sars-cov-2 spike glycoprotein vaccine candidate nvx ... · 29/06/2020  · 5 jing-hui tian1 #, nita...

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1 Title: SARS-CoV-2 spike glycoprotein vaccine candidate NVX-CoV2373 elicits 1 immunogenicity in baboons and protection in mice 2 3 Authors and Affiliations: 4 Jing-Hui Tian 1 # , Nita Patel 1 # , Robert Haupt 2 # , Haixia Zhou 1 , Stuart Weston 2 , Holly 5 Hammond 2 , James Lague 2 , Alyse D. Portnoff 1 , James Norton 1 , Mimi Guebre-Xabier 1 , 6 Bin Zhou 1 , Kelsey Jacobson 1 , Sonia Maciejewski 1 , Rafia Khatoon 1 , Malgorzata 7 Wisniewska 1 , Will Moffitt 1 , Stefanie Kluepfel-Stahl 1 , Betty Ekechukwu 1 , James Papin 3 , 8 Sarathi Boddapati 4 , C. Jason Wong 4 , Pedro A. Piedra 5 , Matthew B. Frieman 2 , Michael 9 J. Massare 1 , Louis Fries 1 , Karin Lövgren Bengtsson 6 , Linda Stertman 6 , Larry 10 Ellingsworth 1 , Gregory Glenn 1 , and Gale Smith 1 * 11 12 1 Novavax, Inc. 21 Firstfield Road, Gaithersburg, MD, 20878, USA. [email protected] 13 (J.H.T.), [email protected] (N.P.), [email protected] (H.Z.), 14 [email protected] (A.D.P.), [email protected] (J.M), mguebre- 15 [email protected] (M.G.X.), [email protected] (B.Z.), 16 [email protected] (K.J.), [email protected] (S.M.), 17 [email protected] (R.K.), [email protected] (M.W.), 18 [email protected] (W.M.), [email protected] (S.K.S.), 19 [email protected] (B.E.), [email protected] (M.J.M.), 20 [email protected] (L.F.), [email protected] (L.E.), [email protected] 21 (G.G.), [email protected] (G.S.) 22 (which was not certified by peer review) is the author/funder. All rights reserved. No reuse allowed without permission. The copyright holder for this preprint this version posted June 30, 2020. . https://doi.org/10.1101/2020.06.29.178509 doi: bioRxiv preprint

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Page 1: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

1

Title SARS-CoV-2 spike glycoprotein vaccine candidate NVX-CoV2373 elicits 1

immunogenicity in baboons and protection in mice 2

3

Authors and Affiliations 4

Jing-Hui Tian1 Nita Patel1 Robert Haupt2 Haixia Zhou1 Stuart Weston2 Holly 5

Hammond2 James Lague2 Alyse D Portnoff1 James Norton1 Mimi Guebre-Xabier1 6

Bin Zhou1 Kelsey Jacobson1 Sonia Maciejewski1 Rafia Khatoon1 Malgorzata 7

Wisniewska1 Will Moffitt1 Stefanie Kluepfel-Stahl1 Betty Ekechukwu1 James Papin3 8

Sarathi Boddapati4 C Jason Wong4 Pedro A Piedra5 Matthew B Frieman2 Michael 9

J Massare1 Louis Fries1 Karin Loumlvgren Bengtsson6 Linda Stertman6 Larry 10

Ellingsworth1 Gregory Glenn1 and Gale Smith1 11

12

1Novavax Inc 21 Firstfield Road Gaithersburg MD 20878 USA jhtianNovavaxcom 13

(JHT) npatelnovavaxcom (NP) hzhounovavaxcom (HZ) 14

aportnoffNovavaxcom (ADP) jnortonNovavaxcom (JM) mguebre-15

xabierNovavaxcom (MGX) bzhouNovavaxcom (BZ) 16

kjacobsonNovavaxcom (KJ) SMaciejewskiNovavaxcom (SM) 17

rkhatoonNovavaxcom (RK) mwisniewskaNovavaxcom (MW) 18

wmoffittNovavaxcom (WM) skluepfel-stahlNovavaxcom (SKS) 19

bekechukwuNovavaxcom (BE) MMassareNovavaxcom (MJM) 20

lfriesNovavaxcom (LF) lellingsworthnovavaxcom (LE) gglennNovavaxcom 21

(GG) GSmithNovavaxcom (GS) 22

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

2

2University of Maryland School of Medicine 685 West Baltimore St Baltimore MD 23

21201 USA mfriemansomumarylandedu (MBF RH SW HH) 24

3University of Oklahoma Health Sciences Center Department of Pathology Division of 25

Comparative Medicine 940 Stanton L Young BMS 203 Oklahoma City OK 73104 26

USA Email james-papinouhscedu (JP) 27

4Catalent Paragon Gene Therapy 801 West Baltimore Street Baltimore MD 21201 28

USA Sboddapticatalentcom (SB) Chun-HoWongcatalentcom (CJW) 29

5Department of Molecular Virology and Microbiology and Pediatrics Baylor College of 30

Medicine Houston Texas ppiedrabcmedu (PAP) 31

6Novavax AB Kungsgatan 109 Uppsala SE-753 18 SE KLoumlvgrenNovavaxcom 32

(KLB) LStertmanNovavaxcom (LS) 33

Correspondence GSmithNovavaxcom (GS) 34

JHT RH and NP each contributed equally as co-lead authors 35

36

37

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

3

Abstract 38

The COVID-19 pandemic continues to spread throughout the world with an urgent need 39

for a safe and protective vaccine to effectuate herd immunity to control the spread of 40

SARS-CoV-2 Here we report the development of a SARS-CoV-2 subunit vaccine 41

(NVX-CoV2373) produced from the full-length spike (S) protein stabilized in the 42

prefusion conformation Purified NVX-CoV2373 S form 272nm nanoparticles that are 43

thermostable and bind with high affinity to the human angiotensin-converting enzyme 2 44

(hACE2) receptor In mice and baboons low-dose NVX-CoV2373 with saponin-based 45

Matrix-M adjuvant elicits high titer anti-S IgG that is associated with blockade of hACE2 46

receptor binding virus neutralization and protection against SARS-CoV-2 challenge in 47

mice with no evidence of vaccine-associated enhanced respiratory disease (VAERD) 48

NVX-CoV2373 vaccine also elicits multifunctional CD4+ and CD8+ T cells CD4+ T 49

follicular helper T cells (Tfh) and the generation of antigen-specific germinal center 50

(GC) B cells in the spleen These results support the ongoing phase 12 clinical 51

evaluation of the safety and immunogenicity of NVX-CoV2327 with Matrix-M 52

(NCT04368988) 53

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4

Introduction 54

Rapid global transmission of SARS-CoV-2 has followed the initial outbreak in Wuhan 55

Hubei Province China first reported in December 2019 The World Health 56

Organizationrsquos (WHO) 29 June 2020 COVID-19 Situation Report-160 reports 10 million 57

confirmed cases worldwide and 500000 deaths (51 fatality rate)1-2 Current estimates 58

suggest a substantial asymptomatic incubation period during which transmission 59

occurs and a basic reproduction number (R0) of 223-2513 greater than any 20th or 60

21st century pandemic influenza virus The urgent need for a safe effective stable 61

globally deployable preventative vaccine has led to an unprecedented collaboration 62

between vaccine developers manufacturers and distributors in concert with 63

government and academic programs4 64

The SARS-CoV-2 spike (S) glycoprotein is a major component of the virus envelope 65

essential for receptor binding fusion virus entry and a target of host immune defense5-66

9 The SARS-CoV-2 S glycoprotein is a class I fusion protein produced as a large 1273 67

amino acid inactive precursor (S0) Unique to SARS-CoV-2 is the insertion of a 68

polybasic RRAR furin-like cleavage motif in the S1S2 cleavage site10 Proteolytic 69

cleavage of the S-protein generates the S2 stalk that is conserved across human 70

coronaviruses and the less conserved S1 cap11 The N-terminal domain (NTD) and the 71

receptor-binding domain (RBD) are located in the S1 subunit The fusion peptide (FP) 72

two heptad repeats (HR1 and HR2) central helix (CH) transmembrane (TM) domain 73

and cytoplasmic tail (CT) are located in the S2 subunit Three S1S2 protomers non-74

covalently associate to form the functional S-trimer Like other fusion proteins the 75

SARS-CoV S-trimer is metastable and undergoes significant structural rearrangement 76

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5

from a prefusion conformation to a thermostable postfusion conformation upon S-77

protein receptor binding and proteolytic cleavage12 Rearrangement exposes the 78

hydrophobic FP allowing insertion into the host cell membrane facilitating virushost cell 79

membrane alignment fusion and virus entry through endocytosis13-16 80

We have developed a SARS-CoV-2 S subunit vaccine (NVX-CoV2373) constructed 81

from the full-length S-protein and produced in the established Sf9 insect cell expression 82

system Here we describe a stable prefusion S-protein structure generated by mutating 83

the furin cleavage site to be resistant to cleavage and utilization of two proline 84

substitutions at the apex of the central helix11 Here we show that administering the 85

NVX-CoV2373 with Matrix-M adjuvant in a nonhuman primate and mice models induces 86

a Th1 dominant B- and T-cell response hACE2 receptor blocking antibodies and 87

SARS-CoV-2 neutralizing antibodies In mice the vaccine was protective with no 88

evidence of vaccine associated enhanced respiratory disease (VAERD) These results 89

support the clinical development of the NVX-CoV2373 vaccine for prevention of COVID-90

19 (NCT04368988) 91

Results 92

SARS-CoV-2 spike glycoproteins The SARS-CoV-2 S-gene (MN9089473 93

nucleotides 21563-25384) encoding the full-length 1273 amino acid spike protein was 94

used as a backbone to produce spike protein variants The BV2365 single mutant was 95

generated by mutating the putative furin cleavage site 682-RRAR-685 to 682-QQAQ-96

685 and the NVX-CoV2373 double mutant was generated with 682-QQAQ-685 and 2-97

proline substitutions at residues K986P and V987P (Fig 1A) Synthetic full-length wild-98

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6

type (WT) the single mutant BV2365 and double mutant NVX-CoV2373 genes were 99

codon optimized for insect cells and cloned into recombinant baculovirus for expression 100

in Sf9 cells 101

Biophysical characterization and stability Purified SARS-CoV-2 WT BV2365 and 102

NVX-CoV2373 S-proteins when reduced migrated with an apparent molecular weight of 103

180 kDa (Fig 1B) Dynamic light scattering (DLS) showed the WT S-protein had a Z-104

average particle diameter of 6953 nm compared to a 2-fold smaller particle size of 105

BV2365 (334 nm) and NVX-CoV2373 (272 nm) The polydispersity index (PDI) 106

indicated that BV2365 and NXV-CoV2373 particles were generally uniform in size 107

shape and mass (PDI = 025-029) compared to the wild-type spike-protein (PDI = 108

046) (Table 1) 109

The thermal stability of the S-trimers was determined by differential scanning 110

calorimetry (DSC) The thermal transition temperature of the WT S-spike (Tmax = 586degC) 111

was similar to BV2365 and NXV-CoV2373 with a Tmax = 613degC and 604degC respectively 112

(Table 1) Of greater significance was the 3 - 5 fold increased enthalpy of transition 113

required to unfold the BV2365 and NXV-CoV2373 variants (ΔHcal = 466 and 732 114

kJmol respectively) compared to the lower enthalpy required to unfold the WT spike 115

protein (ΔHcal = 153 kJmol) These results are consistent with improved thermal 116

stability of the BV2365 and NXV-CoV2373 compared to that of WT spike protein (Table 117

1) 118

Transmission Electron Microscopy (TEM) and 2D Class Averaging TEM and two-119

dimensional (2D) class averaging were used to determine the ultrastructure of NVX-120

Cov2373 High magnification (67000x and 100000x) TEM images of negatively stained 121

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NVX-CoV2373 showed particles corresponding to S-protein homotrimers An automated 122

picking protocol supplemented with manual picking was used to construct 2D class 123

average images17 18 Two rounds of 2D class averaging of homotrimeric structures 124

revealed a triangular particle appearance with a 15 nm length and 13 nm width (Fig 1C 125

top left) Overlaying the recently solved cryoEM structure of the SARS-CoV-2 spike 126

protein ectodomain (EMD ID 21374)19 20 over the 2D NVX-Cov2373 image showed a 127

good fit with the crown-shaped S1 (NTD and RBD) and the S2 stem (Fig 1C bottom 128

left) Also apparent in the 2D images was a faint projection that protruded from the tip of 129

the trimeric structure opposite of the NTDRBD crown (Fig 1C top right) 2D class 130

averaging using a larger box size showed these faint projections form a connection 131

between the S-trimer and an amorphous structure We speculate these faint projections 132

likely represents the HR2 domain which is highly flexible in the prefusion conformation19 133

with the TM domain anchored within a polysorbate 80 micelle (Fig 1C bottom right) 134

SARS-CoV-2 S protein binding to hACE2 receptor by BLI and ELISA S-protein 135

binding to the hACE2 receptor was determined using bio-layer interferometry (BLI) To 136

assess binding a histidine-tagged hACE2 receptor was coupled to nickel charged 137

nitrilotriacetic acid (Ni-NTA) biosensor tips The hACE2 coated biosensor tips were 138

dipped in wells containing serially diluted (47 nM to 300 nM) recombinant S protein 139

Dissociation kinetics showed that the S-proteins remained tightly bound as evident by 140

minimal or no dissociation over 900 seconds of observation in the absence of fluid-141

phase S protein (Fig 2A 2B 2C) 142

We next determined the specificity of receptor binding using an ELISA method In 143

this evaluation histidine-tagged hACE2 or hDDP-4 receptors over concentration range 144

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8

of 00001-5 μg mL-1 were added to ELISA plates coated with WT BV2365 or NVX-145

CoV2373 and binding was detected with HRP conjugated anti-histidine antibody WT 146

BV2365 and NVX-CoV2373 proteins specifically bound hACE2 but failed to bind the 147

hDPP-4 receptor used by MERS-CoV (IC50 gt5000 ng mL-1) WT and BV2365 bound to 148

hACE2 with similar affinity (IC50 = 36-38 ng mL-1) while NVX-CoV2373 attained 50 149

saturation of hACE2 binding at 2-fold lower concentration (IC50 = 18 ng mL-1) (Fig 2D 150

2E 2F) 151

SARS-CoV-2 S stability under stressed conditions The stability of a COVID-19 152

vaccine for global distribution is critical The structural integrity of the NVX-CoV2373 153

spike protein with the 2-prolines substitutions and BV2365 without the 2-proline 154

substitutions was assessed with different environmental stress conditions using the 155

hACE2 ELISA Incubation of NVX-CoV2373 at pH extremes (48 hours at pH 4 and pH 156

9) with prolonged agitation (48 hours) through freezethaw (2 cycles) or elevated 157

temperature (48 hours at 25degC and 37degC) had no effect on hACE2 receptor binding 158

(IC50 = 140 - 183 ng mL-1) Only oxidizing conditions with hydrogen peroxide reduced 159

the binding of NVX-CoV2373 by 8-fold (IC50 = 120 ng mL-1) (Fig 3A) BV2365 without 160

the 2-proline substitutions was less stable as determined by a significant reduction in 161

hACE2 binding (IC50 = 568-1434 ng mL-1) under multiple conditions (Fig 3B) These 162

results confirmed that the NVX-CoV2373 with the 2-proline mutation had significantly 163

greater stability and was therefore selected for further evaluation 164

NVX-CoV2373 vaccine immunogenicity in mice We next assessed the 165

immunogenicity of NVX-CoV2373 and the dose-sparing potential of saponin-based 166

Matrix-M adjuvant Groups of mice were immunized with a low dose range (001 μg 167

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9

01 μg 1 μg and 10 μg) of NVX-CoV2373 with 5 μg Matrix-M adjuvant using a single 168

priming dose or a primeboost regimen spaced 14-days apart Animals immunized with 169

a single priming dose of 01-10 μg NVX-CoV2373Matrix-M had elevated anti-S IgG 170

titers that were detected 21-28 days after a single immunization (Fig4A right) Mice 171

immunized with 10 μg dose of NVX-CoV2373Matrix-M induced antibodies that blocked 172

hACE2 receptor binding to S-protein and virus neutralizing antibodies 21- 28-days after 173

a single priming dose (Fig 4B and 4C) Animals immunized with the primeboost 174

regimen had significantly elevated anti-S IgG titers that were detected 7-16 days 175

following the booster immunization across all dose levels Animals immunized with 1 176

μg and 10 μg NVX-CoV2373Matrix-M had similar high anti-S IgG titers following 177

immunization (GMT = 139000 and 84000 respectively) Importantly mice immunized 178

with 01 μg 1 μg or 10 μg NVX-CoVMatrix-M had significantly (p le 000001) higher 179

anti-S IgG titers compared to mice immunized with 10 μg NVX-CoV2373 without 180

adjuvant (Fig 4A left) These results indicate the potential for a 10-fold or greater 181

dose sparing provided by Matrix-M adjuvant Furthermore immunization with two 182

doses of NVX-CoV2373Matrix-M elicited high titer antibodies that blocked hACE2 183

receptor binding to S-protein (IC50 = 218 ndash 1642) and neutralized the cytopathic effect 184

(CPE) of SARS-CoV-2 on Vero E6 cells (100 blocking of CPE = 7680 ndash 20000) 185

across all dose levels (Fig 4B and 4C) 186

NVX-CoV2373 protection against SARS-CoV-2 in AdCMVhACE2 mice Mice were 187

vaccinated with NVX-CoV2373 to evaluate the induction of protective immunity against 188

challenge with SARS-CoV-2 by comparing single-dose or primeboost vaccination 189

strategies compared in a live virus challenge model Mice were immunized with a single 190

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10

priming dose or a primeboost regimen with NVX-CoV2373Matrix-M as described 191

above Since mice do not support replication of wild-type SARS-CoV-2 virus on day 52 192

post initial vaccination mice were intranasally infected with an adenovirus expressing 193

hACE2 (AdhACE2) to render them permissive At four days post transduction mice 194

were challenged with 105 pfumouse of SARS-CoV-2 (WA1 strain) Following challenge 195

mice were weighed daily and pulmonary histology and viral load were analyzed at day 4 196

and 7 post challenge 197

At 4 days post infection placebo-treated mice had an average of 104 SARS-CoV-2 198

pfulung while the mice immunized with NVX-CoV2373 without Matrix-M had 103 199

pfulung and those with Matrix-M had limited to no detectable virus load (Fig 4D) The 200

NVX-CoV2373 with Matrix-M prime-only groups of mice exhibited a dose-dependent 201

reduction in virus titer with recipients of the 10 μg dose having no detectable virus at 202

day 4 post infection Mice receiving 1 μg 01 μg and 001 μg doses all showed a 203

marked reduction in titer compared to placebo-vaccinated mice In the primeboost 204

groups mice immunized with 10 μg 1 μg and 01 μg doses had almost undetectable 205

lung virus loads while the 001 μg group displayed a reduction of at least 1 log relative 206

to placebo animals Weight loss during the experiment paralleled the viral load findings 207

with animals receiving single doses of 10 μg 1 μg and 01 μg NVX-CoV2373Matrix-M 208

showing marked protection from weight loss compared to the unvaccinated placebo 209

animals (Fig 4E) The mice receiving a prime and boost vaccination with adjuvanted 210

vaccine also demonstrated significant protection against weight loss at all dose levels 211

(Fig 4F) In addition we compared the primeboost regimens using 10 μg of either 212

adjuvanted or unadjuvanted NVX-CoV2373 The mice receiving the primeboost with 213

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adjuvant were significantly protected from weight loss relative to placebo mice while the 214

group immunized with 10 μg NVX-CoV2373 alone were not protected against weight 215

loss (Fig 4G) These results confirm that NVX-CoV2373 confers protection against 216

SARS-CoV-2 and that low doses of the vaccine associated with lower serologic 217

responses do not exacerbate weight loss or demonstrate exaggerated illness 218

Histopathology Lung histopathology was evaluated on days 4 and day 7 post 219

challenge At day 4 post challenge placebo-immunized mice showed denudation of 220

epithelial cells in the large airways with thickening of the alveolar septa surrounded by a 221

mixed inflammatory cell population Periarteriolar cuffing was observed throughout the 222

lungs with inflammatory cells consisting primarily of neutrophils and macrophages By 223

day 7 post infection the placebo-treated mice displayed peribronchiolar inflammation 224

with increased periarteriolar cuffing The thickened alveolar septa remain with increased 225

diffuse interstitial inflammation throughout the alveolar septa (Fig 5) 226

The NVX-CoV2373 immunized mice showed significant reduction in lung pathology 227

at both day 4 and day 7 post infection in a dose-dependent manner The prime only 228

group displays reduced inflammation at the 10 μg and 1 μg dose with a reduction in 229

inflammation surrounding the bronchi and arterioles compared to placebo mice In the 230

lower doses of the prime-only groups lung inflammation resembles that of the placebo 231

groups correlating with weight loss and lung virus titer The primeboost immunized 232

groups displayed a significant reduction in lung inflammation for all doses tested which 233

again correlated with lung viral titer and weight loss data The epithelial cells in the large 234

and small bronchi at day 4 and 7 were substantially preserved with minimal bronchiolar 235

sloughing or signs of viral infection The arterioles of animals immunized with 10 μg 1 236

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12

μg and 01 μg doses have minimal inflammation with only moderate cuffing seen in the 237

001 μg dose similar to placebo Alveolar inflammation was reduced in animals that 238

received the higher doses with only the lower 001 μg dose with inflammation (Fig 5) 239

These data demonstrate that NVX-CoV2373 reduces lung inflammation after challenge 240

and that even doses and regimens of NVX-CoV2373 that elicit minimal or no detectable 241

neutralizing activity are not associated with any obvious exacerbation of the 242

inflammatory response to the virus 243

Multifunctional cytokine analysis of CD4+ and CD8+ T cells in mice To determine 244

the role of Matrix-M in generating T cell responses we immunized groups of mice (N = 245

6group) with 10 μg NVX-CoV2373 alone or with 5 μg Matrix-M in a 2-dose regimen 246

spaced 21-days apart Antigen-specific T cell responses were measured by ELISPOT 247

and intracellular cytokine staining (ICCS) from spleens collected 7-days after the 248

second immunization (study day 28) The number of IFN-γ secreting cells after ex vivo 249

stimulation increased 7-fold in spleens of mice immunized with NVX-CoV2373Matrix-250

M compared to NVX-CoV2373 alone as measured by the ELISPOT assay (Fig 6A) In 251

order to examine CD4+ and CD8+ T cell responses separately ICCS assays were 252

performed in combination with surface marker staining Data shown were gated on 253

CD44hi CD62L- effector memory T cell population Importantly we found the frequency 254

of IFN-γ+ TNF-α+ and IL-2+ cytokine-secreting CD4+ and CD8+ T cells was 255

significantly higher (p lt00001) in spleens from the NVX-CoV2373Matrix-M immunized 256

mice compared to mice immunized without adjuvant (Fig 6B and 6C) Further we 257

noted the frequency of multifunctional CD4+ and CD8+ T cells which simultaneously 258

produce at least two or three cytokines was also significantly increased (p lt00001) in 259

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13

spleens from the NVX-CoV2373Matrix-M immunized mice (Fig 6B and 6C) 260

Immunization with NVX-CoV2373Matrix-M resulted in higher proportions of 261

multifunctional phenotype within both CD4+ and CD8+ T cell populations The 262

proportions of multifunctional phenotypes detected in memory CD4+ T cells were higher 263

than those in CD8+ T cells (Fig 6D) 264

Type 2 cytokine IL-4 and IL-5 secretion from CD4+ T cells was also determined by 265

ICCS and ELISPOT respectively We found that immunization with NVX-266

CoV2373Matrix-M also increased type 2 cytokine IL-4 and IL-5 secretion (2-fold) 267

compared to immunization with NVX-CoV2373 alone but to a lesser degree than 268

enhancement of type 1 cytokine production (eg IFN-γ increased 20-fold) These 269

results indicate that administration of the Matrix-M adjuvant led to an antigen-specific 270

CD4+ T cell development which was at least balanced between Th1 and phenotypes 271

or in most animals Th1-dominant (Supplementary Figure 1) 272

Having shown that vaccination with NVX-CoV2373Matrix-M elicited multifunctional 273

antigen-specific CD4+ T cell responses and virus neutralizing antibodies in mice we 274

next evaluated the effect of the immunization on germinal center formation by 275

measuring the frequency of CD4+ T follicular helper (Tfh) and germinal center (GC) B 276

cells in spleens Addition of Matrix-M adjuvant significantly increased the frequency of 277

Tfh cells (CD4+ CXCR5+ PD-1+) (p = 001) as well as the frequency of GC B cells 278

(CD19+GL7+CD95+) (p = 00002) in spleens (Fig 7A and 7B) 279

Immunogenicity NVX-CoV2373 vaccine in olive baboons Having determined that 280

low dose levels of NVX-CoV2373 with Matrix-M elicit protective neutralizing antibodies 281

and promotes the generation of multifunctional antigen-specific T cells in mice we next 282

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14

evaluated the immunogenicity of the vaccine in adult baboons In this study adult olive 283

baboons were immunized with a dose range (1 μg 5 μg and 25 μg) of NVX-CoV2373 284

with 50 μg Matrix-M adjuvant administered by IM injection in two doses spaced 21-days 285

apart To assess the adjuvant activity of Matrix-M in nonhuman primates an additional 286

group of animals was immunized with 25 μg of NVX-CoV2373 without the adjuvant 287

Anti-S protein IgG titers were detected within 21-days of a single priming immunization 288

in animals immunized with NVX-CoV2373Matrix-M across all the dose levels (GMT = 289

1249-19000) Anti-S protein IgG titers increased over a log (GMT = 33000-174000) 290

within 1 to 2 weeks following a booster immunization (days 28 and 35) across all of the 291

dose levels Importantly animals immunized with NVX-CoV2373 without adjuvant had 292

minimum or no detected anti-S IgG titer (GMT lt125) after one immunization which was 293

not boosted by a second immunization (Fig 8A) 294

We also determined the functionality of the antibodies Low levels of hACE2 receptor 295

blocking antibodies were detected in animals following a single immunization with 5 or 296

25 μg NVX-CoV2373Matrix-M (GMT = 22-37) Receptor blocking antibody titers were 297

significantly increased within one to two weeks of the booster immunization across all 298

groups immunized with NVX-CoV2373Matrix-M (GMT = 150-600) (Fig 8B) Virus 299

neutralizing antibodies were also elevated (GMT = 190-446) across all dose groups 300

after a single immunization with NVX-CoV2373Matrix-M Animals immunized with 25 301

μg NVX-CoV2373 alone had no detectable antibodies that block S-protein binding to 302

hACE2 (Fig 8B) Neutralizing titers increased 25- to 38-fold following the second 303

immunization (GMT = 6400-17000) (Fig 8C) Animals receiving the NVX-CoV2373 304

alone had little or no detectable neutralizing antibodies (GMT lt100) There was a 305

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15

significant correlation (p lt00001) between anti-S IgG levels and neutralizing antibody 306

titers (Fig 8D) The immunogenicity of the adjuvanted vaccine in nonhuman primates is 307

consistent with the mouse immunogenicity results and further supports the role of 308

Matrix-M adjuvant in promoting the generation of neutralizing antibodies and dose 309

sparing 310

PBMCs were collected 7 days after the second immunization (day 28) and T cell 311

response was measured by ELISPOT assay PBMCs from animals immunized with 5 microg 312

or 25 μg NVX-CoV2373Matrix-M had the highest number of IFN-γ secreting cells 313

which was 5-fold greater on average compared to animals immunized with 25 microg NXV-314

CoV2373 alone or 1 microg NVXCoV2373Matrix-M (Fig 8E) By ICCS analysis 315

immunization with 5 microg NVXCoV2373Matrix-M also showed the highest frequency of 316

IFN-γ+ IL-2+ and TNF-α+ CD4+ T cells (Fig 8F) This trend was also true for 317

multifunctional CD4+ T cells in which at least two or three type 1 cytokines were 318

produced simultaneously (Fig 8F) Type 2 cytokine IL-4 level were too low to be 319

detected in baboons by ELISPOT analysis 320

We next compared the levels of serum antibodies in recovered COVID-19 patients to 321

the level of antibodies in NVX-CoV2373Matrix-M vaccinated baboons The mean anti-S 322

IgG levels were 7-fold higher in immunized baboons (EC50 = 152060 95CI 60767-323

243354) compared to convalescent serum (EC50 = 21136 95CI 11473-30799) 324

We also compared the level of functional hACE2 receptor inhibiting (50 RI) titers 325

Baboons receiving the vaccine had 8-fold higher binding and receptor inhibiting 326

antibodies (50 RI = 478 95CI 1611-7944) compared to COVID-19 convalescent 327

serum (50 RI = 61 95CI 357-855) (Fig 9) Therefore NVX-CoV2373 vaccine 328

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induced binding and functional antibodies in a nonhuman primate at levels comparable 329

or higher than individuals recovered from COVID-19 Collectively these results support 330

the development of NVX-CoV2373 for prevention of COVID-19 331

Discussion 332

Here we showed that a full-length stabilized prefusion SARS-CoV-2 spike glycoprotein 333

vaccine (NVX-CoV2373) adjuvanted by Matrix-M can induce high levels of functional 334

immunity in mice and baboons and protects mice expressing hACE2 receptors in a live 335

SARS-CoV-2 challenge The functional immunity induced by the nanoparticle vaccine 336

and Matrix-M adjuvant is clearly dependent on both the adjuvant and antigen 337

components and mirrors the human experience with influenza hemagglutinin vaccine21 338

and a naiumlve population with ebola recombinant protein nanoparticle vaccines 22 339

Immunization with NVX-CoV2373 at low doses in mice and nonhuman primate induced 340

anti-S antibodies hACE2-receptor inhibiting antibodies and SARS-CoV-2 neutralizing 341

antibodies after one dose with significantly increased titers after a booster immunization 342

In addition NVX-CoV2373 vaccine induced CD4+ and CD8+ T cell responses and in 343

mice provided protection against SARS-CoV-2 challenge Matrix-M adjuvant was also 344

shown to enhance Tfh cell and GC B cell development which are critical for induction 345

and maintaining of high affinity antibody response Low suboptimal doses of NVX-346

CoV2373 vaccine did not show evidence of VAERD in challenged mice23 24 347

While multiple animal models have been developed for infection with human 348

coronaviruses including SARS MERS and now COVID19 to date none of them fully 349

represent the pathology or clinical symptoms of human infection However the murine 350

hACE2 transduced challenge model with wild-type virus appears to recapitulate the 351

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severe clinical disease seen in humans although the pathological basis for illness may 352

differ Of note the adenovirus-based hACE-2 transduction itself gives rise to some 353

background inflammatory changes which are present in all animals and are of course 354

not responsive to prophylaxis targeting SARS-CoV-2 This may make histopathology in 355

this model less responsive to the vaccine than parameters such as weight loss 356

Nonetheless by blocking and ameliorating the common initiating event hACE-2 357

receptor binding vaccine-induced functional immunity is demonstrated that indicates a 358

potential for the vaccine to induce a protective immunity Models utilizing macaques and 359

baboons specifically have been predictive for human immunogenicity and suggest this 360

vaccine should continue to be evaluated in these systems as well as in humans To this 361

end the safety immunogenicity and efficacy of the NVX-CoV2373 with Matrix-M 362

adjuvant is currently being evaluated in multiple nonhuman primate models and a phase 363

12 clinical trial (NCT04368988) 364

Methods 365

Cell lines virus antibody reagents and receptors Vero E6 cells (ATCC CRL-1586) 366

were maintained in Minimal Eagles Medium (MEM) supplemented with 10 fetal bovine 367

serum 1 glutamine and 1 penicillin and streptomycin The SARS-CoV-2 (WA-1) 368

isolated was obtained from the Center for Disease Control (WA-1 strain) and stock virus 369

prepared in Vero E6 cells Histidine-tagged hACE2 and histidine-DPP4 receptors were 370

purchased from Syno Biologics (Beijing CN) Rabbit anti-SARS-CoV spike protein was 371

purchased form Biodefense and Emerging Infections Research Resources Repository 372

(catalog no NR-4569 BEI Resources Manassas VA) 373

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SARS-CoV-2 protein expression SARS-CoV-2 constructs were synthetically 374

produced from the full-length S glycoprotein gene sequence (GenBank MN908947 375

nucleotides 21563-25384) The full-length S-genes were codon optimized for 376

expression in Spodoptera frugiperda (Sf9) cells and synthetically produced by 377

GenScript (Piscataway NJ USA) The QuikChange Lightning site-directed mutagenesis 378

kit (Agilent) was used to produce two spike protein variants modifications by mutating 379

the S1S2 cleavage site by mutation of the furin cleavage site (682-RRAR-685) to 682-380

QQAQ-685 to be protease resistant and designated as BV2365 The single mutant 381

BV2365 was further stabilized by introducing two proline substitutions at positions 382

K986P and V987P (2P) to produce the double mutant NVX-CoV2373 Full-length S-383

genes were cloned between the BamHI ndash HindIII sites in the pFastBac baculovirus 384

transfer vector (Invtrogen Carlsbad CA) under transcriptional control of the Autograha 385

californica polyhedron promoter Recombinant baculovirus constructs were plaque 386

purified and master seed stocks prepared and used to produce the working virus stocks 387

The baculovirus master and working stock titers were determined using rapid titer kit 388

(Clontech Mountain View CA) Recombinant baculovirus stocks were prepared by 389

infectingSf9 cells with a multiplicity of infection (MOI) of le001 plaque forming units (pfu) 390

per cell25-27 391

Expression and purification SARS-CoV-2 S proteins were produced in Sf9 cells 392

expanded in serum-free medium to a density of 2-3 x 106 cell mL-1 and infected with 393

recombinant baculovirus at MOI of le01 pfu per cell Cells were cultured at 27 plusmn 2degC and 394

harvested at 68-72 hours post-infection by centrifugation (4000 x g for 15 min) Cell 395

pellets were suspended in 25 mM Tris HCl (pH 80) 50 mM NaCl and 05-10 (vv) 396

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TERGITOL NP-9 with leupeptin S-proteins were extracted from the plasma membranes 397

with Tris buffer containing NP-9 detergent clarified by centrifugation at 10000 x g for 30 398

min S-proteins were purified by TMAE anion exchange and lentil lectin affinity 399

chromatography Hollow fiber tangential flow filtration was used to formulate the purified 400

spike protein at 100-150 μg mL-1 in 25 mM sodium phosphate (pH 72) 300 mM NaCl 401

002 (vv) polysorbate 80 (PS 80)26 Purified S-proteins were evaluated by 4-12 402

gradient SDS-PAGE stained with Gel-Code Blue reagent (Pierce Rockford IL) and 403

purity was determined by scanning densitometry using the OneDscan system (BD 404

Biosciences Rockville MD) 405

Dynamic light scattering (DLS) Samples were equilibrated at 25degC and scattering 406

intensity was monitored as a function of time in a Zetasizer NanoZS (Malvern UK) 407

Cumulants analysis of the scattered intensity autocorrelation function was performed 408

with instrument software to provide the z-average particle diameter and polydispersity 409

index (PDI) 410

Differential scanning calorimetry (DCS) Samples and corresponding buffers were 411

heated from 4degC to 120degC at 1degC per minute and the differential heat capacity change 412

was measured in a NanoDSC (TA Instruments New Castle DE) A separate buffer 413

scan was performed to obtain a baseline which was subtracted from the sample scan 414

to produce a baseline-corrected profile The temperature where the peak apex is 415

located is the transition temperature (Tmax) and the area under the peak provides the 416

enthalpy of transition (ΔHcal) 417

Transmission electron microscopy (TEM) and 2D class averaging Electron 418

microscopy was perform by NanoImaging Services (San Diego CA) with a FEI Tecani 419

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T12 electron microscope operated at 120keV equipped with a FEI Eagle 4k x 4k CCD 420

camera SARS-CoV-2 S proteins were diluted to 25 microg mL-1 in formulation buffer The 421

samples (3 microL) were applied to nitrocellulose-supported 400-mesh copper grids and 422

stained with uranyl format Images of each grid were acquired at multiple scales to 423

assess the overall distribution of the sample High-magnification images were acquired 424

at nominal magnifications of 110000x (010 nmpixel) and 67000x (016 nmpixel) The 425

images were acquired at a nominal under focus of -14microm to -08microm (110000x) and 426

electron doses of ~25 eAring2 427

For class averaging particles were identified at high magnification prior to 428

alignment and classification The individual particles were selected boxed out and 429

individual sub-images were combined into a stack to be processed using reference-free 430

classification Individual particles in the 67000x high magnification images were 431

selected using an automated picking protocol17 An initial round of alignments was 432

performed for each sample and from the alignment class averages that appeared to 433

contain recognizable particles were selected for additional rounds of alignment These 434

averages were used to estimate the percentage of particles that resembled single 435

trimers and oligomers A reference-free alignment strategy based on XMIPP processing 436

package was used for particle alignment and classification18 437

Kinetics of SARS-CoV-2 S binding to hACE2 receptor by BLI S-protein receptor 438

binding kinetics was determined by bio-layer interferometry (BLI) using an Octet QK384 439

system (Pall Forteacute Bio Fremont CA) Hist-tagged human ACE2 (2 μg mL-1) was 440

immobilized on nickel-charged Ni-NTA biosensor tips After baseline SARS-CoV-2 S 441

protein containing samples were 2-fold serially diluted over a range 47nM to 300 nM 442

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range were allowed to associate for 600 sec followed by dissociation for an additional 443

900 sec Data was analyzed with Octet software HT 1011 global curve fit 444

Specificity of SARS-CoV-2 S binding to hACE2 receptor by ELISA Ninety-six well 445

plates were coated with 100 μL SARS-CoV-2 spike protein (2 μg mL-1) overnight at 4degC 446

Plates were washed with phosphate buffered saline with 005 Tween (PBS-T) buffer 447

and blocked with TBS Startblock blocking buffer (ThermoFisher Scientific) Histidine-448

tagged hACE2 and hDPP4 receptors were 3-fold serially diluted (5-00001 μg mL-1) and 449

added to coated wells for 2 hours at room temperature The plates were washed with 450

PBS-T Optimally diluted horseradish peroxidase (HRP) conjugated anti-histidine was 451

added and color developed by addition of and 33rsquo55rsquo-tetramethylbenzidine peroxidase 452

substrate (TMB T0440-IL Sigma St Louis MO USA) Plates were read at an OD of 453

450 nm with a SpectraMax Plus plate reader (Molecular Devices Sunnyvale CA USA) 454

and data analyzed with SoftMax software EC50 values were calculated by 4-parameter 455

fitting using GraphPad Prism 705 software 456

Animal ethics statement The mouse immunogenicity studies were performed by 457

Noble Life Sciences (Sykeville MD) Noble Life Sciences is accredited by the 458

Association for Assessment and Accreditation of Laboratory Animal Care (AAALACC 459

International) All animal procedures were in accordance with NRC Guide for the Care 460

and Use of Laboratory Animals the Animal Welfare Act and the CDCNIH Biosafety in 461

Microbiological and Biomedical Laboratories The olive baboon (Papio cynocephalus 462

anubis) study was performed at the University of Oklahoma Health Science Center 463

(OUHSC) OUHSC is accredited by AAALACC International Baboons were maintained 464

and treated according to the Institutional Biosafety Committee guidelines Baboon 465

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experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

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10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

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11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

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12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

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13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

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17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

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32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

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+

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+

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+

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+

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+

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+

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+

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+

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+

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+

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+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

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+

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+

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+

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+

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+

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+

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+

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+

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+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

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+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

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+

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+

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o C

yto

kin

e P

os

itiv

e

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4+

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ell

s

10

6

T w o C y to k in e+

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N V X -C o V 2 3 7 3 ( g )

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+

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+

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Trip

le c

yto

kin

e P

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s

10

6

IF N -+

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N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 2: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

2

2University of Maryland School of Medicine 685 West Baltimore St Baltimore MD 23

21201 USA mfriemansomumarylandedu (MBF RH SW HH) 24

3University of Oklahoma Health Sciences Center Department of Pathology Division of 25

Comparative Medicine 940 Stanton L Young BMS 203 Oklahoma City OK 73104 26

USA Email james-papinouhscedu (JP) 27

4Catalent Paragon Gene Therapy 801 West Baltimore Street Baltimore MD 21201 28

USA Sboddapticatalentcom (SB) Chun-HoWongcatalentcom (CJW) 29

5Department of Molecular Virology and Microbiology and Pediatrics Baylor College of 30

Medicine Houston Texas ppiedrabcmedu (PAP) 31

6Novavax AB Kungsgatan 109 Uppsala SE-753 18 SE KLoumlvgrenNovavaxcom 32

(KLB) LStertmanNovavaxcom (LS) 33

Correspondence GSmithNovavaxcom (GS) 34

JHT RH and NP each contributed equally as co-lead authors 35

36

37

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3

Abstract 38

The COVID-19 pandemic continues to spread throughout the world with an urgent need 39

for a safe and protective vaccine to effectuate herd immunity to control the spread of 40

SARS-CoV-2 Here we report the development of a SARS-CoV-2 subunit vaccine 41

(NVX-CoV2373) produced from the full-length spike (S) protein stabilized in the 42

prefusion conformation Purified NVX-CoV2373 S form 272nm nanoparticles that are 43

thermostable and bind with high affinity to the human angiotensin-converting enzyme 2 44

(hACE2) receptor In mice and baboons low-dose NVX-CoV2373 with saponin-based 45

Matrix-M adjuvant elicits high titer anti-S IgG that is associated with blockade of hACE2 46

receptor binding virus neutralization and protection against SARS-CoV-2 challenge in 47

mice with no evidence of vaccine-associated enhanced respiratory disease (VAERD) 48

NVX-CoV2373 vaccine also elicits multifunctional CD4+ and CD8+ T cells CD4+ T 49

follicular helper T cells (Tfh) and the generation of antigen-specific germinal center 50

(GC) B cells in the spleen These results support the ongoing phase 12 clinical 51

evaluation of the safety and immunogenicity of NVX-CoV2327 with Matrix-M 52

(NCT04368988) 53

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4

Introduction 54

Rapid global transmission of SARS-CoV-2 has followed the initial outbreak in Wuhan 55

Hubei Province China first reported in December 2019 The World Health 56

Organizationrsquos (WHO) 29 June 2020 COVID-19 Situation Report-160 reports 10 million 57

confirmed cases worldwide and 500000 deaths (51 fatality rate)1-2 Current estimates 58

suggest a substantial asymptomatic incubation period during which transmission 59

occurs and a basic reproduction number (R0) of 223-2513 greater than any 20th or 60

21st century pandemic influenza virus The urgent need for a safe effective stable 61

globally deployable preventative vaccine has led to an unprecedented collaboration 62

between vaccine developers manufacturers and distributors in concert with 63

government and academic programs4 64

The SARS-CoV-2 spike (S) glycoprotein is a major component of the virus envelope 65

essential for receptor binding fusion virus entry and a target of host immune defense5-66

9 The SARS-CoV-2 S glycoprotein is a class I fusion protein produced as a large 1273 67

amino acid inactive precursor (S0) Unique to SARS-CoV-2 is the insertion of a 68

polybasic RRAR furin-like cleavage motif in the S1S2 cleavage site10 Proteolytic 69

cleavage of the S-protein generates the S2 stalk that is conserved across human 70

coronaviruses and the less conserved S1 cap11 The N-terminal domain (NTD) and the 71

receptor-binding domain (RBD) are located in the S1 subunit The fusion peptide (FP) 72

two heptad repeats (HR1 and HR2) central helix (CH) transmembrane (TM) domain 73

and cytoplasmic tail (CT) are located in the S2 subunit Three S1S2 protomers non-74

covalently associate to form the functional S-trimer Like other fusion proteins the 75

SARS-CoV S-trimer is metastable and undergoes significant structural rearrangement 76

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5

from a prefusion conformation to a thermostable postfusion conformation upon S-77

protein receptor binding and proteolytic cleavage12 Rearrangement exposes the 78

hydrophobic FP allowing insertion into the host cell membrane facilitating virushost cell 79

membrane alignment fusion and virus entry through endocytosis13-16 80

We have developed a SARS-CoV-2 S subunit vaccine (NVX-CoV2373) constructed 81

from the full-length S-protein and produced in the established Sf9 insect cell expression 82

system Here we describe a stable prefusion S-protein structure generated by mutating 83

the furin cleavage site to be resistant to cleavage and utilization of two proline 84

substitutions at the apex of the central helix11 Here we show that administering the 85

NVX-CoV2373 with Matrix-M adjuvant in a nonhuman primate and mice models induces 86

a Th1 dominant B- and T-cell response hACE2 receptor blocking antibodies and 87

SARS-CoV-2 neutralizing antibodies In mice the vaccine was protective with no 88

evidence of vaccine associated enhanced respiratory disease (VAERD) These results 89

support the clinical development of the NVX-CoV2373 vaccine for prevention of COVID-90

19 (NCT04368988) 91

Results 92

SARS-CoV-2 spike glycoproteins The SARS-CoV-2 S-gene (MN9089473 93

nucleotides 21563-25384) encoding the full-length 1273 amino acid spike protein was 94

used as a backbone to produce spike protein variants The BV2365 single mutant was 95

generated by mutating the putative furin cleavage site 682-RRAR-685 to 682-QQAQ-96

685 and the NVX-CoV2373 double mutant was generated with 682-QQAQ-685 and 2-97

proline substitutions at residues K986P and V987P (Fig 1A) Synthetic full-length wild-98

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6

type (WT) the single mutant BV2365 and double mutant NVX-CoV2373 genes were 99

codon optimized for insect cells and cloned into recombinant baculovirus for expression 100

in Sf9 cells 101

Biophysical characterization and stability Purified SARS-CoV-2 WT BV2365 and 102

NVX-CoV2373 S-proteins when reduced migrated with an apparent molecular weight of 103

180 kDa (Fig 1B) Dynamic light scattering (DLS) showed the WT S-protein had a Z-104

average particle diameter of 6953 nm compared to a 2-fold smaller particle size of 105

BV2365 (334 nm) and NVX-CoV2373 (272 nm) The polydispersity index (PDI) 106

indicated that BV2365 and NXV-CoV2373 particles were generally uniform in size 107

shape and mass (PDI = 025-029) compared to the wild-type spike-protein (PDI = 108

046) (Table 1) 109

The thermal stability of the S-trimers was determined by differential scanning 110

calorimetry (DSC) The thermal transition temperature of the WT S-spike (Tmax = 586degC) 111

was similar to BV2365 and NXV-CoV2373 with a Tmax = 613degC and 604degC respectively 112

(Table 1) Of greater significance was the 3 - 5 fold increased enthalpy of transition 113

required to unfold the BV2365 and NXV-CoV2373 variants (ΔHcal = 466 and 732 114

kJmol respectively) compared to the lower enthalpy required to unfold the WT spike 115

protein (ΔHcal = 153 kJmol) These results are consistent with improved thermal 116

stability of the BV2365 and NXV-CoV2373 compared to that of WT spike protein (Table 117

1) 118

Transmission Electron Microscopy (TEM) and 2D Class Averaging TEM and two-119

dimensional (2D) class averaging were used to determine the ultrastructure of NVX-120

Cov2373 High magnification (67000x and 100000x) TEM images of negatively stained 121

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7

NVX-CoV2373 showed particles corresponding to S-protein homotrimers An automated 122

picking protocol supplemented with manual picking was used to construct 2D class 123

average images17 18 Two rounds of 2D class averaging of homotrimeric structures 124

revealed a triangular particle appearance with a 15 nm length and 13 nm width (Fig 1C 125

top left) Overlaying the recently solved cryoEM structure of the SARS-CoV-2 spike 126

protein ectodomain (EMD ID 21374)19 20 over the 2D NVX-Cov2373 image showed a 127

good fit with the crown-shaped S1 (NTD and RBD) and the S2 stem (Fig 1C bottom 128

left) Also apparent in the 2D images was a faint projection that protruded from the tip of 129

the trimeric structure opposite of the NTDRBD crown (Fig 1C top right) 2D class 130

averaging using a larger box size showed these faint projections form a connection 131

between the S-trimer and an amorphous structure We speculate these faint projections 132

likely represents the HR2 domain which is highly flexible in the prefusion conformation19 133

with the TM domain anchored within a polysorbate 80 micelle (Fig 1C bottom right) 134

SARS-CoV-2 S protein binding to hACE2 receptor by BLI and ELISA S-protein 135

binding to the hACE2 receptor was determined using bio-layer interferometry (BLI) To 136

assess binding a histidine-tagged hACE2 receptor was coupled to nickel charged 137

nitrilotriacetic acid (Ni-NTA) biosensor tips The hACE2 coated biosensor tips were 138

dipped in wells containing serially diluted (47 nM to 300 nM) recombinant S protein 139

Dissociation kinetics showed that the S-proteins remained tightly bound as evident by 140

minimal or no dissociation over 900 seconds of observation in the absence of fluid-141

phase S protein (Fig 2A 2B 2C) 142

We next determined the specificity of receptor binding using an ELISA method In 143

this evaluation histidine-tagged hACE2 or hDDP-4 receptors over concentration range 144

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8

of 00001-5 μg mL-1 were added to ELISA plates coated with WT BV2365 or NVX-145

CoV2373 and binding was detected with HRP conjugated anti-histidine antibody WT 146

BV2365 and NVX-CoV2373 proteins specifically bound hACE2 but failed to bind the 147

hDPP-4 receptor used by MERS-CoV (IC50 gt5000 ng mL-1) WT and BV2365 bound to 148

hACE2 with similar affinity (IC50 = 36-38 ng mL-1) while NVX-CoV2373 attained 50 149

saturation of hACE2 binding at 2-fold lower concentration (IC50 = 18 ng mL-1) (Fig 2D 150

2E 2F) 151

SARS-CoV-2 S stability under stressed conditions The stability of a COVID-19 152

vaccine for global distribution is critical The structural integrity of the NVX-CoV2373 153

spike protein with the 2-prolines substitutions and BV2365 without the 2-proline 154

substitutions was assessed with different environmental stress conditions using the 155

hACE2 ELISA Incubation of NVX-CoV2373 at pH extremes (48 hours at pH 4 and pH 156

9) with prolonged agitation (48 hours) through freezethaw (2 cycles) or elevated 157

temperature (48 hours at 25degC and 37degC) had no effect on hACE2 receptor binding 158

(IC50 = 140 - 183 ng mL-1) Only oxidizing conditions with hydrogen peroxide reduced 159

the binding of NVX-CoV2373 by 8-fold (IC50 = 120 ng mL-1) (Fig 3A) BV2365 without 160

the 2-proline substitutions was less stable as determined by a significant reduction in 161

hACE2 binding (IC50 = 568-1434 ng mL-1) under multiple conditions (Fig 3B) These 162

results confirmed that the NVX-CoV2373 with the 2-proline mutation had significantly 163

greater stability and was therefore selected for further evaluation 164

NVX-CoV2373 vaccine immunogenicity in mice We next assessed the 165

immunogenicity of NVX-CoV2373 and the dose-sparing potential of saponin-based 166

Matrix-M adjuvant Groups of mice were immunized with a low dose range (001 μg 167

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9

01 μg 1 μg and 10 μg) of NVX-CoV2373 with 5 μg Matrix-M adjuvant using a single 168

priming dose or a primeboost regimen spaced 14-days apart Animals immunized with 169

a single priming dose of 01-10 μg NVX-CoV2373Matrix-M had elevated anti-S IgG 170

titers that were detected 21-28 days after a single immunization (Fig4A right) Mice 171

immunized with 10 μg dose of NVX-CoV2373Matrix-M induced antibodies that blocked 172

hACE2 receptor binding to S-protein and virus neutralizing antibodies 21- 28-days after 173

a single priming dose (Fig 4B and 4C) Animals immunized with the primeboost 174

regimen had significantly elevated anti-S IgG titers that were detected 7-16 days 175

following the booster immunization across all dose levels Animals immunized with 1 176

μg and 10 μg NVX-CoV2373Matrix-M had similar high anti-S IgG titers following 177

immunization (GMT = 139000 and 84000 respectively) Importantly mice immunized 178

with 01 μg 1 μg or 10 μg NVX-CoVMatrix-M had significantly (p le 000001) higher 179

anti-S IgG titers compared to mice immunized with 10 μg NVX-CoV2373 without 180

adjuvant (Fig 4A left) These results indicate the potential for a 10-fold or greater 181

dose sparing provided by Matrix-M adjuvant Furthermore immunization with two 182

doses of NVX-CoV2373Matrix-M elicited high titer antibodies that blocked hACE2 183

receptor binding to S-protein (IC50 = 218 ndash 1642) and neutralized the cytopathic effect 184

(CPE) of SARS-CoV-2 on Vero E6 cells (100 blocking of CPE = 7680 ndash 20000) 185

across all dose levels (Fig 4B and 4C) 186

NVX-CoV2373 protection against SARS-CoV-2 in AdCMVhACE2 mice Mice were 187

vaccinated with NVX-CoV2373 to evaluate the induction of protective immunity against 188

challenge with SARS-CoV-2 by comparing single-dose or primeboost vaccination 189

strategies compared in a live virus challenge model Mice were immunized with a single 190

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10

priming dose or a primeboost regimen with NVX-CoV2373Matrix-M as described 191

above Since mice do not support replication of wild-type SARS-CoV-2 virus on day 52 192

post initial vaccination mice were intranasally infected with an adenovirus expressing 193

hACE2 (AdhACE2) to render them permissive At four days post transduction mice 194

were challenged with 105 pfumouse of SARS-CoV-2 (WA1 strain) Following challenge 195

mice were weighed daily and pulmonary histology and viral load were analyzed at day 4 196

and 7 post challenge 197

At 4 days post infection placebo-treated mice had an average of 104 SARS-CoV-2 198

pfulung while the mice immunized with NVX-CoV2373 without Matrix-M had 103 199

pfulung and those with Matrix-M had limited to no detectable virus load (Fig 4D) The 200

NVX-CoV2373 with Matrix-M prime-only groups of mice exhibited a dose-dependent 201

reduction in virus titer with recipients of the 10 μg dose having no detectable virus at 202

day 4 post infection Mice receiving 1 μg 01 μg and 001 μg doses all showed a 203

marked reduction in titer compared to placebo-vaccinated mice In the primeboost 204

groups mice immunized with 10 μg 1 μg and 01 μg doses had almost undetectable 205

lung virus loads while the 001 μg group displayed a reduction of at least 1 log relative 206

to placebo animals Weight loss during the experiment paralleled the viral load findings 207

with animals receiving single doses of 10 μg 1 μg and 01 μg NVX-CoV2373Matrix-M 208

showing marked protection from weight loss compared to the unvaccinated placebo 209

animals (Fig 4E) The mice receiving a prime and boost vaccination with adjuvanted 210

vaccine also demonstrated significant protection against weight loss at all dose levels 211

(Fig 4F) In addition we compared the primeboost regimens using 10 μg of either 212

adjuvanted or unadjuvanted NVX-CoV2373 The mice receiving the primeboost with 213

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11

adjuvant were significantly protected from weight loss relative to placebo mice while the 214

group immunized with 10 μg NVX-CoV2373 alone were not protected against weight 215

loss (Fig 4G) These results confirm that NVX-CoV2373 confers protection against 216

SARS-CoV-2 and that low doses of the vaccine associated with lower serologic 217

responses do not exacerbate weight loss or demonstrate exaggerated illness 218

Histopathology Lung histopathology was evaluated on days 4 and day 7 post 219

challenge At day 4 post challenge placebo-immunized mice showed denudation of 220

epithelial cells in the large airways with thickening of the alveolar septa surrounded by a 221

mixed inflammatory cell population Periarteriolar cuffing was observed throughout the 222

lungs with inflammatory cells consisting primarily of neutrophils and macrophages By 223

day 7 post infection the placebo-treated mice displayed peribronchiolar inflammation 224

with increased periarteriolar cuffing The thickened alveolar septa remain with increased 225

diffuse interstitial inflammation throughout the alveolar septa (Fig 5) 226

The NVX-CoV2373 immunized mice showed significant reduction in lung pathology 227

at both day 4 and day 7 post infection in a dose-dependent manner The prime only 228

group displays reduced inflammation at the 10 μg and 1 μg dose with a reduction in 229

inflammation surrounding the bronchi and arterioles compared to placebo mice In the 230

lower doses of the prime-only groups lung inflammation resembles that of the placebo 231

groups correlating with weight loss and lung virus titer The primeboost immunized 232

groups displayed a significant reduction in lung inflammation for all doses tested which 233

again correlated with lung viral titer and weight loss data The epithelial cells in the large 234

and small bronchi at day 4 and 7 were substantially preserved with minimal bronchiolar 235

sloughing or signs of viral infection The arterioles of animals immunized with 10 μg 1 236

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μg and 01 μg doses have minimal inflammation with only moderate cuffing seen in the 237

001 μg dose similar to placebo Alveolar inflammation was reduced in animals that 238

received the higher doses with only the lower 001 μg dose with inflammation (Fig 5) 239

These data demonstrate that NVX-CoV2373 reduces lung inflammation after challenge 240

and that even doses and regimens of NVX-CoV2373 that elicit minimal or no detectable 241

neutralizing activity are not associated with any obvious exacerbation of the 242

inflammatory response to the virus 243

Multifunctional cytokine analysis of CD4+ and CD8+ T cells in mice To determine 244

the role of Matrix-M in generating T cell responses we immunized groups of mice (N = 245

6group) with 10 μg NVX-CoV2373 alone or with 5 μg Matrix-M in a 2-dose regimen 246

spaced 21-days apart Antigen-specific T cell responses were measured by ELISPOT 247

and intracellular cytokine staining (ICCS) from spleens collected 7-days after the 248

second immunization (study day 28) The number of IFN-γ secreting cells after ex vivo 249

stimulation increased 7-fold in spleens of mice immunized with NVX-CoV2373Matrix-250

M compared to NVX-CoV2373 alone as measured by the ELISPOT assay (Fig 6A) In 251

order to examine CD4+ and CD8+ T cell responses separately ICCS assays were 252

performed in combination with surface marker staining Data shown were gated on 253

CD44hi CD62L- effector memory T cell population Importantly we found the frequency 254

of IFN-γ+ TNF-α+ and IL-2+ cytokine-secreting CD4+ and CD8+ T cells was 255

significantly higher (p lt00001) in spleens from the NVX-CoV2373Matrix-M immunized 256

mice compared to mice immunized without adjuvant (Fig 6B and 6C) Further we 257

noted the frequency of multifunctional CD4+ and CD8+ T cells which simultaneously 258

produce at least two or three cytokines was also significantly increased (p lt00001) in 259

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spleens from the NVX-CoV2373Matrix-M immunized mice (Fig 6B and 6C) 260

Immunization with NVX-CoV2373Matrix-M resulted in higher proportions of 261

multifunctional phenotype within both CD4+ and CD8+ T cell populations The 262

proportions of multifunctional phenotypes detected in memory CD4+ T cells were higher 263

than those in CD8+ T cells (Fig 6D) 264

Type 2 cytokine IL-4 and IL-5 secretion from CD4+ T cells was also determined by 265

ICCS and ELISPOT respectively We found that immunization with NVX-266

CoV2373Matrix-M also increased type 2 cytokine IL-4 and IL-5 secretion (2-fold) 267

compared to immunization with NVX-CoV2373 alone but to a lesser degree than 268

enhancement of type 1 cytokine production (eg IFN-γ increased 20-fold) These 269

results indicate that administration of the Matrix-M adjuvant led to an antigen-specific 270

CD4+ T cell development which was at least balanced between Th1 and phenotypes 271

or in most animals Th1-dominant (Supplementary Figure 1) 272

Having shown that vaccination with NVX-CoV2373Matrix-M elicited multifunctional 273

antigen-specific CD4+ T cell responses and virus neutralizing antibodies in mice we 274

next evaluated the effect of the immunization on germinal center formation by 275

measuring the frequency of CD4+ T follicular helper (Tfh) and germinal center (GC) B 276

cells in spleens Addition of Matrix-M adjuvant significantly increased the frequency of 277

Tfh cells (CD4+ CXCR5+ PD-1+) (p = 001) as well as the frequency of GC B cells 278

(CD19+GL7+CD95+) (p = 00002) in spleens (Fig 7A and 7B) 279

Immunogenicity NVX-CoV2373 vaccine in olive baboons Having determined that 280

low dose levels of NVX-CoV2373 with Matrix-M elicit protective neutralizing antibodies 281

and promotes the generation of multifunctional antigen-specific T cells in mice we next 282

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evaluated the immunogenicity of the vaccine in adult baboons In this study adult olive 283

baboons were immunized with a dose range (1 μg 5 μg and 25 μg) of NVX-CoV2373 284

with 50 μg Matrix-M adjuvant administered by IM injection in two doses spaced 21-days 285

apart To assess the adjuvant activity of Matrix-M in nonhuman primates an additional 286

group of animals was immunized with 25 μg of NVX-CoV2373 without the adjuvant 287

Anti-S protein IgG titers were detected within 21-days of a single priming immunization 288

in animals immunized with NVX-CoV2373Matrix-M across all the dose levels (GMT = 289

1249-19000) Anti-S protein IgG titers increased over a log (GMT = 33000-174000) 290

within 1 to 2 weeks following a booster immunization (days 28 and 35) across all of the 291

dose levels Importantly animals immunized with NVX-CoV2373 without adjuvant had 292

minimum or no detected anti-S IgG titer (GMT lt125) after one immunization which was 293

not boosted by a second immunization (Fig 8A) 294

We also determined the functionality of the antibodies Low levels of hACE2 receptor 295

blocking antibodies were detected in animals following a single immunization with 5 or 296

25 μg NVX-CoV2373Matrix-M (GMT = 22-37) Receptor blocking antibody titers were 297

significantly increased within one to two weeks of the booster immunization across all 298

groups immunized with NVX-CoV2373Matrix-M (GMT = 150-600) (Fig 8B) Virus 299

neutralizing antibodies were also elevated (GMT = 190-446) across all dose groups 300

after a single immunization with NVX-CoV2373Matrix-M Animals immunized with 25 301

μg NVX-CoV2373 alone had no detectable antibodies that block S-protein binding to 302

hACE2 (Fig 8B) Neutralizing titers increased 25- to 38-fold following the second 303

immunization (GMT = 6400-17000) (Fig 8C) Animals receiving the NVX-CoV2373 304

alone had little or no detectable neutralizing antibodies (GMT lt100) There was a 305

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significant correlation (p lt00001) between anti-S IgG levels and neutralizing antibody 306

titers (Fig 8D) The immunogenicity of the adjuvanted vaccine in nonhuman primates is 307

consistent with the mouse immunogenicity results and further supports the role of 308

Matrix-M adjuvant in promoting the generation of neutralizing antibodies and dose 309

sparing 310

PBMCs were collected 7 days after the second immunization (day 28) and T cell 311

response was measured by ELISPOT assay PBMCs from animals immunized with 5 microg 312

or 25 μg NVX-CoV2373Matrix-M had the highest number of IFN-γ secreting cells 313

which was 5-fold greater on average compared to animals immunized with 25 microg NXV-314

CoV2373 alone or 1 microg NVXCoV2373Matrix-M (Fig 8E) By ICCS analysis 315

immunization with 5 microg NVXCoV2373Matrix-M also showed the highest frequency of 316

IFN-γ+ IL-2+ and TNF-α+ CD4+ T cells (Fig 8F) This trend was also true for 317

multifunctional CD4+ T cells in which at least two or three type 1 cytokines were 318

produced simultaneously (Fig 8F) Type 2 cytokine IL-4 level were too low to be 319

detected in baboons by ELISPOT analysis 320

We next compared the levels of serum antibodies in recovered COVID-19 patients to 321

the level of antibodies in NVX-CoV2373Matrix-M vaccinated baboons The mean anti-S 322

IgG levels were 7-fold higher in immunized baboons (EC50 = 152060 95CI 60767-323

243354) compared to convalescent serum (EC50 = 21136 95CI 11473-30799) 324

We also compared the level of functional hACE2 receptor inhibiting (50 RI) titers 325

Baboons receiving the vaccine had 8-fold higher binding and receptor inhibiting 326

antibodies (50 RI = 478 95CI 1611-7944) compared to COVID-19 convalescent 327

serum (50 RI = 61 95CI 357-855) (Fig 9) Therefore NVX-CoV2373 vaccine 328

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induced binding and functional antibodies in a nonhuman primate at levels comparable 329

or higher than individuals recovered from COVID-19 Collectively these results support 330

the development of NVX-CoV2373 for prevention of COVID-19 331

Discussion 332

Here we showed that a full-length stabilized prefusion SARS-CoV-2 spike glycoprotein 333

vaccine (NVX-CoV2373) adjuvanted by Matrix-M can induce high levels of functional 334

immunity in mice and baboons and protects mice expressing hACE2 receptors in a live 335

SARS-CoV-2 challenge The functional immunity induced by the nanoparticle vaccine 336

and Matrix-M adjuvant is clearly dependent on both the adjuvant and antigen 337

components and mirrors the human experience with influenza hemagglutinin vaccine21 338

and a naiumlve population with ebola recombinant protein nanoparticle vaccines 22 339

Immunization with NVX-CoV2373 at low doses in mice and nonhuman primate induced 340

anti-S antibodies hACE2-receptor inhibiting antibodies and SARS-CoV-2 neutralizing 341

antibodies after one dose with significantly increased titers after a booster immunization 342

In addition NVX-CoV2373 vaccine induced CD4+ and CD8+ T cell responses and in 343

mice provided protection against SARS-CoV-2 challenge Matrix-M adjuvant was also 344

shown to enhance Tfh cell and GC B cell development which are critical for induction 345

and maintaining of high affinity antibody response Low suboptimal doses of NVX-346

CoV2373 vaccine did not show evidence of VAERD in challenged mice23 24 347

While multiple animal models have been developed for infection with human 348

coronaviruses including SARS MERS and now COVID19 to date none of them fully 349

represent the pathology or clinical symptoms of human infection However the murine 350

hACE2 transduced challenge model with wild-type virus appears to recapitulate the 351

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severe clinical disease seen in humans although the pathological basis for illness may 352

differ Of note the adenovirus-based hACE-2 transduction itself gives rise to some 353

background inflammatory changes which are present in all animals and are of course 354

not responsive to prophylaxis targeting SARS-CoV-2 This may make histopathology in 355

this model less responsive to the vaccine than parameters such as weight loss 356

Nonetheless by blocking and ameliorating the common initiating event hACE-2 357

receptor binding vaccine-induced functional immunity is demonstrated that indicates a 358

potential for the vaccine to induce a protective immunity Models utilizing macaques and 359

baboons specifically have been predictive for human immunogenicity and suggest this 360

vaccine should continue to be evaluated in these systems as well as in humans To this 361

end the safety immunogenicity and efficacy of the NVX-CoV2373 with Matrix-M 362

adjuvant is currently being evaluated in multiple nonhuman primate models and a phase 363

12 clinical trial (NCT04368988) 364

Methods 365

Cell lines virus antibody reagents and receptors Vero E6 cells (ATCC CRL-1586) 366

were maintained in Minimal Eagles Medium (MEM) supplemented with 10 fetal bovine 367

serum 1 glutamine and 1 penicillin and streptomycin The SARS-CoV-2 (WA-1) 368

isolated was obtained from the Center for Disease Control (WA-1 strain) and stock virus 369

prepared in Vero E6 cells Histidine-tagged hACE2 and histidine-DPP4 receptors were 370

purchased from Syno Biologics (Beijing CN) Rabbit anti-SARS-CoV spike protein was 371

purchased form Biodefense and Emerging Infections Research Resources Repository 372

(catalog no NR-4569 BEI Resources Manassas VA) 373

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SARS-CoV-2 protein expression SARS-CoV-2 constructs were synthetically 374

produced from the full-length S glycoprotein gene sequence (GenBank MN908947 375

nucleotides 21563-25384) The full-length S-genes were codon optimized for 376

expression in Spodoptera frugiperda (Sf9) cells and synthetically produced by 377

GenScript (Piscataway NJ USA) The QuikChange Lightning site-directed mutagenesis 378

kit (Agilent) was used to produce two spike protein variants modifications by mutating 379

the S1S2 cleavage site by mutation of the furin cleavage site (682-RRAR-685) to 682-380

QQAQ-685 to be protease resistant and designated as BV2365 The single mutant 381

BV2365 was further stabilized by introducing two proline substitutions at positions 382

K986P and V987P (2P) to produce the double mutant NVX-CoV2373 Full-length S-383

genes were cloned between the BamHI ndash HindIII sites in the pFastBac baculovirus 384

transfer vector (Invtrogen Carlsbad CA) under transcriptional control of the Autograha 385

californica polyhedron promoter Recombinant baculovirus constructs were plaque 386

purified and master seed stocks prepared and used to produce the working virus stocks 387

The baculovirus master and working stock titers were determined using rapid titer kit 388

(Clontech Mountain View CA) Recombinant baculovirus stocks were prepared by 389

infectingSf9 cells with a multiplicity of infection (MOI) of le001 plaque forming units (pfu) 390

per cell25-27 391

Expression and purification SARS-CoV-2 S proteins were produced in Sf9 cells 392

expanded in serum-free medium to a density of 2-3 x 106 cell mL-1 and infected with 393

recombinant baculovirus at MOI of le01 pfu per cell Cells were cultured at 27 plusmn 2degC and 394

harvested at 68-72 hours post-infection by centrifugation (4000 x g for 15 min) Cell 395

pellets were suspended in 25 mM Tris HCl (pH 80) 50 mM NaCl and 05-10 (vv) 396

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TERGITOL NP-9 with leupeptin S-proteins were extracted from the plasma membranes 397

with Tris buffer containing NP-9 detergent clarified by centrifugation at 10000 x g for 30 398

min S-proteins were purified by TMAE anion exchange and lentil lectin affinity 399

chromatography Hollow fiber tangential flow filtration was used to formulate the purified 400

spike protein at 100-150 μg mL-1 in 25 mM sodium phosphate (pH 72) 300 mM NaCl 401

002 (vv) polysorbate 80 (PS 80)26 Purified S-proteins were evaluated by 4-12 402

gradient SDS-PAGE stained with Gel-Code Blue reagent (Pierce Rockford IL) and 403

purity was determined by scanning densitometry using the OneDscan system (BD 404

Biosciences Rockville MD) 405

Dynamic light scattering (DLS) Samples were equilibrated at 25degC and scattering 406

intensity was monitored as a function of time in a Zetasizer NanoZS (Malvern UK) 407

Cumulants analysis of the scattered intensity autocorrelation function was performed 408

with instrument software to provide the z-average particle diameter and polydispersity 409

index (PDI) 410

Differential scanning calorimetry (DCS) Samples and corresponding buffers were 411

heated from 4degC to 120degC at 1degC per minute and the differential heat capacity change 412

was measured in a NanoDSC (TA Instruments New Castle DE) A separate buffer 413

scan was performed to obtain a baseline which was subtracted from the sample scan 414

to produce a baseline-corrected profile The temperature where the peak apex is 415

located is the transition temperature (Tmax) and the area under the peak provides the 416

enthalpy of transition (ΔHcal) 417

Transmission electron microscopy (TEM) and 2D class averaging Electron 418

microscopy was perform by NanoImaging Services (San Diego CA) with a FEI Tecani 419

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T12 electron microscope operated at 120keV equipped with a FEI Eagle 4k x 4k CCD 420

camera SARS-CoV-2 S proteins were diluted to 25 microg mL-1 in formulation buffer The 421

samples (3 microL) were applied to nitrocellulose-supported 400-mesh copper grids and 422

stained with uranyl format Images of each grid were acquired at multiple scales to 423

assess the overall distribution of the sample High-magnification images were acquired 424

at nominal magnifications of 110000x (010 nmpixel) and 67000x (016 nmpixel) The 425

images were acquired at a nominal under focus of -14microm to -08microm (110000x) and 426

electron doses of ~25 eAring2 427

For class averaging particles were identified at high magnification prior to 428

alignment and classification The individual particles were selected boxed out and 429

individual sub-images were combined into a stack to be processed using reference-free 430

classification Individual particles in the 67000x high magnification images were 431

selected using an automated picking protocol17 An initial round of alignments was 432

performed for each sample and from the alignment class averages that appeared to 433

contain recognizable particles were selected for additional rounds of alignment These 434

averages were used to estimate the percentage of particles that resembled single 435

trimers and oligomers A reference-free alignment strategy based on XMIPP processing 436

package was used for particle alignment and classification18 437

Kinetics of SARS-CoV-2 S binding to hACE2 receptor by BLI S-protein receptor 438

binding kinetics was determined by bio-layer interferometry (BLI) using an Octet QK384 439

system (Pall Forteacute Bio Fremont CA) Hist-tagged human ACE2 (2 μg mL-1) was 440

immobilized on nickel-charged Ni-NTA biosensor tips After baseline SARS-CoV-2 S 441

protein containing samples were 2-fold serially diluted over a range 47nM to 300 nM 442

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range were allowed to associate for 600 sec followed by dissociation for an additional 443

900 sec Data was analyzed with Octet software HT 1011 global curve fit 444

Specificity of SARS-CoV-2 S binding to hACE2 receptor by ELISA Ninety-six well 445

plates were coated with 100 μL SARS-CoV-2 spike protein (2 μg mL-1) overnight at 4degC 446

Plates were washed with phosphate buffered saline with 005 Tween (PBS-T) buffer 447

and blocked with TBS Startblock blocking buffer (ThermoFisher Scientific) Histidine-448

tagged hACE2 and hDPP4 receptors were 3-fold serially diluted (5-00001 μg mL-1) and 449

added to coated wells for 2 hours at room temperature The plates were washed with 450

PBS-T Optimally diluted horseradish peroxidase (HRP) conjugated anti-histidine was 451

added and color developed by addition of and 33rsquo55rsquo-tetramethylbenzidine peroxidase 452

substrate (TMB T0440-IL Sigma St Louis MO USA) Plates were read at an OD of 453

450 nm with a SpectraMax Plus plate reader (Molecular Devices Sunnyvale CA USA) 454

and data analyzed with SoftMax software EC50 values were calculated by 4-parameter 455

fitting using GraphPad Prism 705 software 456

Animal ethics statement The mouse immunogenicity studies were performed by 457

Noble Life Sciences (Sykeville MD) Noble Life Sciences is accredited by the 458

Association for Assessment and Accreditation of Laboratory Animal Care (AAALACC 459

International) All animal procedures were in accordance with NRC Guide for the Care 460

and Use of Laboratory Animals the Animal Welfare Act and the CDCNIH Biosafety in 461

Microbiological and Biomedical Laboratories The olive baboon (Papio cynocephalus 462

anubis) study was performed at the University of Oklahoma Health Science Center 463

(OUHSC) OUHSC is accredited by AAALACC International Baboons were maintained 464

and treated according to the Institutional Biosafety Committee guidelines Baboon 465

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experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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28

the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

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32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

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39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

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+

C o n tro l1

2

3

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5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

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1 0

-

1 0

+

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2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

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T C e lls

N V Z -C o V 2 3 7 3 ( g )

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p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

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C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 3: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

3

Abstract 38

The COVID-19 pandemic continues to spread throughout the world with an urgent need 39

for a safe and protective vaccine to effectuate herd immunity to control the spread of 40

SARS-CoV-2 Here we report the development of a SARS-CoV-2 subunit vaccine 41

(NVX-CoV2373) produced from the full-length spike (S) protein stabilized in the 42

prefusion conformation Purified NVX-CoV2373 S form 272nm nanoparticles that are 43

thermostable and bind with high affinity to the human angiotensin-converting enzyme 2 44

(hACE2) receptor In mice and baboons low-dose NVX-CoV2373 with saponin-based 45

Matrix-M adjuvant elicits high titer anti-S IgG that is associated with blockade of hACE2 46

receptor binding virus neutralization and protection against SARS-CoV-2 challenge in 47

mice with no evidence of vaccine-associated enhanced respiratory disease (VAERD) 48

NVX-CoV2373 vaccine also elicits multifunctional CD4+ and CD8+ T cells CD4+ T 49

follicular helper T cells (Tfh) and the generation of antigen-specific germinal center 50

(GC) B cells in the spleen These results support the ongoing phase 12 clinical 51

evaluation of the safety and immunogenicity of NVX-CoV2327 with Matrix-M 52

(NCT04368988) 53

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4

Introduction 54

Rapid global transmission of SARS-CoV-2 has followed the initial outbreak in Wuhan 55

Hubei Province China first reported in December 2019 The World Health 56

Organizationrsquos (WHO) 29 June 2020 COVID-19 Situation Report-160 reports 10 million 57

confirmed cases worldwide and 500000 deaths (51 fatality rate)1-2 Current estimates 58

suggest a substantial asymptomatic incubation period during which transmission 59

occurs and a basic reproduction number (R0) of 223-2513 greater than any 20th or 60

21st century pandemic influenza virus The urgent need for a safe effective stable 61

globally deployable preventative vaccine has led to an unprecedented collaboration 62

between vaccine developers manufacturers and distributors in concert with 63

government and academic programs4 64

The SARS-CoV-2 spike (S) glycoprotein is a major component of the virus envelope 65

essential for receptor binding fusion virus entry and a target of host immune defense5-66

9 The SARS-CoV-2 S glycoprotein is a class I fusion protein produced as a large 1273 67

amino acid inactive precursor (S0) Unique to SARS-CoV-2 is the insertion of a 68

polybasic RRAR furin-like cleavage motif in the S1S2 cleavage site10 Proteolytic 69

cleavage of the S-protein generates the S2 stalk that is conserved across human 70

coronaviruses and the less conserved S1 cap11 The N-terminal domain (NTD) and the 71

receptor-binding domain (RBD) are located in the S1 subunit The fusion peptide (FP) 72

two heptad repeats (HR1 and HR2) central helix (CH) transmembrane (TM) domain 73

and cytoplasmic tail (CT) are located in the S2 subunit Three S1S2 protomers non-74

covalently associate to form the functional S-trimer Like other fusion proteins the 75

SARS-CoV S-trimer is metastable and undergoes significant structural rearrangement 76

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5

from a prefusion conformation to a thermostable postfusion conformation upon S-77

protein receptor binding and proteolytic cleavage12 Rearrangement exposes the 78

hydrophobic FP allowing insertion into the host cell membrane facilitating virushost cell 79

membrane alignment fusion and virus entry through endocytosis13-16 80

We have developed a SARS-CoV-2 S subunit vaccine (NVX-CoV2373) constructed 81

from the full-length S-protein and produced in the established Sf9 insect cell expression 82

system Here we describe a stable prefusion S-protein structure generated by mutating 83

the furin cleavage site to be resistant to cleavage and utilization of two proline 84

substitutions at the apex of the central helix11 Here we show that administering the 85

NVX-CoV2373 with Matrix-M adjuvant in a nonhuman primate and mice models induces 86

a Th1 dominant B- and T-cell response hACE2 receptor blocking antibodies and 87

SARS-CoV-2 neutralizing antibodies In mice the vaccine was protective with no 88

evidence of vaccine associated enhanced respiratory disease (VAERD) These results 89

support the clinical development of the NVX-CoV2373 vaccine for prevention of COVID-90

19 (NCT04368988) 91

Results 92

SARS-CoV-2 spike glycoproteins The SARS-CoV-2 S-gene (MN9089473 93

nucleotides 21563-25384) encoding the full-length 1273 amino acid spike protein was 94

used as a backbone to produce spike protein variants The BV2365 single mutant was 95

generated by mutating the putative furin cleavage site 682-RRAR-685 to 682-QQAQ-96

685 and the NVX-CoV2373 double mutant was generated with 682-QQAQ-685 and 2-97

proline substitutions at residues K986P and V987P (Fig 1A) Synthetic full-length wild-98

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6

type (WT) the single mutant BV2365 and double mutant NVX-CoV2373 genes were 99

codon optimized for insect cells and cloned into recombinant baculovirus for expression 100

in Sf9 cells 101

Biophysical characterization and stability Purified SARS-CoV-2 WT BV2365 and 102

NVX-CoV2373 S-proteins when reduced migrated with an apparent molecular weight of 103

180 kDa (Fig 1B) Dynamic light scattering (DLS) showed the WT S-protein had a Z-104

average particle diameter of 6953 nm compared to a 2-fold smaller particle size of 105

BV2365 (334 nm) and NVX-CoV2373 (272 nm) The polydispersity index (PDI) 106

indicated that BV2365 and NXV-CoV2373 particles were generally uniform in size 107

shape and mass (PDI = 025-029) compared to the wild-type spike-protein (PDI = 108

046) (Table 1) 109

The thermal stability of the S-trimers was determined by differential scanning 110

calorimetry (DSC) The thermal transition temperature of the WT S-spike (Tmax = 586degC) 111

was similar to BV2365 and NXV-CoV2373 with a Tmax = 613degC and 604degC respectively 112

(Table 1) Of greater significance was the 3 - 5 fold increased enthalpy of transition 113

required to unfold the BV2365 and NXV-CoV2373 variants (ΔHcal = 466 and 732 114

kJmol respectively) compared to the lower enthalpy required to unfold the WT spike 115

protein (ΔHcal = 153 kJmol) These results are consistent with improved thermal 116

stability of the BV2365 and NXV-CoV2373 compared to that of WT spike protein (Table 117

1) 118

Transmission Electron Microscopy (TEM) and 2D Class Averaging TEM and two-119

dimensional (2D) class averaging were used to determine the ultrastructure of NVX-120

Cov2373 High magnification (67000x and 100000x) TEM images of negatively stained 121

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7

NVX-CoV2373 showed particles corresponding to S-protein homotrimers An automated 122

picking protocol supplemented with manual picking was used to construct 2D class 123

average images17 18 Two rounds of 2D class averaging of homotrimeric structures 124

revealed a triangular particle appearance with a 15 nm length and 13 nm width (Fig 1C 125

top left) Overlaying the recently solved cryoEM structure of the SARS-CoV-2 spike 126

protein ectodomain (EMD ID 21374)19 20 over the 2D NVX-Cov2373 image showed a 127

good fit with the crown-shaped S1 (NTD and RBD) and the S2 stem (Fig 1C bottom 128

left) Also apparent in the 2D images was a faint projection that protruded from the tip of 129

the trimeric structure opposite of the NTDRBD crown (Fig 1C top right) 2D class 130

averaging using a larger box size showed these faint projections form a connection 131

between the S-trimer and an amorphous structure We speculate these faint projections 132

likely represents the HR2 domain which is highly flexible in the prefusion conformation19 133

with the TM domain anchored within a polysorbate 80 micelle (Fig 1C bottom right) 134

SARS-CoV-2 S protein binding to hACE2 receptor by BLI and ELISA S-protein 135

binding to the hACE2 receptor was determined using bio-layer interferometry (BLI) To 136

assess binding a histidine-tagged hACE2 receptor was coupled to nickel charged 137

nitrilotriacetic acid (Ni-NTA) biosensor tips The hACE2 coated biosensor tips were 138

dipped in wells containing serially diluted (47 nM to 300 nM) recombinant S protein 139

Dissociation kinetics showed that the S-proteins remained tightly bound as evident by 140

minimal or no dissociation over 900 seconds of observation in the absence of fluid-141

phase S protein (Fig 2A 2B 2C) 142

We next determined the specificity of receptor binding using an ELISA method In 143

this evaluation histidine-tagged hACE2 or hDDP-4 receptors over concentration range 144

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8

of 00001-5 μg mL-1 were added to ELISA plates coated with WT BV2365 or NVX-145

CoV2373 and binding was detected with HRP conjugated anti-histidine antibody WT 146

BV2365 and NVX-CoV2373 proteins specifically bound hACE2 but failed to bind the 147

hDPP-4 receptor used by MERS-CoV (IC50 gt5000 ng mL-1) WT and BV2365 bound to 148

hACE2 with similar affinity (IC50 = 36-38 ng mL-1) while NVX-CoV2373 attained 50 149

saturation of hACE2 binding at 2-fold lower concentration (IC50 = 18 ng mL-1) (Fig 2D 150

2E 2F) 151

SARS-CoV-2 S stability under stressed conditions The stability of a COVID-19 152

vaccine for global distribution is critical The structural integrity of the NVX-CoV2373 153

spike protein with the 2-prolines substitutions and BV2365 without the 2-proline 154

substitutions was assessed with different environmental stress conditions using the 155

hACE2 ELISA Incubation of NVX-CoV2373 at pH extremes (48 hours at pH 4 and pH 156

9) with prolonged agitation (48 hours) through freezethaw (2 cycles) or elevated 157

temperature (48 hours at 25degC and 37degC) had no effect on hACE2 receptor binding 158

(IC50 = 140 - 183 ng mL-1) Only oxidizing conditions with hydrogen peroxide reduced 159

the binding of NVX-CoV2373 by 8-fold (IC50 = 120 ng mL-1) (Fig 3A) BV2365 without 160

the 2-proline substitutions was less stable as determined by a significant reduction in 161

hACE2 binding (IC50 = 568-1434 ng mL-1) under multiple conditions (Fig 3B) These 162

results confirmed that the NVX-CoV2373 with the 2-proline mutation had significantly 163

greater stability and was therefore selected for further evaluation 164

NVX-CoV2373 vaccine immunogenicity in mice We next assessed the 165

immunogenicity of NVX-CoV2373 and the dose-sparing potential of saponin-based 166

Matrix-M adjuvant Groups of mice were immunized with a low dose range (001 μg 167

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01 μg 1 μg and 10 μg) of NVX-CoV2373 with 5 μg Matrix-M adjuvant using a single 168

priming dose or a primeboost regimen spaced 14-days apart Animals immunized with 169

a single priming dose of 01-10 μg NVX-CoV2373Matrix-M had elevated anti-S IgG 170

titers that were detected 21-28 days after a single immunization (Fig4A right) Mice 171

immunized with 10 μg dose of NVX-CoV2373Matrix-M induced antibodies that blocked 172

hACE2 receptor binding to S-protein and virus neutralizing antibodies 21- 28-days after 173

a single priming dose (Fig 4B and 4C) Animals immunized with the primeboost 174

regimen had significantly elevated anti-S IgG titers that were detected 7-16 days 175

following the booster immunization across all dose levels Animals immunized with 1 176

μg and 10 μg NVX-CoV2373Matrix-M had similar high anti-S IgG titers following 177

immunization (GMT = 139000 and 84000 respectively) Importantly mice immunized 178

with 01 μg 1 μg or 10 μg NVX-CoVMatrix-M had significantly (p le 000001) higher 179

anti-S IgG titers compared to mice immunized with 10 μg NVX-CoV2373 without 180

adjuvant (Fig 4A left) These results indicate the potential for a 10-fold or greater 181

dose sparing provided by Matrix-M adjuvant Furthermore immunization with two 182

doses of NVX-CoV2373Matrix-M elicited high titer antibodies that blocked hACE2 183

receptor binding to S-protein (IC50 = 218 ndash 1642) and neutralized the cytopathic effect 184

(CPE) of SARS-CoV-2 on Vero E6 cells (100 blocking of CPE = 7680 ndash 20000) 185

across all dose levels (Fig 4B and 4C) 186

NVX-CoV2373 protection against SARS-CoV-2 in AdCMVhACE2 mice Mice were 187

vaccinated with NVX-CoV2373 to evaluate the induction of protective immunity against 188

challenge with SARS-CoV-2 by comparing single-dose or primeboost vaccination 189

strategies compared in a live virus challenge model Mice were immunized with a single 190

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priming dose or a primeboost regimen with NVX-CoV2373Matrix-M as described 191

above Since mice do not support replication of wild-type SARS-CoV-2 virus on day 52 192

post initial vaccination mice were intranasally infected with an adenovirus expressing 193

hACE2 (AdhACE2) to render them permissive At four days post transduction mice 194

were challenged with 105 pfumouse of SARS-CoV-2 (WA1 strain) Following challenge 195

mice were weighed daily and pulmonary histology and viral load were analyzed at day 4 196

and 7 post challenge 197

At 4 days post infection placebo-treated mice had an average of 104 SARS-CoV-2 198

pfulung while the mice immunized with NVX-CoV2373 without Matrix-M had 103 199

pfulung and those with Matrix-M had limited to no detectable virus load (Fig 4D) The 200

NVX-CoV2373 with Matrix-M prime-only groups of mice exhibited a dose-dependent 201

reduction in virus titer with recipients of the 10 μg dose having no detectable virus at 202

day 4 post infection Mice receiving 1 μg 01 μg and 001 μg doses all showed a 203

marked reduction in titer compared to placebo-vaccinated mice In the primeboost 204

groups mice immunized with 10 μg 1 μg and 01 μg doses had almost undetectable 205

lung virus loads while the 001 μg group displayed a reduction of at least 1 log relative 206

to placebo animals Weight loss during the experiment paralleled the viral load findings 207

with animals receiving single doses of 10 μg 1 μg and 01 μg NVX-CoV2373Matrix-M 208

showing marked protection from weight loss compared to the unvaccinated placebo 209

animals (Fig 4E) The mice receiving a prime and boost vaccination with adjuvanted 210

vaccine also demonstrated significant protection against weight loss at all dose levels 211

(Fig 4F) In addition we compared the primeboost regimens using 10 μg of either 212

adjuvanted or unadjuvanted NVX-CoV2373 The mice receiving the primeboost with 213

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adjuvant were significantly protected from weight loss relative to placebo mice while the 214

group immunized with 10 μg NVX-CoV2373 alone were not protected against weight 215

loss (Fig 4G) These results confirm that NVX-CoV2373 confers protection against 216

SARS-CoV-2 and that low doses of the vaccine associated with lower serologic 217

responses do not exacerbate weight loss or demonstrate exaggerated illness 218

Histopathology Lung histopathology was evaluated on days 4 and day 7 post 219

challenge At day 4 post challenge placebo-immunized mice showed denudation of 220

epithelial cells in the large airways with thickening of the alveolar septa surrounded by a 221

mixed inflammatory cell population Periarteriolar cuffing was observed throughout the 222

lungs with inflammatory cells consisting primarily of neutrophils and macrophages By 223

day 7 post infection the placebo-treated mice displayed peribronchiolar inflammation 224

with increased periarteriolar cuffing The thickened alveolar septa remain with increased 225

diffuse interstitial inflammation throughout the alveolar septa (Fig 5) 226

The NVX-CoV2373 immunized mice showed significant reduction in lung pathology 227

at both day 4 and day 7 post infection in a dose-dependent manner The prime only 228

group displays reduced inflammation at the 10 μg and 1 μg dose with a reduction in 229

inflammation surrounding the bronchi and arterioles compared to placebo mice In the 230

lower doses of the prime-only groups lung inflammation resembles that of the placebo 231

groups correlating with weight loss and lung virus titer The primeboost immunized 232

groups displayed a significant reduction in lung inflammation for all doses tested which 233

again correlated with lung viral titer and weight loss data The epithelial cells in the large 234

and small bronchi at day 4 and 7 were substantially preserved with minimal bronchiolar 235

sloughing or signs of viral infection The arterioles of animals immunized with 10 μg 1 236

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μg and 01 μg doses have minimal inflammation with only moderate cuffing seen in the 237

001 μg dose similar to placebo Alveolar inflammation was reduced in animals that 238

received the higher doses with only the lower 001 μg dose with inflammation (Fig 5) 239

These data demonstrate that NVX-CoV2373 reduces lung inflammation after challenge 240

and that even doses and regimens of NVX-CoV2373 that elicit minimal or no detectable 241

neutralizing activity are not associated with any obvious exacerbation of the 242

inflammatory response to the virus 243

Multifunctional cytokine analysis of CD4+ and CD8+ T cells in mice To determine 244

the role of Matrix-M in generating T cell responses we immunized groups of mice (N = 245

6group) with 10 μg NVX-CoV2373 alone or with 5 μg Matrix-M in a 2-dose regimen 246

spaced 21-days apart Antigen-specific T cell responses were measured by ELISPOT 247

and intracellular cytokine staining (ICCS) from spleens collected 7-days after the 248

second immunization (study day 28) The number of IFN-γ secreting cells after ex vivo 249

stimulation increased 7-fold in spleens of mice immunized with NVX-CoV2373Matrix-250

M compared to NVX-CoV2373 alone as measured by the ELISPOT assay (Fig 6A) In 251

order to examine CD4+ and CD8+ T cell responses separately ICCS assays were 252

performed in combination with surface marker staining Data shown were gated on 253

CD44hi CD62L- effector memory T cell population Importantly we found the frequency 254

of IFN-γ+ TNF-α+ and IL-2+ cytokine-secreting CD4+ and CD8+ T cells was 255

significantly higher (p lt00001) in spleens from the NVX-CoV2373Matrix-M immunized 256

mice compared to mice immunized without adjuvant (Fig 6B and 6C) Further we 257

noted the frequency of multifunctional CD4+ and CD8+ T cells which simultaneously 258

produce at least two or three cytokines was also significantly increased (p lt00001) in 259

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spleens from the NVX-CoV2373Matrix-M immunized mice (Fig 6B and 6C) 260

Immunization with NVX-CoV2373Matrix-M resulted in higher proportions of 261

multifunctional phenotype within both CD4+ and CD8+ T cell populations The 262

proportions of multifunctional phenotypes detected in memory CD4+ T cells were higher 263

than those in CD8+ T cells (Fig 6D) 264

Type 2 cytokine IL-4 and IL-5 secretion from CD4+ T cells was also determined by 265

ICCS and ELISPOT respectively We found that immunization with NVX-266

CoV2373Matrix-M also increased type 2 cytokine IL-4 and IL-5 secretion (2-fold) 267

compared to immunization with NVX-CoV2373 alone but to a lesser degree than 268

enhancement of type 1 cytokine production (eg IFN-γ increased 20-fold) These 269

results indicate that administration of the Matrix-M adjuvant led to an antigen-specific 270

CD4+ T cell development which was at least balanced between Th1 and phenotypes 271

or in most animals Th1-dominant (Supplementary Figure 1) 272

Having shown that vaccination with NVX-CoV2373Matrix-M elicited multifunctional 273

antigen-specific CD4+ T cell responses and virus neutralizing antibodies in mice we 274

next evaluated the effect of the immunization on germinal center formation by 275

measuring the frequency of CD4+ T follicular helper (Tfh) and germinal center (GC) B 276

cells in spleens Addition of Matrix-M adjuvant significantly increased the frequency of 277

Tfh cells (CD4+ CXCR5+ PD-1+) (p = 001) as well as the frequency of GC B cells 278

(CD19+GL7+CD95+) (p = 00002) in spleens (Fig 7A and 7B) 279

Immunogenicity NVX-CoV2373 vaccine in olive baboons Having determined that 280

low dose levels of NVX-CoV2373 with Matrix-M elicit protective neutralizing antibodies 281

and promotes the generation of multifunctional antigen-specific T cells in mice we next 282

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evaluated the immunogenicity of the vaccine in adult baboons In this study adult olive 283

baboons were immunized with a dose range (1 μg 5 μg and 25 μg) of NVX-CoV2373 284

with 50 μg Matrix-M adjuvant administered by IM injection in two doses spaced 21-days 285

apart To assess the adjuvant activity of Matrix-M in nonhuman primates an additional 286

group of animals was immunized with 25 μg of NVX-CoV2373 without the adjuvant 287

Anti-S protein IgG titers were detected within 21-days of a single priming immunization 288

in animals immunized with NVX-CoV2373Matrix-M across all the dose levels (GMT = 289

1249-19000) Anti-S protein IgG titers increased over a log (GMT = 33000-174000) 290

within 1 to 2 weeks following a booster immunization (days 28 and 35) across all of the 291

dose levels Importantly animals immunized with NVX-CoV2373 without adjuvant had 292

minimum or no detected anti-S IgG titer (GMT lt125) after one immunization which was 293

not boosted by a second immunization (Fig 8A) 294

We also determined the functionality of the antibodies Low levels of hACE2 receptor 295

blocking antibodies were detected in animals following a single immunization with 5 or 296

25 μg NVX-CoV2373Matrix-M (GMT = 22-37) Receptor blocking antibody titers were 297

significantly increased within one to two weeks of the booster immunization across all 298

groups immunized with NVX-CoV2373Matrix-M (GMT = 150-600) (Fig 8B) Virus 299

neutralizing antibodies were also elevated (GMT = 190-446) across all dose groups 300

after a single immunization with NVX-CoV2373Matrix-M Animals immunized with 25 301

μg NVX-CoV2373 alone had no detectable antibodies that block S-protein binding to 302

hACE2 (Fig 8B) Neutralizing titers increased 25- to 38-fold following the second 303

immunization (GMT = 6400-17000) (Fig 8C) Animals receiving the NVX-CoV2373 304

alone had little or no detectable neutralizing antibodies (GMT lt100) There was a 305

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significant correlation (p lt00001) between anti-S IgG levels and neutralizing antibody 306

titers (Fig 8D) The immunogenicity of the adjuvanted vaccine in nonhuman primates is 307

consistent with the mouse immunogenicity results and further supports the role of 308

Matrix-M adjuvant in promoting the generation of neutralizing antibodies and dose 309

sparing 310

PBMCs were collected 7 days after the second immunization (day 28) and T cell 311

response was measured by ELISPOT assay PBMCs from animals immunized with 5 microg 312

or 25 μg NVX-CoV2373Matrix-M had the highest number of IFN-γ secreting cells 313

which was 5-fold greater on average compared to animals immunized with 25 microg NXV-314

CoV2373 alone or 1 microg NVXCoV2373Matrix-M (Fig 8E) By ICCS analysis 315

immunization with 5 microg NVXCoV2373Matrix-M also showed the highest frequency of 316

IFN-γ+ IL-2+ and TNF-α+ CD4+ T cells (Fig 8F) This trend was also true for 317

multifunctional CD4+ T cells in which at least two or three type 1 cytokines were 318

produced simultaneously (Fig 8F) Type 2 cytokine IL-4 level were too low to be 319

detected in baboons by ELISPOT analysis 320

We next compared the levels of serum antibodies in recovered COVID-19 patients to 321

the level of antibodies in NVX-CoV2373Matrix-M vaccinated baboons The mean anti-S 322

IgG levels were 7-fold higher in immunized baboons (EC50 = 152060 95CI 60767-323

243354) compared to convalescent serum (EC50 = 21136 95CI 11473-30799) 324

We also compared the level of functional hACE2 receptor inhibiting (50 RI) titers 325

Baboons receiving the vaccine had 8-fold higher binding and receptor inhibiting 326

antibodies (50 RI = 478 95CI 1611-7944) compared to COVID-19 convalescent 327

serum (50 RI = 61 95CI 357-855) (Fig 9) Therefore NVX-CoV2373 vaccine 328

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induced binding and functional antibodies in a nonhuman primate at levels comparable 329

or higher than individuals recovered from COVID-19 Collectively these results support 330

the development of NVX-CoV2373 for prevention of COVID-19 331

Discussion 332

Here we showed that a full-length stabilized prefusion SARS-CoV-2 spike glycoprotein 333

vaccine (NVX-CoV2373) adjuvanted by Matrix-M can induce high levels of functional 334

immunity in mice and baboons and protects mice expressing hACE2 receptors in a live 335

SARS-CoV-2 challenge The functional immunity induced by the nanoparticle vaccine 336

and Matrix-M adjuvant is clearly dependent on both the adjuvant and antigen 337

components and mirrors the human experience with influenza hemagglutinin vaccine21 338

and a naiumlve population with ebola recombinant protein nanoparticle vaccines 22 339

Immunization with NVX-CoV2373 at low doses in mice and nonhuman primate induced 340

anti-S antibodies hACE2-receptor inhibiting antibodies and SARS-CoV-2 neutralizing 341

antibodies after one dose with significantly increased titers after a booster immunization 342

In addition NVX-CoV2373 vaccine induced CD4+ and CD8+ T cell responses and in 343

mice provided protection against SARS-CoV-2 challenge Matrix-M adjuvant was also 344

shown to enhance Tfh cell and GC B cell development which are critical for induction 345

and maintaining of high affinity antibody response Low suboptimal doses of NVX-346

CoV2373 vaccine did not show evidence of VAERD in challenged mice23 24 347

While multiple animal models have been developed for infection with human 348

coronaviruses including SARS MERS and now COVID19 to date none of them fully 349

represent the pathology or clinical symptoms of human infection However the murine 350

hACE2 transduced challenge model with wild-type virus appears to recapitulate the 351

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severe clinical disease seen in humans although the pathological basis for illness may 352

differ Of note the adenovirus-based hACE-2 transduction itself gives rise to some 353

background inflammatory changes which are present in all animals and are of course 354

not responsive to prophylaxis targeting SARS-CoV-2 This may make histopathology in 355

this model less responsive to the vaccine than parameters such as weight loss 356

Nonetheless by blocking and ameliorating the common initiating event hACE-2 357

receptor binding vaccine-induced functional immunity is demonstrated that indicates a 358

potential for the vaccine to induce a protective immunity Models utilizing macaques and 359

baboons specifically have been predictive for human immunogenicity and suggest this 360

vaccine should continue to be evaluated in these systems as well as in humans To this 361

end the safety immunogenicity and efficacy of the NVX-CoV2373 with Matrix-M 362

adjuvant is currently being evaluated in multiple nonhuman primate models and a phase 363

12 clinical trial (NCT04368988) 364

Methods 365

Cell lines virus antibody reagents and receptors Vero E6 cells (ATCC CRL-1586) 366

were maintained in Minimal Eagles Medium (MEM) supplemented with 10 fetal bovine 367

serum 1 glutamine and 1 penicillin and streptomycin The SARS-CoV-2 (WA-1) 368

isolated was obtained from the Center for Disease Control (WA-1 strain) and stock virus 369

prepared in Vero E6 cells Histidine-tagged hACE2 and histidine-DPP4 receptors were 370

purchased from Syno Biologics (Beijing CN) Rabbit anti-SARS-CoV spike protein was 371

purchased form Biodefense and Emerging Infections Research Resources Repository 372

(catalog no NR-4569 BEI Resources Manassas VA) 373

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SARS-CoV-2 protein expression SARS-CoV-2 constructs were synthetically 374

produced from the full-length S glycoprotein gene sequence (GenBank MN908947 375

nucleotides 21563-25384) The full-length S-genes were codon optimized for 376

expression in Spodoptera frugiperda (Sf9) cells and synthetically produced by 377

GenScript (Piscataway NJ USA) The QuikChange Lightning site-directed mutagenesis 378

kit (Agilent) was used to produce two spike protein variants modifications by mutating 379

the S1S2 cleavage site by mutation of the furin cleavage site (682-RRAR-685) to 682-380

QQAQ-685 to be protease resistant and designated as BV2365 The single mutant 381

BV2365 was further stabilized by introducing two proline substitutions at positions 382

K986P and V987P (2P) to produce the double mutant NVX-CoV2373 Full-length S-383

genes were cloned between the BamHI ndash HindIII sites in the pFastBac baculovirus 384

transfer vector (Invtrogen Carlsbad CA) under transcriptional control of the Autograha 385

californica polyhedron promoter Recombinant baculovirus constructs were plaque 386

purified and master seed stocks prepared and used to produce the working virus stocks 387

The baculovirus master and working stock titers were determined using rapid titer kit 388

(Clontech Mountain View CA) Recombinant baculovirus stocks were prepared by 389

infectingSf9 cells with a multiplicity of infection (MOI) of le001 plaque forming units (pfu) 390

per cell25-27 391

Expression and purification SARS-CoV-2 S proteins were produced in Sf9 cells 392

expanded in serum-free medium to a density of 2-3 x 106 cell mL-1 and infected with 393

recombinant baculovirus at MOI of le01 pfu per cell Cells were cultured at 27 plusmn 2degC and 394

harvested at 68-72 hours post-infection by centrifugation (4000 x g for 15 min) Cell 395

pellets were suspended in 25 mM Tris HCl (pH 80) 50 mM NaCl and 05-10 (vv) 396

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TERGITOL NP-9 with leupeptin S-proteins were extracted from the plasma membranes 397

with Tris buffer containing NP-9 detergent clarified by centrifugation at 10000 x g for 30 398

min S-proteins were purified by TMAE anion exchange and lentil lectin affinity 399

chromatography Hollow fiber tangential flow filtration was used to formulate the purified 400

spike protein at 100-150 μg mL-1 in 25 mM sodium phosphate (pH 72) 300 mM NaCl 401

002 (vv) polysorbate 80 (PS 80)26 Purified S-proteins were evaluated by 4-12 402

gradient SDS-PAGE stained with Gel-Code Blue reagent (Pierce Rockford IL) and 403

purity was determined by scanning densitometry using the OneDscan system (BD 404

Biosciences Rockville MD) 405

Dynamic light scattering (DLS) Samples were equilibrated at 25degC and scattering 406

intensity was monitored as a function of time in a Zetasizer NanoZS (Malvern UK) 407

Cumulants analysis of the scattered intensity autocorrelation function was performed 408

with instrument software to provide the z-average particle diameter and polydispersity 409

index (PDI) 410

Differential scanning calorimetry (DCS) Samples and corresponding buffers were 411

heated from 4degC to 120degC at 1degC per minute and the differential heat capacity change 412

was measured in a NanoDSC (TA Instruments New Castle DE) A separate buffer 413

scan was performed to obtain a baseline which was subtracted from the sample scan 414

to produce a baseline-corrected profile The temperature where the peak apex is 415

located is the transition temperature (Tmax) and the area under the peak provides the 416

enthalpy of transition (ΔHcal) 417

Transmission electron microscopy (TEM) and 2D class averaging Electron 418

microscopy was perform by NanoImaging Services (San Diego CA) with a FEI Tecani 419

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T12 electron microscope operated at 120keV equipped with a FEI Eagle 4k x 4k CCD 420

camera SARS-CoV-2 S proteins were diluted to 25 microg mL-1 in formulation buffer The 421

samples (3 microL) were applied to nitrocellulose-supported 400-mesh copper grids and 422

stained with uranyl format Images of each grid were acquired at multiple scales to 423

assess the overall distribution of the sample High-magnification images were acquired 424

at nominal magnifications of 110000x (010 nmpixel) and 67000x (016 nmpixel) The 425

images were acquired at a nominal under focus of -14microm to -08microm (110000x) and 426

electron doses of ~25 eAring2 427

For class averaging particles were identified at high magnification prior to 428

alignment and classification The individual particles were selected boxed out and 429

individual sub-images were combined into a stack to be processed using reference-free 430

classification Individual particles in the 67000x high magnification images were 431

selected using an automated picking protocol17 An initial round of alignments was 432

performed for each sample and from the alignment class averages that appeared to 433

contain recognizable particles were selected for additional rounds of alignment These 434

averages were used to estimate the percentage of particles that resembled single 435

trimers and oligomers A reference-free alignment strategy based on XMIPP processing 436

package was used for particle alignment and classification18 437

Kinetics of SARS-CoV-2 S binding to hACE2 receptor by BLI S-protein receptor 438

binding kinetics was determined by bio-layer interferometry (BLI) using an Octet QK384 439

system (Pall Forteacute Bio Fremont CA) Hist-tagged human ACE2 (2 μg mL-1) was 440

immobilized on nickel-charged Ni-NTA biosensor tips After baseline SARS-CoV-2 S 441

protein containing samples were 2-fold serially diluted over a range 47nM to 300 nM 442

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range were allowed to associate for 600 sec followed by dissociation for an additional 443

900 sec Data was analyzed with Octet software HT 1011 global curve fit 444

Specificity of SARS-CoV-2 S binding to hACE2 receptor by ELISA Ninety-six well 445

plates were coated with 100 μL SARS-CoV-2 spike protein (2 μg mL-1) overnight at 4degC 446

Plates were washed with phosphate buffered saline with 005 Tween (PBS-T) buffer 447

and blocked with TBS Startblock blocking buffer (ThermoFisher Scientific) Histidine-448

tagged hACE2 and hDPP4 receptors were 3-fold serially diluted (5-00001 μg mL-1) and 449

added to coated wells for 2 hours at room temperature The plates were washed with 450

PBS-T Optimally diluted horseradish peroxidase (HRP) conjugated anti-histidine was 451

added and color developed by addition of and 33rsquo55rsquo-tetramethylbenzidine peroxidase 452

substrate (TMB T0440-IL Sigma St Louis MO USA) Plates were read at an OD of 453

450 nm with a SpectraMax Plus plate reader (Molecular Devices Sunnyvale CA USA) 454

and data analyzed with SoftMax software EC50 values were calculated by 4-parameter 455

fitting using GraphPad Prism 705 software 456

Animal ethics statement The mouse immunogenicity studies were performed by 457

Noble Life Sciences (Sykeville MD) Noble Life Sciences is accredited by the 458

Association for Assessment and Accreditation of Laboratory Animal Care (AAALACC 459

International) All animal procedures were in accordance with NRC Guide for the Care 460

and Use of Laboratory Animals the Animal Welfare Act and the CDCNIH Biosafety in 461

Microbiological and Biomedical Laboratories The olive baboon (Papio cynocephalus 462

anubis) study was performed at the University of Oklahoma Health Science Center 463

(OUHSC) OUHSC is accredited by AAALACC International Baboons were maintained 464

and treated according to the Institutional Biosafety Committee guidelines Baboon 465

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experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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25

receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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26

Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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28

the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

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+

0

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1

2

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6

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ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

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A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

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D a y 1 3

D a y 2 1

A

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ike

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(2 1 -d a y s p o s t im m u n iz a tio n )

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Bo

dy

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)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

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P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

39

0 1 2 3 4 5 6 77 0

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We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 4: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

4

Introduction 54

Rapid global transmission of SARS-CoV-2 has followed the initial outbreak in Wuhan 55

Hubei Province China first reported in December 2019 The World Health 56

Organizationrsquos (WHO) 29 June 2020 COVID-19 Situation Report-160 reports 10 million 57

confirmed cases worldwide and 500000 deaths (51 fatality rate)1-2 Current estimates 58

suggest a substantial asymptomatic incubation period during which transmission 59

occurs and a basic reproduction number (R0) of 223-2513 greater than any 20th or 60

21st century pandemic influenza virus The urgent need for a safe effective stable 61

globally deployable preventative vaccine has led to an unprecedented collaboration 62

between vaccine developers manufacturers and distributors in concert with 63

government and academic programs4 64

The SARS-CoV-2 spike (S) glycoprotein is a major component of the virus envelope 65

essential for receptor binding fusion virus entry and a target of host immune defense5-66

9 The SARS-CoV-2 S glycoprotein is a class I fusion protein produced as a large 1273 67

amino acid inactive precursor (S0) Unique to SARS-CoV-2 is the insertion of a 68

polybasic RRAR furin-like cleavage motif in the S1S2 cleavage site10 Proteolytic 69

cleavage of the S-protein generates the S2 stalk that is conserved across human 70

coronaviruses and the less conserved S1 cap11 The N-terminal domain (NTD) and the 71

receptor-binding domain (RBD) are located in the S1 subunit The fusion peptide (FP) 72

two heptad repeats (HR1 and HR2) central helix (CH) transmembrane (TM) domain 73

and cytoplasmic tail (CT) are located in the S2 subunit Three S1S2 protomers non-74

covalently associate to form the functional S-trimer Like other fusion proteins the 75

SARS-CoV S-trimer is metastable and undergoes significant structural rearrangement 76

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5

from a prefusion conformation to a thermostable postfusion conformation upon S-77

protein receptor binding and proteolytic cleavage12 Rearrangement exposes the 78

hydrophobic FP allowing insertion into the host cell membrane facilitating virushost cell 79

membrane alignment fusion and virus entry through endocytosis13-16 80

We have developed a SARS-CoV-2 S subunit vaccine (NVX-CoV2373) constructed 81

from the full-length S-protein and produced in the established Sf9 insect cell expression 82

system Here we describe a stable prefusion S-protein structure generated by mutating 83

the furin cleavage site to be resistant to cleavage and utilization of two proline 84

substitutions at the apex of the central helix11 Here we show that administering the 85

NVX-CoV2373 with Matrix-M adjuvant in a nonhuman primate and mice models induces 86

a Th1 dominant B- and T-cell response hACE2 receptor blocking antibodies and 87

SARS-CoV-2 neutralizing antibodies In mice the vaccine was protective with no 88

evidence of vaccine associated enhanced respiratory disease (VAERD) These results 89

support the clinical development of the NVX-CoV2373 vaccine for prevention of COVID-90

19 (NCT04368988) 91

Results 92

SARS-CoV-2 spike glycoproteins The SARS-CoV-2 S-gene (MN9089473 93

nucleotides 21563-25384) encoding the full-length 1273 amino acid spike protein was 94

used as a backbone to produce spike protein variants The BV2365 single mutant was 95

generated by mutating the putative furin cleavage site 682-RRAR-685 to 682-QQAQ-96

685 and the NVX-CoV2373 double mutant was generated with 682-QQAQ-685 and 2-97

proline substitutions at residues K986P and V987P (Fig 1A) Synthetic full-length wild-98

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6

type (WT) the single mutant BV2365 and double mutant NVX-CoV2373 genes were 99

codon optimized for insect cells and cloned into recombinant baculovirus for expression 100

in Sf9 cells 101

Biophysical characterization and stability Purified SARS-CoV-2 WT BV2365 and 102

NVX-CoV2373 S-proteins when reduced migrated with an apparent molecular weight of 103

180 kDa (Fig 1B) Dynamic light scattering (DLS) showed the WT S-protein had a Z-104

average particle diameter of 6953 nm compared to a 2-fold smaller particle size of 105

BV2365 (334 nm) and NVX-CoV2373 (272 nm) The polydispersity index (PDI) 106

indicated that BV2365 and NXV-CoV2373 particles were generally uniform in size 107

shape and mass (PDI = 025-029) compared to the wild-type spike-protein (PDI = 108

046) (Table 1) 109

The thermal stability of the S-trimers was determined by differential scanning 110

calorimetry (DSC) The thermal transition temperature of the WT S-spike (Tmax = 586degC) 111

was similar to BV2365 and NXV-CoV2373 with a Tmax = 613degC and 604degC respectively 112

(Table 1) Of greater significance was the 3 - 5 fold increased enthalpy of transition 113

required to unfold the BV2365 and NXV-CoV2373 variants (ΔHcal = 466 and 732 114

kJmol respectively) compared to the lower enthalpy required to unfold the WT spike 115

protein (ΔHcal = 153 kJmol) These results are consistent with improved thermal 116

stability of the BV2365 and NXV-CoV2373 compared to that of WT spike protein (Table 117

1) 118

Transmission Electron Microscopy (TEM) and 2D Class Averaging TEM and two-119

dimensional (2D) class averaging were used to determine the ultrastructure of NVX-120

Cov2373 High magnification (67000x and 100000x) TEM images of negatively stained 121

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NVX-CoV2373 showed particles corresponding to S-protein homotrimers An automated 122

picking protocol supplemented with manual picking was used to construct 2D class 123

average images17 18 Two rounds of 2D class averaging of homotrimeric structures 124

revealed a triangular particle appearance with a 15 nm length and 13 nm width (Fig 1C 125

top left) Overlaying the recently solved cryoEM structure of the SARS-CoV-2 spike 126

protein ectodomain (EMD ID 21374)19 20 over the 2D NVX-Cov2373 image showed a 127

good fit with the crown-shaped S1 (NTD and RBD) and the S2 stem (Fig 1C bottom 128

left) Also apparent in the 2D images was a faint projection that protruded from the tip of 129

the trimeric structure opposite of the NTDRBD crown (Fig 1C top right) 2D class 130

averaging using a larger box size showed these faint projections form a connection 131

between the S-trimer and an amorphous structure We speculate these faint projections 132

likely represents the HR2 domain which is highly flexible in the prefusion conformation19 133

with the TM domain anchored within a polysorbate 80 micelle (Fig 1C bottom right) 134

SARS-CoV-2 S protein binding to hACE2 receptor by BLI and ELISA S-protein 135

binding to the hACE2 receptor was determined using bio-layer interferometry (BLI) To 136

assess binding a histidine-tagged hACE2 receptor was coupled to nickel charged 137

nitrilotriacetic acid (Ni-NTA) biosensor tips The hACE2 coated biosensor tips were 138

dipped in wells containing serially diluted (47 nM to 300 nM) recombinant S protein 139

Dissociation kinetics showed that the S-proteins remained tightly bound as evident by 140

minimal or no dissociation over 900 seconds of observation in the absence of fluid-141

phase S protein (Fig 2A 2B 2C) 142

We next determined the specificity of receptor binding using an ELISA method In 143

this evaluation histidine-tagged hACE2 or hDDP-4 receptors over concentration range 144

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of 00001-5 μg mL-1 were added to ELISA plates coated with WT BV2365 or NVX-145

CoV2373 and binding was detected with HRP conjugated anti-histidine antibody WT 146

BV2365 and NVX-CoV2373 proteins specifically bound hACE2 but failed to bind the 147

hDPP-4 receptor used by MERS-CoV (IC50 gt5000 ng mL-1) WT and BV2365 bound to 148

hACE2 with similar affinity (IC50 = 36-38 ng mL-1) while NVX-CoV2373 attained 50 149

saturation of hACE2 binding at 2-fold lower concentration (IC50 = 18 ng mL-1) (Fig 2D 150

2E 2F) 151

SARS-CoV-2 S stability under stressed conditions The stability of a COVID-19 152

vaccine for global distribution is critical The structural integrity of the NVX-CoV2373 153

spike protein with the 2-prolines substitutions and BV2365 without the 2-proline 154

substitutions was assessed with different environmental stress conditions using the 155

hACE2 ELISA Incubation of NVX-CoV2373 at pH extremes (48 hours at pH 4 and pH 156

9) with prolonged agitation (48 hours) through freezethaw (2 cycles) or elevated 157

temperature (48 hours at 25degC and 37degC) had no effect on hACE2 receptor binding 158

(IC50 = 140 - 183 ng mL-1) Only oxidizing conditions with hydrogen peroxide reduced 159

the binding of NVX-CoV2373 by 8-fold (IC50 = 120 ng mL-1) (Fig 3A) BV2365 without 160

the 2-proline substitutions was less stable as determined by a significant reduction in 161

hACE2 binding (IC50 = 568-1434 ng mL-1) under multiple conditions (Fig 3B) These 162

results confirmed that the NVX-CoV2373 with the 2-proline mutation had significantly 163

greater stability and was therefore selected for further evaluation 164

NVX-CoV2373 vaccine immunogenicity in mice We next assessed the 165

immunogenicity of NVX-CoV2373 and the dose-sparing potential of saponin-based 166

Matrix-M adjuvant Groups of mice were immunized with a low dose range (001 μg 167

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01 μg 1 μg and 10 μg) of NVX-CoV2373 with 5 μg Matrix-M adjuvant using a single 168

priming dose or a primeboost regimen spaced 14-days apart Animals immunized with 169

a single priming dose of 01-10 μg NVX-CoV2373Matrix-M had elevated anti-S IgG 170

titers that were detected 21-28 days after a single immunization (Fig4A right) Mice 171

immunized with 10 μg dose of NVX-CoV2373Matrix-M induced antibodies that blocked 172

hACE2 receptor binding to S-protein and virus neutralizing antibodies 21- 28-days after 173

a single priming dose (Fig 4B and 4C) Animals immunized with the primeboost 174

regimen had significantly elevated anti-S IgG titers that were detected 7-16 days 175

following the booster immunization across all dose levels Animals immunized with 1 176

μg and 10 μg NVX-CoV2373Matrix-M had similar high anti-S IgG titers following 177

immunization (GMT = 139000 and 84000 respectively) Importantly mice immunized 178

with 01 μg 1 μg or 10 μg NVX-CoVMatrix-M had significantly (p le 000001) higher 179

anti-S IgG titers compared to mice immunized with 10 μg NVX-CoV2373 without 180

adjuvant (Fig 4A left) These results indicate the potential for a 10-fold or greater 181

dose sparing provided by Matrix-M adjuvant Furthermore immunization with two 182

doses of NVX-CoV2373Matrix-M elicited high titer antibodies that blocked hACE2 183

receptor binding to S-protein (IC50 = 218 ndash 1642) and neutralized the cytopathic effect 184

(CPE) of SARS-CoV-2 on Vero E6 cells (100 blocking of CPE = 7680 ndash 20000) 185

across all dose levels (Fig 4B and 4C) 186

NVX-CoV2373 protection against SARS-CoV-2 in AdCMVhACE2 mice Mice were 187

vaccinated with NVX-CoV2373 to evaluate the induction of protective immunity against 188

challenge with SARS-CoV-2 by comparing single-dose or primeboost vaccination 189

strategies compared in a live virus challenge model Mice were immunized with a single 190

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priming dose or a primeboost regimen with NVX-CoV2373Matrix-M as described 191

above Since mice do not support replication of wild-type SARS-CoV-2 virus on day 52 192

post initial vaccination mice were intranasally infected with an adenovirus expressing 193

hACE2 (AdhACE2) to render them permissive At four days post transduction mice 194

were challenged with 105 pfumouse of SARS-CoV-2 (WA1 strain) Following challenge 195

mice were weighed daily and pulmonary histology and viral load were analyzed at day 4 196

and 7 post challenge 197

At 4 days post infection placebo-treated mice had an average of 104 SARS-CoV-2 198

pfulung while the mice immunized with NVX-CoV2373 without Matrix-M had 103 199

pfulung and those with Matrix-M had limited to no detectable virus load (Fig 4D) The 200

NVX-CoV2373 with Matrix-M prime-only groups of mice exhibited a dose-dependent 201

reduction in virus titer with recipients of the 10 μg dose having no detectable virus at 202

day 4 post infection Mice receiving 1 μg 01 μg and 001 μg doses all showed a 203

marked reduction in titer compared to placebo-vaccinated mice In the primeboost 204

groups mice immunized with 10 μg 1 μg and 01 μg doses had almost undetectable 205

lung virus loads while the 001 μg group displayed a reduction of at least 1 log relative 206

to placebo animals Weight loss during the experiment paralleled the viral load findings 207

with animals receiving single doses of 10 μg 1 μg and 01 μg NVX-CoV2373Matrix-M 208

showing marked protection from weight loss compared to the unvaccinated placebo 209

animals (Fig 4E) The mice receiving a prime and boost vaccination with adjuvanted 210

vaccine also demonstrated significant protection against weight loss at all dose levels 211

(Fig 4F) In addition we compared the primeboost regimens using 10 μg of either 212

adjuvanted or unadjuvanted NVX-CoV2373 The mice receiving the primeboost with 213

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adjuvant were significantly protected from weight loss relative to placebo mice while the 214

group immunized with 10 μg NVX-CoV2373 alone were not protected against weight 215

loss (Fig 4G) These results confirm that NVX-CoV2373 confers protection against 216

SARS-CoV-2 and that low doses of the vaccine associated with lower serologic 217

responses do not exacerbate weight loss or demonstrate exaggerated illness 218

Histopathology Lung histopathology was evaluated on days 4 and day 7 post 219

challenge At day 4 post challenge placebo-immunized mice showed denudation of 220

epithelial cells in the large airways with thickening of the alveolar septa surrounded by a 221

mixed inflammatory cell population Periarteriolar cuffing was observed throughout the 222

lungs with inflammatory cells consisting primarily of neutrophils and macrophages By 223

day 7 post infection the placebo-treated mice displayed peribronchiolar inflammation 224

with increased periarteriolar cuffing The thickened alveolar septa remain with increased 225

diffuse interstitial inflammation throughout the alveolar septa (Fig 5) 226

The NVX-CoV2373 immunized mice showed significant reduction in lung pathology 227

at both day 4 and day 7 post infection in a dose-dependent manner The prime only 228

group displays reduced inflammation at the 10 μg and 1 μg dose with a reduction in 229

inflammation surrounding the bronchi and arterioles compared to placebo mice In the 230

lower doses of the prime-only groups lung inflammation resembles that of the placebo 231

groups correlating with weight loss and lung virus titer The primeboost immunized 232

groups displayed a significant reduction in lung inflammation for all doses tested which 233

again correlated with lung viral titer and weight loss data The epithelial cells in the large 234

and small bronchi at day 4 and 7 were substantially preserved with minimal bronchiolar 235

sloughing or signs of viral infection The arterioles of animals immunized with 10 μg 1 236

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μg and 01 μg doses have minimal inflammation with only moderate cuffing seen in the 237

001 μg dose similar to placebo Alveolar inflammation was reduced in animals that 238

received the higher doses with only the lower 001 μg dose with inflammation (Fig 5) 239

These data demonstrate that NVX-CoV2373 reduces lung inflammation after challenge 240

and that even doses and regimens of NVX-CoV2373 that elicit minimal or no detectable 241

neutralizing activity are not associated with any obvious exacerbation of the 242

inflammatory response to the virus 243

Multifunctional cytokine analysis of CD4+ and CD8+ T cells in mice To determine 244

the role of Matrix-M in generating T cell responses we immunized groups of mice (N = 245

6group) with 10 μg NVX-CoV2373 alone or with 5 μg Matrix-M in a 2-dose regimen 246

spaced 21-days apart Antigen-specific T cell responses were measured by ELISPOT 247

and intracellular cytokine staining (ICCS) from spleens collected 7-days after the 248

second immunization (study day 28) The number of IFN-γ secreting cells after ex vivo 249

stimulation increased 7-fold in spleens of mice immunized with NVX-CoV2373Matrix-250

M compared to NVX-CoV2373 alone as measured by the ELISPOT assay (Fig 6A) In 251

order to examine CD4+ and CD8+ T cell responses separately ICCS assays were 252

performed in combination with surface marker staining Data shown were gated on 253

CD44hi CD62L- effector memory T cell population Importantly we found the frequency 254

of IFN-γ+ TNF-α+ and IL-2+ cytokine-secreting CD4+ and CD8+ T cells was 255

significantly higher (p lt00001) in spleens from the NVX-CoV2373Matrix-M immunized 256

mice compared to mice immunized without adjuvant (Fig 6B and 6C) Further we 257

noted the frequency of multifunctional CD4+ and CD8+ T cells which simultaneously 258

produce at least two or three cytokines was also significantly increased (p lt00001) in 259

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spleens from the NVX-CoV2373Matrix-M immunized mice (Fig 6B and 6C) 260

Immunization with NVX-CoV2373Matrix-M resulted in higher proportions of 261

multifunctional phenotype within both CD4+ and CD8+ T cell populations The 262

proportions of multifunctional phenotypes detected in memory CD4+ T cells were higher 263

than those in CD8+ T cells (Fig 6D) 264

Type 2 cytokine IL-4 and IL-5 secretion from CD4+ T cells was also determined by 265

ICCS and ELISPOT respectively We found that immunization with NVX-266

CoV2373Matrix-M also increased type 2 cytokine IL-4 and IL-5 secretion (2-fold) 267

compared to immunization with NVX-CoV2373 alone but to a lesser degree than 268

enhancement of type 1 cytokine production (eg IFN-γ increased 20-fold) These 269

results indicate that administration of the Matrix-M adjuvant led to an antigen-specific 270

CD4+ T cell development which was at least balanced between Th1 and phenotypes 271

or in most animals Th1-dominant (Supplementary Figure 1) 272

Having shown that vaccination with NVX-CoV2373Matrix-M elicited multifunctional 273

antigen-specific CD4+ T cell responses and virus neutralizing antibodies in mice we 274

next evaluated the effect of the immunization on germinal center formation by 275

measuring the frequency of CD4+ T follicular helper (Tfh) and germinal center (GC) B 276

cells in spleens Addition of Matrix-M adjuvant significantly increased the frequency of 277

Tfh cells (CD4+ CXCR5+ PD-1+) (p = 001) as well as the frequency of GC B cells 278

(CD19+GL7+CD95+) (p = 00002) in spleens (Fig 7A and 7B) 279

Immunogenicity NVX-CoV2373 vaccine in olive baboons Having determined that 280

low dose levels of NVX-CoV2373 with Matrix-M elicit protective neutralizing antibodies 281

and promotes the generation of multifunctional antigen-specific T cells in mice we next 282

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evaluated the immunogenicity of the vaccine in adult baboons In this study adult olive 283

baboons were immunized with a dose range (1 μg 5 μg and 25 μg) of NVX-CoV2373 284

with 50 μg Matrix-M adjuvant administered by IM injection in two doses spaced 21-days 285

apart To assess the adjuvant activity of Matrix-M in nonhuman primates an additional 286

group of animals was immunized with 25 μg of NVX-CoV2373 without the adjuvant 287

Anti-S protein IgG titers were detected within 21-days of a single priming immunization 288

in animals immunized with NVX-CoV2373Matrix-M across all the dose levels (GMT = 289

1249-19000) Anti-S protein IgG titers increased over a log (GMT = 33000-174000) 290

within 1 to 2 weeks following a booster immunization (days 28 and 35) across all of the 291

dose levels Importantly animals immunized with NVX-CoV2373 without adjuvant had 292

minimum or no detected anti-S IgG titer (GMT lt125) after one immunization which was 293

not boosted by a second immunization (Fig 8A) 294

We also determined the functionality of the antibodies Low levels of hACE2 receptor 295

blocking antibodies were detected in animals following a single immunization with 5 or 296

25 μg NVX-CoV2373Matrix-M (GMT = 22-37) Receptor blocking antibody titers were 297

significantly increased within one to two weeks of the booster immunization across all 298

groups immunized with NVX-CoV2373Matrix-M (GMT = 150-600) (Fig 8B) Virus 299

neutralizing antibodies were also elevated (GMT = 190-446) across all dose groups 300

after a single immunization with NVX-CoV2373Matrix-M Animals immunized with 25 301

μg NVX-CoV2373 alone had no detectable antibodies that block S-protein binding to 302

hACE2 (Fig 8B) Neutralizing titers increased 25- to 38-fold following the second 303

immunization (GMT = 6400-17000) (Fig 8C) Animals receiving the NVX-CoV2373 304

alone had little or no detectable neutralizing antibodies (GMT lt100) There was a 305

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significant correlation (p lt00001) between anti-S IgG levels and neutralizing antibody 306

titers (Fig 8D) The immunogenicity of the adjuvanted vaccine in nonhuman primates is 307

consistent with the mouse immunogenicity results and further supports the role of 308

Matrix-M adjuvant in promoting the generation of neutralizing antibodies and dose 309

sparing 310

PBMCs were collected 7 days after the second immunization (day 28) and T cell 311

response was measured by ELISPOT assay PBMCs from animals immunized with 5 microg 312

or 25 μg NVX-CoV2373Matrix-M had the highest number of IFN-γ secreting cells 313

which was 5-fold greater on average compared to animals immunized with 25 microg NXV-314

CoV2373 alone or 1 microg NVXCoV2373Matrix-M (Fig 8E) By ICCS analysis 315

immunization with 5 microg NVXCoV2373Matrix-M also showed the highest frequency of 316

IFN-γ+ IL-2+ and TNF-α+ CD4+ T cells (Fig 8F) This trend was also true for 317

multifunctional CD4+ T cells in which at least two or three type 1 cytokines were 318

produced simultaneously (Fig 8F) Type 2 cytokine IL-4 level were too low to be 319

detected in baboons by ELISPOT analysis 320

We next compared the levels of serum antibodies in recovered COVID-19 patients to 321

the level of antibodies in NVX-CoV2373Matrix-M vaccinated baboons The mean anti-S 322

IgG levels were 7-fold higher in immunized baboons (EC50 = 152060 95CI 60767-323

243354) compared to convalescent serum (EC50 = 21136 95CI 11473-30799) 324

We also compared the level of functional hACE2 receptor inhibiting (50 RI) titers 325

Baboons receiving the vaccine had 8-fold higher binding and receptor inhibiting 326

antibodies (50 RI = 478 95CI 1611-7944) compared to COVID-19 convalescent 327

serum (50 RI = 61 95CI 357-855) (Fig 9) Therefore NVX-CoV2373 vaccine 328

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induced binding and functional antibodies in a nonhuman primate at levels comparable 329

or higher than individuals recovered from COVID-19 Collectively these results support 330

the development of NVX-CoV2373 for prevention of COVID-19 331

Discussion 332

Here we showed that a full-length stabilized prefusion SARS-CoV-2 spike glycoprotein 333

vaccine (NVX-CoV2373) adjuvanted by Matrix-M can induce high levels of functional 334

immunity in mice and baboons and protects mice expressing hACE2 receptors in a live 335

SARS-CoV-2 challenge The functional immunity induced by the nanoparticle vaccine 336

and Matrix-M adjuvant is clearly dependent on both the adjuvant and antigen 337

components and mirrors the human experience with influenza hemagglutinin vaccine21 338

and a naiumlve population with ebola recombinant protein nanoparticle vaccines 22 339

Immunization with NVX-CoV2373 at low doses in mice and nonhuman primate induced 340

anti-S antibodies hACE2-receptor inhibiting antibodies and SARS-CoV-2 neutralizing 341

antibodies after one dose with significantly increased titers after a booster immunization 342

In addition NVX-CoV2373 vaccine induced CD4+ and CD8+ T cell responses and in 343

mice provided protection against SARS-CoV-2 challenge Matrix-M adjuvant was also 344

shown to enhance Tfh cell and GC B cell development which are critical for induction 345

and maintaining of high affinity antibody response Low suboptimal doses of NVX-346

CoV2373 vaccine did not show evidence of VAERD in challenged mice23 24 347

While multiple animal models have been developed for infection with human 348

coronaviruses including SARS MERS and now COVID19 to date none of them fully 349

represent the pathology or clinical symptoms of human infection However the murine 350

hACE2 transduced challenge model with wild-type virus appears to recapitulate the 351

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severe clinical disease seen in humans although the pathological basis for illness may 352

differ Of note the adenovirus-based hACE-2 transduction itself gives rise to some 353

background inflammatory changes which are present in all animals and are of course 354

not responsive to prophylaxis targeting SARS-CoV-2 This may make histopathology in 355

this model less responsive to the vaccine than parameters such as weight loss 356

Nonetheless by blocking and ameliorating the common initiating event hACE-2 357

receptor binding vaccine-induced functional immunity is demonstrated that indicates a 358

potential for the vaccine to induce a protective immunity Models utilizing macaques and 359

baboons specifically have been predictive for human immunogenicity and suggest this 360

vaccine should continue to be evaluated in these systems as well as in humans To this 361

end the safety immunogenicity and efficacy of the NVX-CoV2373 with Matrix-M 362

adjuvant is currently being evaluated in multiple nonhuman primate models and a phase 363

12 clinical trial (NCT04368988) 364

Methods 365

Cell lines virus antibody reagents and receptors Vero E6 cells (ATCC CRL-1586) 366

were maintained in Minimal Eagles Medium (MEM) supplemented with 10 fetal bovine 367

serum 1 glutamine and 1 penicillin and streptomycin The SARS-CoV-2 (WA-1) 368

isolated was obtained from the Center for Disease Control (WA-1 strain) and stock virus 369

prepared in Vero E6 cells Histidine-tagged hACE2 and histidine-DPP4 receptors were 370

purchased from Syno Biologics (Beijing CN) Rabbit anti-SARS-CoV spike protein was 371

purchased form Biodefense and Emerging Infections Research Resources Repository 372

(catalog no NR-4569 BEI Resources Manassas VA) 373

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SARS-CoV-2 protein expression SARS-CoV-2 constructs were synthetically 374

produced from the full-length S glycoprotein gene sequence (GenBank MN908947 375

nucleotides 21563-25384) The full-length S-genes were codon optimized for 376

expression in Spodoptera frugiperda (Sf9) cells and synthetically produced by 377

GenScript (Piscataway NJ USA) The QuikChange Lightning site-directed mutagenesis 378

kit (Agilent) was used to produce two spike protein variants modifications by mutating 379

the S1S2 cleavage site by mutation of the furin cleavage site (682-RRAR-685) to 682-380

QQAQ-685 to be protease resistant and designated as BV2365 The single mutant 381

BV2365 was further stabilized by introducing two proline substitutions at positions 382

K986P and V987P (2P) to produce the double mutant NVX-CoV2373 Full-length S-383

genes were cloned between the BamHI ndash HindIII sites in the pFastBac baculovirus 384

transfer vector (Invtrogen Carlsbad CA) under transcriptional control of the Autograha 385

californica polyhedron promoter Recombinant baculovirus constructs were plaque 386

purified and master seed stocks prepared and used to produce the working virus stocks 387

The baculovirus master and working stock titers were determined using rapid titer kit 388

(Clontech Mountain View CA) Recombinant baculovirus stocks were prepared by 389

infectingSf9 cells with a multiplicity of infection (MOI) of le001 plaque forming units (pfu) 390

per cell25-27 391

Expression and purification SARS-CoV-2 S proteins were produced in Sf9 cells 392

expanded in serum-free medium to a density of 2-3 x 106 cell mL-1 and infected with 393

recombinant baculovirus at MOI of le01 pfu per cell Cells were cultured at 27 plusmn 2degC and 394

harvested at 68-72 hours post-infection by centrifugation (4000 x g for 15 min) Cell 395

pellets were suspended in 25 mM Tris HCl (pH 80) 50 mM NaCl and 05-10 (vv) 396

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TERGITOL NP-9 with leupeptin S-proteins were extracted from the plasma membranes 397

with Tris buffer containing NP-9 detergent clarified by centrifugation at 10000 x g for 30 398

min S-proteins were purified by TMAE anion exchange and lentil lectin affinity 399

chromatography Hollow fiber tangential flow filtration was used to formulate the purified 400

spike protein at 100-150 μg mL-1 in 25 mM sodium phosphate (pH 72) 300 mM NaCl 401

002 (vv) polysorbate 80 (PS 80)26 Purified S-proteins were evaluated by 4-12 402

gradient SDS-PAGE stained with Gel-Code Blue reagent (Pierce Rockford IL) and 403

purity was determined by scanning densitometry using the OneDscan system (BD 404

Biosciences Rockville MD) 405

Dynamic light scattering (DLS) Samples were equilibrated at 25degC and scattering 406

intensity was monitored as a function of time in a Zetasizer NanoZS (Malvern UK) 407

Cumulants analysis of the scattered intensity autocorrelation function was performed 408

with instrument software to provide the z-average particle diameter and polydispersity 409

index (PDI) 410

Differential scanning calorimetry (DCS) Samples and corresponding buffers were 411

heated from 4degC to 120degC at 1degC per minute and the differential heat capacity change 412

was measured in a NanoDSC (TA Instruments New Castle DE) A separate buffer 413

scan was performed to obtain a baseline which was subtracted from the sample scan 414

to produce a baseline-corrected profile The temperature where the peak apex is 415

located is the transition temperature (Tmax) and the area under the peak provides the 416

enthalpy of transition (ΔHcal) 417

Transmission electron microscopy (TEM) and 2D class averaging Electron 418

microscopy was perform by NanoImaging Services (San Diego CA) with a FEI Tecani 419

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T12 electron microscope operated at 120keV equipped with a FEI Eagle 4k x 4k CCD 420

camera SARS-CoV-2 S proteins were diluted to 25 microg mL-1 in formulation buffer The 421

samples (3 microL) were applied to nitrocellulose-supported 400-mesh copper grids and 422

stained with uranyl format Images of each grid were acquired at multiple scales to 423

assess the overall distribution of the sample High-magnification images were acquired 424

at nominal magnifications of 110000x (010 nmpixel) and 67000x (016 nmpixel) The 425

images were acquired at a nominal under focus of -14microm to -08microm (110000x) and 426

electron doses of ~25 eAring2 427

For class averaging particles were identified at high magnification prior to 428

alignment and classification The individual particles were selected boxed out and 429

individual sub-images were combined into a stack to be processed using reference-free 430

classification Individual particles in the 67000x high magnification images were 431

selected using an automated picking protocol17 An initial round of alignments was 432

performed for each sample and from the alignment class averages that appeared to 433

contain recognizable particles were selected for additional rounds of alignment These 434

averages were used to estimate the percentage of particles that resembled single 435

trimers and oligomers A reference-free alignment strategy based on XMIPP processing 436

package was used for particle alignment and classification18 437

Kinetics of SARS-CoV-2 S binding to hACE2 receptor by BLI S-protein receptor 438

binding kinetics was determined by bio-layer interferometry (BLI) using an Octet QK384 439

system (Pall Forteacute Bio Fremont CA) Hist-tagged human ACE2 (2 μg mL-1) was 440

immobilized on nickel-charged Ni-NTA biosensor tips After baseline SARS-CoV-2 S 441

protein containing samples were 2-fold serially diluted over a range 47nM to 300 nM 442

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range were allowed to associate for 600 sec followed by dissociation for an additional 443

900 sec Data was analyzed with Octet software HT 1011 global curve fit 444

Specificity of SARS-CoV-2 S binding to hACE2 receptor by ELISA Ninety-six well 445

plates were coated with 100 μL SARS-CoV-2 spike protein (2 μg mL-1) overnight at 4degC 446

Plates were washed with phosphate buffered saline with 005 Tween (PBS-T) buffer 447

and blocked with TBS Startblock blocking buffer (ThermoFisher Scientific) Histidine-448

tagged hACE2 and hDPP4 receptors were 3-fold serially diluted (5-00001 μg mL-1) and 449

added to coated wells for 2 hours at room temperature The plates were washed with 450

PBS-T Optimally diluted horseradish peroxidase (HRP) conjugated anti-histidine was 451

added and color developed by addition of and 33rsquo55rsquo-tetramethylbenzidine peroxidase 452

substrate (TMB T0440-IL Sigma St Louis MO USA) Plates were read at an OD of 453

450 nm with a SpectraMax Plus plate reader (Molecular Devices Sunnyvale CA USA) 454

and data analyzed with SoftMax software EC50 values were calculated by 4-parameter 455

fitting using GraphPad Prism 705 software 456

Animal ethics statement The mouse immunogenicity studies were performed by 457

Noble Life Sciences (Sykeville MD) Noble Life Sciences is accredited by the 458

Association for Assessment and Accreditation of Laboratory Animal Care (AAALACC 459

International) All animal procedures were in accordance with NRC Guide for the Care 460

and Use of Laboratory Animals the Animal Welfare Act and the CDCNIH Biosafety in 461

Microbiological and Biomedical Laboratories The olive baboon (Papio cynocephalus 462

anubis) study was performed at the University of Oklahoma Health Science Center 463

(OUHSC) OUHSC is accredited by AAALACC International Baboons were maintained 464

and treated according to the Institutional Biosafety Committee guidelines Baboon 465

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22

experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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24

(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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26

Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

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32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

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39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

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44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 5: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

5

from a prefusion conformation to a thermostable postfusion conformation upon S-77

protein receptor binding and proteolytic cleavage12 Rearrangement exposes the 78

hydrophobic FP allowing insertion into the host cell membrane facilitating virushost cell 79

membrane alignment fusion and virus entry through endocytosis13-16 80

We have developed a SARS-CoV-2 S subunit vaccine (NVX-CoV2373) constructed 81

from the full-length S-protein and produced in the established Sf9 insect cell expression 82

system Here we describe a stable prefusion S-protein structure generated by mutating 83

the furin cleavage site to be resistant to cleavage and utilization of two proline 84

substitutions at the apex of the central helix11 Here we show that administering the 85

NVX-CoV2373 with Matrix-M adjuvant in a nonhuman primate and mice models induces 86

a Th1 dominant B- and T-cell response hACE2 receptor blocking antibodies and 87

SARS-CoV-2 neutralizing antibodies In mice the vaccine was protective with no 88

evidence of vaccine associated enhanced respiratory disease (VAERD) These results 89

support the clinical development of the NVX-CoV2373 vaccine for prevention of COVID-90

19 (NCT04368988) 91

Results 92

SARS-CoV-2 spike glycoproteins The SARS-CoV-2 S-gene (MN9089473 93

nucleotides 21563-25384) encoding the full-length 1273 amino acid spike protein was 94

used as a backbone to produce spike protein variants The BV2365 single mutant was 95

generated by mutating the putative furin cleavage site 682-RRAR-685 to 682-QQAQ-96

685 and the NVX-CoV2373 double mutant was generated with 682-QQAQ-685 and 2-97

proline substitutions at residues K986P and V987P (Fig 1A) Synthetic full-length wild-98

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type (WT) the single mutant BV2365 and double mutant NVX-CoV2373 genes were 99

codon optimized for insect cells and cloned into recombinant baculovirus for expression 100

in Sf9 cells 101

Biophysical characterization and stability Purified SARS-CoV-2 WT BV2365 and 102

NVX-CoV2373 S-proteins when reduced migrated with an apparent molecular weight of 103

180 kDa (Fig 1B) Dynamic light scattering (DLS) showed the WT S-protein had a Z-104

average particle diameter of 6953 nm compared to a 2-fold smaller particle size of 105

BV2365 (334 nm) and NVX-CoV2373 (272 nm) The polydispersity index (PDI) 106

indicated that BV2365 and NXV-CoV2373 particles were generally uniform in size 107

shape and mass (PDI = 025-029) compared to the wild-type spike-protein (PDI = 108

046) (Table 1) 109

The thermal stability of the S-trimers was determined by differential scanning 110

calorimetry (DSC) The thermal transition temperature of the WT S-spike (Tmax = 586degC) 111

was similar to BV2365 and NXV-CoV2373 with a Tmax = 613degC and 604degC respectively 112

(Table 1) Of greater significance was the 3 - 5 fold increased enthalpy of transition 113

required to unfold the BV2365 and NXV-CoV2373 variants (ΔHcal = 466 and 732 114

kJmol respectively) compared to the lower enthalpy required to unfold the WT spike 115

protein (ΔHcal = 153 kJmol) These results are consistent with improved thermal 116

stability of the BV2365 and NXV-CoV2373 compared to that of WT spike protein (Table 117

1) 118

Transmission Electron Microscopy (TEM) and 2D Class Averaging TEM and two-119

dimensional (2D) class averaging were used to determine the ultrastructure of NVX-120

Cov2373 High magnification (67000x and 100000x) TEM images of negatively stained 121

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NVX-CoV2373 showed particles corresponding to S-protein homotrimers An automated 122

picking protocol supplemented with manual picking was used to construct 2D class 123

average images17 18 Two rounds of 2D class averaging of homotrimeric structures 124

revealed a triangular particle appearance with a 15 nm length and 13 nm width (Fig 1C 125

top left) Overlaying the recently solved cryoEM structure of the SARS-CoV-2 spike 126

protein ectodomain (EMD ID 21374)19 20 over the 2D NVX-Cov2373 image showed a 127

good fit with the crown-shaped S1 (NTD and RBD) and the S2 stem (Fig 1C bottom 128

left) Also apparent in the 2D images was a faint projection that protruded from the tip of 129

the trimeric structure opposite of the NTDRBD crown (Fig 1C top right) 2D class 130

averaging using a larger box size showed these faint projections form a connection 131

between the S-trimer and an amorphous structure We speculate these faint projections 132

likely represents the HR2 domain which is highly flexible in the prefusion conformation19 133

with the TM domain anchored within a polysorbate 80 micelle (Fig 1C bottom right) 134

SARS-CoV-2 S protein binding to hACE2 receptor by BLI and ELISA S-protein 135

binding to the hACE2 receptor was determined using bio-layer interferometry (BLI) To 136

assess binding a histidine-tagged hACE2 receptor was coupled to nickel charged 137

nitrilotriacetic acid (Ni-NTA) biosensor tips The hACE2 coated biosensor tips were 138

dipped in wells containing serially diluted (47 nM to 300 nM) recombinant S protein 139

Dissociation kinetics showed that the S-proteins remained tightly bound as evident by 140

minimal or no dissociation over 900 seconds of observation in the absence of fluid-141

phase S protein (Fig 2A 2B 2C) 142

We next determined the specificity of receptor binding using an ELISA method In 143

this evaluation histidine-tagged hACE2 or hDDP-4 receptors over concentration range 144

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of 00001-5 μg mL-1 were added to ELISA plates coated with WT BV2365 or NVX-145

CoV2373 and binding was detected with HRP conjugated anti-histidine antibody WT 146

BV2365 and NVX-CoV2373 proteins specifically bound hACE2 but failed to bind the 147

hDPP-4 receptor used by MERS-CoV (IC50 gt5000 ng mL-1) WT and BV2365 bound to 148

hACE2 with similar affinity (IC50 = 36-38 ng mL-1) while NVX-CoV2373 attained 50 149

saturation of hACE2 binding at 2-fold lower concentration (IC50 = 18 ng mL-1) (Fig 2D 150

2E 2F) 151

SARS-CoV-2 S stability under stressed conditions The stability of a COVID-19 152

vaccine for global distribution is critical The structural integrity of the NVX-CoV2373 153

spike protein with the 2-prolines substitutions and BV2365 without the 2-proline 154

substitutions was assessed with different environmental stress conditions using the 155

hACE2 ELISA Incubation of NVX-CoV2373 at pH extremes (48 hours at pH 4 and pH 156

9) with prolonged agitation (48 hours) through freezethaw (2 cycles) or elevated 157

temperature (48 hours at 25degC and 37degC) had no effect on hACE2 receptor binding 158

(IC50 = 140 - 183 ng mL-1) Only oxidizing conditions with hydrogen peroxide reduced 159

the binding of NVX-CoV2373 by 8-fold (IC50 = 120 ng mL-1) (Fig 3A) BV2365 without 160

the 2-proline substitutions was less stable as determined by a significant reduction in 161

hACE2 binding (IC50 = 568-1434 ng mL-1) under multiple conditions (Fig 3B) These 162

results confirmed that the NVX-CoV2373 with the 2-proline mutation had significantly 163

greater stability and was therefore selected for further evaluation 164

NVX-CoV2373 vaccine immunogenicity in mice We next assessed the 165

immunogenicity of NVX-CoV2373 and the dose-sparing potential of saponin-based 166

Matrix-M adjuvant Groups of mice were immunized with a low dose range (001 μg 167

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01 μg 1 μg and 10 μg) of NVX-CoV2373 with 5 μg Matrix-M adjuvant using a single 168

priming dose or a primeboost regimen spaced 14-days apart Animals immunized with 169

a single priming dose of 01-10 μg NVX-CoV2373Matrix-M had elevated anti-S IgG 170

titers that were detected 21-28 days after a single immunization (Fig4A right) Mice 171

immunized with 10 μg dose of NVX-CoV2373Matrix-M induced antibodies that blocked 172

hACE2 receptor binding to S-protein and virus neutralizing antibodies 21- 28-days after 173

a single priming dose (Fig 4B and 4C) Animals immunized with the primeboost 174

regimen had significantly elevated anti-S IgG titers that were detected 7-16 days 175

following the booster immunization across all dose levels Animals immunized with 1 176

μg and 10 μg NVX-CoV2373Matrix-M had similar high anti-S IgG titers following 177

immunization (GMT = 139000 and 84000 respectively) Importantly mice immunized 178

with 01 μg 1 μg or 10 μg NVX-CoVMatrix-M had significantly (p le 000001) higher 179

anti-S IgG titers compared to mice immunized with 10 μg NVX-CoV2373 without 180

adjuvant (Fig 4A left) These results indicate the potential for a 10-fold or greater 181

dose sparing provided by Matrix-M adjuvant Furthermore immunization with two 182

doses of NVX-CoV2373Matrix-M elicited high titer antibodies that blocked hACE2 183

receptor binding to S-protein (IC50 = 218 ndash 1642) and neutralized the cytopathic effect 184

(CPE) of SARS-CoV-2 on Vero E6 cells (100 blocking of CPE = 7680 ndash 20000) 185

across all dose levels (Fig 4B and 4C) 186

NVX-CoV2373 protection against SARS-CoV-2 in AdCMVhACE2 mice Mice were 187

vaccinated with NVX-CoV2373 to evaluate the induction of protective immunity against 188

challenge with SARS-CoV-2 by comparing single-dose or primeboost vaccination 189

strategies compared in a live virus challenge model Mice were immunized with a single 190

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priming dose or a primeboost regimen with NVX-CoV2373Matrix-M as described 191

above Since mice do not support replication of wild-type SARS-CoV-2 virus on day 52 192

post initial vaccination mice were intranasally infected with an adenovirus expressing 193

hACE2 (AdhACE2) to render them permissive At four days post transduction mice 194

were challenged with 105 pfumouse of SARS-CoV-2 (WA1 strain) Following challenge 195

mice were weighed daily and pulmonary histology and viral load were analyzed at day 4 196

and 7 post challenge 197

At 4 days post infection placebo-treated mice had an average of 104 SARS-CoV-2 198

pfulung while the mice immunized with NVX-CoV2373 without Matrix-M had 103 199

pfulung and those with Matrix-M had limited to no detectable virus load (Fig 4D) The 200

NVX-CoV2373 with Matrix-M prime-only groups of mice exhibited a dose-dependent 201

reduction in virus titer with recipients of the 10 μg dose having no detectable virus at 202

day 4 post infection Mice receiving 1 μg 01 μg and 001 μg doses all showed a 203

marked reduction in titer compared to placebo-vaccinated mice In the primeboost 204

groups mice immunized with 10 μg 1 μg and 01 μg doses had almost undetectable 205

lung virus loads while the 001 μg group displayed a reduction of at least 1 log relative 206

to placebo animals Weight loss during the experiment paralleled the viral load findings 207

with animals receiving single doses of 10 μg 1 μg and 01 μg NVX-CoV2373Matrix-M 208

showing marked protection from weight loss compared to the unvaccinated placebo 209

animals (Fig 4E) The mice receiving a prime and boost vaccination with adjuvanted 210

vaccine also demonstrated significant protection against weight loss at all dose levels 211

(Fig 4F) In addition we compared the primeboost regimens using 10 μg of either 212

adjuvanted or unadjuvanted NVX-CoV2373 The mice receiving the primeboost with 213

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adjuvant were significantly protected from weight loss relative to placebo mice while the 214

group immunized with 10 μg NVX-CoV2373 alone were not protected against weight 215

loss (Fig 4G) These results confirm that NVX-CoV2373 confers protection against 216

SARS-CoV-2 and that low doses of the vaccine associated with lower serologic 217

responses do not exacerbate weight loss or demonstrate exaggerated illness 218

Histopathology Lung histopathology was evaluated on days 4 and day 7 post 219

challenge At day 4 post challenge placebo-immunized mice showed denudation of 220

epithelial cells in the large airways with thickening of the alveolar septa surrounded by a 221

mixed inflammatory cell population Periarteriolar cuffing was observed throughout the 222

lungs with inflammatory cells consisting primarily of neutrophils and macrophages By 223

day 7 post infection the placebo-treated mice displayed peribronchiolar inflammation 224

with increased periarteriolar cuffing The thickened alveolar septa remain with increased 225

diffuse interstitial inflammation throughout the alveolar septa (Fig 5) 226

The NVX-CoV2373 immunized mice showed significant reduction in lung pathology 227

at both day 4 and day 7 post infection in a dose-dependent manner The prime only 228

group displays reduced inflammation at the 10 μg and 1 μg dose with a reduction in 229

inflammation surrounding the bronchi and arterioles compared to placebo mice In the 230

lower doses of the prime-only groups lung inflammation resembles that of the placebo 231

groups correlating with weight loss and lung virus titer The primeboost immunized 232

groups displayed a significant reduction in lung inflammation for all doses tested which 233

again correlated with lung viral titer and weight loss data The epithelial cells in the large 234

and small bronchi at day 4 and 7 were substantially preserved with minimal bronchiolar 235

sloughing or signs of viral infection The arterioles of animals immunized with 10 μg 1 236

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μg and 01 μg doses have minimal inflammation with only moderate cuffing seen in the 237

001 μg dose similar to placebo Alveolar inflammation was reduced in animals that 238

received the higher doses with only the lower 001 μg dose with inflammation (Fig 5) 239

These data demonstrate that NVX-CoV2373 reduces lung inflammation after challenge 240

and that even doses and regimens of NVX-CoV2373 that elicit minimal or no detectable 241

neutralizing activity are not associated with any obvious exacerbation of the 242

inflammatory response to the virus 243

Multifunctional cytokine analysis of CD4+ and CD8+ T cells in mice To determine 244

the role of Matrix-M in generating T cell responses we immunized groups of mice (N = 245

6group) with 10 μg NVX-CoV2373 alone or with 5 μg Matrix-M in a 2-dose regimen 246

spaced 21-days apart Antigen-specific T cell responses were measured by ELISPOT 247

and intracellular cytokine staining (ICCS) from spleens collected 7-days after the 248

second immunization (study day 28) The number of IFN-γ secreting cells after ex vivo 249

stimulation increased 7-fold in spleens of mice immunized with NVX-CoV2373Matrix-250

M compared to NVX-CoV2373 alone as measured by the ELISPOT assay (Fig 6A) In 251

order to examine CD4+ and CD8+ T cell responses separately ICCS assays were 252

performed in combination with surface marker staining Data shown were gated on 253

CD44hi CD62L- effector memory T cell population Importantly we found the frequency 254

of IFN-γ+ TNF-α+ and IL-2+ cytokine-secreting CD4+ and CD8+ T cells was 255

significantly higher (p lt00001) in spleens from the NVX-CoV2373Matrix-M immunized 256

mice compared to mice immunized without adjuvant (Fig 6B and 6C) Further we 257

noted the frequency of multifunctional CD4+ and CD8+ T cells which simultaneously 258

produce at least two or three cytokines was also significantly increased (p lt00001) in 259

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spleens from the NVX-CoV2373Matrix-M immunized mice (Fig 6B and 6C) 260

Immunization with NVX-CoV2373Matrix-M resulted in higher proportions of 261

multifunctional phenotype within both CD4+ and CD8+ T cell populations The 262

proportions of multifunctional phenotypes detected in memory CD4+ T cells were higher 263

than those in CD8+ T cells (Fig 6D) 264

Type 2 cytokine IL-4 and IL-5 secretion from CD4+ T cells was also determined by 265

ICCS and ELISPOT respectively We found that immunization with NVX-266

CoV2373Matrix-M also increased type 2 cytokine IL-4 and IL-5 secretion (2-fold) 267

compared to immunization with NVX-CoV2373 alone but to a lesser degree than 268

enhancement of type 1 cytokine production (eg IFN-γ increased 20-fold) These 269

results indicate that administration of the Matrix-M adjuvant led to an antigen-specific 270

CD4+ T cell development which was at least balanced between Th1 and phenotypes 271

or in most animals Th1-dominant (Supplementary Figure 1) 272

Having shown that vaccination with NVX-CoV2373Matrix-M elicited multifunctional 273

antigen-specific CD4+ T cell responses and virus neutralizing antibodies in mice we 274

next evaluated the effect of the immunization on germinal center formation by 275

measuring the frequency of CD4+ T follicular helper (Tfh) and germinal center (GC) B 276

cells in spleens Addition of Matrix-M adjuvant significantly increased the frequency of 277

Tfh cells (CD4+ CXCR5+ PD-1+) (p = 001) as well as the frequency of GC B cells 278

(CD19+GL7+CD95+) (p = 00002) in spleens (Fig 7A and 7B) 279

Immunogenicity NVX-CoV2373 vaccine in olive baboons Having determined that 280

low dose levels of NVX-CoV2373 with Matrix-M elicit protective neutralizing antibodies 281

and promotes the generation of multifunctional antigen-specific T cells in mice we next 282

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evaluated the immunogenicity of the vaccine in adult baboons In this study adult olive 283

baboons were immunized with a dose range (1 μg 5 μg and 25 μg) of NVX-CoV2373 284

with 50 μg Matrix-M adjuvant administered by IM injection in two doses spaced 21-days 285

apart To assess the adjuvant activity of Matrix-M in nonhuman primates an additional 286

group of animals was immunized with 25 μg of NVX-CoV2373 without the adjuvant 287

Anti-S protein IgG titers were detected within 21-days of a single priming immunization 288

in animals immunized with NVX-CoV2373Matrix-M across all the dose levels (GMT = 289

1249-19000) Anti-S protein IgG titers increased over a log (GMT = 33000-174000) 290

within 1 to 2 weeks following a booster immunization (days 28 and 35) across all of the 291

dose levels Importantly animals immunized with NVX-CoV2373 without adjuvant had 292

minimum or no detected anti-S IgG titer (GMT lt125) after one immunization which was 293

not boosted by a second immunization (Fig 8A) 294

We also determined the functionality of the antibodies Low levels of hACE2 receptor 295

blocking antibodies were detected in animals following a single immunization with 5 or 296

25 μg NVX-CoV2373Matrix-M (GMT = 22-37) Receptor blocking antibody titers were 297

significantly increased within one to two weeks of the booster immunization across all 298

groups immunized with NVX-CoV2373Matrix-M (GMT = 150-600) (Fig 8B) Virus 299

neutralizing antibodies were also elevated (GMT = 190-446) across all dose groups 300

after a single immunization with NVX-CoV2373Matrix-M Animals immunized with 25 301

μg NVX-CoV2373 alone had no detectable antibodies that block S-protein binding to 302

hACE2 (Fig 8B) Neutralizing titers increased 25- to 38-fold following the second 303

immunization (GMT = 6400-17000) (Fig 8C) Animals receiving the NVX-CoV2373 304

alone had little or no detectable neutralizing antibodies (GMT lt100) There was a 305

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significant correlation (p lt00001) between anti-S IgG levels and neutralizing antibody 306

titers (Fig 8D) The immunogenicity of the adjuvanted vaccine in nonhuman primates is 307

consistent with the mouse immunogenicity results and further supports the role of 308

Matrix-M adjuvant in promoting the generation of neutralizing antibodies and dose 309

sparing 310

PBMCs were collected 7 days after the second immunization (day 28) and T cell 311

response was measured by ELISPOT assay PBMCs from animals immunized with 5 microg 312

or 25 μg NVX-CoV2373Matrix-M had the highest number of IFN-γ secreting cells 313

which was 5-fold greater on average compared to animals immunized with 25 microg NXV-314

CoV2373 alone or 1 microg NVXCoV2373Matrix-M (Fig 8E) By ICCS analysis 315

immunization with 5 microg NVXCoV2373Matrix-M also showed the highest frequency of 316

IFN-γ+ IL-2+ and TNF-α+ CD4+ T cells (Fig 8F) This trend was also true for 317

multifunctional CD4+ T cells in which at least two or three type 1 cytokines were 318

produced simultaneously (Fig 8F) Type 2 cytokine IL-4 level were too low to be 319

detected in baboons by ELISPOT analysis 320

We next compared the levels of serum antibodies in recovered COVID-19 patients to 321

the level of antibodies in NVX-CoV2373Matrix-M vaccinated baboons The mean anti-S 322

IgG levels were 7-fold higher in immunized baboons (EC50 = 152060 95CI 60767-323

243354) compared to convalescent serum (EC50 = 21136 95CI 11473-30799) 324

We also compared the level of functional hACE2 receptor inhibiting (50 RI) titers 325

Baboons receiving the vaccine had 8-fold higher binding and receptor inhibiting 326

antibodies (50 RI = 478 95CI 1611-7944) compared to COVID-19 convalescent 327

serum (50 RI = 61 95CI 357-855) (Fig 9) Therefore NVX-CoV2373 vaccine 328

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induced binding and functional antibodies in a nonhuman primate at levels comparable 329

or higher than individuals recovered from COVID-19 Collectively these results support 330

the development of NVX-CoV2373 for prevention of COVID-19 331

Discussion 332

Here we showed that a full-length stabilized prefusion SARS-CoV-2 spike glycoprotein 333

vaccine (NVX-CoV2373) adjuvanted by Matrix-M can induce high levels of functional 334

immunity in mice and baboons and protects mice expressing hACE2 receptors in a live 335

SARS-CoV-2 challenge The functional immunity induced by the nanoparticle vaccine 336

and Matrix-M adjuvant is clearly dependent on both the adjuvant and antigen 337

components and mirrors the human experience with influenza hemagglutinin vaccine21 338

and a naiumlve population with ebola recombinant protein nanoparticle vaccines 22 339

Immunization with NVX-CoV2373 at low doses in mice and nonhuman primate induced 340

anti-S antibodies hACE2-receptor inhibiting antibodies and SARS-CoV-2 neutralizing 341

antibodies after one dose with significantly increased titers after a booster immunization 342

In addition NVX-CoV2373 vaccine induced CD4+ and CD8+ T cell responses and in 343

mice provided protection against SARS-CoV-2 challenge Matrix-M adjuvant was also 344

shown to enhance Tfh cell and GC B cell development which are critical for induction 345

and maintaining of high affinity antibody response Low suboptimal doses of NVX-346

CoV2373 vaccine did not show evidence of VAERD in challenged mice23 24 347

While multiple animal models have been developed for infection with human 348

coronaviruses including SARS MERS and now COVID19 to date none of them fully 349

represent the pathology or clinical symptoms of human infection However the murine 350

hACE2 transduced challenge model with wild-type virus appears to recapitulate the 351

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severe clinical disease seen in humans although the pathological basis for illness may 352

differ Of note the adenovirus-based hACE-2 transduction itself gives rise to some 353

background inflammatory changes which are present in all animals and are of course 354

not responsive to prophylaxis targeting SARS-CoV-2 This may make histopathology in 355

this model less responsive to the vaccine than parameters such as weight loss 356

Nonetheless by blocking and ameliorating the common initiating event hACE-2 357

receptor binding vaccine-induced functional immunity is demonstrated that indicates a 358

potential for the vaccine to induce a protective immunity Models utilizing macaques and 359

baboons specifically have been predictive for human immunogenicity and suggest this 360

vaccine should continue to be evaluated in these systems as well as in humans To this 361

end the safety immunogenicity and efficacy of the NVX-CoV2373 with Matrix-M 362

adjuvant is currently being evaluated in multiple nonhuman primate models and a phase 363

12 clinical trial (NCT04368988) 364

Methods 365

Cell lines virus antibody reagents and receptors Vero E6 cells (ATCC CRL-1586) 366

were maintained in Minimal Eagles Medium (MEM) supplemented with 10 fetal bovine 367

serum 1 glutamine and 1 penicillin and streptomycin The SARS-CoV-2 (WA-1) 368

isolated was obtained from the Center for Disease Control (WA-1 strain) and stock virus 369

prepared in Vero E6 cells Histidine-tagged hACE2 and histidine-DPP4 receptors were 370

purchased from Syno Biologics (Beijing CN) Rabbit anti-SARS-CoV spike protein was 371

purchased form Biodefense and Emerging Infections Research Resources Repository 372

(catalog no NR-4569 BEI Resources Manassas VA) 373

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SARS-CoV-2 protein expression SARS-CoV-2 constructs were synthetically 374

produced from the full-length S glycoprotein gene sequence (GenBank MN908947 375

nucleotides 21563-25384) The full-length S-genes were codon optimized for 376

expression in Spodoptera frugiperda (Sf9) cells and synthetically produced by 377

GenScript (Piscataway NJ USA) The QuikChange Lightning site-directed mutagenesis 378

kit (Agilent) was used to produce two spike protein variants modifications by mutating 379

the S1S2 cleavage site by mutation of the furin cleavage site (682-RRAR-685) to 682-380

QQAQ-685 to be protease resistant and designated as BV2365 The single mutant 381

BV2365 was further stabilized by introducing two proline substitutions at positions 382

K986P and V987P (2P) to produce the double mutant NVX-CoV2373 Full-length S-383

genes were cloned between the BamHI ndash HindIII sites in the pFastBac baculovirus 384

transfer vector (Invtrogen Carlsbad CA) under transcriptional control of the Autograha 385

californica polyhedron promoter Recombinant baculovirus constructs were plaque 386

purified and master seed stocks prepared and used to produce the working virus stocks 387

The baculovirus master and working stock titers were determined using rapid titer kit 388

(Clontech Mountain View CA) Recombinant baculovirus stocks were prepared by 389

infectingSf9 cells with a multiplicity of infection (MOI) of le001 plaque forming units (pfu) 390

per cell25-27 391

Expression and purification SARS-CoV-2 S proteins were produced in Sf9 cells 392

expanded in serum-free medium to a density of 2-3 x 106 cell mL-1 and infected with 393

recombinant baculovirus at MOI of le01 pfu per cell Cells were cultured at 27 plusmn 2degC and 394

harvested at 68-72 hours post-infection by centrifugation (4000 x g for 15 min) Cell 395

pellets were suspended in 25 mM Tris HCl (pH 80) 50 mM NaCl and 05-10 (vv) 396

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TERGITOL NP-9 with leupeptin S-proteins were extracted from the plasma membranes 397

with Tris buffer containing NP-9 detergent clarified by centrifugation at 10000 x g for 30 398

min S-proteins were purified by TMAE anion exchange and lentil lectin affinity 399

chromatography Hollow fiber tangential flow filtration was used to formulate the purified 400

spike protein at 100-150 μg mL-1 in 25 mM sodium phosphate (pH 72) 300 mM NaCl 401

002 (vv) polysorbate 80 (PS 80)26 Purified S-proteins were evaluated by 4-12 402

gradient SDS-PAGE stained with Gel-Code Blue reagent (Pierce Rockford IL) and 403

purity was determined by scanning densitometry using the OneDscan system (BD 404

Biosciences Rockville MD) 405

Dynamic light scattering (DLS) Samples were equilibrated at 25degC and scattering 406

intensity was monitored as a function of time in a Zetasizer NanoZS (Malvern UK) 407

Cumulants analysis of the scattered intensity autocorrelation function was performed 408

with instrument software to provide the z-average particle diameter and polydispersity 409

index (PDI) 410

Differential scanning calorimetry (DCS) Samples and corresponding buffers were 411

heated from 4degC to 120degC at 1degC per minute and the differential heat capacity change 412

was measured in a NanoDSC (TA Instruments New Castle DE) A separate buffer 413

scan was performed to obtain a baseline which was subtracted from the sample scan 414

to produce a baseline-corrected profile The temperature where the peak apex is 415

located is the transition temperature (Tmax) and the area under the peak provides the 416

enthalpy of transition (ΔHcal) 417

Transmission electron microscopy (TEM) and 2D class averaging Electron 418

microscopy was perform by NanoImaging Services (San Diego CA) with a FEI Tecani 419

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T12 electron microscope operated at 120keV equipped with a FEI Eagle 4k x 4k CCD 420

camera SARS-CoV-2 S proteins were diluted to 25 microg mL-1 in formulation buffer The 421

samples (3 microL) were applied to nitrocellulose-supported 400-mesh copper grids and 422

stained with uranyl format Images of each grid were acquired at multiple scales to 423

assess the overall distribution of the sample High-magnification images were acquired 424

at nominal magnifications of 110000x (010 nmpixel) and 67000x (016 nmpixel) The 425

images were acquired at a nominal under focus of -14microm to -08microm (110000x) and 426

electron doses of ~25 eAring2 427

For class averaging particles were identified at high magnification prior to 428

alignment and classification The individual particles were selected boxed out and 429

individual sub-images were combined into a stack to be processed using reference-free 430

classification Individual particles in the 67000x high magnification images were 431

selected using an automated picking protocol17 An initial round of alignments was 432

performed for each sample and from the alignment class averages that appeared to 433

contain recognizable particles were selected for additional rounds of alignment These 434

averages were used to estimate the percentage of particles that resembled single 435

trimers and oligomers A reference-free alignment strategy based on XMIPP processing 436

package was used for particle alignment and classification18 437

Kinetics of SARS-CoV-2 S binding to hACE2 receptor by BLI S-protein receptor 438

binding kinetics was determined by bio-layer interferometry (BLI) using an Octet QK384 439

system (Pall Forteacute Bio Fremont CA) Hist-tagged human ACE2 (2 μg mL-1) was 440

immobilized on nickel-charged Ni-NTA biosensor tips After baseline SARS-CoV-2 S 441

protein containing samples were 2-fold serially diluted over a range 47nM to 300 nM 442

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21

range were allowed to associate for 600 sec followed by dissociation for an additional 443

900 sec Data was analyzed with Octet software HT 1011 global curve fit 444

Specificity of SARS-CoV-2 S binding to hACE2 receptor by ELISA Ninety-six well 445

plates were coated with 100 μL SARS-CoV-2 spike protein (2 μg mL-1) overnight at 4degC 446

Plates were washed with phosphate buffered saline with 005 Tween (PBS-T) buffer 447

and blocked with TBS Startblock blocking buffer (ThermoFisher Scientific) Histidine-448

tagged hACE2 and hDPP4 receptors were 3-fold serially diluted (5-00001 μg mL-1) and 449

added to coated wells for 2 hours at room temperature The plates were washed with 450

PBS-T Optimally diluted horseradish peroxidase (HRP) conjugated anti-histidine was 451

added and color developed by addition of and 33rsquo55rsquo-tetramethylbenzidine peroxidase 452

substrate (TMB T0440-IL Sigma St Louis MO USA) Plates were read at an OD of 453

450 nm with a SpectraMax Plus plate reader (Molecular Devices Sunnyvale CA USA) 454

and data analyzed with SoftMax software EC50 values were calculated by 4-parameter 455

fitting using GraphPad Prism 705 software 456

Animal ethics statement The mouse immunogenicity studies were performed by 457

Noble Life Sciences (Sykeville MD) Noble Life Sciences is accredited by the 458

Association for Assessment and Accreditation of Laboratory Animal Care (AAALACC 459

International) All animal procedures were in accordance with NRC Guide for the Care 460

and Use of Laboratory Animals the Animal Welfare Act and the CDCNIH Biosafety in 461

Microbiological and Biomedical Laboratories The olive baboon (Papio cynocephalus 462

anubis) study was performed at the University of Oklahoma Health Science Center 463

(OUHSC) OUHSC is accredited by AAALACC International Baboons were maintained 464

and treated according to the Institutional Biosafety Committee guidelines Baboon 465

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22

experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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23

peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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24

(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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25

receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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26

Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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28

the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 6: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

6

type (WT) the single mutant BV2365 and double mutant NVX-CoV2373 genes were 99

codon optimized for insect cells and cloned into recombinant baculovirus for expression 100

in Sf9 cells 101

Biophysical characterization and stability Purified SARS-CoV-2 WT BV2365 and 102

NVX-CoV2373 S-proteins when reduced migrated with an apparent molecular weight of 103

180 kDa (Fig 1B) Dynamic light scattering (DLS) showed the WT S-protein had a Z-104

average particle diameter of 6953 nm compared to a 2-fold smaller particle size of 105

BV2365 (334 nm) and NVX-CoV2373 (272 nm) The polydispersity index (PDI) 106

indicated that BV2365 and NXV-CoV2373 particles were generally uniform in size 107

shape and mass (PDI = 025-029) compared to the wild-type spike-protein (PDI = 108

046) (Table 1) 109

The thermal stability of the S-trimers was determined by differential scanning 110

calorimetry (DSC) The thermal transition temperature of the WT S-spike (Tmax = 586degC) 111

was similar to BV2365 and NXV-CoV2373 with a Tmax = 613degC and 604degC respectively 112

(Table 1) Of greater significance was the 3 - 5 fold increased enthalpy of transition 113

required to unfold the BV2365 and NXV-CoV2373 variants (ΔHcal = 466 and 732 114

kJmol respectively) compared to the lower enthalpy required to unfold the WT spike 115

protein (ΔHcal = 153 kJmol) These results are consistent with improved thermal 116

stability of the BV2365 and NXV-CoV2373 compared to that of WT spike protein (Table 117

1) 118

Transmission Electron Microscopy (TEM) and 2D Class Averaging TEM and two-119

dimensional (2D) class averaging were used to determine the ultrastructure of NVX-120

Cov2373 High magnification (67000x and 100000x) TEM images of negatively stained 121

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NVX-CoV2373 showed particles corresponding to S-protein homotrimers An automated 122

picking protocol supplemented with manual picking was used to construct 2D class 123

average images17 18 Two rounds of 2D class averaging of homotrimeric structures 124

revealed a triangular particle appearance with a 15 nm length and 13 nm width (Fig 1C 125

top left) Overlaying the recently solved cryoEM structure of the SARS-CoV-2 spike 126

protein ectodomain (EMD ID 21374)19 20 over the 2D NVX-Cov2373 image showed a 127

good fit with the crown-shaped S1 (NTD and RBD) and the S2 stem (Fig 1C bottom 128

left) Also apparent in the 2D images was a faint projection that protruded from the tip of 129

the trimeric structure opposite of the NTDRBD crown (Fig 1C top right) 2D class 130

averaging using a larger box size showed these faint projections form a connection 131

between the S-trimer and an amorphous structure We speculate these faint projections 132

likely represents the HR2 domain which is highly flexible in the prefusion conformation19 133

with the TM domain anchored within a polysorbate 80 micelle (Fig 1C bottom right) 134

SARS-CoV-2 S protein binding to hACE2 receptor by BLI and ELISA S-protein 135

binding to the hACE2 receptor was determined using bio-layer interferometry (BLI) To 136

assess binding a histidine-tagged hACE2 receptor was coupled to nickel charged 137

nitrilotriacetic acid (Ni-NTA) biosensor tips The hACE2 coated biosensor tips were 138

dipped in wells containing serially diluted (47 nM to 300 nM) recombinant S protein 139

Dissociation kinetics showed that the S-proteins remained tightly bound as evident by 140

minimal or no dissociation over 900 seconds of observation in the absence of fluid-141

phase S protein (Fig 2A 2B 2C) 142

We next determined the specificity of receptor binding using an ELISA method In 143

this evaluation histidine-tagged hACE2 or hDDP-4 receptors over concentration range 144

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8

of 00001-5 μg mL-1 were added to ELISA plates coated with WT BV2365 or NVX-145

CoV2373 and binding was detected with HRP conjugated anti-histidine antibody WT 146

BV2365 and NVX-CoV2373 proteins specifically bound hACE2 but failed to bind the 147

hDPP-4 receptor used by MERS-CoV (IC50 gt5000 ng mL-1) WT and BV2365 bound to 148

hACE2 with similar affinity (IC50 = 36-38 ng mL-1) while NVX-CoV2373 attained 50 149

saturation of hACE2 binding at 2-fold lower concentration (IC50 = 18 ng mL-1) (Fig 2D 150

2E 2F) 151

SARS-CoV-2 S stability under stressed conditions The stability of a COVID-19 152

vaccine for global distribution is critical The structural integrity of the NVX-CoV2373 153

spike protein with the 2-prolines substitutions and BV2365 without the 2-proline 154

substitutions was assessed with different environmental stress conditions using the 155

hACE2 ELISA Incubation of NVX-CoV2373 at pH extremes (48 hours at pH 4 and pH 156

9) with prolonged agitation (48 hours) through freezethaw (2 cycles) or elevated 157

temperature (48 hours at 25degC and 37degC) had no effect on hACE2 receptor binding 158

(IC50 = 140 - 183 ng mL-1) Only oxidizing conditions with hydrogen peroxide reduced 159

the binding of NVX-CoV2373 by 8-fold (IC50 = 120 ng mL-1) (Fig 3A) BV2365 without 160

the 2-proline substitutions was less stable as determined by a significant reduction in 161

hACE2 binding (IC50 = 568-1434 ng mL-1) under multiple conditions (Fig 3B) These 162

results confirmed that the NVX-CoV2373 with the 2-proline mutation had significantly 163

greater stability and was therefore selected for further evaluation 164

NVX-CoV2373 vaccine immunogenicity in mice We next assessed the 165

immunogenicity of NVX-CoV2373 and the dose-sparing potential of saponin-based 166

Matrix-M adjuvant Groups of mice were immunized with a low dose range (001 μg 167

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01 μg 1 μg and 10 μg) of NVX-CoV2373 with 5 μg Matrix-M adjuvant using a single 168

priming dose or a primeboost regimen spaced 14-days apart Animals immunized with 169

a single priming dose of 01-10 μg NVX-CoV2373Matrix-M had elevated anti-S IgG 170

titers that were detected 21-28 days after a single immunization (Fig4A right) Mice 171

immunized with 10 μg dose of NVX-CoV2373Matrix-M induced antibodies that blocked 172

hACE2 receptor binding to S-protein and virus neutralizing antibodies 21- 28-days after 173

a single priming dose (Fig 4B and 4C) Animals immunized with the primeboost 174

regimen had significantly elevated anti-S IgG titers that were detected 7-16 days 175

following the booster immunization across all dose levels Animals immunized with 1 176

μg and 10 μg NVX-CoV2373Matrix-M had similar high anti-S IgG titers following 177

immunization (GMT = 139000 and 84000 respectively) Importantly mice immunized 178

with 01 μg 1 μg or 10 μg NVX-CoVMatrix-M had significantly (p le 000001) higher 179

anti-S IgG titers compared to mice immunized with 10 μg NVX-CoV2373 without 180

adjuvant (Fig 4A left) These results indicate the potential for a 10-fold or greater 181

dose sparing provided by Matrix-M adjuvant Furthermore immunization with two 182

doses of NVX-CoV2373Matrix-M elicited high titer antibodies that blocked hACE2 183

receptor binding to S-protein (IC50 = 218 ndash 1642) and neutralized the cytopathic effect 184

(CPE) of SARS-CoV-2 on Vero E6 cells (100 blocking of CPE = 7680 ndash 20000) 185

across all dose levels (Fig 4B and 4C) 186

NVX-CoV2373 protection against SARS-CoV-2 in AdCMVhACE2 mice Mice were 187

vaccinated with NVX-CoV2373 to evaluate the induction of protective immunity against 188

challenge with SARS-CoV-2 by comparing single-dose or primeboost vaccination 189

strategies compared in a live virus challenge model Mice were immunized with a single 190

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priming dose or a primeboost regimen with NVX-CoV2373Matrix-M as described 191

above Since mice do not support replication of wild-type SARS-CoV-2 virus on day 52 192

post initial vaccination mice were intranasally infected with an adenovirus expressing 193

hACE2 (AdhACE2) to render them permissive At four days post transduction mice 194

were challenged with 105 pfumouse of SARS-CoV-2 (WA1 strain) Following challenge 195

mice were weighed daily and pulmonary histology and viral load were analyzed at day 4 196

and 7 post challenge 197

At 4 days post infection placebo-treated mice had an average of 104 SARS-CoV-2 198

pfulung while the mice immunized with NVX-CoV2373 without Matrix-M had 103 199

pfulung and those with Matrix-M had limited to no detectable virus load (Fig 4D) The 200

NVX-CoV2373 with Matrix-M prime-only groups of mice exhibited a dose-dependent 201

reduction in virus titer with recipients of the 10 μg dose having no detectable virus at 202

day 4 post infection Mice receiving 1 μg 01 μg and 001 μg doses all showed a 203

marked reduction in titer compared to placebo-vaccinated mice In the primeboost 204

groups mice immunized with 10 μg 1 μg and 01 μg doses had almost undetectable 205

lung virus loads while the 001 μg group displayed a reduction of at least 1 log relative 206

to placebo animals Weight loss during the experiment paralleled the viral load findings 207

with animals receiving single doses of 10 μg 1 μg and 01 μg NVX-CoV2373Matrix-M 208

showing marked protection from weight loss compared to the unvaccinated placebo 209

animals (Fig 4E) The mice receiving a prime and boost vaccination with adjuvanted 210

vaccine also demonstrated significant protection against weight loss at all dose levels 211

(Fig 4F) In addition we compared the primeboost regimens using 10 μg of either 212

adjuvanted or unadjuvanted NVX-CoV2373 The mice receiving the primeboost with 213

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11

adjuvant were significantly protected from weight loss relative to placebo mice while the 214

group immunized with 10 μg NVX-CoV2373 alone were not protected against weight 215

loss (Fig 4G) These results confirm that NVX-CoV2373 confers protection against 216

SARS-CoV-2 and that low doses of the vaccine associated with lower serologic 217

responses do not exacerbate weight loss or demonstrate exaggerated illness 218

Histopathology Lung histopathology was evaluated on days 4 and day 7 post 219

challenge At day 4 post challenge placebo-immunized mice showed denudation of 220

epithelial cells in the large airways with thickening of the alveolar septa surrounded by a 221

mixed inflammatory cell population Periarteriolar cuffing was observed throughout the 222

lungs with inflammatory cells consisting primarily of neutrophils and macrophages By 223

day 7 post infection the placebo-treated mice displayed peribronchiolar inflammation 224

with increased periarteriolar cuffing The thickened alveolar septa remain with increased 225

diffuse interstitial inflammation throughout the alveolar septa (Fig 5) 226

The NVX-CoV2373 immunized mice showed significant reduction in lung pathology 227

at both day 4 and day 7 post infection in a dose-dependent manner The prime only 228

group displays reduced inflammation at the 10 μg and 1 μg dose with a reduction in 229

inflammation surrounding the bronchi and arterioles compared to placebo mice In the 230

lower doses of the prime-only groups lung inflammation resembles that of the placebo 231

groups correlating with weight loss and lung virus titer The primeboost immunized 232

groups displayed a significant reduction in lung inflammation for all doses tested which 233

again correlated with lung viral titer and weight loss data The epithelial cells in the large 234

and small bronchi at day 4 and 7 were substantially preserved with minimal bronchiolar 235

sloughing or signs of viral infection The arterioles of animals immunized with 10 μg 1 236

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12

μg and 01 μg doses have minimal inflammation with only moderate cuffing seen in the 237

001 μg dose similar to placebo Alveolar inflammation was reduced in animals that 238

received the higher doses with only the lower 001 μg dose with inflammation (Fig 5) 239

These data demonstrate that NVX-CoV2373 reduces lung inflammation after challenge 240

and that even doses and regimens of NVX-CoV2373 that elicit minimal or no detectable 241

neutralizing activity are not associated with any obvious exacerbation of the 242

inflammatory response to the virus 243

Multifunctional cytokine analysis of CD4+ and CD8+ T cells in mice To determine 244

the role of Matrix-M in generating T cell responses we immunized groups of mice (N = 245

6group) with 10 μg NVX-CoV2373 alone or with 5 μg Matrix-M in a 2-dose regimen 246

spaced 21-days apart Antigen-specific T cell responses were measured by ELISPOT 247

and intracellular cytokine staining (ICCS) from spleens collected 7-days after the 248

second immunization (study day 28) The number of IFN-γ secreting cells after ex vivo 249

stimulation increased 7-fold in spleens of mice immunized with NVX-CoV2373Matrix-250

M compared to NVX-CoV2373 alone as measured by the ELISPOT assay (Fig 6A) In 251

order to examine CD4+ and CD8+ T cell responses separately ICCS assays were 252

performed in combination with surface marker staining Data shown were gated on 253

CD44hi CD62L- effector memory T cell population Importantly we found the frequency 254

of IFN-γ+ TNF-α+ and IL-2+ cytokine-secreting CD4+ and CD8+ T cells was 255

significantly higher (p lt00001) in spleens from the NVX-CoV2373Matrix-M immunized 256

mice compared to mice immunized without adjuvant (Fig 6B and 6C) Further we 257

noted the frequency of multifunctional CD4+ and CD8+ T cells which simultaneously 258

produce at least two or three cytokines was also significantly increased (p lt00001) in 259

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13

spleens from the NVX-CoV2373Matrix-M immunized mice (Fig 6B and 6C) 260

Immunization with NVX-CoV2373Matrix-M resulted in higher proportions of 261

multifunctional phenotype within both CD4+ and CD8+ T cell populations The 262

proportions of multifunctional phenotypes detected in memory CD4+ T cells were higher 263

than those in CD8+ T cells (Fig 6D) 264

Type 2 cytokine IL-4 and IL-5 secretion from CD4+ T cells was also determined by 265

ICCS and ELISPOT respectively We found that immunization with NVX-266

CoV2373Matrix-M also increased type 2 cytokine IL-4 and IL-5 secretion (2-fold) 267

compared to immunization with NVX-CoV2373 alone but to a lesser degree than 268

enhancement of type 1 cytokine production (eg IFN-γ increased 20-fold) These 269

results indicate that administration of the Matrix-M adjuvant led to an antigen-specific 270

CD4+ T cell development which was at least balanced between Th1 and phenotypes 271

or in most animals Th1-dominant (Supplementary Figure 1) 272

Having shown that vaccination with NVX-CoV2373Matrix-M elicited multifunctional 273

antigen-specific CD4+ T cell responses and virus neutralizing antibodies in mice we 274

next evaluated the effect of the immunization on germinal center formation by 275

measuring the frequency of CD4+ T follicular helper (Tfh) and germinal center (GC) B 276

cells in spleens Addition of Matrix-M adjuvant significantly increased the frequency of 277

Tfh cells (CD4+ CXCR5+ PD-1+) (p = 001) as well as the frequency of GC B cells 278

(CD19+GL7+CD95+) (p = 00002) in spleens (Fig 7A and 7B) 279

Immunogenicity NVX-CoV2373 vaccine in olive baboons Having determined that 280

low dose levels of NVX-CoV2373 with Matrix-M elicit protective neutralizing antibodies 281

and promotes the generation of multifunctional antigen-specific T cells in mice we next 282

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14

evaluated the immunogenicity of the vaccine in adult baboons In this study adult olive 283

baboons were immunized with a dose range (1 μg 5 μg and 25 μg) of NVX-CoV2373 284

with 50 μg Matrix-M adjuvant administered by IM injection in two doses spaced 21-days 285

apart To assess the adjuvant activity of Matrix-M in nonhuman primates an additional 286

group of animals was immunized with 25 μg of NVX-CoV2373 without the adjuvant 287

Anti-S protein IgG titers were detected within 21-days of a single priming immunization 288

in animals immunized with NVX-CoV2373Matrix-M across all the dose levels (GMT = 289

1249-19000) Anti-S protein IgG titers increased over a log (GMT = 33000-174000) 290

within 1 to 2 weeks following a booster immunization (days 28 and 35) across all of the 291

dose levels Importantly animals immunized with NVX-CoV2373 without adjuvant had 292

minimum or no detected anti-S IgG titer (GMT lt125) after one immunization which was 293

not boosted by a second immunization (Fig 8A) 294

We also determined the functionality of the antibodies Low levels of hACE2 receptor 295

blocking antibodies were detected in animals following a single immunization with 5 or 296

25 μg NVX-CoV2373Matrix-M (GMT = 22-37) Receptor blocking antibody titers were 297

significantly increased within one to two weeks of the booster immunization across all 298

groups immunized with NVX-CoV2373Matrix-M (GMT = 150-600) (Fig 8B) Virus 299

neutralizing antibodies were also elevated (GMT = 190-446) across all dose groups 300

after a single immunization with NVX-CoV2373Matrix-M Animals immunized with 25 301

μg NVX-CoV2373 alone had no detectable antibodies that block S-protein binding to 302

hACE2 (Fig 8B) Neutralizing titers increased 25- to 38-fold following the second 303

immunization (GMT = 6400-17000) (Fig 8C) Animals receiving the NVX-CoV2373 304

alone had little or no detectable neutralizing antibodies (GMT lt100) There was a 305

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15

significant correlation (p lt00001) between anti-S IgG levels and neutralizing antibody 306

titers (Fig 8D) The immunogenicity of the adjuvanted vaccine in nonhuman primates is 307

consistent with the mouse immunogenicity results and further supports the role of 308

Matrix-M adjuvant in promoting the generation of neutralizing antibodies and dose 309

sparing 310

PBMCs were collected 7 days after the second immunization (day 28) and T cell 311

response was measured by ELISPOT assay PBMCs from animals immunized with 5 microg 312

or 25 μg NVX-CoV2373Matrix-M had the highest number of IFN-γ secreting cells 313

which was 5-fold greater on average compared to animals immunized with 25 microg NXV-314

CoV2373 alone or 1 microg NVXCoV2373Matrix-M (Fig 8E) By ICCS analysis 315

immunization with 5 microg NVXCoV2373Matrix-M also showed the highest frequency of 316

IFN-γ+ IL-2+ and TNF-α+ CD4+ T cells (Fig 8F) This trend was also true for 317

multifunctional CD4+ T cells in which at least two or three type 1 cytokines were 318

produced simultaneously (Fig 8F) Type 2 cytokine IL-4 level were too low to be 319

detected in baboons by ELISPOT analysis 320

We next compared the levels of serum antibodies in recovered COVID-19 patients to 321

the level of antibodies in NVX-CoV2373Matrix-M vaccinated baboons The mean anti-S 322

IgG levels were 7-fold higher in immunized baboons (EC50 = 152060 95CI 60767-323

243354) compared to convalescent serum (EC50 = 21136 95CI 11473-30799) 324

We also compared the level of functional hACE2 receptor inhibiting (50 RI) titers 325

Baboons receiving the vaccine had 8-fold higher binding and receptor inhibiting 326

antibodies (50 RI = 478 95CI 1611-7944) compared to COVID-19 convalescent 327

serum (50 RI = 61 95CI 357-855) (Fig 9) Therefore NVX-CoV2373 vaccine 328

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16

induced binding and functional antibodies in a nonhuman primate at levels comparable 329

or higher than individuals recovered from COVID-19 Collectively these results support 330

the development of NVX-CoV2373 for prevention of COVID-19 331

Discussion 332

Here we showed that a full-length stabilized prefusion SARS-CoV-2 spike glycoprotein 333

vaccine (NVX-CoV2373) adjuvanted by Matrix-M can induce high levels of functional 334

immunity in mice and baboons and protects mice expressing hACE2 receptors in a live 335

SARS-CoV-2 challenge The functional immunity induced by the nanoparticle vaccine 336

and Matrix-M adjuvant is clearly dependent on both the adjuvant and antigen 337

components and mirrors the human experience with influenza hemagglutinin vaccine21 338

and a naiumlve population with ebola recombinant protein nanoparticle vaccines 22 339

Immunization with NVX-CoV2373 at low doses in mice and nonhuman primate induced 340

anti-S antibodies hACE2-receptor inhibiting antibodies and SARS-CoV-2 neutralizing 341

antibodies after one dose with significantly increased titers after a booster immunization 342

In addition NVX-CoV2373 vaccine induced CD4+ and CD8+ T cell responses and in 343

mice provided protection against SARS-CoV-2 challenge Matrix-M adjuvant was also 344

shown to enhance Tfh cell and GC B cell development which are critical for induction 345

and maintaining of high affinity antibody response Low suboptimal doses of NVX-346

CoV2373 vaccine did not show evidence of VAERD in challenged mice23 24 347

While multiple animal models have been developed for infection with human 348

coronaviruses including SARS MERS and now COVID19 to date none of them fully 349

represent the pathology or clinical symptoms of human infection However the murine 350

hACE2 transduced challenge model with wild-type virus appears to recapitulate the 351

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17

severe clinical disease seen in humans although the pathological basis for illness may 352

differ Of note the adenovirus-based hACE-2 transduction itself gives rise to some 353

background inflammatory changes which are present in all animals and are of course 354

not responsive to prophylaxis targeting SARS-CoV-2 This may make histopathology in 355

this model less responsive to the vaccine than parameters such as weight loss 356

Nonetheless by blocking and ameliorating the common initiating event hACE-2 357

receptor binding vaccine-induced functional immunity is demonstrated that indicates a 358

potential for the vaccine to induce a protective immunity Models utilizing macaques and 359

baboons specifically have been predictive for human immunogenicity and suggest this 360

vaccine should continue to be evaluated in these systems as well as in humans To this 361

end the safety immunogenicity and efficacy of the NVX-CoV2373 with Matrix-M 362

adjuvant is currently being evaluated in multiple nonhuman primate models and a phase 363

12 clinical trial (NCT04368988) 364

Methods 365

Cell lines virus antibody reagents and receptors Vero E6 cells (ATCC CRL-1586) 366

were maintained in Minimal Eagles Medium (MEM) supplemented with 10 fetal bovine 367

serum 1 glutamine and 1 penicillin and streptomycin The SARS-CoV-2 (WA-1) 368

isolated was obtained from the Center for Disease Control (WA-1 strain) and stock virus 369

prepared in Vero E6 cells Histidine-tagged hACE2 and histidine-DPP4 receptors were 370

purchased from Syno Biologics (Beijing CN) Rabbit anti-SARS-CoV spike protein was 371

purchased form Biodefense and Emerging Infections Research Resources Repository 372

(catalog no NR-4569 BEI Resources Manassas VA) 373

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SARS-CoV-2 protein expression SARS-CoV-2 constructs were synthetically 374

produced from the full-length S glycoprotein gene sequence (GenBank MN908947 375

nucleotides 21563-25384) The full-length S-genes were codon optimized for 376

expression in Spodoptera frugiperda (Sf9) cells and synthetically produced by 377

GenScript (Piscataway NJ USA) The QuikChange Lightning site-directed mutagenesis 378

kit (Agilent) was used to produce two spike protein variants modifications by mutating 379

the S1S2 cleavage site by mutation of the furin cleavage site (682-RRAR-685) to 682-380

QQAQ-685 to be protease resistant and designated as BV2365 The single mutant 381

BV2365 was further stabilized by introducing two proline substitutions at positions 382

K986P and V987P (2P) to produce the double mutant NVX-CoV2373 Full-length S-383

genes were cloned between the BamHI ndash HindIII sites in the pFastBac baculovirus 384

transfer vector (Invtrogen Carlsbad CA) under transcriptional control of the Autograha 385

californica polyhedron promoter Recombinant baculovirus constructs were plaque 386

purified and master seed stocks prepared and used to produce the working virus stocks 387

The baculovirus master and working stock titers were determined using rapid titer kit 388

(Clontech Mountain View CA) Recombinant baculovirus stocks were prepared by 389

infectingSf9 cells with a multiplicity of infection (MOI) of le001 plaque forming units (pfu) 390

per cell25-27 391

Expression and purification SARS-CoV-2 S proteins were produced in Sf9 cells 392

expanded in serum-free medium to a density of 2-3 x 106 cell mL-1 and infected with 393

recombinant baculovirus at MOI of le01 pfu per cell Cells were cultured at 27 plusmn 2degC and 394

harvested at 68-72 hours post-infection by centrifugation (4000 x g for 15 min) Cell 395

pellets were suspended in 25 mM Tris HCl (pH 80) 50 mM NaCl and 05-10 (vv) 396

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TERGITOL NP-9 with leupeptin S-proteins were extracted from the plasma membranes 397

with Tris buffer containing NP-9 detergent clarified by centrifugation at 10000 x g for 30 398

min S-proteins were purified by TMAE anion exchange and lentil lectin affinity 399

chromatography Hollow fiber tangential flow filtration was used to formulate the purified 400

spike protein at 100-150 μg mL-1 in 25 mM sodium phosphate (pH 72) 300 mM NaCl 401

002 (vv) polysorbate 80 (PS 80)26 Purified S-proteins were evaluated by 4-12 402

gradient SDS-PAGE stained with Gel-Code Blue reagent (Pierce Rockford IL) and 403

purity was determined by scanning densitometry using the OneDscan system (BD 404

Biosciences Rockville MD) 405

Dynamic light scattering (DLS) Samples were equilibrated at 25degC and scattering 406

intensity was monitored as a function of time in a Zetasizer NanoZS (Malvern UK) 407

Cumulants analysis of the scattered intensity autocorrelation function was performed 408

with instrument software to provide the z-average particle diameter and polydispersity 409

index (PDI) 410

Differential scanning calorimetry (DCS) Samples and corresponding buffers were 411

heated from 4degC to 120degC at 1degC per minute and the differential heat capacity change 412

was measured in a NanoDSC (TA Instruments New Castle DE) A separate buffer 413

scan was performed to obtain a baseline which was subtracted from the sample scan 414

to produce a baseline-corrected profile The temperature where the peak apex is 415

located is the transition temperature (Tmax) and the area under the peak provides the 416

enthalpy of transition (ΔHcal) 417

Transmission electron microscopy (TEM) and 2D class averaging Electron 418

microscopy was perform by NanoImaging Services (San Diego CA) with a FEI Tecani 419

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20

T12 electron microscope operated at 120keV equipped with a FEI Eagle 4k x 4k CCD 420

camera SARS-CoV-2 S proteins were diluted to 25 microg mL-1 in formulation buffer The 421

samples (3 microL) were applied to nitrocellulose-supported 400-mesh copper grids and 422

stained with uranyl format Images of each grid were acquired at multiple scales to 423

assess the overall distribution of the sample High-magnification images were acquired 424

at nominal magnifications of 110000x (010 nmpixel) and 67000x (016 nmpixel) The 425

images were acquired at a nominal under focus of -14microm to -08microm (110000x) and 426

electron doses of ~25 eAring2 427

For class averaging particles were identified at high magnification prior to 428

alignment and classification The individual particles were selected boxed out and 429

individual sub-images were combined into a stack to be processed using reference-free 430

classification Individual particles in the 67000x high magnification images were 431

selected using an automated picking protocol17 An initial round of alignments was 432

performed for each sample and from the alignment class averages that appeared to 433

contain recognizable particles were selected for additional rounds of alignment These 434

averages were used to estimate the percentage of particles that resembled single 435

trimers and oligomers A reference-free alignment strategy based on XMIPP processing 436

package was used for particle alignment and classification18 437

Kinetics of SARS-CoV-2 S binding to hACE2 receptor by BLI S-protein receptor 438

binding kinetics was determined by bio-layer interferometry (BLI) using an Octet QK384 439

system (Pall Forteacute Bio Fremont CA) Hist-tagged human ACE2 (2 μg mL-1) was 440

immobilized on nickel-charged Ni-NTA biosensor tips After baseline SARS-CoV-2 S 441

protein containing samples were 2-fold serially diluted over a range 47nM to 300 nM 442

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21

range were allowed to associate for 600 sec followed by dissociation for an additional 443

900 sec Data was analyzed with Octet software HT 1011 global curve fit 444

Specificity of SARS-CoV-2 S binding to hACE2 receptor by ELISA Ninety-six well 445

plates were coated with 100 μL SARS-CoV-2 spike protein (2 μg mL-1) overnight at 4degC 446

Plates were washed with phosphate buffered saline with 005 Tween (PBS-T) buffer 447

and blocked with TBS Startblock blocking buffer (ThermoFisher Scientific) Histidine-448

tagged hACE2 and hDPP4 receptors were 3-fold serially diluted (5-00001 μg mL-1) and 449

added to coated wells for 2 hours at room temperature The plates were washed with 450

PBS-T Optimally diluted horseradish peroxidase (HRP) conjugated anti-histidine was 451

added and color developed by addition of and 33rsquo55rsquo-tetramethylbenzidine peroxidase 452

substrate (TMB T0440-IL Sigma St Louis MO USA) Plates were read at an OD of 453

450 nm with a SpectraMax Plus plate reader (Molecular Devices Sunnyvale CA USA) 454

and data analyzed with SoftMax software EC50 values were calculated by 4-parameter 455

fitting using GraphPad Prism 705 software 456

Animal ethics statement The mouse immunogenicity studies were performed by 457

Noble Life Sciences (Sykeville MD) Noble Life Sciences is accredited by the 458

Association for Assessment and Accreditation of Laboratory Animal Care (AAALACC 459

International) All animal procedures were in accordance with NRC Guide for the Care 460

and Use of Laboratory Animals the Animal Welfare Act and the CDCNIH Biosafety in 461

Microbiological and Biomedical Laboratories The olive baboon (Papio cynocephalus 462

anubis) study was performed at the University of Oklahoma Health Science Center 463

(OUHSC) OUHSC is accredited by AAALACC International Baboons were maintained 464

and treated according to the Institutional Biosafety Committee guidelines Baboon 465

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22

experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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23

peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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24

(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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26

Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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28

the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

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44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

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C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 7: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

7

NVX-CoV2373 showed particles corresponding to S-protein homotrimers An automated 122

picking protocol supplemented with manual picking was used to construct 2D class 123

average images17 18 Two rounds of 2D class averaging of homotrimeric structures 124

revealed a triangular particle appearance with a 15 nm length and 13 nm width (Fig 1C 125

top left) Overlaying the recently solved cryoEM structure of the SARS-CoV-2 spike 126

protein ectodomain (EMD ID 21374)19 20 over the 2D NVX-Cov2373 image showed a 127

good fit with the crown-shaped S1 (NTD and RBD) and the S2 stem (Fig 1C bottom 128

left) Also apparent in the 2D images was a faint projection that protruded from the tip of 129

the trimeric structure opposite of the NTDRBD crown (Fig 1C top right) 2D class 130

averaging using a larger box size showed these faint projections form a connection 131

between the S-trimer and an amorphous structure We speculate these faint projections 132

likely represents the HR2 domain which is highly flexible in the prefusion conformation19 133

with the TM domain anchored within a polysorbate 80 micelle (Fig 1C bottom right) 134

SARS-CoV-2 S protein binding to hACE2 receptor by BLI and ELISA S-protein 135

binding to the hACE2 receptor was determined using bio-layer interferometry (BLI) To 136

assess binding a histidine-tagged hACE2 receptor was coupled to nickel charged 137

nitrilotriacetic acid (Ni-NTA) biosensor tips The hACE2 coated biosensor tips were 138

dipped in wells containing serially diluted (47 nM to 300 nM) recombinant S protein 139

Dissociation kinetics showed that the S-proteins remained tightly bound as evident by 140

minimal or no dissociation over 900 seconds of observation in the absence of fluid-141

phase S protein (Fig 2A 2B 2C) 142

We next determined the specificity of receptor binding using an ELISA method In 143

this evaluation histidine-tagged hACE2 or hDDP-4 receptors over concentration range 144

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8

of 00001-5 μg mL-1 were added to ELISA plates coated with WT BV2365 or NVX-145

CoV2373 and binding was detected with HRP conjugated anti-histidine antibody WT 146

BV2365 and NVX-CoV2373 proteins specifically bound hACE2 but failed to bind the 147

hDPP-4 receptor used by MERS-CoV (IC50 gt5000 ng mL-1) WT and BV2365 bound to 148

hACE2 with similar affinity (IC50 = 36-38 ng mL-1) while NVX-CoV2373 attained 50 149

saturation of hACE2 binding at 2-fold lower concentration (IC50 = 18 ng mL-1) (Fig 2D 150

2E 2F) 151

SARS-CoV-2 S stability under stressed conditions The stability of a COVID-19 152

vaccine for global distribution is critical The structural integrity of the NVX-CoV2373 153

spike protein with the 2-prolines substitutions and BV2365 without the 2-proline 154

substitutions was assessed with different environmental stress conditions using the 155

hACE2 ELISA Incubation of NVX-CoV2373 at pH extremes (48 hours at pH 4 and pH 156

9) with prolonged agitation (48 hours) through freezethaw (2 cycles) or elevated 157

temperature (48 hours at 25degC and 37degC) had no effect on hACE2 receptor binding 158

(IC50 = 140 - 183 ng mL-1) Only oxidizing conditions with hydrogen peroxide reduced 159

the binding of NVX-CoV2373 by 8-fold (IC50 = 120 ng mL-1) (Fig 3A) BV2365 without 160

the 2-proline substitutions was less stable as determined by a significant reduction in 161

hACE2 binding (IC50 = 568-1434 ng mL-1) under multiple conditions (Fig 3B) These 162

results confirmed that the NVX-CoV2373 with the 2-proline mutation had significantly 163

greater stability and was therefore selected for further evaluation 164

NVX-CoV2373 vaccine immunogenicity in mice We next assessed the 165

immunogenicity of NVX-CoV2373 and the dose-sparing potential of saponin-based 166

Matrix-M adjuvant Groups of mice were immunized with a low dose range (001 μg 167

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9

01 μg 1 μg and 10 μg) of NVX-CoV2373 with 5 μg Matrix-M adjuvant using a single 168

priming dose or a primeboost regimen spaced 14-days apart Animals immunized with 169

a single priming dose of 01-10 μg NVX-CoV2373Matrix-M had elevated anti-S IgG 170

titers that were detected 21-28 days after a single immunization (Fig4A right) Mice 171

immunized with 10 μg dose of NVX-CoV2373Matrix-M induced antibodies that blocked 172

hACE2 receptor binding to S-protein and virus neutralizing antibodies 21- 28-days after 173

a single priming dose (Fig 4B and 4C) Animals immunized with the primeboost 174

regimen had significantly elevated anti-S IgG titers that were detected 7-16 days 175

following the booster immunization across all dose levels Animals immunized with 1 176

μg and 10 μg NVX-CoV2373Matrix-M had similar high anti-S IgG titers following 177

immunization (GMT = 139000 and 84000 respectively) Importantly mice immunized 178

with 01 μg 1 μg or 10 μg NVX-CoVMatrix-M had significantly (p le 000001) higher 179

anti-S IgG titers compared to mice immunized with 10 μg NVX-CoV2373 without 180

adjuvant (Fig 4A left) These results indicate the potential for a 10-fold or greater 181

dose sparing provided by Matrix-M adjuvant Furthermore immunization with two 182

doses of NVX-CoV2373Matrix-M elicited high titer antibodies that blocked hACE2 183

receptor binding to S-protein (IC50 = 218 ndash 1642) and neutralized the cytopathic effect 184

(CPE) of SARS-CoV-2 on Vero E6 cells (100 blocking of CPE = 7680 ndash 20000) 185

across all dose levels (Fig 4B and 4C) 186

NVX-CoV2373 protection against SARS-CoV-2 in AdCMVhACE2 mice Mice were 187

vaccinated with NVX-CoV2373 to evaluate the induction of protective immunity against 188

challenge with SARS-CoV-2 by comparing single-dose or primeboost vaccination 189

strategies compared in a live virus challenge model Mice were immunized with a single 190

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priming dose or a primeboost regimen with NVX-CoV2373Matrix-M as described 191

above Since mice do not support replication of wild-type SARS-CoV-2 virus on day 52 192

post initial vaccination mice were intranasally infected with an adenovirus expressing 193

hACE2 (AdhACE2) to render them permissive At four days post transduction mice 194

were challenged with 105 pfumouse of SARS-CoV-2 (WA1 strain) Following challenge 195

mice were weighed daily and pulmonary histology and viral load were analyzed at day 4 196

and 7 post challenge 197

At 4 days post infection placebo-treated mice had an average of 104 SARS-CoV-2 198

pfulung while the mice immunized with NVX-CoV2373 without Matrix-M had 103 199

pfulung and those with Matrix-M had limited to no detectable virus load (Fig 4D) The 200

NVX-CoV2373 with Matrix-M prime-only groups of mice exhibited a dose-dependent 201

reduction in virus titer with recipients of the 10 μg dose having no detectable virus at 202

day 4 post infection Mice receiving 1 μg 01 μg and 001 μg doses all showed a 203

marked reduction in titer compared to placebo-vaccinated mice In the primeboost 204

groups mice immunized with 10 μg 1 μg and 01 μg doses had almost undetectable 205

lung virus loads while the 001 μg group displayed a reduction of at least 1 log relative 206

to placebo animals Weight loss during the experiment paralleled the viral load findings 207

with animals receiving single doses of 10 μg 1 μg and 01 μg NVX-CoV2373Matrix-M 208

showing marked protection from weight loss compared to the unvaccinated placebo 209

animals (Fig 4E) The mice receiving a prime and boost vaccination with adjuvanted 210

vaccine also demonstrated significant protection against weight loss at all dose levels 211

(Fig 4F) In addition we compared the primeboost regimens using 10 μg of either 212

adjuvanted or unadjuvanted NVX-CoV2373 The mice receiving the primeboost with 213

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adjuvant were significantly protected from weight loss relative to placebo mice while the 214

group immunized with 10 μg NVX-CoV2373 alone were not protected against weight 215

loss (Fig 4G) These results confirm that NVX-CoV2373 confers protection against 216

SARS-CoV-2 and that low doses of the vaccine associated with lower serologic 217

responses do not exacerbate weight loss or demonstrate exaggerated illness 218

Histopathology Lung histopathology was evaluated on days 4 and day 7 post 219

challenge At day 4 post challenge placebo-immunized mice showed denudation of 220

epithelial cells in the large airways with thickening of the alveolar septa surrounded by a 221

mixed inflammatory cell population Periarteriolar cuffing was observed throughout the 222

lungs with inflammatory cells consisting primarily of neutrophils and macrophages By 223

day 7 post infection the placebo-treated mice displayed peribronchiolar inflammation 224

with increased periarteriolar cuffing The thickened alveolar septa remain with increased 225

diffuse interstitial inflammation throughout the alveolar septa (Fig 5) 226

The NVX-CoV2373 immunized mice showed significant reduction in lung pathology 227

at both day 4 and day 7 post infection in a dose-dependent manner The prime only 228

group displays reduced inflammation at the 10 μg and 1 μg dose with a reduction in 229

inflammation surrounding the bronchi and arterioles compared to placebo mice In the 230

lower doses of the prime-only groups lung inflammation resembles that of the placebo 231

groups correlating with weight loss and lung virus titer The primeboost immunized 232

groups displayed a significant reduction in lung inflammation for all doses tested which 233

again correlated with lung viral titer and weight loss data The epithelial cells in the large 234

and small bronchi at day 4 and 7 were substantially preserved with minimal bronchiolar 235

sloughing or signs of viral infection The arterioles of animals immunized with 10 μg 1 236

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12

μg and 01 μg doses have minimal inflammation with only moderate cuffing seen in the 237

001 μg dose similar to placebo Alveolar inflammation was reduced in animals that 238

received the higher doses with only the lower 001 μg dose with inflammation (Fig 5) 239

These data demonstrate that NVX-CoV2373 reduces lung inflammation after challenge 240

and that even doses and regimens of NVX-CoV2373 that elicit minimal or no detectable 241

neutralizing activity are not associated with any obvious exacerbation of the 242

inflammatory response to the virus 243

Multifunctional cytokine analysis of CD4+ and CD8+ T cells in mice To determine 244

the role of Matrix-M in generating T cell responses we immunized groups of mice (N = 245

6group) with 10 μg NVX-CoV2373 alone or with 5 μg Matrix-M in a 2-dose regimen 246

spaced 21-days apart Antigen-specific T cell responses were measured by ELISPOT 247

and intracellular cytokine staining (ICCS) from spleens collected 7-days after the 248

second immunization (study day 28) The number of IFN-γ secreting cells after ex vivo 249

stimulation increased 7-fold in spleens of mice immunized with NVX-CoV2373Matrix-250

M compared to NVX-CoV2373 alone as measured by the ELISPOT assay (Fig 6A) In 251

order to examine CD4+ and CD8+ T cell responses separately ICCS assays were 252

performed in combination with surface marker staining Data shown were gated on 253

CD44hi CD62L- effector memory T cell population Importantly we found the frequency 254

of IFN-γ+ TNF-α+ and IL-2+ cytokine-secreting CD4+ and CD8+ T cells was 255

significantly higher (p lt00001) in spleens from the NVX-CoV2373Matrix-M immunized 256

mice compared to mice immunized without adjuvant (Fig 6B and 6C) Further we 257

noted the frequency of multifunctional CD4+ and CD8+ T cells which simultaneously 258

produce at least two or three cytokines was also significantly increased (p lt00001) in 259

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13

spleens from the NVX-CoV2373Matrix-M immunized mice (Fig 6B and 6C) 260

Immunization with NVX-CoV2373Matrix-M resulted in higher proportions of 261

multifunctional phenotype within both CD4+ and CD8+ T cell populations The 262

proportions of multifunctional phenotypes detected in memory CD4+ T cells were higher 263

than those in CD8+ T cells (Fig 6D) 264

Type 2 cytokine IL-4 and IL-5 secretion from CD4+ T cells was also determined by 265

ICCS and ELISPOT respectively We found that immunization with NVX-266

CoV2373Matrix-M also increased type 2 cytokine IL-4 and IL-5 secretion (2-fold) 267

compared to immunization with NVX-CoV2373 alone but to a lesser degree than 268

enhancement of type 1 cytokine production (eg IFN-γ increased 20-fold) These 269

results indicate that administration of the Matrix-M adjuvant led to an antigen-specific 270

CD4+ T cell development which was at least balanced between Th1 and phenotypes 271

or in most animals Th1-dominant (Supplementary Figure 1) 272

Having shown that vaccination with NVX-CoV2373Matrix-M elicited multifunctional 273

antigen-specific CD4+ T cell responses and virus neutralizing antibodies in mice we 274

next evaluated the effect of the immunization on germinal center formation by 275

measuring the frequency of CD4+ T follicular helper (Tfh) and germinal center (GC) B 276

cells in spleens Addition of Matrix-M adjuvant significantly increased the frequency of 277

Tfh cells (CD4+ CXCR5+ PD-1+) (p = 001) as well as the frequency of GC B cells 278

(CD19+GL7+CD95+) (p = 00002) in spleens (Fig 7A and 7B) 279

Immunogenicity NVX-CoV2373 vaccine in olive baboons Having determined that 280

low dose levels of NVX-CoV2373 with Matrix-M elicit protective neutralizing antibodies 281

and promotes the generation of multifunctional antigen-specific T cells in mice we next 282

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14

evaluated the immunogenicity of the vaccine in adult baboons In this study adult olive 283

baboons were immunized with a dose range (1 μg 5 μg and 25 μg) of NVX-CoV2373 284

with 50 μg Matrix-M adjuvant administered by IM injection in two doses spaced 21-days 285

apart To assess the adjuvant activity of Matrix-M in nonhuman primates an additional 286

group of animals was immunized with 25 μg of NVX-CoV2373 without the adjuvant 287

Anti-S protein IgG titers were detected within 21-days of a single priming immunization 288

in animals immunized with NVX-CoV2373Matrix-M across all the dose levels (GMT = 289

1249-19000) Anti-S protein IgG titers increased over a log (GMT = 33000-174000) 290

within 1 to 2 weeks following a booster immunization (days 28 and 35) across all of the 291

dose levels Importantly animals immunized with NVX-CoV2373 without adjuvant had 292

minimum or no detected anti-S IgG titer (GMT lt125) after one immunization which was 293

not boosted by a second immunization (Fig 8A) 294

We also determined the functionality of the antibodies Low levels of hACE2 receptor 295

blocking antibodies were detected in animals following a single immunization with 5 or 296

25 μg NVX-CoV2373Matrix-M (GMT = 22-37) Receptor blocking antibody titers were 297

significantly increased within one to two weeks of the booster immunization across all 298

groups immunized with NVX-CoV2373Matrix-M (GMT = 150-600) (Fig 8B) Virus 299

neutralizing antibodies were also elevated (GMT = 190-446) across all dose groups 300

after a single immunization with NVX-CoV2373Matrix-M Animals immunized with 25 301

μg NVX-CoV2373 alone had no detectable antibodies that block S-protein binding to 302

hACE2 (Fig 8B) Neutralizing titers increased 25- to 38-fold following the second 303

immunization (GMT = 6400-17000) (Fig 8C) Animals receiving the NVX-CoV2373 304

alone had little or no detectable neutralizing antibodies (GMT lt100) There was a 305

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15

significant correlation (p lt00001) between anti-S IgG levels and neutralizing antibody 306

titers (Fig 8D) The immunogenicity of the adjuvanted vaccine in nonhuman primates is 307

consistent with the mouse immunogenicity results and further supports the role of 308

Matrix-M adjuvant in promoting the generation of neutralizing antibodies and dose 309

sparing 310

PBMCs were collected 7 days after the second immunization (day 28) and T cell 311

response was measured by ELISPOT assay PBMCs from animals immunized with 5 microg 312

or 25 μg NVX-CoV2373Matrix-M had the highest number of IFN-γ secreting cells 313

which was 5-fold greater on average compared to animals immunized with 25 microg NXV-314

CoV2373 alone or 1 microg NVXCoV2373Matrix-M (Fig 8E) By ICCS analysis 315

immunization with 5 microg NVXCoV2373Matrix-M also showed the highest frequency of 316

IFN-γ+ IL-2+ and TNF-α+ CD4+ T cells (Fig 8F) This trend was also true for 317

multifunctional CD4+ T cells in which at least two or three type 1 cytokines were 318

produced simultaneously (Fig 8F) Type 2 cytokine IL-4 level were too low to be 319

detected in baboons by ELISPOT analysis 320

We next compared the levels of serum antibodies in recovered COVID-19 patients to 321

the level of antibodies in NVX-CoV2373Matrix-M vaccinated baboons The mean anti-S 322

IgG levels were 7-fold higher in immunized baboons (EC50 = 152060 95CI 60767-323

243354) compared to convalescent serum (EC50 = 21136 95CI 11473-30799) 324

We also compared the level of functional hACE2 receptor inhibiting (50 RI) titers 325

Baboons receiving the vaccine had 8-fold higher binding and receptor inhibiting 326

antibodies (50 RI = 478 95CI 1611-7944) compared to COVID-19 convalescent 327

serum (50 RI = 61 95CI 357-855) (Fig 9) Therefore NVX-CoV2373 vaccine 328

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16

induced binding and functional antibodies in a nonhuman primate at levels comparable 329

or higher than individuals recovered from COVID-19 Collectively these results support 330

the development of NVX-CoV2373 for prevention of COVID-19 331

Discussion 332

Here we showed that a full-length stabilized prefusion SARS-CoV-2 spike glycoprotein 333

vaccine (NVX-CoV2373) adjuvanted by Matrix-M can induce high levels of functional 334

immunity in mice and baboons and protects mice expressing hACE2 receptors in a live 335

SARS-CoV-2 challenge The functional immunity induced by the nanoparticle vaccine 336

and Matrix-M adjuvant is clearly dependent on both the adjuvant and antigen 337

components and mirrors the human experience with influenza hemagglutinin vaccine21 338

and a naiumlve population with ebola recombinant protein nanoparticle vaccines 22 339

Immunization with NVX-CoV2373 at low doses in mice and nonhuman primate induced 340

anti-S antibodies hACE2-receptor inhibiting antibodies and SARS-CoV-2 neutralizing 341

antibodies after one dose with significantly increased titers after a booster immunization 342

In addition NVX-CoV2373 vaccine induced CD4+ and CD8+ T cell responses and in 343

mice provided protection against SARS-CoV-2 challenge Matrix-M adjuvant was also 344

shown to enhance Tfh cell and GC B cell development which are critical for induction 345

and maintaining of high affinity antibody response Low suboptimal doses of NVX-346

CoV2373 vaccine did not show evidence of VAERD in challenged mice23 24 347

While multiple animal models have been developed for infection with human 348

coronaviruses including SARS MERS and now COVID19 to date none of them fully 349

represent the pathology or clinical symptoms of human infection However the murine 350

hACE2 transduced challenge model with wild-type virus appears to recapitulate the 351

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17

severe clinical disease seen in humans although the pathological basis for illness may 352

differ Of note the adenovirus-based hACE-2 transduction itself gives rise to some 353

background inflammatory changes which are present in all animals and are of course 354

not responsive to prophylaxis targeting SARS-CoV-2 This may make histopathology in 355

this model less responsive to the vaccine than parameters such as weight loss 356

Nonetheless by blocking and ameliorating the common initiating event hACE-2 357

receptor binding vaccine-induced functional immunity is demonstrated that indicates a 358

potential for the vaccine to induce a protective immunity Models utilizing macaques and 359

baboons specifically have been predictive for human immunogenicity and suggest this 360

vaccine should continue to be evaluated in these systems as well as in humans To this 361

end the safety immunogenicity and efficacy of the NVX-CoV2373 with Matrix-M 362

adjuvant is currently being evaluated in multiple nonhuman primate models and a phase 363

12 clinical trial (NCT04368988) 364

Methods 365

Cell lines virus antibody reagents and receptors Vero E6 cells (ATCC CRL-1586) 366

were maintained in Minimal Eagles Medium (MEM) supplemented with 10 fetal bovine 367

serum 1 glutamine and 1 penicillin and streptomycin The SARS-CoV-2 (WA-1) 368

isolated was obtained from the Center for Disease Control (WA-1 strain) and stock virus 369

prepared in Vero E6 cells Histidine-tagged hACE2 and histidine-DPP4 receptors were 370

purchased from Syno Biologics (Beijing CN) Rabbit anti-SARS-CoV spike protein was 371

purchased form Biodefense and Emerging Infections Research Resources Repository 372

(catalog no NR-4569 BEI Resources Manassas VA) 373

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18

SARS-CoV-2 protein expression SARS-CoV-2 constructs were synthetically 374

produced from the full-length S glycoprotein gene sequence (GenBank MN908947 375

nucleotides 21563-25384) The full-length S-genes were codon optimized for 376

expression in Spodoptera frugiperda (Sf9) cells and synthetically produced by 377

GenScript (Piscataway NJ USA) The QuikChange Lightning site-directed mutagenesis 378

kit (Agilent) was used to produce two spike protein variants modifications by mutating 379

the S1S2 cleavage site by mutation of the furin cleavage site (682-RRAR-685) to 682-380

QQAQ-685 to be protease resistant and designated as BV2365 The single mutant 381

BV2365 was further stabilized by introducing two proline substitutions at positions 382

K986P and V987P (2P) to produce the double mutant NVX-CoV2373 Full-length S-383

genes were cloned between the BamHI ndash HindIII sites in the pFastBac baculovirus 384

transfer vector (Invtrogen Carlsbad CA) under transcriptional control of the Autograha 385

californica polyhedron promoter Recombinant baculovirus constructs were plaque 386

purified and master seed stocks prepared and used to produce the working virus stocks 387

The baculovirus master and working stock titers were determined using rapid titer kit 388

(Clontech Mountain View CA) Recombinant baculovirus stocks were prepared by 389

infectingSf9 cells with a multiplicity of infection (MOI) of le001 plaque forming units (pfu) 390

per cell25-27 391

Expression and purification SARS-CoV-2 S proteins were produced in Sf9 cells 392

expanded in serum-free medium to a density of 2-3 x 106 cell mL-1 and infected with 393

recombinant baculovirus at MOI of le01 pfu per cell Cells were cultured at 27 plusmn 2degC and 394

harvested at 68-72 hours post-infection by centrifugation (4000 x g for 15 min) Cell 395

pellets were suspended in 25 mM Tris HCl (pH 80) 50 mM NaCl and 05-10 (vv) 396

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19

TERGITOL NP-9 with leupeptin S-proteins were extracted from the plasma membranes 397

with Tris buffer containing NP-9 detergent clarified by centrifugation at 10000 x g for 30 398

min S-proteins were purified by TMAE anion exchange and lentil lectin affinity 399

chromatography Hollow fiber tangential flow filtration was used to formulate the purified 400

spike protein at 100-150 μg mL-1 in 25 mM sodium phosphate (pH 72) 300 mM NaCl 401

002 (vv) polysorbate 80 (PS 80)26 Purified S-proteins were evaluated by 4-12 402

gradient SDS-PAGE stained with Gel-Code Blue reagent (Pierce Rockford IL) and 403

purity was determined by scanning densitometry using the OneDscan system (BD 404

Biosciences Rockville MD) 405

Dynamic light scattering (DLS) Samples were equilibrated at 25degC and scattering 406

intensity was monitored as a function of time in a Zetasizer NanoZS (Malvern UK) 407

Cumulants analysis of the scattered intensity autocorrelation function was performed 408

with instrument software to provide the z-average particle diameter and polydispersity 409

index (PDI) 410

Differential scanning calorimetry (DCS) Samples and corresponding buffers were 411

heated from 4degC to 120degC at 1degC per minute and the differential heat capacity change 412

was measured in a NanoDSC (TA Instruments New Castle DE) A separate buffer 413

scan was performed to obtain a baseline which was subtracted from the sample scan 414

to produce a baseline-corrected profile The temperature where the peak apex is 415

located is the transition temperature (Tmax) and the area under the peak provides the 416

enthalpy of transition (ΔHcal) 417

Transmission electron microscopy (TEM) and 2D class averaging Electron 418

microscopy was perform by NanoImaging Services (San Diego CA) with a FEI Tecani 419

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20

T12 electron microscope operated at 120keV equipped with a FEI Eagle 4k x 4k CCD 420

camera SARS-CoV-2 S proteins were diluted to 25 microg mL-1 in formulation buffer The 421

samples (3 microL) were applied to nitrocellulose-supported 400-mesh copper grids and 422

stained with uranyl format Images of each grid were acquired at multiple scales to 423

assess the overall distribution of the sample High-magnification images were acquired 424

at nominal magnifications of 110000x (010 nmpixel) and 67000x (016 nmpixel) The 425

images were acquired at a nominal under focus of -14microm to -08microm (110000x) and 426

electron doses of ~25 eAring2 427

For class averaging particles were identified at high magnification prior to 428

alignment and classification The individual particles were selected boxed out and 429

individual sub-images were combined into a stack to be processed using reference-free 430

classification Individual particles in the 67000x high magnification images were 431

selected using an automated picking protocol17 An initial round of alignments was 432

performed for each sample and from the alignment class averages that appeared to 433

contain recognizable particles were selected for additional rounds of alignment These 434

averages were used to estimate the percentage of particles that resembled single 435

trimers and oligomers A reference-free alignment strategy based on XMIPP processing 436

package was used for particle alignment and classification18 437

Kinetics of SARS-CoV-2 S binding to hACE2 receptor by BLI S-protein receptor 438

binding kinetics was determined by bio-layer interferometry (BLI) using an Octet QK384 439

system (Pall Forteacute Bio Fremont CA) Hist-tagged human ACE2 (2 μg mL-1) was 440

immobilized on nickel-charged Ni-NTA biosensor tips After baseline SARS-CoV-2 S 441

protein containing samples were 2-fold serially diluted over a range 47nM to 300 nM 442

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21

range were allowed to associate for 600 sec followed by dissociation for an additional 443

900 sec Data was analyzed with Octet software HT 1011 global curve fit 444

Specificity of SARS-CoV-2 S binding to hACE2 receptor by ELISA Ninety-six well 445

plates were coated with 100 μL SARS-CoV-2 spike protein (2 μg mL-1) overnight at 4degC 446

Plates were washed with phosphate buffered saline with 005 Tween (PBS-T) buffer 447

and blocked with TBS Startblock blocking buffer (ThermoFisher Scientific) Histidine-448

tagged hACE2 and hDPP4 receptors were 3-fold serially diluted (5-00001 μg mL-1) and 449

added to coated wells for 2 hours at room temperature The plates were washed with 450

PBS-T Optimally diluted horseradish peroxidase (HRP) conjugated anti-histidine was 451

added and color developed by addition of and 33rsquo55rsquo-tetramethylbenzidine peroxidase 452

substrate (TMB T0440-IL Sigma St Louis MO USA) Plates were read at an OD of 453

450 nm with a SpectraMax Plus plate reader (Molecular Devices Sunnyvale CA USA) 454

and data analyzed with SoftMax software EC50 values were calculated by 4-parameter 455

fitting using GraphPad Prism 705 software 456

Animal ethics statement The mouse immunogenicity studies were performed by 457

Noble Life Sciences (Sykeville MD) Noble Life Sciences is accredited by the 458

Association for Assessment and Accreditation of Laboratory Animal Care (AAALACC 459

International) All animal procedures were in accordance with NRC Guide for the Care 460

and Use of Laboratory Animals the Animal Welfare Act and the CDCNIH Biosafety in 461

Microbiological and Biomedical Laboratories The olive baboon (Papio cynocephalus 462

anubis) study was performed at the University of Oklahoma Health Science Center 463

(OUHSC) OUHSC is accredited by AAALACC International Baboons were maintained 464

and treated according to the Institutional Biosafety Committee guidelines Baboon 465

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22

experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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23

peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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24

(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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25

receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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26

Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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28

the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

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44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 8: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

8

of 00001-5 μg mL-1 were added to ELISA plates coated with WT BV2365 or NVX-145

CoV2373 and binding was detected with HRP conjugated anti-histidine antibody WT 146

BV2365 and NVX-CoV2373 proteins specifically bound hACE2 but failed to bind the 147

hDPP-4 receptor used by MERS-CoV (IC50 gt5000 ng mL-1) WT and BV2365 bound to 148

hACE2 with similar affinity (IC50 = 36-38 ng mL-1) while NVX-CoV2373 attained 50 149

saturation of hACE2 binding at 2-fold lower concentration (IC50 = 18 ng mL-1) (Fig 2D 150

2E 2F) 151

SARS-CoV-2 S stability under stressed conditions The stability of a COVID-19 152

vaccine for global distribution is critical The structural integrity of the NVX-CoV2373 153

spike protein with the 2-prolines substitutions and BV2365 without the 2-proline 154

substitutions was assessed with different environmental stress conditions using the 155

hACE2 ELISA Incubation of NVX-CoV2373 at pH extremes (48 hours at pH 4 and pH 156

9) with prolonged agitation (48 hours) through freezethaw (2 cycles) or elevated 157

temperature (48 hours at 25degC and 37degC) had no effect on hACE2 receptor binding 158

(IC50 = 140 - 183 ng mL-1) Only oxidizing conditions with hydrogen peroxide reduced 159

the binding of NVX-CoV2373 by 8-fold (IC50 = 120 ng mL-1) (Fig 3A) BV2365 without 160

the 2-proline substitutions was less stable as determined by a significant reduction in 161

hACE2 binding (IC50 = 568-1434 ng mL-1) under multiple conditions (Fig 3B) These 162

results confirmed that the NVX-CoV2373 with the 2-proline mutation had significantly 163

greater stability and was therefore selected for further evaluation 164

NVX-CoV2373 vaccine immunogenicity in mice We next assessed the 165

immunogenicity of NVX-CoV2373 and the dose-sparing potential of saponin-based 166

Matrix-M adjuvant Groups of mice were immunized with a low dose range (001 μg 167

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9

01 μg 1 μg and 10 μg) of NVX-CoV2373 with 5 μg Matrix-M adjuvant using a single 168

priming dose or a primeboost regimen spaced 14-days apart Animals immunized with 169

a single priming dose of 01-10 μg NVX-CoV2373Matrix-M had elevated anti-S IgG 170

titers that were detected 21-28 days after a single immunization (Fig4A right) Mice 171

immunized with 10 μg dose of NVX-CoV2373Matrix-M induced antibodies that blocked 172

hACE2 receptor binding to S-protein and virus neutralizing antibodies 21- 28-days after 173

a single priming dose (Fig 4B and 4C) Animals immunized with the primeboost 174

regimen had significantly elevated anti-S IgG titers that were detected 7-16 days 175

following the booster immunization across all dose levels Animals immunized with 1 176

μg and 10 μg NVX-CoV2373Matrix-M had similar high anti-S IgG titers following 177

immunization (GMT = 139000 and 84000 respectively) Importantly mice immunized 178

with 01 μg 1 μg or 10 μg NVX-CoVMatrix-M had significantly (p le 000001) higher 179

anti-S IgG titers compared to mice immunized with 10 μg NVX-CoV2373 without 180

adjuvant (Fig 4A left) These results indicate the potential for a 10-fold or greater 181

dose sparing provided by Matrix-M adjuvant Furthermore immunization with two 182

doses of NVX-CoV2373Matrix-M elicited high titer antibodies that blocked hACE2 183

receptor binding to S-protein (IC50 = 218 ndash 1642) and neutralized the cytopathic effect 184

(CPE) of SARS-CoV-2 on Vero E6 cells (100 blocking of CPE = 7680 ndash 20000) 185

across all dose levels (Fig 4B and 4C) 186

NVX-CoV2373 protection against SARS-CoV-2 in AdCMVhACE2 mice Mice were 187

vaccinated with NVX-CoV2373 to evaluate the induction of protective immunity against 188

challenge with SARS-CoV-2 by comparing single-dose or primeboost vaccination 189

strategies compared in a live virus challenge model Mice were immunized with a single 190

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priming dose or a primeboost regimen with NVX-CoV2373Matrix-M as described 191

above Since mice do not support replication of wild-type SARS-CoV-2 virus on day 52 192

post initial vaccination mice were intranasally infected with an adenovirus expressing 193

hACE2 (AdhACE2) to render them permissive At four days post transduction mice 194

were challenged with 105 pfumouse of SARS-CoV-2 (WA1 strain) Following challenge 195

mice were weighed daily and pulmonary histology and viral load were analyzed at day 4 196

and 7 post challenge 197

At 4 days post infection placebo-treated mice had an average of 104 SARS-CoV-2 198

pfulung while the mice immunized with NVX-CoV2373 without Matrix-M had 103 199

pfulung and those with Matrix-M had limited to no detectable virus load (Fig 4D) The 200

NVX-CoV2373 with Matrix-M prime-only groups of mice exhibited a dose-dependent 201

reduction in virus titer with recipients of the 10 μg dose having no detectable virus at 202

day 4 post infection Mice receiving 1 μg 01 μg and 001 μg doses all showed a 203

marked reduction in titer compared to placebo-vaccinated mice In the primeboost 204

groups mice immunized with 10 μg 1 μg and 01 μg doses had almost undetectable 205

lung virus loads while the 001 μg group displayed a reduction of at least 1 log relative 206

to placebo animals Weight loss during the experiment paralleled the viral load findings 207

with animals receiving single doses of 10 μg 1 μg and 01 μg NVX-CoV2373Matrix-M 208

showing marked protection from weight loss compared to the unvaccinated placebo 209

animals (Fig 4E) The mice receiving a prime and boost vaccination with adjuvanted 210

vaccine also demonstrated significant protection against weight loss at all dose levels 211

(Fig 4F) In addition we compared the primeboost regimens using 10 μg of either 212

adjuvanted or unadjuvanted NVX-CoV2373 The mice receiving the primeboost with 213

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11

adjuvant were significantly protected from weight loss relative to placebo mice while the 214

group immunized with 10 μg NVX-CoV2373 alone were not protected against weight 215

loss (Fig 4G) These results confirm that NVX-CoV2373 confers protection against 216

SARS-CoV-2 and that low doses of the vaccine associated with lower serologic 217

responses do not exacerbate weight loss or demonstrate exaggerated illness 218

Histopathology Lung histopathology was evaluated on days 4 and day 7 post 219

challenge At day 4 post challenge placebo-immunized mice showed denudation of 220

epithelial cells in the large airways with thickening of the alveolar septa surrounded by a 221

mixed inflammatory cell population Periarteriolar cuffing was observed throughout the 222

lungs with inflammatory cells consisting primarily of neutrophils and macrophages By 223

day 7 post infection the placebo-treated mice displayed peribronchiolar inflammation 224

with increased periarteriolar cuffing The thickened alveolar septa remain with increased 225

diffuse interstitial inflammation throughout the alveolar septa (Fig 5) 226

The NVX-CoV2373 immunized mice showed significant reduction in lung pathology 227

at both day 4 and day 7 post infection in a dose-dependent manner The prime only 228

group displays reduced inflammation at the 10 μg and 1 μg dose with a reduction in 229

inflammation surrounding the bronchi and arterioles compared to placebo mice In the 230

lower doses of the prime-only groups lung inflammation resembles that of the placebo 231

groups correlating with weight loss and lung virus titer The primeboost immunized 232

groups displayed a significant reduction in lung inflammation for all doses tested which 233

again correlated with lung viral titer and weight loss data The epithelial cells in the large 234

and small bronchi at day 4 and 7 were substantially preserved with minimal bronchiolar 235

sloughing or signs of viral infection The arterioles of animals immunized with 10 μg 1 236

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12

μg and 01 μg doses have minimal inflammation with only moderate cuffing seen in the 237

001 μg dose similar to placebo Alveolar inflammation was reduced in animals that 238

received the higher doses with only the lower 001 μg dose with inflammation (Fig 5) 239

These data demonstrate that NVX-CoV2373 reduces lung inflammation after challenge 240

and that even doses and regimens of NVX-CoV2373 that elicit minimal or no detectable 241

neutralizing activity are not associated with any obvious exacerbation of the 242

inflammatory response to the virus 243

Multifunctional cytokine analysis of CD4+ and CD8+ T cells in mice To determine 244

the role of Matrix-M in generating T cell responses we immunized groups of mice (N = 245

6group) with 10 μg NVX-CoV2373 alone or with 5 μg Matrix-M in a 2-dose regimen 246

spaced 21-days apart Antigen-specific T cell responses were measured by ELISPOT 247

and intracellular cytokine staining (ICCS) from spleens collected 7-days after the 248

second immunization (study day 28) The number of IFN-γ secreting cells after ex vivo 249

stimulation increased 7-fold in spleens of mice immunized with NVX-CoV2373Matrix-250

M compared to NVX-CoV2373 alone as measured by the ELISPOT assay (Fig 6A) In 251

order to examine CD4+ and CD8+ T cell responses separately ICCS assays were 252

performed in combination with surface marker staining Data shown were gated on 253

CD44hi CD62L- effector memory T cell population Importantly we found the frequency 254

of IFN-γ+ TNF-α+ and IL-2+ cytokine-secreting CD4+ and CD8+ T cells was 255

significantly higher (p lt00001) in spleens from the NVX-CoV2373Matrix-M immunized 256

mice compared to mice immunized without adjuvant (Fig 6B and 6C) Further we 257

noted the frequency of multifunctional CD4+ and CD8+ T cells which simultaneously 258

produce at least two or three cytokines was also significantly increased (p lt00001) in 259

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13

spleens from the NVX-CoV2373Matrix-M immunized mice (Fig 6B and 6C) 260

Immunization with NVX-CoV2373Matrix-M resulted in higher proportions of 261

multifunctional phenotype within both CD4+ and CD8+ T cell populations The 262

proportions of multifunctional phenotypes detected in memory CD4+ T cells were higher 263

than those in CD8+ T cells (Fig 6D) 264

Type 2 cytokine IL-4 and IL-5 secretion from CD4+ T cells was also determined by 265

ICCS and ELISPOT respectively We found that immunization with NVX-266

CoV2373Matrix-M also increased type 2 cytokine IL-4 and IL-5 secretion (2-fold) 267

compared to immunization with NVX-CoV2373 alone but to a lesser degree than 268

enhancement of type 1 cytokine production (eg IFN-γ increased 20-fold) These 269

results indicate that administration of the Matrix-M adjuvant led to an antigen-specific 270

CD4+ T cell development which was at least balanced between Th1 and phenotypes 271

or in most animals Th1-dominant (Supplementary Figure 1) 272

Having shown that vaccination with NVX-CoV2373Matrix-M elicited multifunctional 273

antigen-specific CD4+ T cell responses and virus neutralizing antibodies in mice we 274

next evaluated the effect of the immunization on germinal center formation by 275

measuring the frequency of CD4+ T follicular helper (Tfh) and germinal center (GC) B 276

cells in spleens Addition of Matrix-M adjuvant significantly increased the frequency of 277

Tfh cells (CD4+ CXCR5+ PD-1+) (p = 001) as well as the frequency of GC B cells 278

(CD19+GL7+CD95+) (p = 00002) in spleens (Fig 7A and 7B) 279

Immunogenicity NVX-CoV2373 vaccine in olive baboons Having determined that 280

low dose levels of NVX-CoV2373 with Matrix-M elicit protective neutralizing antibodies 281

and promotes the generation of multifunctional antigen-specific T cells in mice we next 282

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14

evaluated the immunogenicity of the vaccine in adult baboons In this study adult olive 283

baboons were immunized with a dose range (1 μg 5 μg and 25 μg) of NVX-CoV2373 284

with 50 μg Matrix-M adjuvant administered by IM injection in two doses spaced 21-days 285

apart To assess the adjuvant activity of Matrix-M in nonhuman primates an additional 286

group of animals was immunized with 25 μg of NVX-CoV2373 without the adjuvant 287

Anti-S protein IgG titers were detected within 21-days of a single priming immunization 288

in animals immunized with NVX-CoV2373Matrix-M across all the dose levels (GMT = 289

1249-19000) Anti-S protein IgG titers increased over a log (GMT = 33000-174000) 290

within 1 to 2 weeks following a booster immunization (days 28 and 35) across all of the 291

dose levels Importantly animals immunized with NVX-CoV2373 without adjuvant had 292

minimum or no detected anti-S IgG titer (GMT lt125) after one immunization which was 293

not boosted by a second immunization (Fig 8A) 294

We also determined the functionality of the antibodies Low levels of hACE2 receptor 295

blocking antibodies were detected in animals following a single immunization with 5 or 296

25 μg NVX-CoV2373Matrix-M (GMT = 22-37) Receptor blocking antibody titers were 297

significantly increased within one to two weeks of the booster immunization across all 298

groups immunized with NVX-CoV2373Matrix-M (GMT = 150-600) (Fig 8B) Virus 299

neutralizing antibodies were also elevated (GMT = 190-446) across all dose groups 300

after a single immunization with NVX-CoV2373Matrix-M Animals immunized with 25 301

μg NVX-CoV2373 alone had no detectable antibodies that block S-protein binding to 302

hACE2 (Fig 8B) Neutralizing titers increased 25- to 38-fold following the second 303

immunization (GMT = 6400-17000) (Fig 8C) Animals receiving the NVX-CoV2373 304

alone had little or no detectable neutralizing antibodies (GMT lt100) There was a 305

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15

significant correlation (p lt00001) between anti-S IgG levels and neutralizing antibody 306

titers (Fig 8D) The immunogenicity of the adjuvanted vaccine in nonhuman primates is 307

consistent with the mouse immunogenicity results and further supports the role of 308

Matrix-M adjuvant in promoting the generation of neutralizing antibodies and dose 309

sparing 310

PBMCs were collected 7 days after the second immunization (day 28) and T cell 311

response was measured by ELISPOT assay PBMCs from animals immunized with 5 microg 312

or 25 μg NVX-CoV2373Matrix-M had the highest number of IFN-γ secreting cells 313

which was 5-fold greater on average compared to animals immunized with 25 microg NXV-314

CoV2373 alone or 1 microg NVXCoV2373Matrix-M (Fig 8E) By ICCS analysis 315

immunization with 5 microg NVXCoV2373Matrix-M also showed the highest frequency of 316

IFN-γ+ IL-2+ and TNF-α+ CD4+ T cells (Fig 8F) This trend was also true for 317

multifunctional CD4+ T cells in which at least two or three type 1 cytokines were 318

produced simultaneously (Fig 8F) Type 2 cytokine IL-4 level were too low to be 319

detected in baboons by ELISPOT analysis 320

We next compared the levels of serum antibodies in recovered COVID-19 patients to 321

the level of antibodies in NVX-CoV2373Matrix-M vaccinated baboons The mean anti-S 322

IgG levels were 7-fold higher in immunized baboons (EC50 = 152060 95CI 60767-323

243354) compared to convalescent serum (EC50 = 21136 95CI 11473-30799) 324

We also compared the level of functional hACE2 receptor inhibiting (50 RI) titers 325

Baboons receiving the vaccine had 8-fold higher binding and receptor inhibiting 326

antibodies (50 RI = 478 95CI 1611-7944) compared to COVID-19 convalescent 327

serum (50 RI = 61 95CI 357-855) (Fig 9) Therefore NVX-CoV2373 vaccine 328

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16

induced binding and functional antibodies in a nonhuman primate at levels comparable 329

or higher than individuals recovered from COVID-19 Collectively these results support 330

the development of NVX-CoV2373 for prevention of COVID-19 331

Discussion 332

Here we showed that a full-length stabilized prefusion SARS-CoV-2 spike glycoprotein 333

vaccine (NVX-CoV2373) adjuvanted by Matrix-M can induce high levels of functional 334

immunity in mice and baboons and protects mice expressing hACE2 receptors in a live 335

SARS-CoV-2 challenge The functional immunity induced by the nanoparticle vaccine 336

and Matrix-M adjuvant is clearly dependent on both the adjuvant and antigen 337

components and mirrors the human experience with influenza hemagglutinin vaccine21 338

and a naiumlve population with ebola recombinant protein nanoparticle vaccines 22 339

Immunization with NVX-CoV2373 at low doses in mice and nonhuman primate induced 340

anti-S antibodies hACE2-receptor inhibiting antibodies and SARS-CoV-2 neutralizing 341

antibodies after one dose with significantly increased titers after a booster immunization 342

In addition NVX-CoV2373 vaccine induced CD4+ and CD8+ T cell responses and in 343

mice provided protection against SARS-CoV-2 challenge Matrix-M adjuvant was also 344

shown to enhance Tfh cell and GC B cell development which are critical for induction 345

and maintaining of high affinity antibody response Low suboptimal doses of NVX-346

CoV2373 vaccine did not show evidence of VAERD in challenged mice23 24 347

While multiple animal models have been developed for infection with human 348

coronaviruses including SARS MERS and now COVID19 to date none of them fully 349

represent the pathology or clinical symptoms of human infection However the murine 350

hACE2 transduced challenge model with wild-type virus appears to recapitulate the 351

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severe clinical disease seen in humans although the pathological basis for illness may 352

differ Of note the adenovirus-based hACE-2 transduction itself gives rise to some 353

background inflammatory changes which are present in all animals and are of course 354

not responsive to prophylaxis targeting SARS-CoV-2 This may make histopathology in 355

this model less responsive to the vaccine than parameters such as weight loss 356

Nonetheless by blocking and ameliorating the common initiating event hACE-2 357

receptor binding vaccine-induced functional immunity is demonstrated that indicates a 358

potential for the vaccine to induce a protective immunity Models utilizing macaques and 359

baboons specifically have been predictive for human immunogenicity and suggest this 360

vaccine should continue to be evaluated in these systems as well as in humans To this 361

end the safety immunogenicity and efficacy of the NVX-CoV2373 with Matrix-M 362

adjuvant is currently being evaluated in multiple nonhuman primate models and a phase 363

12 clinical trial (NCT04368988) 364

Methods 365

Cell lines virus antibody reagents and receptors Vero E6 cells (ATCC CRL-1586) 366

were maintained in Minimal Eagles Medium (MEM) supplemented with 10 fetal bovine 367

serum 1 glutamine and 1 penicillin and streptomycin The SARS-CoV-2 (WA-1) 368

isolated was obtained from the Center for Disease Control (WA-1 strain) and stock virus 369

prepared in Vero E6 cells Histidine-tagged hACE2 and histidine-DPP4 receptors were 370

purchased from Syno Biologics (Beijing CN) Rabbit anti-SARS-CoV spike protein was 371

purchased form Biodefense and Emerging Infections Research Resources Repository 372

(catalog no NR-4569 BEI Resources Manassas VA) 373

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SARS-CoV-2 protein expression SARS-CoV-2 constructs were synthetically 374

produced from the full-length S glycoprotein gene sequence (GenBank MN908947 375

nucleotides 21563-25384) The full-length S-genes were codon optimized for 376

expression in Spodoptera frugiperda (Sf9) cells and synthetically produced by 377

GenScript (Piscataway NJ USA) The QuikChange Lightning site-directed mutagenesis 378

kit (Agilent) was used to produce two spike protein variants modifications by mutating 379

the S1S2 cleavage site by mutation of the furin cleavage site (682-RRAR-685) to 682-380

QQAQ-685 to be protease resistant and designated as BV2365 The single mutant 381

BV2365 was further stabilized by introducing two proline substitutions at positions 382

K986P and V987P (2P) to produce the double mutant NVX-CoV2373 Full-length S-383

genes were cloned between the BamHI ndash HindIII sites in the pFastBac baculovirus 384

transfer vector (Invtrogen Carlsbad CA) under transcriptional control of the Autograha 385

californica polyhedron promoter Recombinant baculovirus constructs were plaque 386

purified and master seed stocks prepared and used to produce the working virus stocks 387

The baculovirus master and working stock titers were determined using rapid titer kit 388

(Clontech Mountain View CA) Recombinant baculovirus stocks were prepared by 389

infectingSf9 cells with a multiplicity of infection (MOI) of le001 plaque forming units (pfu) 390

per cell25-27 391

Expression and purification SARS-CoV-2 S proteins were produced in Sf9 cells 392

expanded in serum-free medium to a density of 2-3 x 106 cell mL-1 and infected with 393

recombinant baculovirus at MOI of le01 pfu per cell Cells were cultured at 27 plusmn 2degC and 394

harvested at 68-72 hours post-infection by centrifugation (4000 x g for 15 min) Cell 395

pellets were suspended in 25 mM Tris HCl (pH 80) 50 mM NaCl and 05-10 (vv) 396

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TERGITOL NP-9 with leupeptin S-proteins were extracted from the plasma membranes 397

with Tris buffer containing NP-9 detergent clarified by centrifugation at 10000 x g for 30 398

min S-proteins were purified by TMAE anion exchange and lentil lectin affinity 399

chromatography Hollow fiber tangential flow filtration was used to formulate the purified 400

spike protein at 100-150 μg mL-1 in 25 mM sodium phosphate (pH 72) 300 mM NaCl 401

002 (vv) polysorbate 80 (PS 80)26 Purified S-proteins were evaluated by 4-12 402

gradient SDS-PAGE stained with Gel-Code Blue reagent (Pierce Rockford IL) and 403

purity was determined by scanning densitometry using the OneDscan system (BD 404

Biosciences Rockville MD) 405

Dynamic light scattering (DLS) Samples were equilibrated at 25degC and scattering 406

intensity was monitored as a function of time in a Zetasizer NanoZS (Malvern UK) 407

Cumulants analysis of the scattered intensity autocorrelation function was performed 408

with instrument software to provide the z-average particle diameter and polydispersity 409

index (PDI) 410

Differential scanning calorimetry (DCS) Samples and corresponding buffers were 411

heated from 4degC to 120degC at 1degC per minute and the differential heat capacity change 412

was measured in a NanoDSC (TA Instruments New Castle DE) A separate buffer 413

scan was performed to obtain a baseline which was subtracted from the sample scan 414

to produce a baseline-corrected profile The temperature where the peak apex is 415

located is the transition temperature (Tmax) and the area under the peak provides the 416

enthalpy of transition (ΔHcal) 417

Transmission electron microscopy (TEM) and 2D class averaging Electron 418

microscopy was perform by NanoImaging Services (San Diego CA) with a FEI Tecani 419

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T12 electron microscope operated at 120keV equipped with a FEI Eagle 4k x 4k CCD 420

camera SARS-CoV-2 S proteins were diluted to 25 microg mL-1 in formulation buffer The 421

samples (3 microL) were applied to nitrocellulose-supported 400-mesh copper grids and 422

stained with uranyl format Images of each grid were acquired at multiple scales to 423

assess the overall distribution of the sample High-magnification images were acquired 424

at nominal magnifications of 110000x (010 nmpixel) and 67000x (016 nmpixel) The 425

images were acquired at a nominal under focus of -14microm to -08microm (110000x) and 426

electron doses of ~25 eAring2 427

For class averaging particles were identified at high magnification prior to 428

alignment and classification The individual particles were selected boxed out and 429

individual sub-images were combined into a stack to be processed using reference-free 430

classification Individual particles in the 67000x high magnification images were 431

selected using an automated picking protocol17 An initial round of alignments was 432

performed for each sample and from the alignment class averages that appeared to 433

contain recognizable particles were selected for additional rounds of alignment These 434

averages were used to estimate the percentage of particles that resembled single 435

trimers and oligomers A reference-free alignment strategy based on XMIPP processing 436

package was used for particle alignment and classification18 437

Kinetics of SARS-CoV-2 S binding to hACE2 receptor by BLI S-protein receptor 438

binding kinetics was determined by bio-layer interferometry (BLI) using an Octet QK384 439

system (Pall Forteacute Bio Fremont CA) Hist-tagged human ACE2 (2 μg mL-1) was 440

immobilized on nickel-charged Ni-NTA biosensor tips After baseline SARS-CoV-2 S 441

protein containing samples were 2-fold serially diluted over a range 47nM to 300 nM 442

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range were allowed to associate for 600 sec followed by dissociation for an additional 443

900 sec Data was analyzed with Octet software HT 1011 global curve fit 444

Specificity of SARS-CoV-2 S binding to hACE2 receptor by ELISA Ninety-six well 445

plates were coated with 100 μL SARS-CoV-2 spike protein (2 μg mL-1) overnight at 4degC 446

Plates were washed with phosphate buffered saline with 005 Tween (PBS-T) buffer 447

and blocked with TBS Startblock blocking buffer (ThermoFisher Scientific) Histidine-448

tagged hACE2 and hDPP4 receptors were 3-fold serially diluted (5-00001 μg mL-1) and 449

added to coated wells for 2 hours at room temperature The plates were washed with 450

PBS-T Optimally diluted horseradish peroxidase (HRP) conjugated anti-histidine was 451

added and color developed by addition of and 33rsquo55rsquo-tetramethylbenzidine peroxidase 452

substrate (TMB T0440-IL Sigma St Louis MO USA) Plates were read at an OD of 453

450 nm with a SpectraMax Plus plate reader (Molecular Devices Sunnyvale CA USA) 454

and data analyzed with SoftMax software EC50 values were calculated by 4-parameter 455

fitting using GraphPad Prism 705 software 456

Animal ethics statement The mouse immunogenicity studies were performed by 457

Noble Life Sciences (Sykeville MD) Noble Life Sciences is accredited by the 458

Association for Assessment and Accreditation of Laboratory Animal Care (AAALACC 459

International) All animal procedures were in accordance with NRC Guide for the Care 460

and Use of Laboratory Animals the Animal Welfare Act and the CDCNIH Biosafety in 461

Microbiological and Biomedical Laboratories The olive baboon (Papio cynocephalus 462

anubis) study was performed at the University of Oklahoma Health Science Center 463

(OUHSC) OUHSC is accredited by AAALACC International Baboons were maintained 464

and treated according to the Institutional Biosafety Committee guidelines Baboon 465

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22

experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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24

(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

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32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

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(EC

50

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g1

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L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

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+

0

0

1

2

3

4

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CE

2 5

0

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hib

itio

n T

ite

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(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

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39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

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44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 9: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

9

01 μg 1 μg and 10 μg) of NVX-CoV2373 with 5 μg Matrix-M adjuvant using a single 168

priming dose or a primeboost regimen spaced 14-days apart Animals immunized with 169

a single priming dose of 01-10 μg NVX-CoV2373Matrix-M had elevated anti-S IgG 170

titers that were detected 21-28 days after a single immunization (Fig4A right) Mice 171

immunized with 10 μg dose of NVX-CoV2373Matrix-M induced antibodies that blocked 172

hACE2 receptor binding to S-protein and virus neutralizing antibodies 21- 28-days after 173

a single priming dose (Fig 4B and 4C) Animals immunized with the primeboost 174

regimen had significantly elevated anti-S IgG titers that were detected 7-16 days 175

following the booster immunization across all dose levels Animals immunized with 1 176

μg and 10 μg NVX-CoV2373Matrix-M had similar high anti-S IgG titers following 177

immunization (GMT = 139000 and 84000 respectively) Importantly mice immunized 178

with 01 μg 1 μg or 10 μg NVX-CoVMatrix-M had significantly (p le 000001) higher 179

anti-S IgG titers compared to mice immunized with 10 μg NVX-CoV2373 without 180

adjuvant (Fig 4A left) These results indicate the potential for a 10-fold or greater 181

dose sparing provided by Matrix-M adjuvant Furthermore immunization with two 182

doses of NVX-CoV2373Matrix-M elicited high titer antibodies that blocked hACE2 183

receptor binding to S-protein (IC50 = 218 ndash 1642) and neutralized the cytopathic effect 184

(CPE) of SARS-CoV-2 on Vero E6 cells (100 blocking of CPE = 7680 ndash 20000) 185

across all dose levels (Fig 4B and 4C) 186

NVX-CoV2373 protection against SARS-CoV-2 in AdCMVhACE2 mice Mice were 187

vaccinated with NVX-CoV2373 to evaluate the induction of protective immunity against 188

challenge with SARS-CoV-2 by comparing single-dose or primeboost vaccination 189

strategies compared in a live virus challenge model Mice were immunized with a single 190

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priming dose or a primeboost regimen with NVX-CoV2373Matrix-M as described 191

above Since mice do not support replication of wild-type SARS-CoV-2 virus on day 52 192

post initial vaccination mice were intranasally infected with an adenovirus expressing 193

hACE2 (AdhACE2) to render them permissive At four days post transduction mice 194

were challenged with 105 pfumouse of SARS-CoV-2 (WA1 strain) Following challenge 195

mice were weighed daily and pulmonary histology and viral load were analyzed at day 4 196

and 7 post challenge 197

At 4 days post infection placebo-treated mice had an average of 104 SARS-CoV-2 198

pfulung while the mice immunized with NVX-CoV2373 without Matrix-M had 103 199

pfulung and those with Matrix-M had limited to no detectable virus load (Fig 4D) The 200

NVX-CoV2373 with Matrix-M prime-only groups of mice exhibited a dose-dependent 201

reduction in virus titer with recipients of the 10 μg dose having no detectable virus at 202

day 4 post infection Mice receiving 1 μg 01 μg and 001 μg doses all showed a 203

marked reduction in titer compared to placebo-vaccinated mice In the primeboost 204

groups mice immunized with 10 μg 1 μg and 01 μg doses had almost undetectable 205

lung virus loads while the 001 μg group displayed a reduction of at least 1 log relative 206

to placebo animals Weight loss during the experiment paralleled the viral load findings 207

with animals receiving single doses of 10 μg 1 μg and 01 μg NVX-CoV2373Matrix-M 208

showing marked protection from weight loss compared to the unvaccinated placebo 209

animals (Fig 4E) The mice receiving a prime and boost vaccination with adjuvanted 210

vaccine also demonstrated significant protection against weight loss at all dose levels 211

(Fig 4F) In addition we compared the primeboost regimens using 10 μg of either 212

adjuvanted or unadjuvanted NVX-CoV2373 The mice receiving the primeboost with 213

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adjuvant were significantly protected from weight loss relative to placebo mice while the 214

group immunized with 10 μg NVX-CoV2373 alone were not protected against weight 215

loss (Fig 4G) These results confirm that NVX-CoV2373 confers protection against 216

SARS-CoV-2 and that low doses of the vaccine associated with lower serologic 217

responses do not exacerbate weight loss or demonstrate exaggerated illness 218

Histopathology Lung histopathology was evaluated on days 4 and day 7 post 219

challenge At day 4 post challenge placebo-immunized mice showed denudation of 220

epithelial cells in the large airways with thickening of the alveolar septa surrounded by a 221

mixed inflammatory cell population Periarteriolar cuffing was observed throughout the 222

lungs with inflammatory cells consisting primarily of neutrophils and macrophages By 223

day 7 post infection the placebo-treated mice displayed peribronchiolar inflammation 224

with increased periarteriolar cuffing The thickened alveolar septa remain with increased 225

diffuse interstitial inflammation throughout the alveolar septa (Fig 5) 226

The NVX-CoV2373 immunized mice showed significant reduction in lung pathology 227

at both day 4 and day 7 post infection in a dose-dependent manner The prime only 228

group displays reduced inflammation at the 10 μg and 1 μg dose with a reduction in 229

inflammation surrounding the bronchi and arterioles compared to placebo mice In the 230

lower doses of the prime-only groups lung inflammation resembles that of the placebo 231

groups correlating with weight loss and lung virus titer The primeboost immunized 232

groups displayed a significant reduction in lung inflammation for all doses tested which 233

again correlated with lung viral titer and weight loss data The epithelial cells in the large 234

and small bronchi at day 4 and 7 were substantially preserved with minimal bronchiolar 235

sloughing or signs of viral infection The arterioles of animals immunized with 10 μg 1 236

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μg and 01 μg doses have minimal inflammation with only moderate cuffing seen in the 237

001 μg dose similar to placebo Alveolar inflammation was reduced in animals that 238

received the higher doses with only the lower 001 μg dose with inflammation (Fig 5) 239

These data demonstrate that NVX-CoV2373 reduces lung inflammation after challenge 240

and that even doses and regimens of NVX-CoV2373 that elicit minimal or no detectable 241

neutralizing activity are not associated with any obvious exacerbation of the 242

inflammatory response to the virus 243

Multifunctional cytokine analysis of CD4+ and CD8+ T cells in mice To determine 244

the role of Matrix-M in generating T cell responses we immunized groups of mice (N = 245

6group) with 10 μg NVX-CoV2373 alone or with 5 μg Matrix-M in a 2-dose regimen 246

spaced 21-days apart Antigen-specific T cell responses were measured by ELISPOT 247

and intracellular cytokine staining (ICCS) from spleens collected 7-days after the 248

second immunization (study day 28) The number of IFN-γ secreting cells after ex vivo 249

stimulation increased 7-fold in spleens of mice immunized with NVX-CoV2373Matrix-250

M compared to NVX-CoV2373 alone as measured by the ELISPOT assay (Fig 6A) In 251

order to examine CD4+ and CD8+ T cell responses separately ICCS assays were 252

performed in combination with surface marker staining Data shown were gated on 253

CD44hi CD62L- effector memory T cell population Importantly we found the frequency 254

of IFN-γ+ TNF-α+ and IL-2+ cytokine-secreting CD4+ and CD8+ T cells was 255

significantly higher (p lt00001) in spleens from the NVX-CoV2373Matrix-M immunized 256

mice compared to mice immunized without adjuvant (Fig 6B and 6C) Further we 257

noted the frequency of multifunctional CD4+ and CD8+ T cells which simultaneously 258

produce at least two or three cytokines was also significantly increased (p lt00001) in 259

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spleens from the NVX-CoV2373Matrix-M immunized mice (Fig 6B and 6C) 260

Immunization with NVX-CoV2373Matrix-M resulted in higher proportions of 261

multifunctional phenotype within both CD4+ and CD8+ T cell populations The 262

proportions of multifunctional phenotypes detected in memory CD4+ T cells were higher 263

than those in CD8+ T cells (Fig 6D) 264

Type 2 cytokine IL-4 and IL-5 secretion from CD4+ T cells was also determined by 265

ICCS and ELISPOT respectively We found that immunization with NVX-266

CoV2373Matrix-M also increased type 2 cytokine IL-4 and IL-5 secretion (2-fold) 267

compared to immunization with NVX-CoV2373 alone but to a lesser degree than 268

enhancement of type 1 cytokine production (eg IFN-γ increased 20-fold) These 269

results indicate that administration of the Matrix-M adjuvant led to an antigen-specific 270

CD4+ T cell development which was at least balanced between Th1 and phenotypes 271

or in most animals Th1-dominant (Supplementary Figure 1) 272

Having shown that vaccination with NVX-CoV2373Matrix-M elicited multifunctional 273

antigen-specific CD4+ T cell responses and virus neutralizing antibodies in mice we 274

next evaluated the effect of the immunization on germinal center formation by 275

measuring the frequency of CD4+ T follicular helper (Tfh) and germinal center (GC) B 276

cells in spleens Addition of Matrix-M adjuvant significantly increased the frequency of 277

Tfh cells (CD4+ CXCR5+ PD-1+) (p = 001) as well as the frequency of GC B cells 278

(CD19+GL7+CD95+) (p = 00002) in spleens (Fig 7A and 7B) 279

Immunogenicity NVX-CoV2373 vaccine in olive baboons Having determined that 280

low dose levels of NVX-CoV2373 with Matrix-M elicit protective neutralizing antibodies 281

and promotes the generation of multifunctional antigen-specific T cells in mice we next 282

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evaluated the immunogenicity of the vaccine in adult baboons In this study adult olive 283

baboons were immunized with a dose range (1 μg 5 μg and 25 μg) of NVX-CoV2373 284

with 50 μg Matrix-M adjuvant administered by IM injection in two doses spaced 21-days 285

apart To assess the adjuvant activity of Matrix-M in nonhuman primates an additional 286

group of animals was immunized with 25 μg of NVX-CoV2373 without the adjuvant 287

Anti-S protein IgG titers were detected within 21-days of a single priming immunization 288

in animals immunized with NVX-CoV2373Matrix-M across all the dose levels (GMT = 289

1249-19000) Anti-S protein IgG titers increased over a log (GMT = 33000-174000) 290

within 1 to 2 weeks following a booster immunization (days 28 and 35) across all of the 291

dose levels Importantly animals immunized with NVX-CoV2373 without adjuvant had 292

minimum or no detected anti-S IgG titer (GMT lt125) after one immunization which was 293

not boosted by a second immunization (Fig 8A) 294

We also determined the functionality of the antibodies Low levels of hACE2 receptor 295

blocking antibodies were detected in animals following a single immunization with 5 or 296

25 μg NVX-CoV2373Matrix-M (GMT = 22-37) Receptor blocking antibody titers were 297

significantly increased within one to two weeks of the booster immunization across all 298

groups immunized with NVX-CoV2373Matrix-M (GMT = 150-600) (Fig 8B) Virus 299

neutralizing antibodies were also elevated (GMT = 190-446) across all dose groups 300

after a single immunization with NVX-CoV2373Matrix-M Animals immunized with 25 301

μg NVX-CoV2373 alone had no detectable antibodies that block S-protein binding to 302

hACE2 (Fig 8B) Neutralizing titers increased 25- to 38-fold following the second 303

immunization (GMT = 6400-17000) (Fig 8C) Animals receiving the NVX-CoV2373 304

alone had little or no detectable neutralizing antibodies (GMT lt100) There was a 305

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significant correlation (p lt00001) between anti-S IgG levels and neutralizing antibody 306

titers (Fig 8D) The immunogenicity of the adjuvanted vaccine in nonhuman primates is 307

consistent with the mouse immunogenicity results and further supports the role of 308

Matrix-M adjuvant in promoting the generation of neutralizing antibodies and dose 309

sparing 310

PBMCs were collected 7 days after the second immunization (day 28) and T cell 311

response was measured by ELISPOT assay PBMCs from animals immunized with 5 microg 312

or 25 μg NVX-CoV2373Matrix-M had the highest number of IFN-γ secreting cells 313

which was 5-fold greater on average compared to animals immunized with 25 microg NXV-314

CoV2373 alone or 1 microg NVXCoV2373Matrix-M (Fig 8E) By ICCS analysis 315

immunization with 5 microg NVXCoV2373Matrix-M also showed the highest frequency of 316

IFN-γ+ IL-2+ and TNF-α+ CD4+ T cells (Fig 8F) This trend was also true for 317

multifunctional CD4+ T cells in which at least two or three type 1 cytokines were 318

produced simultaneously (Fig 8F) Type 2 cytokine IL-4 level were too low to be 319

detected in baboons by ELISPOT analysis 320

We next compared the levels of serum antibodies in recovered COVID-19 patients to 321

the level of antibodies in NVX-CoV2373Matrix-M vaccinated baboons The mean anti-S 322

IgG levels were 7-fold higher in immunized baboons (EC50 = 152060 95CI 60767-323

243354) compared to convalescent serum (EC50 = 21136 95CI 11473-30799) 324

We also compared the level of functional hACE2 receptor inhibiting (50 RI) titers 325

Baboons receiving the vaccine had 8-fold higher binding and receptor inhibiting 326

antibodies (50 RI = 478 95CI 1611-7944) compared to COVID-19 convalescent 327

serum (50 RI = 61 95CI 357-855) (Fig 9) Therefore NVX-CoV2373 vaccine 328

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16

induced binding and functional antibodies in a nonhuman primate at levels comparable 329

or higher than individuals recovered from COVID-19 Collectively these results support 330

the development of NVX-CoV2373 for prevention of COVID-19 331

Discussion 332

Here we showed that a full-length stabilized prefusion SARS-CoV-2 spike glycoprotein 333

vaccine (NVX-CoV2373) adjuvanted by Matrix-M can induce high levels of functional 334

immunity in mice and baboons and protects mice expressing hACE2 receptors in a live 335

SARS-CoV-2 challenge The functional immunity induced by the nanoparticle vaccine 336

and Matrix-M adjuvant is clearly dependent on both the adjuvant and antigen 337

components and mirrors the human experience with influenza hemagglutinin vaccine21 338

and a naiumlve population with ebola recombinant protein nanoparticle vaccines 22 339

Immunization with NVX-CoV2373 at low doses in mice and nonhuman primate induced 340

anti-S antibodies hACE2-receptor inhibiting antibodies and SARS-CoV-2 neutralizing 341

antibodies after one dose with significantly increased titers after a booster immunization 342

In addition NVX-CoV2373 vaccine induced CD4+ and CD8+ T cell responses and in 343

mice provided protection against SARS-CoV-2 challenge Matrix-M adjuvant was also 344

shown to enhance Tfh cell and GC B cell development which are critical for induction 345

and maintaining of high affinity antibody response Low suboptimal doses of NVX-346

CoV2373 vaccine did not show evidence of VAERD in challenged mice23 24 347

While multiple animal models have been developed for infection with human 348

coronaviruses including SARS MERS and now COVID19 to date none of them fully 349

represent the pathology or clinical symptoms of human infection However the murine 350

hACE2 transduced challenge model with wild-type virus appears to recapitulate the 351

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severe clinical disease seen in humans although the pathological basis for illness may 352

differ Of note the adenovirus-based hACE-2 transduction itself gives rise to some 353

background inflammatory changes which are present in all animals and are of course 354

not responsive to prophylaxis targeting SARS-CoV-2 This may make histopathology in 355

this model less responsive to the vaccine than parameters such as weight loss 356

Nonetheless by blocking and ameliorating the common initiating event hACE-2 357

receptor binding vaccine-induced functional immunity is demonstrated that indicates a 358

potential for the vaccine to induce a protective immunity Models utilizing macaques and 359

baboons specifically have been predictive for human immunogenicity and suggest this 360

vaccine should continue to be evaluated in these systems as well as in humans To this 361

end the safety immunogenicity and efficacy of the NVX-CoV2373 with Matrix-M 362

adjuvant is currently being evaluated in multiple nonhuman primate models and a phase 363

12 clinical trial (NCT04368988) 364

Methods 365

Cell lines virus antibody reagents and receptors Vero E6 cells (ATCC CRL-1586) 366

were maintained in Minimal Eagles Medium (MEM) supplemented with 10 fetal bovine 367

serum 1 glutamine and 1 penicillin and streptomycin The SARS-CoV-2 (WA-1) 368

isolated was obtained from the Center for Disease Control (WA-1 strain) and stock virus 369

prepared in Vero E6 cells Histidine-tagged hACE2 and histidine-DPP4 receptors were 370

purchased from Syno Biologics (Beijing CN) Rabbit anti-SARS-CoV spike protein was 371

purchased form Biodefense and Emerging Infections Research Resources Repository 372

(catalog no NR-4569 BEI Resources Manassas VA) 373

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SARS-CoV-2 protein expression SARS-CoV-2 constructs were synthetically 374

produced from the full-length S glycoprotein gene sequence (GenBank MN908947 375

nucleotides 21563-25384) The full-length S-genes were codon optimized for 376

expression in Spodoptera frugiperda (Sf9) cells and synthetically produced by 377

GenScript (Piscataway NJ USA) The QuikChange Lightning site-directed mutagenesis 378

kit (Agilent) was used to produce two spike protein variants modifications by mutating 379

the S1S2 cleavage site by mutation of the furin cleavage site (682-RRAR-685) to 682-380

QQAQ-685 to be protease resistant and designated as BV2365 The single mutant 381

BV2365 was further stabilized by introducing two proline substitutions at positions 382

K986P and V987P (2P) to produce the double mutant NVX-CoV2373 Full-length S-383

genes were cloned between the BamHI ndash HindIII sites in the pFastBac baculovirus 384

transfer vector (Invtrogen Carlsbad CA) under transcriptional control of the Autograha 385

californica polyhedron promoter Recombinant baculovirus constructs were plaque 386

purified and master seed stocks prepared and used to produce the working virus stocks 387

The baculovirus master and working stock titers were determined using rapid titer kit 388

(Clontech Mountain View CA) Recombinant baculovirus stocks were prepared by 389

infectingSf9 cells with a multiplicity of infection (MOI) of le001 plaque forming units (pfu) 390

per cell25-27 391

Expression and purification SARS-CoV-2 S proteins were produced in Sf9 cells 392

expanded in serum-free medium to a density of 2-3 x 106 cell mL-1 and infected with 393

recombinant baculovirus at MOI of le01 pfu per cell Cells were cultured at 27 plusmn 2degC and 394

harvested at 68-72 hours post-infection by centrifugation (4000 x g for 15 min) Cell 395

pellets were suspended in 25 mM Tris HCl (pH 80) 50 mM NaCl and 05-10 (vv) 396

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TERGITOL NP-9 with leupeptin S-proteins were extracted from the plasma membranes 397

with Tris buffer containing NP-9 detergent clarified by centrifugation at 10000 x g for 30 398

min S-proteins were purified by TMAE anion exchange and lentil lectin affinity 399

chromatography Hollow fiber tangential flow filtration was used to formulate the purified 400

spike protein at 100-150 μg mL-1 in 25 mM sodium phosphate (pH 72) 300 mM NaCl 401

002 (vv) polysorbate 80 (PS 80)26 Purified S-proteins were evaluated by 4-12 402

gradient SDS-PAGE stained with Gel-Code Blue reagent (Pierce Rockford IL) and 403

purity was determined by scanning densitometry using the OneDscan system (BD 404

Biosciences Rockville MD) 405

Dynamic light scattering (DLS) Samples were equilibrated at 25degC and scattering 406

intensity was monitored as a function of time in a Zetasizer NanoZS (Malvern UK) 407

Cumulants analysis of the scattered intensity autocorrelation function was performed 408

with instrument software to provide the z-average particle diameter and polydispersity 409

index (PDI) 410

Differential scanning calorimetry (DCS) Samples and corresponding buffers were 411

heated from 4degC to 120degC at 1degC per minute and the differential heat capacity change 412

was measured in a NanoDSC (TA Instruments New Castle DE) A separate buffer 413

scan was performed to obtain a baseline which was subtracted from the sample scan 414

to produce a baseline-corrected profile The temperature where the peak apex is 415

located is the transition temperature (Tmax) and the area under the peak provides the 416

enthalpy of transition (ΔHcal) 417

Transmission electron microscopy (TEM) and 2D class averaging Electron 418

microscopy was perform by NanoImaging Services (San Diego CA) with a FEI Tecani 419

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T12 electron microscope operated at 120keV equipped with a FEI Eagle 4k x 4k CCD 420

camera SARS-CoV-2 S proteins were diluted to 25 microg mL-1 in formulation buffer The 421

samples (3 microL) were applied to nitrocellulose-supported 400-mesh copper grids and 422

stained with uranyl format Images of each grid were acquired at multiple scales to 423

assess the overall distribution of the sample High-magnification images were acquired 424

at nominal magnifications of 110000x (010 nmpixel) and 67000x (016 nmpixel) The 425

images were acquired at a nominal under focus of -14microm to -08microm (110000x) and 426

electron doses of ~25 eAring2 427

For class averaging particles were identified at high magnification prior to 428

alignment and classification The individual particles were selected boxed out and 429

individual sub-images were combined into a stack to be processed using reference-free 430

classification Individual particles in the 67000x high magnification images were 431

selected using an automated picking protocol17 An initial round of alignments was 432

performed for each sample and from the alignment class averages that appeared to 433

contain recognizable particles were selected for additional rounds of alignment These 434

averages were used to estimate the percentage of particles that resembled single 435

trimers and oligomers A reference-free alignment strategy based on XMIPP processing 436

package was used for particle alignment and classification18 437

Kinetics of SARS-CoV-2 S binding to hACE2 receptor by BLI S-protein receptor 438

binding kinetics was determined by bio-layer interferometry (BLI) using an Octet QK384 439

system (Pall Forteacute Bio Fremont CA) Hist-tagged human ACE2 (2 μg mL-1) was 440

immobilized on nickel-charged Ni-NTA biosensor tips After baseline SARS-CoV-2 S 441

protein containing samples were 2-fold serially diluted over a range 47nM to 300 nM 442

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range were allowed to associate for 600 sec followed by dissociation for an additional 443

900 sec Data was analyzed with Octet software HT 1011 global curve fit 444

Specificity of SARS-CoV-2 S binding to hACE2 receptor by ELISA Ninety-six well 445

plates were coated with 100 μL SARS-CoV-2 spike protein (2 μg mL-1) overnight at 4degC 446

Plates were washed with phosphate buffered saline with 005 Tween (PBS-T) buffer 447

and blocked with TBS Startblock blocking buffer (ThermoFisher Scientific) Histidine-448

tagged hACE2 and hDPP4 receptors were 3-fold serially diluted (5-00001 μg mL-1) and 449

added to coated wells for 2 hours at room temperature The plates were washed with 450

PBS-T Optimally diluted horseradish peroxidase (HRP) conjugated anti-histidine was 451

added and color developed by addition of and 33rsquo55rsquo-tetramethylbenzidine peroxidase 452

substrate (TMB T0440-IL Sigma St Louis MO USA) Plates were read at an OD of 453

450 nm with a SpectraMax Plus plate reader (Molecular Devices Sunnyvale CA USA) 454

and data analyzed with SoftMax software EC50 values were calculated by 4-parameter 455

fitting using GraphPad Prism 705 software 456

Animal ethics statement The mouse immunogenicity studies were performed by 457

Noble Life Sciences (Sykeville MD) Noble Life Sciences is accredited by the 458

Association for Assessment and Accreditation of Laboratory Animal Care (AAALACC 459

International) All animal procedures were in accordance with NRC Guide for the Care 460

and Use of Laboratory Animals the Animal Welfare Act and the CDCNIH Biosafety in 461

Microbiological and Biomedical Laboratories The olive baboon (Papio cynocephalus 462

anubis) study was performed at the University of Oklahoma Health Science Center 463

(OUHSC) OUHSC is accredited by AAALACC International Baboons were maintained 464

and treated according to the Institutional Biosafety Committee guidelines Baboon 465

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experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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25

receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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26

Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

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+

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-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

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+

1 0

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2

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4

5

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ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

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44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 10: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

10

priming dose or a primeboost regimen with NVX-CoV2373Matrix-M as described 191

above Since mice do not support replication of wild-type SARS-CoV-2 virus on day 52 192

post initial vaccination mice were intranasally infected with an adenovirus expressing 193

hACE2 (AdhACE2) to render them permissive At four days post transduction mice 194

were challenged with 105 pfumouse of SARS-CoV-2 (WA1 strain) Following challenge 195

mice were weighed daily and pulmonary histology and viral load were analyzed at day 4 196

and 7 post challenge 197

At 4 days post infection placebo-treated mice had an average of 104 SARS-CoV-2 198

pfulung while the mice immunized with NVX-CoV2373 without Matrix-M had 103 199

pfulung and those with Matrix-M had limited to no detectable virus load (Fig 4D) The 200

NVX-CoV2373 with Matrix-M prime-only groups of mice exhibited a dose-dependent 201

reduction in virus titer with recipients of the 10 μg dose having no detectable virus at 202

day 4 post infection Mice receiving 1 μg 01 μg and 001 μg doses all showed a 203

marked reduction in titer compared to placebo-vaccinated mice In the primeboost 204

groups mice immunized with 10 μg 1 μg and 01 μg doses had almost undetectable 205

lung virus loads while the 001 μg group displayed a reduction of at least 1 log relative 206

to placebo animals Weight loss during the experiment paralleled the viral load findings 207

with animals receiving single doses of 10 μg 1 μg and 01 μg NVX-CoV2373Matrix-M 208

showing marked protection from weight loss compared to the unvaccinated placebo 209

animals (Fig 4E) The mice receiving a prime and boost vaccination with adjuvanted 210

vaccine also demonstrated significant protection against weight loss at all dose levels 211

(Fig 4F) In addition we compared the primeboost regimens using 10 μg of either 212

adjuvanted or unadjuvanted NVX-CoV2373 The mice receiving the primeboost with 213

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11

adjuvant were significantly protected from weight loss relative to placebo mice while the 214

group immunized with 10 μg NVX-CoV2373 alone were not protected against weight 215

loss (Fig 4G) These results confirm that NVX-CoV2373 confers protection against 216

SARS-CoV-2 and that low doses of the vaccine associated with lower serologic 217

responses do not exacerbate weight loss or demonstrate exaggerated illness 218

Histopathology Lung histopathology was evaluated on days 4 and day 7 post 219

challenge At day 4 post challenge placebo-immunized mice showed denudation of 220

epithelial cells in the large airways with thickening of the alveolar septa surrounded by a 221

mixed inflammatory cell population Periarteriolar cuffing was observed throughout the 222

lungs with inflammatory cells consisting primarily of neutrophils and macrophages By 223

day 7 post infection the placebo-treated mice displayed peribronchiolar inflammation 224

with increased periarteriolar cuffing The thickened alveolar septa remain with increased 225

diffuse interstitial inflammation throughout the alveolar septa (Fig 5) 226

The NVX-CoV2373 immunized mice showed significant reduction in lung pathology 227

at both day 4 and day 7 post infection in a dose-dependent manner The prime only 228

group displays reduced inflammation at the 10 μg and 1 μg dose with a reduction in 229

inflammation surrounding the bronchi and arterioles compared to placebo mice In the 230

lower doses of the prime-only groups lung inflammation resembles that of the placebo 231

groups correlating with weight loss and lung virus titer The primeboost immunized 232

groups displayed a significant reduction in lung inflammation for all doses tested which 233

again correlated with lung viral titer and weight loss data The epithelial cells in the large 234

and small bronchi at day 4 and 7 were substantially preserved with minimal bronchiolar 235

sloughing or signs of viral infection The arterioles of animals immunized with 10 μg 1 236

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12

μg and 01 μg doses have minimal inflammation with only moderate cuffing seen in the 237

001 μg dose similar to placebo Alveolar inflammation was reduced in animals that 238

received the higher doses with only the lower 001 μg dose with inflammation (Fig 5) 239

These data demonstrate that NVX-CoV2373 reduces lung inflammation after challenge 240

and that even doses and regimens of NVX-CoV2373 that elicit minimal or no detectable 241

neutralizing activity are not associated with any obvious exacerbation of the 242

inflammatory response to the virus 243

Multifunctional cytokine analysis of CD4+ and CD8+ T cells in mice To determine 244

the role of Matrix-M in generating T cell responses we immunized groups of mice (N = 245

6group) with 10 μg NVX-CoV2373 alone or with 5 μg Matrix-M in a 2-dose regimen 246

spaced 21-days apart Antigen-specific T cell responses were measured by ELISPOT 247

and intracellular cytokine staining (ICCS) from spleens collected 7-days after the 248

second immunization (study day 28) The number of IFN-γ secreting cells after ex vivo 249

stimulation increased 7-fold in spleens of mice immunized with NVX-CoV2373Matrix-250

M compared to NVX-CoV2373 alone as measured by the ELISPOT assay (Fig 6A) In 251

order to examine CD4+ and CD8+ T cell responses separately ICCS assays were 252

performed in combination with surface marker staining Data shown were gated on 253

CD44hi CD62L- effector memory T cell population Importantly we found the frequency 254

of IFN-γ+ TNF-α+ and IL-2+ cytokine-secreting CD4+ and CD8+ T cells was 255

significantly higher (p lt00001) in spleens from the NVX-CoV2373Matrix-M immunized 256

mice compared to mice immunized without adjuvant (Fig 6B and 6C) Further we 257

noted the frequency of multifunctional CD4+ and CD8+ T cells which simultaneously 258

produce at least two or three cytokines was also significantly increased (p lt00001) in 259

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13

spleens from the NVX-CoV2373Matrix-M immunized mice (Fig 6B and 6C) 260

Immunization with NVX-CoV2373Matrix-M resulted in higher proportions of 261

multifunctional phenotype within both CD4+ and CD8+ T cell populations The 262

proportions of multifunctional phenotypes detected in memory CD4+ T cells were higher 263

than those in CD8+ T cells (Fig 6D) 264

Type 2 cytokine IL-4 and IL-5 secretion from CD4+ T cells was also determined by 265

ICCS and ELISPOT respectively We found that immunization with NVX-266

CoV2373Matrix-M also increased type 2 cytokine IL-4 and IL-5 secretion (2-fold) 267

compared to immunization with NVX-CoV2373 alone but to a lesser degree than 268

enhancement of type 1 cytokine production (eg IFN-γ increased 20-fold) These 269

results indicate that administration of the Matrix-M adjuvant led to an antigen-specific 270

CD4+ T cell development which was at least balanced between Th1 and phenotypes 271

or in most animals Th1-dominant (Supplementary Figure 1) 272

Having shown that vaccination with NVX-CoV2373Matrix-M elicited multifunctional 273

antigen-specific CD4+ T cell responses and virus neutralizing antibodies in mice we 274

next evaluated the effect of the immunization on germinal center formation by 275

measuring the frequency of CD4+ T follicular helper (Tfh) and germinal center (GC) B 276

cells in spleens Addition of Matrix-M adjuvant significantly increased the frequency of 277

Tfh cells (CD4+ CXCR5+ PD-1+) (p = 001) as well as the frequency of GC B cells 278

(CD19+GL7+CD95+) (p = 00002) in spleens (Fig 7A and 7B) 279

Immunogenicity NVX-CoV2373 vaccine in olive baboons Having determined that 280

low dose levels of NVX-CoV2373 with Matrix-M elicit protective neutralizing antibodies 281

and promotes the generation of multifunctional antigen-specific T cells in mice we next 282

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evaluated the immunogenicity of the vaccine in adult baboons In this study adult olive 283

baboons were immunized with a dose range (1 μg 5 μg and 25 μg) of NVX-CoV2373 284

with 50 μg Matrix-M adjuvant administered by IM injection in two doses spaced 21-days 285

apart To assess the adjuvant activity of Matrix-M in nonhuman primates an additional 286

group of animals was immunized with 25 μg of NVX-CoV2373 without the adjuvant 287

Anti-S protein IgG titers were detected within 21-days of a single priming immunization 288

in animals immunized with NVX-CoV2373Matrix-M across all the dose levels (GMT = 289

1249-19000) Anti-S protein IgG titers increased over a log (GMT = 33000-174000) 290

within 1 to 2 weeks following a booster immunization (days 28 and 35) across all of the 291

dose levels Importantly animals immunized with NVX-CoV2373 without adjuvant had 292

minimum or no detected anti-S IgG titer (GMT lt125) after one immunization which was 293

not boosted by a second immunization (Fig 8A) 294

We also determined the functionality of the antibodies Low levels of hACE2 receptor 295

blocking antibodies were detected in animals following a single immunization with 5 or 296

25 μg NVX-CoV2373Matrix-M (GMT = 22-37) Receptor blocking antibody titers were 297

significantly increased within one to two weeks of the booster immunization across all 298

groups immunized with NVX-CoV2373Matrix-M (GMT = 150-600) (Fig 8B) Virus 299

neutralizing antibodies were also elevated (GMT = 190-446) across all dose groups 300

after a single immunization with NVX-CoV2373Matrix-M Animals immunized with 25 301

μg NVX-CoV2373 alone had no detectable antibodies that block S-protein binding to 302

hACE2 (Fig 8B) Neutralizing titers increased 25- to 38-fold following the second 303

immunization (GMT = 6400-17000) (Fig 8C) Animals receiving the NVX-CoV2373 304

alone had little or no detectable neutralizing antibodies (GMT lt100) There was a 305

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significant correlation (p lt00001) between anti-S IgG levels and neutralizing antibody 306

titers (Fig 8D) The immunogenicity of the adjuvanted vaccine in nonhuman primates is 307

consistent with the mouse immunogenicity results and further supports the role of 308

Matrix-M adjuvant in promoting the generation of neutralizing antibodies and dose 309

sparing 310

PBMCs were collected 7 days after the second immunization (day 28) and T cell 311

response was measured by ELISPOT assay PBMCs from animals immunized with 5 microg 312

or 25 μg NVX-CoV2373Matrix-M had the highest number of IFN-γ secreting cells 313

which was 5-fold greater on average compared to animals immunized with 25 microg NXV-314

CoV2373 alone or 1 microg NVXCoV2373Matrix-M (Fig 8E) By ICCS analysis 315

immunization with 5 microg NVXCoV2373Matrix-M also showed the highest frequency of 316

IFN-γ+ IL-2+ and TNF-α+ CD4+ T cells (Fig 8F) This trend was also true for 317

multifunctional CD4+ T cells in which at least two or three type 1 cytokines were 318

produced simultaneously (Fig 8F) Type 2 cytokine IL-4 level were too low to be 319

detected in baboons by ELISPOT analysis 320

We next compared the levels of serum antibodies in recovered COVID-19 patients to 321

the level of antibodies in NVX-CoV2373Matrix-M vaccinated baboons The mean anti-S 322

IgG levels were 7-fold higher in immunized baboons (EC50 = 152060 95CI 60767-323

243354) compared to convalescent serum (EC50 = 21136 95CI 11473-30799) 324

We also compared the level of functional hACE2 receptor inhibiting (50 RI) titers 325

Baboons receiving the vaccine had 8-fold higher binding and receptor inhibiting 326

antibodies (50 RI = 478 95CI 1611-7944) compared to COVID-19 convalescent 327

serum (50 RI = 61 95CI 357-855) (Fig 9) Therefore NVX-CoV2373 vaccine 328

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induced binding and functional antibodies in a nonhuman primate at levels comparable 329

or higher than individuals recovered from COVID-19 Collectively these results support 330

the development of NVX-CoV2373 for prevention of COVID-19 331

Discussion 332

Here we showed that a full-length stabilized prefusion SARS-CoV-2 spike glycoprotein 333

vaccine (NVX-CoV2373) adjuvanted by Matrix-M can induce high levels of functional 334

immunity in mice and baboons and protects mice expressing hACE2 receptors in a live 335

SARS-CoV-2 challenge The functional immunity induced by the nanoparticle vaccine 336

and Matrix-M adjuvant is clearly dependent on both the adjuvant and antigen 337

components and mirrors the human experience with influenza hemagglutinin vaccine21 338

and a naiumlve population with ebola recombinant protein nanoparticle vaccines 22 339

Immunization with NVX-CoV2373 at low doses in mice and nonhuman primate induced 340

anti-S antibodies hACE2-receptor inhibiting antibodies and SARS-CoV-2 neutralizing 341

antibodies after one dose with significantly increased titers after a booster immunization 342

In addition NVX-CoV2373 vaccine induced CD4+ and CD8+ T cell responses and in 343

mice provided protection against SARS-CoV-2 challenge Matrix-M adjuvant was also 344

shown to enhance Tfh cell and GC B cell development which are critical for induction 345

and maintaining of high affinity antibody response Low suboptimal doses of NVX-346

CoV2373 vaccine did not show evidence of VAERD in challenged mice23 24 347

While multiple animal models have been developed for infection with human 348

coronaviruses including SARS MERS and now COVID19 to date none of them fully 349

represent the pathology or clinical symptoms of human infection However the murine 350

hACE2 transduced challenge model with wild-type virus appears to recapitulate the 351

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severe clinical disease seen in humans although the pathological basis for illness may 352

differ Of note the adenovirus-based hACE-2 transduction itself gives rise to some 353

background inflammatory changes which are present in all animals and are of course 354

not responsive to prophylaxis targeting SARS-CoV-2 This may make histopathology in 355

this model less responsive to the vaccine than parameters such as weight loss 356

Nonetheless by blocking and ameliorating the common initiating event hACE-2 357

receptor binding vaccine-induced functional immunity is demonstrated that indicates a 358

potential for the vaccine to induce a protective immunity Models utilizing macaques and 359

baboons specifically have been predictive for human immunogenicity and suggest this 360

vaccine should continue to be evaluated in these systems as well as in humans To this 361

end the safety immunogenicity and efficacy of the NVX-CoV2373 with Matrix-M 362

adjuvant is currently being evaluated in multiple nonhuman primate models and a phase 363

12 clinical trial (NCT04368988) 364

Methods 365

Cell lines virus antibody reagents and receptors Vero E6 cells (ATCC CRL-1586) 366

were maintained in Minimal Eagles Medium (MEM) supplemented with 10 fetal bovine 367

serum 1 glutamine and 1 penicillin and streptomycin The SARS-CoV-2 (WA-1) 368

isolated was obtained from the Center for Disease Control (WA-1 strain) and stock virus 369

prepared in Vero E6 cells Histidine-tagged hACE2 and histidine-DPP4 receptors were 370

purchased from Syno Biologics (Beijing CN) Rabbit anti-SARS-CoV spike protein was 371

purchased form Biodefense and Emerging Infections Research Resources Repository 372

(catalog no NR-4569 BEI Resources Manassas VA) 373

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SARS-CoV-2 protein expression SARS-CoV-2 constructs were synthetically 374

produced from the full-length S glycoprotein gene sequence (GenBank MN908947 375

nucleotides 21563-25384) The full-length S-genes were codon optimized for 376

expression in Spodoptera frugiperda (Sf9) cells and synthetically produced by 377

GenScript (Piscataway NJ USA) The QuikChange Lightning site-directed mutagenesis 378

kit (Agilent) was used to produce two spike protein variants modifications by mutating 379

the S1S2 cleavage site by mutation of the furin cleavage site (682-RRAR-685) to 682-380

QQAQ-685 to be protease resistant and designated as BV2365 The single mutant 381

BV2365 was further stabilized by introducing two proline substitutions at positions 382

K986P and V987P (2P) to produce the double mutant NVX-CoV2373 Full-length S-383

genes were cloned between the BamHI ndash HindIII sites in the pFastBac baculovirus 384

transfer vector (Invtrogen Carlsbad CA) under transcriptional control of the Autograha 385

californica polyhedron promoter Recombinant baculovirus constructs were plaque 386

purified and master seed stocks prepared and used to produce the working virus stocks 387

The baculovirus master and working stock titers were determined using rapid titer kit 388

(Clontech Mountain View CA) Recombinant baculovirus stocks were prepared by 389

infectingSf9 cells with a multiplicity of infection (MOI) of le001 plaque forming units (pfu) 390

per cell25-27 391

Expression and purification SARS-CoV-2 S proteins were produced in Sf9 cells 392

expanded in serum-free medium to a density of 2-3 x 106 cell mL-1 and infected with 393

recombinant baculovirus at MOI of le01 pfu per cell Cells were cultured at 27 plusmn 2degC and 394

harvested at 68-72 hours post-infection by centrifugation (4000 x g for 15 min) Cell 395

pellets were suspended in 25 mM Tris HCl (pH 80) 50 mM NaCl and 05-10 (vv) 396

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TERGITOL NP-9 with leupeptin S-proteins were extracted from the plasma membranes 397

with Tris buffer containing NP-9 detergent clarified by centrifugation at 10000 x g for 30 398

min S-proteins were purified by TMAE anion exchange and lentil lectin affinity 399

chromatography Hollow fiber tangential flow filtration was used to formulate the purified 400

spike protein at 100-150 μg mL-1 in 25 mM sodium phosphate (pH 72) 300 mM NaCl 401

002 (vv) polysorbate 80 (PS 80)26 Purified S-proteins were evaluated by 4-12 402

gradient SDS-PAGE stained with Gel-Code Blue reagent (Pierce Rockford IL) and 403

purity was determined by scanning densitometry using the OneDscan system (BD 404

Biosciences Rockville MD) 405

Dynamic light scattering (DLS) Samples were equilibrated at 25degC and scattering 406

intensity was monitored as a function of time in a Zetasizer NanoZS (Malvern UK) 407

Cumulants analysis of the scattered intensity autocorrelation function was performed 408

with instrument software to provide the z-average particle diameter and polydispersity 409

index (PDI) 410

Differential scanning calorimetry (DCS) Samples and corresponding buffers were 411

heated from 4degC to 120degC at 1degC per minute and the differential heat capacity change 412

was measured in a NanoDSC (TA Instruments New Castle DE) A separate buffer 413

scan was performed to obtain a baseline which was subtracted from the sample scan 414

to produce a baseline-corrected profile The temperature where the peak apex is 415

located is the transition temperature (Tmax) and the area under the peak provides the 416

enthalpy of transition (ΔHcal) 417

Transmission electron microscopy (TEM) and 2D class averaging Electron 418

microscopy was perform by NanoImaging Services (San Diego CA) with a FEI Tecani 419

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T12 electron microscope operated at 120keV equipped with a FEI Eagle 4k x 4k CCD 420

camera SARS-CoV-2 S proteins were diluted to 25 microg mL-1 in formulation buffer The 421

samples (3 microL) were applied to nitrocellulose-supported 400-mesh copper grids and 422

stained with uranyl format Images of each grid were acquired at multiple scales to 423

assess the overall distribution of the sample High-magnification images were acquired 424

at nominal magnifications of 110000x (010 nmpixel) and 67000x (016 nmpixel) The 425

images were acquired at a nominal under focus of -14microm to -08microm (110000x) and 426

electron doses of ~25 eAring2 427

For class averaging particles were identified at high magnification prior to 428

alignment and classification The individual particles were selected boxed out and 429

individual sub-images were combined into a stack to be processed using reference-free 430

classification Individual particles in the 67000x high magnification images were 431

selected using an automated picking protocol17 An initial round of alignments was 432

performed for each sample and from the alignment class averages that appeared to 433

contain recognizable particles were selected for additional rounds of alignment These 434

averages were used to estimate the percentage of particles that resembled single 435

trimers and oligomers A reference-free alignment strategy based on XMIPP processing 436

package was used for particle alignment and classification18 437

Kinetics of SARS-CoV-2 S binding to hACE2 receptor by BLI S-protein receptor 438

binding kinetics was determined by bio-layer interferometry (BLI) using an Octet QK384 439

system (Pall Forteacute Bio Fremont CA) Hist-tagged human ACE2 (2 μg mL-1) was 440

immobilized on nickel-charged Ni-NTA biosensor tips After baseline SARS-CoV-2 S 441

protein containing samples were 2-fold serially diluted over a range 47nM to 300 nM 442

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range were allowed to associate for 600 sec followed by dissociation for an additional 443

900 sec Data was analyzed with Octet software HT 1011 global curve fit 444

Specificity of SARS-CoV-2 S binding to hACE2 receptor by ELISA Ninety-six well 445

plates were coated with 100 μL SARS-CoV-2 spike protein (2 μg mL-1) overnight at 4degC 446

Plates were washed with phosphate buffered saline with 005 Tween (PBS-T) buffer 447

and blocked with TBS Startblock blocking buffer (ThermoFisher Scientific) Histidine-448

tagged hACE2 and hDPP4 receptors were 3-fold serially diluted (5-00001 μg mL-1) and 449

added to coated wells for 2 hours at room temperature The plates were washed with 450

PBS-T Optimally diluted horseradish peroxidase (HRP) conjugated anti-histidine was 451

added and color developed by addition of and 33rsquo55rsquo-tetramethylbenzidine peroxidase 452

substrate (TMB T0440-IL Sigma St Louis MO USA) Plates were read at an OD of 453

450 nm with a SpectraMax Plus plate reader (Molecular Devices Sunnyvale CA USA) 454

and data analyzed with SoftMax software EC50 values were calculated by 4-parameter 455

fitting using GraphPad Prism 705 software 456

Animal ethics statement The mouse immunogenicity studies were performed by 457

Noble Life Sciences (Sykeville MD) Noble Life Sciences is accredited by the 458

Association for Assessment and Accreditation of Laboratory Animal Care (AAALACC 459

International) All animal procedures were in accordance with NRC Guide for the Care 460

and Use of Laboratory Animals the Animal Welfare Act and the CDCNIH Biosafety in 461

Microbiological and Biomedical Laboratories The olive baboon (Papio cynocephalus 462

anubis) study was performed at the University of Oklahoma Health Science Center 463

(OUHSC) OUHSC is accredited by AAALACC International Baboons were maintained 464

and treated according to the Institutional Biosafety Committee guidelines Baboon 465

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experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

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32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

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+

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2

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6

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IgG

(EC

50

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A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

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D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

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ike

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N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

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D 2 1

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O n e D o s e

N V X -C o V 2 3 7 3 ( g )

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(2 1 -d a y s p o s t im m u n iz a tio n )

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T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

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747

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L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

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0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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Figure 6 787

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(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

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1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

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1

+

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+

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+

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+

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+

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+

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1

+

5

+

2 5

+

1

2

3

4

5

6

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ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

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+

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+

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+

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+

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+

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-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

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+

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+

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+

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+

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+

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+

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+

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+

0

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SA

RS

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V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

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+

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+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

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2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

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+

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5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

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4+

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ell

s

10

6

IF N -+

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N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 11: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

11

adjuvant were significantly protected from weight loss relative to placebo mice while the 214

group immunized with 10 μg NVX-CoV2373 alone were not protected against weight 215

loss (Fig 4G) These results confirm that NVX-CoV2373 confers protection against 216

SARS-CoV-2 and that low doses of the vaccine associated with lower serologic 217

responses do not exacerbate weight loss or demonstrate exaggerated illness 218

Histopathology Lung histopathology was evaluated on days 4 and day 7 post 219

challenge At day 4 post challenge placebo-immunized mice showed denudation of 220

epithelial cells in the large airways with thickening of the alveolar septa surrounded by a 221

mixed inflammatory cell population Periarteriolar cuffing was observed throughout the 222

lungs with inflammatory cells consisting primarily of neutrophils and macrophages By 223

day 7 post infection the placebo-treated mice displayed peribronchiolar inflammation 224

with increased periarteriolar cuffing The thickened alveolar septa remain with increased 225

diffuse interstitial inflammation throughout the alveolar septa (Fig 5) 226

The NVX-CoV2373 immunized mice showed significant reduction in lung pathology 227

at both day 4 and day 7 post infection in a dose-dependent manner The prime only 228

group displays reduced inflammation at the 10 μg and 1 μg dose with a reduction in 229

inflammation surrounding the bronchi and arterioles compared to placebo mice In the 230

lower doses of the prime-only groups lung inflammation resembles that of the placebo 231

groups correlating with weight loss and lung virus titer The primeboost immunized 232

groups displayed a significant reduction in lung inflammation for all doses tested which 233

again correlated with lung viral titer and weight loss data The epithelial cells in the large 234

and small bronchi at day 4 and 7 were substantially preserved with minimal bronchiolar 235

sloughing or signs of viral infection The arterioles of animals immunized with 10 μg 1 236

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12

μg and 01 μg doses have minimal inflammation with only moderate cuffing seen in the 237

001 μg dose similar to placebo Alveolar inflammation was reduced in animals that 238

received the higher doses with only the lower 001 μg dose with inflammation (Fig 5) 239

These data demonstrate that NVX-CoV2373 reduces lung inflammation after challenge 240

and that even doses and regimens of NVX-CoV2373 that elicit minimal or no detectable 241

neutralizing activity are not associated with any obvious exacerbation of the 242

inflammatory response to the virus 243

Multifunctional cytokine analysis of CD4+ and CD8+ T cells in mice To determine 244

the role of Matrix-M in generating T cell responses we immunized groups of mice (N = 245

6group) with 10 μg NVX-CoV2373 alone or with 5 μg Matrix-M in a 2-dose regimen 246

spaced 21-days apart Antigen-specific T cell responses were measured by ELISPOT 247

and intracellular cytokine staining (ICCS) from spleens collected 7-days after the 248

second immunization (study day 28) The number of IFN-γ secreting cells after ex vivo 249

stimulation increased 7-fold in spleens of mice immunized with NVX-CoV2373Matrix-250

M compared to NVX-CoV2373 alone as measured by the ELISPOT assay (Fig 6A) In 251

order to examine CD4+ and CD8+ T cell responses separately ICCS assays were 252

performed in combination with surface marker staining Data shown were gated on 253

CD44hi CD62L- effector memory T cell population Importantly we found the frequency 254

of IFN-γ+ TNF-α+ and IL-2+ cytokine-secreting CD4+ and CD8+ T cells was 255

significantly higher (p lt00001) in spleens from the NVX-CoV2373Matrix-M immunized 256

mice compared to mice immunized without adjuvant (Fig 6B and 6C) Further we 257

noted the frequency of multifunctional CD4+ and CD8+ T cells which simultaneously 258

produce at least two or three cytokines was also significantly increased (p lt00001) in 259

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13

spleens from the NVX-CoV2373Matrix-M immunized mice (Fig 6B and 6C) 260

Immunization with NVX-CoV2373Matrix-M resulted in higher proportions of 261

multifunctional phenotype within both CD4+ and CD8+ T cell populations The 262

proportions of multifunctional phenotypes detected in memory CD4+ T cells were higher 263

than those in CD8+ T cells (Fig 6D) 264

Type 2 cytokine IL-4 and IL-5 secretion from CD4+ T cells was also determined by 265

ICCS and ELISPOT respectively We found that immunization with NVX-266

CoV2373Matrix-M also increased type 2 cytokine IL-4 and IL-5 secretion (2-fold) 267

compared to immunization with NVX-CoV2373 alone but to a lesser degree than 268

enhancement of type 1 cytokine production (eg IFN-γ increased 20-fold) These 269

results indicate that administration of the Matrix-M adjuvant led to an antigen-specific 270

CD4+ T cell development which was at least balanced between Th1 and phenotypes 271

or in most animals Th1-dominant (Supplementary Figure 1) 272

Having shown that vaccination with NVX-CoV2373Matrix-M elicited multifunctional 273

antigen-specific CD4+ T cell responses and virus neutralizing antibodies in mice we 274

next evaluated the effect of the immunization on germinal center formation by 275

measuring the frequency of CD4+ T follicular helper (Tfh) and germinal center (GC) B 276

cells in spleens Addition of Matrix-M adjuvant significantly increased the frequency of 277

Tfh cells (CD4+ CXCR5+ PD-1+) (p = 001) as well as the frequency of GC B cells 278

(CD19+GL7+CD95+) (p = 00002) in spleens (Fig 7A and 7B) 279

Immunogenicity NVX-CoV2373 vaccine in olive baboons Having determined that 280

low dose levels of NVX-CoV2373 with Matrix-M elicit protective neutralizing antibodies 281

and promotes the generation of multifunctional antigen-specific T cells in mice we next 282

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14

evaluated the immunogenicity of the vaccine in adult baboons In this study adult olive 283

baboons were immunized with a dose range (1 μg 5 μg and 25 μg) of NVX-CoV2373 284

with 50 μg Matrix-M adjuvant administered by IM injection in two doses spaced 21-days 285

apart To assess the adjuvant activity of Matrix-M in nonhuman primates an additional 286

group of animals was immunized with 25 μg of NVX-CoV2373 without the adjuvant 287

Anti-S protein IgG titers were detected within 21-days of a single priming immunization 288

in animals immunized with NVX-CoV2373Matrix-M across all the dose levels (GMT = 289

1249-19000) Anti-S protein IgG titers increased over a log (GMT = 33000-174000) 290

within 1 to 2 weeks following a booster immunization (days 28 and 35) across all of the 291

dose levels Importantly animals immunized with NVX-CoV2373 without adjuvant had 292

minimum or no detected anti-S IgG titer (GMT lt125) after one immunization which was 293

not boosted by a second immunization (Fig 8A) 294

We also determined the functionality of the antibodies Low levels of hACE2 receptor 295

blocking antibodies were detected in animals following a single immunization with 5 or 296

25 μg NVX-CoV2373Matrix-M (GMT = 22-37) Receptor blocking antibody titers were 297

significantly increased within one to two weeks of the booster immunization across all 298

groups immunized with NVX-CoV2373Matrix-M (GMT = 150-600) (Fig 8B) Virus 299

neutralizing antibodies were also elevated (GMT = 190-446) across all dose groups 300

after a single immunization with NVX-CoV2373Matrix-M Animals immunized with 25 301

μg NVX-CoV2373 alone had no detectable antibodies that block S-protein binding to 302

hACE2 (Fig 8B) Neutralizing titers increased 25- to 38-fold following the second 303

immunization (GMT = 6400-17000) (Fig 8C) Animals receiving the NVX-CoV2373 304

alone had little or no detectable neutralizing antibodies (GMT lt100) There was a 305

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15

significant correlation (p lt00001) between anti-S IgG levels and neutralizing antibody 306

titers (Fig 8D) The immunogenicity of the adjuvanted vaccine in nonhuman primates is 307

consistent with the mouse immunogenicity results and further supports the role of 308

Matrix-M adjuvant in promoting the generation of neutralizing antibodies and dose 309

sparing 310

PBMCs were collected 7 days after the second immunization (day 28) and T cell 311

response was measured by ELISPOT assay PBMCs from animals immunized with 5 microg 312

or 25 μg NVX-CoV2373Matrix-M had the highest number of IFN-γ secreting cells 313

which was 5-fold greater on average compared to animals immunized with 25 microg NXV-314

CoV2373 alone or 1 microg NVXCoV2373Matrix-M (Fig 8E) By ICCS analysis 315

immunization with 5 microg NVXCoV2373Matrix-M also showed the highest frequency of 316

IFN-γ+ IL-2+ and TNF-α+ CD4+ T cells (Fig 8F) This trend was also true for 317

multifunctional CD4+ T cells in which at least two or three type 1 cytokines were 318

produced simultaneously (Fig 8F) Type 2 cytokine IL-4 level were too low to be 319

detected in baboons by ELISPOT analysis 320

We next compared the levels of serum antibodies in recovered COVID-19 patients to 321

the level of antibodies in NVX-CoV2373Matrix-M vaccinated baboons The mean anti-S 322

IgG levels were 7-fold higher in immunized baboons (EC50 = 152060 95CI 60767-323

243354) compared to convalescent serum (EC50 = 21136 95CI 11473-30799) 324

We also compared the level of functional hACE2 receptor inhibiting (50 RI) titers 325

Baboons receiving the vaccine had 8-fold higher binding and receptor inhibiting 326

antibodies (50 RI = 478 95CI 1611-7944) compared to COVID-19 convalescent 327

serum (50 RI = 61 95CI 357-855) (Fig 9) Therefore NVX-CoV2373 vaccine 328

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16

induced binding and functional antibodies in a nonhuman primate at levels comparable 329

or higher than individuals recovered from COVID-19 Collectively these results support 330

the development of NVX-CoV2373 for prevention of COVID-19 331

Discussion 332

Here we showed that a full-length stabilized prefusion SARS-CoV-2 spike glycoprotein 333

vaccine (NVX-CoV2373) adjuvanted by Matrix-M can induce high levels of functional 334

immunity in mice and baboons and protects mice expressing hACE2 receptors in a live 335

SARS-CoV-2 challenge The functional immunity induced by the nanoparticle vaccine 336

and Matrix-M adjuvant is clearly dependent on both the adjuvant and antigen 337

components and mirrors the human experience with influenza hemagglutinin vaccine21 338

and a naiumlve population with ebola recombinant protein nanoparticle vaccines 22 339

Immunization with NVX-CoV2373 at low doses in mice and nonhuman primate induced 340

anti-S antibodies hACE2-receptor inhibiting antibodies and SARS-CoV-2 neutralizing 341

antibodies after one dose with significantly increased titers after a booster immunization 342

In addition NVX-CoV2373 vaccine induced CD4+ and CD8+ T cell responses and in 343

mice provided protection against SARS-CoV-2 challenge Matrix-M adjuvant was also 344

shown to enhance Tfh cell and GC B cell development which are critical for induction 345

and maintaining of high affinity antibody response Low suboptimal doses of NVX-346

CoV2373 vaccine did not show evidence of VAERD in challenged mice23 24 347

While multiple animal models have been developed for infection with human 348

coronaviruses including SARS MERS and now COVID19 to date none of them fully 349

represent the pathology or clinical symptoms of human infection However the murine 350

hACE2 transduced challenge model with wild-type virus appears to recapitulate the 351

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17

severe clinical disease seen in humans although the pathological basis for illness may 352

differ Of note the adenovirus-based hACE-2 transduction itself gives rise to some 353

background inflammatory changes which are present in all animals and are of course 354

not responsive to prophylaxis targeting SARS-CoV-2 This may make histopathology in 355

this model less responsive to the vaccine than parameters such as weight loss 356

Nonetheless by blocking and ameliorating the common initiating event hACE-2 357

receptor binding vaccine-induced functional immunity is demonstrated that indicates a 358

potential for the vaccine to induce a protective immunity Models utilizing macaques and 359

baboons specifically have been predictive for human immunogenicity and suggest this 360

vaccine should continue to be evaluated in these systems as well as in humans To this 361

end the safety immunogenicity and efficacy of the NVX-CoV2373 with Matrix-M 362

adjuvant is currently being evaluated in multiple nonhuman primate models and a phase 363

12 clinical trial (NCT04368988) 364

Methods 365

Cell lines virus antibody reagents and receptors Vero E6 cells (ATCC CRL-1586) 366

were maintained in Minimal Eagles Medium (MEM) supplemented with 10 fetal bovine 367

serum 1 glutamine and 1 penicillin and streptomycin The SARS-CoV-2 (WA-1) 368

isolated was obtained from the Center for Disease Control (WA-1 strain) and stock virus 369

prepared in Vero E6 cells Histidine-tagged hACE2 and histidine-DPP4 receptors were 370

purchased from Syno Biologics (Beijing CN) Rabbit anti-SARS-CoV spike protein was 371

purchased form Biodefense and Emerging Infections Research Resources Repository 372

(catalog no NR-4569 BEI Resources Manassas VA) 373

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18

SARS-CoV-2 protein expression SARS-CoV-2 constructs were synthetically 374

produced from the full-length S glycoprotein gene sequence (GenBank MN908947 375

nucleotides 21563-25384) The full-length S-genes were codon optimized for 376

expression in Spodoptera frugiperda (Sf9) cells and synthetically produced by 377

GenScript (Piscataway NJ USA) The QuikChange Lightning site-directed mutagenesis 378

kit (Agilent) was used to produce two spike protein variants modifications by mutating 379

the S1S2 cleavage site by mutation of the furin cleavage site (682-RRAR-685) to 682-380

QQAQ-685 to be protease resistant and designated as BV2365 The single mutant 381

BV2365 was further stabilized by introducing two proline substitutions at positions 382

K986P and V987P (2P) to produce the double mutant NVX-CoV2373 Full-length S-383

genes were cloned between the BamHI ndash HindIII sites in the pFastBac baculovirus 384

transfer vector (Invtrogen Carlsbad CA) under transcriptional control of the Autograha 385

californica polyhedron promoter Recombinant baculovirus constructs were plaque 386

purified and master seed stocks prepared and used to produce the working virus stocks 387

The baculovirus master and working stock titers were determined using rapid titer kit 388

(Clontech Mountain View CA) Recombinant baculovirus stocks were prepared by 389

infectingSf9 cells with a multiplicity of infection (MOI) of le001 plaque forming units (pfu) 390

per cell25-27 391

Expression and purification SARS-CoV-2 S proteins were produced in Sf9 cells 392

expanded in serum-free medium to a density of 2-3 x 106 cell mL-1 and infected with 393

recombinant baculovirus at MOI of le01 pfu per cell Cells were cultured at 27 plusmn 2degC and 394

harvested at 68-72 hours post-infection by centrifugation (4000 x g for 15 min) Cell 395

pellets were suspended in 25 mM Tris HCl (pH 80) 50 mM NaCl and 05-10 (vv) 396

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19

TERGITOL NP-9 with leupeptin S-proteins were extracted from the plasma membranes 397

with Tris buffer containing NP-9 detergent clarified by centrifugation at 10000 x g for 30 398

min S-proteins were purified by TMAE anion exchange and lentil lectin affinity 399

chromatography Hollow fiber tangential flow filtration was used to formulate the purified 400

spike protein at 100-150 μg mL-1 in 25 mM sodium phosphate (pH 72) 300 mM NaCl 401

002 (vv) polysorbate 80 (PS 80)26 Purified S-proteins were evaluated by 4-12 402

gradient SDS-PAGE stained with Gel-Code Blue reagent (Pierce Rockford IL) and 403

purity was determined by scanning densitometry using the OneDscan system (BD 404

Biosciences Rockville MD) 405

Dynamic light scattering (DLS) Samples were equilibrated at 25degC and scattering 406

intensity was monitored as a function of time in a Zetasizer NanoZS (Malvern UK) 407

Cumulants analysis of the scattered intensity autocorrelation function was performed 408

with instrument software to provide the z-average particle diameter and polydispersity 409

index (PDI) 410

Differential scanning calorimetry (DCS) Samples and corresponding buffers were 411

heated from 4degC to 120degC at 1degC per minute and the differential heat capacity change 412

was measured in a NanoDSC (TA Instruments New Castle DE) A separate buffer 413

scan was performed to obtain a baseline which was subtracted from the sample scan 414

to produce a baseline-corrected profile The temperature where the peak apex is 415

located is the transition temperature (Tmax) and the area under the peak provides the 416

enthalpy of transition (ΔHcal) 417

Transmission electron microscopy (TEM) and 2D class averaging Electron 418

microscopy was perform by NanoImaging Services (San Diego CA) with a FEI Tecani 419

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20

T12 electron microscope operated at 120keV equipped with a FEI Eagle 4k x 4k CCD 420

camera SARS-CoV-2 S proteins were diluted to 25 microg mL-1 in formulation buffer The 421

samples (3 microL) were applied to nitrocellulose-supported 400-mesh copper grids and 422

stained with uranyl format Images of each grid were acquired at multiple scales to 423

assess the overall distribution of the sample High-magnification images were acquired 424

at nominal magnifications of 110000x (010 nmpixel) and 67000x (016 nmpixel) The 425

images were acquired at a nominal under focus of -14microm to -08microm (110000x) and 426

electron doses of ~25 eAring2 427

For class averaging particles were identified at high magnification prior to 428

alignment and classification The individual particles were selected boxed out and 429

individual sub-images were combined into a stack to be processed using reference-free 430

classification Individual particles in the 67000x high magnification images were 431

selected using an automated picking protocol17 An initial round of alignments was 432

performed for each sample and from the alignment class averages that appeared to 433

contain recognizable particles were selected for additional rounds of alignment These 434

averages were used to estimate the percentage of particles that resembled single 435

trimers and oligomers A reference-free alignment strategy based on XMIPP processing 436

package was used for particle alignment and classification18 437

Kinetics of SARS-CoV-2 S binding to hACE2 receptor by BLI S-protein receptor 438

binding kinetics was determined by bio-layer interferometry (BLI) using an Octet QK384 439

system (Pall Forteacute Bio Fremont CA) Hist-tagged human ACE2 (2 μg mL-1) was 440

immobilized on nickel-charged Ni-NTA biosensor tips After baseline SARS-CoV-2 S 441

protein containing samples were 2-fold serially diluted over a range 47nM to 300 nM 442

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21

range were allowed to associate for 600 sec followed by dissociation for an additional 443

900 sec Data was analyzed with Octet software HT 1011 global curve fit 444

Specificity of SARS-CoV-2 S binding to hACE2 receptor by ELISA Ninety-six well 445

plates were coated with 100 μL SARS-CoV-2 spike protein (2 μg mL-1) overnight at 4degC 446

Plates were washed with phosphate buffered saline with 005 Tween (PBS-T) buffer 447

and blocked with TBS Startblock blocking buffer (ThermoFisher Scientific) Histidine-448

tagged hACE2 and hDPP4 receptors were 3-fold serially diluted (5-00001 μg mL-1) and 449

added to coated wells for 2 hours at room temperature The plates were washed with 450

PBS-T Optimally diluted horseradish peroxidase (HRP) conjugated anti-histidine was 451

added and color developed by addition of and 33rsquo55rsquo-tetramethylbenzidine peroxidase 452

substrate (TMB T0440-IL Sigma St Louis MO USA) Plates were read at an OD of 453

450 nm with a SpectraMax Plus plate reader (Molecular Devices Sunnyvale CA USA) 454

and data analyzed with SoftMax software EC50 values were calculated by 4-parameter 455

fitting using GraphPad Prism 705 software 456

Animal ethics statement The mouse immunogenicity studies were performed by 457

Noble Life Sciences (Sykeville MD) Noble Life Sciences is accredited by the 458

Association for Assessment and Accreditation of Laboratory Animal Care (AAALACC 459

International) All animal procedures were in accordance with NRC Guide for the Care 460

and Use of Laboratory Animals the Animal Welfare Act and the CDCNIH Biosafety in 461

Microbiological and Biomedical Laboratories The olive baboon (Papio cynocephalus 462

anubis) study was performed at the University of Oklahoma Health Science Center 463

(OUHSC) OUHSC is accredited by AAALACC International Baboons were maintained 464

and treated according to the Institutional Biosafety Committee guidelines Baboon 465

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22

experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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23

peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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24

(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

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1 2 3 4 5 61

2

3

4

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100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

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er

(Lo

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Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

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oo

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4

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ition

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C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 12: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

12

μg and 01 μg doses have minimal inflammation with only moderate cuffing seen in the 237

001 μg dose similar to placebo Alveolar inflammation was reduced in animals that 238

received the higher doses with only the lower 001 μg dose with inflammation (Fig 5) 239

These data demonstrate that NVX-CoV2373 reduces lung inflammation after challenge 240

and that even doses and regimens of NVX-CoV2373 that elicit minimal or no detectable 241

neutralizing activity are not associated with any obvious exacerbation of the 242

inflammatory response to the virus 243

Multifunctional cytokine analysis of CD4+ and CD8+ T cells in mice To determine 244

the role of Matrix-M in generating T cell responses we immunized groups of mice (N = 245

6group) with 10 μg NVX-CoV2373 alone or with 5 μg Matrix-M in a 2-dose regimen 246

spaced 21-days apart Antigen-specific T cell responses were measured by ELISPOT 247

and intracellular cytokine staining (ICCS) from spleens collected 7-days after the 248

second immunization (study day 28) The number of IFN-γ secreting cells after ex vivo 249

stimulation increased 7-fold in spleens of mice immunized with NVX-CoV2373Matrix-250

M compared to NVX-CoV2373 alone as measured by the ELISPOT assay (Fig 6A) In 251

order to examine CD4+ and CD8+ T cell responses separately ICCS assays were 252

performed in combination with surface marker staining Data shown were gated on 253

CD44hi CD62L- effector memory T cell population Importantly we found the frequency 254

of IFN-γ+ TNF-α+ and IL-2+ cytokine-secreting CD4+ and CD8+ T cells was 255

significantly higher (p lt00001) in spleens from the NVX-CoV2373Matrix-M immunized 256

mice compared to mice immunized without adjuvant (Fig 6B and 6C) Further we 257

noted the frequency of multifunctional CD4+ and CD8+ T cells which simultaneously 258

produce at least two or three cytokines was also significantly increased (p lt00001) in 259

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spleens from the NVX-CoV2373Matrix-M immunized mice (Fig 6B and 6C) 260

Immunization with NVX-CoV2373Matrix-M resulted in higher proportions of 261

multifunctional phenotype within both CD4+ and CD8+ T cell populations The 262

proportions of multifunctional phenotypes detected in memory CD4+ T cells were higher 263

than those in CD8+ T cells (Fig 6D) 264

Type 2 cytokine IL-4 and IL-5 secretion from CD4+ T cells was also determined by 265

ICCS and ELISPOT respectively We found that immunization with NVX-266

CoV2373Matrix-M also increased type 2 cytokine IL-4 and IL-5 secretion (2-fold) 267

compared to immunization with NVX-CoV2373 alone but to a lesser degree than 268

enhancement of type 1 cytokine production (eg IFN-γ increased 20-fold) These 269

results indicate that administration of the Matrix-M adjuvant led to an antigen-specific 270

CD4+ T cell development which was at least balanced between Th1 and phenotypes 271

or in most animals Th1-dominant (Supplementary Figure 1) 272

Having shown that vaccination with NVX-CoV2373Matrix-M elicited multifunctional 273

antigen-specific CD4+ T cell responses and virus neutralizing antibodies in mice we 274

next evaluated the effect of the immunization on germinal center formation by 275

measuring the frequency of CD4+ T follicular helper (Tfh) and germinal center (GC) B 276

cells in spleens Addition of Matrix-M adjuvant significantly increased the frequency of 277

Tfh cells (CD4+ CXCR5+ PD-1+) (p = 001) as well as the frequency of GC B cells 278

(CD19+GL7+CD95+) (p = 00002) in spleens (Fig 7A and 7B) 279

Immunogenicity NVX-CoV2373 vaccine in olive baboons Having determined that 280

low dose levels of NVX-CoV2373 with Matrix-M elicit protective neutralizing antibodies 281

and promotes the generation of multifunctional antigen-specific T cells in mice we next 282

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evaluated the immunogenicity of the vaccine in adult baboons In this study adult olive 283

baboons were immunized with a dose range (1 μg 5 μg and 25 μg) of NVX-CoV2373 284

with 50 μg Matrix-M adjuvant administered by IM injection in two doses spaced 21-days 285

apart To assess the adjuvant activity of Matrix-M in nonhuman primates an additional 286

group of animals was immunized with 25 μg of NVX-CoV2373 without the adjuvant 287

Anti-S protein IgG titers were detected within 21-days of a single priming immunization 288

in animals immunized with NVX-CoV2373Matrix-M across all the dose levels (GMT = 289

1249-19000) Anti-S protein IgG titers increased over a log (GMT = 33000-174000) 290

within 1 to 2 weeks following a booster immunization (days 28 and 35) across all of the 291

dose levels Importantly animals immunized with NVX-CoV2373 without adjuvant had 292

minimum or no detected anti-S IgG titer (GMT lt125) after one immunization which was 293

not boosted by a second immunization (Fig 8A) 294

We also determined the functionality of the antibodies Low levels of hACE2 receptor 295

blocking antibodies were detected in animals following a single immunization with 5 or 296

25 μg NVX-CoV2373Matrix-M (GMT = 22-37) Receptor blocking antibody titers were 297

significantly increased within one to two weeks of the booster immunization across all 298

groups immunized with NVX-CoV2373Matrix-M (GMT = 150-600) (Fig 8B) Virus 299

neutralizing antibodies were also elevated (GMT = 190-446) across all dose groups 300

after a single immunization with NVX-CoV2373Matrix-M Animals immunized with 25 301

μg NVX-CoV2373 alone had no detectable antibodies that block S-protein binding to 302

hACE2 (Fig 8B) Neutralizing titers increased 25- to 38-fold following the second 303

immunization (GMT = 6400-17000) (Fig 8C) Animals receiving the NVX-CoV2373 304

alone had little or no detectable neutralizing antibodies (GMT lt100) There was a 305

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significant correlation (p lt00001) between anti-S IgG levels and neutralizing antibody 306

titers (Fig 8D) The immunogenicity of the adjuvanted vaccine in nonhuman primates is 307

consistent with the mouse immunogenicity results and further supports the role of 308

Matrix-M adjuvant in promoting the generation of neutralizing antibodies and dose 309

sparing 310

PBMCs were collected 7 days after the second immunization (day 28) and T cell 311

response was measured by ELISPOT assay PBMCs from animals immunized with 5 microg 312

or 25 μg NVX-CoV2373Matrix-M had the highest number of IFN-γ secreting cells 313

which was 5-fold greater on average compared to animals immunized with 25 microg NXV-314

CoV2373 alone or 1 microg NVXCoV2373Matrix-M (Fig 8E) By ICCS analysis 315

immunization with 5 microg NVXCoV2373Matrix-M also showed the highest frequency of 316

IFN-γ+ IL-2+ and TNF-α+ CD4+ T cells (Fig 8F) This trend was also true for 317

multifunctional CD4+ T cells in which at least two or three type 1 cytokines were 318

produced simultaneously (Fig 8F) Type 2 cytokine IL-4 level were too low to be 319

detected in baboons by ELISPOT analysis 320

We next compared the levels of serum antibodies in recovered COVID-19 patients to 321

the level of antibodies in NVX-CoV2373Matrix-M vaccinated baboons The mean anti-S 322

IgG levels were 7-fold higher in immunized baboons (EC50 = 152060 95CI 60767-323

243354) compared to convalescent serum (EC50 = 21136 95CI 11473-30799) 324

We also compared the level of functional hACE2 receptor inhibiting (50 RI) titers 325

Baboons receiving the vaccine had 8-fold higher binding and receptor inhibiting 326

antibodies (50 RI = 478 95CI 1611-7944) compared to COVID-19 convalescent 327

serum (50 RI = 61 95CI 357-855) (Fig 9) Therefore NVX-CoV2373 vaccine 328

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16

induced binding and functional antibodies in a nonhuman primate at levels comparable 329

or higher than individuals recovered from COVID-19 Collectively these results support 330

the development of NVX-CoV2373 for prevention of COVID-19 331

Discussion 332

Here we showed that a full-length stabilized prefusion SARS-CoV-2 spike glycoprotein 333

vaccine (NVX-CoV2373) adjuvanted by Matrix-M can induce high levels of functional 334

immunity in mice and baboons and protects mice expressing hACE2 receptors in a live 335

SARS-CoV-2 challenge The functional immunity induced by the nanoparticle vaccine 336

and Matrix-M adjuvant is clearly dependent on both the adjuvant and antigen 337

components and mirrors the human experience with influenza hemagglutinin vaccine21 338

and a naiumlve population with ebola recombinant protein nanoparticle vaccines 22 339

Immunization with NVX-CoV2373 at low doses in mice and nonhuman primate induced 340

anti-S antibodies hACE2-receptor inhibiting antibodies and SARS-CoV-2 neutralizing 341

antibodies after one dose with significantly increased titers after a booster immunization 342

In addition NVX-CoV2373 vaccine induced CD4+ and CD8+ T cell responses and in 343

mice provided protection against SARS-CoV-2 challenge Matrix-M adjuvant was also 344

shown to enhance Tfh cell and GC B cell development which are critical for induction 345

and maintaining of high affinity antibody response Low suboptimal doses of NVX-346

CoV2373 vaccine did not show evidence of VAERD in challenged mice23 24 347

While multiple animal models have been developed for infection with human 348

coronaviruses including SARS MERS and now COVID19 to date none of them fully 349

represent the pathology or clinical symptoms of human infection However the murine 350

hACE2 transduced challenge model with wild-type virus appears to recapitulate the 351

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severe clinical disease seen in humans although the pathological basis for illness may 352

differ Of note the adenovirus-based hACE-2 transduction itself gives rise to some 353

background inflammatory changes which are present in all animals and are of course 354

not responsive to prophylaxis targeting SARS-CoV-2 This may make histopathology in 355

this model less responsive to the vaccine than parameters such as weight loss 356

Nonetheless by blocking and ameliorating the common initiating event hACE-2 357

receptor binding vaccine-induced functional immunity is demonstrated that indicates a 358

potential for the vaccine to induce a protective immunity Models utilizing macaques and 359

baboons specifically have been predictive for human immunogenicity and suggest this 360

vaccine should continue to be evaluated in these systems as well as in humans To this 361

end the safety immunogenicity and efficacy of the NVX-CoV2373 with Matrix-M 362

adjuvant is currently being evaluated in multiple nonhuman primate models and a phase 363

12 clinical trial (NCT04368988) 364

Methods 365

Cell lines virus antibody reagents and receptors Vero E6 cells (ATCC CRL-1586) 366

were maintained in Minimal Eagles Medium (MEM) supplemented with 10 fetal bovine 367

serum 1 glutamine and 1 penicillin and streptomycin The SARS-CoV-2 (WA-1) 368

isolated was obtained from the Center for Disease Control (WA-1 strain) and stock virus 369

prepared in Vero E6 cells Histidine-tagged hACE2 and histidine-DPP4 receptors were 370

purchased from Syno Biologics (Beijing CN) Rabbit anti-SARS-CoV spike protein was 371

purchased form Biodefense and Emerging Infections Research Resources Repository 372

(catalog no NR-4569 BEI Resources Manassas VA) 373

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SARS-CoV-2 protein expression SARS-CoV-2 constructs were synthetically 374

produced from the full-length S glycoprotein gene sequence (GenBank MN908947 375

nucleotides 21563-25384) The full-length S-genes were codon optimized for 376

expression in Spodoptera frugiperda (Sf9) cells and synthetically produced by 377

GenScript (Piscataway NJ USA) The QuikChange Lightning site-directed mutagenesis 378

kit (Agilent) was used to produce two spike protein variants modifications by mutating 379

the S1S2 cleavage site by mutation of the furin cleavage site (682-RRAR-685) to 682-380

QQAQ-685 to be protease resistant and designated as BV2365 The single mutant 381

BV2365 was further stabilized by introducing two proline substitutions at positions 382

K986P and V987P (2P) to produce the double mutant NVX-CoV2373 Full-length S-383

genes were cloned between the BamHI ndash HindIII sites in the pFastBac baculovirus 384

transfer vector (Invtrogen Carlsbad CA) under transcriptional control of the Autograha 385

californica polyhedron promoter Recombinant baculovirus constructs were plaque 386

purified and master seed stocks prepared and used to produce the working virus stocks 387

The baculovirus master and working stock titers were determined using rapid titer kit 388

(Clontech Mountain View CA) Recombinant baculovirus stocks were prepared by 389

infectingSf9 cells with a multiplicity of infection (MOI) of le001 plaque forming units (pfu) 390

per cell25-27 391

Expression and purification SARS-CoV-2 S proteins were produced in Sf9 cells 392

expanded in serum-free medium to a density of 2-3 x 106 cell mL-1 and infected with 393

recombinant baculovirus at MOI of le01 pfu per cell Cells were cultured at 27 plusmn 2degC and 394

harvested at 68-72 hours post-infection by centrifugation (4000 x g for 15 min) Cell 395

pellets were suspended in 25 mM Tris HCl (pH 80) 50 mM NaCl and 05-10 (vv) 396

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TERGITOL NP-9 with leupeptin S-proteins were extracted from the plasma membranes 397

with Tris buffer containing NP-9 detergent clarified by centrifugation at 10000 x g for 30 398

min S-proteins were purified by TMAE anion exchange and lentil lectin affinity 399

chromatography Hollow fiber tangential flow filtration was used to formulate the purified 400

spike protein at 100-150 μg mL-1 in 25 mM sodium phosphate (pH 72) 300 mM NaCl 401

002 (vv) polysorbate 80 (PS 80)26 Purified S-proteins were evaluated by 4-12 402

gradient SDS-PAGE stained with Gel-Code Blue reagent (Pierce Rockford IL) and 403

purity was determined by scanning densitometry using the OneDscan system (BD 404

Biosciences Rockville MD) 405

Dynamic light scattering (DLS) Samples were equilibrated at 25degC and scattering 406

intensity was monitored as a function of time in a Zetasizer NanoZS (Malvern UK) 407

Cumulants analysis of the scattered intensity autocorrelation function was performed 408

with instrument software to provide the z-average particle diameter and polydispersity 409

index (PDI) 410

Differential scanning calorimetry (DCS) Samples and corresponding buffers were 411

heated from 4degC to 120degC at 1degC per minute and the differential heat capacity change 412

was measured in a NanoDSC (TA Instruments New Castle DE) A separate buffer 413

scan was performed to obtain a baseline which was subtracted from the sample scan 414

to produce a baseline-corrected profile The temperature where the peak apex is 415

located is the transition temperature (Tmax) and the area under the peak provides the 416

enthalpy of transition (ΔHcal) 417

Transmission electron microscopy (TEM) and 2D class averaging Electron 418

microscopy was perform by NanoImaging Services (San Diego CA) with a FEI Tecani 419

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T12 electron microscope operated at 120keV equipped with a FEI Eagle 4k x 4k CCD 420

camera SARS-CoV-2 S proteins were diluted to 25 microg mL-1 in formulation buffer The 421

samples (3 microL) were applied to nitrocellulose-supported 400-mesh copper grids and 422

stained with uranyl format Images of each grid were acquired at multiple scales to 423

assess the overall distribution of the sample High-magnification images were acquired 424

at nominal magnifications of 110000x (010 nmpixel) and 67000x (016 nmpixel) The 425

images were acquired at a nominal under focus of -14microm to -08microm (110000x) and 426

electron doses of ~25 eAring2 427

For class averaging particles were identified at high magnification prior to 428

alignment and classification The individual particles were selected boxed out and 429

individual sub-images were combined into a stack to be processed using reference-free 430

classification Individual particles in the 67000x high magnification images were 431

selected using an automated picking protocol17 An initial round of alignments was 432

performed for each sample and from the alignment class averages that appeared to 433

contain recognizable particles were selected for additional rounds of alignment These 434

averages were used to estimate the percentage of particles that resembled single 435

trimers and oligomers A reference-free alignment strategy based on XMIPP processing 436

package was used for particle alignment and classification18 437

Kinetics of SARS-CoV-2 S binding to hACE2 receptor by BLI S-protein receptor 438

binding kinetics was determined by bio-layer interferometry (BLI) using an Octet QK384 439

system (Pall Forteacute Bio Fremont CA) Hist-tagged human ACE2 (2 μg mL-1) was 440

immobilized on nickel-charged Ni-NTA biosensor tips After baseline SARS-CoV-2 S 441

protein containing samples were 2-fold serially diluted over a range 47nM to 300 nM 442

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range were allowed to associate for 600 sec followed by dissociation for an additional 443

900 sec Data was analyzed with Octet software HT 1011 global curve fit 444

Specificity of SARS-CoV-2 S binding to hACE2 receptor by ELISA Ninety-six well 445

plates were coated with 100 μL SARS-CoV-2 spike protein (2 μg mL-1) overnight at 4degC 446

Plates were washed with phosphate buffered saline with 005 Tween (PBS-T) buffer 447

and blocked with TBS Startblock blocking buffer (ThermoFisher Scientific) Histidine-448

tagged hACE2 and hDPP4 receptors were 3-fold serially diluted (5-00001 μg mL-1) and 449

added to coated wells for 2 hours at room temperature The plates were washed with 450

PBS-T Optimally diluted horseradish peroxidase (HRP) conjugated anti-histidine was 451

added and color developed by addition of and 33rsquo55rsquo-tetramethylbenzidine peroxidase 452

substrate (TMB T0440-IL Sigma St Louis MO USA) Plates were read at an OD of 453

450 nm with a SpectraMax Plus plate reader (Molecular Devices Sunnyvale CA USA) 454

and data analyzed with SoftMax software EC50 values were calculated by 4-parameter 455

fitting using GraphPad Prism 705 software 456

Animal ethics statement The mouse immunogenicity studies were performed by 457

Noble Life Sciences (Sykeville MD) Noble Life Sciences is accredited by the 458

Association for Assessment and Accreditation of Laboratory Animal Care (AAALACC 459

International) All animal procedures were in accordance with NRC Guide for the Care 460

and Use of Laboratory Animals the Animal Welfare Act and the CDCNIH Biosafety in 461

Microbiological and Biomedical Laboratories The olive baboon (Papio cynocephalus 462

anubis) study was performed at the University of Oklahoma Health Science Center 463

(OUHSC) OUHSC is accredited by AAALACC International Baboons were maintained 464

and treated according to the Institutional Biosafety Committee guidelines Baboon 465

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experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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23

peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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24

(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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25

receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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26

Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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28

the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

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+

0

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2

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e

IgG

(EC

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A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

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D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

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+

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ike

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A n ti-S A R S -C o V -2 S Ig G

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N V X -C o V 2 3 7 3 ( g )

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(2 1 -d a y s p o s t im m u n iz a tio n )

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N V X -C o V 2 3 7 3 ( g )

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P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

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39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

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44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 13: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

13

spleens from the NVX-CoV2373Matrix-M immunized mice (Fig 6B and 6C) 260

Immunization with NVX-CoV2373Matrix-M resulted in higher proportions of 261

multifunctional phenotype within both CD4+ and CD8+ T cell populations The 262

proportions of multifunctional phenotypes detected in memory CD4+ T cells were higher 263

than those in CD8+ T cells (Fig 6D) 264

Type 2 cytokine IL-4 and IL-5 secretion from CD4+ T cells was also determined by 265

ICCS and ELISPOT respectively We found that immunization with NVX-266

CoV2373Matrix-M also increased type 2 cytokine IL-4 and IL-5 secretion (2-fold) 267

compared to immunization with NVX-CoV2373 alone but to a lesser degree than 268

enhancement of type 1 cytokine production (eg IFN-γ increased 20-fold) These 269

results indicate that administration of the Matrix-M adjuvant led to an antigen-specific 270

CD4+ T cell development which was at least balanced between Th1 and phenotypes 271

or in most animals Th1-dominant (Supplementary Figure 1) 272

Having shown that vaccination with NVX-CoV2373Matrix-M elicited multifunctional 273

antigen-specific CD4+ T cell responses and virus neutralizing antibodies in mice we 274

next evaluated the effect of the immunization on germinal center formation by 275

measuring the frequency of CD4+ T follicular helper (Tfh) and germinal center (GC) B 276

cells in spleens Addition of Matrix-M adjuvant significantly increased the frequency of 277

Tfh cells (CD4+ CXCR5+ PD-1+) (p = 001) as well as the frequency of GC B cells 278

(CD19+GL7+CD95+) (p = 00002) in spleens (Fig 7A and 7B) 279

Immunogenicity NVX-CoV2373 vaccine in olive baboons Having determined that 280

low dose levels of NVX-CoV2373 with Matrix-M elicit protective neutralizing antibodies 281

and promotes the generation of multifunctional antigen-specific T cells in mice we next 282

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14

evaluated the immunogenicity of the vaccine in adult baboons In this study adult olive 283

baboons were immunized with a dose range (1 μg 5 μg and 25 μg) of NVX-CoV2373 284

with 50 μg Matrix-M adjuvant administered by IM injection in two doses spaced 21-days 285

apart To assess the adjuvant activity of Matrix-M in nonhuman primates an additional 286

group of animals was immunized with 25 μg of NVX-CoV2373 without the adjuvant 287

Anti-S protein IgG titers were detected within 21-days of a single priming immunization 288

in animals immunized with NVX-CoV2373Matrix-M across all the dose levels (GMT = 289

1249-19000) Anti-S protein IgG titers increased over a log (GMT = 33000-174000) 290

within 1 to 2 weeks following a booster immunization (days 28 and 35) across all of the 291

dose levels Importantly animals immunized with NVX-CoV2373 without adjuvant had 292

minimum or no detected anti-S IgG titer (GMT lt125) after one immunization which was 293

not boosted by a second immunization (Fig 8A) 294

We also determined the functionality of the antibodies Low levels of hACE2 receptor 295

blocking antibodies were detected in animals following a single immunization with 5 or 296

25 μg NVX-CoV2373Matrix-M (GMT = 22-37) Receptor blocking antibody titers were 297

significantly increased within one to two weeks of the booster immunization across all 298

groups immunized with NVX-CoV2373Matrix-M (GMT = 150-600) (Fig 8B) Virus 299

neutralizing antibodies were also elevated (GMT = 190-446) across all dose groups 300

after a single immunization with NVX-CoV2373Matrix-M Animals immunized with 25 301

μg NVX-CoV2373 alone had no detectable antibodies that block S-protein binding to 302

hACE2 (Fig 8B) Neutralizing titers increased 25- to 38-fold following the second 303

immunization (GMT = 6400-17000) (Fig 8C) Animals receiving the NVX-CoV2373 304

alone had little or no detectable neutralizing antibodies (GMT lt100) There was a 305

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significant correlation (p lt00001) between anti-S IgG levels and neutralizing antibody 306

titers (Fig 8D) The immunogenicity of the adjuvanted vaccine in nonhuman primates is 307

consistent with the mouse immunogenicity results and further supports the role of 308

Matrix-M adjuvant in promoting the generation of neutralizing antibodies and dose 309

sparing 310

PBMCs were collected 7 days after the second immunization (day 28) and T cell 311

response was measured by ELISPOT assay PBMCs from animals immunized with 5 microg 312

or 25 μg NVX-CoV2373Matrix-M had the highest number of IFN-γ secreting cells 313

which was 5-fold greater on average compared to animals immunized with 25 microg NXV-314

CoV2373 alone or 1 microg NVXCoV2373Matrix-M (Fig 8E) By ICCS analysis 315

immunization with 5 microg NVXCoV2373Matrix-M also showed the highest frequency of 316

IFN-γ+ IL-2+ and TNF-α+ CD4+ T cells (Fig 8F) This trend was also true for 317

multifunctional CD4+ T cells in which at least two or three type 1 cytokines were 318

produced simultaneously (Fig 8F) Type 2 cytokine IL-4 level were too low to be 319

detected in baboons by ELISPOT analysis 320

We next compared the levels of serum antibodies in recovered COVID-19 patients to 321

the level of antibodies in NVX-CoV2373Matrix-M vaccinated baboons The mean anti-S 322

IgG levels were 7-fold higher in immunized baboons (EC50 = 152060 95CI 60767-323

243354) compared to convalescent serum (EC50 = 21136 95CI 11473-30799) 324

We also compared the level of functional hACE2 receptor inhibiting (50 RI) titers 325

Baboons receiving the vaccine had 8-fold higher binding and receptor inhibiting 326

antibodies (50 RI = 478 95CI 1611-7944) compared to COVID-19 convalescent 327

serum (50 RI = 61 95CI 357-855) (Fig 9) Therefore NVX-CoV2373 vaccine 328

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induced binding and functional antibodies in a nonhuman primate at levels comparable 329

or higher than individuals recovered from COVID-19 Collectively these results support 330

the development of NVX-CoV2373 for prevention of COVID-19 331

Discussion 332

Here we showed that a full-length stabilized prefusion SARS-CoV-2 spike glycoprotein 333

vaccine (NVX-CoV2373) adjuvanted by Matrix-M can induce high levels of functional 334

immunity in mice and baboons and protects mice expressing hACE2 receptors in a live 335

SARS-CoV-2 challenge The functional immunity induced by the nanoparticle vaccine 336

and Matrix-M adjuvant is clearly dependent on both the adjuvant and antigen 337

components and mirrors the human experience with influenza hemagglutinin vaccine21 338

and a naiumlve population with ebola recombinant protein nanoparticle vaccines 22 339

Immunization with NVX-CoV2373 at low doses in mice and nonhuman primate induced 340

anti-S antibodies hACE2-receptor inhibiting antibodies and SARS-CoV-2 neutralizing 341

antibodies after one dose with significantly increased titers after a booster immunization 342

In addition NVX-CoV2373 vaccine induced CD4+ and CD8+ T cell responses and in 343

mice provided protection against SARS-CoV-2 challenge Matrix-M adjuvant was also 344

shown to enhance Tfh cell and GC B cell development which are critical for induction 345

and maintaining of high affinity antibody response Low suboptimal doses of NVX-346

CoV2373 vaccine did not show evidence of VAERD in challenged mice23 24 347

While multiple animal models have been developed for infection with human 348

coronaviruses including SARS MERS and now COVID19 to date none of them fully 349

represent the pathology or clinical symptoms of human infection However the murine 350

hACE2 transduced challenge model with wild-type virus appears to recapitulate the 351

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severe clinical disease seen in humans although the pathological basis for illness may 352

differ Of note the adenovirus-based hACE-2 transduction itself gives rise to some 353

background inflammatory changes which are present in all animals and are of course 354

not responsive to prophylaxis targeting SARS-CoV-2 This may make histopathology in 355

this model less responsive to the vaccine than parameters such as weight loss 356

Nonetheless by blocking and ameliorating the common initiating event hACE-2 357

receptor binding vaccine-induced functional immunity is demonstrated that indicates a 358

potential for the vaccine to induce a protective immunity Models utilizing macaques and 359

baboons specifically have been predictive for human immunogenicity and suggest this 360

vaccine should continue to be evaluated in these systems as well as in humans To this 361

end the safety immunogenicity and efficacy of the NVX-CoV2373 with Matrix-M 362

adjuvant is currently being evaluated in multiple nonhuman primate models and a phase 363

12 clinical trial (NCT04368988) 364

Methods 365

Cell lines virus antibody reagents and receptors Vero E6 cells (ATCC CRL-1586) 366

were maintained in Minimal Eagles Medium (MEM) supplemented with 10 fetal bovine 367

serum 1 glutamine and 1 penicillin and streptomycin The SARS-CoV-2 (WA-1) 368

isolated was obtained from the Center for Disease Control (WA-1 strain) and stock virus 369

prepared in Vero E6 cells Histidine-tagged hACE2 and histidine-DPP4 receptors were 370

purchased from Syno Biologics (Beijing CN) Rabbit anti-SARS-CoV spike protein was 371

purchased form Biodefense and Emerging Infections Research Resources Repository 372

(catalog no NR-4569 BEI Resources Manassas VA) 373

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SARS-CoV-2 protein expression SARS-CoV-2 constructs were synthetically 374

produced from the full-length S glycoprotein gene sequence (GenBank MN908947 375

nucleotides 21563-25384) The full-length S-genes were codon optimized for 376

expression in Spodoptera frugiperda (Sf9) cells and synthetically produced by 377

GenScript (Piscataway NJ USA) The QuikChange Lightning site-directed mutagenesis 378

kit (Agilent) was used to produce two spike protein variants modifications by mutating 379

the S1S2 cleavage site by mutation of the furin cleavage site (682-RRAR-685) to 682-380

QQAQ-685 to be protease resistant and designated as BV2365 The single mutant 381

BV2365 was further stabilized by introducing two proline substitutions at positions 382

K986P and V987P (2P) to produce the double mutant NVX-CoV2373 Full-length S-383

genes were cloned between the BamHI ndash HindIII sites in the pFastBac baculovirus 384

transfer vector (Invtrogen Carlsbad CA) under transcriptional control of the Autograha 385

californica polyhedron promoter Recombinant baculovirus constructs were plaque 386

purified and master seed stocks prepared and used to produce the working virus stocks 387

The baculovirus master and working stock titers were determined using rapid titer kit 388

(Clontech Mountain View CA) Recombinant baculovirus stocks were prepared by 389

infectingSf9 cells with a multiplicity of infection (MOI) of le001 plaque forming units (pfu) 390

per cell25-27 391

Expression and purification SARS-CoV-2 S proteins were produced in Sf9 cells 392

expanded in serum-free medium to a density of 2-3 x 106 cell mL-1 and infected with 393

recombinant baculovirus at MOI of le01 pfu per cell Cells were cultured at 27 plusmn 2degC and 394

harvested at 68-72 hours post-infection by centrifugation (4000 x g for 15 min) Cell 395

pellets were suspended in 25 mM Tris HCl (pH 80) 50 mM NaCl and 05-10 (vv) 396

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TERGITOL NP-9 with leupeptin S-proteins were extracted from the plasma membranes 397

with Tris buffer containing NP-9 detergent clarified by centrifugation at 10000 x g for 30 398

min S-proteins were purified by TMAE anion exchange and lentil lectin affinity 399

chromatography Hollow fiber tangential flow filtration was used to formulate the purified 400

spike protein at 100-150 μg mL-1 in 25 mM sodium phosphate (pH 72) 300 mM NaCl 401

002 (vv) polysorbate 80 (PS 80)26 Purified S-proteins were evaluated by 4-12 402

gradient SDS-PAGE stained with Gel-Code Blue reagent (Pierce Rockford IL) and 403

purity was determined by scanning densitometry using the OneDscan system (BD 404

Biosciences Rockville MD) 405

Dynamic light scattering (DLS) Samples were equilibrated at 25degC and scattering 406

intensity was monitored as a function of time in a Zetasizer NanoZS (Malvern UK) 407

Cumulants analysis of the scattered intensity autocorrelation function was performed 408

with instrument software to provide the z-average particle diameter and polydispersity 409

index (PDI) 410

Differential scanning calorimetry (DCS) Samples and corresponding buffers were 411

heated from 4degC to 120degC at 1degC per minute and the differential heat capacity change 412

was measured in a NanoDSC (TA Instruments New Castle DE) A separate buffer 413

scan was performed to obtain a baseline which was subtracted from the sample scan 414

to produce a baseline-corrected profile The temperature where the peak apex is 415

located is the transition temperature (Tmax) and the area under the peak provides the 416

enthalpy of transition (ΔHcal) 417

Transmission electron microscopy (TEM) and 2D class averaging Electron 418

microscopy was perform by NanoImaging Services (San Diego CA) with a FEI Tecani 419

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T12 electron microscope operated at 120keV equipped with a FEI Eagle 4k x 4k CCD 420

camera SARS-CoV-2 S proteins were diluted to 25 microg mL-1 in formulation buffer The 421

samples (3 microL) were applied to nitrocellulose-supported 400-mesh copper grids and 422

stained with uranyl format Images of each grid were acquired at multiple scales to 423

assess the overall distribution of the sample High-magnification images were acquired 424

at nominal magnifications of 110000x (010 nmpixel) and 67000x (016 nmpixel) The 425

images were acquired at a nominal under focus of -14microm to -08microm (110000x) and 426

electron doses of ~25 eAring2 427

For class averaging particles were identified at high magnification prior to 428

alignment and classification The individual particles were selected boxed out and 429

individual sub-images were combined into a stack to be processed using reference-free 430

classification Individual particles in the 67000x high magnification images were 431

selected using an automated picking protocol17 An initial round of alignments was 432

performed for each sample and from the alignment class averages that appeared to 433

contain recognizable particles were selected for additional rounds of alignment These 434

averages were used to estimate the percentage of particles that resembled single 435

trimers and oligomers A reference-free alignment strategy based on XMIPP processing 436

package was used for particle alignment and classification18 437

Kinetics of SARS-CoV-2 S binding to hACE2 receptor by BLI S-protein receptor 438

binding kinetics was determined by bio-layer interferometry (BLI) using an Octet QK384 439

system (Pall Forteacute Bio Fremont CA) Hist-tagged human ACE2 (2 μg mL-1) was 440

immobilized on nickel-charged Ni-NTA biosensor tips After baseline SARS-CoV-2 S 441

protein containing samples were 2-fold serially diluted over a range 47nM to 300 nM 442

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range were allowed to associate for 600 sec followed by dissociation for an additional 443

900 sec Data was analyzed with Octet software HT 1011 global curve fit 444

Specificity of SARS-CoV-2 S binding to hACE2 receptor by ELISA Ninety-six well 445

plates were coated with 100 μL SARS-CoV-2 spike protein (2 μg mL-1) overnight at 4degC 446

Plates were washed with phosphate buffered saline with 005 Tween (PBS-T) buffer 447

and blocked with TBS Startblock blocking buffer (ThermoFisher Scientific) Histidine-448

tagged hACE2 and hDPP4 receptors were 3-fold serially diluted (5-00001 μg mL-1) and 449

added to coated wells for 2 hours at room temperature The plates were washed with 450

PBS-T Optimally diluted horseradish peroxidase (HRP) conjugated anti-histidine was 451

added and color developed by addition of and 33rsquo55rsquo-tetramethylbenzidine peroxidase 452

substrate (TMB T0440-IL Sigma St Louis MO USA) Plates were read at an OD of 453

450 nm with a SpectraMax Plus plate reader (Molecular Devices Sunnyvale CA USA) 454

and data analyzed with SoftMax software EC50 values were calculated by 4-parameter 455

fitting using GraphPad Prism 705 software 456

Animal ethics statement The mouse immunogenicity studies were performed by 457

Noble Life Sciences (Sykeville MD) Noble Life Sciences is accredited by the 458

Association for Assessment and Accreditation of Laboratory Animal Care (AAALACC 459

International) All animal procedures were in accordance with NRC Guide for the Care 460

and Use of Laboratory Animals the Animal Welfare Act and the CDCNIH Biosafety in 461

Microbiological and Biomedical Laboratories The olive baboon (Papio cynocephalus 462

anubis) study was performed at the University of Oklahoma Health Science Center 463

(OUHSC) OUHSC is accredited by AAALACC International Baboons were maintained 464

and treated according to the Institutional Biosafety Committee guidelines Baboon 465

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experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

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Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

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image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

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32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

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-

1 0

+

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5

1 0

1 5

G

C B

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lls

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ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

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Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

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oo

n R

I (D

28)

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ti-S

AR

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oV

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Ig

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EC

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g1

0)

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R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 14: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

14

evaluated the immunogenicity of the vaccine in adult baboons In this study adult olive 283

baboons were immunized with a dose range (1 μg 5 μg and 25 μg) of NVX-CoV2373 284

with 50 μg Matrix-M adjuvant administered by IM injection in two doses spaced 21-days 285

apart To assess the adjuvant activity of Matrix-M in nonhuman primates an additional 286

group of animals was immunized with 25 μg of NVX-CoV2373 without the adjuvant 287

Anti-S protein IgG titers were detected within 21-days of a single priming immunization 288

in animals immunized with NVX-CoV2373Matrix-M across all the dose levels (GMT = 289

1249-19000) Anti-S protein IgG titers increased over a log (GMT = 33000-174000) 290

within 1 to 2 weeks following a booster immunization (days 28 and 35) across all of the 291

dose levels Importantly animals immunized with NVX-CoV2373 without adjuvant had 292

minimum or no detected anti-S IgG titer (GMT lt125) after one immunization which was 293

not boosted by a second immunization (Fig 8A) 294

We also determined the functionality of the antibodies Low levels of hACE2 receptor 295

blocking antibodies were detected in animals following a single immunization with 5 or 296

25 μg NVX-CoV2373Matrix-M (GMT = 22-37) Receptor blocking antibody titers were 297

significantly increased within one to two weeks of the booster immunization across all 298

groups immunized with NVX-CoV2373Matrix-M (GMT = 150-600) (Fig 8B) Virus 299

neutralizing antibodies were also elevated (GMT = 190-446) across all dose groups 300

after a single immunization with NVX-CoV2373Matrix-M Animals immunized with 25 301

μg NVX-CoV2373 alone had no detectable antibodies that block S-protein binding to 302

hACE2 (Fig 8B) Neutralizing titers increased 25- to 38-fold following the second 303

immunization (GMT = 6400-17000) (Fig 8C) Animals receiving the NVX-CoV2373 304

alone had little or no detectable neutralizing antibodies (GMT lt100) There was a 305

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15

significant correlation (p lt00001) between anti-S IgG levels and neutralizing antibody 306

titers (Fig 8D) The immunogenicity of the adjuvanted vaccine in nonhuman primates is 307

consistent with the mouse immunogenicity results and further supports the role of 308

Matrix-M adjuvant in promoting the generation of neutralizing antibodies and dose 309

sparing 310

PBMCs were collected 7 days after the second immunization (day 28) and T cell 311

response was measured by ELISPOT assay PBMCs from animals immunized with 5 microg 312

or 25 μg NVX-CoV2373Matrix-M had the highest number of IFN-γ secreting cells 313

which was 5-fold greater on average compared to animals immunized with 25 microg NXV-314

CoV2373 alone or 1 microg NVXCoV2373Matrix-M (Fig 8E) By ICCS analysis 315

immunization with 5 microg NVXCoV2373Matrix-M also showed the highest frequency of 316

IFN-γ+ IL-2+ and TNF-α+ CD4+ T cells (Fig 8F) This trend was also true for 317

multifunctional CD4+ T cells in which at least two or three type 1 cytokines were 318

produced simultaneously (Fig 8F) Type 2 cytokine IL-4 level were too low to be 319

detected in baboons by ELISPOT analysis 320

We next compared the levels of serum antibodies in recovered COVID-19 patients to 321

the level of antibodies in NVX-CoV2373Matrix-M vaccinated baboons The mean anti-S 322

IgG levels were 7-fold higher in immunized baboons (EC50 = 152060 95CI 60767-323

243354) compared to convalescent serum (EC50 = 21136 95CI 11473-30799) 324

We also compared the level of functional hACE2 receptor inhibiting (50 RI) titers 325

Baboons receiving the vaccine had 8-fold higher binding and receptor inhibiting 326

antibodies (50 RI = 478 95CI 1611-7944) compared to COVID-19 convalescent 327

serum (50 RI = 61 95CI 357-855) (Fig 9) Therefore NVX-CoV2373 vaccine 328

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16

induced binding and functional antibodies in a nonhuman primate at levels comparable 329

or higher than individuals recovered from COVID-19 Collectively these results support 330

the development of NVX-CoV2373 for prevention of COVID-19 331

Discussion 332

Here we showed that a full-length stabilized prefusion SARS-CoV-2 spike glycoprotein 333

vaccine (NVX-CoV2373) adjuvanted by Matrix-M can induce high levels of functional 334

immunity in mice and baboons and protects mice expressing hACE2 receptors in a live 335

SARS-CoV-2 challenge The functional immunity induced by the nanoparticle vaccine 336

and Matrix-M adjuvant is clearly dependent on both the adjuvant and antigen 337

components and mirrors the human experience with influenza hemagglutinin vaccine21 338

and a naiumlve population with ebola recombinant protein nanoparticle vaccines 22 339

Immunization with NVX-CoV2373 at low doses in mice and nonhuman primate induced 340

anti-S antibodies hACE2-receptor inhibiting antibodies and SARS-CoV-2 neutralizing 341

antibodies after one dose with significantly increased titers after a booster immunization 342

In addition NVX-CoV2373 vaccine induced CD4+ and CD8+ T cell responses and in 343

mice provided protection against SARS-CoV-2 challenge Matrix-M adjuvant was also 344

shown to enhance Tfh cell and GC B cell development which are critical for induction 345

and maintaining of high affinity antibody response Low suboptimal doses of NVX-346

CoV2373 vaccine did not show evidence of VAERD in challenged mice23 24 347

While multiple animal models have been developed for infection with human 348

coronaviruses including SARS MERS and now COVID19 to date none of them fully 349

represent the pathology or clinical symptoms of human infection However the murine 350

hACE2 transduced challenge model with wild-type virus appears to recapitulate the 351

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17

severe clinical disease seen in humans although the pathological basis for illness may 352

differ Of note the adenovirus-based hACE-2 transduction itself gives rise to some 353

background inflammatory changes which are present in all animals and are of course 354

not responsive to prophylaxis targeting SARS-CoV-2 This may make histopathology in 355

this model less responsive to the vaccine than parameters such as weight loss 356

Nonetheless by blocking and ameliorating the common initiating event hACE-2 357

receptor binding vaccine-induced functional immunity is demonstrated that indicates a 358

potential for the vaccine to induce a protective immunity Models utilizing macaques and 359

baboons specifically have been predictive for human immunogenicity and suggest this 360

vaccine should continue to be evaluated in these systems as well as in humans To this 361

end the safety immunogenicity and efficacy of the NVX-CoV2373 with Matrix-M 362

adjuvant is currently being evaluated in multiple nonhuman primate models and a phase 363

12 clinical trial (NCT04368988) 364

Methods 365

Cell lines virus antibody reagents and receptors Vero E6 cells (ATCC CRL-1586) 366

were maintained in Minimal Eagles Medium (MEM) supplemented with 10 fetal bovine 367

serum 1 glutamine and 1 penicillin and streptomycin The SARS-CoV-2 (WA-1) 368

isolated was obtained from the Center for Disease Control (WA-1 strain) and stock virus 369

prepared in Vero E6 cells Histidine-tagged hACE2 and histidine-DPP4 receptors were 370

purchased from Syno Biologics (Beijing CN) Rabbit anti-SARS-CoV spike protein was 371

purchased form Biodefense and Emerging Infections Research Resources Repository 372

(catalog no NR-4569 BEI Resources Manassas VA) 373

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18

SARS-CoV-2 protein expression SARS-CoV-2 constructs were synthetically 374

produced from the full-length S glycoprotein gene sequence (GenBank MN908947 375

nucleotides 21563-25384) The full-length S-genes were codon optimized for 376

expression in Spodoptera frugiperda (Sf9) cells and synthetically produced by 377

GenScript (Piscataway NJ USA) The QuikChange Lightning site-directed mutagenesis 378

kit (Agilent) was used to produce two spike protein variants modifications by mutating 379

the S1S2 cleavage site by mutation of the furin cleavage site (682-RRAR-685) to 682-380

QQAQ-685 to be protease resistant and designated as BV2365 The single mutant 381

BV2365 was further stabilized by introducing two proline substitutions at positions 382

K986P and V987P (2P) to produce the double mutant NVX-CoV2373 Full-length S-383

genes were cloned between the BamHI ndash HindIII sites in the pFastBac baculovirus 384

transfer vector (Invtrogen Carlsbad CA) under transcriptional control of the Autograha 385

californica polyhedron promoter Recombinant baculovirus constructs were plaque 386

purified and master seed stocks prepared and used to produce the working virus stocks 387

The baculovirus master and working stock titers were determined using rapid titer kit 388

(Clontech Mountain View CA) Recombinant baculovirus stocks were prepared by 389

infectingSf9 cells with a multiplicity of infection (MOI) of le001 plaque forming units (pfu) 390

per cell25-27 391

Expression and purification SARS-CoV-2 S proteins were produced in Sf9 cells 392

expanded in serum-free medium to a density of 2-3 x 106 cell mL-1 and infected with 393

recombinant baculovirus at MOI of le01 pfu per cell Cells were cultured at 27 plusmn 2degC and 394

harvested at 68-72 hours post-infection by centrifugation (4000 x g for 15 min) Cell 395

pellets were suspended in 25 mM Tris HCl (pH 80) 50 mM NaCl and 05-10 (vv) 396

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19

TERGITOL NP-9 with leupeptin S-proteins were extracted from the plasma membranes 397

with Tris buffer containing NP-9 detergent clarified by centrifugation at 10000 x g for 30 398

min S-proteins were purified by TMAE anion exchange and lentil lectin affinity 399

chromatography Hollow fiber tangential flow filtration was used to formulate the purified 400

spike protein at 100-150 μg mL-1 in 25 mM sodium phosphate (pH 72) 300 mM NaCl 401

002 (vv) polysorbate 80 (PS 80)26 Purified S-proteins were evaluated by 4-12 402

gradient SDS-PAGE stained with Gel-Code Blue reagent (Pierce Rockford IL) and 403

purity was determined by scanning densitometry using the OneDscan system (BD 404

Biosciences Rockville MD) 405

Dynamic light scattering (DLS) Samples were equilibrated at 25degC and scattering 406

intensity was monitored as a function of time in a Zetasizer NanoZS (Malvern UK) 407

Cumulants analysis of the scattered intensity autocorrelation function was performed 408

with instrument software to provide the z-average particle diameter and polydispersity 409

index (PDI) 410

Differential scanning calorimetry (DCS) Samples and corresponding buffers were 411

heated from 4degC to 120degC at 1degC per minute and the differential heat capacity change 412

was measured in a NanoDSC (TA Instruments New Castle DE) A separate buffer 413

scan was performed to obtain a baseline which was subtracted from the sample scan 414

to produce a baseline-corrected profile The temperature where the peak apex is 415

located is the transition temperature (Tmax) and the area under the peak provides the 416

enthalpy of transition (ΔHcal) 417

Transmission electron microscopy (TEM) and 2D class averaging Electron 418

microscopy was perform by NanoImaging Services (San Diego CA) with a FEI Tecani 419

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20

T12 electron microscope operated at 120keV equipped with a FEI Eagle 4k x 4k CCD 420

camera SARS-CoV-2 S proteins were diluted to 25 microg mL-1 in formulation buffer The 421

samples (3 microL) were applied to nitrocellulose-supported 400-mesh copper grids and 422

stained with uranyl format Images of each grid were acquired at multiple scales to 423

assess the overall distribution of the sample High-magnification images were acquired 424

at nominal magnifications of 110000x (010 nmpixel) and 67000x (016 nmpixel) The 425

images were acquired at a nominal under focus of -14microm to -08microm (110000x) and 426

electron doses of ~25 eAring2 427

For class averaging particles were identified at high magnification prior to 428

alignment and classification The individual particles were selected boxed out and 429

individual sub-images were combined into a stack to be processed using reference-free 430

classification Individual particles in the 67000x high magnification images were 431

selected using an automated picking protocol17 An initial round of alignments was 432

performed for each sample and from the alignment class averages that appeared to 433

contain recognizable particles were selected for additional rounds of alignment These 434

averages were used to estimate the percentage of particles that resembled single 435

trimers and oligomers A reference-free alignment strategy based on XMIPP processing 436

package was used for particle alignment and classification18 437

Kinetics of SARS-CoV-2 S binding to hACE2 receptor by BLI S-protein receptor 438

binding kinetics was determined by bio-layer interferometry (BLI) using an Octet QK384 439

system (Pall Forteacute Bio Fremont CA) Hist-tagged human ACE2 (2 μg mL-1) was 440

immobilized on nickel-charged Ni-NTA biosensor tips After baseline SARS-CoV-2 S 441

protein containing samples were 2-fold serially diluted over a range 47nM to 300 nM 442

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21

range were allowed to associate for 600 sec followed by dissociation for an additional 443

900 sec Data was analyzed with Octet software HT 1011 global curve fit 444

Specificity of SARS-CoV-2 S binding to hACE2 receptor by ELISA Ninety-six well 445

plates were coated with 100 μL SARS-CoV-2 spike protein (2 μg mL-1) overnight at 4degC 446

Plates were washed with phosphate buffered saline with 005 Tween (PBS-T) buffer 447

and blocked with TBS Startblock blocking buffer (ThermoFisher Scientific) Histidine-448

tagged hACE2 and hDPP4 receptors were 3-fold serially diluted (5-00001 μg mL-1) and 449

added to coated wells for 2 hours at room temperature The plates were washed with 450

PBS-T Optimally diluted horseradish peroxidase (HRP) conjugated anti-histidine was 451

added and color developed by addition of and 33rsquo55rsquo-tetramethylbenzidine peroxidase 452

substrate (TMB T0440-IL Sigma St Louis MO USA) Plates were read at an OD of 453

450 nm with a SpectraMax Plus plate reader (Molecular Devices Sunnyvale CA USA) 454

and data analyzed with SoftMax software EC50 values were calculated by 4-parameter 455

fitting using GraphPad Prism 705 software 456

Animal ethics statement The mouse immunogenicity studies were performed by 457

Noble Life Sciences (Sykeville MD) Noble Life Sciences is accredited by the 458

Association for Assessment and Accreditation of Laboratory Animal Care (AAALACC 459

International) All animal procedures were in accordance with NRC Guide for the Care 460

and Use of Laboratory Animals the Animal Welfare Act and the CDCNIH Biosafety in 461

Microbiological and Biomedical Laboratories The olive baboon (Papio cynocephalus 462

anubis) study was performed at the University of Oklahoma Health Science Center 463

(OUHSC) OUHSC is accredited by AAALACC International Baboons were maintained 464

and treated according to the Institutional Biosafety Committee guidelines Baboon 465

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22

experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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24

(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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25

receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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26

Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

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32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

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2

3

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5

6

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ti-S

AR

S-C

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pik

e

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(EC

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L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

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+

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+

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ike

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A n ti-S A R S -C o V -2 S Ig G

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M a tr ix -M746

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D 1 3

D 2 1

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D 2 8

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ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

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39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

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44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 15: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

15

significant correlation (p lt00001) between anti-S IgG levels and neutralizing antibody 306

titers (Fig 8D) The immunogenicity of the adjuvanted vaccine in nonhuman primates is 307

consistent with the mouse immunogenicity results and further supports the role of 308

Matrix-M adjuvant in promoting the generation of neutralizing antibodies and dose 309

sparing 310

PBMCs were collected 7 days after the second immunization (day 28) and T cell 311

response was measured by ELISPOT assay PBMCs from animals immunized with 5 microg 312

or 25 μg NVX-CoV2373Matrix-M had the highest number of IFN-γ secreting cells 313

which was 5-fold greater on average compared to animals immunized with 25 microg NXV-314

CoV2373 alone or 1 microg NVXCoV2373Matrix-M (Fig 8E) By ICCS analysis 315

immunization with 5 microg NVXCoV2373Matrix-M also showed the highest frequency of 316

IFN-γ+ IL-2+ and TNF-α+ CD4+ T cells (Fig 8F) This trend was also true for 317

multifunctional CD4+ T cells in which at least two or three type 1 cytokines were 318

produced simultaneously (Fig 8F) Type 2 cytokine IL-4 level were too low to be 319

detected in baboons by ELISPOT analysis 320

We next compared the levels of serum antibodies in recovered COVID-19 patients to 321

the level of antibodies in NVX-CoV2373Matrix-M vaccinated baboons The mean anti-S 322

IgG levels were 7-fold higher in immunized baboons (EC50 = 152060 95CI 60767-323

243354) compared to convalescent serum (EC50 = 21136 95CI 11473-30799) 324

We also compared the level of functional hACE2 receptor inhibiting (50 RI) titers 325

Baboons receiving the vaccine had 8-fold higher binding and receptor inhibiting 326

antibodies (50 RI = 478 95CI 1611-7944) compared to COVID-19 convalescent 327

serum (50 RI = 61 95CI 357-855) (Fig 9) Therefore NVX-CoV2373 vaccine 328

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induced binding and functional antibodies in a nonhuman primate at levels comparable 329

or higher than individuals recovered from COVID-19 Collectively these results support 330

the development of NVX-CoV2373 for prevention of COVID-19 331

Discussion 332

Here we showed that a full-length stabilized prefusion SARS-CoV-2 spike glycoprotein 333

vaccine (NVX-CoV2373) adjuvanted by Matrix-M can induce high levels of functional 334

immunity in mice and baboons and protects mice expressing hACE2 receptors in a live 335

SARS-CoV-2 challenge The functional immunity induced by the nanoparticle vaccine 336

and Matrix-M adjuvant is clearly dependent on both the adjuvant and antigen 337

components and mirrors the human experience with influenza hemagglutinin vaccine21 338

and a naiumlve population with ebola recombinant protein nanoparticle vaccines 22 339

Immunization with NVX-CoV2373 at low doses in mice and nonhuman primate induced 340

anti-S antibodies hACE2-receptor inhibiting antibodies and SARS-CoV-2 neutralizing 341

antibodies after one dose with significantly increased titers after a booster immunization 342

In addition NVX-CoV2373 vaccine induced CD4+ and CD8+ T cell responses and in 343

mice provided protection against SARS-CoV-2 challenge Matrix-M adjuvant was also 344

shown to enhance Tfh cell and GC B cell development which are critical for induction 345

and maintaining of high affinity antibody response Low suboptimal doses of NVX-346

CoV2373 vaccine did not show evidence of VAERD in challenged mice23 24 347

While multiple animal models have been developed for infection with human 348

coronaviruses including SARS MERS and now COVID19 to date none of them fully 349

represent the pathology or clinical symptoms of human infection However the murine 350

hACE2 transduced challenge model with wild-type virus appears to recapitulate the 351

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severe clinical disease seen in humans although the pathological basis for illness may 352

differ Of note the adenovirus-based hACE-2 transduction itself gives rise to some 353

background inflammatory changes which are present in all animals and are of course 354

not responsive to prophylaxis targeting SARS-CoV-2 This may make histopathology in 355

this model less responsive to the vaccine than parameters such as weight loss 356

Nonetheless by blocking and ameliorating the common initiating event hACE-2 357

receptor binding vaccine-induced functional immunity is demonstrated that indicates a 358

potential for the vaccine to induce a protective immunity Models utilizing macaques and 359

baboons specifically have been predictive for human immunogenicity and suggest this 360

vaccine should continue to be evaluated in these systems as well as in humans To this 361

end the safety immunogenicity and efficacy of the NVX-CoV2373 with Matrix-M 362

adjuvant is currently being evaluated in multiple nonhuman primate models and a phase 363

12 clinical trial (NCT04368988) 364

Methods 365

Cell lines virus antibody reagents and receptors Vero E6 cells (ATCC CRL-1586) 366

were maintained in Minimal Eagles Medium (MEM) supplemented with 10 fetal bovine 367

serum 1 glutamine and 1 penicillin and streptomycin The SARS-CoV-2 (WA-1) 368

isolated was obtained from the Center for Disease Control (WA-1 strain) and stock virus 369

prepared in Vero E6 cells Histidine-tagged hACE2 and histidine-DPP4 receptors were 370

purchased from Syno Biologics (Beijing CN) Rabbit anti-SARS-CoV spike protein was 371

purchased form Biodefense and Emerging Infections Research Resources Repository 372

(catalog no NR-4569 BEI Resources Manassas VA) 373

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SARS-CoV-2 protein expression SARS-CoV-2 constructs were synthetically 374

produced from the full-length S glycoprotein gene sequence (GenBank MN908947 375

nucleotides 21563-25384) The full-length S-genes were codon optimized for 376

expression in Spodoptera frugiperda (Sf9) cells and synthetically produced by 377

GenScript (Piscataway NJ USA) The QuikChange Lightning site-directed mutagenesis 378

kit (Agilent) was used to produce two spike protein variants modifications by mutating 379

the S1S2 cleavage site by mutation of the furin cleavage site (682-RRAR-685) to 682-380

QQAQ-685 to be protease resistant and designated as BV2365 The single mutant 381

BV2365 was further stabilized by introducing two proline substitutions at positions 382

K986P and V987P (2P) to produce the double mutant NVX-CoV2373 Full-length S-383

genes were cloned between the BamHI ndash HindIII sites in the pFastBac baculovirus 384

transfer vector (Invtrogen Carlsbad CA) under transcriptional control of the Autograha 385

californica polyhedron promoter Recombinant baculovirus constructs were plaque 386

purified and master seed stocks prepared and used to produce the working virus stocks 387

The baculovirus master and working stock titers were determined using rapid titer kit 388

(Clontech Mountain View CA) Recombinant baculovirus stocks were prepared by 389

infectingSf9 cells with a multiplicity of infection (MOI) of le001 plaque forming units (pfu) 390

per cell25-27 391

Expression and purification SARS-CoV-2 S proteins were produced in Sf9 cells 392

expanded in serum-free medium to a density of 2-3 x 106 cell mL-1 and infected with 393

recombinant baculovirus at MOI of le01 pfu per cell Cells were cultured at 27 plusmn 2degC and 394

harvested at 68-72 hours post-infection by centrifugation (4000 x g for 15 min) Cell 395

pellets were suspended in 25 mM Tris HCl (pH 80) 50 mM NaCl and 05-10 (vv) 396

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TERGITOL NP-9 with leupeptin S-proteins were extracted from the plasma membranes 397

with Tris buffer containing NP-9 detergent clarified by centrifugation at 10000 x g for 30 398

min S-proteins were purified by TMAE anion exchange and lentil lectin affinity 399

chromatography Hollow fiber tangential flow filtration was used to formulate the purified 400

spike protein at 100-150 μg mL-1 in 25 mM sodium phosphate (pH 72) 300 mM NaCl 401

002 (vv) polysorbate 80 (PS 80)26 Purified S-proteins were evaluated by 4-12 402

gradient SDS-PAGE stained with Gel-Code Blue reagent (Pierce Rockford IL) and 403

purity was determined by scanning densitometry using the OneDscan system (BD 404

Biosciences Rockville MD) 405

Dynamic light scattering (DLS) Samples were equilibrated at 25degC and scattering 406

intensity was monitored as a function of time in a Zetasizer NanoZS (Malvern UK) 407

Cumulants analysis of the scattered intensity autocorrelation function was performed 408

with instrument software to provide the z-average particle diameter and polydispersity 409

index (PDI) 410

Differential scanning calorimetry (DCS) Samples and corresponding buffers were 411

heated from 4degC to 120degC at 1degC per minute and the differential heat capacity change 412

was measured in a NanoDSC (TA Instruments New Castle DE) A separate buffer 413

scan was performed to obtain a baseline which was subtracted from the sample scan 414

to produce a baseline-corrected profile The temperature where the peak apex is 415

located is the transition temperature (Tmax) and the area under the peak provides the 416

enthalpy of transition (ΔHcal) 417

Transmission electron microscopy (TEM) and 2D class averaging Electron 418

microscopy was perform by NanoImaging Services (San Diego CA) with a FEI Tecani 419

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T12 electron microscope operated at 120keV equipped with a FEI Eagle 4k x 4k CCD 420

camera SARS-CoV-2 S proteins were diluted to 25 microg mL-1 in formulation buffer The 421

samples (3 microL) were applied to nitrocellulose-supported 400-mesh copper grids and 422

stained with uranyl format Images of each grid were acquired at multiple scales to 423

assess the overall distribution of the sample High-magnification images were acquired 424

at nominal magnifications of 110000x (010 nmpixel) and 67000x (016 nmpixel) The 425

images were acquired at a nominal under focus of -14microm to -08microm (110000x) and 426

electron doses of ~25 eAring2 427

For class averaging particles were identified at high magnification prior to 428

alignment and classification The individual particles were selected boxed out and 429

individual sub-images were combined into a stack to be processed using reference-free 430

classification Individual particles in the 67000x high magnification images were 431

selected using an automated picking protocol17 An initial round of alignments was 432

performed for each sample and from the alignment class averages that appeared to 433

contain recognizable particles were selected for additional rounds of alignment These 434

averages were used to estimate the percentage of particles that resembled single 435

trimers and oligomers A reference-free alignment strategy based on XMIPP processing 436

package was used for particle alignment and classification18 437

Kinetics of SARS-CoV-2 S binding to hACE2 receptor by BLI S-protein receptor 438

binding kinetics was determined by bio-layer interferometry (BLI) using an Octet QK384 439

system (Pall Forteacute Bio Fremont CA) Hist-tagged human ACE2 (2 μg mL-1) was 440

immobilized on nickel-charged Ni-NTA biosensor tips After baseline SARS-CoV-2 S 441

protein containing samples were 2-fold serially diluted over a range 47nM to 300 nM 442

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range were allowed to associate for 600 sec followed by dissociation for an additional 443

900 sec Data was analyzed with Octet software HT 1011 global curve fit 444

Specificity of SARS-CoV-2 S binding to hACE2 receptor by ELISA Ninety-six well 445

plates were coated with 100 μL SARS-CoV-2 spike protein (2 μg mL-1) overnight at 4degC 446

Plates were washed with phosphate buffered saline with 005 Tween (PBS-T) buffer 447

and blocked with TBS Startblock blocking buffer (ThermoFisher Scientific) Histidine-448

tagged hACE2 and hDPP4 receptors were 3-fold serially diluted (5-00001 μg mL-1) and 449

added to coated wells for 2 hours at room temperature The plates were washed with 450

PBS-T Optimally diluted horseradish peroxidase (HRP) conjugated anti-histidine was 451

added and color developed by addition of and 33rsquo55rsquo-tetramethylbenzidine peroxidase 452

substrate (TMB T0440-IL Sigma St Louis MO USA) Plates were read at an OD of 453

450 nm with a SpectraMax Plus plate reader (Molecular Devices Sunnyvale CA USA) 454

and data analyzed with SoftMax software EC50 values were calculated by 4-parameter 455

fitting using GraphPad Prism 705 software 456

Animal ethics statement The mouse immunogenicity studies were performed by 457

Noble Life Sciences (Sykeville MD) Noble Life Sciences is accredited by the 458

Association for Assessment and Accreditation of Laboratory Animal Care (AAALACC 459

International) All animal procedures were in accordance with NRC Guide for the Care 460

and Use of Laboratory Animals the Animal Welfare Act and the CDCNIH Biosafety in 461

Microbiological and Biomedical Laboratories The olive baboon (Papio cynocephalus 462

anubis) study was performed at the University of Oklahoma Health Science Center 463

(OUHSC) OUHSC is accredited by AAALACC International Baboons were maintained 464

and treated according to the Institutional Biosafety Committee guidelines Baboon 465

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experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

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14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

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17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

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18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

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25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

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32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

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nvale

scen

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A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 16: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

16

induced binding and functional antibodies in a nonhuman primate at levels comparable 329

or higher than individuals recovered from COVID-19 Collectively these results support 330

the development of NVX-CoV2373 for prevention of COVID-19 331

Discussion 332

Here we showed that a full-length stabilized prefusion SARS-CoV-2 spike glycoprotein 333

vaccine (NVX-CoV2373) adjuvanted by Matrix-M can induce high levels of functional 334

immunity in mice and baboons and protects mice expressing hACE2 receptors in a live 335

SARS-CoV-2 challenge The functional immunity induced by the nanoparticle vaccine 336

and Matrix-M adjuvant is clearly dependent on both the adjuvant and antigen 337

components and mirrors the human experience with influenza hemagglutinin vaccine21 338

and a naiumlve population with ebola recombinant protein nanoparticle vaccines 22 339

Immunization with NVX-CoV2373 at low doses in mice and nonhuman primate induced 340

anti-S antibodies hACE2-receptor inhibiting antibodies and SARS-CoV-2 neutralizing 341

antibodies after one dose with significantly increased titers after a booster immunization 342

In addition NVX-CoV2373 vaccine induced CD4+ and CD8+ T cell responses and in 343

mice provided protection against SARS-CoV-2 challenge Matrix-M adjuvant was also 344

shown to enhance Tfh cell and GC B cell development which are critical for induction 345

and maintaining of high affinity antibody response Low suboptimal doses of NVX-346

CoV2373 vaccine did not show evidence of VAERD in challenged mice23 24 347

While multiple animal models have been developed for infection with human 348

coronaviruses including SARS MERS and now COVID19 to date none of them fully 349

represent the pathology or clinical symptoms of human infection However the murine 350

hACE2 transduced challenge model with wild-type virus appears to recapitulate the 351

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17

severe clinical disease seen in humans although the pathological basis for illness may 352

differ Of note the adenovirus-based hACE-2 transduction itself gives rise to some 353

background inflammatory changes which are present in all animals and are of course 354

not responsive to prophylaxis targeting SARS-CoV-2 This may make histopathology in 355

this model less responsive to the vaccine than parameters such as weight loss 356

Nonetheless by blocking and ameliorating the common initiating event hACE-2 357

receptor binding vaccine-induced functional immunity is demonstrated that indicates a 358

potential for the vaccine to induce a protective immunity Models utilizing macaques and 359

baboons specifically have been predictive for human immunogenicity and suggest this 360

vaccine should continue to be evaluated in these systems as well as in humans To this 361

end the safety immunogenicity and efficacy of the NVX-CoV2373 with Matrix-M 362

adjuvant is currently being evaluated in multiple nonhuman primate models and a phase 363

12 clinical trial (NCT04368988) 364

Methods 365

Cell lines virus antibody reagents and receptors Vero E6 cells (ATCC CRL-1586) 366

were maintained in Minimal Eagles Medium (MEM) supplemented with 10 fetal bovine 367

serum 1 glutamine and 1 penicillin and streptomycin The SARS-CoV-2 (WA-1) 368

isolated was obtained from the Center for Disease Control (WA-1 strain) and stock virus 369

prepared in Vero E6 cells Histidine-tagged hACE2 and histidine-DPP4 receptors were 370

purchased from Syno Biologics (Beijing CN) Rabbit anti-SARS-CoV spike protein was 371

purchased form Biodefense and Emerging Infections Research Resources Repository 372

(catalog no NR-4569 BEI Resources Manassas VA) 373

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18

SARS-CoV-2 protein expression SARS-CoV-2 constructs were synthetically 374

produced from the full-length S glycoprotein gene sequence (GenBank MN908947 375

nucleotides 21563-25384) The full-length S-genes were codon optimized for 376

expression in Spodoptera frugiperda (Sf9) cells and synthetically produced by 377

GenScript (Piscataway NJ USA) The QuikChange Lightning site-directed mutagenesis 378

kit (Agilent) was used to produce two spike protein variants modifications by mutating 379

the S1S2 cleavage site by mutation of the furin cleavage site (682-RRAR-685) to 682-380

QQAQ-685 to be protease resistant and designated as BV2365 The single mutant 381

BV2365 was further stabilized by introducing two proline substitutions at positions 382

K986P and V987P (2P) to produce the double mutant NVX-CoV2373 Full-length S-383

genes were cloned between the BamHI ndash HindIII sites in the pFastBac baculovirus 384

transfer vector (Invtrogen Carlsbad CA) under transcriptional control of the Autograha 385

californica polyhedron promoter Recombinant baculovirus constructs were plaque 386

purified and master seed stocks prepared and used to produce the working virus stocks 387

The baculovirus master and working stock titers were determined using rapid titer kit 388

(Clontech Mountain View CA) Recombinant baculovirus stocks were prepared by 389

infectingSf9 cells with a multiplicity of infection (MOI) of le001 plaque forming units (pfu) 390

per cell25-27 391

Expression and purification SARS-CoV-2 S proteins were produced in Sf9 cells 392

expanded in serum-free medium to a density of 2-3 x 106 cell mL-1 and infected with 393

recombinant baculovirus at MOI of le01 pfu per cell Cells were cultured at 27 plusmn 2degC and 394

harvested at 68-72 hours post-infection by centrifugation (4000 x g for 15 min) Cell 395

pellets were suspended in 25 mM Tris HCl (pH 80) 50 mM NaCl and 05-10 (vv) 396

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19

TERGITOL NP-9 with leupeptin S-proteins were extracted from the plasma membranes 397

with Tris buffer containing NP-9 detergent clarified by centrifugation at 10000 x g for 30 398

min S-proteins were purified by TMAE anion exchange and lentil lectin affinity 399

chromatography Hollow fiber tangential flow filtration was used to formulate the purified 400

spike protein at 100-150 μg mL-1 in 25 mM sodium phosphate (pH 72) 300 mM NaCl 401

002 (vv) polysorbate 80 (PS 80)26 Purified S-proteins were evaluated by 4-12 402

gradient SDS-PAGE stained with Gel-Code Blue reagent (Pierce Rockford IL) and 403

purity was determined by scanning densitometry using the OneDscan system (BD 404

Biosciences Rockville MD) 405

Dynamic light scattering (DLS) Samples were equilibrated at 25degC and scattering 406

intensity was monitored as a function of time in a Zetasizer NanoZS (Malvern UK) 407

Cumulants analysis of the scattered intensity autocorrelation function was performed 408

with instrument software to provide the z-average particle diameter and polydispersity 409

index (PDI) 410

Differential scanning calorimetry (DCS) Samples and corresponding buffers were 411

heated from 4degC to 120degC at 1degC per minute and the differential heat capacity change 412

was measured in a NanoDSC (TA Instruments New Castle DE) A separate buffer 413

scan was performed to obtain a baseline which was subtracted from the sample scan 414

to produce a baseline-corrected profile The temperature where the peak apex is 415

located is the transition temperature (Tmax) and the area under the peak provides the 416

enthalpy of transition (ΔHcal) 417

Transmission electron microscopy (TEM) and 2D class averaging Electron 418

microscopy was perform by NanoImaging Services (San Diego CA) with a FEI Tecani 419

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20

T12 electron microscope operated at 120keV equipped with a FEI Eagle 4k x 4k CCD 420

camera SARS-CoV-2 S proteins were diluted to 25 microg mL-1 in formulation buffer The 421

samples (3 microL) were applied to nitrocellulose-supported 400-mesh copper grids and 422

stained with uranyl format Images of each grid were acquired at multiple scales to 423

assess the overall distribution of the sample High-magnification images were acquired 424

at nominal magnifications of 110000x (010 nmpixel) and 67000x (016 nmpixel) The 425

images were acquired at a nominal under focus of -14microm to -08microm (110000x) and 426

electron doses of ~25 eAring2 427

For class averaging particles were identified at high magnification prior to 428

alignment and classification The individual particles were selected boxed out and 429

individual sub-images were combined into a stack to be processed using reference-free 430

classification Individual particles in the 67000x high magnification images were 431

selected using an automated picking protocol17 An initial round of alignments was 432

performed for each sample and from the alignment class averages that appeared to 433

contain recognizable particles were selected for additional rounds of alignment These 434

averages were used to estimate the percentage of particles that resembled single 435

trimers and oligomers A reference-free alignment strategy based on XMIPP processing 436

package was used for particle alignment and classification18 437

Kinetics of SARS-CoV-2 S binding to hACE2 receptor by BLI S-protein receptor 438

binding kinetics was determined by bio-layer interferometry (BLI) using an Octet QK384 439

system (Pall Forteacute Bio Fremont CA) Hist-tagged human ACE2 (2 μg mL-1) was 440

immobilized on nickel-charged Ni-NTA biosensor tips After baseline SARS-CoV-2 S 441

protein containing samples were 2-fold serially diluted over a range 47nM to 300 nM 442

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21

range were allowed to associate for 600 sec followed by dissociation for an additional 443

900 sec Data was analyzed with Octet software HT 1011 global curve fit 444

Specificity of SARS-CoV-2 S binding to hACE2 receptor by ELISA Ninety-six well 445

plates were coated with 100 μL SARS-CoV-2 spike protein (2 μg mL-1) overnight at 4degC 446

Plates were washed with phosphate buffered saline with 005 Tween (PBS-T) buffer 447

and blocked with TBS Startblock blocking buffer (ThermoFisher Scientific) Histidine-448

tagged hACE2 and hDPP4 receptors were 3-fold serially diluted (5-00001 μg mL-1) and 449

added to coated wells for 2 hours at room temperature The plates were washed with 450

PBS-T Optimally diluted horseradish peroxidase (HRP) conjugated anti-histidine was 451

added and color developed by addition of and 33rsquo55rsquo-tetramethylbenzidine peroxidase 452

substrate (TMB T0440-IL Sigma St Louis MO USA) Plates were read at an OD of 453

450 nm with a SpectraMax Plus plate reader (Molecular Devices Sunnyvale CA USA) 454

and data analyzed with SoftMax software EC50 values were calculated by 4-parameter 455

fitting using GraphPad Prism 705 software 456

Animal ethics statement The mouse immunogenicity studies were performed by 457

Noble Life Sciences (Sykeville MD) Noble Life Sciences is accredited by the 458

Association for Assessment and Accreditation of Laboratory Animal Care (AAALACC 459

International) All animal procedures were in accordance with NRC Guide for the Care 460

and Use of Laboratory Animals the Animal Welfare Act and the CDCNIH Biosafety in 461

Microbiological and Biomedical Laboratories The olive baboon (Papio cynocephalus 462

anubis) study was performed at the University of Oklahoma Health Science Center 463

(OUHSC) OUHSC is accredited by AAALACC International Baboons were maintained 464

and treated according to the Institutional Biosafety Committee guidelines Baboon 465

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22

experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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23

peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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24

(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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25

receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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26

Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

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44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 17: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

17

severe clinical disease seen in humans although the pathological basis for illness may 352

differ Of note the adenovirus-based hACE-2 transduction itself gives rise to some 353

background inflammatory changes which are present in all animals and are of course 354

not responsive to prophylaxis targeting SARS-CoV-2 This may make histopathology in 355

this model less responsive to the vaccine than parameters such as weight loss 356

Nonetheless by blocking and ameliorating the common initiating event hACE-2 357

receptor binding vaccine-induced functional immunity is demonstrated that indicates a 358

potential for the vaccine to induce a protective immunity Models utilizing macaques and 359

baboons specifically have been predictive for human immunogenicity and suggest this 360

vaccine should continue to be evaluated in these systems as well as in humans To this 361

end the safety immunogenicity and efficacy of the NVX-CoV2373 with Matrix-M 362

adjuvant is currently being evaluated in multiple nonhuman primate models and a phase 363

12 clinical trial (NCT04368988) 364

Methods 365

Cell lines virus antibody reagents and receptors Vero E6 cells (ATCC CRL-1586) 366

were maintained in Minimal Eagles Medium (MEM) supplemented with 10 fetal bovine 367

serum 1 glutamine and 1 penicillin and streptomycin The SARS-CoV-2 (WA-1) 368

isolated was obtained from the Center for Disease Control (WA-1 strain) and stock virus 369

prepared in Vero E6 cells Histidine-tagged hACE2 and histidine-DPP4 receptors were 370

purchased from Syno Biologics (Beijing CN) Rabbit anti-SARS-CoV spike protein was 371

purchased form Biodefense and Emerging Infections Research Resources Repository 372

(catalog no NR-4569 BEI Resources Manassas VA) 373

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18

SARS-CoV-2 protein expression SARS-CoV-2 constructs were synthetically 374

produced from the full-length S glycoprotein gene sequence (GenBank MN908947 375

nucleotides 21563-25384) The full-length S-genes were codon optimized for 376

expression in Spodoptera frugiperda (Sf9) cells and synthetically produced by 377

GenScript (Piscataway NJ USA) The QuikChange Lightning site-directed mutagenesis 378

kit (Agilent) was used to produce two spike protein variants modifications by mutating 379

the S1S2 cleavage site by mutation of the furin cleavage site (682-RRAR-685) to 682-380

QQAQ-685 to be protease resistant and designated as BV2365 The single mutant 381

BV2365 was further stabilized by introducing two proline substitutions at positions 382

K986P and V987P (2P) to produce the double mutant NVX-CoV2373 Full-length S-383

genes were cloned between the BamHI ndash HindIII sites in the pFastBac baculovirus 384

transfer vector (Invtrogen Carlsbad CA) under transcriptional control of the Autograha 385

californica polyhedron promoter Recombinant baculovirus constructs were plaque 386

purified and master seed stocks prepared and used to produce the working virus stocks 387

The baculovirus master and working stock titers were determined using rapid titer kit 388

(Clontech Mountain View CA) Recombinant baculovirus stocks were prepared by 389

infectingSf9 cells with a multiplicity of infection (MOI) of le001 plaque forming units (pfu) 390

per cell25-27 391

Expression and purification SARS-CoV-2 S proteins were produced in Sf9 cells 392

expanded in serum-free medium to a density of 2-3 x 106 cell mL-1 and infected with 393

recombinant baculovirus at MOI of le01 pfu per cell Cells were cultured at 27 plusmn 2degC and 394

harvested at 68-72 hours post-infection by centrifugation (4000 x g for 15 min) Cell 395

pellets were suspended in 25 mM Tris HCl (pH 80) 50 mM NaCl and 05-10 (vv) 396

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19

TERGITOL NP-9 with leupeptin S-proteins were extracted from the plasma membranes 397

with Tris buffer containing NP-9 detergent clarified by centrifugation at 10000 x g for 30 398

min S-proteins were purified by TMAE anion exchange and lentil lectin affinity 399

chromatography Hollow fiber tangential flow filtration was used to formulate the purified 400

spike protein at 100-150 μg mL-1 in 25 mM sodium phosphate (pH 72) 300 mM NaCl 401

002 (vv) polysorbate 80 (PS 80)26 Purified S-proteins were evaluated by 4-12 402

gradient SDS-PAGE stained with Gel-Code Blue reagent (Pierce Rockford IL) and 403

purity was determined by scanning densitometry using the OneDscan system (BD 404

Biosciences Rockville MD) 405

Dynamic light scattering (DLS) Samples were equilibrated at 25degC and scattering 406

intensity was monitored as a function of time in a Zetasizer NanoZS (Malvern UK) 407

Cumulants analysis of the scattered intensity autocorrelation function was performed 408

with instrument software to provide the z-average particle diameter and polydispersity 409

index (PDI) 410

Differential scanning calorimetry (DCS) Samples and corresponding buffers were 411

heated from 4degC to 120degC at 1degC per minute and the differential heat capacity change 412

was measured in a NanoDSC (TA Instruments New Castle DE) A separate buffer 413

scan was performed to obtain a baseline which was subtracted from the sample scan 414

to produce a baseline-corrected profile The temperature where the peak apex is 415

located is the transition temperature (Tmax) and the area under the peak provides the 416

enthalpy of transition (ΔHcal) 417

Transmission electron microscopy (TEM) and 2D class averaging Electron 418

microscopy was perform by NanoImaging Services (San Diego CA) with a FEI Tecani 419

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20

T12 electron microscope operated at 120keV equipped with a FEI Eagle 4k x 4k CCD 420

camera SARS-CoV-2 S proteins were diluted to 25 microg mL-1 in formulation buffer The 421

samples (3 microL) were applied to nitrocellulose-supported 400-mesh copper grids and 422

stained with uranyl format Images of each grid were acquired at multiple scales to 423

assess the overall distribution of the sample High-magnification images were acquired 424

at nominal magnifications of 110000x (010 nmpixel) and 67000x (016 nmpixel) The 425

images were acquired at a nominal under focus of -14microm to -08microm (110000x) and 426

electron doses of ~25 eAring2 427

For class averaging particles were identified at high magnification prior to 428

alignment and classification The individual particles were selected boxed out and 429

individual sub-images were combined into a stack to be processed using reference-free 430

classification Individual particles in the 67000x high magnification images were 431

selected using an automated picking protocol17 An initial round of alignments was 432

performed for each sample and from the alignment class averages that appeared to 433

contain recognizable particles were selected for additional rounds of alignment These 434

averages were used to estimate the percentage of particles that resembled single 435

trimers and oligomers A reference-free alignment strategy based on XMIPP processing 436

package was used for particle alignment and classification18 437

Kinetics of SARS-CoV-2 S binding to hACE2 receptor by BLI S-protein receptor 438

binding kinetics was determined by bio-layer interferometry (BLI) using an Octet QK384 439

system (Pall Forteacute Bio Fremont CA) Hist-tagged human ACE2 (2 μg mL-1) was 440

immobilized on nickel-charged Ni-NTA biosensor tips After baseline SARS-CoV-2 S 441

protein containing samples were 2-fold serially diluted over a range 47nM to 300 nM 442

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21

range were allowed to associate for 600 sec followed by dissociation for an additional 443

900 sec Data was analyzed with Octet software HT 1011 global curve fit 444

Specificity of SARS-CoV-2 S binding to hACE2 receptor by ELISA Ninety-six well 445

plates were coated with 100 μL SARS-CoV-2 spike protein (2 μg mL-1) overnight at 4degC 446

Plates were washed with phosphate buffered saline with 005 Tween (PBS-T) buffer 447

and blocked with TBS Startblock blocking buffer (ThermoFisher Scientific) Histidine-448

tagged hACE2 and hDPP4 receptors were 3-fold serially diluted (5-00001 μg mL-1) and 449

added to coated wells for 2 hours at room temperature The plates were washed with 450

PBS-T Optimally diluted horseradish peroxidase (HRP) conjugated anti-histidine was 451

added and color developed by addition of and 33rsquo55rsquo-tetramethylbenzidine peroxidase 452

substrate (TMB T0440-IL Sigma St Louis MO USA) Plates were read at an OD of 453

450 nm with a SpectraMax Plus plate reader (Molecular Devices Sunnyvale CA USA) 454

and data analyzed with SoftMax software EC50 values were calculated by 4-parameter 455

fitting using GraphPad Prism 705 software 456

Animal ethics statement The mouse immunogenicity studies were performed by 457

Noble Life Sciences (Sykeville MD) Noble Life Sciences is accredited by the 458

Association for Assessment and Accreditation of Laboratory Animal Care (AAALACC 459

International) All animal procedures were in accordance with NRC Guide for the Care 460

and Use of Laboratory Animals the Animal Welfare Act and the CDCNIH Biosafety in 461

Microbiological and Biomedical Laboratories The olive baboon (Papio cynocephalus 462

anubis) study was performed at the University of Oklahoma Health Science Center 463

(OUHSC) OUHSC is accredited by AAALACC International Baboons were maintained 464

and treated according to the Institutional Biosafety Committee guidelines Baboon 465

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22

experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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23

peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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24

(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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25

receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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26

Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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28

the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

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39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

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44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 18: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

18

SARS-CoV-2 protein expression SARS-CoV-2 constructs were synthetically 374

produced from the full-length S glycoprotein gene sequence (GenBank MN908947 375

nucleotides 21563-25384) The full-length S-genes were codon optimized for 376

expression in Spodoptera frugiperda (Sf9) cells and synthetically produced by 377

GenScript (Piscataway NJ USA) The QuikChange Lightning site-directed mutagenesis 378

kit (Agilent) was used to produce two spike protein variants modifications by mutating 379

the S1S2 cleavage site by mutation of the furin cleavage site (682-RRAR-685) to 682-380

QQAQ-685 to be protease resistant and designated as BV2365 The single mutant 381

BV2365 was further stabilized by introducing two proline substitutions at positions 382

K986P and V987P (2P) to produce the double mutant NVX-CoV2373 Full-length S-383

genes were cloned between the BamHI ndash HindIII sites in the pFastBac baculovirus 384

transfer vector (Invtrogen Carlsbad CA) under transcriptional control of the Autograha 385

californica polyhedron promoter Recombinant baculovirus constructs were plaque 386

purified and master seed stocks prepared and used to produce the working virus stocks 387

The baculovirus master and working stock titers were determined using rapid titer kit 388

(Clontech Mountain View CA) Recombinant baculovirus stocks were prepared by 389

infectingSf9 cells with a multiplicity of infection (MOI) of le001 plaque forming units (pfu) 390

per cell25-27 391

Expression and purification SARS-CoV-2 S proteins were produced in Sf9 cells 392

expanded in serum-free medium to a density of 2-3 x 106 cell mL-1 and infected with 393

recombinant baculovirus at MOI of le01 pfu per cell Cells were cultured at 27 plusmn 2degC and 394

harvested at 68-72 hours post-infection by centrifugation (4000 x g for 15 min) Cell 395

pellets were suspended in 25 mM Tris HCl (pH 80) 50 mM NaCl and 05-10 (vv) 396

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19

TERGITOL NP-9 with leupeptin S-proteins were extracted from the plasma membranes 397

with Tris buffer containing NP-9 detergent clarified by centrifugation at 10000 x g for 30 398

min S-proteins were purified by TMAE anion exchange and lentil lectin affinity 399

chromatography Hollow fiber tangential flow filtration was used to formulate the purified 400

spike protein at 100-150 μg mL-1 in 25 mM sodium phosphate (pH 72) 300 mM NaCl 401

002 (vv) polysorbate 80 (PS 80)26 Purified S-proteins were evaluated by 4-12 402

gradient SDS-PAGE stained with Gel-Code Blue reagent (Pierce Rockford IL) and 403

purity was determined by scanning densitometry using the OneDscan system (BD 404

Biosciences Rockville MD) 405

Dynamic light scattering (DLS) Samples were equilibrated at 25degC and scattering 406

intensity was monitored as a function of time in a Zetasizer NanoZS (Malvern UK) 407

Cumulants analysis of the scattered intensity autocorrelation function was performed 408

with instrument software to provide the z-average particle diameter and polydispersity 409

index (PDI) 410

Differential scanning calorimetry (DCS) Samples and corresponding buffers were 411

heated from 4degC to 120degC at 1degC per minute and the differential heat capacity change 412

was measured in a NanoDSC (TA Instruments New Castle DE) A separate buffer 413

scan was performed to obtain a baseline which was subtracted from the sample scan 414

to produce a baseline-corrected profile The temperature where the peak apex is 415

located is the transition temperature (Tmax) and the area under the peak provides the 416

enthalpy of transition (ΔHcal) 417

Transmission electron microscopy (TEM) and 2D class averaging Electron 418

microscopy was perform by NanoImaging Services (San Diego CA) with a FEI Tecani 419

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20

T12 electron microscope operated at 120keV equipped with a FEI Eagle 4k x 4k CCD 420

camera SARS-CoV-2 S proteins were diluted to 25 microg mL-1 in formulation buffer The 421

samples (3 microL) were applied to nitrocellulose-supported 400-mesh copper grids and 422

stained with uranyl format Images of each grid were acquired at multiple scales to 423

assess the overall distribution of the sample High-magnification images were acquired 424

at nominal magnifications of 110000x (010 nmpixel) and 67000x (016 nmpixel) The 425

images were acquired at a nominal under focus of -14microm to -08microm (110000x) and 426

electron doses of ~25 eAring2 427

For class averaging particles were identified at high magnification prior to 428

alignment and classification The individual particles were selected boxed out and 429

individual sub-images were combined into a stack to be processed using reference-free 430

classification Individual particles in the 67000x high magnification images were 431

selected using an automated picking protocol17 An initial round of alignments was 432

performed for each sample and from the alignment class averages that appeared to 433

contain recognizable particles were selected for additional rounds of alignment These 434

averages were used to estimate the percentage of particles that resembled single 435

trimers and oligomers A reference-free alignment strategy based on XMIPP processing 436

package was used for particle alignment and classification18 437

Kinetics of SARS-CoV-2 S binding to hACE2 receptor by BLI S-protein receptor 438

binding kinetics was determined by bio-layer interferometry (BLI) using an Octet QK384 439

system (Pall Forteacute Bio Fremont CA) Hist-tagged human ACE2 (2 μg mL-1) was 440

immobilized on nickel-charged Ni-NTA biosensor tips After baseline SARS-CoV-2 S 441

protein containing samples were 2-fold serially diluted over a range 47nM to 300 nM 442

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21

range were allowed to associate for 600 sec followed by dissociation for an additional 443

900 sec Data was analyzed with Octet software HT 1011 global curve fit 444

Specificity of SARS-CoV-2 S binding to hACE2 receptor by ELISA Ninety-six well 445

plates were coated with 100 μL SARS-CoV-2 spike protein (2 μg mL-1) overnight at 4degC 446

Plates were washed with phosphate buffered saline with 005 Tween (PBS-T) buffer 447

and blocked with TBS Startblock blocking buffer (ThermoFisher Scientific) Histidine-448

tagged hACE2 and hDPP4 receptors were 3-fold serially diluted (5-00001 μg mL-1) and 449

added to coated wells for 2 hours at room temperature The plates were washed with 450

PBS-T Optimally diluted horseradish peroxidase (HRP) conjugated anti-histidine was 451

added and color developed by addition of and 33rsquo55rsquo-tetramethylbenzidine peroxidase 452

substrate (TMB T0440-IL Sigma St Louis MO USA) Plates were read at an OD of 453

450 nm with a SpectraMax Plus plate reader (Molecular Devices Sunnyvale CA USA) 454

and data analyzed with SoftMax software EC50 values were calculated by 4-parameter 455

fitting using GraphPad Prism 705 software 456

Animal ethics statement The mouse immunogenicity studies were performed by 457

Noble Life Sciences (Sykeville MD) Noble Life Sciences is accredited by the 458

Association for Assessment and Accreditation of Laboratory Animal Care (AAALACC 459

International) All animal procedures were in accordance with NRC Guide for the Care 460

and Use of Laboratory Animals the Animal Welfare Act and the CDCNIH Biosafety in 461

Microbiological and Biomedical Laboratories The olive baboon (Papio cynocephalus 462

anubis) study was performed at the University of Oklahoma Health Science Center 463

(OUHSC) OUHSC is accredited by AAALACC International Baboons were maintained 464

and treated according to the Institutional Biosafety Committee guidelines Baboon 465

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22

experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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23

peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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24

(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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28

the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

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1 2 3 4 5 61

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on

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Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

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Anti-S IgG vs NeutralizationD

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g

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er

(Lo

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Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

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I

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oo

n-I

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(D

28)

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3

4

5

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ition

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C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 19: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

19

TERGITOL NP-9 with leupeptin S-proteins were extracted from the plasma membranes 397

with Tris buffer containing NP-9 detergent clarified by centrifugation at 10000 x g for 30 398

min S-proteins were purified by TMAE anion exchange and lentil lectin affinity 399

chromatography Hollow fiber tangential flow filtration was used to formulate the purified 400

spike protein at 100-150 μg mL-1 in 25 mM sodium phosphate (pH 72) 300 mM NaCl 401

002 (vv) polysorbate 80 (PS 80)26 Purified S-proteins were evaluated by 4-12 402

gradient SDS-PAGE stained with Gel-Code Blue reagent (Pierce Rockford IL) and 403

purity was determined by scanning densitometry using the OneDscan system (BD 404

Biosciences Rockville MD) 405

Dynamic light scattering (DLS) Samples were equilibrated at 25degC and scattering 406

intensity was monitored as a function of time in a Zetasizer NanoZS (Malvern UK) 407

Cumulants analysis of the scattered intensity autocorrelation function was performed 408

with instrument software to provide the z-average particle diameter and polydispersity 409

index (PDI) 410

Differential scanning calorimetry (DCS) Samples and corresponding buffers were 411

heated from 4degC to 120degC at 1degC per minute and the differential heat capacity change 412

was measured in a NanoDSC (TA Instruments New Castle DE) A separate buffer 413

scan was performed to obtain a baseline which was subtracted from the sample scan 414

to produce a baseline-corrected profile The temperature where the peak apex is 415

located is the transition temperature (Tmax) and the area under the peak provides the 416

enthalpy of transition (ΔHcal) 417

Transmission electron microscopy (TEM) and 2D class averaging Electron 418

microscopy was perform by NanoImaging Services (San Diego CA) with a FEI Tecani 419

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20

T12 electron microscope operated at 120keV equipped with a FEI Eagle 4k x 4k CCD 420

camera SARS-CoV-2 S proteins were diluted to 25 microg mL-1 in formulation buffer The 421

samples (3 microL) were applied to nitrocellulose-supported 400-mesh copper grids and 422

stained with uranyl format Images of each grid were acquired at multiple scales to 423

assess the overall distribution of the sample High-magnification images were acquired 424

at nominal magnifications of 110000x (010 nmpixel) and 67000x (016 nmpixel) The 425

images were acquired at a nominal under focus of -14microm to -08microm (110000x) and 426

electron doses of ~25 eAring2 427

For class averaging particles were identified at high magnification prior to 428

alignment and classification The individual particles were selected boxed out and 429

individual sub-images were combined into a stack to be processed using reference-free 430

classification Individual particles in the 67000x high magnification images were 431

selected using an automated picking protocol17 An initial round of alignments was 432

performed for each sample and from the alignment class averages that appeared to 433

contain recognizable particles were selected for additional rounds of alignment These 434

averages were used to estimate the percentage of particles that resembled single 435

trimers and oligomers A reference-free alignment strategy based on XMIPP processing 436

package was used for particle alignment and classification18 437

Kinetics of SARS-CoV-2 S binding to hACE2 receptor by BLI S-protein receptor 438

binding kinetics was determined by bio-layer interferometry (BLI) using an Octet QK384 439

system (Pall Forteacute Bio Fremont CA) Hist-tagged human ACE2 (2 μg mL-1) was 440

immobilized on nickel-charged Ni-NTA biosensor tips After baseline SARS-CoV-2 S 441

protein containing samples were 2-fold serially diluted over a range 47nM to 300 nM 442

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21

range were allowed to associate for 600 sec followed by dissociation for an additional 443

900 sec Data was analyzed with Octet software HT 1011 global curve fit 444

Specificity of SARS-CoV-2 S binding to hACE2 receptor by ELISA Ninety-six well 445

plates were coated with 100 μL SARS-CoV-2 spike protein (2 μg mL-1) overnight at 4degC 446

Plates were washed with phosphate buffered saline with 005 Tween (PBS-T) buffer 447

and blocked with TBS Startblock blocking buffer (ThermoFisher Scientific) Histidine-448

tagged hACE2 and hDPP4 receptors were 3-fold serially diluted (5-00001 μg mL-1) and 449

added to coated wells for 2 hours at room temperature The plates were washed with 450

PBS-T Optimally diluted horseradish peroxidase (HRP) conjugated anti-histidine was 451

added and color developed by addition of and 33rsquo55rsquo-tetramethylbenzidine peroxidase 452

substrate (TMB T0440-IL Sigma St Louis MO USA) Plates were read at an OD of 453

450 nm with a SpectraMax Plus plate reader (Molecular Devices Sunnyvale CA USA) 454

and data analyzed with SoftMax software EC50 values were calculated by 4-parameter 455

fitting using GraphPad Prism 705 software 456

Animal ethics statement The mouse immunogenicity studies were performed by 457

Noble Life Sciences (Sykeville MD) Noble Life Sciences is accredited by the 458

Association for Assessment and Accreditation of Laboratory Animal Care (AAALACC 459

International) All animal procedures were in accordance with NRC Guide for the Care 460

and Use of Laboratory Animals the Animal Welfare Act and the CDCNIH Biosafety in 461

Microbiological and Biomedical Laboratories The olive baboon (Papio cynocephalus 462

anubis) study was performed at the University of Oklahoma Health Science Center 463

(OUHSC) OUHSC is accredited by AAALACC International Baboons were maintained 464

and treated according to the Institutional Biosafety Committee guidelines Baboon 465

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22

experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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23

peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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24

(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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25

receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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26

Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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28

the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

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3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

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4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

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6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

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11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

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12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

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13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

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32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

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fh

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4+

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ell

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lls

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ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

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nvale

scen

t-Ig

G

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I

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2

3

4

5

6

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2

3

4

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ti-S

AR

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ec

ep

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ition

(50

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I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 20: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

20

T12 electron microscope operated at 120keV equipped with a FEI Eagle 4k x 4k CCD 420

camera SARS-CoV-2 S proteins were diluted to 25 microg mL-1 in formulation buffer The 421

samples (3 microL) were applied to nitrocellulose-supported 400-mesh copper grids and 422

stained with uranyl format Images of each grid were acquired at multiple scales to 423

assess the overall distribution of the sample High-magnification images were acquired 424

at nominal magnifications of 110000x (010 nmpixel) and 67000x (016 nmpixel) The 425

images were acquired at a nominal under focus of -14microm to -08microm (110000x) and 426

electron doses of ~25 eAring2 427

For class averaging particles were identified at high magnification prior to 428

alignment and classification The individual particles were selected boxed out and 429

individual sub-images were combined into a stack to be processed using reference-free 430

classification Individual particles in the 67000x high magnification images were 431

selected using an automated picking protocol17 An initial round of alignments was 432

performed for each sample and from the alignment class averages that appeared to 433

contain recognizable particles were selected for additional rounds of alignment These 434

averages were used to estimate the percentage of particles that resembled single 435

trimers and oligomers A reference-free alignment strategy based on XMIPP processing 436

package was used for particle alignment and classification18 437

Kinetics of SARS-CoV-2 S binding to hACE2 receptor by BLI S-protein receptor 438

binding kinetics was determined by bio-layer interferometry (BLI) using an Octet QK384 439

system (Pall Forteacute Bio Fremont CA) Hist-tagged human ACE2 (2 μg mL-1) was 440

immobilized on nickel-charged Ni-NTA biosensor tips After baseline SARS-CoV-2 S 441

protein containing samples were 2-fold serially diluted over a range 47nM to 300 nM 442

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21

range were allowed to associate for 600 sec followed by dissociation for an additional 443

900 sec Data was analyzed with Octet software HT 1011 global curve fit 444

Specificity of SARS-CoV-2 S binding to hACE2 receptor by ELISA Ninety-six well 445

plates were coated with 100 μL SARS-CoV-2 spike protein (2 μg mL-1) overnight at 4degC 446

Plates were washed with phosphate buffered saline with 005 Tween (PBS-T) buffer 447

and blocked with TBS Startblock blocking buffer (ThermoFisher Scientific) Histidine-448

tagged hACE2 and hDPP4 receptors were 3-fold serially diluted (5-00001 μg mL-1) and 449

added to coated wells for 2 hours at room temperature The plates were washed with 450

PBS-T Optimally diluted horseradish peroxidase (HRP) conjugated anti-histidine was 451

added and color developed by addition of and 33rsquo55rsquo-tetramethylbenzidine peroxidase 452

substrate (TMB T0440-IL Sigma St Louis MO USA) Plates were read at an OD of 453

450 nm with a SpectraMax Plus plate reader (Molecular Devices Sunnyvale CA USA) 454

and data analyzed with SoftMax software EC50 values were calculated by 4-parameter 455

fitting using GraphPad Prism 705 software 456

Animal ethics statement The mouse immunogenicity studies were performed by 457

Noble Life Sciences (Sykeville MD) Noble Life Sciences is accredited by the 458

Association for Assessment and Accreditation of Laboratory Animal Care (AAALACC 459

International) All animal procedures were in accordance with NRC Guide for the Care 460

and Use of Laboratory Animals the Animal Welfare Act and the CDCNIH Biosafety in 461

Microbiological and Biomedical Laboratories The olive baboon (Papio cynocephalus 462

anubis) study was performed at the University of Oklahoma Health Science Center 463

(OUHSC) OUHSC is accredited by AAALACC International Baboons were maintained 464

and treated according to the Institutional Biosafety Committee guidelines Baboon 465

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22

experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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23

peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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24

(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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25

receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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26

Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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28

the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

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32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

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+

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2

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IgG

(EC

50

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A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

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D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

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ike

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D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

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D 1 3

D 2 1

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O n e D o s e

N V X -C o V 2 3 7 3 ( g )

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00

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(2 1 -d a y s p o s t im m u n iz a tio n )

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T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

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747

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L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

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0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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Figure 6 787

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(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

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10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 21: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

21

range were allowed to associate for 600 sec followed by dissociation for an additional 443

900 sec Data was analyzed with Octet software HT 1011 global curve fit 444

Specificity of SARS-CoV-2 S binding to hACE2 receptor by ELISA Ninety-six well 445

plates were coated with 100 μL SARS-CoV-2 spike protein (2 μg mL-1) overnight at 4degC 446

Plates were washed with phosphate buffered saline with 005 Tween (PBS-T) buffer 447

and blocked with TBS Startblock blocking buffer (ThermoFisher Scientific) Histidine-448

tagged hACE2 and hDPP4 receptors were 3-fold serially diluted (5-00001 μg mL-1) and 449

added to coated wells for 2 hours at room temperature The plates were washed with 450

PBS-T Optimally diluted horseradish peroxidase (HRP) conjugated anti-histidine was 451

added and color developed by addition of and 33rsquo55rsquo-tetramethylbenzidine peroxidase 452

substrate (TMB T0440-IL Sigma St Louis MO USA) Plates were read at an OD of 453

450 nm with a SpectraMax Plus plate reader (Molecular Devices Sunnyvale CA USA) 454

and data analyzed with SoftMax software EC50 values were calculated by 4-parameter 455

fitting using GraphPad Prism 705 software 456

Animal ethics statement The mouse immunogenicity studies were performed by 457

Noble Life Sciences (Sykeville MD) Noble Life Sciences is accredited by the 458

Association for Assessment and Accreditation of Laboratory Animal Care (AAALACC 459

International) All animal procedures were in accordance with NRC Guide for the Care 460

and Use of Laboratory Animals the Animal Welfare Act and the CDCNIH Biosafety in 461

Microbiological and Biomedical Laboratories The olive baboon (Papio cynocephalus 462

anubis) study was performed at the University of Oklahoma Health Science Center 463

(OUHSC) OUHSC is accredited by AAALACC International Baboons were maintained 464

and treated according to the Institutional Biosafety Committee guidelines Baboon 465

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22

experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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23

peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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24

(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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25

receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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26

Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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28

the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

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32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

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2

3

4

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6

An

ti--

SA

RS

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V-2

Sp

ike

Ig

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(EC

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g1

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A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

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+

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+

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+

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+

0 1

+

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+

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+

0

0

1

2

3

4

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CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

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1 0

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0 0 1

+

0 1

+

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+

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+

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0 1

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2

3

4

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AR

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oV

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eu

tra

liz

ing

An

tib

od

y (

CP

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00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

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2

3

4

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ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

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T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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Figure 6 787

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1 0

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ell

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788

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N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

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44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 22: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

22

experiments were approved by the Institutional Animal Care and Use Committee 466

(IACUC) and the Institutional Biosafety Committee of OUHSC Studies were conducted 467

in accordance with the National Institutes of Health Guide for Care and Use of 468

Laboratory Animals (NIH publication 8023 Revised 1978) 469

Mouse study designs Female BALBc mice (7-9 weeks old 17-22 grams N = 10 per 470

group) were immunized by intramuscular (IM) injection with a single dose (study day 14) 471

or two doses spaced 14-days apart (study day 0 and 14) containing a dose range (001 472

01 10 or 10 μg) of NVX-CoV2373 with 5 μg saponin-based Matrix-Mtrade adjuvant 473

(Novavax AB Uppsala SE) A separate group (n =10) received two doses of 10 μg 474

NVX-CoV2373 without adjuvant A placebo group served as a non-immunized control 475

Serum was collected for analysis on study days -1 13 21 and 28 Vaccinated and 476

control animals were intranasally challenged with SARS-CoV-2 42-days following one or 477

two immunizations (study day 56) 478

To assess the T cell response mediated by Matrix-M adjuvant groups of female 479

BALBc mice (N = 6 per group) were immunized IM with 10 μg NVX-CoV2373 with and 480

without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days apart Spleens were 481

collected 7-days after the second immunization (study day 28) A non-vaccinated group 482

(N = 3) served as a control 483

Baboon study design Ten adult baboons (10-16 years of age) were randomized into 4 484

groups of 2-3group and immunized by IM injection with 1 5 or 25 μg NVX-CoV2373 485

with 50 μg Matrix-M adjuvant A separate group was immunized with 25 μg NVX-486

CoV2373 without adjuvant Animals were vaccinated with 2-doses spaced 21-days 487

apart Serum was collected on study days 0 21 28 and 35 For T cell analysis 488

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23

peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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24

(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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25

receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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26

Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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28

the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

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32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

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ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

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A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

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+

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An

ti--

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ike

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A n ti-S A R S -C o V -2 S Ig G

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D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

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+

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+

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+

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+

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0

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2

3

4

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2 5

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hib

itio

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ite

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(IC

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10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

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O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

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eu

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y (

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00

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S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

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+

0 1

+

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+

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+

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2

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ng

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us

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ad

(To

tal

pfu

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T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

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0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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Figure 6 787

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(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

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C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 23: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

23

peripheral blood mononuclear cells (PBMCs) were collected 7-days after the second 489

immunization (study day 28) Subsequent to the start of the study one animal tested 490

positive for STLV and was therefore dropped from the study 491

SARS-CoV-2 challenge in mice Mice were transduced intranasally with 25 x 108 pfu 492

AdCMVhACE2 (VVC-McCray-7580 University of Iowa Vector Core) 38-days after the 493

second vaccination At four days post infection mice were anaesthetized by 494

intraperitoneal injection 50 μL of a mix of xylazine (038 mgmouse) and ketamine (13 495

mgmouse) diluted in phosphate buffered saline (PBS) Mice were intranasally 496

inoculated with 15 x 105 pfu of SARS-CoV-2 in 50 μL divided between nares 497

Challenged mice were weighed on day of infection and daily for up to 7 days post 498

infection At days 4- and 7-days post infection 5 mice were sacrificed from each 499

vaccination and control group and lungs were harvested to determine for titer by a 500

plaque assay and prepared for histological scoring 501

SARS-CoV-2 plaque assay SARS-CoV-2 lung titers were quantified by homogenizing 502

harvested lungs in PBS (Quality Biological Inc) using 10 mm glass beads (Sigma 503

Aldrich) and a Beadruptor (Omini International Inc) Homogenates were added to Vero 504

E6 near confluent cultures and SARS-CoV-2 virus titers determined by counting plaque 505

forming units (pfu) using a 6-point dilution curve 506

Anti-SARS-CoV-2 spike IgG by ELISA An ELISA was used to determine anti-SARS-507

CoV-2 S IgG titers Briefly 96 well microtiter plates (ThermoFischer Scientific 508

Rochester NY USA) were coated with 10 microg mL-1 of SARS-CoV-2 spike protein 509

Plates were washed with PBS-T and blocked with TBS Startblock blocking buffer 510

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24

(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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25

receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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26

Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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28

the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

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32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

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2

3

4

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6

An

ti--

SA

RS

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V-2

Sp

ike

Ig

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(EC

50

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g1

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A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

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0 0 1

+

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+

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+

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+

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+

0 1

+

1

+

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+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

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1 0

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0 0 1

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+

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+

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+

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2

3

4

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AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

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00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

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+

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+

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+

0 1

+

1

+

1 0

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2

3

4

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ng

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us

Lo

ad

(To

tal

pfu

lo

g1

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T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

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0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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Figure 6 787

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+

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2

3

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ell

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1

06

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788

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(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

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1 0

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p lt 0 0 0 0 1

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1 0

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p lt 0 0 0 0 1

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791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

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+

2 5

+

2 5

-

1

+

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+

2 5

+

1

2

3

4

5

6

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ti-S

AR

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oV

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(EC

50

lo

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L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

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1

+

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+

2 5

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2 5

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2 5

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2 5

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+

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+

2 5

+

2 5

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1

+

5

+

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+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

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ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

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+

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+

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An

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od

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ter (

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S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

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822

2 5

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+

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tin

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06 (

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IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

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2 5

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+

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CD

4+

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ell

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6

IF N -+

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N V X -C o V 2 3 7 3 ( g )

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+

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6 0 0 0

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-2+

CD

4+

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ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

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+

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+

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+

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1 0 0 0

2 0 0 0

3 0 0 0

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F-

+ C

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+ T

Ce

lls

1

06

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os

itiv

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10

6

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1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 24: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

24

(ThermoFisher Scientific) Mouse baboon or human serum samples were serially 511

diluted (10-2 to 10-8) and added to the blocked plates before incubation at room 512

temperature for 2 hours Following incubation plates were washed with PBS-T and 513

HRP-conjugated goat anti-mouse IgG or goat anti-human IgG (Southern Biotech 514

Birmingham AL USA) added for 1 hour Plates were washed with PBS-T and 33rsquo55rsquo-515

tetramethylbenzidine peroxidase substrate (TMB T0440-IL Sigma St Louis MO USA) 516

was added Reactions were stopped with TMB stop solution (ScyTek Laboratories Inc 517

Logan UT) Plates were read at OD 450 nm with a SpectraMax Plus plate reader 518

(Molecular Devices Sunnyvale CA USA) and data analyzed with SoftMax software 519

EC50 values were calculated by 4-parameter fitting using SoftMax Pro 651 GxP 520

software Individual animal anti-SARS-CoV-2 S IgG titers and group geometric mean 521

titers (GMT) and 95 confidence interval (plusmn 95 CI) were plotted GraphPad Prism 705 522

software 523

ACE2 receptor blocking antibodies ACE2 receptor blocking antibodies were 524

determined by ELISA Ninety-six well plates were coated with 10 μg mL-1 SARS-CoV-2 525

S protein overnight at 4degC Serially diluted serum from groups of immunized mice 526

baboons or humans were and added to coated wells and incubated for 2 hours at room 527

temperature After washing 30 ng mL-1 of histidine-tagged hACE or hDPP4 was added 528

to wells for 1 hour at room temperature HRP-conjugated anti-histidine IgG was added 529

followed by washing prior to addition of TMB substrate Plates were read at OD 450 nm 530

with a SpectraMax plus plate reader (Molecular Devices Sunnyvale CA USA) and 531

data analyzed with SoftMax software Serum dilution resulting in a 50 inhibition of 532

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25

receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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26

Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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28

the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

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12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

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31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

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2

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Neu

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Tit

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Tit

er

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Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 25: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

25

receptor binding was used to calculate titer determined using 4-parameter fitting with 533

GraphPad Prism 705 software 534

SARS-CoV-2 neutralization assay SARS-CoV-2 was handled in a select agent 535

ABSL3 facility at the University of Maryland School of Medicine Mouse or baboon sera 536

were diluted 120 in Vero E6 cell growth media and further diluted 12 to 140960 537

SARS-CoV-2 (MOI of 001 pfu per cell) was added and the mixture incubated for 60 min 538

at 37degC Vero E6 media was used as negative control The inhibitory capacity of each 539

serum dilution was assessed for cytopathic effect (CPE) The endpoint titer was 540

reported as the dilution that blocked 100 of CPE at 3 days post infection 541

ELISPOT assay Murine IFN-γ and IL-5 ELISPOT assays were performed following 542

manufacturerrsquos procedures for mouse IFN-γ and IL-5 ELISPOT kit (Mabtech Cincinnati 543

OH) Briefly 3 x 105 splenocytes in a volume of 200 microL were stimulated with NVX-544

CoV2373 protein or peptide pools (PP) of 15-mer peptides with 11 overlapping amino 545

acids covering the entire spike protein sequence (JPT Berlin Germany) in plates that 546

were pre-coated with anti-IFN-γ or anti-IL-5 antibodies Each stimulation condition was 547

carried out in triplicate Assay plates were incubated overnight at 37ordmC in a 5 CO2 548

incubator and developed using BD ELISPOT AEC substrate set (BD Biosciences San 549

Diego CA) Spots were counted and analyzed using an ELISPOT reader and 550

Immunospot software (Cellular Technology Ltd Shaker Heights OH) The number of 551

IFN-γ or IL-5 secreting cells was obtained by subtracting the background number in the 552

medium controls Data shown in the graph are the average of triplicate wells 553

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26

Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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28

the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

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32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 26: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

26

Similarly Baboon IFN-γ and IL-4 assays were carried out using NHP IFN-γ and Human 554

IL-4 assay kit from Mabtech using PBMC collected at day 7 following the second 555

immunization (day 28) 556

Surface and intracellular cytokine staining For surface staining murine splenocytes 557

were first incubated with an anti-CD1632 antibody to block the Fc receptor To 558

characterize T follicular helper cells (Tfh) splenocytes were incubated with the following 559

antibodies or dye BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 FITC-560

conjugated anti-CD8 Percp-cy55-conjugated anti-CXCR5 APC-conjugated anti-PD-1 561

Alexa Fluor 700-conjugated anti-CD19 PE-conjugated anti-CD49b (BD Biosciences 562

San Jose CA) and the yellow LIVEDEADreg dye (Life Technologies NY) To 563

stain germinal center (GC) B cells splenocytes were labeled with FITC-conjugated anti-564

CD3 PerCP-Cy55-conjugated anti-B220 APC-conjugated anti-CD19 PE-cy7-565

conjugated anti-CD95 and BV421-conjugated anti-GL7 (BD Biosciences) and the 566

yellow LIVEDEADreg dye (Life Technologies NY) 567

For intracellular cytokine staining (ICCS) of murine splenocytes cells were cultured 568

in a 96-well U-bottom plate at 2 times 106 cells per well The cells were stimulated with 569

NVX-CoV2373 or pools of a 15-mer peptide pool (PP) as described above (JPT Berlin 570

Germany) The plate was incubated 6 h at 37degC in the presence of BD GolgiPlugtrade and 571

BD GolgiStoptrade (BD Biosciences) Cells were labeled with murine antibodies against 572

CD3 (BV650) CD4 (APC-H7) CD8 (FITC) CD44 (Alexa Fluor 700) and CD62L (PE) 573

(BD Pharmingen CA) and the yellow LIVEDEADreg dye After fixation with 574

CytofixCytoperm (BD Biosciences) cells were incubated with PerCP-Cy55-conjugated 575

anti-IFN-γ BV421-conjugated anti-IL-2 PE-cy7-conjugated anti-TNF-α and APC-576

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27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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28

the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

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1 0

-

0 0 1

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0 1

+

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+

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+

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+

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AR

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eu

tra

liz

ing

An

tib

od

y (

CP

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00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

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+

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+

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+

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+

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+

1

2

3

4

5

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ng

Vir

us

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ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

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39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

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44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 27: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

27

conjugated anti-IL-4 (BD Biosciences) All stained samples were acquired using a LSR-577

Fortessa flow cytometer (Becton Dickinson San Jose CA) and the data were analyzed 578

with FlowJo software version Xv10 (Tree Star Inc Ashland OR) 579

For ICCS baboon PBMCs were collected 7 days after the second immunization (day 580

28) and stimulated as described above with NVX-CoV2373 Cells were labelled with 581

humanNHP antibodies BV650-conjugated anti-CD3 APC-H7-conjugated anti-CD4 582

APC-conjugated anti-CD8 BV421-conjugated anti-IL-2 PerCP-Cy55-conjugated anti-583

IFN-γ PE-cy7-conjugated anti-TNF-α (BD Biosciences) and the yellow 584

LIVEDEADreg dye 585

Histopathology Mice were euthanized at 4- and 7-days following SARS-CoV-2 586

challenge The lungs were fixed with 10 formalin and sections were stained with HampE 587

for histological examination Slides were examined in a blinded fashion for total 588

inflammation periarteriolar and peribronchiolar inflammation and epithelial cell 589

denuding 590

COVID-19 convalescent serum Convalescent serum samples were provided by Dr 591

Pedro A Piedra (Baylor College of Medicine Houston TX USA) Samples were 592

collected from COVID-19 patients 18-79 years of age 4-6 weeks after testing positive for 593

SARS CoV-2 Symptoms ranged from asymptomaic mild to moderate symptoms to 594

severe symptoms requiring hospitalization Sera were analyzed for anti-SARS-CoV-2 S 595

IgG and hACE2 receptor inhibiting antibody levels 596

Statistical analysis Statistical analyses were performed with GraphPad Prism 705 597

software (La Jolla CA) Serum antibody titers were plotted for individual animals and 598

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28

the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

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32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

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+

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2

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4

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6

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AR

S-C

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IgG

(EC

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A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

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D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

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ike

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D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

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N V X -C o V 2 3 7 3 ( g )

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00

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(2 1 -d a y s p o s t im m u n iz a tio n )

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T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

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747

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(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

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0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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Figure 6 787

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(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

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T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 28: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

28

the geometric mean titer (GMT) and 95 confidence interval (95 CI) or the means plusmn 599

SEM as indicated in the figure T-test was used to determine differences between 600

paired groups Weight change between immunized and placebo groups was determined 601

for each day using a t-test P-values le005 were considered as statistically significant 602

603

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29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 29: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

29

References 604

1 Xu J et al Systematic Comparison of Two Animal-to-Human Transmitted Human 605 Coronaviruses SARS-CoV-2 and SARS-CoV Viruses 12 244 (2020) doi 606 103390v1202024 607

2 Lai CC Shih TP Ko WC Tang HJ Hsueh PR Severe acute respiratory syndrome 608 coronavirus 2 (SARS-CoV-2) and coronavirus disease-2019 (COVID-19) The 609 epidemic and the challenges Int J Antimicrob Agents 17 105924 (2020) doi 610 101016jijantimicag2020105924 611

3 Huang R Liu M Ding Y Spatial-temporal distribution of COVID-19 in China and its 612 prediction A data-driven modeling analysis J Infect Dev Ctries 14 246-253 613

(2020) doi 103855jidc12585 614

4 Corey L Mascola JR Fauci AS Collins FS A strategic approach to COVID-19 615

vaccine RampD Science 368 948-950 (2020) doi 101126scienceabc5312 616

5 Walls AC et al Tectonic conformational changes of a coronavirus spike 617 glycoprotein promote membrane fusion Proc Natl Acad Sci U S A 114 11157-618

11162 (2017) doi 101073pnas1708727114 619

6 Ding Y et al The clinical pathology of severe acute respiratory syndrome (SARS) 620

a report from China httpwwwJ Pathol 200 282-289 (2003) doi 621 101002path1440 622

7 Tang XC et al Identification of human neutralizing antibodies against MERS-CoV 623 and their role in virus adaptive evolution Proc Natl Acad Sci U S A 111 E2018-624

2026 (2014) doi 101073pnas1402074111 625

8 Li F et al Structure Function and Evolution of Coronavirus Spike Proteins Annu 626

Rev Virol 3 237-261 (2016) doi 101146annurev-virology-110615-042301 627

9 Bosch BJ van der Zee R de Haan CA Rottier PJ The coronavirus spike protein is 628 a class I virus fusion protein structural and functional characterization of the fusion 629

core complex J Virol 77 8801-8811 (2003) doi 101128jvi77168801-630 88112003 631

10 Coutard B Valle C de Lamballerie X Canard B Seidah NG Decroly E The spike 632 glycoprotein of the new coronavirus 2019-nCoV contains a furin-like cleavage site 633

absent in CoV of the same clade Antiviral Res 176 04742 (2020) doi 634 101016jantiviral2020104742 635

11 Pallesen J et al Immunogenicity and structures of a rationally designed prefusion 636 MERS-CoV spike antigen Proc Natl Acad Sci U S A 2017 114 E7348-E7357 637 doi 101073pnas1707304114 638

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

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32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

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39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

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1

+

5

+

2 5

+

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+

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+

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+

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1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

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+

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+

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+

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+

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+

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-

1

+

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+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

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+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 30: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

30

12 Walls AC Park YJ Tortorici MA Wall A McGuire AT Veesler D Structure 639 Function and Antigenicity of the SARS-CoV-2 Spike Glycoprotein Cell 181 281-640

292 (2020) httpsdoiorg101016jcell202002058 641

13 Raj VS et al Dipeptidyl peptidase 4 is a functional receptor for the emerging 642 human coronavirus-EMC Nature 495 251-254 (2013) doi 101038nature12005 643

14 Millet JK Whittaker GR Host cell entry of Middle East respiratory syndrome 644 coronavirus after two-step furin-mediated activation of the spike protein Proc Natl 645

Acad Sci U S A 111 15214-9 (2014) doi 101073pnas1407087111 646

15 Belouzard S Chu VC Whittaker GR Activation of the SARS coronavirus spike 647 protein via sequential proteolytic cleavage at two distinct sites Proc Natl Acad Sci 648

U S A 106 5871-5876 (2009) doi 101073pnas0809524106 649

16 Li W et al Angiotensin-converting enzyme 2 is a functional receptor for the SARS 650

coronavirus Nature 426 450-454 (2003) doi 101038nature02145 651

17 Lander GC et al Appion an integrated database-driven pipeline to facilitate EM 652

image processing J Struct Biol 166 95-102 (2009) 653

18 Sorzano CO et al XMIPP a new generation of an open-source image processing 654

package for electron microscopy J Struct Biol 148 194-204 (2004) 655

19 Wrapp D et al Cryo-EM structure of the 2019-nCoV spike in the prefusion 656

conformation Science 367 1260-1263 (2020) doi 101126scienceabb2507 657

20 Ou X et al Characterization of spike glycoprotein of SARS-CoV-2 on virus entry 658

and its immune cross-reactivity with SARS-CoV Nat Commun 11 1620 (2020) 659 doi 101038s41467-020-15562-9 660

21 Shinde V et al Improved Titers against Influenza Drift Variants with a Nanoparticle 661 Vaccine N Engl J Med 378 2346-2348 (2018) doi 101056NEJMc1803554 662

22 Fries L et al A Randomized Blinded Dose-Ranging Trial of an Ebola Virus 663 Glycoprotein (EBOV GP) Nanoparticle Vaccine with Matrix-Mtrade Adjuvant in 664 Healthy Adults J Infect Dis jiz518 (2019) httpsdoiorg101093infdisjiz518 665

23 Liu L et al Anti-spike IgG causes severe acute lung injury by skewing macrophage 666

responses during acute SARS-CoV infection JCI Insight 4 e123158 (2019) doi 667 101172jciinsight123158 668

24 Gralinski LE et al Complement Activation Contributes to Severe Acute Respiratory 669

Syndrome Coronavirus Pathogenesis mBio 9 e01753 (2018) doi 670 101128mBio01753-18 671

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

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32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 31: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

31

25 Liu YV et al Chimeric severe acute respiratory syndrome coronavirus (SARS-CoV) 672 S glycoprotein and influenza matrix 1 efficiently form virus-like particles (VLPs) that 673

protect mice against challenge with SARS-CoV Vaccine 29 6606-6613 (2011) 674 doi 101016jvaccine201106111 675

26 Coleman CM et al Purified coronavirus spike protein nanoparticles induce 676

coronavirus neutralizing antibodies in mice Vaccine 32 3169-3174 (2014) doi 677 101016jvaccine201404016 678

27 Coleman CM et al MERS-CoV spike nanoparticles protect mice from MERS-CoV 679

infection Vaccine 35 1586-1589 (2017) doi 101016jvaccine201702012 680

681

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32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

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44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 32: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

32

End Notes 682

Funding Support of this work was provided by Novavax Inc The funder participated in 683

the study design data collection and analysis decision to publish and preparation of 684

the manuscript 685

Declaration of competing interest Authors JHT NP HZ ADP JN MGX BZ KJ 686

SM RK MW WM SKS SE MJM SB CJW LF KLB LS GG LE and GS are current 687

or past employees of Novavax Inc a for-profit organization and these authors own 688

stock or hold stock options These interests do not alter the authorsrsquo adherence to 689

policies on sharing data and materials MBF RH SW JL HH PAP and JP declare no 690

competing interests 691

Authorsrsquo contributions GS GG JHT NP RH HZ MGX ADP MJM MBF and LE 692

contributed to conceptualization of experiments generation of data and analysis and 693

interpretation of the results JHT RH NP SW HH JL JN BZ KJ SM RK MW WM 694

SKS BE SB CJW HZ performed experiments ADP MGX JP coordinated projects 695

MBF ADP MJM LF PAP KLB LS GG GS LE contributed to drafting and making 696

critical revisions with the help of others 697

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33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

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39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

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44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 33: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

33

Figure 1 698

699

700

Fig 1 SARS-CoV-2 spike glycoprotein constructs (A) Linear diagram of the full-701

length SARS-CoV-2 spike (S) protein showing the S1 and S2 subunits Structural 702

elements include a cleavable signal sequence (SS white) N-terminal domain (NTD 703

blue) receptor binding domain (RBD green) subdomains 1 and 2 (SD1SD2 light 704

blue) fusion peptide (FP red) heptad repeat 1 (HR1 yellow) central helix (CH brown) 705

heptad repeat 2 (HR2 purple) transmembrane domain (TM black) and cytoplasmic tail 706

(CT white) The native furin cleavage site was mutated (RRARrarrQQAQ) to be protease 707

resistant to generate the full-length BV2365 variant The BV2365 was further stabilized 708

WT NSPRRARSVAS

3Q NSPQQAQSVAS

RBDNTD SD1SD2

S1S2 cleavage site

682-QQAQ-685

mutation

S2 cleavage

site

HR1 12731 TMHR2CH

2P mutation

K986PV987P

WT SRLDKVEAEV

2P SRLDPPEAEV

NVX-CoV2373

S1 S2A

SS

FP

CT

BV2365WT NVX-CoV

2373

250

kDa

150

10075

50

37

2515

10

B

PS80

S trimer

S1

S2

S trimer

HR2

C

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34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 34: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

34

by introducing two proline (2P) substitutions at positions K986P and V987P to produce 709

the double mutant NVX-CoV2373 (B) Representative reduced SDS-PAGE gel of 710

purified full-length wild-type (WT) BV2365 and NVX-CoV2373 (C) Transmission 711

electron microscopy and 2D class averaging of NVX-CoV2373 Representative class 712

averages of NVX-CoV2373 S-trimers showing well-defined triangle shaped particles 713

with a length of 15 nm and a width of 128 nm (upper left) The S1 apical surface with 714

the N-terminal receptor and receptor-binding domain (NTDRBD) is indicated by green 715

arrows Faint protrusions (orange arrow) extending from the tip of the trimers were 716

evident and appear to correspond to the S2 HR2 domain (upper right) Class average 717

images showing a good fit of NVX-CoV2373 S-trimer with cryoEM solved structure of 718

the SARS-CoV-2 trimeric spike protein ectodomain (EMD ID 21374) overlaid on the 2D 719

image (lower left) 2D class averaging using a larger box sized showing 2D class 720

average image with the less well-defined HR2 (orange arrow) anchoring the S-trimer to 721

polysorbate 80 (PS80) micelle by the C-terminal TM (lower right) 722

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35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

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44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 35: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

35

Figure 2 723

724

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm

IC 5 0 (n g m L- 1

)

h A C E 2 3 8

h D P P 4 gt 5 0 0 0

h D P P 4

h A C E 2

W T S A R S -C o V -2 SD

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)

A4

50

nm IC 5 0 (n g m L

- 1 )

h A C E 2 3 6

h D P P 4 gt 5 0 0 0

h A C E 2

h D P P 4

B V 2 3 6 5E

0 0 0 0 10 0 110

1

2

3

4

h A C E 2 o r h D P P 4 ( g m L-1

)A

45

0n

m

h A C E 2

h D P P 4

IC 5 0 (n g m L- 1

)

h A C E 2 1 8

h D P P 4 gt 5 0 0 0

N V X -C o V 2 3 7 3F

725

300nM

375nM

150nM

75nM

188nM94nM47nM

WT SARS-CoV-2 S

Time (S)

A

nm

300nM

375nM

150nM

75nM

188nM

94nM47nM

BV2365B

Time (S)

nm

47nM

300nM

150nM

75nM

375nM

188nM

94nM

NVX-CoV2373C

Time (S)

nm

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36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

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44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 36: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

36

Fig 2 Kinetics and specificity of SARS-CoV-2 S protein binding to hACE2 726

receptor determined by bio-layer interferometry (BLI) and ELISA BLI sensorgram 727

showing the binding of (A) wild-type (WT) (B) BV2365 and (C) NVX-CoV2373 spike 728

proteins to histidine-tagged hACE2 receptor immobilized on a Ni-NTA biosensor tip 729

Data are shown as colored lines at different concentrations of spike protein Red lines 730

are the best fit of the data (D) WT-SARS-CoV-2 S (E) BV2365 and (F) NVX-CoV2373 731

demonstrated by binding to hACE2 receptor but failing to bind hDPP-4 as determined 732

by ELISA 733

734

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37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

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39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

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44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 37: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

37

Figure 3 735

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 1 2 0 0

N V X -C o V 2 3 7 3 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 8 3

p H 4 4 8 h r 1 4 0

A g ita t io n 4 8 h r 1 7 8

3 7o

C 4 8 h r 1 5 6

2 X fre e z e th a w 1 4 7

2 5o

C c o n tro l 1 4 9

2 -8o

C c o n tro l 1 5 6

A

0 0 0 0 10 0 11

0

1

2

3

4

h A C E 2 ( g m L- 1

)

A4

50

nm

o x id a tio n 4 8 h r 5 8 7

B V 2 3 6 5 B in d in g to h A C E 2

U n d e r S tre s s C o n d it io n s

IC 5 0 (n g m L-1

)

a n tib o d y c o n tro l

p H 9 4 8 h r 1 4 3 4

p H 4 4 8 h r 7 8 9

a g ita t io n 4 8 h r 8 3 0

3 7o

C 4 8 h r 8 4 8

2 X fre e z e th a w 6 5 5

2 5o

C c o n tro l 9 4 5

2 -8o

C c o n tro l 5 6 8

B

736

Fig 3 Stability of SARS-CoV-2 variants under stress conditions The hACE2 737

receptor binding ELISA method was used to assess the structural integrity of BV2365 738

and NVXCoV2373 under stressed conditions (A) NVXCoV2373 and (B) BV2365 were 739

exposed to repeat freeze-thaw cycles pH extremes agitation elevated temperatures 740

and oxidation for extended periods as indicated Treated samples were immobilized on 741

96-well plates then incubated with serially diluted (2- 00001μg mL-1) histidine-tagged 742

hACE2 Bound receptor was detected with HRP-conjugated rabbit anti-histidine IgG 743

744

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38

Figure 4 745

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

pik

e

IgG

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

T w o D o s e s

D a y 2 8

D a y 1 3

D a y 2 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

0 0 1

+

0 1

+

1

+

1 0

+

0

-

1

2

3

4

5

6

An

ti--

SA

RS

-Co

V-2

Sp

ike

Ig

G

(EC

50

lo

g1

0)

L O D

A n ti-S A R S -C o V -2 S Ig G

D a y 2 8

D a y 1 3

D a y 2 1O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

0

1

2

3

4

hA

CE

2 5

0

In

hib

itio

n T

ite

r

(IC

50

log

10)

h A C E 2 R e c e p to r B lo c k in g A n tib o d y

L O D

D 1 3

D 2 1

T w o D o s e s

D 2 8

O n e D o s e

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

0

-

0

1

2

3

4

5S

AR

S-C

oV

-2 N

eu

tra

liz

ing

An

tib

od

y (

CP

E1

00

log

10)

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

T w o D o s e s

N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

C

747

0 1 0

-

0 0 1

+

0 1

+

1

+

1 0

+

0 0 1

+

0 1

+

1

+

1 0

+

1

2

3

4

5

Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

0)

T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

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39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

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44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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38

Figure 4 745

1 0

-

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+

0 1

+

1

+

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+

0

-

1

2

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4

5

6

An

ti-S

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e

IgG

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ti--

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RS

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V-2

Sp

ike

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(EC

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N V X -C o V 2 3 7 3 ( g )

M a tr ix -M746

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+

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0

1

2

3

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CE

2 5

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In

hib

itio

n T

ite

r

(IC

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log

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L O D

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D 2 1

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eu

tra

liz

ing

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od

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CP

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log

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S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

(2 1 -d a y s p o s t im m u n iz a tio n )

L O D

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N V X -C o V 2 3 7 3 ( g )

M a tr ix M

O n e D o s e

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747

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+

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+

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+

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+

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+

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+

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2

3

4

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Lu

ng

Vir

us

Lo

ad

(To

tal

pfu

lo

g1

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T w o D o s e s O n e D o s e

L u n g V iru s L o a d

(4 -d a y s p o s t c h a lle n g e )

D

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

L O D

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix -M

1 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

W e ig h t C h a n g e

O n e D o s e

E

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

748

749

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39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

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41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

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44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

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46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

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48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 39: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

39

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

0 0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

0 1 g N V X -C o V 2 3 7 3 + M a tr ix M

1 g N V X -C o V 2 3 7 3 + M a tr ix M

P la c e b o

F

W e ig h t C h a n g e

T w o D o s e s

0 1 2 3 4 5 6 77 0

8 0

9 0

1 0 0

1 1 0

D a y s P o s t In fe c tio n

Bo

dy

We

igh

t (

Ch

an

ge

)

1 0 g N V X -C o V 2 3 7 3

1 0 g N V X -C o V 2 3 7 3 + M a tr ix -M

P la c e b o

G W e ig h t C h a n g e

T w o D o s e s

750

Fig 4 Immunogenicity of NVX-CoV2373 vaccine and protection against SARS-751

CoV-2 infection in mice Groups of mice (N =10 per group) were immunized with a 752

single priming dose (study day 14) or a primeboost spaced 14 days apart (study day 0 753

and 14) over a low dose range (001-10 μg) NVX-CoV2373 with Matrix-M adjuvant (5 754

μg) (A) Anti-SARS-CoV-2 S IgG results are plotted as the geometric mean titer (GMT 755

and 95 CI) (B) Human ACE2 receptor blocking antibodies in pooled serum (N = 756

10group) (C) SARS-CoV-2 virus neutralizing antibody titers in pooled serum (N = 757

10group) Six weeks following the booster immunization (study day 52) mice were 758

transduced intranasally with 25x108 pfu AdCMVhACE2 At 4-days post infection mice 759

were intranasally challenged with 15x105 pfu of SARS-CoV-2 Animals were monitored 760

daily for up to 7-days post infection (D) Infectious virus load in lung homogenates at 4-761

days post SARS-CoV-2 challenge Bars represent the mean titers (N = 5 per group) (E 762

F G) Weight change following nasal challenge with SARS-CoV-2 Results are plotted 763

as the mean plusmn SD (N = 5-10time point) Data plotted as the mean plusmn SD T-test was 764

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40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

Page 40: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

40

used to compare differences in weight change of vaccinated groups to the non-765

vaccinated placebo control group p le 005 p le 0001 p le 00001 p le 0000001 766

Limit of detection (LOD) 767

768

769

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

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47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 41: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

41

Figure 5 770

771

Fig 5 Representative histopathology of lungs from NVX-CoV2373 vaccinated 772

and AdCMVhACE2 transduced mice challenged with SARS-CoV-2 Groups of 773

mice were vaccinated with NVX-CoV2373 with Matrix-M adjuvant with 2-doses spaced 774

14 days apart Mice were intranasally infected with AdCMVhACE2 31-days following 775

the first immunization On study day 56 mice were challenged with 1 x 105 pfumouse 776

of SARS-CoV-2 (WA1 strain) Lungs were collected 4- and 7-days post infection 777

Representative placebo control animal at 4-days post infection showing denuding of 778

bronchial epithelium with marked thickening of the alveolar septa surrounded by a 779

mixed inflammatory cells Diffuse periarteriolar cuffing throughout the lung consisting of 780

a neutrophils and macrophages At 7-days post infection peribronchiolar inflammation 781

and periarteriolar cuffing was markedly increased Lungs from NVX-CoV2373 782

vaccinated animals had little or no epithelial cell sloughing or infection within large and 783

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

Bronchial

Vascular

Alveoli

4 Days Post Infection

Placebo 10 μg NVX-CoV2373

+ 5 μg Matrix-M

7 Days Post Infection

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42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

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49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

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50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

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Page 42: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

42

small bronchi at day 4 and 7 post infection There was no evidence of exacerbated lung 784

inflammation in NVX-CoV2373 immunized animals 785

786

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43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

Page 43: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

43

Figure 6 787

1 0

-

1 0

+

C o n tro l1

2

3

4

IFN

- S

ec

re

tin

g C

ell

s

1

06

(lo

g1

0)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

A

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IFN

-+

CD

4+

T c

ell

s

10

6 (

log

10)

B IF N -+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

TN

F-

+ C

D4

+ T

Ce

lls

1

06

(lo

g1

0)

T N F -+

C D 4+

T C e lls

N V Z -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

788

1 0

-

1 0

+

C o n tro l1

2

3

4

5

IL-2

+ C

D4

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Tw

o C

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

Trip

le C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M789

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

Page 44: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

44

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IFN

-+

CD

8+

T C

ell

s

10

6(l

og

10)

C IF N -+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

TN

F-

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

T N F -+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

IL2

+ C

D8

+ T

Ce

lls

10

6 (

log

10)

IL -2+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M790

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Tw

o C

yto

kin

e P

os

itiv

e

CD

8+

T C

ell

s

10

6 (

log

10)

T w o C y to k in e+

C D 8+

T C e lls

p lt 0 0 0 0 1

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

1 0

-

1 0

+

C o n tro l1

2

3

4

5

6

Trip

le C

yto

kin

e P

os

tiv

e

CD

8+

T C

ell

s

10

6(l

og

10)

IF N -+

T N F -+

IL -2+

C D 8+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

p lt 0 0 0 0 1

791

Fig 6 Multifunctional cytokine analysis of SARS-CoV-2 S-specific CD4+ and CD8+ 792

T cells in immunized mice Groups of mice (N = 6group) were immunized with 10 μg 793

NVX-CoV2373 with and without 5 μg Matrix-M adjuvant in 2 doses spaced 21-days 794

apart A negative control group (N = 3) was not immunized Splenocytes were collected 795

7-days after the second immunization (day 28) and stimulated with a peptide pool (PP) 796

that covers the entire spike protein for 6 hours (A) The number of IFN-γ secreting cells 797

per million splenocytes was determined by ELISPOT (B and C) The frequency of CD4+ 798

memory T cells and CD8+ memory T cells producing IFN-γ TNF-α and IL-2 or at least 799

2 of 3 cytokines was determined by intracellular cytokine staining (ICCS) Analyzed cells 800

were gated on the CD44hiCD62L- effector memory population Bars represent the mean 801

values and the error bars indicate plusmn SEM Significant differences between groups 802

T o ta l = 2 3 3 1 T o ta l = 1 9 3 7 8

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

CD4+ T CellsD

T o ta l = 3 7 9 9 3 T o ta l = 1 7 7 7 2 2

T r ip le c y to k in e

D o u b le c y to k in e

S in g le c y to k in e

CD8+ T Cells

NVX-CoV2373 NVX-CoV2373

+ Matrix-M

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

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45

vaccinated with and without adjuvant are indicated (D) Pie charts represent the relative 803

proportion of CD4+ and CD8+ T cells producing one two or three cytokines (IFN-γ 804

TNF-α and IL-2) in mice immunized with NVX-CoV2373 antigen with and without 805

adjuvant 806

807

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

Page 46: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

46

Figure 7 808

1 0

-

1 0

+

C o n tro l0 0

0 2

0 4

0 6

T

fh

CD

4+

T C

ell

s

T fh C D 4+

T C e lls

p = 0 0 1

A

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 809

1 0

-

1 0

+

C o n tro l0

5

1 0

1 5

G

C B

Ce

lls

B C

ell

s

G e rm in a l C e n te r B C e lls

p = 0 0 0 0 2

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

B

810

Fig 7 Frequencies of follicular helper T cell (Tfh) and germinal center (GC) B 811

cells generated by immunization with NVX-CoV2373 and Matrix-M adjuvant Mice 812

were immunized with NVX-CoV2373 with and without Matrix-M adjuvant and 813

splenocytes were collected 7-days after the second immunization (A) The frequency of 814

splenic Tfh cells (CXCR5+ PD-1+ CD4+) in the CD4 T population (B) The frequency of 815

splenic germinal center (GC) B cells (GL7+ CD95+ CD19+) in B cells Bars represent the 816

mean values and the error bars indicate plusmn SEM Significant differences between groups 817

are indicated 818

819

NVX-CoV2373 NVX-CoV2373 + Matrix-M

PD

1

CXCR5

NVX-CoV2373 NVX-CoV2373 + Matrix-M

GL7

CD

95

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

Page 47: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

47

Figure 8 820

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

1

2

3

4

5

6

An

ti-S

AR

S-C

oV

-2 S

Ig

G

(EC

50

lo

g1

0 )

L O D

A n ti-S A R S -C o V -2 S Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

A

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

4

8

1 6

3 2

6 4

1 2 8

2 5 6

5 1 2

1 0 2 4

50

R

ec

ep

tor I

nh

ibit

ion

Tit

er

L O D

h A C E 2 R e c e p to r B lo c k in g Ig G

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

B

821

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

2 5

-

1

+

5

+

2 5

+

0

1

2

3

4

5

SA

RS

-Co

V-2

Ne

utr

ali

za

tin

g

An

tib

od

yti

ter (

CP

E

log

10)

L O D

S A R S -C o V -2 N e u tra liz in g A n tib o d ie s

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

D a y 0 D a y 2 1 D a y 2 8 D a y 3 5

C

822

2 5

-

1

+

5

+

2 5

+

0

1

2

IFN

-

Se

cre

tin

g C

ell

s

1

06 (

log

10)

IF N - E L IS P O T

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

E

2 5

-

1

+

5

+

2 5

+

0

1 0 0

2 0 0

3 0 0

4 0 0

5 0 0

IFN

-+

CD

4+

T C

ell

s

10

6

IF N -+

C D 4+

T C e llsF

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

2 0 0 0

4 0 0 0

6 0 0 0

IL

-2+

CD

4+

T C

ell

s

10

6

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M823

2 5

-

1

+

5

+

2 5

+

0

1 0 0 0

2 0 0 0

3 0 0 0

TN

F-

+ C

D4

+ T

Ce

lls

1

06

T N F -+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0 0

1 0 0 0

1 5 0 0

2 0 0 0

2 5 0 0

Tw

o C

yto

kin

e P

os

itiv

e

CD

4+

T C

ell

s

10

6

T w o C y to k in e+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M

2 5

-

1

+

5

+

2 5

+

0

5 0

1 0 0

1 5 0

Trip

le c

yto

kin

e P

os

tiv

e

CD

4+

T C

ell

s

10

6

IF N -+

T N F -+

IL -2+

C D 4+

T C e lls

N V X -C o V 2 3 7 3 ( g )

M a tr ix -M 824

1 2 3 4 5 61

2

3

4

5

100

Neu

tralizati

on

Tit

er

(lo

g10)

Binding vs Neutralization

Reciprocal Serum EC50 Titer (log 10)

r = 0900p lt00001

Anti-S IgG vs NeutralizationD

100

Neu

trali

zin

g

Tit

er

(Lo

g1

0)

Reciprocal Serum Titer (EC50 Log10)

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

Page 48: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

48

Fig 8 Humoral and cellular immune response to NVX-CoV2373 with and without 825

Matrix-M adjuvant in baboons Baboons were randomly assigned to groups (N = 2-826

3group) and immunized by IM injection with 1 5 or 25 μg of NVX-CoV2373 and 50 μg 827

Matrix-M adjuvant in 2-doses spaced 21-days apart (D0 and D21) A separate group (N 828

= 2) received 2-doses of 25 μg NVX-CoV2373 without adjuvant For serologic analysis 829

serum was collected prior to immunization (D0) and 21 28 35 and 49 days after the 830

first immunization (A) Anti-SARS-CoV-2 S IgG titers were determined by ELISA (B) 831

human ACE2 receptor blocking antibodies were determined by ELISA (C) SARS-CoV-2 832

neutralizing antibodies determined by in vitro inhibition of cytopathic effect (CPE) Bars 833

represent mean titers Limit of detection (LOD) (D) Correlation of anti-SARS-CoV-2 S 834

IgG titers vs SARS CoV-2 neutralizing antibodies Peripheral blood mononuclear cells 835

(PBMCs) were collected 7-days after the second immunization (study day 28) and re-836

stimulated with NVX-CoV2373 spike protein (E) IFN-γ-secreting PBMCs re-stimulated 837

with NVX-CoV2373 protein were determined by ELISPOT (F) Frequency of SARS-838

CoV-2 spike-specific CD4+ T cells producing single and multiple combinations of type 1 839

cytokines IFN-γ TNF-α and IL-2 determined by intracellular cytokine staining (ICCS) 840

Solid bars represent the mean values 841

842

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

Page 49: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

49

Figure 9 843

Co

nvale

scen

t-Ig

G

Co

nvale

scen

t-R

I

Bab

oo

n-I

gG

(D

28)

Bab

oo

n R

I (D

28)

1

2

3

4

5

6

0

1

2

3

4

An

ti-S

AR

S-C

oV

-2 S

Ig

G (

EC

50

lo

g1

0)

50

R

ec

ep

tor In

hib

ition

(50

R

I log

10)

C o m p a r is o n o f H u m a n C O V ID -1 9 C o n v a le s c e n t S e ru m

A n tib o d ie s to V a c c in a te d B a b o o n s

R e c e p to r In h ib itio n (5 0 R I)

A n ti-S R S -C o V -2 S Ig G (E C 5 0 )

844

Fig 9 Comparison of COVID-19 human convalescent serum antibody levels to 845

NVX-CoV2373 vaccinated baboon antibody levels Convalescent serum was 846

collected from recovered COVID-19 patients 4-6 weeks after testing positive for SARS-847

CoV-2 Sera were analyzed for anti-SARS-CoV-2 S IgG and human ACE2 receptor 848

inhibition antibody levels (50 RI) and antibody levels compared to levels in serum of 849

NVX-CoV2373 with Matrix-M immunized baboons as described in Fig 8 The bars 850

represent the group mean and error bars indicate the 95 confidence interval Dashed 851

line indicates the limit of detection (LOD) 852

853

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint

Page 50: SARS-CoV-2 spike glycoprotein vaccine candidate NVX ... · 29/06/2020  · 5 Jing-Hui Tian1 #, Nita Patel1 #, Robert Haupt2 #, Haixia Zhou1, Stuart Weston2, Holly 6 Hammond 2 , James

50

Table 1 Particle Size and Thermostability of SARS-CoV-2 Trimeric Spike Proteins

SARS-CoV-2 S-proteins

Differential Scanning Calorimetry (DSC)

Dynamic Light Scattering (DLS)

Tmax (ordmC)1 ΔHcal (kJmol)

Z-avg diameter (nm)2 PDI3

Wild-type 586 153 6953 046

BV2365 613 466 3340 025

NVX-CoV2373 604 732 2721 029

1 Tmax melting temperature 2 Z-avg Z-average particle size 3 PDI polydispersity index

854

(which was not certified by peer review) is the authorfunder All rights reserved No reuse allowed without permission The copyright holder for this preprintthis version posted June 30 2020 httpsdoiorg10110120200629178509doi bioRxiv preprint