seminar13 mar 2013 - sesion 1 - forest transition in mekong_ by xu jianchu

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Forest Transition in Mekong River Basin: State-led or Smallholder-driven? Jianchu XU, Principle Ecologist World Agroforestry Centre

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China initiated the largest forest conservation programs in the world. Chinese forest policies also contributed to increasing forest/tree cover in Yunnan province, Southwest China. We mapped forest cover in Yunnan, Mekong region using satellite imagery. We reconstructed the forest transition curve through narratives since the Great Leap Forward that started in 1958, as well as data from socioeconomic census since 1990s. Our results suggest that the increase in tree cover at the end of the last century was initiated by government policies that encompass regulative approaches as well as incentive payments for tree planting on sloping land, as well as market-driven plantation economy. Local trajectories of forest cover change hence resulted from a combination of exogenous policy-induced incentive payments and endogenous adaptation of land use strategies to changing market conditions. While policies facilitated the increase of tree cover in Yunnan, the degradation of natural forests often continued unabated. Local differences in factor endowments and the uneven geographic distribution of policy support contributed to considerable variation in the pathways to the forest transition, the shape of the forest transition curve, and the environmental and economic outcomes among villages. A better understanding of these processes is paramount to design incentive schemes that stimulate sustainable land use transitions.

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Page 1: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

Forest Transition in Mekong River Basin:

State-led or Smallholder-driven?

Jianchu XU, Principle Ecologist

World Agroforestry Centre

Page 2: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

Forest in Mekong Region (1990-2010)

8 million ha Net forest loss

12.7 million ha Natural forest lost

4.7 million ha Plantation (tree crops)

Source: FAO 2010

Page 3: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

Existing land cover products for the Mekong River Basin

Slide 3

GlobCover 2009 MODIS land cover 2011

Global map products

No regional specific classes

Less appropriate for local/basin scale land cover analyses

Page 4: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

Definition of physiographic homogenous subregions

Slide 4

Elevation SRTM DEM

Precipitation WorldClim

Land Cover MODIS Land Cover

6 Physiographic Homogenous Subregions

+ + Segmentation

Page 5: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

Biophysical Profile

Page 6: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

I. Tibetan Plateau

Page 7: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

Tibetan Plateau Ecosystem Changes

2011-2075

• Alpine grasslands 23%---9.5% (decreasing)

• Shrublands 11%---29% (increasing)

Zhao et al. 2011. Reg Environ Change 11(4): 905-915

Page 8: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

II. Greater-Rivers: Lancang in Yunnan

Page 9: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

III. Xishuangbanna and Mekong Highland

Page 10: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

IV. Mekong Lowland

Page 11: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

V. Intensive Cultivation

Page 12: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

VI. Tonle Sap/Mekong Delta

Tonle Sap Lake

Mekong Delta

Page 13: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

Mangrove in Mekong Delta

Vo et al., 2013. Remote Sens 5:183-201

Page 14: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu
Page 15: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

What drives forest transition?

Page 16: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

What does global change mean for forest ecosystem?

Land use/cover change

Source: National Aeronautics and Space Administration (NASA)

Climate Change 25~30%

water

temperature

+emission

—sequestration

Page 17: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

What are roles of states?

Page 18: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

1950s

1980s

1970s

1960s

2000

1990s

2010

2020

“Great Leap Forward”

Food Self-Sufficiency

“Wasteland auction” in 1994

Establishing Natural Reserves in 1981

De-collectivization in 1978

Forestland Three Fixing in 1982

Peri-Urbanization

Logging ban in 1998

Grain for green in 1999

Collective Forest Tenure Reform in 2006

Climate change mitigation

Township/village enterprise

Collective period: Food First

Economic booming, env. Degradation &

Emerging forest rights

State payment for env. service

Urbanization

Time Triggers Scenarios

Chinese Policy Narratives

2006 Secured Forest Rights

Page 19: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

Does market drive forest transition?

Page 20: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

Kunming-Bangkok Highway

Page 21: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

Transboundary resource flows

• Water • Fish & wildlife • Timber • Energy • Can be natural, disrupted

or ‘assisted’ – Disruption of fish

migration by hydropower dams

– Illegal trade in wildlife or timber

21

Page 22: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

10

15

20

25

Nat

iona

l for

est

cove

r (%

)

GreatLeap

Forward

HouseholdResponsibility

SystemYangtze

Flood 2009Goal:23%

Goal:26%

1958 1981 1998 2009 2020 2050

Sources: Zhang (1949); Forestry Surveys (1976-2009); Forestry Ministry (2020, 2050)

Forest cover change in China

Goal reached: 20% by 2010

Turning point in 1981: 12% forest cover

Page 23: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

Greater Rivers in NW Yunnan: alpine forest

Page 24: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu
Page 25: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

Policy and climate interplay

Page 26: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

Priced mushroom as

agent for forest

transition:

Vegetation/fungal

succession

Page 27: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu
Page 28: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

Xishuangbanna, Upper Mekong

Page 29: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

From shifting cultivator from smallholder rubber farmers

87,000 ha 153,000 ha 424,000 ha (18.3%)

Nature Reserve: 242,000 ha, 12.6%

Xu et al. 2013 Ecological Indicators http://dx.doi.org/10.1016/j.ecolind.2012.08.023

Page 30: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

Respondent reported main livelihood activity

Page 31: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

Sharing/Sparing

More protected areas?

More agroforestry?

Page 32: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

Forest transition pathways in Yunnan

→ State-initiated forest programs

o Regulative, top-down reforestation (NFPP)

o Incentive-based afforestation (SLCP)

→ More recently, voluntary planting of cash trees

o Increasing market-orientation of small farmers

o Little government support, in part driven by companies

Page 33: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

Key Lessons

1. The forest transition in Yunnan was set off by

government policies.

2. Plantation forests or tree crops contribute largest

share to forest increase.

3. Increasing tree cover might have little

contribution to environmental services

particularly watershed function and biodiversity

4. Endogenous socioeconomic dynamics become

increasingly pertinent for land use transitions.

Page 34: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

CIFOR-ICRAF Mekong Sentinel Landscape

Pay attention to forest transition in Yunnan (Greater Rivers) and Mekong highlands!

Page 35: Seminar13 Mar 2013 - Sesion 1 - Forest transition in Mekong_ by Xu Jianchu

Thanks

Xu Jianchu, email: [email protected]