securing intellectual property – why you should care and what can you do about it?

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Securing Intellectual Property Why You Should Care and What Can You Do About It? Dr. Biplav Srivastava, IBM Research – India Oct 2015, I-CARE 1 (C) Biplav Srivastava, IBM Research

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Page 1: Securing Intellectual Property – Why You Should Care and What Can You Do About It?

Securing Intellectual Property – Why You Should Care and What Can You Do About It?

Dr. Biplav Srivastava, IBM Research – India

Oct 2015, I-CARE 1 (C) Biplav Srivastava, IBM Research

Page 2: Securing Intellectual Property – Why You Should Care and What Can You Do About It?

Outline

! Intellectual Property (IP) ! Why Care About IP? ! What to do About IP?

2 (C) Biplav Srivastava, IBM Research

Page 3: Securing Intellectual Property – Why You Should Care and What Can You Do About It?

What is Intellectual Property (IP)?

“Intellectual property refers to creations of the mind: inventions; literary and artistic works; and symbols, names and images used in commerce.”

http://www.wipo.int/about-ip/en/

3 (C) Biplav Srivastava, IBM Research

Page 4: Securing Intellectual Property – Why You Should Care and What Can You Do About It?

Why Does IP Not Explicitly Cover (Technical) Papers?

! IP is asserted explicitly with publication from credits: author(s), organization(s) n  Monitoring is community-based n  Focus of papers is dissemination

! Focus of IP is legal protection and assertion n  Can be defended in courts

4 (C) Biplav Srivastava, IBM Research

Page 5: Securing Intellectual Property – Why You Should Care and What Can You Do About It?

Why Care About IP?

Our focus will be patents in the remainder

5 (C) Biplav Srivastava, IBM Research

Page 6: Securing Intellectual Property – Why You Should Care and What Can You Do About It?

Patent – An Introduction

! Are for novel, useful and non-obvious ideas

! Which had not been known earlier (read: published and available in public domain)

! First promulgated in modern times in 1790 n  Finds mention in US constitution n  Patent Act of 1790 (US)

6 (C) Biplav Srivastava, IBM Research

Page 7: Securing Intellectual Property – Why You Should Care and What Can You Do About It?

Why  Patents?    Patents  serve  as  documenta3on  of  an  organiza3on’s  Intellectual  Property  (IP)  

n  Helps  protect  IP  against  compe33on  (defensive)  n  Helps  assert  market  leadership  in  promising  areas(aggressive)  

n  Can  become  a  significant  income  source  from  licensing  

n  Helps  realize  a  company’s  full  market  valua3on  

 7 (C) Biplav Srivastava, IBM Research

Page 8: Securing Intellectual Property – Why You Should Care and What Can You Do About It?

Asserting Idea: Apple Example

Idea created and patented by university USD 234M+ fine awarded on Apple Initially projected fine > USD 900

http://www.bbc.com/news/technology-34559232

8 (C) Biplav Srivastava, IBM Research

Page 9: Securing Intellectual Property – Why You Should Care and What Can You Do About It?

IP (Patent) Grants and Defense

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Defending Idea Nutmeg Example

(C) Biplav Srivastava, IBM Research

Page 10: Securing Intellectual Property – Why You Should Care and What Can You Do About It?

Example: Nutmeg

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http://www.tkdl.res.in/

(C) Biplav Srivastava, IBM Research

Page 11: Securing Intellectual Property – Why You Should Care and What Can You Do About It?

Startup – Diabe.to Defending Idea Healthcare

11 (C) Biplav Srivastava, IBM Research

Image courtesy: Diabe.to site

Page 12: Securing Intellectual Property – Why You Should Care and What Can You Do About It?

Startup – Diabe.to

12 (C) Biplav Srivastava, IBM Research

Page 13: Securing Intellectual Property – Why You Should Care and What Can You Do About It?

What to Do About IP?

13 (C) Biplav Srivastava, IBM Research

Page 14: Securing Intellectual Property – Why You Should Care and What Can You Do About It?

Suggestions

! Always think of IP as a first class task n  It is not always for commercial gain n  If one is opposed to the thought, one can

always document their idea and reveal for free ! Depending on context

n  Use copyright, trademark, design, patents, GI n  Writing papers and articles also helps assert

one’s claim on an idea

14 (C) Biplav Srivastava, IBM Research

Page 15: Securing Intellectual Property – Why You Should Care and What Can You Do About It?

Do It Yourself

! Put © against any piece of new work for copyright assertion

! Register if it makes sense ! Be aware of IP considerations whenever

you discuss an idea

15 (C) Biplav Srivastava, IBM Research

Page 16: Securing Intellectual Property – Why You Should Care and What Can You Do About It?

Patent  Considera3ons  Items Comments and guidance Problem statement and background

What is the specific problem the invention solves? What areas of business and technology need to be understood in order to evaluate the patent?

Core idea It is helpful to include a flow chart and or architectural diagram

Novelty Novelty is somewhat subjective. Just because someone has not invented it yet does not make your invention novel. Also, beware of "obvious combinations" of existing technologies, which usually will not pass muster with the USPTO.

Business case & value proposition

How can someone, preferably the assignee, make money using the invention

Prior art search & search terms used

Look for evidence of the invention or related concepts in academic, trade and patent literature.

Discoverability If the patent is issued, could we figure out if someone else is infringing on the idea (i.e. "practicing" the patent).

Enforceability - If we discover that someone has infringed on the idea, can we stop them (or charge them)

Ease of circumvention How easy is it to find a "work around" to the idea - i.e. can someone achieve the same result with a different idea? If so, the value of the patent is reduced.

Independent claims Balance breadth & technical specificity. 16 (C) Biplav Srivastava, IBM Research

Page 17: Securing Intellectual Property – Why You Should Care and What Can You Do About It?

An Inventor on a Patent

! Under  US  patent  law,  a  person  should  be  listed  as  an  inventor  for  a  US  patent  applica3on  only  if  that  person  contributed  to  the  idea  shown  in  one  of  the  claims  of  the  applica3on  

! One  is  not  a  co-­‐inventor  for  just  n  Sugges3ng  an  idea  n  Coding  the  steps  of  the  idea  

17 (C) Biplav Srivastava, IBM Research

Page 18: Securing Intellectual Property – Why You Should Care and What Can You Do About It?

What Strategy Works for Creating Valuable Patents … Personal Experience

! Ideas in a new technology area n  IoT, Deep Learning, …

! Ideas around an emerging application n  Smart City, Law, Cooking, …

! Thinking of a portfolio of ideas together n  Helps reuse effort in prior art search n  Easy to detect violation and assert claims n  Easier to commercialize

18 (C) Biplav Srivastava, IBM Research

Page 19: Securing Intellectual Property – Why You Should Care and What Can You Do About It?

References

! International patents n  www.uspto.gov/ n  https://www.epo.org/

! India patents n  www.ipindia.nic.in/ n  http://www.ssrana.in/

19 (C) Biplav Srivastava, IBM Research