scott, jeanne - judicial watch · bmdjan 02 49. yoba . linda ca rda tx rev 5.8% cl . bond . 50....

,

POSITION NAME OF ORGANIZATION/ENTITY

PARTIES TERMS

"

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT AOJO in Government Act of 1978 Rev. J/WJO FOR CALENDAR YEAR 2009 (5 U.S.C. app. §§JOI-I I/)

I. Penoo Reporting (la31 name, frnt, middle initial)

Scott, Jeanne E.

2. Court or Ori:•olzadoo

US Dist. Ct., Cent. Dist.of Il

3. Dale or Report

0411612010

4. Tiile (Anicle Ill judges indicate aclive or senior status; magismtejudges indicate full- or pan-time)

US Dist. Judge, active status

Sa. Report Type (check appropriate type)

D Nominatio Date

D Initial [Z] Annu.al

Sb. D Amende<I Repon

D Fiaal

6. Reporting Period

01/0112009 lo

1213112009

7. Chamben or Ofllce Address

U.S. Courthouse 600 E. Monroe Springfield. Illinois 6270 I

8. On the basis or !be Informadon contained In this Report and any modifications pertalnlug lberelo, It Is, In my opinion, In compliance whh •pplicable laws and regulations..

Reviewing Officer Date

IMPORT ANT NOTES: The instructions accompanying this form must befollowed. Complete allparts, checking the NONE box for each part where you have no reportable infonnaJion. Sign on last page.

I. POSIT! 0 NS. (Reporting lruiividMal only; see pp. 9-13 of filing instructions.)

IZJ NONE (No reportable positions.)

I.

2.

3.

4.

5.

II. AGREE.l\IENTS. (Reponing ln;!Mdwl Ohly; supp. U-16 ofji/ihg instJ-uctions.)

IZJ NONE (No reportable agreements.)

.. .

I.

2.

3.

AND

Scott, Jeanne E.

SOURCE AND TYPE

SQURCE AND JYPE

SOURCE LOCATION PURPOSE

INCOME

ITEMS PAID OR PROYIDED

·,

Date or Report Name or Pe non Reportlntt FINANCIAL DISCLOSURE REPORT

04/1612010Scott, Jeanne E. Page2 of9

III. NON-INVESTMENT INCOME. (R'"f'orting imfiYidual aml spouse; ... pp. 17-U of filing instr11crlons.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

(yours, not spouse's)

I. Jan.-Dec. State of II - Judges' Retirement System Pension $93,164.04

1. Jan.-Dec. IL Municipal Retirement System --Pension $8,692.56

3.

4.

B. Spouse's Non-Investment Inco·me - If you,.,.,. '"""w during any portion of the reporting °'· complete thu stction.

(Dollar amount not required except for honoraria.)

[Z] NONE (No reportable non-investment income.)

I.

2.

3.

4.

IV. REIMBURSEMENTS -lransJW'rtat/on. lodging, food, entertain-fl/.

(Includes those to spouse and dependent children; see pp. 25 17 offiling instn1ctions.)

l2J NONE (No reportable reimbursements.)

I.

2.

3.

4.

5.

SOURCE DESCRIPTION

CREDITOR DESCRIPTION VALUE CODE

Dat• of Rt port Name of Ptnon Reporting FINANCIAL DISCLOSURE REPORT

of9 04/1612010Scott, Jeanne E.

V. GIFTS. (lncJIUies thos. to spo11se ond d•poul•nt chJJdnn; supp. 18-31 of filing instructWns.)

[Z] NONE (No reportable gifts.)

I.

2.

3.

4.

5.

VI. LIABILITIES. (lnc/iules thou of spouse ond lkpendent thildren; see pp. 32-33 of juinx instnlcti01u.)

[Z] NONE (No reportable liabilities.)

I.

2.

3.

4.

5.

I

------

(I) (2) (I) (3)

Q•Appr>isAI

Date of Report Name of Penoo Reporting FINANCIAL DISCLOSURE REPORT

of9 04/16/2010Scott, Jeanne E.

VII. INVESTMENTS and TRUSTS - inr:om•• ..,r,,., trtmJactiDns (1nc1w1es th"'' ofspousunt1 t1epuu1en1 children; ...PP. 14-60 offillnc instructwns.J

D NONE (No reportable income, assets. or transactions.) ----

A. B. c. D.

Description of AS3Ct3 Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period

(2) (l) (2) (4) (5) Place '(X)" after each asset Amount Typc(c.g., Value Value

exempt from prior disclo•urc Code I div., rent, Code2 Method (A-I!) or int.) (J-P) Code3

(Q-W)

Type(e.g., Date Value Gain Identity of

buy, sell. mm/dd/yy Code2 Code I buyer/seller redemption) (J-P) (A-HJ (ifprivate

tnnsw:tion)

1. Alcoa common stock A Dividend J T

2. Amer. Express common stock A Dividend K T

3. Bristol Myer; Sq. common stock A Dividend J T

4. Intel common stock A Dividend J T

s. Pepsico common stock A Dividend J T

6. Schlumberger common stock A Dividend K T

7. SW Airlines common stock A Dividend J T

8. Varian Inc. common stock None Sold 09/04/09 J D

9. Farm renW property Sangamon County, JI. B Rent K Qappraisal 2-12-90

10. Varian Medical Sys. Inc. common stock None K T

11. JP Morgan Chase Bank -acct. A Interest L T

12. PNC Banlc, as successor to Natl. Cty. Bank, c Interest M T acct.

13. Bank of Spfld acct. B Interest L T

14. Vanguard Index Trost 500 Fd. A Dividend K T

15. Pioneer Tax-free Inc. Fd., Cl. A A Dividend J T

16. ML CMA Tax-Exempt Money Fd. A Dividend J T

17. Merrill Lynch-IRA A Dividend L T

I. Jn.come Gain Codes: A =Sl,000 or I= B •S 1,00 I • S2.SOO C =S2,SOI • SS.000 D -SS,001 -SIS.ODO E •SIS,001 • SS0,000 (S.e Cohmms Bl and D4) F =SS0.001 - $100,000 G "'$100,001 -St ,000.000 flt •Sl.000,001 • S5.000.000 H2-Morethan S.S,000,000

2. Value Codes J •SlS,OOOorless K •S 15.0QI • SS0.000 L =SSO,OOt - $100,000 M •SI00.001 - S250,000 (Se< Columns Cl and 03) N •$250.001 -$500.000 0 "5500.00 I • St ,000,000 Pl =!1,000,00I - $5,000,000 P2 •$5,000.001 • $25,000.000

PJ sis.000.001 • sso.000.000 P4 =Mo.-. th•n !S0,000.000 R oCost (Real Estate Only) 3. Value Method Codes

(See Column C2) s =Aues.nnent T""CasbMarket

U •Book Value V-other w •Estima!ed

(4) (5)

Ml

.

(2)

Date of RtportN•me or Person Rtportin& FINANCIAL DISCLOSURE REPORT 04/16/2010Scott, Jeanne E. Pages of9

VII. INVESTMENTS and TRUSTS - mcom•. value, transactions r1nc11Uks those of spouse and dependent children: see PP. u o of filing ins1ructh>M.J

D NONE (No reportable income, assets, or transactions.)

A. B. C. D.

Description of Assets Income during Gross. value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(I) (!) (2} (3)(1) (2) Place "(X)" after each asset Amount Type(c.g., Value Value

exempt from prior disclosure Code I div., rent. Code2 Method (A-H) or int.) (J-P) Code3

(Q·W)

Type(e.g., Date Value Gain Identity of

buy, sell, mm/dd/yy Code2 Code 1 buyer/seller

redemption) (J-P) (A-II) (if private transaction}

18. -Blaclcrock Global Alloc. Fd. Inc. C

19. -Ivy Asset Strategy Fd., Cl. C

20. -FIA Card Services NA RASP, formerly Banlc USA RASP

21. Conn. SL College Sav Bd Ser A 6.65%CI B Interest K T May92 O"/o May 15 10

22. Oak Lawn TI Wtr-Swr RJ:v 6.8%CI Ser A B Interest Redeemed 10/01109 K RFDG Jun92 0% Oct 0 I 09

23. Montour Pa Sch DT New Sch Ser B c Interest K T 5.75%C!Bd Aug93 0% JanOl 11

24. Crowley Tex lndpt Sch Dt Bldg c Interest K T Rfdg7.15%C!BdAug9100/oAugl16

25. Wash. Co Pa at LSE Rev Cap 6.85%CJ Bd B Interest K T Apr 92 0% JunOI 20

26. MarineBank acct. B Interest M T

27. Carrollton Bank acct B Interest K T

28. ChevronTexaco Corp. common stock A Dividend K T

29. Zimmer Holdings Ins. common stock None K T

30. Georgia Mun. Flee. Ath. Pwr. Rev.B B Interest K T Redeemoo 01/02/09 J B 7.9'%Aug.88 0%Jan01 13 (part)

31. Mass. Investors Growth Stck F d. CJ. C None K T

32. Escondido CA Jt Pwrs Fin Auth Rev 6.4% A Interest Redeemed 03/17/09 K BdJan920%SepOl 12

33. Midway Tex Indpt Sch Dis 6.2% Cl RfBd R Interest K T MarOO O"lo Aug! 5 15

34. IlL Nat. Bank a ct. c Interest L T

I. JncomeGaln Codes: A •Sl,000 or less B•Sl,001-S2.500 C •$2,50 I • $5 .000 D =$l,OOI - $11,000 E -115,001 - $50,000 (See CQlmnns BI and 04) F -sso.001 - SI00.000 G •SI00,001 -Sl,000.000 HI =Sl.000,001 - Sl.000,000 H2 •More 1ban S.5,000,000

2. Value Codes. J•S15.000or1.,. K =Sll.001 - $l0,000 L-SI0.001 - SI00.000 M•SIOO.OOl -S2l0,000 (See C.""'1n5 Cl and D3) N •S2l0.00 I • S.100.000 O •Sl00.001 -$1,000,000 Pl •Sl.000.00l -$5,000.000 P2 -s5.ooo.001 - szi.000.000

?3 •Sl.l.000,001 - Slo.000.000 P4 =More than Sl0.000.000

3. Vllluc Method Codes Q•Appraisal R "°"'(Real E.tatc Only) S ""As.ses:>ment Tq;ash Market (See Column C2) U ""Book Value V ::oQfber W •Est1m4tcd

I

FINANCIAL DISCLOSURE REPORT

Page6 of9

Name or Person Reportlbg

Scott, Jeanne E.

Date •fReport

04!1612010

VII. INVESTMENTS and TRUSTS -income, val11t, ITOn3QcD011$ (lncliuks those of spo..u and dependentchildmr; ••• pp.1'..fJ/J of filing IM1T11ctio11:1.)


A.

Description of Assets (including trust assets)

Place "(X)" after each asset exempt from prior disclosure

'35. American General Life Ins. Co. whole life insurance policy

36. Duke Energy Corp., fonnerly Cinergy Corp. common stock

37. Harris Cnty Tex 5.9% CI RFDG Bd Nov96 0%0ct0113

38. Clovis Ca Uni Sch Dist SerB 4.62% CI Dd Oct02 0% AugOI 17

39. Town and Cowitry Banl<. acct.

40. Palm Bch Co Fl solid wst Rev A 5% Rfdg Bd Sep 98 00/o OctO I 12

41. Prairie State Banlc acct

42. Manteca Ca Uni Sch Dist 4.35% Cl Bond

', 43. Ameriprise Finl Inc., common stock

44. Medina Oh Cty Sch Dist 3.8%Cl Bond

45. Munder Small Cap Value Fund Cl C

46. Windstream Corp., common stock

47. Williamsville State Band & Trust, acct.

48. K.aufinan Tex Jndpt Sch Dist 5.19% Cl RF B<mdJan 02

49. Yorba Linda Ca RDA Tax Rev 5.8% Cl Bond

50. Austin Tex Cmnty College Dist. 4.28% Cl Bond

51. Columbia Marsico Growth Fd, Cl C shares

I. Iocomc Gain Codes: A ...$1.000 or less

(S.. Cohnuns Bl and 1>4) F -uo.001 - SI00,000

2. Value C:OOC. J •SlS,000 or less (See Colmruu Ct and DJ) N -s2so,oo 1 . ssoo,ooo

B. c.

Income during Gross value at end

ingpcriod of reponing period (I) (2) (1)

Amount Typc(c.g., Volue Code I div., rent. Codc2 (A-H) or int.) (J-P)

B Interest K

A Dividend J

c Interest L

B Interest

B Interest L

c Interest L

A Interest K

c Interest L

A Dividend J

u Interest K

A Dividend K

A Dividend J

B Interest L

0 Interest L

c Interest L

B Interest L

A Dividend K

B •Sl,OOt - $2,500

G •5100,001 - SI ,000,000 K •SIS,001 - SS0,000 0 =SS00,001 - SI ,000,000

(2)Value

Method Code3 (Q-W)

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

T

(I) Typc(c.g., buy, sell,

redemption)

Redeemed

c •$2,501. 15,000 Ill •$1,000,001 - $5,000,000 L =Sl0,001 - $100,000

Pl •Sl,000,001-SS,000,000

Pl •SlS,000,00 I - SS0,000,00-0 P4 •Marc lhan $50,000.000 l. Value Method Codes Q•Appniul R •Co" (ll""I Es1a1c Only) S=As meot

(Sec Column C2) U •Book Value V"'()lher W =Estimated

D. Transaction• during reporting period

(2)Date

lmm!dd/yy

05120109

(3) (4)1

Volue Gain I Code2 1 Code I 1

(J-P) (A-ll) '

L A

D-i5,001-Sl5,000

H2 •Monothan SS,000,000

M •SI00,001- SlS0,000

P2 -ss.000.001 . S2S,000,000

T=CashMarket

(5) Identity of

buyer/seller (if private

rransaction)

E •SIS,001 • $50,000

:

;

--

L

r

Dale of Report N 1me of Person Reportini: FINANCIAL DISCLOSURE REPORT

Page7 of9 04/16/2010Scott, Jeanne E.

VII. INVESTMENTS and TRUSTS - income, Vlllue, tranm:tionJ (Includes thOSI! of spouu arul lkperulmtchildren; SU pp. 34-60 offillng U.stnlalons.)


A. Des<ription of Assets

(including trust assets)

Place "(X)" after each asset exempt from prior disclosure

152.

Spectra Energy Corp., common stock

53. US Bank acct.

54. Santa Monica Ca Cmty Clg Dist. Bond

155 Covina-Valley Ca Uni Sch Ost Elec Bond

56. Moreno Valley Ca Uni Sch Dist Bond

57. McHenry-Kane II Cmnty Csd#I58 Bond

58. Oak Parle 11 Corp Purp Ser B Bond

59. Bollingbrook II Zero Cpn, CI SerB Bond

60. fost Bankers Trust CoJNA, formerly First Bank ofSpfld.

61. Davis NY Venture Fd. Cl C

62. Hickory Point BanJc acct

63. Clark Cnty Wa SD#OJ7 DEF Bond

64. Kendall Kane-Will II CUSD#308 Bond

65. Miamisburg Ohio City Sch Dist Bond

66. Will Co JI Crnty Ugh Sch DT#2 I 0 Bond

B. c.-during Gross value at end

reporting period of reporting period

(I) . (2) Amount' Type(e.g., Code l I div., rent. I(A·H>_ int.)

A Dividend

B Interest

A Interest

B Interest

B Interest

c Interest

B Interest

c Interest

B Interest

A Dividend

None

A Interest

A Interest

B Interest

B Interest

(I) Value Code2 (J-P)

J

L

K

K

K

L

K

l

K

K

K

K

J

L

K

(2) (I) Value Type(e.g.,

Method buy, sell. Code3 redemption) (Q·W)

- -------

T

T

T

T

T

T

T

T

T

T

T Open

T Buy

T Buy

T Buy

T Buy

D. Tran88Ctions during reponing period

(2) (3) (4) (S) Date Value Gain Identity of

mm/dd/yy Codc2 Code I buyer/seller

(J.P) (A·H) (if private transaction)

06/16/09 K

10/07/09 K

01/07/09 J

05120109 L

03/16/09 K

I I

1. Income Galn Cod.cs: A •SJ.000 or lcs.. (Sec C-0lumns Bl and 0'4) F •SS0,001 -SI00,000

2. V"lue Codes 1 •S 1 l ,000 or less (S.c ColumPJ Cl and 03) N •S2SO,OOI • $500,000

B •SJ,001 - S2,500

G ·SIOO,OOl -Sl ,000,000 K •SIS,001- Sl0,000 0 •$500,001 • SI,000,000

c •$2,501 - 55,000 HI •Sl,000,001 - $.5,000,000

L 0$50,001 -SI00,000

Pl •Sl,000,001 - $.5,000,000 P3 •Sll,000,001 • $50,000,000 P4 •More than 550,000,000

l. Value Method Codes Q•Appraisal R --Cou (R.al Estate Only) S ""As.scssmc::ru (See ColUll\ll C2) U-=BookV1lue v -other W .,Estimated

--··-· --···-··

D-S5,001-Sl5,000 E •Sl5,00I - S50,000

H2 •More than Sl,000,000

M-SI00,001 ·S2l0,000

P2 •S5,000,00I · S2S,000,000

T-Ca.sb Market


Page8 of9

NameofPenon Reporting

&ott, Jeanne E.

Date of Report

04/16/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (TtulJcaJ•panofReport.)

The interest shown on lines 21-25, 30, 32-33, 37-38, 40, 42, 44, 48-50, 54-59, and 63-66 of Part VII is original issue discount FiISt Bankers Trust Corp. NA acquired First Bank in Spfld., 11. on 11-13-09, as reflected on line 60 of Part VII. PNC Bank acquired National City Banlc on December 31, 2008, as reflected on line 12 of Part Vll. That which was on deposit with Merrill Lynch Bank in July 2009 was transferred by Merrill Lynch into FIA Card Services NA RASP, as reflected on line 20 of Part VU.

F��--------------•Y


Page9 of9

Name of Person Reporting

Scott, Jeanne E.

Date of Report

04/1612010

IX. CERTIFICATION.

I certify that all information given above (including Information pertaining to my spouse and minor or dependent children, If any} is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from oul!ide employment and honoraria and the acceptance of gifts which have been reported are In compliance with the pro•isions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations,.

Sign

BE SUBJECT TO CIVIL NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY AND C UNAL SANCTIONS (5 U.S.C. app. § 104}

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

scott, jeanne - judicial watch · bmdjan 02 49. yoba . linda ca rda tx rev 5.8% cl . bond . 50....

Documents