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Secondary Market Litigation Database | 1

Updated: 05/25/12

First Penn-Pacific Life Insurance Company v. Evans

CASE #05-00444JURISDICTION: D.MD (4th Cir.)DATE OF FILING: 2/15/05STATE: Maryland

Document Number

05-444-01 Complaint

05-444-02First Penn-Pacifc’s Appellant Brief

05-444-03Evans’ Appellee Brief

05-444-04Amicus Brief filed by Life Insurance Settlement Association

AXA Equitable v. John Paulson

CASE #06-00341JURISDICTION: D.Minn.DATE OF FILING: January 24, 2006STATE: Minnesota

Document Number

06-341-01 Complaint

06-341-02Amended Complaint

06-341-03Report and Recommendation of Magistrate Judge re Motions to Dismiss

06-341-04Order Adopting Report and Recommendation in part

Mark Bonk, et al. v. Richard Wezner et al.

CASE #06-cv-00285JURISDICTION: D, Del., removed from Superior Court of the State of Delaware, County of New CastleDATE OF FILING: March 9, 2006STATE: Delaware

Document Number

06-285-01 Complaint

06-285-02First Amended Complaint

06-285-03Second Amended Complaint

06-285-04Third Amended Complaint

American General v. Schoenthal Family LLC and Liberty One Funding Trust

CASE #06-0695JURISDICTION: N.D.GaDATE OF FILING: March 24, 2006STATE: Georgia

Document Number

06-0695-01 Complaint

06-0695-02Order Granting Plaintiff’s Motion for Summary Judgment

06-0695-0311th Circuit Opinion Affirming Decision of Trial Court

American General v. Richard Wezner

CASE #06-01335JURISDICTION: E.D.PaDATE OF FILING: March 28, 2006STATE: Pennsylvania

Document Number


06-1335-02DEFENDANT RICHARD S. WEZNER’S ANSWER to Complaint For Declaratory Relief with Affirmative Defenses

Travelers Life v. Thomas 2004 Policy LLC

CASE #06-0781JURISDICTION: N.D.GaDATE OF FILING: April 3, 2006STATE: Georgia

Document Number

06-781-01 Complaint

06-781-02STIPULATION of Dismissal with Prejudice by The Travelers Life and Annuity Company, Thomas 2004 Policy, LLC

SEC v. ABC Viaticals, Inc., C. Keith Lamonda and Jesse W. Lamonda, Jr.

CASE #06-cv-2136JURISDICTION: N.D.TexasDATE OF FILING: November 17, 2006STATE: Texas

Document Number


06-2136-02MOTION for Application for Issuance of Temorary Restraining Order, MOTION for Preliminary Injunction, MOTION Appointing Receiver and Orders Freezing Assests, Reguiring an Account-ing, Requiring Preservation of Documents, and Authorizing Expedited MOTION for Discovery by Securities and Exchange Commission

06-2136-03MOTION to Sell All Insurance Policies and Approve Purchase and Sale Agreement and Request for Evidentiary Hearing filed by Michael J Quilling

American General v. David Doten et al.

CASE #07-00263JURISDICTION: C.D.CaDATE OF FILING: January 10, 2007STATE: California

Document Number

07-263-01 Complaint

07-263-02NOTICE of Dismissal of action without prejudice



Updated: 05/25/12

Stalsberg v. NY Life

CASE #07-00029JURISDICTION: D. UtahDATE OF FILING: January 18, 2007STATE: Utah

Document Number

07-029-01 Complaint

07-029-02ORDER granting in part and denying in part Stalsberg’s Motion to Dismiss Counterclaim

07-029-03New York Life’s First Amended Counterclaim for Declaratory Relief and Rescission

07-029-04Memorandum of the UTAH Insurance Commisioner and the UTAH Insurance Department in support of the Constitutionality of the Utah Viatical Settlements Act

Shannon Family Wealth Group v. Cove Management et al.

CASE #07-01887JURISDICTION: 11th Judicial Circuit, Miami-Dade County, FLDATE OF FILING: January 22, 2007STATE: Florida

Document Number


Life Product Clearing, LLC v. Anita Lobel, Personal Representative of the estate of Leon Lobel

CASE #07-475JURISDICTION: S.D.N.Y.DATE OF FILING: January 22, 2007STATE: New York

Document Number

07-475-01 Complaint

07-475-02Angel’s Third-Party Complaint v. Leon Lobel Insurance Trust and Jonathan Berck

07-475-03Motion for Judgment on Pleading filed by Life Product, Leon Lobel Insurance Trust and Jonathan Berck

07-475-04Opinion Denying Motion for Judgment on Pleadings

American General v. Margolis Family, LLC, et al.

CASE #07-00230JURISDICTION: N.D.GaDATE OF FILING: January 26, 2007STATE: Georgia

Document Number

07-230-01 Complaint

07-230-02American General’s Motion for Summary Judgment

07-230-03MOTION for Leave to File Amended Answer and Crossclaims with Brief In Support by Georgia Premium Funding Company I, LLC.

07-230-04Steven C. Leisher’s Intervenor Complaint v. American General

AXA Equitable v. Wells Fargo


Document Number

07-512-01 Complaint

07-512-02Wells Fargo’s Motion to Dismiss


07-512-04Motion to Intervne Filed by Samuel, Mali and Benzion Koenig

07-512-052nd, 3rd and 4th Amended Complaints

American General v. Leni Kleiner et al.


Document Number

07-554-01 Complaint

07-554-02Motion to Dismiss

07-554-03Amended Complaint & Interpleader

07-554-04Motion to Dismiss Amended Complaint and Interpleader

07-554-05Order Denying Motion to Dismiss

Valdez v. Neuman et al.

CASE #06-00448JURISDICTION: C.D.CaDATE OF FILING: March 14, 2007STATE: California

Document Number

06-448-01 Complaint and Answer

06-448-02Amended Complaint and Answer

06-448-03Trial Briefs

MA v. Lydia Capital, Alternative Investment Fund, Lydia Capital LLC, Evan Anderson, and Glen Manterfield

CASE #JURISDICTION: MA Department of Insurance (admin. complaint)DATE OF FILING: April 13, 2007STATE: Massachusetts

Document Number

Administrative Complaint



Updated: 05/25/12

American General v. Costantino Presta Irrevocable Trust et al.

CASE #07-03136JURISDICTION: S.D.N.Y.DATE OF FILING: April 18, 2007STATE: New York

Document Number


07-3136-02INTERPLEADER. Document filed by American General Life Insurance Company

07-3136-03Order of Dismissal

American General v. Antonello et al.

CASE #07-02116JURISDICTION: D.Minn.DATE OF FILING: April 30, 2007STATE: Minnesota

Document Number


In the matter of Coventry First

CASE #88270-06JURISDICTION: FLOIRDATE OF FILING: May 10, 2007STATE: Florida

Document Number

88270-06-01 Notice and Order to Show Cause

88270-06-02Consent Order

MA v. Joseph Gennaco, Gennaco Associates, GCT Trust and Oceanview Life Settlements, LLC

CASE #JURISDICTION: MA Administrative Complaint (cease and desist order)DATE OF FILING: May 17, 2007STATE: Massachusetts

Document Number

Complaint

Met Life V. Wilma J. Swanson Insurance Group LLC et al.

CASE #07-02560JURISDICTION: D.Minn.DATE OF FILING: June 1, 2007STATE: Minnesota

Document Number


USA v. Donald Fred Neuhaus

CASE #07-cr-366JURISDICTION: E.D.CaDATE OF FILING: August 22, 2007STATE: California

Document Number

07-366-01 Indictment

Sun Life v. John Paulson et al.

CASE #07-03877JURISDICTION: D.Minn.DATE OF FILING: September 4, 2007STATE: Minnesota

Document Number


07-03877-02Order Denying Sun Life’s Motion to Amend Complaint

07-03877-03Sun Life’s Motion to Certify Question of Law to MN Supreme Court

07-03877-04Opinon granting Motions to Dismiss

American General v. Green Policy 2005 LLC

CASE #07-02514JURISDICTION: N.D.GaDATE OF FILING: October 11, 2007STATE: Georgia

Document Number




Updated: 05/25/12

SEC v. Secure Investment Services, Inc., American Financial Services, Inc., Lyndon Group, Inc., Donald F. Neuhaus and Kimberly A. Snowden

CASE #07-01724JURISDICTION: E.D.CaDATE OF FILING: October 23, 2007STATE: California

Document Number

07-1724-01 Complaint / Motion for Temporary Restraining Order / Order appointing Temporary Receiver

07-1724-02Answer to Complaint

07-1724-03Judgement of Permanent Injunctive Relief and Severing Other Remedies

07-1724-04Motions for Order to Allow “A” Claims by Receiver (granted)

07-1724-05Motions to Abandon Policies

Marietta Campbell Insurance Group, LLC v. Jefferson-Pilot Life Insurance Company

CASE #07-04534JURISDICTION: D.Minn.DATE OF FILING: November 7, 2007STATE: Minnesota

Document Number

07-4534-01 Complaint (Case transfered from D. North Dakota)

07-4534-02Answer with Counterclaim

07-4534-03Marietta Campbell Ins. Group’s Motion to Consolidate Cases, to Strike Answer, for Sanctions and for Order re Discovery Deadlines

07-4534-04Marietta Campbell Ins. Group’s Motion for Summary Judgment

Lincoln v. Gordon R.A. Fishman Irrevocable Life Trust et al.

CASE #07-01338JURISDICTION: C.D.CaDATE OF FILING: November 11, 2007STATE: California

Document Number


07-1338-02Fishmans’ Motion for Summary Judgment

07-1338-03MCC / Spurling’s Motion for Summary Judgment

07-1338-04Lincoln’s Motion to Dismiss for Lack of Jurisdiction

07-1338-05Order granting MCC / Spurling’s Motion for Summary Judgment

Phoenix Life Insurance Company v. Raider-Dennis Agency, Inc.

CASE #07-15324JURISDICTION: E.D.Mich.DATE OF FILING: December 13, 2007STATE: Michigan

Document Number


07-15324-02Motion for Summary Judgment

07-15324-03Order Granting in Part and Denying in Part Motion for Summary Judgment

American General Life Insurance Company v. The Altman Family Insurance Trust et al.

CASE #08-00399JURISDICTION: D.NJDATE OF FILING: January 18, 2008STATE: New Jersey

Document Number

08-399-01 Complaint

08-399-02Defendants’ Motion for Summary Judgment

08-399-03Plaintiff’s Motion for Leave to file 1st Amended Complaint

08-399-04Defendant’s Motion for Leave to File Supplemental Evidence

PHL Variable v. Jason Mitan Insurance Trust January 2006 et al.

CASE #08-00046JURISDICTION: D.DelDATE OF FILING: January 23, 2008STATE: Delaware

Document Number

08-046-01 Complaint

08-046-02Answer

PHL Variable v. Lucille E. Morello Irrevocable Trust

CASE #08-00572JURISDICTION: D. MinnDATE OF FILING: January 23, 2008STATE: Minnesota

Document Number

08-572-01 Complaint

08-572-02Morello Trust’s Answer and Counterclaim / PHL Variable’s Answer and Affirmative Defenses to Counterclaims

08-572-03Morello Trust’s Motion to Dismiss Certain Counterclaims / Answer to Complaint and Counterclaims against PHL Variable

08-572-04Morello Trust’s Motion for Judgment on Pleadings

08-572-05Motion for Leave to File Amended Complaint (granted) / Morello Trust’s Motion and Memorandum in opposition

PHL Variable v. Alan Wollman Insurance Trust et al.

CASE #08-0053JURISDICTION: D.DelDATE OF FILING: January 25, 2008STATE: Delaware

Document Number

08-053-01 Complaint



Updated: 05/25/12

American General v. Robert McHugh

CASE #08-0624JURISDICTION: E.D.PaDATE OF FILING: February 8, 2008STATE: Pennsylvania

Document Number

08-624-01 Complaint

In the Matter of the Liquidation of Noble Trust Compant

CASE #08-E0053JURISDICTION: Superior Court for Merrimack County, NHDATE OF FILING: February 11, 2008STATE: New Hampshire

Document Number

08-E0053-01 Order Appointing Liquidator

08-E0053-02Order Clarifying Order Appointing Liquidator

08-E0053-03Liquidator’s Motion for Approval of Settlement and Release Agreement with PHL Variable

08-E0053-04Petitition for Accounting, Rescission, Restitution and Damages filed by NH Banking Commissioner

In the matter of Gary Joseph Derer, Kenneth Henning, Lance Johnson Thayer and HLM Assurance Group, LLC

CASE #08-0127JURISDICTION: Texas Department of InsuranceDATE OF FILING: February 19, 2008STATE: Texas

Document Number

08-0127 Cease & Desist Order

08-698Consent Order

Pruco v. Wilmington Trust

CASE #08-069JURISDICTION: D.R.I.DATE OF FILING: February 28, 2008STATE: Rhode Island

Document Number

08-069-01 Complaint

08-069-02Pruco’s 1st and 2nd Motions for Leave to File Amended Com-plaint (both granted)

08-069-03Wilmington Trust’s Answers to Amended Complaints

08-069-04P. L’Archevesque’s Motion to Dismiss

Lincoln v. Paul E. L’Archevesque et al.

CASE #08-0874JURISDICTION: D. R.I.DATE OF FILING: April 9, 2008STATE: Rhode Island

Document Number

08-874-01 Complaint

08-874-02Wilmington Trust’s Motion for Leave to File Amended Answer (granted)

08-874-03Lincoln’s Motion to Amend / Correct Complaint (granted)

08-874-04Wilmington’s Motion to Dismiss for Lack of Jurisdiction

08-874-05Decision Denying Wilmington’s Motion to Dismiss and Granting P. L’Archevesque’s Motion to Dismiss

PHL Variable v. LaSalle Bank et al.

CASE #08-11562JURISDICTION: E.D.Mich.DATE OF FILING: April 11, 2008STATE: Michigan

Document Number

08-11562-01 Complaint and Amended Complaint

08-11562-02Coventry’s Motion to Dismiss (joined by LaSalle Bank) / Phoe-nix’s Response to Motion to Dismiss / Coventry’s Reply

08-11562-03Counterclaim against Phoenix by F. Elias and R. Rosen

08-11562-04Answer / Amended Answery by Phoenix

08-11562-05Order Granting in Part and Denying in Part Motions to Dismiss

Wells Fargo Bank, as trustee of the Anna Goss Insurance Trust v. Hartford Life & Annuity Insurance Company

CASE #08-0686JURISDICTION: N.D.TexasDATE OF FILING: April 18, 2008STATE: Texas

Document Number

08-686-01 Complaint

08-686-02Order Consolidating Case

08-686-03Wells Fargo’s Response to Order Consolidating Case

08-686-04Hartford’s Response to Order Consolidating Case

Cap Accumulation Trust v. Lighthouse et al.

CASE #08-04316JURISDICTION: C.D.CaDATE OF FILING: June 30, 2008STATE: California

Document Number


08-4316-02Answer

08-4316-03Third-Party Complaint against Insureds



Updated: 05/25/12

USA v. Edward Vaysman

CASE #08-466JURISDICTION: E.D.N.YDATE OF FILING: July 14, 2008STATE: New York

Document Number

08-466-01 Complaint

08-466-02Indictment

08-466-03Guilty plea / Plea arrangement

American General v. Brasner et al.

CASE #08-80855JURISDICTION: S.D.FLDATE OF FILING: August 4, 2008STATE: Florida

Document Number


08-80855-02Trusts’ Motion to Dismiss

08-80855-03Amended Complaint / Trusts’ Answer and Affirmative Defenses

08-80855-04American General’s Response to Motion to Dismiss

08-80855-05Reply of S. Brasner and Infinity Financial to Motion to Dismiss

West Coast Life v. Life Brokerage Partners et al.

CASE #08-80897JURISDICTION: S.D.FLDATE OF FILING: August 13, 2008STATE: Florida

Document Number


08-80897-02Answers with Affirmative Defenses

08-80897-03Trusts’ Motion to Dismiss

08-80897-04Amended Complaint & Motion to Dismiss Amended Complaint

08-80897-05Trusts’ Motions to Change Venue

Mittelman as Trustee of Einhorn Trust v. John Hancock Life Ins. Co.

CASE #08-602648JURISDICTION: New York CountyDATE OF FILING: September 15, 2008STATE: New York

Document Number


American General v. Sudhir Munshi et al.

CASE #08-06439JURISDICTION: C.D.CaDATE OF FILING: September 30, 2008STATE: California

Document Number


08-6439-02Wells Fargo’s Motion to Dismiss Certain Claims

08-6439-03American General’s Opposition to Motion to Dismiss Certain Claims

American General v. Fausto Fernandez et al.

CASE #08-01470JURISDICTION: E.D.CaDATE OF FILING: September 30, 2008STATE: California

Document Number



08-1470-03Motion to Change Venue (granted)

08-1470-04Motion to Dismiss Certain Claims

American General v. Razmik Khachatourians et al.

CASE #08-06408JURISDICTION: C.D.CaDATE OF FILING: October 1, 2008STATE: California

Document Number



08-6408-03Wells Fargo’s Motion to Dismiss Certain Claims

Wells Fargo Bank, as trustee of the Barbara Hass 2007-1 Insurance Trust v. West Coast Life Insurance Company

CASE #08-1749JURISDICTION: N.D. TexasDATE OF FILING: October 1, 2008STATE: Texas

Document Number




Updated: 05/25/12

Wells Fargo Bank, as trustee of the Eileen Toorock 2007-1 Insurance Trust v. West Coast Life Insurance Company


Document Number


Wells Fargo Bank, as trustee of the Rosalie Chilow 2007-1 Insurance Trust v. West Coast Life Insurance Company


Document Number


Wells Fargo Bank, as trustee of the Helen HIrshman 2007-1 Insurance Trust v. West Coast Life Insurance Company


Document Number


Wells Fargo Bank, as trustee of the Norman Grossman 2007-1 Insurance Trust v. West Coast Life Insurance Company


Document Number


Wells Fargo Bank, as trustee of the Irving Levine 2007-1 Insurance Trust v. West Coast Life Insurance Company


Document Number


Wells Fargo Bank, as trustee of the Ilene Halpern 2007-1 Insurance Trust v. West Coast Life Insurance Company


Document Number


Wells Fargo Bank, as trustee of the Robert Horowitz 2007-1 Insurance Trust v. West Coast Life Insurance Company


Document Number


CSSEL Bare Trust v. Phoenix

CASE #08-602934JURISDICTION: Supreme Court of the State of New York, County of New YorkDATE OF FILING: October 10, 2008STATE: New York

Document Number




Updated: 05/25/12

PHL Variable v. Jolly and Jolly Trust

CASE #08-3220-JURISDICTION: N.D.Ga.DATE OF FILING: October 15, 2008STATE: Georgia

Document Number


Sendor, Sendor-Laychak, & Laychak v. Barry Amsler, Hornor, Townsend, & Karb, Inc. & Penn Mutual Life Ins. Co.

CASE #08-09113JURISDICTION: Denver CountyDATE OF FILING: October 17, 2008STATE: Colorado

Document Number


American General v. Ellman Savings Irrevocable Trust, Jeffrey Levitin, Israel Kugielsky, Chaim Rubin, and John Does, 1-10

CASE #08-05364JURISDICTION: D.NJDATE OF FILING: October 30, 2008STATE: New Jersey

Document Number



08-5364-03Order to Show Cause Why Case Should Not be Transferred to S.D.N.Y.

08-5364-04Order Denying Motions to Dismiss; Order Consolidating Case with 08-cv-3489

American General v. Nguyen

CASE #08-1211JURISDICTION: C.D.Cal.DATE OF FILING: October 30, 2008STATE: California

Document Number


Moldaw Insurance Trust, et al. v. XE-R, XE L.I.F.E., XE Management

CASE #08-09421JURISDICTION: S.D.N.Y.DATE OF FILING: November 3, 2008STATE: New York

Document Number



08-9421-03Second Amended Complaint


08-9421-05Order Granting Motion to Dismiss

Transamerica Life Ins. Co. v. Tigran Khrlobian, et al.

CASE #08-07559JURISDICTION: C.D. Cal.DATE OF FILING: November 17, 2008STATE: California

Document Number


American General v. David Reyes, Reyes Consulting, Inc., and Quantum Wealth Strategies, Inc.

CASE #08-03432JURISDICTION: S.D.TexasDATE OF FILING: November 19, 2008STATE: Texas

Document Number


08-3432-02Motion for Default Judgment

08-3432-03Order staying proceedings pending resolution by the Bank-ruptcy Court; Order administratively closing case pending a lifting of the bankruptcy stay

Met Life and General American Life Insurance Company v. Thomas Petracek, Minnesota Estate Service, Inc., Michael J. Antonello, and Michael J. Antonello & Associates, Ltd.

CASE #08-06095JURISDICTION: D.Minn.DATE OF FILING: November 19, 2008STATE: Minnesota

Document Number


08-6095-02Answer

08-6095-03Amended Answer, Third-Party Complaint v. Jean Philips and First Counterclaim



Updated: 05/25/12

Global Secured Capital Fund v. Cambridge Financing Co. et al.

CASE #08-19242JURISDICTION: Westchester CountyDATE OF FILING: November 24, 2008STATE: New York

Document Number

08-19242-01 Amended Complaint

American General v. Wright

CASE #08-07750JURISDICTION: C.D.Cal.DATE OF FILING: November 24, 2008STATE: California

Document Number


08-7750-02Answer

Sovereign Life Financing, LLC, and Imperial Premium Financing, LLC v. Acorn Capital Group, LLC

CASE #08-603535JURISDICTION: Supreme Court of the State of New York, County of New YorkDATE OF FILING: December 3, 2008STATE: New York

Document Number


Eric Boutte, as trustee of the AB Living Trust v. Ron Peoples, Peoples Financial, A&O Life Settlements, Houston Tanglewood Partners, Shepherd Capital, Life Fund, & Fox Financial Mgt., et al.

CASE #08-73712JURISDICTION: Harris CountyDATE OF FILING: December 12, 2008STATE: Texas

Document Number


Leggiere v. Hunter, Life Options, & Wholesale Broker Solutions

CASE #08-22138JURISDICTION: Nassau CountyDATE OF FILING: December 18, 2008STATE: New York

Document Number


Concord Capital Funding v. HSH Nordbank & Senior Preferred Investments

CASE #08-603764JURISDICTION: New York CountyDATE OF FILING: December 19, 2008STATE: New York

Document Number


Lincoln v. Balyasnaya J. Life Insurance Trust, et al.

CASE #08-06315JURISDICTION: D. N.J.DATE OF FILING: December 23, 2008STATE: New Jersey

Document Number


08-6315-02Order to Show Cause

08-6315-03Response to Order to Show Cause

08-6315-04Opinion re Response to Order to Show Cause

08-6315-05Order Dismissing Case

American General v. Germaine Tomlinson Insurance Trust

CASE #08-1747JURISDICTION: S.D.InDATE OF FILING: December 31, 2008STATE: Indiana

Document Number



08-1747-03Answer and Counterclaims

08-1747-04Motion to Intervne by Estate of Suzy Tomlinson (granted)



Updated: 05/25/12

American General v. Thomas Johnson 2008 Irrevocable Trust, CFC, Global Secured et al.

CASE #09cv63JURISDICTION: D. MinnDATE OF FILING: January 14, 2009STATE: Minnesota

Document Number

09-063-01 Complaint

09-063-02Answer and Counterclaim

09-063-03American General’s Reply to Counterclaim

09-063-04Stipulation and Order of Partial Dismissal without prejudice as to Cambridge

Hickie Trust v. John Hancock Life Ins. Co.

CASE #09-0242JURISDICTION: Suffolk CountyDATE OF FILING: January 20, 2009STATE: Massachusetts

Document Number


State of Idaho v. Mackey, King, and Millennial Financial Group

CASE #09-031JURISDICTION: Teton CountyDATE OF FILING: January 27, 2009STATE: Idaho

Document Number

09-031-01 Complaint

Ritchie Capital v. Coventry First

CASE #09-1086JURISDICTION: S.D.N.Y.DATE OF FILING: February 6, 2009STATE: New York

Document Number


Ohel Harav Yehoshua Boroch Foundation v. John Hancock & Woodbury Financial, et al.

CASE #09-000273JURISDICTION: Nassau CountyDATE OF FILING: February 10, 2009STATE: New York

Document Number

09-273-01 Complaint

Pinnacle Development & Argyle Pinnacle v. Olive Tree Holdings, SBH Financial, & Heshey Safrin

CASE #09-01478JURISDICTION: S.D.N.Y.DATE OF FILING: February 19, 2009STATE: New York

Document Number


MacDonald v. Movensian, CMS, Succession Capital Alliance, Lincoln, John Hancock et al.

CASE #A583205JURISDICTION: Clark County, NevadaDATE OF FILING: February 20, 2009STATE: Nevada

Document Number

09-A583205-01 Complaint

Fisch v. John Hancock Life Ins. Co., Northbridge Ins. Agency, Pacifica Group, et al.

CASE #09-BC408198JURISDICTION: Los Angeles County Superior CourtDATE OF FILING: February 20, 2009STATE: California

Document Number

09-BC408198-01 Complaint



Updated: 05/25/12

Life Receivables Eurotrust v. West Coast Life Ins. Co.

CASE #09-06445JURISDICTION: Palm Beach CountyDATE OF FILING: February 25, 2009STATE: Florida

Document Number


Irwin Chaikin v. Stanton, Hester, Vlasak, & PHL Variable

CASE #09-08517JURISDICTION: Cook CountyDATE OF FILING: February 26, 2009STATE: Illinois

Document Number


American General Life. Ins. Co. v. Arlene Kaminsky & Foulk

CASE #09-00352JURISDICTION: D. Conn.DATE OF FILING: March 4, 2009STATE: Connecticut

Document Number


Rucker et al. v. Oasis Legal Finance LLC et al.

CASE #09-0432JURISDICTION: S.D.Ala.DATE OF FILING: March 5, 2009STATE: Alabama

Document Number

09-0432-01 Class Action Complaint

Dobbs & Prostaff Inc. v. American General Life Ins. Co.

CASE #09-18289JURISDICTION: Harris CountyDATE OF FILING: March 24, 2009STATE: Texas

Document Number


Lockwood v. Phoenix Life Ins. Co

CASE #09-104189JURISDICTION: New York CountyDATE OF FILING: March 26, 2009STATE: New York

Document Number


Missouri Securities Commissioner Cease and Desist Order regarding James Staley et al.

CASE #AP-09-14JURISDICTION: Missouri Securities DepartmentDATE OF FILING: March 31, 2009STATE: Missouri

Document Number

AP-09-14-01 Cease & Desist Order

Life Partners, Inc. & Sterling Trust Co. v. U.S.

CASE #09-079JURISDICTION: W.D.Tex.DATE OF FILING: March 31, 2009STATE: Texas

Document Number

09-079-01 Complaint



Updated: 05/25/12

Kaufman v. Ronald Clark & Money Matters

CASE #09-05578JURISDICTION: Pinellas CountyDATE OF FILING: March 31, 2009STATE: Florida

Document Number


CSSEL Bare Trust v. Phoenix Life Ins. Co.

CASE #09-601002JURISDICTION: New York CountyDATE OF FILING: April 1, 2009STATE: New York

Document Number


Donna Rothschild v. U.S. Life Ins. Co. & American International Group

CASE #09-08594JURISDICTION: Kings CountyDATE OF FILING: April 8, 2009STATE: New York

Document Number


Goldstein v. GWG Life Settlements & Opportunity Finance

CASE #09-194140JURISDICTION: Hennepin CountyDATE OF FILING: April 9, 2009STATE: Minnesota

Document Number


SEC v. Private Equity Management Group & Pang

CASE #09-02901JURISDICTION: C.D.Cal.DATE OF FILING: April 24, 2009STATE: California

Document Number


Elizabeth Bryant Living Trust & Brate Bryant Revocable Trust v. Clements, Clements Financial, & K.W. Chambers & Co.

CASE #09-01868JURISDICTION: Waukesha CountyDATE OF FILING: May 13, 2009STATE: Wisconsin

Document Number


West Coast Life Ins. Co. v. Harry Esses 2007-1 Insurance Trust, Kevin O’Brien, Stephen Weschsler, Kevin Bechtel, & Ravi Malick

CASE #09-02761JURISDICTION: D.N.J.DATE OF FILING: June 5, 2009STATE: New Jersey

Document Number


American General Life Ins. Co. v. Stanely Mann, Stanley Mann Ins. Trust, & Christiana Bank

CASE #09-00434JURISDICTION: D. Del.DATE OF FILING: June 10, 2009STATE: Delaware

Document Number




Updated: 05/25/12

Wells Fargo, as trustee of the Thomas Cocco Ins. Trust v. American General Life Ins. Co.

CASE #09-238172JURISDICTION: Tarrant CountyDATE OF FILING: June 12, 2009STATE: Texas

Document Number


Halberstam v. United States Life Ins. Co.

CASE #09-16585JURISDICTION: Kings CountyDATE OF FILING: July 2, 2009STATE: New York

Document Number


Charles Giger v. Ahmann, Lang, JW Cole Financial Inc., Abdulwahab, A&O Resource Mgmt., & A&O Life Fund LLC

CASE #09-04060JURISDICTION: N.D. Ill.DATE OF FILING: July 7, 2009STATE: Illinois

Document Number


Charles and Lois O’Brien v. Fortris Financial, First Bank of Delaware, Jeff Vogan, Ladd Tanner, Tanner Financial Group, et al.

CASE #09-05349JURISDICTION: Pima CountyDATE OF FILING: July 10, 2009STATE: Arizona

Document Number


United States Life Ins. Co. v. Merber Irrevocable Trust, Binday, et al.

CASE #09-110415JURISDICTION: New York CountyDATE OF FILING: July 22, 2009STATE: New York

Document Number


PHL Variable v. Nachowitz Irrevocable Trust & BNC National Bank

CASE #09-01923JURISDICTION: D.Minn.DATE OF FILING: July 22, 2009STATE: Minnesota

Document Number


PHL Variable v. Damato Irrevocable Trust & BNC National Bank

CASE #09-01924JURISDICTION: D.Minn.DATE OF FILING: July 22, 2009STATE: Minnesota

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John Hancock Life Ins. Co. v. Mayerson & Gutwein

CASE #09-03222JURISDICTION: E.D.N.YDATE OF FILING: July 27, 2009STATE: New York

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Updated: 05/25/12

Levin v. Barry Kaye & Associates

CASE #09-287JURISDICTION: S.D.OhioDATE OF FILING: July 28, 2009STATE: Ohio

Document Number

09-287-01 Complaint

Harold and Cris Sternfeld v. Fiserv, Inc., Fiserv Trust Company, NTC & Co., Trust Industrial Bank, Robert Beriault Holdings, Inc., Lincoln Trust Company, TD Ameritrade Online Holding Co., TD Ameritrade Holding Co., et al.

CASE #09-06779JURISDICTION: S.D.N.Y.DATE OF FILING: July 30, 2009STATE: New York

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Rittimann v. Barnard*Donegan Insurance, Gray, Rogers, & Thornburn

CASE #09-0993DJURISDICTION: Comal CountyDATE OF FILING: August 11, 2009STATE: Texas

Document Number

09-0993D-01 Complaint

American General Life Insurance Company v. Arlene Kane, Kane Irrevocable Life Insurance Trusts, Capital Community Credit Union, et al.

CASE #09-0194JURISDICTION: D. Wy.DATE OF FILING: August 17, 2009STATE: Wyoming

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Williams v. Bashford, Eagle Mountain Financial, & USAA Financial Planning Services

CASE #09-13375JURISDICTION: Bexar CountyDATE OF FILING: August 18, 2009STATE: Texas

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Ernest Sanchez v. Aviva Life and Annuity Company, Loomis Wealth Solutions, Inc., Lawrence Loomis, Naras Secured Fund #2, Lismar Financial Services, & Nationwide Lending Group

CASE #09-1454JURISDICTION: E.D. Cal.DATE OF FILING: August 28, 2009STATE: California

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Charles and Sidney Bresler v. Wilmington Trust Co., Wilmington Trust Brokerage, Highland Capital Brokerage, Edmond Ianni, Ralph Wileczek, Matthew Waschull, Richard Biborosch

CASE #09-02957JURISDICTION: Montgomery CountyDATE OF FILING: September 16, 2009STATE: Maryland

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BGI Life, Inc. v. American General Life Insurance Company

CASE #09-06822JURISDICTION: C.D. Cal.DATE OF FILING: September 18, 2009STATE: California

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Updated: 05/25/12

West Coast Life Insurance Company v. Basavaraj Konanahalli, The Basavaraj Konanahalli Insurance Trust, Wells Fargo, Patrick Olive, Life Brokers Partners, et al.

CASE #09-24234JURISDICTION: Hillsborough CountyDATE OF FILING: September 18, 2009STATE: Florida

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American General Life Insurance Company v. Sussex 130 LLP, Canyon Funding Trust, Wells Fargo, Scott Ulven, Rampart America LLC, et al.

CASE #09-05097JURISDICTION: D.N.J.DATE OF FILING: October 5, 2009STATE: New Jersey

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Hayfa Backus and Angelo Mariani, as Trustees of the John Bakoss Family Trust, & John Bakoss

CASE #09-04289JURISDICTION: E.D.N.YDATE OF FILING: October 6, 2009STATE: New York

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Twin Lake Settlements LLC and Jacob Kempler v. John Hancock Life Ins. Co. of New York

CASE #09-25891JURISDICTION: Kings CountyDATE OF FILING: October 12, 2009STATE: New York

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Irwin Shapiro v. Cambridge Financing Company, David Kleinhandler, Simon Bernstein, & William Brauer

CASE #09-03429JURISDICTION: Palm Beach CountyDATE OF FILING: October 19, 2009STATE: Florida

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PHL Variable Ins. Co. v. Clifton Wright Family Ins. Trust, by and through its trustee, Vincent Giordano

CASE #09-02344JURISDICTION: S.D. Cal.DATE OF FILING: October 21, 2009STATE: California

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Alan Fenton, Trustee, and Olive Tree Holdings v. Phoenix Life and PHL Variable

CASE #09-1340238JURISDICTION: Santa Barbara CountyDATE OF FILING: October 26, 2009STATE: California

Document Number

09-1340238-01 Complaint

David Claus v. Coventry Capital One LLC, Lakeview Insurance Agency of Illinois, and Israel Paluch

CASE #09-42746JURISDICTION: Cook CountyDATE OF FILING: October 31, 2009STATE: Illinois

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Updated: 05/25/12

Robert Abate v. Richard Vandersande

CASE #09-13228JURISDICTION: Cook CountyDATE OF FILING: November 6, 2009STATE: Illinois

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American General v. Hana Salamon, Joel Katz, Aaron Knopfler, and the Hana Family Trust

CASE #09-05428JURISDICTION: E.D.N.Y.DATE OF FILING: December 11, 2009STATE: New York

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Christopher Erwin, as trustee of the Orca LSI Trust v. Financial Life Services LLC and Michael Krasnerman

CASE #09-01463JURISDICTION: C.D. Cal.DATE OF FILING: December 11, 2009STATE: California

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Warren Helton, Harold Milligan, John Worth, and James Henry v. American General, Lawrence Rasche, and Mark Rickelman

CASE #09-00118JURISDICTION: W.D. KentuckyDATE OF FILING: December 14, 2009STATE: Kentucky

Document Number

09-118-01 Complaint

Security Life of Denver v. Vivian and Alan Waldman


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Security Life of Denver v. Phyllis and Irwin Levy


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Security Life of Denver v. Amalia Simon and Risa Bellach


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Security Life of Denver v. Chana and Chaim Treitel


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Updated: 05/25/12

Michael Sansoni Insurance Trust, Michael Sansoni, Stephen Wechsler, The Wechsler Financial Group Inc., Kevin Bechtel, and Life Brokerage Partners LLC v. Amiercan General

CASE #09-00979JURISDICTION: D. Del.DATE OF FILING: December 21, 2009STATE: Delaware

Document Number

09-979-01 Complaint

The John Hancock Life Insurance Company v. Marc Fein


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Henry Smith v. Edward Netherland and Concord Capital Management f/k/a Inscap Management LLC

CASE #09-17420JURISDICTION: Dallas CountyDATE OF FILING: December 30, 2009STATE: Texas

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Principal Life Insurance Company v. Werzberger Irrevocable Life Insurance Trust and Nechemia, Aron, and Alexander Werzberger

CASE #10-00185JURISDICTION: E.D.N.Y.DATE OF FILING: January 15, 2010STATE: New York

Document Number

10-185-01 Complaint

Beckwith v. Marsteller and Amazon Tours

CASE #10-732JURISDICTION: Tulsa CountyDATE OF FILING: February 4, 2010STATE: Oklahoma

Document Number

10-732-01 Complaint

PHL Variable v. Robert Gelb Irrevocable Trust and David Blumofe

CASE #10-00957JURISDICTION: N.D. IllinoisDATE OF FILING: February 11, 2010STATE: Illinois

Document Number

10-957-01 Complaint

PHL Variable Ins. Co. v. The Sheldon Lerner ILIT & Frances Lerner

CASE #10-00896JURISDICTION: D.N.J.DATE OF FILING: February 22, 2010STATE: New Jersey

Document Number

10-896-01 Complaint

PHL Variable Ins. Co. v. Sylvia Diamond Ins. Trust & Alan Rubenstein

CASE #10-01245JURISDICTION: D.N.J.DATE OF FILING: March 10, 2010STATE: New Jersey

Document Number




Updated: 05/25/12

PHL Variable Ins. Co. v. Thomas McSweeney Irrevocable Ins. Trust & McSweeney, et al.

CASE #10-01627JURISDICTION: N.D. Ill.DATE OF FILING: March 12, 2010STATE: Illinois

Document Number


PHL Variable Ins. Co. v. The Gabriel Spataro Irrevocable Life Insurance Trust, by its trustee Carmen Farina

CASE #10-01757JURISDICTION: N.D. Ill.DATE OF FILING: March 19, 2010STATE: Illinois

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America General Life Ins. Co. v. Rick Wei

CASE #10-02046JURISDICTION: C.D. Cal.DATE OF FILING: March 22, 2010STATE: California

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Dean & Andrea McWilliams v. Premier Wealth Management, LWBJ Premier Private Wealth, LWBJ, Paul Calivin, IL Consultants Inc., Edwin Roberts, et al.

CASE #10-00922JURISDICTION: Travis CountyDATE OF FILING: March 24, 2010STATE: Texas

Document Number


David Epstein, Aileen Epstein, Lawrence Epstein, Jeffrey Epstein, Edwin Utan v. Barry Kaye Assocaites, Barry Kaye, Howard Kaye, et al.

CASE #10-08946JURISDICTION: Palm Beach CountyDATE OF FILING: March 29, 2010STATE: Florida

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Jonah Meer, as trustee of the Ronald Barrett Irrevocable Mass Trust 2007 v. Mass. Mutual Life Ins. Co.

CASE #10-02856JURISDICTION: S.D.N.Y.DATE OF FILING: April 1, 2010STATE: New York

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Heritage Christian Schools v. Richard Incandela, Barbara Ann Incandela, Solution Enterprise of America, Building Value LLC, et al.

CASE #10-04473JURISDICTION: Milwaukee CountyDATE OF FILING: April 1, 2010STATE: Wisconsin

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Judith Jacobson v. Coventry First, Montgomery Capital, Reid Buerger, Tim Ash Brokerage Group, et al.

CASE #10-00736JURISDICTION: N.D. OhioDATE OF FILING: April 8, 2010STATE: Ohio

Document Number




Updated: 05/25/12

PHL Variable Ins Co. v. Gabriel Giordano, The 2008 Baker Family Insurance Trust, by its trustee Brenda Barrera and successor trustee Kasra Sadr

CASE #10-00771JURISDICTION: C.D. Cal.DATE OF FILING: April 13, 2010STATE: California

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Faye B. Feinstein, Esq., as Court-Appointed Receiver for Wealth Management LLC, Employee Services of Appleton, Inc., WML Gryphon Fund LLC, WML Watch Stone Partners LP, WML Quetzal Partners LP, WML Pantera Partners LP, WML Palisade Partners LP and WML L3 LLC v. Wood, Hat & Silver LLC, Wood, Hat & Silver 401(k) Profit Sharing & Trust, Joseph Aaron, The Brown Investment Fund LP, The JoAnne Miller Trust, Riek & Associates LLC, David Janssen, M.D., and Fox Valley Plastic Surgery 401(k) Plan

CASE #10-00312JURISDICTION: E.D. Wis.DATE OF FILING: April 13, 2010STATE: Wisconsin

Document Number


America General Life Ins. Co. v. Oberlander Planning Trust, by its trustee Nathan Oberlander

CASE #33-AV-00001JURISDICTION: D.N.J.DATE OF FILING: April 15, 2010STATE: New Jersey

Document Number

33-AV-00001-01 Complaint

Church Street Nominees Ltd. V. Joseph Riegler, Joel Brach, Gittel Halpert, Congregation Mesamche Lev, Inc.

CASE #10-01680JURISDICTION: E.D.N.Y.DATE OF FILING: April 15, 2010STATE: New York

Document Number


Ohio National Life Assurance Corp. v. Douglas Davis, Mavash Morady, Christiana Bank, Shirlee Davis

CASE #10-02386JURISDICTION: N.D. Ill.DATE OF FILING: April 16, 2010STATE: Illinois

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PHL Variable Ins. Co. v. Richard Endres Irrevocable Trust, by its trustee Frank Marciano

CASE #10-02037JURISDICTION: D.N.J.DATE OF FILING: April 22, 2010STATE: New Jersey

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Principal Life Ins. Co. v. The Erno Altman Ins. Trust, Eva Beilus, Carl Caller, and Erno Altman

CASE #10-01936JURISDICTION: E.D.N.Y.DATE OF FILING: April 29, 2010STATE: New York

Document Number


Susan & Michael Myers v. James Archibald, Karl Hahn, Port Capital Management, Insurative Premium Finance, Insurative Risk Solutions, Deutsche Bank Alex Brown, Deutsche Bank Securities, American General Life Ins. Co., Allianz Life Ins. Co., ING Security Life of Denver Ins. Co.

CASE #10-00258JURISDICTION: D. Nev.DATE OF FILING: April 29, 2010STATE: Nevada

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Updated: 05/25/12

Ocean Gate Life Settlement Program v. Gloria and Wallace Blanchard

CASE #10-05448JURISDICTION: Delaware Court of ChanceryDATE OF FILING: April 30, 2010STATE: Delaware

Document Number


American General Life Ins. Co. v. The Producers Group Advantage LLC

CASE #10-01630JURISDICTION: S.D. Tex.DATE OF FILING: May 6, 2010STATE: Texas

Document Number


PHL Variable Ins. Co. v. Carolyn Ross Irrevocable Life Ins. Trust, by and through its trustee, Anthony Giannascoli

CASE #10-02557JURISDICTION: D.N.J.DATE OF FILING: May 18, 2010STATE: New Jersey

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Massachusetts Mutual Life Ins. Co. v. Ronald Barrett Irrevocable Mass Trust 2007, Dated 3/30/07; Estate of Ronald Barrett; Lois Barrett, Trustee; Tracey Lee Hurley, Trustee; Jonah M. Meer, Successor Trustee

CASE #10-02551JURISDICTION: D.N.J.DATE OF FILING: May 18, 2010STATE: New Jersey

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Sun Life Assurance Co. of Canada v. James Jackson, J. Mading Insurance and Financial Services LLC, Pacific Dental Services Inc., Stephen D. Watkins, First Insurance Funding Corp.

CASE #10-03791JURISDICTION: C.D. Cal.DATE OF FILING: May 19, 2010STATE: California

Document Number


U.S. v. Binday, Kergill, and Resnick

CASE #12CRJURISDICTION: S.D.N.Y.DATE OF FILING: February 15, 2012STATE: New York

Document Number

12CR-01 Indictment

Martin Fleisher v. Phoenix Life Insurance Company

CASE #11-8405JURISDICTION: S.D.N.Y.DATE OF FILING: November 18, 2011STATE: New York

Document Number

11-8405-1 Complaint

American General Life Insurance Company v. Terrance Friedberg, et al.

CASE #11-1529JURISDICTION: D. Conn.DATE OF FILING: October 5, 2011STATE: Connecticut

Document Number




Updated: 05/25/12

Leonard Gugick v. Melville Capital

CASE #11-6294JURISDICTION: S.D.N.Y.DATE OF FILING: September 9, 2011STATE: New York

Document Number


David Kravetz v. Quantum Life Settlements LLC, et al.

CASE #11-8901JURISDICTION: Superior Court of New JerseyDATE OF FILING: October 25, 2011STATE: New Jersey

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Life Plans, Inc. v. Security Life of Denver Insurance Company

CASE #JURISDICTION: Cook CountyDATE OF FILING: October 27, 2011STATE: Illinois

Document Number

Complaint

U.S. Bank, N.A. v. PHL Variable Insurance Company

CASE #11-9517JURISDICTION: C.D. Cal.DATE OF FILING: November 16, 2011STATE: California

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Harvey Quitko & Total Senior Solutions v. Gerald Kapiloff, et al.

CASE #11-8386JURISDICTION: Superior Court of New JerseyDATE OF FILING: October 6, 2011STATE: New Jersey

Document Number


American Viatical Services LLC v. Office of Insurance Regulation

CASE #11-174JURISDICTION: Leon CountyDATE OF FILING: January 21, 2011STATE: Florida

Document Number

11-174-01 Complaint

Transamerica Life Insurance Company v. The Margaret Broussard Insurance Trust and Wells Fargo

CASE #11-822JURISDICTION: D. Minn.DATE OF FILING: April 1, 2011STATE: Minnesota

Document Number

11-822-01 Complaint

Innovative Settlement Solutions v. Inger Fleisher, as Trustee of the Shirley Seid 2007 Irrevocable Life Insurance Trust

CASE #11-2483JURISDICTION: Marin CountyDATE OF FILING: May 17, 2011STATE: California

Document Number




Updated: 05/25/12

HM Ruby Fund, L.P. v. Marc Frolich, as Trustee of the Tenami Family Irrevocable Life Insurance Trust

CASE #11-651695JURISDICTION: New York CountyDATE OF FILING: June 17, 2011STATE: New York

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Linda Shenwick v. HM Ruby Fund, L.P., et al.

CASE #11-652082JURISDICTION: New York CountyDATE OF FILING: July 29, 2011STATE: New York

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Peninsula Life Settlement Fund v. American General Life Insurance Company

CASE #11-84289JURISDICTION: San Diego CountyDATE OF FILING: January 24, 2011STATE: California

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Ida Pyle, et al. v. HM Ruby Fund, LP, et al.

CASE #11-456379JURISDICTION: Los Angeles CountyDATE OF FILING: March 1, 2011STATE: California

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Joyce Reinfeld v. Alan Rubinson and Life Brokerage Partners

CASE #11-6045JURISDICTION: Palm Beach CountyDATE OF FILING: April 21, 2011STATE: California

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Rice v. Life Partners Inc.

CASE #11-0390JURISDICTION: C.D. Cal.DATE OF FILING: March 7, 2011STATE: California

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Security Life of Denver Insurance Company v. Ryan Building Group, et al.

CASE #11-3933JURISDICTION: N.D. Ill.DATE OF FILING: June 9, 2011STATE: Illinois

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Louis W. Sullivan v. Bernard Anderson, Nelson Todd, Agresti & Associates, Thomas Agresti, and Security Life of Denver Insurance Company

CASE #11-202793JURISDICTION: Fulton CountyDATE OF FILING: July 1, 2011STATE: Georgia

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Updated: 05/25/12

Thurman Alexander and Connie Reeves v. William Richardson & Security Life of Denver Insurance Company

CASE #11-8212JURISDICTION: Dallas CountyDATE OF FILING: July 1, 2011STATE: Texas

Document Number


Berenice Woolman v. American General Life Insurance Companies, et al.

CASE #JURISDICTION: Kings CountyDATE OF FILING: July 1, 2011STATE: New York

Document Number

Complaint

Richard and Bethine Filion v. National Senior Insurance, Inc., Seeman Holtz, John Heck, and Eric Holtz

CASE #11-1353JURISDICTION: Palm Beach CountyDATE OF FILING: January 21, 2011STATE: Florida

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George Kelly v. Legacy Benefits Corp., et al.

CASE #10-104485JURISDICTION: New York CountyDATE OF FILING: April 7, 2010STATE: New York

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Trinity Settlement Services, LLC v. Texas State Securities Board

CASE #10-1534JURISDICTION: Travis CountyDATE OF FILING: May 10, 2010STATE: Texas

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