)

Security Banc America p 03122/11 11115/11 10,187 10,425 (238) NIA NIA NIA (238) Mortgage, Inc.

Security Federal Home Loan p 02/18109 11/15/11 9,694 9,962 (268) NIA NIA N/A (268) Mortgage Corp

Security Federal Home Loan p 02/18/09 11/15/11 6,799 7,026 (227) N/A NIA NIA (227) Mortgage Corp.

Security Chrysler Flnancial Auto p 04/29/11 11/16/11 13,154 13,325 (171) NIA NIA NIA (171)

Security US Treasury Note p 01/14111 11116111 506,677 510,189 (3,512) NIA NIA NIA (3,512) 04119/11

Security Nike, Inc. p 05/19/06 11123/11 1,041,305 441,117 600,188 NIA NIA NIA 600,188

Security Snap On, Inc. p 09/18/09 11123/11 2,638,014 1,859,936 n8,078 NIA NIA NIA 778,078

Security VF Corp. p 05116108 11/23/11 800,714 461,310 339,404 NIA NIA NIA 339,404

Secunty US Treasury Note p 01114111 12/01111 125.435 125,176 259 NIA NIA NIA 259

Security Banc America Mortgage, p 03122/11 12/13111 4,126 4,223 (97) NIA NIA NIA (97)

Inc.

Security Federal Home Loan p 02/18/09 12/15111 8,432 8,665 (233) NIA NIA NIA (233) Mortgage Corp.

Security Federal Home Loan p 02/18/09 12/15/11 6,629 6,849 (220) NIA NIA NIA (220)

Mortgage Corp.

Secunty US Treasury Note p 11/30110 12/15111 33,362 32,584 778 NIA NIA NIA 778

Secunty US Treasury Note p 11/24110 12/15/11 270,225 256,045 14,180 NIA NIA NIA 14, 180

ATIACHMENT 19 (6 of 7)



(a) (b) (c) (d) (e) (f) {g)

How Cost or Acquired Other Basis

Kind of P-Purchase Date Date/Sold Gross and Expense

f!:rulfilrl Description D-Donated Acquired Matured Sates Price of Sale

Security TSY Inflation 1X NIB p 02102/10 12/15111 $ 275,803 $ 245,956

Secunty Chrysler Financral Auto p 04/29111 12/16/111 12,346 12,506

Secunty Hasbro, Inc. p 05119/11 12123/11 1,583,499 2,301,082

Security International Business p 03/12/84 12123/11 1,528,884 223,901 Machine Corp. 05/31184

Secunty Kellogg, Inc. p 02/17106 11/22/05

12123/11 1,973,138 1,811,009

Security Vanguard GNMA Fund p 06/26108 12/27111 2,787 2,785

Secunty Freddie Mac p 08/22/03 12129/11 205A~ 2P3~t11

$ 53,636,005 $ 46,237,478

(h) (i)

FairMa~et Value as of

Gain (loss) December Cf} less Ch) 31 1969

$ 29,847 NIA

(160) NIA

(717,583) NIA

1,304,983 NIA

162,129 NIA

2 NIA

-~2333 NIA

$ 7,398,527

0) (k)

Adjusted Expense of (j) Cost Basis over Ck)

NIA NIA

NIA NIA

NIA NIA

NIA NIA

NIA NIA

NIA NIA

NIA NIA


' . '

(I) Losses from

column 0) and garns (excess (i)

over OU

$ 29,847

(160)

(717,583)

1,304,983

162,129

2

2.333

$ 7,398,527


SCHEDULE OF GRANTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2011

Payable, 1/1/11 - 12/31/11 Payable, 12/31/10 Approved Paid 12/31/11

Acton Institute for the Study of Religion and liberty, Troy, Michigan ProJect support $ $ 40,000 $ 40,000 $

Allegheny Institute for Public Policy, Pittsburgh, Pennsylvania General operating support 115,000 115,000

American Bar Association Fund for Justice and Education, Chicago, Illinois Standing Committee on Law and National Security 115,000 115,000 115,000 115,000

American Civil Rights Institute, Sacramento, California General operating support 50,000 150,000 200,000

American Enterprise Institute for Public Policy Research,

Washington, D.C. Program support 176,000 175,000 Project support 200,000 300,000 300,000 200,000 Shadow Financial Regulatory Committee 25,000 25,000

American Foreign Policy Council, Washington, D.C. General operating support 125,000 125,000

America's Future Foundation, Washington, D.C. General operating support 37,500 37,500

America's Survival, Inc., Owings, Maryland Program support 200,000 200,000

Atlantic Legal Foundation, Larchmont, New York General operating support 75,000 75,000

Atlas Economic Research Foundation, Washington, D.C. General operating and program support 100,000 150,000 175,000 75,000

ATTACHMENT 20 (I of9)



Payable, 1/1/11 -12/31/11 Payable, 12/31/10 Approved Paid 12/31/11

Capital Research Center, Washington, D.C. General operating support $ $ 200,000 $ 200,000 $

Carnegie Mellon University, Pittsburgh, Pennsylvania Gailliot Center for Public Policy 62,500 125,000 125,000 62,500 Project support 76,000 75,000

Cato Institute, Washington, D.C. Domestic policy studies program 40,000 40,000

Center for Equal Opportunity, Falls Church, Virginia General operating support 50,000 50,000

Center for Immigration Studies, Inc., Washington, D.C. General operating support 125,000 125,000

Center for Individual Rights, Washington, D.C. General operating support 55,000 110,000 165,000

Center for Media and Public Affairs, Washington, D.C. General operating support 75,000 75,000

Center for Security Policy, Inc., Washington, D.C. General operating support 175,000 175,000

Center for Strategic and International Studies, Inc.,

Washington, D.C. Senior Advisor Post and project support 215,000 350,000 340,000 225,000

Center for the Study of the Presidency, Washington, D.C. Program support 70,000 75,000 145,000

Citizens' Council for Health Freedom, St. Paul, Minnesota General operating support 75,000 150,000 150,000 75,000





Claremont Institute for the Study of Statesmanship and Political Philosophy,

Claremont, California General operating, program and Washington Fellow support $ 250,000 $ 300,000 $ 350,000 $ 200,000

Collegiate Network, Inc., Wilmington, Delaware General operating and program support 240,000 240,000

Committee for a Constructive Tomorrow, Washington, D.C. General operating support 100,000 160,000 180,000 80,000

The Commonwealth Foundation for Public Policy Alternatives,

Harrisburg, Pennsylvania General operating support 150,000 150,000

Competitive Enterprise Institute, Washington, D.C. General operating support 100,000 150,000 175,000 75,000 Project support 150,000 150,000

Counterterrorism & Security Education and Research Foundation,

Washington, D.C. Project support 150,000 150,000

David Horowitz Freedom Center, Sherman Oaks, California General operating support 150,000 250,000 275,000 125,000

The Defense Forum Foundation, Inc . Falls Church, Virginia Program support 50,000 50,000

Duquesne University, Pittsburgh, Pennsylvania Cyril H. Wecht Institute for Forensic Science and Law 50,000 50,000

Ethics and Public Policy Center, Inc., Washington, D.C. General operating and program support 75,000 125,000 200,000




The Federalist Society for Law & Public Policy Studies,

Washington, D.C. General operating support

Federation for American Immigration Reform,

Washington, D.C. General operating and project support

Foundation for California University of Pennsylvania, California, Pennsylvania Government Agency Coordination Office

Foundation for Cultural Review, Inc., New York, New York General operating support Project support

Foundation for Individual Rights in Education, Inc., Philadelphia, Pennsylvania General operating support

Foundation for Research on Economics and the Environment, Bozeman, Montana General operating support

Foundation for the Defense of Democracies, Inc., Washington, D.C. Project support

Free Congress Research and Education Foundation, Inc.

Alexandria, Virginia General operating support

FreedomWorks Foundation, Washington, D.C. General operating and project support

Payable, 12/31/10

1/1/11 • 12/31/11 Approved Paid

Payable, 12/31/11

$ 200,000 $ 250,000 $ 325,000 $ 125,000

150,000

50,000

62,500

250,000

100,000

200,000 31,500

100,000

30,000

100,000

50,000

125,000

275,000

100,000

200,000 31,500

150,000

30,000

100,000

50,000

125,000

125,000

62,500





Galen Institute, Inc., Alexandria, Virginia General operating support $ $ 35,000 $ 35,000 $

George C Marshall Institute, . Arlington, VA

General operating support 230,000 230,000

George Mason University Foundation, Inc,

Fairfax, Virginia Center for Study of Public Choice 50,000 100,000 150,000 Law and Economics Center 150,000 75,000 75,000

Greater Pittsburgh Community Food Bank, Duquesne, Pennsylvania Joyce Rothermel Legacy Fund 25,000 25,000

Heritage Foundation, Washington, D.C. General operating support 600,000 600,000 1,200,000

Hudson Institute, Inc., Washington, D.C. Center for Religious Freedom 100,000 100.qoo Project for Civil Justice Reform and International Religious Liberty 100,000 100,000 Project support 30,000 30,000

Human Rights Foundation, Inc., New York, New York General operating support 35,000 75,000 110,000

Institute for Foreign Policy Analysis, Inc., Cambridge, Massachusetts Economic Security Program 160,000 160,000 General operating and special projects support 600,000 600,000

Institute for Humane Studies, Arlington, Virginia General operating support 25,000 25,000

A TT A CHM ENT 20 (5 of9)



Payable, 1/1/11 -12/31111 Payable, 12/31/10 Approved Paid 12/31/11

Institute for Justice, Arlington, Virginia General operating support $ $ 85,000 $ 85,000 $

Institute for Research on the Economics of Taxation,

Washington, D.C. General operating and program support 50,000 100,000 150,000

The Institute on Religion and Public Life, Inc.,

New York, New York General operating and publication support 60,000 60,000

Intercollegiate Studies Institute, Inc., Wilmington, Delaware General operating support 200,000 300,000 500,000

Jamestown Foundation, Washington, D.C. General operating support 62,600 125,000 125,000 62,500

Johns Hopkins University, Washington, D.C. The Paul H. Nitze School of Advanced International Studies 100,000 100,000

Judicial Watch, Inc., Washington, D.C. General operating support 125,000 275,000 275,000 125,000

Landmark Legal Foundation, Kansas City, Missoun General operating support 250,000 250,000

Manhattan Institute for Policy Research, Inc., New York, New York General operating and publication support 150,000 150,000

Media Research Center, Inc., Alexandria, Virginia General operating support 200,000 300,000 300,000 200,000




Mercatus Center, Inc., Fairfax, Virginia General operating support

Missouri State University Foundation, Springfield, Missouri Department of Defense and Strategic Studies

National Association of Scholars, Inc., Princeton, New Jersey General operating support

National Center for Policy Analysis, Dallas, Texas General operating support

National Center for Public Policy Research, Inc.,

Washington, D.C. Program support

National Institute for Public Policy, Fairfax, Virginia Program support

National Legal and Policy Center, Falls Church, Virginia General operating support

National Taxpayers Union Foundation, Alexandria, Virginia General operating support

New England Legal Foundation, Boston, Massachusetts General operating support

NumbersUSA Education and Research Foundation,

Arlington, Virginia Project support

$

Payable, 12/31/10

50,000

$

1/1/11 - 12/31/11 Payable, 12/31/11 Approved Paid

50,000 $

140,000

200,000

100,000

10,000

240,000

100,000

50,000

30,000

37,500

50,000 $

140,000

200,000

150,000

10,000

240,000

100,000

50,000

30,000

37,500

A IT ACHMENT 20 (7 of9)



Pacific Legal Foundation, Sacramento, California General operating support

Pacific Research Institute for Public Policy,

San Francisco, California General operating support

Philadelphia Society, Jerome, Michigan General operating support

Pittsburgh History and Landmarks Foundation, Pittsburgh, Pennsylvania Landmarks Community Capital Corporation

Princeton University, Princeton, New Jersey James Madison Program in American Ideals and Institutions

Reason Foundation, Los Angeles, California Environment Program General operating support

Saint Vincent College, Latrobe, Pennsylvania Center for Political and Economic Thought

Social Philosophy and Policy Foundation, Bowling Green, Ohio Social Philosophy and Policy Center

Southeastern Legal Foundation, Inc., Atlanta, Georgia General operating support

$

Payable, 12/31/10

1/1/11 - 12/31/11 Approved Paid

Payable, 12/31/11

75,000 $ 125,000 $ 200,000 $

100,000 150,000

5,000

150,000

75,000

50,000 100,000

35,000

470,000

50,000

250,000

5,000

150,000

75,000

50,000 100,000

35,000

470,000

50,000




Payable, 1/1/11 - 12/31/11 12/31/10 Approved Paid

Stanford University, Hoover Institution on War, Revolution and Peace,

Stanford, California Research programs and Hoover

Fellows support $ 350,000 $ 300,000 $ 450,000 $

Tax Foundation, Washington, D.C. General operating support 75,000 75,000

Tufts University, Medford, Massachusetts The Fletcher School of Law and Diplomacy 180,000 280,000 280,000

University of Chicago, Chicago, Illinois Law and Economics Program 50,000 50,000

University of Kentucky, Lexington, Kentucky The New University of Kentucky Albert B. Chandler Hospital Auditorium 3,500,000 500,000

University of Virginia Law School Foundation,

Charlottesville, Virginia Center for National Security Law 100,000 325,000 325,000

World Affairs Council of Pittsburgh, Pittsburgh, Pennsylvania Teacher-student educational projects 70,000 70.000

Total i 7,957,500 $13,111,500 $ 15.581,500 $

Payable, 12/31/11

200,000

180,000

3,000,000

100,000

5,487,500

A IT ACHMENT 20 (9 of9)

y

•

Sarah Scaife Foundation Incorporated Schedule of Investments

December 31, 2011

Investments

Savings and Temporary Cash Investments Money Market Cash Equivalents Investment Fund Money Market Bond Funds Money Market U S Treasury Fund Money market

Total Savings and Temporary Cash Investments:

U.S. Obligations - Government Securities Federal Home Loan Mortgage Corp Federal Home Loan Bank Federal Farm Credi! Freddie Mac Fannie Mae Treasury Inflation Secunlles U S Treasury Notes U S Treasury Notes

Total U.S. Obligations - Government Securities

Common Stocks Abbott Labs Air Products & Chemicals, Inc Altria Group, Inc Analog Devices, Inc AT&T, Inc Automatic Data Processmg, Inc Becton D1ckmson & Co Berkshire Hathaway, Inc Blackrock Inc Cardinal Health, Inc Chevron Corporation

Conoc0Ph1lhps Costco Wholesale Corp Cov1d1en PLC CSX Corp Cullen Frost Bankers, Inc

Eaton Corp Ecolab Inc Emerson Electric Co Exxon Mobil Corp Honeywell lntemallonal, Inc Intel Corp lntematlonal Busmess Machines Corp JP Morgan Chase & Co Johnson & Johnson Lockheed Martin Corp McDonald's Corp M1croch1p Technology, Inc

Microsoft Corp Nextera Energy, Inc Nike, Inc Novartis AG

Oneok, Inc Pepsico, Inc

Shares/or Par Value

143,154 4,681,620

30,765 4,716

1,437,596 1,545,000

750,000 1,850,000 2,300,000

475,000 3,000,000 7,505,000

61,000 21,500

307,000 68,500

176,000 83,600 26,750 45,000 16,400 36,000 63,700

60,950 31,900 61,100

115,500 33,400 40,000 48,000 40,600

225,000 93,250

119,100 56,350

103,500 37,500 25,000 85,000 71,800 74,000 88,350 30,990

73,000 26,000 51,700

148,194 4,681,620

30,765 4,716

4,865,295

1,472,957 1,721,197

780,007 1,870,413 2,462,355

510,645 3,019,688 7,984,674

19,821,936

2,917,587 1,761,906 2,315,173 1,879,256 4,803,021 3,589,143 1,600,099 2,028,491 3,385,747 1,725,012 4,162,480 3,321,025 1,828,843 3,321,630 1,864,185 1,828,420 2,211,200 1,317,900 1,868,356 1,881,660 5,218,915 1,920,981 1,474,811 4,523,539 2,093,590

883,025 4,229,766 2,244,820 1,884,432 2,340,471 1,214,051 4,040,375 1,770,475 2,904,298

Market Value

148,194 4,681,620

30,765 4,716

4,865,295

1,608,642 1,785,628

785,887 1,910,696 2,530,027

480,307 3,016,980 8,129,220

20,247,387

3,430,030 1,831,585 9,102,550 2,450,930 5,322,240 4,515,236 1,998,760 3,433,500 2,923,136 1,461,960 6,777,680 4,441,427 2,657,908 2,750,111 2,432,430 1,767,194 1,741,200 2,774,880 1,891,554

19,071,000 5,068, 137 2,888, l 75

10,361,638 3,441,375 2,459,250 2,022,500 8,528,050 2,630,034 1,921,040 5,378,748 2,986,506

4,173,410 2,253,940 3,430,295


•

•

Sarah Scaife Foundation Incorporated Schedule of Investments

December 31, 2011

Investments Shares/or Par Value Cost Market Value Pfizer, Inc 236,750 3,916,864 5, 123,270 Ph1hp Moms lntemallonal Inc 307,000 5,275,558 24,093,360 Praxair, Inc 29,000 1,392,849 3,100,100 Proctor & Gamble Co 70,200 3,187,200 4,683,042 Schlumberger Ltd 51,750 4,313,792 3,535,043 Stanley Black & Decker, Inc 28,500 2, 167,981 1,926,600 Stryker Corp 54,900 3,075,308 2,729,079 Tiffany & Co 25,000 1,888,750 1,656,500 Timer Warner, Inc 103,800 3, 146,475 3, 751,332 US Bancorp 168,500 4,137,839 4,557,925 Umted Parcel Service, Inc 72,700 4,368,229 5,320,913 Umted Technologies Corp 57,200 778,885 4,180,748 VF Corp 16,084 1,233,329 2,042,507 Wal-Mart Stores, Inc 54,800 3,062,327 3,274,848 W1sconsm Energy Corp 109,000 2,458,938 3,810,640

Total Common Stock: 130,759,007 214,104,316

Coreorate Bonds Amgen, Inc 130,000 123,482 126,987 BB&T Corporation 200,000 221,774 218,798 Banc America Coml Mtg Inc 88,812 90,894 89,303 Bank of America 200,000 201,278 190,550 Bank of New York Mellon 160,000 159,893 162,310 Berkshire Hathaway Inc 175,000 180,367 185,528 BNP Paribas/BNP Paribas US 230,000 231,066 221,373 Chevron Corporallon 60,000 63,387 64,164 Chrysler Fmanc1al Corp 89,203 90,364 89,802 Cisco Systems, Inc 200,000 209,218 231,846 Citigroup Inc 205,000 227,033 218,782 CNH Equipment Trust 340,000 346,787 346,409 CR Bard, Inc 115,000 116,620 128,879 Credit Suisse USA, Inc 215,000 235,472 224,636 CSFB 2003-CK2 A4 225,000 237,797 230,981 John Deere Cap Corp 200,000 218,078 213,378 Deutsche Bk of AG Global Medium 250,000 249,770 253,410 Ebay, Inc 130,000 118,941 131,227 General Electric Cap Corp 280,000 285,211 299,306 GMAC 215,000 220,762 219,100 Goldman Sachs Group, Inc 230,000 238,014 227,015 Goldman Sachs Group, Inc (FDIC) 300,000 310,551 304,266 Google, Inc 140,000 139,236 145,576 IBM Corporation 195,000 209,239 201,642 JP Morgan Chase & Co 250,000 250,877 278,920 JPMCC 2005-LDP5 A4 215,000 230,772 237,833 Medtromc, Inc 200,000 201,614 211,204 Morgan Stanley 215,000 230,284 217,632 Ontano Prov, Canada 270,000 269,676 269,168 PNC Funding Corp 80,000 79,903 81,438 PepsiCo, Inc 240,000 248,175 271,870 Procter & Gamble Co 160,000 158,714 161,877 Public Service Colorado 160,000 173,998 189,154

SBC Commumcauons, Inc 215,000 231,884 221,951 Shell lntemauonal Fmanc1al 150,000 157,964 161,382 Simon Property Group LP 175,000 184,902 185,574 Toyota Motor Credit Corp 240,000 239,172 242,388


., ,, .. . . . ... Sarah Scaife Foundation Incorporated

Schedule of Investments December 31, 2011

Investments Shares/or Par Value Cost Market Value Wal-Mart Stores, Inc 250,000 241,160 280,097 Wells Fargo & Co 200,000 214,134 227,906 Westpac Bkg Corp 230,000 230,547 232,668

Total Corporate Bonds: 8,069,010 8,196,330

Other Investments

Venture Fund Venture Capital 5,040 2,670,742 2,509,938

Total Venture Funds: 2,670,742 2,509,938

Mutual Fund )Shares S&P Pfd Sk Index Fund 62,500 1,005,713 2,226,250

Total Mutual Funds: 1,005,713 2,226,250

Bond Fund Vanguard GNMA Fund 1,028,638 10,934,764 11,387,025

Total Bond Fund 10,934,764 11,387,025

Total Other Investments 14,611,219 16,123,213

Total of all Investments 178,126,467 263,536,541


Form HH6 H t I (Rev January 2012)

App11cat1on ror t:xtens1on 01 11me Io rm:: c:i11

Exempt Organization Return OMB No" 1545-1709 Department of the Treasury Internal Revenue SeMce ~ Fiie a separate application for each return.

• If you are filing for an Automatic 3-Month Extension, complete only Part I and check this box • . • . . . . • • . • . . . • . . ~ X • If you are filing for an Additional (Not Automatic) 3-Month Extension, complete only Part II (on page 2 of this form) Do not complete Part II unless you have already been granted an automatic 3-month extension on a previously filed Form 8868.

Electronic filing (e-file). You can electronically file Form 8868 if you need a 3-month automatic extension of time to file (6 months for a corporation required to file Form 990-T), or an additional (not automatic) 3-month extension of time. You can electronically file Form 8868 to request an extension of time to file any of the forms listed in Part I or Part II with the exception of Form 8870, Information Return for Transfers Associated Wrth Certain Personal Benefit Contracts, which must be sent to the IRS rn paper format (see instructions). For more details on the electronic filrng of this form, visit www.irs.gov/efile and click one-file for Chanfles & Nonprofits.

i:tflli Automatic 3-Month Extension of Time. Only submit original (no copies needed). A corporation required to file Form 990-T and requesting an automatic 6-month extension - check this box and complete

Part I only . . . • • • . • . • • • . . . . . . . . • . . . . . . . . . . . . . • . • • . • • • . • . • . • • . . . . . . . • . • . . . . . . .., D All other corporations (including 1120-C ftlers), partnerships, REM/Cs, and trusts must use Fonn 7004 to request an extension of time to file income tax returns. Enter flier's Identifying number, see Instructions

Type or print

Name of exempt organization or other filer, see instructions. Employer identification number (EIN) or

Frie bylhe due date for filing your return See Instructions

SARAH SCAIFE FOUNDATION INCORPORATED Number, street, and room or suite no. If a P 0. box, see instructions.

301 GRANT STREET City, town or post office, slate, and ZIP code. For a foreign address, see instructions.

PITTSBURGH, PA 15219

25-1113452

1n Soclal security number (SSN)

Enter the Return code for the return that this application is for (file a separate application for each return)

Application Return Application Is For Code Is For Form 990 01 Form 990-T (corooration) Form 990-Bl 02 Form 1041-A Form 990-EZ 01 Form 4720 Fann 990-PF 04 Form 5227 Form 990-T (sec. 401Ca) or 408(a) trust) 05 Form 6069 Form 990-T (trust other than above) 06 Form 8870

• The books are in the care of ~ SARAH SCAIFE FOUNDATION INC.

Return Code

07 08 09 10 11 12

Telephone No.~ 412 392-2900 FAX No . ..,..-------------• If the organization does not have an office or place of business in the United States, check this box . . . • . . • • ..• ~ 0 • If this is for a Group Return. enter the organization's four dig rt Group Exemption Number (GEN) ------.,----.-- . If this Is for the whole group, check this box . . . ... ..,.. 0 . If it is for part of the group, check this box. . • ..,. LJ and attach a list with the names and EINs of all members the extension is for. 1 I request an automatic 3-month (6 months for a corporation required to file Form 990-l) extension of time

until O 8 I 15 , 20 ~. to file the exempt organization return for the organization named above. The extension 1s

for the organization's return for: ~ [!] calendar year 20 ~ or ~ D tax year beginning-----------· 20 __ . and ending ___________ , 20

2 If the tax year entered in line 1 is for less than 12 months, check reason· LJ Initial return O Final return D Change in accounting period

3a If this application is for Form 990-BL. 990-PF, 990-T, 4 720, or 6069, enter the tentative tax, less any nonrefundable credits See instructions 38 $

b If this application is for Form 990-PF, 990-T, 4720, or 6069, enter any refundable credits and

estimated tax payments made. Include any prior year overpayment allowed as a credit. 3b $ c Balance due. Subtract line 3b from line 3a Include your payment with this form, if required, by using EFTPS

(Electronic Federal Tax Payment System). See instructions Jc$

151,000.

135, 500.

16, 000.

Caution. If you are going to make an electronic fund withdrawal with this Form 8868, see Form 8453-EO and Form 8879-EO for

payment instructions. For Privacy Act and Paperwork Reduction Act Notice, see Instructions. JSA

IF8054 4 000 77270J 700P 4/30/2012 4:49:35 PM V 11-4.3

Form 8868 (Rev 1-2012)

0180312-00002 PAGE 1

sarah scaife foundation 251113452 2011 0872017fsearchable

Documents

d attach schedule

d of year

c qi assets

private foundation e

foundation ma

column d

taxable private foundation

private foundation status