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    Seismic reflection images of active faults on New Zealand's South Island

    A.G. Green1, F.M. Campbell1, A.E. Kaiser1, C. Dorn1, S. Carpentier1, J.A. Doetsch1,

    H. Horstmeyer1, D. Nobes

    2, J. Campbell

    2, M. Finnemore

    2, R. Jongens

    3, F. Ghisetti

    4, A.R.

    Gorman4, R.M. Langridge

    5, A.F. McClymont

    6

    1. Institute of Geophysics, ETH, Zrich, CH-8092, Switzerland

    2. Department of Geological Sciences, University of Canterbury, Christchurch, New Zealand

    3. Dunedin Research Centre, GNS Science, Private Bag 1930, Dunedin, 9054, New Zealand

    4. Department of Geology, University of Otago, Dunedin, 9054, New Zealand

    5.GNS Science, P.O. Box 30-368, Lower Hutt, New Zealand

    6. Department of Geoscience, University of Calgary, Calgary, T2N1N4, Canada

    Abstract

    New Zealand is located along the boundary between the Australian and Pacific plates.Although there are numerous faults associated with this plate boundary setting, few have ruptured

    during the nearly 200 years of European settlement. Yet, paleoseismology provides clearevidence of relatively recent activity on many of them. Knowledge of the shallow structure and

    other characteristics of these faults is important for understanding the related seismic hazard andrisk. Key properties of faults that produce infrequent large earthquakes are usually determined or

    inferred from paleoseismological investigations of surface outcrops, geomorphology, trenches,

    and boreholes. In an attempt to improve our knowledge and understanding of active faultsbeyond the reach of conventional paleoseismological methods (i.e., deeper than a few meters), we

    have acquired high-resolution seismic reflection and ground-penetrating radar (GPR) data across

    the following three fault systems on New Zealand's South Island: (i) a northern section of the

    transpressive Alpine Fault zone, (ii) numerous reverse faults hidden beneath the very youngsediments that cover the northwest Canterbury Plains, and (iii) a critical portion of the reverse

    Ostler Fault zone in the south-central part of the Island. After subjecting our data to diverseprocessing procedures, the resultant seismic and GPR sections provide vivid images of the targetstructures. On the 2D and 3D high-resolution seismic and GPR images of the Alpine Fault zone,

    we see the principal fault dipping steeply through Quaternary sediments and offsetting the

    basement. A distinct ~25 m vertical offset of basement provides a maximum ~1.4 mm/yr dip-slipdisplacement rate. The more important strike-slip component of displacement has yet to be

    estimated at this location. Our high-resolution seismic and GPR sections across parts of the

    northwest Canterbury Plains display a complex pattern of faults and folds beneath a variably

    thick veneer of flat-lying sediments. Structural restorations of the seismic images suggest10 - 23% compressive strain, which would correspond to an average strain rate of

    20 - 50 x 10-9/yr if the onset of compression coincided with the accelerated uplift of the Southern

    Alps approximately 5 Ma. Finally, multiple 2D high-resolution seismic images of the Ostler Faultzone reveal a 45 - 55 west-dipping principal fault and two subsidiary 25 - 30 west-dippingfaults, one in the hanging wall and one in the footwall of the principal fault. Again, we are able to

    structurally restore models based on the seismic images. These restorations are compatible with

    440 - 800 m of vertical offset and 870 - 1080 m of horizontal shortening across the Ostler Faultzone, which translate to a relatively constant deformation rate of 0.3 - 1.1 mm/yr since the Late

    Pliocene - Pleistocene.

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    Keywords: 2D and 3D high-resolution seismic reflection and GPR images, Australian - Pacific

    plate boundary, Alpine Fault zone, faults underlying the northwest Canterbury Plains, OstlerFault zone.

    Introduction

    New Zealand's South Island is a dynamic landmass distinguished by two active subductionzones and an intervening transform plate boundary. The west-directed Hikurangi subduction zone

    in the north is connected to the east-directed Puysegur subduction zone in the south via the

    Alpine Fault zone and a broad expanse of oblique compression (Figure 1). Paleoseismologicalstudies suggest the Alpine Fault is accommodating two-thirds to three-quarters of the

    35 - 38 mm/y of relative motion between the Australian and Pacific plates in the central and

    southern parts of the South Island, with the remainder being distributed over a 150 - 200-km-

    wide region that encompasses the Southern Alps and adjacent regions to the east (Figure 1;Norris et al., 1990; Pettinga et al., 2001; Sutherland et al., 2006; Cox and Sutherland, 2007;

    Norris and Cooper, 2007).

    The Alpine Fault became a significant plate boundary 22 - 23 Ma (Cooper et al., 1987; King,2000; Cox and Sutherland, 2007), about the same time the Hikurangi subduction zone started to

    consume the Pacific Plate (Stern et al., 2006). Since then, the zone of deformation has gradually

    broadened, with accelerated levels of faulting, folding, tilting, and uplift in the Southern Alpscommencing ~5.0 Ma (Sutherland, 1995; Coates, 2002). The zone of deformation extended

    further east into the region of the Ostler Fault zone prior to the Late Pliocene and into the

    northwest Canterbury Plains either prior to or during the Quaternary (Forsyth et al., 2008). There

    are areas of active and Quaternary deformation close to the South Island's two largest cities,Christchurch and Dunedin (Figure 1) with populations of ~370,000 and ~124,000, respectively.

    The identification and characterization of active faults are critical to studies of regional

    seismic hazard (McCalpin, 1996; Yeats et al., 1996). Probabilistic seismic hazard analysesrequire seismic source models, which are usually constructed by assigning earthquakes to active

    faults based on seismological, other geophysical, and geological information. Once all seismic

    sources are defined, their characteristic earthquake magnitudes and recurrence frequencies are

    determined (Thenhaus and Campbell, 2003). Historical and instrumental records of seismicity donot completely characterize the earthquake cycle of many active fault zones, because the records

    are generally much shorter than the repeat times of the largest earthquakes. This is a particular

    problem in New Zealand, where relatively complete records of historical and instrumentalseismicity exist for only the past ~200 and ~50 years, respectively, whereas large active faults on

    the islands are estimated to have recurrence intervals of many hundreds of years (Stirling et al,1998). Consequently, paleoseismic studies are important for characterizing the numerous active

    faults that extend along the length of the country (e.g., Berryman, 1980; Van Dissen andBerryman, 1996; Benson et al., 2001; Villamor and Berryman, 2001; Sutherland et al., 2007).

    Conventional paleoseismological techniques based on surface outcrops, geomorphology,

    trenches, and boreholes (McCalpin, 1996; Yeats et al., 1996) usually supply details on major

    faults that have disrupted the upper few meters of the ground. To provide structural and otherinformation at greater depths, we have acquired high-resolution seismic reflection and ground-

    penetrating radar (GPR) data across two active fault zones and an active fault network on the

    South Island. Our first target (1 in Figure 1) is the Alpine Fault zone at a rare accessible sitewhere a ~2-m-high linear fault scarp cuts across a sequence of abandoned river terraces. Apart

    from a nearby campground, several houses, and a small village, this location in the north of the

    South Island is relatively isolated. A network of faults hidden beneath variably thick Quaternary

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    sediments that characterize the remarkably flat northwest Canterbury Plains is our second target

    (2 in Figure 1). A major buried or blind fault beneath the southernmost part of this target area isless than 40 km from Christchurch. The third target (3 in Figure 1) is a region of the Ostler Fault

    zone where thick sediments of the Mackenzie Basin are offset. This location in the south-central

    part of the Island is quite close to eight hydro-electric power dams that supply a large proportion

    of the South Island's electricity.After briefly describing the geology at the study sites, we show examples of the high-

    resolution seismic reflection images at all three locations.

    Figure 1. Plate tectonic setting of New Zealand's South Island showing the west-directedHikurangi subduction zone in the north, the east-directed Puysegur subduction zone in the south,and the Alpine Fault. Also shown are our study sites: 1 - northern section of the Alpine Fault zone,2 - northwest Canterbury Plains, 3 - Ostler Fault zone.

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    Geology in the vicinity of the three study sites

    Alpine Fault zoneThe Alpine Fault is the principal element of the onshore boundary between the Pacific and

    Australian plates (Figure 1). Offset of basement terrains by ~470 km along the fault since the late

    Oligocene to early Miocene is evidence for the importance of this structure in accommodating

    relative plate motion. At our Alpine Fault study site, a sequence of faulted abandoned riverterraces is derived from glaciofluvial valley sediments dating from periods of aggradation that

    followed phases of advance and retreat of a late Pleistocene glacier. Basement southeast of the

    fault is schist derived from Triassic-age sediments, whereas that to the northwest is Paleozoic-agemarble. Paleoseismic trenches on the youngest river terrace intercept a narrow zone of variably

    dipping (40o

    - 90o) faults within the upper 1 - 2 m of gravels (Yetton, 2002). Such gravels are

    either exposed at the surface or covered by a thin layer of undisturbed topsoil.

    GPR surveys at the site reveal a narrow fault zone dipping steeply to the southeast at ~80o

    toa depth of ~15 m (McClymont et al., 2008a, 2010). Notable changes in GPR reflection geometry

    are observed across the main strand of the fault. Additional changes in reflection characteristic

    ~30 m on either side of the main strand are interpreted as secondary left-stepping en echelon faultstrands and associated deformation. This pattern of left-stepping traces is a consistent feature of

    the surface geomorphology within 1 km to the the SW of the site. The relationship between the

    main fault and secondary faults below the sediment cover is unknown.

    Northwest Canterbury PlainsLithologies and structures beneath the surficial sediments of the 8000 km

    2Canterbury Plains

    are only poorly known. The landscape is flat and even in most areas, with little surface evidenceof underlying geological complexity. Limited lithological information is provided by four

    moderately deep hydrocarbon exploration boreholes, a large number of shallow water-well holes,

    and outcrops in the hills and along the river banks (McLennan, 1981; Cowan, 1992; Evans, 2000;Estrada, 2003; May, 2004; Finnemore, 2004; Forsyth et al., 2008). Useful structural details are

    supplied by these same outcrops, sparse hydrocarbon exploration seismic lines (recorded with the

    intention of imaging much deeper features; Jongens et al., 1999), and a number of short seismic

    lines recorded by the University of Canterbury geophysics group (Estrada, 2003; Finnemore,2004). Collectively, these sources of information suggest that the subsurface beneath the

    Canterbury Plains comprises Permian - Triassic basement rocks overlain successively by Late

    Cretaceous - Tertiary interbedded sedimentary and volcanic layers and Quaternary sediments.However, the details of most buried structures are either unknown or based on speculative

    extrapolations.

    Ostler Fault zoneThe Ostler Fault zone is one of a number of distinct structures east of the Alpine Fault that

    accounts for a significant component of strain between the two plates. It accommodates

    1.1 - 1.7 mm/yr of east - west compression (Amos et al. 2007) and 0.8 - 1.0 mm/yr of vertical

    deformation that is mostly taken up by buckling in the fault hangingwall (Blick et al., 1989). Inthe area of the Mackenzie Basin transected by the Ostler Fault zone, a substantial late

    Pliocene - Pleistocene fluviolacustrine sequence is overlain by a series of Holocene glacial and

    fluvioglacial gravels and associated terraces (Ghisetti et al. 2007). The north - south strikingOstler Fault zone, which can be traced for a distance exceeding 50 km, comprises a highly

    segmented series of predominantly west-dipping surface-rupturing pure reverse faults. Fault

    segments are nearly orthogonal to inferred maximum horizontal-stress directions. They occur

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    over an area up to 3 km wide, with complex arrays of multiple fault segments in the central parts

    of the fault zone, where basin fill is thicker.The surface dip of the principal Ostler Fault plane appears to vary along its length. Davis et

    al. (2005) measured an average westerly dip of 50 9. A GPR survey in the northern part of the

    Clearburn area revealed a complex pattern of linked faulting, with multiple strands dipping to the

    west at 20 - 30 (McClymont et al. 2008b). Another 3D GPR survey in the northern section of theOstler Fault zone found the principal fault plane to be westerly dipping at 51 10 (Amos et al.,

    2007; Wallace et al., 2010).

    Seismic reflection data acquisition and processingFor each study site we designed a target-specific data acquisition strategy and a data-driven

    processing scheme. General information on the data acquisition strategies, all of which involved a

    240-channel recording system and single 30 Hz geophones, are provided in the sections below,but we refer the readers to the relevant papers for details on the individual processing schemes

    (Kaiser et al., 2009, 2010; Dorn et al., 2010a, 2010b; Campbell et al., 2010a, 2010b, 2010c).

    After assigning coordinates and editing traces, we tested a full range of processing procedures onall data sets: (i) mutes of various types, including airwave attenuation, (ii) amplitude

    enhancement and trace balance, (iii) spectral balance, (iv) surface-consistent predictive

    deconvolution, (v) elevation statics, (vi) refraction statics with complementary P-wave velocitytomograms derived from first arrivals, (vii) surface-consistent residual statics, (viii) various types

    of velocity analysis, (ix) normal-moveout corrections, (x) a variety of dip-moveout (DM0)

    analyses and corrections, (xi) frequency filtering, (xii) frequency-wavenumber filtering, (xiii)

    frequency-space filtering, (xiv) various types of stacking, (xv) time migration followed by time-to-depth conversion, and (xvi) depth migration. The processes were not necessarily applied in the

    order listed and not all processes were successful in improving image quality. For example,

    application of refraction static corrections was essential for imaging the Alpine Fault, but resultedin markedly inferior images of the northwest Canterbury Plains and Ostler Fault regions. In

    contrast, DMO processing improved the images for the latter two regions, but yielded variable

    quality images across the Alpine Fault. Several of the processes were applied both pre- and post-

    stack and some processes were applied in an iterative fashion (e.g., surface-consistent residualstatics and velocity analyses).

    Results of seismic surveying the Alpine Fault zoneAcross the Alpine Fault zone, we recorded an ultra-high-resolution 2D seismic reflection data

    set along a 360-m-long line and a pseudo-3D seismic reflection data set that spanned a500 x 200 m area (Kaiser et al., 2009, 2010). Energy generated by 6 blows of a hammer at 1 m

    intervals recorded on receivers located every 0.5 m provided 60-fold ultra-high-resolution data.For the pseudo-3D survey, energy from small 30 g explosive charges detonated every 8 m was

    recorded simultaneously by receivers located every 4 m along two parallel lines separated by

    8 m; one of the two receiver lines was also the source line. This strategy provided >20-fold data

    on a uniform 2 x 4 m CMP grid. Together, these two data sets yielded very high-resolutiondetails along a single profile and reliable information over a large area in a cost effective manner.

    Figures 2 and 3 show a depth-converted time-migrated 2D ultra-high-resolution image and a

    depth-migrated 3D high-resolution image of structures in the vicinity of the principal AlpineFault (AF in the figures) strand. Seismic units A1, A2, and A3 of strong semicontinuous

    reflections on either side of the fault from near the surface to as deep as ~60 m are interpreted to

    be late Pleistocene gravels; trenches and pits at the site reveal alluvial gravel in the uppermost

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    2 m. Undifferentiated gravel was intersected from the near surface to 26 m depth in the borehole

    southeast of the surface fault trace (Figure 2b; Garrick and Hatherton, 1974); note the goodcorrelation between the thickness of gravels observed in the seismic images and the borehole

    information. Along the southeastern half of the two data sets, reflections from seismic unit A3

    appear to grade into gently dipping continuous reflections B0 - B2 at greater depth. We interpret

    seismic units B0 - B2 as originating from layered glaciolacustrine sediments.

    The sediment-basement interface produces strong reflections C1 and C2 that are offset acrossthe Alpine Fault AF and at other locations along the profile. From mapped surface outcrops, we

    infer that marble basement C1 to the northwest is juxtaposed against schist basement C2 to the

    southeast. In Figures 2 and 3, much of the reverse slip along the Alpine Fault at Calf Paddockappears to be confined to a single major fault strand. More minor faults in Figure 2 are identified

    by dashed lines, with the most significant labeled I and II. Minor fault II projects to one of the

    subsidiary faults(SF in Figure 2) mapped in GPR data (McClymont et al., 2010).

    Figure 2. (a) Depth-converted migrated section derived from the ultra-high-resolution seismic dataset recorded across the Alpine Fault (AF). (b) Interpretation of depth-converted migrated section. Thevarious units are described in the text. Information from a nearby ~80 m deep borehole is projected

    on to the line at about 143 m distance.

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    Based on reflection truncations, the principal strand of the Alpine Fault has an apparent

    southeasterly dip of 7580 from its surface scarp through the Quaternary sediments to the offsetbasement at ~60 m depth. The dip of the Alpine Fault within the shallow basement is not so well

    constrained. As a consequence, we show a range of plausible depth trajectories for the Alpine

    Fault in Figure 2, with possible dip estimates in the basement varying between 50 and 80.

    Because reflections B0 - B2 from the former flat-lying glaciolacustrine units are only gentlytilted, our preferred interpretation is that the Alpine Fault continues to dip relatively steeply

    within the shallow basement (Figure 3). The average ~25 m apparent vertical offset of basement

    across the principal Alpine Fault strand together with the estimated maximum age of the erodedbasement surface and the measured fault dip within the Quaternary sediments yield a maximum

    dip-slip strain rate of ~1.4 mm/yr (estimated range of 0.9 2.2 mm/yr). The much larger strike-

    slip displacement rate has yet to be determined for this region of the Alpine Fault zone.

    Figure 3. (a) Depth-migrated volume of the pseudo-3D data set recorded across the AlpineFault. (b) As for (a), but highlighting the Alpine Fault strand AF and geological units A1-C2discussed in the text. (c) 3D representation of the horizons picked in b). Dashed linesindicate where horizons onlap basement.

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    Figure 4. High-resolution seismic reflection data recorded across the northwest Canterbury Plains. Sketch of interpreted geology superimposed on time-migrated seismic sections for (a) S4, (b) S1, (c) S2 and (d) S3. Solid and dashed lines indicate the level of confidence in the interpreted features. The veryapproximate depth scale on the right is based on a single velocity of 2300 m/s. (e) Location of the S1 - S4 seismic lines in the northwest Canterbury Plains.Regions of rock outcrop are shaded.

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    Results of seismic surveying across the Ostler Fault zone

    Our high-resolution seismic reflection data in the region of the Ostler Fault zone spanned atransfer zone from one principal fault strand to another. Six pairs of subparallel 1.2-km-long

    seismic reflection lines were recorded orthogonal to the fault traces and a single 1.6-km-long

    crossline was collected in the hanging wall parallel to fault strike (see top right diagram of Figure

    5). Since time and financial constraints prevented the acquisition of a sufficiently high-resolution3D data set across the 1.2 x 1.6 km survey area, the seismic survey was designed to supply high-

    resolution cross-sections through the predominantly 2D structures, while providing constraints on

    the along-strike character of these structures at length scales of both ~50 m (between lines in eachpair) and 200 - 300 m (between adjacent pairs of lines). The pairs of lines gave us confidence that

    the vast majority of reflected energy seen on the seismic images originated from within the

    vertical planes defined by the respective recording lines. The acquisition parameters were very

    similar to those described for the northwest Canterbury Plains data, except the source, receiverand fold were 6, 3, and 1.5 m, respectively, and the shotholes were generally shallower at ~0.6 m.

    The upper two diagrams in the left of Figure 5 show depth-converted migrated sections from

    inline 3 and the crossline (Campbell et al., 2010a, 2010c). Nearby rock outcrops allow us toidentify the most prominent reflections. The shallowest subhorizontal events P - P' and R - R'

    originate from fluvioglacial gravel beds, whereas the high-amplitude dipping reflections Q - Q'

    and deeper subhorizontal reflections U - U' originate from layered Late Pliocene - Pleistocenefluviolacustrine units (Ghisetti et al., 2007). We interpret T - T' as a rare package of reflections

    from a fault. Correlation of reflections, reflection packages, and reflection truncations on all 13

    seismic sections suitably constrained by the outcrop data leads to the interpretation presented in

    the lower two diagrams of Figure 5. Major unknowns in our interpretation are the types of rockunderlying the deepest imaged reflections U - U'. Nevertheless, it is possible to interpret the

    seismic images in terms of a principal 45 - 55 west-dipping Ostler Fault plane running the entire

    length of the study site and two subsidiary 25 - 30 west-dipping faults, one in the hanging walland one in the footwall of the principal fault. The principal fault and its shallow splays offset the

    Late Pliocene to Quaternary units. Deformation style varies along the length of the site, with

    folding playing an increasingly important role towards the north.

    Structural restorations of inline sections (Campbell et al., 2010a) demonstrate that 440 - 800m of vertical strain and 870 - 1080 m of shortening has occurred since deposition of the earliest

    Late Pliocene - Pleistocene fluviolacustrine unit (L1 in Figure 5). Furthermore, they suggest that

    there has been 70 - 180 m of shortening since the start of Quaternary fluvioglacial deposition.These estimates together with poorly constrained timing information translate to a relatively

    constant deformation rate of ~0.3 - 1.1 mm/yr from the Late Pliocene - Pleistocene to the presentday.

    ConclusionsUltra-high-resolution and high-resolution seismic reflection sections and 3D GPR data (not

    presented here) have revealed important details on the structure of two major active fault zones

    and a network of potentially active faults on New Zealand's South Island. We have imaged thetranspressive plate-boundary Alpine Fault in 2D and 3D and reverse faults of the Ostler Fault

    zone and the region underlying the northwest Canterbury Plains.

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    Figure 5 High-resolution seismic reflection data recorded across the Ostler Fault. Top right diagram shows the field layout. Six pairs of parallel linewere recorded perpendicular to the fault strike (indicated by the lineations in the topography) and one was recorded perpendicular (i.e., the crosslineDepth-converted migrated section 3 and the crossline (both marked by heavier lines in the top right diagram) are shown in the top left and centediagrams. Interpreted versions of these sections are shown below.

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    Acknowledgments

    We thank all members of the field crews who worked so hard on our surveys. This project

    was funded by the Swiss National Science Foundation and ETH Zurich.

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